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research-article2016
AJMXXX10.1177/1062860616658343American Journal of Medical QualityWolff et al
Article
American Journal of Medical Quality
Abstract
The objective was to analyze reported flash burns experienced by patients on home oxygen therapy (HOT) in the
Veterans Health Administration (VHA) using a qualitative, retrospective review of VHA root cause analysis reports
between January 2009 and November 2015. Of 123 cases of reported adverse events related to flash burns, 100 cases
(81%) resulted in injury, and 23 (19%) resulted in death. Although 89% of veterans claimed to have quit smoking (n =
109), 92% (n = 113) of burns occurred as a result of smoking. The most common root cause was risk identification
issues. Recommended actions were standardized risk assessment policies, patient education, and the adoption of fire
stop valves. Patients with a history of smoking who are on HOT should be considered for fire stop valves and offered
consistent counseling and follow-up using a combination of harm reduction and shared decision-making techniques.
Standardization of risk identification and documentation is recommended.
Keywords
nicotine addiction, harm reduction, shared decision making, home oxygen therapy, flash burn
Approximately 1.4 million people in the United States are Native Americans/Alaska Natives have the highest
on long-term oxygen therapy.1,2 Home oxygen therapy reported percentage of smokers (29%) and Asian/Pacific
(HOT) has been shown to successfully treat hypoxemia Islanders the lowest (9%).9 Current estimates are that
related to chronic obstructive pulmonary disease (COPD), close to 19% of men and 15% of women in the United
improving patients quality of life and morbidity.1 COPD States smoke tobacco.9 These proportions differ in the US
may be caused by chemical fumes or dust; the most com- military; estimates range between 30% and 33% of ser-
mon cause of COPD is smoking.3,4 Treatment for COPD vice members, and 20% to 52% of veterans use
often consists of a combination of home oxygen and tobacco.13-15 Women who served since the beginning of
smoking cessation therapies. It is estimated that $1.7 bil- the conflicts in Afghanistan and Iraq are reportedly smok-
lion is spent on health care treating smoking-related ill- ing at higher rates than men.13
nesses, with $983 million spent yearly on Veterans Health Historically, smoking has been an acceptable part of
Administration (VHA) patients. HOT is safe if individu- military culture.16,17 Use of tobacco is higher in indi-
als avoid using oxygen when near sources of spark or viduals with combat and other types of trauma experi-
flame such as candles, pilot lights, and smoking materi- ences and in people with substance use disorder or
als. On rare occasions, individuals may experience flash mental health conditions, including post-traumatic
burns if near open flames or sparks, which will result in stress disorder.11,13,18,19 In addition to increased risk of
injury, death, or destruction of property.3-8 This article
examines reports of injuries and deaths from flash burns
1
experienced by VHA patients from January 2009 to VA National Center for Patient Safety Field Office (NCPS), White
November 2015. River Junction, VT
2
The Geisel School of Medicine at Dartmouth College, Hanover, NH
In 2005 close to 21% of people in the United States 3
National Center for Patient Safety (NCPS), Ann Arbor, MI
smoked tobacco; by 2013, the percentage dropped to
17.8%.9 The income, educational level, race or ethnicity, Corresponding Author:
Kristina B. Wolff, PhD, MS, MPA, MPH, Dartmouth CollegeMasters
and sex of an individual influence tobacco use.9-12 The of Health Care Delivery Science Program, 37 Dewey Field Rd,
higher a persons education level, the less likely they are Hanover, NH 03755-3529.
to smoke; smoking decreases as people get older.9-12 Email: Kristina.B.Wolff@dartmouth.edu
COPD, smokers are at higher risk for lung cancer, root causes and actions taken to improve care and reduce
stroke, and coronary heart disease as well as increased harm to patients and to provide recommendations based on
use of health care and overall diminished health.9,10 It is these actions.
estimated that from 1997 to 2001, smoking tobacco
caused 438000 premature deaths.9,10
Nicotine addiction is considered to be one of the more Methods
difficult addictions to overcome and is the most common Study Design
form of addiction in the United States.9,10 Individuals
who successfully quit smoking without some form of This is a qualitative, retrospective study of RCA reports
smoking cessation are usually younger than age 40. involving patient burns while on HOT that occurred
Smoking cessation efforts include nicotine replacement within the VHA between January 2009 and November
therapy (NRT; nicotine gum or patch) with or without 2015. This included patients on HOT who sustained
some form of behavioral therapy.1,15,20-23 Varencline and burns at home, in public, in hospitals, and in other clini-
bupropion combined with NRT have been shown to cal settings. The Committee for the Protection of
assist in prolonging smoking abstinence, but few studies Human Subjects, Dartmouth College, considered this
show how well these work with elderly individuals.23 project exempt from further institutional review.
Research shows that individuals need at least 5 weeks of SQUIRE 2.0 was used as the framework in preparation
psychotherapy and seniors (>64 years old) require recur- for this article.
rent counseling to successfully abstain from tobacco
use.18,22,24 It should be noted that although it is safe, NRT The Veterans Affairs (VA) National Center for
may not effectively assist users to remain abstinent after
Patient Safety RCA Program
24 weeks.20,22,25-28
Sex and other social determinants can affect a patients The VHA system provides health care services to veter-
success at abstaining from nicotine use.11,12,20,29,30 For ans across the United States through 152 VA Medical
example, a harm reduction approach that includes moti- Centers, community living centers, and home-based pri-
vational interviewing and takes a trauma-informed mary care. The National Center for Patient Safety (NCPS)
approach is more effective for women.11,12,31 Harm investigates patient safety issues, including examinations
reduction approaches treat addiction as a chronic illness of adverse events that occur throughout the health care
rather than as a secondary condition to illness.10,11,15,21,32 system to improve system-wide issues and the delivery of
These methodologies encourage shared decision making, care.35 The NCPS has instituted an RCA program to indi-
which can improve trust and patient autonomy in rela- vidually and collectively analyze adverse events.
tionship to their health and wellness. Together, patient RCA is a method for examining the underlying causes
and provider are active partners in determining care plans of adverse events. The focus of an RCA is on the systemic
to reduce the use of nicotine.21,26,31,32 and organizational factors that may have contributed to
It is difficult to determine how many individuals on an adverse event, including environmental factors, break-
HOT continue to smoke. Estimates range from 10% to downs in communication of critical information from one
50%.1,4,8 Although rare, sparks and open flames can cause clinician to another, nonstandardized processes for
flash burns that injure or cause the death of patients and assessing or treating patients, training, and fatigue.35 This
others around them as well as damage to property.4,7,13,31,33,34 system includes a computer-aided tool and a flip-book
Reporting of these events is spotty at best and often reliant containing a series of 6 triage questions to help teams
on people who know the patient rather than the patient identify where the system can be improved. To determine
reporting the injury. Sharma etal1 estimate the absolute whether an adverse event should be reviewed using the
risk of burn injury in patients on home oxygen therapy as RCA process, each event is coded according to severity
2.98 per 1000 patients compared with 1.69 per 1000 for of the incident (minor, moderate, major, catastrophic) and
patients not prescribed oxygen.1(p495) The severity of the its probability of occurrence (remote, uncommon, occa-
burn is often related to how quickly the flames can be sional, frequent), called the Safety Assessment Code.3
extinguished and oxygen turned off. Many elderly indi- Events with high severity and/or probability of recurring
viduals who experience these burns often require longer are reviewed using the RCA process.
hospitalization.6,34 Although smoking continues to decline, Next, a multidisciplinary team is chartered to estab-
10% of fire-related deaths worldwide are from lish the sequence of events leading to the adverse event,
smoking.7,8,34 The aim of this project was to examine root conduct fact finding, and synthesize the information
cause analysis (RCA) reports of injuries and deaths from acquired using the tools and resources available. The
flash burns experienced by VHA patients on HOT. The RCA team is composed of clinicians and administrators
goal was to identify and report commonalities in stated who are knowledgeable about the systems and process
under review in the area but are not directly involved in than 85% concurrence was reached (coefficient was
the case. Once a final sequence of events is determined, 0.81). The remaining cases were coded separately; cases
the team identifies root causes and contributing factors. or root causes that did not clearly fit into one category
Action plans are then developed to address these root were coded by consensus. Subcategories also were devel-
causes and a measurement system put in place to moni- oped to further analyze and illustrate the variation within
tor the implementation and effectiveness of the actions. reported root causes and actions.
In general, an RCA describes what happened, how it
happened, and what should be done to avoid the same
Results
event happening again. The focus is on systemic
changes that can be made at the unit, clinic, or facility Characteristics of the sample are presented in Table 1. Of
level to reduce the chances of the same type of event the 123 veterans experiencing flash burns on HOT, almost
happening again. 19% died from injuries related to the burn. Most of the
Because of the focus on the system, the information deaths and injuries happened at home. Although almost
contained in the RCA reports has limited demographic or 90% of veterans claimed to have quit smoking, more than
epidemiological data about the patients involved in the 90% of flash burns started because of smoking. Substance
events. In contrast, RCA reports contain detailed infor- use disorder was noted in almost one quarter of the
mation regarding the event, the underlying systemic patients; many (37%) had multiple comorbidities, but
causes of the event, and potential actions to prevent reoc- only 5% (6) of the incidents mentioned comorbidities as
currence. The RCA reports are submitted to NCPS via a a factor in the patients flash burn. All but 2 veterans were
secure electronic reporting system within 45 days of the male (Table 1).
adverse event. Once in the national database, each RCA The RCA data revealed 2 common inconsistencies in
report is coded using the Primary Analysis Categorization caring for HOT patients. RCA reports frequently noted
system. This system assigns codes for location, event lack of information regarding veteran participation in
type, activities, or processes closely associated with the smoking cessation programs or missing risk identifica-
event; actions taken; and outcome measures used. In tion for smoking while on HOT. Almost half of the RCAs
addition, actions are coded for strength of effectiveness, stated that there was no information regarding smoking
whereas permanent changes or standardization of a pro- cessation involvement compared with the 29% of patients
cess are coded as stronger than attempts to change staff who were offered smoking cessation. The number of
behaviors through education or policy changes. Once patients who were offered smoking cessation and refused
coded, the full RCA reports and codes are available for to participate and the number who were not offered smok-
review by NCPS staff. ing cessation are shown in Table 1.
Veteran risk of smoking while on HOT was noted
before the incident in more than one quarter of the RCAs
Analysis of RCA Reports (Table 1). In close to one third of cases, high risk for
RCA reports from January 2009 to November 2015 (n = smoking was known but not reported in the patients
8237) were analyzed, using conventional content analysis health record, compared with 15% where risk was deter-
methods, for adverse events related to HOT. RCA reports mined and documented after the flash burn happened.
were searched for specific words and phrases using the The remaining cases had no recognized risk status (Table
Find function in Excel (Microsoft Corp, Redmond, 1). A small percentage of veterans used some form of fire
Washington) and a thorough reading of the RCA reports. stop device; 78% (7) of these devices were used between
The search included the following terms that appear in 2013 and 2015. Only one of the deceased patients had
the RCA text: smoking/smoke, fire, burn, oxygen/home been issued a fire stop valve.
oxygen, cannula, cigarette, flame, died/deceased, injured/ There were 240 root causes identified in the cases;
injury, and spark. RCA reports of close calls and safety these were organized into 16 distinct categories (Figure 1).
reports that did not have an RCA were excluded, leaving The most common root cause was risk identification,
a final study data set of cases that led to actual patient and the least common were substance use disorder and
harm. Once duplicate cases and cases unrelated to flash no root cause. Combined, patient noncompliance, patient
burns on HOT were eliminated, the remaining cases (n = education, and policy change or standardization of pol-
123) were organized by year of incident and divided into icy represent 54% of all root causes (Figure 1). One of
injured and deceased patients. the challenges with tackling rare adverse events is iden-
Codebooks were developed inductively for patient and tifying commonalities between incidents that can be
incident characteristics, root causes, and actions as deter- addressed as a means to reduce these events. To address
mined in the RCAs. Two coders independently coded this, subcategories were organized to show the distribu-
10% of root causes and 15% of the actions until more tion of them within the root causes from the RCA cases.
For example, of all cases identifying policies as a root patient, family, and staff education; and improved
cause, communication issues of policies and risk identi- communication.
fication procedures were noted as a policy concern in
more than 15% of the cases compared with smoking ces-
Discussion
sation policies, which were recognized in less than 5% of
the cases. Although a relatively rare type of adverse event, flash
Actions are shaped by the culture and resources of burns during HOT use can result in catastrophic injuries
the VHA facility and its veteran patient population; this or death of the patient as well as others in the same loca-
is evident in the variety of recommended actions listed tion. In the RCA reports that were examined, missing or
in the cases examined. In all, 388 actions were recom- inaccurate information regarding risk identification for
mended for the 123 RCA cases (Figure 2). The most smoking was the most frequently noted root cause (16%,
common actions discussed were improved documenta- n = 38). Consequently, it is recommended that facilities
tion; improved follow-up for patients; improvement of standardize the process of identifying and documenting
patient risk of smoking. Facilities also should consider determining the level of harm experienced by the
creating levels of risk classification (high, medium, low) patient.4,6 There was a marked increase in the use of fire
for both inpatient and outpatient (HOT) care that are stop valves for cannulas from 2013 to 2015, with 78%
based on patient age, lifetime smoking history, and (n = 7) of valves being issued during this time period.
comorbidities, including mental health status, substance Eleven (3%) RCAs recommended requiring fire stop
use, and chronic illness, because this combination appears valves for patients with a smoking history; 64% (n = 7)
to influence patient smoking on HOT.4,10-13,30,36,37 of these recommendations occurred between 2013 and
The majority (92%, n = 113) of flash burns and fires 2015.5 Standardizing the use of equipment that reduces
occurred while the patient was smoking. Slightly more the likelihood of human error provides extra time to
than half (53%, n = 65) of the patients were alone when stop the fire as oxygen is stopped. It is a strong action
the flash burn occurred. The patients ability to put out because it is less dependent on changing behaviors,
a fire quickly may be one of the common factors in which is particularly challenging when the behavior is
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