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Abstract We present a microelectromechanical systems amplitude grows exponentially [7], [8], and it cannot
realization of a classic parametric resonator. This parametric be bounded by linear damping. Besides the possibility
resonator is ideal in the sense that the electrostatic stiffness, of achieving large (theoretically unbounded) response
which may be time modulated, is not affected by motion. We also
present a simple, efficient, and intuitive model of parametric amplitudes, another appealing property of parametric
excitation. This model predicts the minimal modulation resonators is the sharp transition between stable and unstable
amplitude required to obtain an unbounded response in a responses. This sharp transition enables sensitive frequency-
parametric system with linear damping. We show experimental shift detection for sensing applications [9][11]. Furthermore,
results in which the system is operated as a Meissner in parametric excitation the applied driving frequency may
resonator. [2014-0381]
differ from the response frequency. This allows to use
Index Terms Electrostatic actuators, parametric excitation, parametric resonators in filtering applications (e.g. frequency
parametric resonators, tapered comb-drive. dividers) [12], [13], and to attenuate feed-through noise in
sensing applications. Hence, parametric actuation offers many
I. I NTRODUCTION
advantages for MEMS transducers.
Fig. 2. Undamped response of the SE model. (a) Illustration of the stiffness scheme showing stiffness switching during one cycle. The dashed triangular
regions indicate the elastic energy pumped into the system in this cycle. (b) Simulation of parametric resonance with k = 2 and v0 = 1. With every cycle the
maximal displacement and maximal velocity increase by k.
the time interval 0 t ta is therefore harmonic, and the The energy pumped into the system in the first half-cycle,
velocity is va = x 1 a cos(a t). due to the abrupt increase in stiffness, is given by
At time ta , the stiffness is switched from ka to kb (points 1
and in Fig. 2a) and hence the stored elastic energy in the Win = ka x 12 k 1 (5)
2
spring is instantaneously increased from 12 ka x 12 to 12 kb x 12 . The
mass will now freely travel back to x = 0, but this will take As long as the pumped energy exceeds the dissipated energy,
a . This time the half-cycle will end at an increased speed. In this way,
a shorter time interval tb = /2b = /2 k
when stiffness is repeatedly switched between ka and kb with
interval is a new harmonic response event, where the mass is
the previously described time intervals, a cycle of duration
released from rest at x 1 . Accordingly, the velocity in the time
of = 2(ta + tb ) will be effective. With no damping, the
range ta t ta + tb is vb = x 1 k a sin a (t ta ) .
k energy stored in the system will increase by a factor of k 2 ,
At time ta + tb the mass for
and the maximal velocity will increased by a factor of k,
reaches x=0 with a velocity of
vb max = x 1 b = x 1 k a. every additional cycle (as presented in Fig. 2b).
At this point in time, the stiffness is switched back to ka , For non-zero damping, equating (4) and (5) yields the
and the stiffness switching scheme is repeated with negative minimal stiffness ratio required to overcome the linear
displacements x < 0 (Fig. 2a). Effectively, the time interval damping, and reach an unbounded dynamic response. This
0 t ta + tb constitutes a half-cycle of the dynamic critical ratio is given by
response.
2
The SE model is ideal in the sense that stiffness is switched kcr = 1 + (6)
2Q
between two extreme values: Stiffness is switched to the higher
value when the motion amplitude is maximal and velocity The SE model excitation scheme, with its coordinated duration
(i.e. kinetic energy) vanishes. In this way, the increase in of stiffness modulation, pumps net energy into the system in
stiffness maximizes the associated increase in energy. Stiffness each half cycle for k > kcr . This results in an unbounded
is switched to the lower value when the velocity is maximal motion response similar to the Mathieu and Meissner
and the motion (i.e. elastic energy) vanishes. In this way, resonators.
the decrease in stiffness does not decrease the energy In recent years many different electrostatic actuators were
(i.e. no energy is extracted from the system due to the used to induce parametric excitation [6]. However, these
switching scheme). electrostatic actuators inevitably included additional nonlinear
It follows that duty-cycle, D = tb / (ta + tb ) is not fixed effects, and did not afford a pure modulation of stiffness. The
(as in the Meissner and Mathieu resonators) but rather depends additional nonlinear effects meant that parametric excitation
was tainted, and this affected the stability map of the systems.
on modulation ratio k, D = 1/ 1 + k . If operated in this
In this work we use a transducer which enables to tune the
fashion, the SE model is actually a self-excited parametric linear stiffness without inducing any other effects [23]. In the
oscillator rather than a parametric resonator. next Section we will show how we use this device to time-
It can be shown that the total dissipated energy in the first modulate the stiffness of a linear resonator, and implement
half-cycle is given by a classic parametric resonator.
1
D = ka x 12 k+1 (4)
4 Q III. A C LASSIC PARAMETRIC R ESONATOR
where Q = ka m/c is the quality factor of the system when Consider a symmetric comb-drive with linearly tapered
stiffness is at the nominal value ka . finger lengths, as presented in Fig. 3 [23]. This design enables
1288 JOURNAL OF MICROELECTROMECHANICAL SYSTEMS, VOL. 24, NO. 5, OCTOBER 2015
(10)
We may rewrite this equation in the non-dimensional form
Fig. 3. Schematic view of the symmetric comb-drive with linearly tapered
finger lengths [23]. d2x n dx 2 2
+ + n (1 K T ) n 2K T Vac 1 Vac 2
d 2 Q d
to change the linear stiffness of the system by applying a sgn (cos (2 )) x = 0 (11)
dc voltage to the stator fingers. The equation of motion of
this system is given by, where
k n d x n d x d2x n2 d 2 x
n = , = t = t, = , =
m x + c x + k k V V 2 x = 0 (7) m n d n dt d 2 n2 dt 2
2
km Vac k V Veq
Q= , Vac = , KT = (12)
where k V = n gO0 wL is the stiffness softening coefficient c Veq k
(See Appendix B found in the supplementary downloadable The first term in the square brackets of (11) is the constant
multimedia). stiffness of the system ( 2 ), and the second term is the
Here m is the rotor mass, c is the linear damping coefficient, time-modulated stiffness ( 2 ). The term K T represents the
k is the nominal linear stiffness of the suspension, n is normalized electrostatic stiffness of the system, which may
the number of tapered fingers on each side of the rotor, be used to tune the location of the instability window [26].
is the permittivity of free-space, w is the device thickness, The time-modulated stiffness is affected by the electrostatic
g is the gap between rotor and stator fingers, and OL is the stiffness K T and by the amplitude of the modulated
initial overlap where motion is in the range OL < x < OL. 2 must not exceed V 2 , but this
voltage Vac . It is clear that Vac eq
It is clear from (7) that the stiffness of the system can be 2 > 0.
is trivial since all it really means is that Vdc
tuned down by application of a dc bias, and that this stiffness The form of (11) resembles that of the Meissner equation (3)
is otherwise constant, i.e. it is unaffected by motion. (and more specifically resembles the form (A4 - supplementary
This actuator induces a diverging electrostatic force which downloadable multimedia)), and includes a linear damping
is a perfectly linear function of displacement. This force is term. The fact that the second term in the square brackets
exactly the opposite of the restoring force in a linear spring, is preceded by a minus sign is not important due to the effect
and hence we refer to this actuator as a linear anti-spring. of the sgn function.
Moreover, applying a time-modulated voltage will cause time- Finally, it is clear from the second term of (11), that for
modulation of the system stiffness, resulting in parametric modulations of higher order n > 1 (i.e. lower modulation
excitation. However, the modulated stiffness is proportional frequencies), damping is more effective. In fact, it seems that
to voltage-squared. This means that if the applied voltage has the effective quality factor is inversely proportional to the
a square waveform V (t) = Vdc + Vac sgn (cos(t)), then the modulation order n. This point will be elaborated in future
average voltage squared (and hence the average stiffness) will work.
also be affected by Vac , and not only by Vdc as would be In the next section we present experimental results of the
preferable. new parametric resonator, when it is operated as a Meissner
Therefore, we choose to apply a voltage of the form resonator. In addition, we present experimental results of the
minimal modulation amplitude required to achieve a strongly
diverging response, for several values of effective damping.
V (t) = 2 V 2 + V sgn (cos (2t))
Veq ac ac (8) For low damping, this minimal modulation amplitude (i.e. the
tip of the instability window) is similar for both the Meissner
2 = V 2 +V 2 = const such that the average stiffness and the SE parametric resonators. This is because at small
where Veq dc ac damping (see (6)), a low modulation ratio k = kb /ka 1
is constant.
means that the duty-cycle D = tb /(ta + tb ) converges to 50%.
Consequently, the voltage-squared is an additive compo-
sition of a constant component and a square wave-form
IV. E XPERIMENTAL R ESULTS
component.
A. Test Devices
Test devices were fabricated using SOIMUMPs technology
V (t)2 = Veq
2
+ 2Vac Veq
2 V 2 sgn (cos (2t))
ac (9) (run 43, [27]). The devices were designed (Fig. 4) such that
SHMULEVICH et al.: MEMS IMPLEMENTATION OF A CLASSIC PARAMETRIC RESONATOR 1289
Fig. 9. Minimal stiffness modulation ratio, kcr , at the tip of the instability
window, for different values of Q. The good fit between measured and
Fig. 7. A strongly diverging response for a modulated square-wave signal predicted values validates that the system can respond as a SE resonator. For
of 6[V ]. The inset shows that the modulation signal has twice the frequency low values of Q (i.e. higher damping) a larger kcr is required, but this also
of the response, as expected. Mechanical bumpers were designed to bound affects the duty-cycle. Since the system was driven as a Meissner resonator
motion at 10m displacement. The response grows exponentially, and is with a duty-cycle of D=50%, the prediction for Q=20 and Q=35 are not
eventually capped before the bumpers by nonlinear mechanical effects [29], as good.
[30].
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