Escolar Documentos
Profissional Documentos
Cultura Documentos
89
9 1992 Kluwer Academic Publishers. Printed in the Netherlands.
PAUL ERNEST
ABSTRACT: Two dichotomies in the philosophy of mathematics are discussed: the prescrip-
tive--descriptive distinction, and the process-product distinction. By focusing on prescriptive
matters, and on mathematics as a product, standard philosophy of mathematics has over-
looked legitimate and pedagogically rewarding questions that highlight mathematics as a
process of knowing which has social dimensions. In contrast the social-constructivist view
introduced here can affect the aims, content, teaching approaches, implicit values, and
assessment of the mathematics curriculum, and above all else, the beliefs and practices of
the mathematics teacher.
INTRODUCTION
The second and third of these senses are what is usually meant by
mathematical truth (the ambiguity matters little, since in most cases these
two senses are demonstrably equivalent, by the appropriate completeness
and soundness theorems). In a naive sense truths are statements which
accurately describe a state of affairs - a relationship - in some realm of
discourse. In this view, the terms which express the truth name objects in
the realm of discourse, and the statement as a whole describes a true state
of affairs, the relationship that holds between the denotations of the terms.
A mathematical truth in this sense is rare. Mathematical truths are made
up of terms which usually do not name unique individuals, and the state-
ment as a whole describes a structural relation which holds between which-
ever objects are named by its terms, in any appropriate interpretation
(that is one satisfying the axioms of the background theory). This is
uncontroversial. What it shows is that the concept of truth employed in
mathematics no longer has the same meaning as either the everyday, naive
notion of truth, or its equivalent, as was used in mathematics in the past.
Whether we assume this new meaning of truth as it is employed in
mathematics or not, it is still not possible to establish the certainty of
mathematical knowledge. As Lakatos (1978) shows, despite all the foun-
dational work and development of mathematical logic, the quest for cer-
tainty in mathematics leads inevitably to an infinite regress. Any mathema-
tical system depends on a set of assumptions, and there is no way of
escaping them. All we can do is to minimise them, to get a reduced set
of axioms (and rules of proof). This reduced set can only be dispensed
with by replacing it with assumptions of at least the same strength. Thus we
cannot establish the certainty of mathematics without making assumptions,
which therefore is not absolute certainty. Furthermore, if we want to
establish that our mathematical systems are safe (i.e. consistent), for any
but the simplest systems we are forced to expand the set of assumptions
we make, further undermining the certainty of the foundations of mathe-
matics.
What has been argued is that the traditional philosophies of mathematics
which have assumed the task of trying to establish the certainty of mathe-
matical knowledge have failed. However the point I wish to make is not
only that such attempts are doomed, but that they are wrong headed.
Insofar as the philosophical schools of logicism, formalism and intuitionism
offer an account of the nature of mathematics, it is prescriptive. That
is, mathematics is a body of knowledge which should be seen as logic,
intuitionistic mathematics, or consistent formal systems, according to
which viewpoint is adopted. More generally, Assumption 2 is prescriptive,
in that it requires us to focus on the systematic reconstruction of mathema-
tical knowledge to warrant its assertion. It concerns how mathematics
'should be seen', to justify certain philosophical requirements.
92 PAUL ERNEST
mathematics also has the result of offsetting some of the effect of sectional
interests exercised by those with power in the community of mathemati-
cians.
Mathematicians form a community with a mathematical culture, that is
a more or less shared set of concepts and methods, a set of values and
rules (which is often understood implicitly), within the contexts of social
institutions and power relations.
This is a tentative and greatly simplified formulation of a social construc-
tivist view of mathematics. It combines sociological, psychological, as well
as philosophical perspectives. It also stands in need of justification. As an
alternative, I anticipate same of the objections to this view and answer
them.
arbitrary, in that they have been freely created within the constraints of
implicit or explicit rules, they have to withstand the gruelling tests of
consistency not only within language, but also in 'fitting' of hypotheses to
reality. (See Ernest, 1990, 1991, for a fuller development of these theses.)
made their mental worlds of mathematics more real than the rest of us
by constantly revisiting and extending them.
(5) What mechanisms account for the development of mathemat-
ical ideas?
Here Piaget's genetic epistemology has a great deal to offer. The mental
constructions of individuals, through the processes of communication and
negotiation, within the strict constraints imposed by the rules of mathe-
matics (also mediated by the exercise of power by mathematicians) are
added to the official conceptual structure of mathematics. Thus there is a
social process by means of which the ideas of individuals spread out
through enlarging groups of persons, and then may be taken up by 'official'
mathematics. The actual genesis of mathematical ideas within individual
minds involves vertical and horizontal processes (by analogy with inductive
and deductive processes, respectively). The vertical processes involve gen-
eralisation, abstraction and reitication, and are akin to concept formation.
Typically, this process involves the transformation of properties, construc-
tions, or collections of constructions into objects. Thus, for example,
we can reconstruct the creation of the number concept, beginning with
ordination. The ordinal number '5' is associated with the 5th member of
a counting sequence, ranging over 5 objects. This becomes abstracted
from the particular order of counting, and a generalisation '5', is applied
as an adjective to the whole collection of 5 objects. The adjective '5'
(applicable to a set), is retied into an object, '5', which is a noun, the
name of a thing in itself. Later, the collection of such numbers is retied
into the set 'number'. Psychologically, it is plausible that the objects of
mathematics are 'retied constructions'. But this has also been offered as
a philosophical account of the nature of mathematics by Machover (1983).
Such a genetic account holds promise as a way of linking the psychology,
history and philosophy of mathematics.
The horizontal process of object formation in mathematics is that de-
scribed by Lakatos (1976), in his reconstruction of the evolution of the
Euler formula and its justification. Namely, the reformulation of mathe-
matical concepts or definitions to achieve consistency and coherence in
their relationships within a broader context. This is essentially a process
of elaboration and refinement, unlike the vertical process which lies behind
'objectification'.
This account, which suggests the mechanism which objectifies the con-
cepts of mathematics, may also help to explain why mathematics as a
whole is seen to be objectified. To project idealised structures into a
Platonic realm may be a natural application of this process of reification.
It may be the case that mathematics would have been severely handi-
capped in its evolution without the myth of its objectivity, and the tend-
ency to objectify it. For this myth permits a focus on the objects and
processes of mathematics as shared things-in-themselves, subject only to
the rules of the game.
THE NATURE OF MATHEMATICS 99
of the learners, their everyday lives, as well as their school based experi-
ences. If mathematics is to empower learners to become active and confi-
dent problem solvers, they need to experience a human mathematics
which they can make their own. The social constructivist view places a
great deal of emphasis on the social negotiation of meaning. Clearly this
has very strong implications for discussion in the mathematics classroom.
The social constructivist view also raises the importance of the study of
the history of mathematics, not just as a token of the contribution of many
cultures, but as a record of humankind's struggle - throughout time - to
problematise situations and solve them mathematically - and to revise and
improve previous solution attempts. By legitimating the social origins of
mathematics, this view provides a rationale, as well as a foundation for a
multicultural approach to mathematics.
CONCLUSION
REFERENCES