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Int. J. Radiation Oncology Biol. Phys., Vol. 52, No. 5, pp. 1238 1244, 2002
Copyright 2002 Elsevier Science Inc.
Printed in the USA. All rights reserved
0360-3016/02/$see front matter
PII S0360-3016(01)02781-X
Purpose: To evaluate the role of adjuvant chemotherapy in locally advanced nasopharyngeal carcinoma (NPC)
patients, we conducted a randomized Phase III trial comparing radiotherapy (RT) followed by adjuvant
chemotherapy to RT alone in patients with advanced NPC.
Methods and Materials: Between November 1994 and March 1999, 157 patients with Stage IV, M0 (UICC/AJCC,
1992) advanced NPC disease were randomized to receive standard radiotherapy, as follows: 35 40 fractions,
1.8 2.0 Gy/fraction/day, 5 days/week, to a total dose 70 72 Gy with or without 9 weekly cycles of 24-h infusional
chemotherapy (20 mg/m2 cisplatin, 2,200 mg/m2 5-fluorouracil, and 120 mg/m2 leucovorin) after RT. Of 157
patients enrolled, 154 (77 radiotherapy, 77 combined therapy) were evaluable for survival and toxicity analysis.
Results: With a median follow-up of 49.5 months, the 5-year overall survival and relapse-free survival rates were
60.5% vs. 54.5% (p 0.5) and 49.5% vs. 54.4% (p 0.38) for the radiotherapy-alone group and the combined
radiotherapy and adjuvant chemotherapy group, respectively. The Cox regression showed that the hazard rates
ratio of combined treatment to RT alone was 0.673 (p value 0.232); the 95% confidence interval was 0.352 and
1.288, respectively. Patients who received combined treatment had a lower systemic relapse rate than radiother-
apy-alone patients, according to relapse pattern analysis. The incidence of leukopenia (> Grade 3) occurred in
17 out of 819 (2.1%) cycles of weekly chemotherapy. No patient developed moderate to severe mucositis (> Grade
3).
Conclusions: We conclude that adjuvant chemotherapy after RT for patients with advanced NPC has no benefit
for overall survival or relapse-free survival. 2002 Elsevier Science Inc.
Reprint requests to: Kwan-Hwa Chi, M.D., Cancer Center, General Hospital-Kaohsiung; Jian-Sheng Jan, Veterans General
Veterans General Hospital-Taipei, #201, sec. 2 Shih-Pai Rd., Tai- Hospital-Taichung; Meng-Hao Wu, Mackay Memorial Hospital-
pei, 11217, Taiwan, Republic Of China. Tel: (886) 2-28757468; Taipei; Shen-Yeh Lin, Kaohsiung Medical University; Chih-Jen
Fax: (886) 2-28749419; E-mail: khchi@vghtpe.gov.tw Huang, Kaohsiung Medical University; Chien-Hsun Chen, Veter-
AcknowledgmentsWe are grateful to Cheng-Wen Wu, Jacque- ans General Hospital-Kaohsiung; Ming-Chih Chang, Mackay Me-
line Whang-Peng, and Gi-Ming Lai for support from the Taiwan morial Hospital-Taipei; Yih-Chang Weng, Veterans General Hos-
Cooperative Oncology Group (TCOG) and the National Health pital-Taichung; Tzeon-Jye Chiu, Veterans General Hospital-
Research Institute. We are very grateful for help throughout the Taipei; I-Cheng Lai, Mackay Memorial Hospital-Taipei; Kou-Hwa
study with data management and statistical assistance from Wei- Chang, Mackay Memorial Hospital-Taipei; and Jeng-Yuh Ko,
Lien Feng and Mei-Suei Lin from the Taiwan Cooperative Oncol-
National Taiwan University Hospital. The authors also thank Dr.
ogy Group and the National Health Research Institute, Taiwan. We
Wing-Kai Chan for his advice on preparing the manuscript.
also thank the members of TCOG who contributed to this clinical
trial but who are not in the authorship list, as follows: Yu-Ming Received Jul 19, 2001, and in revised form Nov 5, 2001.
Liu, Veterans General Hospital-Taipei; Wen-San Liu, Veterans Accepted for publication Nov 12, 2001.
1238
Adjuvant chemotherapy in NPC patients K.-H. CHI et al. 1239
radiotherapy (RT) alone at the Veterans General Hospital- %), renal function (serum creatinine 1.5 mg/dL), and liver
Taipei during 19811996 was 46% (1). Because of the high function (total bilirubin 2.0 mg/dL). Patients were al-
incidence of locoregional and/or systemic relapse in patients lowed no previous history of chemotherapy or radiotherapy.
with locally advanced NPC treated with RT alone, the Pretreatment evaluation included a complete history and
addition of chemotherapy had been a strategy in various physical examination, complete blood count, and blood
studies (2 6). These protocols consisted of neoadjuvant chemistry analysis. Staging evaluations included a CT scan
adjuvant concomitant chemotherapy. The neoadjuvant or MRI of the nasopharynx and base of skull and neck, chest
chemotherapy in theory may decrease the bulky tumor and X-ray, bone scan, and liver sonography. Patients with se-
facilitate the radiotherapy given subsequently and may de- rology evidence of hepatitis B surface antigen were ex-
crease the chance of micrometastases before radiotherapy. cluded from the study after October 1997 by protocol
The concomitant chemotherapy usually aims at increasing amendment, because chemotherapy-induced reactivation of
the efficacy of radiation. The use of adjuvant chemotherapy hepatitis B had been found to be a serious adverse event in
after radiotherapy is generally believed to decrease the one patient. Dental care and an audiogram were performed
chance of distant metastases. before radiotherapy. The study was approved by the insti-
Five prospective randomized Phase III trials investigating tutional review board. All patients gave written informed
various combinations of chemotherapy and RT have been consent before registration. Patients fulfilling enrollment
reported (711). Rossi et al. have reported on the only criteria were centrally randomized by fax at the central
adjuvant chemotherapy trial in which NPC patients received office of the Taiwan Cooperative Oncology Group in Tai-
six cycles of cyclophosphamide, adriamycin, and oncovin pei. The randomization procedure was performed with the
after radiotherapy (7). No significant difference in overall or stratified permuted-block randomization method (with
relapse-free survival (RFS) was observed. One possible block size 4).
explanation may be that the non-cisplatin chemotherapy
was ineffective. The role of adjuvant chemotherapy using a Radiotherapy
cisplatin-containing regimen is unknown in NPC. Although All patients underwent mask immobilization with simu-
there are other studies that have not shown an effectiveness lation and CT-based planning. Six-megavolt photons were
for adjuvant chemotherapy in head-and-neck cancers as used along with electrons, when indicated. The nasopharynx
shown in meta-analysis, the trials included in the meta- and the upper neck were initially treated by bilateral op-
analysis excluded reports on NPC-only trials (12). Perform- posed fields. The lower neck and supraclavicular regions
ing adjuvant chemotherapy after full-dose radiotherapy pre- were treated by single anterior field with or without a
sents the problem of toxicities from chemotherapy, posterior beam. At the dose level of 40 Gy from the initial
especially mucositis. We have developed in NPC treatment opposed lateral fields, a spinal cord block was introduced in
an active but relatively nontoxic chemotherapy combination the upper-neck field. The posterior neck under the spinal
regimen, PFL, with cisplatin, 5-fluorouracil (5-FU), and cord block was treated with electron beam. The primary and
leucovorin (13). The weekly PFL chemotherapy may mark- neck boost fields were given separately after 50 Gy. The
edly reduce the oral mucositis rate while maintaining its infraorbital two-wedge angle portals, three-field technique,
anticancer effect, as compared with its counterpart regimen or three-dimensional conformal treatment techniques were
of 4-day infusional PFL (14). We believe that the weekly used. In the absence of a palpable upper-neck node, the
PFL regimen may be an ideal candidate for the adjuvant lower neck was prophylactically treated on the side to 50
chemotherapy of NPC patients after a full course of radio- Gy. A daily dose to gross tumor sites of 1.8 Gy to 2.0 Gy per
therapy. fraction, 5 fractions per week to a total dose 70 72 Gy was
Therefore, since 1994 we have conducted a Phase III used in this study.
study comparing radiotherapy alone with radiotherapy fol-
lowed by adjuvant chemotherapy; we have used weekly Chemotherapy
PFL to evaluate the role of cisplatin-based adjuvant chemo- Patients were randomized to receive adjuvant PFL che-
therapy in locally advanced NPC patients. motherapy or radiotherapy alone. Adjuvant chemotherapy
was started 4 weeks after completion of radiotherapy; the
PFL chemotherapy consisted of 9 weekly cycles of cisplatin
METHODS AND MATERIALS
(P), 5-fluorouracil (F), and leucovorin (L) in the following
Between November 1994 and March 1999, 157 newly dose: 20 mg/m2 cisplatin, 2,200 mg/m2 5-fluorouracil, and
diagnosed NPC patients were registered from nine institu- 120 mg/m2 leucovorin in a 24-h infusion. The regimen can
tions in the Taiwan Cooperative Oncology Group (TCOG). be administered to an outpatient with a portable infusion
The eligibility criteria were as follows: biopsy-proven car- pump or to an inpatient with an i.v. infusion pump, using a
cinoma of nasopharynx, Stage IV (UICC/AJCC 1992) dis- 500-mL normal saline. Patients were instructed to drink at
ease (including T4N0 1M0 and TN23M0), and performance least 3,000 mL/day while on outpatient treatment. First-
status 0 2 (WHO). Patients were required to have adequate cycle chemotherapy was administered only if WBC
bone marrow function (WBC [white blood cells] 4,000/ 3,000/uL and platelet count 100,000/L. Chemotherapy
L, platelet count 100,000/L, hemoglobin 10.5 mg was withheld on the day it was scheduled if WBC
1240 I. J. Radiation Oncology Biology Physics Volume 52, Number 5, 2002
Table 2. Toxicity from CT (Grade 2) TCOG executive committee decided on the early termina-
tion of the T1394 trial.
Group B (RT CT/ n 51)
Intent-to-treat
RT RT CT Total
Relapse pattern (n 77) (n 77) (n 154)
the incorporation of chemotherapy before, during, or after apy after standard RT. This is the first randomized trial
radiotherapy (1517). Each type of integration has its ad- using a cisplatin-based chemotherapy regimen that failed
vantages and disadvantages. Routinely incorporating che- to demonstrate a survival benefit in locally advanced
motherapy into the treatment of NPC before the results of NPC patients. Adjuvant chemotherapy may still be of
randomized trials on pure neoadjuvant, concomitant, or benefit in reducing the incidence of systemic relapse from
adjuvant chemotherapy have matured may result in over- 36.4% of patients in the control group to 19.5% of
treatment. patients in the combined treatment group (p 0.03), as
This study is the second randomized trial that was assessed from relapse pattern analysis. However, the
unable to demonstrate the benefit of adjuvant chemother- RFS, MFS, and LRFS analysis should regard all causes of
death as events, and none of the survival parameters
reported in this study are statistically different between
the two treatment arms.
The Head and Neck Intergroup 0099 trial is the only
trial to date that has shown an improvement in overall
survival (11). It tested three cycles of concurrent cisplatin
and conventional RT followed by three cycles of adju-
vant PF chemotherapy with RT alone. The trial differs
from all others in that the chemotherapy was given during
and after radiotherapy. The results showed a significant
improvement in 3-year overall survival (47% vs. 78% at
3 years, p 0.005) in favor of the combined treatment
group. The major criticism of this study is the relatively
low overall survival rate of patients receiving RT alone
compared to the survival rate in most Asian and Euro-
pean trials, including the current Taiwan Cooperative
Oncology Group trial, which shows a 3-year overall
survival rate of 68.4% with RT alone. The difference may
result from including a large proportion of patients with
Fig. 2. Relapse-free survival curves (p 0.376). WHO Type I squamous cell carcinoma of the nasophar-
Adjuvant chemotherapy in NPC patients K.-H. CHI et al. 1243
ynx. Nevertheless, it has been concluded that the high chemotherapy. The patients in the Intergroup trial suffered
survival rate results from concomitant chemoradiother- from Grade 3 mucositis (13%) and Grade 4 mucositis (8%)
apy (CCRT), and the benefit of adjuvant chemotherapy is from a regimen of 3 cycles of PF once a week for 4 weeks
further supported by others (17). To understand why the (11). Our weekly PFL regimen produced no mucositis (
results of the Intergroup 0099 trial seemed unique, data Grade 3). However, we need to improve the general nutri-
on individual modalities of NPC treatment, adjuvant che- tion/supportive care to reduce the treatment-related death
motherapy or CCRT, need to be recorded separately. rate, which was unfortunately too high in the early part of
Comparing the Intergroup study with this one, the dose this study.
intensity and duration of the weekly PFL chemotherapy Most of our patients were stratified into the N2-stage
used here (9-week cycle) is no less than that in the disease category. It was still unknown whether adjuvant
adjuvant chemotherapy part of the Intergroup study (3- chemotherapy had a greater impact on those with an inter-
month cycle). When we compare our results with that of mediate risk of relapse, such as those at the TxN2 stage,
the Intergroup study, the role of CCRT seems more because of the lack of statistical power from subgroup
important than that of adjuvant chemotherapy. There is a analysis of a small sample. On the other hand, neoadjuvant
randomized trial ongoing in Hong Kong comparing
chemotherapy may benefit N3 disease more in regard to
CCRT vs. radiotherapy alone in locally advanced NPC
distant metastatic rate, as shown by the International Naso-
patients (18). The preliminary results show a significantly
pharyx Cancer Study Group, which showed a better out-
better 2-year progression-free survival in the CCRT arm
come in patients with N2 stage given neoadjuvant ther-
(78% vs. 62%) (p 0.013), but the overall survival rate
apy; the trial by the Asian-Oceanian Clinical Oncology
has not yet been mentioned. Unless the data for CCRT
Association, which studied the N3-stage subgroup, had a
alone prove a dramatic survival benefit in the near future,
CCRT followed by adjuvant chemotherapy is theoreti- similar outcome (9, 10). CCRT theoretically may help more
cally synergistic. Randomized trials of CCRT without in the case of bulky disease, such as T4 and N3 disease. We
adjuvant chemotherapy have achieved some improve- agree with the hypotheses developed recently by Dr. Coo-
ment in the overall survival rate in lung cancers, cervix per, that early-stage NPC can be well treated by radiother-
cancers, and head-and-neck cancers compared to their apy alone; NPC patients at intermediate risk stage can be
radiotherapy-alone counterparts (12, 19 21). NPC may treated by combined CCRT with adjuvant chemotherapy.
prove to be another example. The high-risk patients may need more aggressive neoadju-
Poor compliance to adjuvant chemotherapy has always vant chemotherapy, followed by CCRT and adjuvant che-
been reported in head-and-neck cancer trials (11, 22). Thir- motherapy (23).
ty-three percent of patients refused to receive chemotherapy In conclusion, overall survival benefit was not demon-
in the Intergroup study, as did 33.8% in our patient group. strated in the current study with the addition of adjuvant
One of the major concerns regarding toxicity from adjuvant chemotherapy after radiotherapy in patients with locally
chemotherapy after full-dose radiotherapy in head-and-neck advanced NPC. Systemic relapse seems to be significantly
patients was the fear of re-experiencing mucositis from reduced by adjuvant chemotherapy.
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