Escolar Documentos
Profissional Documentos
Cultura Documentos
ULTIMATE INTIMACY
The Psychodynamics of
Jewish Mysticism
y>3
KARNAC BOOKS
ULTIMATE INTIMACY
ULTIMATE INTIMACY
T H E PSYCHODYNAMICS
OF J E W I S H MYSTICISM
Mortimer Ostow
w i t h contributions by
London
KARNAC BOOKS
First p u b l i s h e d in 1995 b y
H. Karnac (Books) Ltd,
118 F i n c h l e y R o a d ,
London NW3 5HT
Gerson D. Cohen,
CONTENTS
CONTRIBUTORS Xi
PREFACE Xiii
PROLOGUE
CHAPTER ONE
Dimensions of m y s t i c i s m 3
CHAPTER TWO
T h e apocalyptic complex 45
vli
Viii CONTENTS
M Y S T I C I S M A N D P R O P H E C Y
CHAPTER THREE
Introduction
David J. Halperin
E S O T E R I C M Y S T I C I S M ,
CHAPTER FOUR
Introduction
Pour entered the garden:
Mortimer Ostow
CHAPTER FIVE
Introduction
The psychodynamics of merkavah mysticism
Mortimer Ostow
METHODOLOGY
CHAPTER SIX
Methodological reflections on
David J. Halperin
IN T H E KABBALAH
INTRODUCTION 209
CHAPTER SEVEN
Mosheldel 217
CHAPTER EIGHT
EPILOGUE
CHAPTER NINE
Concluding comments:
GLOSSARY 363
REFERENCES 367
INDEX 393
CONTRIBUTORS
xi
Xii CONTRIBUTORS
R
egularly in essays, books, a n d lectures on J e w i s h
mysticism, the author will observe that the material is
so strange a n d irrational that it invites psychological
analysis. F r o m his point of view, the psychoanalyst easily recog
nizes familiar dynamic formulations a n d myths a n d eagerly
explores mystical materials for the universals of h u m a n fantasy
a n d for the sources of irrational thoughts a n d behaviour; for
information on methods of inducing alterations of behaviour;
a n d for the universals that characterize the relationship between
the individual a n d his community.
It is the purpose of this book to introduce the psychoanalytic
study of the Kabbalah as a serious discipline. T h i s is not a text
on the subject, but rather a collection of essays with some
commentaries, each of which is intended to illustrate the applic
ability of psychodynamic concepts to J e w i s h mysticism a n d
thereby to serve a s a n introduction.
I should like to make clear to the reader that this endeavour
is not intended as a n attempt to reduce Kabbalah to a mental
deviation or to explain it away. These studies were undertaken
xiii
XiV PREFACE
A
note about transliteration a n d spelling: Some of the
Hebrew a n d Aramaic texts that our essays address are
quoted in the original but rendered here in translitera
tionthat is, English letters reproducing approximately the
sound of the original. In most cases, individual letters in English
correspond approximately in sound to letters in the Hebrew
alphabet. Problems arise in the case where two Hebrew letters
correspond to the same sound in English, a n d also in the case of
those Hebrew letters that correspond to no single English letter.
For that reason, transliteration codes are used in scholarly
publications. Many scholars use their own codes. I have not
attempted to impose a uniform code on the essays in this book,
preferring to let each author's essay conform to the code that he
has been using in all of his work.
T h e differences among the codes are seldom problematic. B y
and large, ambiguity arises with respect to two situations: The
ch sound, a s it appears in the German word ich, is indicated
in modern Hebrew by the letters chet and chaf. Most current,
scholarly transliteration codes render the first by h , a n d the
second by fch. (In this volume we are using either ft for chet or h
xvii
XVlii EDITORIAL NOTE
aleph and * [an initial quotation markj for the ayin. The vav,
which is sounded as a v, is often transliterated as w to distin
guish it from the veth, which is also sounded v. T h e ts sound,
as in tsadik, is usually transliterated as s or z. Here we have
omitted the subscripts that distinguish these from the same
letter pronounced conventionally. Both kaf a n d kuf are pro
nounced and transliterated Jc; some authors use q for kuf.
The Hebrew alphabet consists only of consonants, and there
fore consonants identify the root meaning of the word, while
vowels, prefixes, and suffixes indicate its inflections. Although
consonants were necessarily always pronounced with vowels, a
consistent vowel orthography was not established before the
sixth century C E . The pronunciation of the vowels in modern
Israeli Sefardic Hebrew differs in some respects from their pro
nunciation in Ashkenazic Hebrew. When the vowel sounds are
reproduced in transliteration in scholarly texts, generally the
Sefardic usage is given. The rendering of these sounds into
English is generally by phonetically equivalent vowels. Scholarly
papers that deal with ancient texts often omit all vowel symbols
in transliteration, except for some consonants that also have
vowel significancealeph, heh, vav, and yod. Scholarly papers
that deal with Hebrew grammar transliterate the vowel sounds
punctiliously. Otherwise, the vowel sounds are usually rendered
into recognizable and reasonably unambiguous English vowel
letters.
It follows that transliteration is not necessarily consistent
from author to author, from Ashkenazic to Sefardic, or even
from one non-Hebrew language (e.g. German) to another (e.g.
English). Accordingly, the reader will notice inconsistencies in
usage in the transliteration of certain Hebrew names, depending
upon which author is quoted. For example, the adjective derived
from the name Sabbatai Sevi, is given as Sabbatian by Scholem
and Idel and Wolfson, but Sabbatean by Y . Liebes. The cele
brated second-century T a n n a (scholar of the Mishnaic period)
Akiva may also be referred to as Aqiba, Akiba, or Aqiva, depend
ing upon which transliteration code is used. Again, Scholem and
EDITORIAL NOTE Xix
CHAPTER ONE
Dimensions of mysticism
Definitions
T
he reader without specialized knowledge of mysticism
will expect this book to open with a helpful definition.
T h e student of mysticism, on the other h a n d , will know
that no definition of mysticism will do justice to the breadth a n d
diversity of the phenomena that the term comprises a n d wonder
what the term psychodynamics implies.
Philology does not help u s m u c h to delineate the profile of
mysticism. T h e root of the word is said to be associated with the
Greek word muein, which literally means "closing", with respect
to the lips a n d the eyes. The word was used in connection with
the rituals of initiation into Greek mystery religions, a n d the
word "mystery is s a i d to be derived from it. Mysticism shares
M
3
4 PROLOGUE
Dimensions of mysticism
PATIENT A
PATIENT B
O n one o c c a s i o n s h e w e n t o u t of t o w n to a l a r g e c h a r i t y
e v e n t . S h e left h o m e a few d a y s e a r l y , together w i t h a w o m a n
f r i e n d a n d t h e l a t t e r ' s two c h i l d r e n , a g e s 10 a n d 1 2 . T h e y a l l
s t a y e d i n a n i s o l a t e d c a b i n . T h e m o o n w a s f u l l , a n d B t r i e d to
create a "religious ritual". S h e w a s of P r o t e s t a n t b a c k g r o u n d
b u t n o t a c t i v e l y r e l i g i o u s or c h u r c h - g o i n g . S h e p u r c h a s e d 15
crosses, some holy water, a n d a "glow-in-the-dark nativity
s c e n e " . A t o n e p o i n t t h a t n i g h t s h e left the c o t t a g e w i t h t h e
two children, and they lay on the ground looking up at
the s t a r s a n d " m e d i t a t i n g " . I do n o t h a v e the c o n t e n t of h e r
meditation.
T h e n e x t m o r n i n g t h e y a l l left a n d p r o c e e d e d to t h e c h a r i t y
e v e n t for w h i c h t h e y h a d c o m e . T h e r e s h e b e c a m e i n v o l v e d i n
w h a t p r o m i s e d to b e c o m e a r o m a n t i c l i a i s o n w i t h a m a r r i e d
man. I suggested that in both of t h e s e a c t i v i t i e s s h e was
t r y i n g to u n d o h e r l o n e l i n e s s , to b e c o m e c l o s e to s o m e o n e
e l s e . T h e m a j o r t r a u m a of h e r c h i l d h o o d h a d b e e n t h e m y s t e
r i o u s a n d s t i l l u n e x p l a i n e d d i s a p p e a r a n c e of h e r f a t h e r w h e n
s h e w a s a b o u t 8. W a s s h e , I w o n d e r e d , c r a v i n g r e u n i o n w i t h
her father? S h e replied that she h a d recently seen a photo
10 P R O L O G U E
PATIENT C
of S c r i p t u r e a n d T a l m u d . If h e i s l e s s s c h o l a r l y , h e w i l l b e
c o n t e n t to a t t e n d s e r v i c e s a n d fulfil t h e c o m m a n d m e n t s of r a b
b i n i c J u d a i s m . T h e J e w i s h m y s t i c , o n t h e other h a n d , t h o u g h h e
w i l l u s u a l l y observe the s a m e mitzvot a n d observe the s a m e
s t a n d a r d s of c o n d u c t , i s c o n c e r n e d w i t h s o m e t h i n g a d d i t i o n a l :
the a c h i e v e m e n t t h e r e b y of a s e n s e of j o y o u s c l o s e n e s s to G o d
a n d e n t h u s i a s m [literally, " b e i n g p o s s e s s e d b y a god"]. A n o r m a
tive J e w w i s h e s to serve G o d a n d p a r t i c i p a t e i n t h e r e l i g i o u s life
of h i s c o m m u n i t y . T h e m y s t i c w i s h i s to experience G o d , w h e t h e r
a l o n e or w i t h i n the b o s o m of h i s m y s t i c a l c o m m u n i t y .
Psychodynamic propositions
O b v i o u s l y , I a m c o n d e n s i n g i n t h e s e few p a g e s a h i g h l y c o m p l e x
p h e n o m e n o n a b o u t w h i c h u n t o l d n u m b e r s of b o o k s h a v e b e e n
w r i t t e n . A d e q u a t e l y to d e s c r i b e m y s t i c i s m , its c o r e , a n d i t s m a n y
v a r i a n t s w o u l d r e q u i r e a w o r k of large n u m b e r s of v o l u m e s .
W h a t I offer h e r e i s a n o r i e n t i n g i n t r o d u c t i o n to t h e o b s e r v a t i o n s
t h a t w e m a k e i n t h e s u b s e q u e n t e s s a y s a s w e a t t e m p t to s t u d y
t h e s e p h e n o m e n a from a p s y c h o d y n a m i c p o i n t of v i e w . I l l u s t r a
t i o n s of m a n y of the s t a t e m e n t s m a d e i n t h i s e s s a y a p p e a r i n t h e
later ones.
H o w i s it p o s s i b l e to f o r m u l a t e , w i t h a n y degree of c o n f i
d e n c e , p s y c h o d y n a m i c theories a b o u t t h e b e h a v i o u r of people
w h o m w e h a v e n o t s e e n , or of g r o u p s t h a t w e h a v e n o t d i r e c t l y
o b s e r v e d ? T h o s e of u s w h o h a v e h a d e x p e r i e n c e w i t h p s y c h o
analysis, whether a s patients or a s p s y c h o a n a l y s t s (all p s y
c h o a n a l y s t s w e r e once p a t i e n t s ) , k n o w h o w m u c h e v i d e n c e i s
r e q u i r e d to e s t a b l i s h h y p o t h e s e s w i t h a n y degree of c o n f i d e n c e .
Y e t F r e u d d i d a t t e m p t to c r e a t e a d i s c i p l i n e of " a p p l i e d p s y c h o
analysis", which employs hypotheses a n d theories that are
d e r i v e d from c l i n i c a l e x p e r i e n c e w i t h i n d i v i d u a l s a n d a r e t h e n
a p p l i e d to e v i d e n c e a v a i l a b l e i n h i s t o r y a n d l i t e r a t u r e , i n o r d e r
to suggest some interesting a n d enlightening formulations
a b o u t i n d i v i d u a l s or g r o u p s o u t s i d e o u r i m m e d i a t e v i e w . I refer,
for example, to Totem and Taboo (1912), Civilization and Its
Discontents ( 1 9 3 0 a ) , a n d Moses and Monotheism (1939a). T h e s e
have not always gained credence, b u t they have contrived
DIMENSIONS OF MYSTICISM 15
1
In his magisterial text on J e w i s h mysticism, G e r s h o m Scholem
(1941) affirmed this distinction. It would be blasphemous, he said, for a
J e w to claim or even aspire to true union with God. However, his student,
Moshe Idel, a contributor to this volume, demonstrates that the idea of
union does occur in the Kabbalah (1988b, p. 60).
18 PROLOGUE
M a h l e r (1967), i n fact, to u n d o t h a t d i f f e r e n t i a t i o n . T h e p s y c h o
a n a l y s t s w h o c o m m e n t o n t h e m y s t i c a l m a t e r i a l s t h a t follow i n
the s u b s e q u e n t e s s a y s c o m p a r e the m y s t i c a l mythology w i t h the
w i s h e s a n d f a n t a s i e s of s m a l l c h i l d r e n . A l l t h r e e of t h e c l i n i c a l
c a s e s I c i t e d a b o v e y e a r n e d for r e u n i o n w i t h t h e p a r e n t of e a r l y
c h i l d h o o d . T h e i m a g e of t h e a r c h a i c m o t h e r is probably not
g e n d e r - s p e c i f i c t h a t i s , t h e a r c h a i c i m a g e of m o t h e r c a n be
p r o j e c t e d o u t a s e i t h e r a m a l e or a f e m a l e s u p e r n a t u r a l f i g u r e .
T h e r e f o r e , t h a t t h e object of u n i o n i n J u d a i s m a n d C h r i s t i a n i t y
is u s u a l l y b u t not always male is n o t incompatible with the
n o t i o n t h a t it i s t h e a r c h a i c m o t h e r t h a t i s s o u g h t .
W h i l e a n a l y s t s s p e a k of l o s s of ego b o u n d a r i e s i n t h e m e n t a l
state that a c c o m p a n i e s the m y s t i c a l experience a n d the i n c e p
t i o n of p s y c h o s i s , I t h i n k it w o u l d be m o r e h e l p f u l to e m p h a s i z e
t h e c a u s e of t h e l o s s , n a m e l y , t h e i n a b i l i t y to p r e v e n t t h e m a k
i n g of false c o n n e c t i o n s . Modern neuropsychological research
t e a c h e s u s that m a n y i f n o t a l l m e n t a l p r o c e s s e s involve a n
i n t e g r a t i o n of p a r t i c u l a t e c o m p o n e n t s . W e p e r c e i v e a n d t h i n k i n
m o d u l e s . W e l e a r n , for e x a m p l e , i n t h e c a s e of v i s i o n , t h a t s o m e
neurons i n the occipital cortex respond to c o l o u r , o t h e r s to
b o u n d a r i e s , o t h e r s to g r i d s o r r e c u r r e n c e s , a n d s o o n . T h e v i s u a l
e x p e r i e n c e i s c r e a t e d b y t h e i n t e g r a t i o n of t h e s e i n d i v i d u a l p e r
cepts. I cite t h i s i n t e g r a t i o n a s a n e x a m p l e of the a u t o m a t i c
t e n d e n c y to m a k e c o n n e c t i o n s .
S c h i l d e r (1942) t r i e d to d i s c e r n t h e n a t u r e of a r c h a i c p e r c e p
tion. He described perceptions a s they occur in delirium,
intoxication, s c h i z o p h r e n i a , a n d other i l l n e s s e s . Apparently, i n
these illnesses a m e c h a n i s m that integrates the i n d i v i d u a l ele
m e n t a r y c o m p o n e n t s of p e r c e p t i o n i s i n a c t i v a t e d . V o n U e x k u l l
(1921), o n e of t h e d i s t i n g u i s h e d f o u n d e r s of ethology, i n f e r r e d
from h i s observations that a m o n g the lower a n i m a l s perceived
s i z e , i n t e n s i t y , a n d d i s t a n c e a r e f u n c t i o n s of t h e a n i m a l ' s i n t e r
e s t i n t h e object. I n s t i n c t u a l i n t e r e s t s u p e r s e d e s t h e i n f l u e n c e of
r e a l i t y . A s T i n b e r g e n (1951) p u t s i t , " T h e a n i m a l ' s p e r c e p t u a l
world is constantly changing a n d depends on the p a r t i c u l a r
i n s t i n c t i v e a c t i v i t y t h a t i s b r o u g h t into p l a y " (p. 37).
A r c h a i c perception, then, is particulate a n d fragmentary. W e
a r e c o m p e l l e d to infer the o p e r a t i o n of a m e c h a n i s m t h a t s y n t h e
sizes a n d integrates these individual perceptual elements s o a s
to c o n s t r u c t a c o h e r e n t , m e a n i n g f u l , a n d r e a s o n a b l y a c c u r a t e
20 PROLOGUE
i m a g e of t h e i m m e d i a t e e n v i r o n m e n t . H e r m a n N u n b e r g ( 1 9 5 5 )
s p o k e of the synthetic Junction of the ego: " T h e s y n t h e t i c f u n c
t i o n of t h e ego t h u s m a n i f e s t s itself i n a n a s s i m i l a t i o n of i n t e r n a l
a n d e x t e r n a l e l e m e n t s , i n r e c o n c i l i n g conflicting i d e a s , u n i t i n g
c o n t r a s t s , a n d i n a c t i v a t i n g m e n t a l c r e a t i v i t y " (p. 151). T h e ego's
f u n c t i o n t e n d s to e s t a b l i s h a c a u s e - a n d - e f f e c t r e l a t i o n s h i p : " t h e
n e e d for c a u s a l i t y " , N u n b e r g c a l l s it.
B u t t h i s i n t e g r a t i o n i s not sufficient for h u m a n a p p e r c e p t i o n .
We require still a third apperceptive m e c h a n i s m n a m e l y , a
m e c h a n i s m t h a t r e g u l a t e s the s y n t h e t i c f u n c t i o n a n d the n e e d
for c a u s a l i t y . I n p s y c h o s i s t h e t e n d e n c y to integrate a n d to u n i f y
becomes hyperactive a n d m a k e s connections that are not realis
tic. T h e p a r a n o i d patient interprets r a n d o m events a s elements
of a c o n s p i r a c y to h a r m h i m . T h e d e l i r i o u s p a t i e n t m a y f i n d it
i m p o s s i b l e to s e p a r a t e out the s e v e r a l p e r c e p t u a l m o d a l i t i e s , s o
t h a t h e therefore p e r c e i v e s c o l o u r together w i t h a s o u n d , s o u n d
with colour, touch with odour, a n d so on. H u m a n perception i n
this disordered state t h e n b e c o m e s s i m i l a r to t h a t of lower
a n i m a l s a c o l l e c t i o n of i m p r e s s i o n s , the p a r a m e t e r s a n d i m m e
d i a c y of w h i c h a r e d e t e n n i n e d b y i n s t i n c t u a l n e e d r a t h e r t h a n
b y objective r e a l i t y . W e h a v e a good d e a l of e v i d e n c e to s u p p o r t
the assumption that c e r t a i n s t r u c t u r e s w i t h i n the anterior
p o r t i o n of the t e m p o r a l lobe perform the f u n c t i o n of r e g u l a t i n g
the p a r a m e t e r s of a p p e r c e p t i o n so a s to y i e l d a r e a l i s t i c i m a g e of
the e n v i r o n m e n t (Ostow, 1955).
I h a v e u n d e r t a k e n t h i s e x c u r s i o n b e c a u s e it p e r t a i n s d i r e c t l y
to o u r topic. A t the o n s e t of a p s y c h o t i c episode, the second
r e g u l a t o r y device i s d i s a b l e d , s o t h a t a p p e r c e p t i o n i s freed f r o m
t h e c o n s t r a i n t s of r e a l i t y a n d b e c o m e s s u b j e c t to i n s t i n c t u a l
n e e d , a s w e a s s u m e it is n o r m a l l y i n lower a n i m a l s a n d i n the
h u m a n infant. I n p a r a n o i a , cause-and-effect assumptions r u n
w i l d ; the p a t i e n t s e e s t h e m e v e r y w h e r e a s proofs of h i s d e l u
s i o n s . T h e r e a r e n o c o i n c i d e n c e s : e v e r y t h i n g refers to h i m . (We
s p e a k of i d e a s of reference.) I n the fully developed psychotic
s t a t e , t h e p a t i e n t does not realize t h a t h i s a p p e r c e p t i o n has
b e c o m e d i s t o r t e d . He c r e d i t s h i s i m p r e s s i o n s fully a n d w i l l tol
erate n o c o r r e c t i o n . A t the o n s e t of the p s y c h o t i c s t a t e , h o w e v e r ,
he m a y retain a certain amount of objectivity. P a t i e n t A told
me that everything seemed connected. T h e comet colliding with
J u p i t e r created vibrations that she could perceive here on e a r t h .
DIMENSIONS OF MYSTICISM 21
"I'm scared."
a g a i n C h r i s t i a n " i s the e q u i v a l e n t t e r m u s e d c u r r e n t l y . T h e w o r d
i s u s e d to s u g g e s t the feeling of r e n e w a l , of t h e h a p p y o p p o r t u
n i t y to s t a r t over. It i m p l i e s the freedom from g u i l t a n d s h a m e ,
from fear a n d a n x i e t y ; t h i s feeling of freedom i s a s s u m e d to e x i s t
in the n e w b o r n . I n k a b b a l i s t i c m y s t i c i s m , w h i c h e m p h a s i z e s not
i n n e r s u b j e c t i v i t y b u t a c c o u n t s of the n a t u r e of G o d , w e f i n d
r e p e a t e d r e f e r e n c e s to b i r t h , r e b i r t h , p r e g n a n c y , g r o w t h , and
m a t u r a t i o n . E v i d e n t l y , t h i s c o n c e p t i s e s s e n t i a l to m y s t i c i s m .
T h e c o n v e r s e t e r m , "death", i s e n c o u n t e r e d l e s s f r e q u e n t l y i n
m y s t i c a l w r i t i n g , b u t f r e q u e n t l y e n o u g h to be r e c o g n i z e d a s a
r e g u l a r c o m p o n e n t of the m y s t i c a l e x p e r i e n c e . W h e r e it i s n o t
s p e c i f i e d , i n m y o p i n i o n it i s i m p l i e d . T h e m y s t i c a l e x p e r i e n c e i s ,
i n m y v i e w , a p r o c e s s of d y i n g to t h e r e a l w o r l d , w h i c h i s the
c a u s e of p a i n a n d t h r e a t , a n d b e i n g r e b o r n to a life of b l i s s i n
u n i o n w i t h G o d (Idel, 1 9 8 8 b , p p . 65f.). T h e d e a t h - r e b i r t h s e
quence is a special one, significant in psychology, both n o r m a l
a n d p a t h o l o g i c a l , a s w e l l a s i n m a n y a s p e c t s of r e l i g i o n . We
d i s c u s s it m o r e fully i n t h e following c h a p t e r .
J e w i s h m y s t i c a l l i t e r a t u r e c o n t a i n s few s u b j e c t i v e a c c o u n t s
of t h e m y s t i c a l e x p e r i e n c e ; the C h r i s t i a n literature contains
m a n y . E v e n w h e r e d e s c r i p t i o n of t r a n c e s i n t h e J e w i s h m a t e r i a l
a r e g i v e n , t h e y a r e often given i n the t h i r d p e r s o n t h a t i s ,
d e s c r i p t i o n s of a n o t h e r p e r s o n ' s t r a n c e s t a t e . A m o n g t h e C h r i s
t i a n d e s c r i p t i o n s of the t r a n c e s t a t e , p e r h a p s the m o s t d r a m a t i c
tell of t h e c o n v e r s i o n of the s u b j e c t from a n e g a t i v e a t t i t u d e to
religion to a positive one, or of c o n v e r s i o n to a different r e l i g i o n .
P e r h a p s the b e s t - k n o w n of t h e s e m y s t i c a l c o n v e r s i o n s i s d e
s c r i b e d b y S t . P a u l (Acts 9 : 3 - 9 ; 1 2 : 3 - 1 6 ; 2 6 : 4 - 1 8 ) n a m e l y , the
a c c o u n t of h i s v i s u a l e x p e r i e n c e a n d c o n v e r s i o n to t h e religion of
J e s u s t h a t o c c u r r e d o n the r o a d to D a m a s c u s . A u g u s t i n e ( C o n
f e s s i o n s 8:12) d e s c r i b e s h i s c o n v e r s i o n from a life of profligacy
to a life of s a i n t l i n e s s . I n a c o n t r i t e m o o d a n d s u b m i s s i v e a t t i
t u d e , h e o b e y s a c h i l d ' s voice i n s t r u c t i n g h i m to r e a d . T a k i n g u p
the B o o k of the A p o s t l e s , h e r e a d a n a d m o n i t i o n to give u p h i s
life of s e n s u a l gratification a n d to live a C h r i s t i a n life. A m o n g
m o d e r n a u t h o r s , W i l l i a m J a m e s (1902) d e s c r i b e s s i m i l a r m y s t i
c a l c o n v e r s i o n s to the r e l i g i o u s life (see e s p e c i a l l y h i s L e c t u r e 9).
I n a l l c a s e s , the c o n v e r s i o n i s followed b y a n a l t e r a t i o n i n
t h e i n d i v i d u a l ' s f r a m e of m i n d a n d i n h i s b e h a v i o u r . H e now
b e c o m e s i m m e r s e d i n religion, a n d i n s o m e i n s t a n c e s , a s for
DIMENSIONS OF MYSTICISM 29
We h a v e a l r e a d y e x a m i n e d the n a t u r e of the m y s t i c a l e x
perience. While i n the c a s e of m o s t J e w i s h m y s t i c s w e find
continuing mystical attitudes, we do a l s o encounter sharply
d e m a r c a t e d i n c i d e n t s . T h e trance state is u s u a l l y reported w i t h
a definite b e g i n n i n g a n d e n d .
W i t h r e s p e c t to the c h a n g e i n a t t i t u d e , I believe t h a t one c a n
d i s c e r n two e l e m e n t s a n a n t e c e d e n t feeling of d i s t r e s s , w h i c h
i s often a c o m p o n e n t of a d e p r e s s i v e s y n d r o m e , a n d a d i s t i n c t
e u p h o r i a a n d v i g o u r a s a n e l e m e n t of the m y s t i c a l e x p e r i e n c e
itself, w h i c h e n d u r e s for s o m e time thereafter, a r e b i r t h . W e
h a v e m o r e to s a y a b o u t the s u b j e c t of r e b i r t h i n t h e n e x t e s s a y .
T h e rebirth experience sometimes leaves the s u b j e c t w i t h a
s e n s e of a u t h o r i t y t h a t h e a c q u i r e s a s a r e s u l t of s u b m i s s i o n to
t h e h i g h e r a u t h o r i t y , s o t h a t he m a y b e c o m e a p r o p h e t of a n e w
m o v e m e n t or m e r e l y a l e a d e r or t e a c h e r .
It i s t h e c o m b i n a t i o n of t h e s e e l e m e n t s , e s p e c i a l l y w h e n t h e y
converge i n a trance state, that creates the p h e n o m e n o n t h a t we
call conversion.
W h y t h e s t y l e of r e p o r t i n g p e r s o n a l e x p e r i e n c e f l o u r i s h e d i n
t h e C h r i s t i a n b u t n o t the J e w i s h w o r l d i s n o t s e l f - e v i d e n t . T h e
C h r i s t i a n s e m p h a s i z e d t h e a c q u i s i t i o n of a u t h o r i t y a s a r e s u l t of
the event s o that m a n y of the m y s t i c s w e n t o n to organize
m y s t i c a l m o v e m e n t s (see U n d e r h i l l , 1 9 6 4 ) . T h e J e w s , on the
o t h e r h a n d , s e e m e d to f o c u s o n the a n x i e t y t h a t a n t i c i p a t e d t h e
e x p e r i e n c e or a c c o m p a n i e d it, r e p o r t e d a s s u c h , a n d a l s o i m
p l i e d i n the r e l u c t a n c e of the p r o p h e t s to a c c e p t the v o c a t i o n .
Merkavah mystical literature especially e m p h a s i z e s dangers. We
e n c o u n t e r t h i s i s s u e a g a i n i n c h a p t e r four, " F o u r E n t e r e d t h e
Garden**.
M y t h o l o g y p l a y s a role i n m a n y b u t n o t a l l m y s t i c a l s y s t e m s .
W h e n the m y s t i c a l e x p e r i e n c e i s c o n s i d e r e d a n i n t e r n a l c h a n g e ,
w e h e a r little a b o u t t h e o l o g y a s i s the c a s e i n m o s t C h r i s t i a n
mystical reports. T h e subject reports experiencing contact with
J e s u s or w i t h G o d , the F a t h e r , b u t h e v e n t u r e s little o r i g i n a l
a b o u t either. I n merkavcUi mysticism a n d mediaeval Kabbalah,
the a d e p t h i m s e l f i s l e s s c o n c e r n e d w i t h h i s o w n experiences
t h a n w i t h the e x p e r i e n c e of the merkavafi hero with w h o m he
identifies i n the former c a s e , or the n a t u r e of t h e G o d h e a d t h a t
f a s c i n a t e s h i m i n t h e latter, or b o t h . I n b o t h of t h e s e m y s t i c a l
DIMENSIONS OF MYSTICISM 31
Group mysticism
f e l l o w s h i p ; r e s t r i c t i o n of s e x u a l i t y ; r e j e c t i o n of s c i e n c e b u t n o t of
t e c h n o l o g y ; a v i e w of t h e m s e l v e s a s t h e r i g h t e o u s a n d e v e r y b o d y
o u t s i d e t h e g r o u p a s w i c k e d ; a n d c o n v i c t i o n of a u n i q u e r e l a t i o n
with God.
T h e m e n t a l r e g r e s s i o n r e q u i r e d for t h e m y s t i c a l f r a m e of
m i n d is encouraged by group membership. G r o u p sanction re
places reality testing a n d lends the conviction of r e a l i t y to
n o n - r e a l i s t i c j u d g e m e n t s . T h i s effect p r e v a i l s i n o r d i n a r y c o n t a c t
a m o n g m e m b e r s of t h e g r o u p , s t r e n g t h e n e d b y w o r s h i p s e r v i c e ,
study, preaching, and teaching. B u t certain group activities
p o s s e s s e v e n g r e a t e r p o w e r to c r e a t e m y s t i c a l e x p e r i e n c e a n d to
a u g m e n t g r o u p c o h e s i v e n e s s . I refer h e r e to t h e p h e n o m e n a of
group e n t h u s i a s m , group hysteria, group ecstasy, which we
a s s u m e o c c u r r e d i n the G r e e k m y s t e r y religions a n d t h a t w e see
n o w i n A m e r i c a n C h r i s t i a n r e v i v a l m e e t i n g s . T h e following c o m
ments of the A r i ( I s a a c L u r i a of s i x t e e n t h - c e n t u r y S a f e d , the
a r c h i t e c t of L u r i a n i c K a b b a l a h ) reflect t h e i d e a l of fellowship
(Fine, 1984):
Sociological considerations
M y s t i c a l g r o u p s do n o t e x i s t i n vacuo. T h e y p r e c i p i t a t e o u t of a
c o m m u n i t y m a t r i x a n d t h e y m u s t relate to t h a t m a t r i x . W e do
n o t k n o w a n y t h i n g of the c o m p l e x intergroup d y n a m i c s that
p r e v a i l e d s o m e 2 0 0 0 y e a r s ago, w h e n the e a r l i e s t f o r m u l a t i o n s
of merkavah a n d hekhaloth mysticism began to a p p e a r . The
l i t e r a t u r e s p e a k s of t h o s e w h o " d e s c e n d e d to the merkavah" but
does not inform u s how organized s u c h a circle might have been.
A s we noted above, specific circles studied a n d created their own
K a b b a l a h , a n d s o we m a y s u r m i s e s o m e r i v a l r y . S a b b a t i a n i s m
created vigorous d i s s e n s i o n w i t h i n the J e w i s h c o m m u n i t y at
large. The r i s e of H a s i d i s m i n the eighteenth century was
s t r o n g l y c o m b a t e d b y o p p o n e n t s [Mitnagdim] who even invoked
the p a r t i c i p a t i o n of the R u s s i a n government. Today in the
United States and i n I s r a e l w e w i t n e s s conflict a n d mutual
d i s d a i n n o t only b e t w e e n the H a s i d i m a n d M i t n a g d i m , b u t a l s o
a m o n g the v a r i o u s H a s i d i c sects.
Like other fundamentalist groups, the H a s i d i m s e e them
selves at odds with other J e w s . W h e n they acquire power of
n u m b e r s or f i n a n c e , t h e y b e c o m e m o r e a g g r e s s i v e a n d t r y to
i m p o s e t h e i r s t a n d a r d s of r e l i g i o u s o b s e r v a n c e u p o n o t h e r s , a s
do t h e o t h e r H a r e d i m t h a t i s , r i g h t - w i n g orthodox. T o a c e r t a i n
e x t e n t w e m a y infer t h a t the m y s t i q u e of the g r o u p f a v o u r s a
s e p a r a t i s m that is a s aggressive a s c i r c u m s t a n c e s permit. B u t
w e c a n n o t ignore a n o t h e r p o s s i b i l i t y n a m e l y , t h a t the m y s t i c a l
group isolates itself along a l r e a d y existing fault lines i n the
community.
M y s t i c s a r e s e e k e r s . T h e i r q u e s t a r i s e s o u t of discontent.
T h e r e a l i t y i n w h i c h t h e y live a n d the c o m m u n i t y t h a t s p o n s o r s
t h a t r e a l i t y l e a v e s s o m e people w i t h o u t a feeling of c o n f i d e n c e
or comfort. T h e y c r e a t e a n e w u n i v e r s e for t h e m s e l v e s and,
by segregating themselves from the s u r r o u n d i n g community,
create their own social environment.
M o s t J e w i s h m y s t i c s h a v e n o t b e e n r e a d y to d e c l a r e open
opposition to the o r t h o d o x y w i t h i n w h i c h t h e y live. Y e t t h e i r
beliefs a n d feelings deviate from the h i s t o r i c a l n o r m s . T o w h a t
ever e x t e n t p o s s i b l e , t h e y try to r e i n t e r p r e t c l a s s i c texts s o a s
to provide for t h e i r i n n o v a t i o n s , w h i c h they n o w p r e s e n t as
more a u t h e n t i c t h a n prevailing doctrine a n d praxis. A b r a h a m
DIMENSIONS OF MYSTICISM 39
BIBLIOGRAPHY
By way of f u r t h e r i n t r o d u c t i o n to o u r s t u d y of t h e psycho
d y n a m i c s of J e w i s h m y s t i c i s m , let m e p r o v i d e s o m e o r i e n t i n g
data.
F i r s t , w h a t is " K a b b a l a h " ? T h e word is derived from the verb
kabel which means "receive". K a b b a l a h , then, literally m e a n s
"tradition". T h e Kabbalists contend that their mystical, theo
sophical, and theurgic systems were transmitted directly to
M o s e s b y G o d o n the o c c a s i o n of the d i v i n e r e v e l a t i o n of E x o d .
19 a n d 2 0 . R a b b i n i c J u d a i s m a s s e r t s that its O r a l L a w w a s
transmitted then alongside the T o r a h or W r i t t e n L a w , a n d the
K a b b a l i s t s c l a i m that their esoteric doctrine a c c o m p a n i e d both.
T h e t e r m " K a b b a l a h " is applied a m b i g u o u s l y to the totality of
J e w i s h e s o t e r i c , m y s t i c a l lore, a n d a l s o to t h e s y s t e m s of t h e o
sophy and theurgy that were devised and disseminated in
mediaeval Provence a n d Catalonia a n d thence further abroad,
a n d t h e n to t h e K a b b a l i s t s of S a f e d i n the s i x t e e n t h c e n t u r y , a n d
subsequently incorporated with modifications into t h e d o c t r i n e
of H a s i d i s m . W e h a v e u s e d the t e r m i n the l a t t e r s e n s e i n t h i s
book.
F o r those readers who are not familiar with the history a n d
v a r i e t i e s o f J e w i s h m y s t i c i s m , let m e p r o v i d e a l i s t of the m a j o r
m o v e m e n t s , together w i t h s o m e b i b l i o g r a p h y . F o r a g e n e r a l i n
40 PROLOGUE
to w o r s h i p . T h e s e m a t e r i a l s a r e d i s c u s s e d i n t h r e e s m a l l v o l
umes:
D a v i d J . H a l p e r i n h a s also p u b l i s h e d a large c o m p e n d i u m of
T a l m u d i c a n d M i d r a s h i c c o m m e n t s o n E z e k i e r s v i s i o n of the
m y s t i c a l t h r o n e c h a r i o t , the merkavaha really impressive c o m
pilation and thematic organization of material from diverse
sources. He attempts to c o n f r o n t the s o u r c e s w i t h e a c h other
a n d to r e c o n c i l e t h e m , a n d to d r a w p s y c h o l o g i c a l as well a s
historic a n d textual conclusions (Halperin, 1988a).
K a b b a l a h proper s t a r t s d u r i n g the middle ages, r e a c h i n g its
full flowering i n t h i r t e e n t h - c e n t u r y Provence a n d C a t a l o n i a . It is
p r i m a r i l y a t h e o s o p h i c s t u d y a n d d o c t r i n e i n w h i c h the D e i t y i s
r e p r e s e n t e d b y a n u m b e r of different e n t i t i e s , p r i m a r i l y t h e En
Sof a D i v i n e E n t i t y w h o c a n n o t b e d e l i m i t e d or c i r c u m s c r i b e d .
T h e E n Sof, t h o u g h d e v o i d of q u a l i t i e s or a t t r i b u t e s , n e v e r t h e
l e s s , i n its influence u p o n the u n i v e r s e , b e c o m e s manifest b y t e n
of t h e s e . T h e s e a r e c a l l e d Sefirot a n d are designated somewhat
differently i n different schools of K a b b a l a h , i n c l u d i n g for ex
ample: God's crown, wisdom, understanding, grace, judgement,
b e a u t y , e t e r n i t y , glory, f o u n d a t i o n , a n d k i n g s h i p .
A brief, c r y p t i c b o o k , Sefer Yezirah, is attributed by modern
s c h o l a r s to a p e r i o d b e t w e e n the t h i r d a n d s i x t h c e n t u r i e s . It
r e f l e c t s s o m e a s p e c t s of merkavah a n d hekhaloth mysticism and
anticipates Kabbalah.
Probably the oldest k n o w n source of K a b b a l a h i s a terse,
c r y p t i c b o o k , Balxir. The word means " c l e a r " , b u t the b o o k i s
a n y t h i n g b u t c l e a r . It a p p e a r e d i n s o u t h e r n F r a n c e i n t h e twelfth
c e n t u r y . I t d e v e l o p e d the c o n c e p t of the Sefirot from its earliest
e x p r e s s i o n i n Sefer Yezirah towards the f o r m it took i n l a t e r
K a b b a l a h . T h e c e n t r a l text of the m e d i a e v a l K a b b a l a h a p p e a r e d
l a t e i n t h e t h i r t e e n t h c e n t u r y i n C a s t i l e . Sefer Ha-Zohar, the
Book of S p l e n d o r , is pseudo-epigraphically attributed to the
42 PROLOGUE
s e c o n d - c e n t u r y sage, S i m e o n B a r Y o h a i , b u t it w a s p r o b a b l y the
w o r k of R a b b i M o s e s de L e o n of C a s t i l e . T h e Zohar i s a v e r y l o n g
b o o k . A b o u t h a l f of it w a s t r a n s l a t e d into E n g l i s h b y H a r r y
S p e r l i n g a n d M a u r i c e S i m o n . A n a n t h o l o g y of texts, T h e Wisdom
of the Zohar, w a s published in 1989, a s a n E n g l i s h translation,
b y D a v i d G o l d s t e i n , of the H e b r e w t r a n s l a t i o n (the o r i g i n a l i s i n
A r a m a i c ) of F i s c h e l L a c h o w e r a n d I s a i a h T i s h b y , w i t h e x t e n s i v e
introductory a n d explanatory material by T i s h b y . F o r compre
h e n s i v e a n d reliable d i s c u s s i o n s of K a b b a l a h , s e e Scholem's
Origins of the Kabbalah ( 1 9 6 2 ) , a n d On the Mystical Shape of
the Godhead (1991). Idel h a s elaborated upon and extended
S c h o l e m ' s i n s i g h t s w i t h Kabbalah, New Perspectives (1988b).
In sixteenth-century Safed, Isaac L u r i a (1534-1572) k n o w n
a s t h e A r i [lionj t a u g h t a n e w a n d original v e r s i o n of K a b b a l a h ,
w h i c h elicited a w i d e s p r e a d r e s p o n s e . H i s K a b b a l a h i s difficult
a n d a r c a n e , yet m a n y were taken by his speculation that w h e n
G o d h a d c r e a t e d the w o r l d , He w i t h d r e w from a p a r t of the
c o s m o s , r e t r a c t i n g H i m s e l f [tsuntswn], so to s p e a k , so a s to m a k e
r o o m for t h e c r e a t e d w o r l d . A c o s m i c c a t a s t r o p h e c a u s e d the
b u r s t i n g of the v e s s e l s t h a t c o n t a i n e d the h o l y s p a r k s [shevirat
ha-kelim]. T h e w o r l d w a s t h e n to be r e s t o r e d b y a tikkwi olam
[ c o s m i c r e p a i r ) , w h i c h c o u l d be effected b y the r e l i g i o u s a c t s of
Israelthat is, study, worship, a n d mitzvot The Ari himself
w r o t e little, b u t h i s d o c t r i n e s h a v e b e e n r e c o r d e d b y h i s s t u d e n t ,
H a y i m Vital.
In 1665, a widespread J e w i s h messianic movement broke
o u t a l l over E u r o p e , N o r t h A f r i c a , a n d the M i d d l e E a s t . S a b b a t a i
Sevi, a T u r k i s h J e w , probably manic-depressive, as Scholem
( 1 9 7 3 ) cogently a r g u e s u n d e r the i n f l u e n c e of a n o t h e r , y o u n g e r
c h a r i s m a t i c leader, Nathan of G a z a h a d d e c l a r e d h i m s e l f a
m e s s i a h . T h e r e a s o n s for the r e a d i n e s s of the J e w s from v i r t u
a l l y a l l over the J e w i s h w o r l d to a c c e p t t h i s c l a i m a n d a c t o n it
b y p r e p a r i n g to s e p a r a t e t h e m s e l v e s from t h e i r h o m e s to go to
Palestine are not at all clear. S c h o l e m discounts with reasonable
arguments the i d e a t h a t it w a s the effect of the C h m i e l n i t z k i
pogroms of 1648. He attributes the readiness to accept
S a b b a t i a n i s m to the p r e v i o u s a c c e p t a n c e of L u r i a n i c K a b b a l a h ,
w i t h i t s r a t i o n a l i z a t i o n of exile, that i s , the d i s p e r s a l of the h o l y
s p a r k s . T h e L u r i a n i c K a b b a l a h , h e s a y s , s a t i s f i e d the s p i r i t u a l
n e e d s of the w o r l d - w i d e J e w i s h c o m m u n i t y . B u t S c h o l e m does
DIMENSIONS O FMYSTICISM 43
J o s e p h D a n h a s p u b l i s h e d a n a n t h o l o g y of e a r l y a n d c l a s s i c
H a s i d i c texts:
I
n the previous, introductory essay we considered a
number of propositions regarding the psychodynamics of
mysticism: the essential mystical quest, no matter how
pursued, is psychologically the quest for reunion with the
a r c h a i c m o t h e r ; the t r a n c e is a n a l t e r e d state of c o n s c i o u s n e s s ,
w h i c h m a y be i n d u c e d i n a n y of a n u m b e r of w a y s a n d w h i c h
facilitates the illusion of t h a t u n i o n ; i n the m y s t i c a l group, the
i n d i v i d u a l achieves the illusion of being incorporated i n t o the
a r c h e t y p a l p a r e n t . I n this essay I s h o u l d like to d e m o n s t r a t e t h a t
m y s t i c i s m is one of a n u m b e r of i n d i v i d u a l a n d social phenom
ena t h a t m a y be c o n s i d e r e d derivatives of w h a t I propose to c a l l
the apocalyptic complex. Other derivatives of the apocalyptic
complex include apocalypse proper, messianism, millenarian
ism, f u n d a m e n t a l i s m , religious cultism, a n d u t o p i a n i s m . T h a t
these p h e n o m e n a are essentially different, one f r o m the other,
45
46 PROLOGUE
s y m b o l i c d e m o n s t r a t i o n s of w h a t t h e f u t u r e w i l l b r i n g , a n d t h e y
require interpretation by a supernatural creature, generally
identified a s a n angel. T h o u g h they anticipate the future from
t h e v i e w p o i n t of a n a u t h o r l i v i n g a t t h e t i m e of t h e exile i n
B a b y l o n i a , n e v e r t h e l e s s w i t h r e s p e c t to t h e p r o b a b l e t i m e of t h e
c o m p o s i t i o n of t h e b o o k , t h e y r e c o r d t h e p a s t , a n d s o p r e s e n t
history masquerading a s prophecy.
T h e visions were received in a trance state.
a t r a n s i t i o n , r e t u r n i n g h o m e after a l e n g t h y s o j o u r n abroad.)
Supernatural individuals appear in Daniel's visions. Some a n
n o u n c e the v i s i o n ; other i n t e r p r e t it; a n d the a n g e l M i c h a e l w i l l ,
a t the e n d , r e s c u e the J e w i s h people.
T h e v i s i o n s i n c l u d e n o t o n l y a s y m b o l i c e n a c t m e n t of f u t u r e
e v e n t s , b u t a l s o a d e s c r i p t i o n of G o d a n d H i s a n g e l s i n the
celestial court.
T h e e l e m e n t o f s e c r e c y i s r e p r e s e n t e d h e r e briefly.
D a n i e l i s t h a t u l t i m a t e l y d i s a s t e r a n d defeat w i l l b e f a l l the m a j o r
empires that successively persecuted Israel.
W h a t i s n o t e m p h a s i z e d b y m a n y s t u d e n t s of a p o c a l y p s e i s
t h e i m p o r t a n c e of the u l t i m a t e r e s c u e a n d v i n d i c a t i o n of t h e
s u f f e r i n g p o p u l a t i o n to w h o m t h e v i s i o n i s d i r e c t e d . It i s t r u e
t h a t t h e m e s s a g e of s u r v i v a l a n d r e b i r t h i s often s h o r t e r a n d l e s s
s a l i e n t t h a n t h e m e s s a g e of d e s t r u c t i o n , b u t it i s t h e m a i n p o i n t ,
t h e s o u r c e of c o m f o r t t h a t j u s t i f i e s the e n t i r e e n d e a v o u r .
Clinical "apocalypses"
H a v i n g r e v i e w e d the form of t h e c l a s s i c a l a p o c a l y p s e , w e c a n
c o m p a r e it w i t h w h a t I c a l l t h e " c l i n i c a l a p o c a l y p s e " . A t t h e o n s e t
of a p s y c h o t i c e p i s o d e , the p a t i e n t m a y believe t h a t t h e w o r l d
h a s c h a n g e d , that there h a s been a n a b r u p t discontinuity. I n
essence, t h i s i d e a signifies the d e a t h of t h e p a t i e n t ' s r e a l i t y ,
w h i c h i s e q u i v a l e n t to h i s self, w h i l e t h e n e w w o r l d r e p r e s e n t s
h i s r e b i r t h . H e r e i s a c l a s s i c d e s c r i p t i o n of a n a p o c a l y p t i c , p s y
c h o t i c d e l u s i o n a l s y s t e m , given b y F r e u d i n h i s d i s c u s s i o n of t h e
i l l n e s s of D a n i e l P a u l S c h r e b e r ( F r e u d , 1 9 1 1 c ) , a G e r m a n l a w y e r
a n d j u d g e i n the late n i n e t e e n t h c e n t u r y w h o b e c a m e p s y c h o t i c
and subsequently described his experiences in a published
memoir.
g r o u p . S h e d e s c r i b e s a m a n w i t h r o b e s a n d a staff, a n d a C h r i s
t i a n p r i e s t , b o t h i m a g e s of t h e a r c h e t y p i c a l s a g e of a p o c a l y p t i c
s c r i p t u r e s , a n d s h e a l s o r e f e r s to a m e s s i a h . W e find here a
n u m b e r of r e f e r e n c e s to c u r i o s i t y a n d r e v e l a t i o n : a n o b s e r v a t i o n
t o w e r , the a s k i n g of q u e s t i o n s , a m a n u s c r i p t , o b s c u r e a n s w e r s ,
and an incredible view through a large w i n d o w . The death
rebirth sequence a p p e a r s here less prominently t h a n the ele
m e n t of r e v e l a t i o n . B u t it i s r e p r e s e n t e d i n t h e i n i t i a l h i n t s of
d e p r e s s i o n a n d the h o p e for a m e s s i a h . T h i s d r e a m i l l u s t r a t e s
t h e f a c t t h a t t h e a c q u i s i t i o n of s e c r e t i n f o r m a t i o n a r c h e t y p i c a l l y
s e r v e s t h e i n t e r e s t of r e b i r t h .
B u t let u s l o o k a t t h e d r e a m a g a i n to a s c e r t a i n w h a t espe
c i a l l y f a s c i n a t e s t h e d r e a m e r . Note e s p e c i a l l y t h e m a n w i t h t h e
staff, t h e c y l i n d r i c a l s t o n e tower t o p p e d b y a d o m e , a n d ques
t i o n s a b o u t t h e staff. T h e d r e a m c o n c l u d e s : "I was impressed
that he had befriended me enough to show me this view/* It d o e s
n o t r e q u i r e m u c h i m a g i n a t i o n to i n f e r t h a t t h i s w o m a n i s c u r i
o u s a b o u t the leader's phallic equipment. S u c h a n interpretation
i s r e i n f o r c e d b y t h e f a c t t h a t h e r f a t h e r h a d e x p o s e d h i m s e l f to
h e r repeatedly w h e n she w a s a child, occasionally deliberately,
m o r e often i n a d v e r t e n t l y . S h e r e c a l l s t h e s e e x p e r i e n c e s v i v i d l y .
E v i d e n t l y , i n t h e c o n t e x t of h e r p r e s e n t d e p r e s s i o n , s h e r e c a l l s
early revelations that excited her, a n d s h e h o p e s for a new
r e v e l a t i o n t h a t w i l l prove e q u a l l y gratifying. It i s l i k e l y t h a t the
a c t u a l r e v e l a t i o n for w h i c h s h e h o p e s i s a t h e r a p e u t i c r e v e l a t i o n
to be p r o v i d e d b y h e r m a l e p s y c h o a n a l y s t . S h e g r e w u p a n d l i v e s
in an environment in w h i c h a m a n ' s virility is j u d g e d largely
b y h i s i n t e l l i g e n c e a n d a b i l i t y to solve p r o b l e m s . Her analysts
perceptiveness and i n g e n u i t y i n offering her insight into her
d i f f i c u l t i e s g r a t i f y i n g l y r e v e a l s h i s v i r i l i t y to h e r .
B u t l e t u s l o o k a t the d r e a m still a g a i n . " T h e y kill people who
ask questions/ 9
W h e n s h e a s k e d the old m a n q u e s t i o n s , h e w a s
n o t a n g r y . S h e w a s gratified t h a t h e h a d b e f r i e n d e d h e r enough
to s h o w h e r t h e i n c r e d i b l e v i e w . T h e s e f e a t u r e s of t h e dream
r e m i n d u s t h a t the s e a r c h for s e c r e t k n o w l e d g e i s d a n g e r o u s . We
l e a r n t h a t f r o m the I s r a e l i t e s * fear of G o d ' s r e v e l a t i o n a t M o u n t
S i n a i , a s well a s from m a n y other i n s t a n c e s i n w h i c h excessively
c l o s e a p p r o a c h to t h e G o d h e a d p r o v e s f a t a l , a s i n t h e Pardes of
H a g i g a h (see c h a p t e r three) a n d i n the Hekhaloth texts. C u r i o s
i t y t h a t i s too i n t r u s i v e , a n a p p r o a c h t h a t i s too b o l d , e n c o u n t e r s
54 PROLOGUE
a n x i e t y , a c o n s e q u e n c e of r e g u l a t i o n , t h a t w e a t t r i b u t e to c o n
s c i e n c e or s u p e r e g o . T h e a t t e m p t to e v a d e d e a t h a n d to s e e k
r e b i r t h b y the q u e s t for r e v e l a t i o n p a r a d o x i c a l l y i n v i t e s f u r t h e r
d a n g e r . H e r e I believe w e h a v e the p s y c h o d y n a m i c b a s i s of the
fear of c o n f r o n t a t i o n w i t h d i v i n e s e c r e t s , e x c e p t u n d e r c e r t a i n
protected c i r c u m s t a n c e s .
I n the following d r e a m , b a s e d u p o n the i m a g e s of t h e B o o k of
R e v e l a t i o n , t h e d i s c l o s u r e of the s e c r e t s a v e s the d r e a m e r . T h i s
material is k i n d l y provided by D r J a c o b A. Arlow.
T h e p a t i e n t h a s p u t h i s a p a r t m e n t u p for s a l e . H e i s h o p i n g
to get e n o u g h m o n e y to e n a b l e h i m to leave h i s l a w p r a c t i c e
a n d go to H o l l y w o o d to p u r s u e a c a r e e r i n film. H e i n t e n d s
e i t h e r to w r i t e a b o u t film, to w r i t e s c e n a r i o s , or p e r h a p s e v e n
to p r o d u c e . T h e p a t i e n t h a s n o e x p e r i e n c e or t r a i n i n g i n t h i s
field. T o h i m , h o w e v e r , going to H o l l y w o o d m e a n s throwing
off the s h a c k l e s of i n h i b i t i o n a n d e s p e c i a l l y t h e p r o s c r i p t i o n s
of the c h u r c h r e g a r d i n g s e x u a l i t y . I n p r e v i o u s m o n t h s , the
p a t i e n t h a s p r o d u c e d a g r e a t d e a l of p s y c h o a n a l y t i c m a t e r i a l
of a f r a n k l y i n c e s t u o u s n a t u r e , c o u p l e d w i t h t h o u g h t s of
c a s t r a t i o n a n d d a m n a t i o n for s e x u a l w i s h e s , together w i t h
fear of a u t h o r i t y figures. T h i s material, however, h a s come
o u t i n a n e x t r e m e l y i s o l a t e d form. T h e p a t i e n t r e p e a t s w h a t
h e h a s l e a r n e d a s if it w e r e a c a t e c h i s m . H i s i n s i g h t is
r e d u c e d to a f o r m u l a , w h i c h i s r e p u d i a t e d a s s u c h . T h e
p a t i e n t is m o s t i s o l a t e d i n h i s p r o d u c t i o n s . H e gives h a r d l y
a n y d e t a i l s of d a y - t o - d a y a c t i v i t i e s , c o n v e r s a t i o n s w i t h o t h e r
i n d i v i d u a l s , or fleeting f a n t a s i e s , u n l e s s a s p e c i f i c i n q u i r y is
m a d e about s u c h items.
It i s c l e a r f r o m the d e s c r i p t i o n t h a t t h e p a t i e n t a n d A d o l p h ,
w h o s h a r e d sexual fantasies a n d thoughts, b o t h suffer the
s a m e k i n d s of i n h i b i t i o n s . O v e r t h e w e e k e n d , t h e y w e n t for a
w a l k together a n d d i s c u s s e d their s e x u a l i n h i b i t i o n s a n d the
role of t h e C a t h o l i c C h u r c h i n f r i g h t e n i n g t h e m w i t h e t e r n a l
d a m n a t i o n for s e x u a l t r a n s g r e s s i o n .
T h e p a t i e n t s t a t e d t h a t t h e d r e a m m u s t be t r a c e d to w h a t h e
w a s r e a d i n g i n the F e l l i n i i n t e r v i e w s . F e l l i n i s p o k e a b o u t the
p e r v a s i v e i n f l u e n c e of the C a t h o l i c C h u r c h i n I t a l i a n life. I t s
two-thousand-year-old influence pervades every aspect of
Italian thought. Most particularly, however, Fellini empha
s i z e d t h e r o l e of the A p o c a l y p s e . T h e u l t i m a t e v i s i o n of t h e
Apocalypse i s i n the b a c k g r o u n d of e v e r y I t a l i a n p e r s o n ' s
thinking, and, as such, it g i v e s v i b r a n c y to t h e lives of
t h e I t a l i a n s . E v e r y t h i n g i s l i v e d a g a i n s t t h e b a c k g r o u n d of t h e
u l t i m a t e g r e a t s t r u g g l e of t h e J u d g e m e n t D a y , w h e n people
w i l l e i t h e r b e d a m n e d to e t e r n a l p e r d i t i o n o r go to h e a v e n w i t h
t h e a n g e l s , etc. F e l l i n i felt, a n d t h e p a t i e n t a g r e e d , t h a t it w a s
the C h u r c h , not God, that introduced the i d e a of sexual
p l e a s u r e a s s i n , m a k i n g the a p o c a l y p t i c v i s i o n o n e fraught
w i t h fear a n d t r e p i d a t i o n .
56 PROLOGUE
p i c t u r e 8V2 a n d A n i t a E k b e r g . F e l l i n i s a i d h e h a d n o t k n o w n
A n i t a E k b e r g , b u t w h e n he s a w a p i c t u r e of h e r i n a n A m e r i
c a n film m a g a z i n e , i n w h i c h s h e w a s d r e s s e d i n a s k i m p y
l e o p a r d - s k i n , he e x c l a i m e d , " I h o p e to G o d I n e v e r r u n into
her. I c o u l d never r e s i s t the temptation." In d i s c u s s i n g this
a s p e c t of the m a t e r i a l , the p a t i e n t s a i d , ' T h e r e a g a i n i s a
woman a s t h e d e v i l , w o m a n a s the t e m p t r e s s a n d seduc
tress."
T o w h i c h I a d d e d t h a t A n i t a E k b e r g w a s n o t e d for h e r l a r g e ,
s e n s u o u s breasts. T h e patient agreed, a n d I then r e m i n d e d
h i m of t h e s e x p l a y w i t h h i s m o t h e r ' s " a p p l e s " .
T h i s m a t e r i a l w a s u s e d to d e m o n s t r a t e to the p a t i e n t h o w , i n
s p i t e of h i s a d v a n c e d t h i n k i n g , he still c l i n g s to t h e fear
i n s t i l l e d i n h i m b y t h a t p a r t of the C a t h o l i c t e a c h i n g a b o u t
s e x (incest) b e i n g a m o r t a l s i n , p u n i s h a b l e b y e t e r n a l d a m n a
1
THE APOCALYPTIC COMPLEX 57
t i o n . T h i s i n s p i t e of the fact t h a t e a r l i e r i n t h e s e s s i o n h e
s u p p o r t e d F e l l i n f s v i e w t h a t G o d r e a l l y t a k e s the total b a l
a n c e of m a n ' s d e e d s , good a n d evil, over t h e c o u r s e of t h e
seventy-or-so-year s p a n a n d weighs m a n in the balance, b u t
He would not c o n d e m n a n i n d i v i d u a l j u s t for o n e act of
m o r t a l s i n , t h a t it w a s t h e C h u r c h t h a t i n t r o d u c e d t h e i d e a of
e t e r n a l p e r d i t i o n . I n s p i t e of a l l t h i s , h o w e v e r , t h e p a t i e n t , o u t
of h i s o w n c a s t r a t i o n a n x i e t y a n d g u i l t , s t i l l h a s to g r a p p l e
w i t h t h e fear of d a m n a t i o n ( c a s t r a t i o n ) .
T h i s c a s e i l l u s t r a t e s the p r o s p e c t of d e s t r u c t i o n a s p u n i s h
m e n t for s i n . T h e p a t i e n t , h o w e v e r , i s n o t p u n i s h e d w i t h t h e
w i c k e d , b u t e s c a p e s w i t h the a i d of t h e F o u r H o r s e m e n , w h o , i n
t h e d r e a m , a b a n d o n t h e i r c l a s s i c r o l e of p o r t e n t s of d e a t h a n d
destruction a n d become helpers a n d rescuers. T h e reason that
t h e t h r e a t fails i s t h a t , i n v i e w of h i s l i f e - l o n g m a s o c h i s m and
d e p r e s s i v e c h a r a c t e r , a t D r Arlow's suggestion, the p a t i e n t h a d
begun a programme of a n t i d e p r e s s i o n d r u g t h e r a p y w i t h m e a
y e a r e a r l i e r . H i s r e s p o n s e to a l l m e d i c a t i o n h a d b e e n p o s i t i v e b u t
o n l y t e m p o r a r y . O n 2 2 J u n e , 2 0 m i l l i g r a m s of f l u o x e t i n e (Prozac)
h a d b e e n p r e s c r i b e d , i n a d d i t i o n to the 6 0 m i l l i g r a m s of m e t h y l
p h e n i d a t e ( R i t a l i n ) p e r d a y a n d the 0 . 5 m i l l i g r a m s of l o r a z e p a m
(Ativan) t h r e e t i m e s a d a y t h a t h e h a d b e e n taking. He had
r e s p o n d e d n i c e l y to the f l u o x e t i n e . T h e d r e a m , w h i c h o c c u r r e d
o n 6 J u l y , r e f l e c t s t h e r e m e d i a l effects of the l a t t e r i n t h e p a
t i e n t ' s s e e i n g h i m s e l f a s o n e of the s a v e d r a t h e r t h a n o n e of t h e
d o o m e d , a n d the H o r s e m e n a s f r i e n d s r a t h e r t h a n d e m o n s . T h i s
c a s e i l l u s t r a t e s t h e i n f l u e n c e of m o o d o n the o u t c o m e of t h e
m y t h i c d r a m a a s it i s p l a y e d o u t .
T h e n u m b e r four a p p e a r s c o m m o n l y i n a p o c a l y p t i c d r e a m s
a n d i n t h e t r u e a p o c a l y p s e ; it i s m y i m p r e s s i o n t h a t it s y m b o l
izes mother.
I propose the term "apocalyptic complex" for fantasies,
d r e a m s , i l l u s i o n s , beliefs, images t h a t centre a b o u t the d e a t h
r e b i r t h s e q u e n c e or i t s r e v e r s e , e v e n i n the a b s e n c e of t h e f u l l
apocalyptic syndrome. Many of these will contain, as com
ponents, revelation, travel, s y m b o l i s m , n u m b e r s , confrontation
w i t h a deity, a n d s o o n . T h e a p o c a l y p t i c c o m p l e x t h e n i n c l u d e s
true apocalypse, along with other social p h e n o m e n a such as
messianism, millenarianism, a n d fundamentalism, a s we see
58 PROLOGUE
The world was being flooded. The water was reddish and
grayish. It was turbulent with white crests. I saw rocks and
houses. People were drowning. We were on a high level
where there were white houses. I was on a boata nice boat
large with blond wood lacquer floors. There was a kitchen on
the boat I became concerned that it would capsize. We
landed at a house on some land. We brought things onto the
boat glasses, no, plastic cups for fear that they might break,
and food.
T h e d r e a m s t a r t s o n a d e p r e s s i v e n o t e : a flood, p e o p l e d r o w n
ing. T h e d r e a m e r finds s e c u r i t y on a boat, b u t h e r depressive
t e n d e n c y t h r e a t e n s h e r w i t h the p o s s i b i l i t y of c a p s i z i n g . S h e h a s
t h e b o a t r e a c h l a n d , w h e r e s h e r e p l e n i s h e s the food s u p p l y . B u t
t h e n t h e d e p r e s s i v e m o o d r e a s s e r t s i t s e l f i n t h o u g h t s of s u i c i d e .
S h e comforts herself w i t h hope b u t sees others drowning. T h e
dream reproduces a n ancient myth, one v e r s i o n of w h i c h is
e x p r e s s e d i n the N o a h ' s - A r k s t o r y . T h e l a t t e r e n d s , n o t a s t h i s
d r e a m e n d s , b u t w i t h s i g n s of r e b i r t h , the d o v e ' s f i n d i n g food
a n d refuge, t h e a c t u a l l a n d i n g of the A r k , a n d G o d ' s promise
t h a t H e w i l l n e v e r a g a i n a t t e m p t to d e s t r o y t h e w o r l d , a n d H i s
i n s t r u c t i o n s to m a n to p r o d u c e p r o g e n y . H e d e s i g n a t e s t h e r a i n
b o w a s t h e e t e r n a l p r o m i s e of r e b i r t h .
T h e w o m a n w h o r e p o r t e d t h i s d r e a m i s the s a m e w o m a n who
r e p o r t e d t h e d r e a m a b o u t w a i t i n g for a r e v e l a t i o n a n d a m e s s i a h .
S o w h e n s h e i s m o r e h o p e f u l , s h e e x p r e s s e s the q u e s t for the
revelation component of a p o c a l y p s e , a n d w h e n s h e i s m o r e de
p r e s s e d , s h e d r e a m s of the d e a t h - r e b i r t h s e q u e n c e .
Apocalyptic archetypes
Clinical archetypes
T h e t e r m " a r c h e t y p e " h a s b e c o m e a n i n d i c a t i o n of J u n g i a n o r i
entation. I intend no s u c h implication here. W h a t I describe is a
s e r i e s of i m a g e s that appear widely, perhaps universally, in
religious mythology, i n creative w o r k s , in fantasy, i n the h a l l u
cinations a n d delusions of the psychotic, and in everyone's
d r e a m s . T h e i r a p p e a r a n c e r e v e a l s a r e a d i n e s s to r e l a t e to o t h e r
individuals a n d to the forces of n a t u r e in one of a limited
number of stereotyped w a y s . T h e i r origin c a n be debated. I
w o u l d g u e s s that they a r e formed w h e n infantile experience is
recorded a n d preserved b y a h a r d - w i r e d a p p a r a t u s w i t h i n the
b r a i n , w i t h t h e r e s u l t a n t f o r m a t i o n of r e l a t i v e l y p e r m a n e n t p a r a
60 PROLOGUE
d i g m s or t e m p l a t e s t h a t a r e t h e n u s e d to recognize d a n g e r s a n d
o p p o r t u n i t i e s for gratification.
In dreams that conform to the apocalyptic complex we
encounter the same archetypes that we find in classical
apocalypses. Let me start by examining clinical material that
I p u b l i s h e d i n m y b o o k , Drugs in Psychoanalysis and Psycho
therapy (Ostow, 1962). B y using published data, I make it
p o s s i b l e for t h e i n t e r e s t e d r e a d e r to l e a r n c o n s i d e r a b l y m o r e
a b o u t the p a t i e n t , d e s i g n a t e d there b y t h e i n i t i a l s X N Z , t h a n I
c a n present in this paper. I shall supplement this material with
d a t a o b t a i n e d from p a t i e n t s r e c e n t l y or c u r r e n t l y i n t r e a t m e n t .
XNZ, a 37-year-old, married schizophrenic woman, volun
t e e r e d two d r e a m s d u r i n g h e r s e c o n d v i s i t : O n e d r e a m w a s of
I do n o t a t t e m p t to c o n s i d e r the p e r s o n a l , i n d i v i d u a l a s s o c i a
t i o n s to a n y of the m a t e r i a l t h a t I p r e s e n t , s i n c e it i s m y p u r p o s e
to c a l l a t t e n t i o n to u n i v e r s a l a r c h e t y p e s . H e r e w e h a v e the t y p i
c a l Weltuntergang [world d e s t r u c t i o n ] d r e a m . T h e d e a t h of t h e
w o r l d t h a t i s , the p a t i e n t ' s d e a t h p r o j e c t e d onto t h e t e r r e s t r i a l
c a n v a s i s d e n o t e d b y the d e s o l a t i o n of the c i t y , the a b s e n c e of
life a n d of c o l o u r . T h e d e s i r e d rebirth i s d e n o t e d b y the o p e n i n g
of the d o o r s a n d the a p p e a r a n c e of people a n d c o l o u r .
A schizophrenic y o u n g m a n (GO), whose s c h i z o p h r e n i a w a s
under good c o n t r o l , omitted his medication one night and
dreamed:
O n t h e following n i g h t h e d r e a m e d :
"My father and I tried to save our lives because the world
was about to end. There was nowhere to go. Everybody
would die. But no one was concerned. We went to the boat
shop to escape to the sea."
e r e r : t h e m e s s i a h w h o rescues a n d restores. D u r i n g t h e p e r i o d of
h e r a c u t e i l l n e s s s h e h a d b e l i e v e d t h a t the w o r l d w a s being
d e s t r o y e d b y a c a t a c l y s m i c w a r b e t w e e n the U n i t e d S t a t e s a n d
the Soviet U n i o n .
I s h o u l d l i k e to d r a w a t t e n t i o n i n X N Z ' s s e c o n d d r e a m to t h e
i m a g e of the moving vehicle. It, too, o c c u r s c o m m o n l y i n a p o c a
l y p t i c d r e a m s a n d r e p r e s e n t s , I believe, the p a t i e n t s effort to
e s c a p e f r o m the s c e n e of d e s t r u c t i o n a n d t h e a n x i e t y c r e a t e d b y
t h e r a g e , to the E l y s i a n fields t h a t r e p r e s e n t the t e n d e r m o t h e r .
T h e v e h i c l e , a s a c o n t a i n e r , c a n be s e e n n o t o n l y a s a m e a n s of
t r a n s p o r t a t i o n , b u t a s a s y m b o l for m o t h e r ' s b o d y , to w h i c h t h e
i n d i v i d u a l w i s h e s to be t r a n s p o r t e d . I n the d r e a m , the r e s c u i n g
v e h i c l e i t s e l f e s c a p e s c o n t r o l , a n d n o t o n l y fails to r e s c u e t h e
patient, but actually threatens her with destruction. T h a t d r e a m
fragment is abruptly discontinued a n d replaced by the rebirth
fantasy. I n other d r e a m s a n d fantasies, contrived w h e n a patient
h a s a c h i e v e d better c o n t r o l , the v e h i c l e s u c c e s s f u l l y rescues
h i m . A m a n (XM) w h o a s a c h i l d feared t h a t p l a n e s w o u l d fall
f r o m the s k i e s a n d k i l l h i m , d r e a m e d r e p e a t e d l y of fear of p l a n e
c r a s h e s a n d fear of falling from a h i g h p l a c e . A w o m a n (GDU)
w h o s e c h i l d h a d wet himself at night, then c a m e into h e r bed,
dreamed:
U
I was in a taxi. The driver went the wrong way. I got out.
Some people got into the seat. One person hung onto the back
window. I hung onto the fender. I have to get inside. Why is
this guy riding on this part of the car? Its too dangerous. J,
too, was sitting in a strange place."
In a n o t h e r d r e a m :
T h e s e a r e o n l y two of a l o n g s e r i e s of v e h i c u l a r d r e a m s
presented by t h i s p a t i e n t , i n m o s t of w h i c h e i t h e r s h e was
e x c l u d e d , or the ride w a s d a n g e r o u s . T h a t for h e r the v e h i c l e
r e p r e s e n t e d h e r m o t h e r ' s b o d y p r o j e c t e d onto a t e r r e s t r i a l o r
c o s m i c b a c k d r o p is d e m o n s t r a t e d b y the following d r e a m :
THE APOCALYPTIC COMPLEX 63
S h o r t l y after h e r f a t h e r d i e d , w h e n s h e w a s 1 1 , s h e w o u l d b e
g r i p p e d b y h y p n a g o g i c s e n s a t i o n s of b e i n g "lifted b y a p a i r o f
e n o r m o u s a r m s a n d being rocked". I n a n even earlier fan
tasy, s h e s a w herself "resting on a n enormous white surface,
l i k e a s o f a , v e r y safe b e c a u s e t h e s i d e s w e r e too d i s t a n t for
a n y o n e to a p p r o a c h " . S h e a s s o c i a t e d t h i s i m a g e w i t h G o d .
" N o t r o u b l e s c o u l d r e a c h m e , a n d t h e r e w a s p l e n t y of r o o m to
e x p l o r e . " [p. 2 3 6 ]
T h e y e a r n i n g to e n t e r t h e m o t h e r ' s b o d y a g a i n a n d b e p r o
tected b y h e r i s precipitated b y anxiety c a u s e d by the destructive
w i s h e s . I m e n t i o n e d a b o v e t h e d r e a m s of a s c h i z o p h r e n i c y o u n g
m a n , G O . T h e s e Weltuntergang dreams were immediately pre
c e d e d b y t h e following:
R e t u r n i n g to X N Z , l a t e r i n h e r t r e a t m e n t s h e r e p o r t e d t h e
following d r e a m (p. 2 4 1 ) :
U
I was with mother at our home outdoors, in the evening.
Suddenly the northern lights were in the sky, soft and lovely.
I said, "How lovely!" Tlxey got more and more colourful and
violent They colowed the whole sky. Suddenly it was a great
bomb attack with missiles. The sky was flooded with falling
objects. I hurried her indoors. We were covered with ash and
incurably contaminated by it. It was radioactive fallout. We
got into the house, I tried to wash myself off."
I s h a l l ignore t h e o b v i o u s a n a l r e f e r e n t s , t h o u g h t h e y o c c u r
not u n c o m m o n l y i n other apocalyptic material. T h e r e a s o n is
t h a t a n a l i t y i s n e i t h e r n e c e s s a r y n o r c h a r a c t e r i s t i c for a p o c
a l y p s e . A p o c a l y p s e m a y i n c l u d e a n y one or s e v e r a l of t h e p s y
c h o s e x u a l developmental p h a s e s . H o w e v e r t h e colour a n d light
a n d shimmering luminescence occur characteristically in mysti
c a l fantasies, where they a r e a s s o c i a t e d w i t h the expectation or
e x p e r i e n c e of t h e g r a t i f i c a t i o n of the longed-for v i s u a l i z a t i o n a n d
u n i o n w i t h t h e D e i t y . T h e latter, t h o u g h often d e s i g n a t e d a s t h e
f a t h e r , i s f r e q u e n t l y d e s c r i b e d i n t e r m s m o r e c h a r a c t e r i s t i c of
the m o t h e r . I n t h i s d r e a m , w e s e e a r e v e r s a l of t h e u s u a l s e
quence. A t the onset of t h e d r e a m , the patient h a s a l r e a d y
a c h i e v e d i d y l l i c r e u n i o n w i t h t h e m o t h e r , to t h e a c c o m p a n i m e n t
of t h e s e n s e of l u m i n e s c e n c e a n d scintillation. However, that
r e u n i o n is overtaken b y the destructive i m p u l s e s . Mother a n d
s h e a r e b o t h i n c u r a b l y c o n t a m i n a t e d . S h e i s n o t a b l e to rescue
mother.
Light is also a very common symbol for r e b i r t h , a s d a r k
portends danger a n d death. Fire combines rebirth with danger.
It s y m b o l i z e s w h a t i s infinitely a t t r a c t i v e b u t m a y n o t be l o o k e d
atfor example, t h e fiery a r e a of G o d ' s g e n i t a l s i n t h e c h a r i o t
v i s i o n of E z e k i e l , c h a p t e r 1, a n d t h e image of G o d c i t e d a b o v e
from D a n . 7 : 9 , 1 0 .
Notice t h e e m p h a s i s o n heavenly events. It is the n o r t h e r n
l i g h t s i n t h e s k y t h a t p l e a s e h e r . T h e n it i s a g r o u p of falling
objects that threaten a n d destroy her. I n apocalyptic fantasies
and dreams, the i m p u l s e s a r e often projected o u t onto t h e
i
THE APOCALYPTIC COMPLEX 65
H e r e s h e i d e n t i f i e d w i t h the m e s s i a n i c i m p u l s e s t h a t d e f e n d e d
her against her destructive w i s h e s a n d that she h a d projected
o u t onto c o s m i c f i g u r e s .
G D U reported a dream that resembled this northern-lights
d r e a m of X N Z :
I n a n o t h e r d r e a m of the s a m e n i g h t , the p a t i e n t f o u n d h e r s e l f
driving past her mother's house, thereby confirming that the
d r e a m d e a l t w i t h t h e c o m p l e x of feelings c e n t r i n g a b o u t c l o s e
n e s s to t h e m o t h e r , a s w a s the c a s e w i t h X N Z .
Objects arching across the sky occurred commonly in her
d r e a m s . W h e n the o b j e c t s w e r e r i s i n g , s h e felt c o m f o r t e d , and
w h e n they w e r e falling, they dreated anxiety.
T o i l l u s t r a t e the l a s t p o i n t , I p r e s e n t a n o t h e r d r e a m of h e r s :
U
I was at home, watching the outside of a building with a
man. There was a string of four children swinging out from
a window. My son was at the end of the string. The man said
it was dangerous. I reacted very calmly, "He's not falling." He
slipped and fell, face-down onto the ground. The man said,
"He was hurt" I rushed over, feeling guilty but powerless.
Amazingly he was not hurt It was so lucky. If there were
rocks around, he could have hurt his eyes or his head."
66 PROLOGUE
I n a n o t h e r d r e a m of t h a t n i g h t :
Note h e r e t h e f e a t u r e s of s o m e t h i n g h a n g i n g o v e r h e a d ; the
falling from a h e i g h t ; a n d t h r e a t of c a t a s t r o p h e . A s a c h i l d , s h e
h a d f e a r e d b e i n g a t t a c k e d b y b i r d s flying o v e r h e a d . T h e feeling
of p o w e r l e s s n e s s i n the d r e a m i s w h a t I b e l i e v e d s p a r k e d the
a p o c a l y p t i c t h i n k i n g in the first p l a c e .
Classical archetypes
T h e v a r i o u s c l a s s i c a l a p o c a l y p s e s differ from e a c h o t h e r i n d e
t a i l , e a c h h a v i n g b e e n w r i t t e n to r e s p o n d to the a n g u i s h of a
s p e c i f i c p e r i o d a n d a specific p l a c e . T h e s t y l e s a s w e l l a s the
c o n t e n t s differ, the e m p h a s e s , symbolism, a n d messages. Dif
f e r e n c e s c a n be s e e n between the J e w i s h a n d t h e Christian
a p o c a l y p s e s , a n d of s o m e of t h e m it i s b e l i e v e d t h a t t h e y s t a r t e d
T H E APOCALYPTIC COMPLEX 67
o u t a s J e w i s h p i e c e s a n d w e r e m o d i f i e d to a p p l y to t h e C h r i s t i a n
c o m m u n i t y . I n t h e B o o k of R e v e l a t i o n , w e c a n f i n d s o m e c l a s s i
cal apocalyptic archetypes.
A s the n a m e of t h e b o o k i n d i c a t e s , t h e text i s g i v e n a s a
revelation of a secret h i t h e r t o w i t h h e l d (see R e v . 1:1, 1:19, 4:1,
5 : 1 ) . B o t h the c o n t e n t of t h e s c r i p t u r e a n d t h e m e a n i n g of i t s
m a n y symbolic statements have been mysteries, a n d both are
h e r e d i s c l o s e d . T h e s e c r e t is t r a n s m i t t e d from its O m n i s c i e n t
S o u r c e b y a n a g e n t , w h o a p p e a r s s o m e t i m e s a s t h e author of the
document ( R e v . 1:1, 1:19), a t o t h e r t i m e s a s a m y s t e r i o u s wise
person or c r e a t u r e . I n R e v e l a t i o n we find the p h r a s e " O n e l i k e a
s o n of m a n " (Rev. 1:13), w h o r e v e a l s w h a t h a s b e e n h i d d e n .
A t a n u m b e r of p o i n t s (Rev. 1:13, 3:4, 19:8, 19:13) a white
robe i s s p e c i f i e d a s a g a r m e n t t h a t s i g n i f i e s p u r i t y . I n t h e B o o k
of D a n i e l ( 1 0 : 5 ) , t h e a n g e l w h o c o n v e y s t h e v i s i o n to D a n i e l i s
s p o k e n of a s "clothed in linen**.
T h e massive disruption that we associate with apocalyptic
l i t e r a t u r e a p p e a r s i n a n u m b e r of e x t e n s i v e a c c o u n t s t h r o u g h o u t
R e v e l a t i o n , m o s t of t h e m v i v i d a n d d r a m a t i c . T h e end of the
world a s w e k n o w it i s c l e a r l y d e s c r i b e d . T h e c l a s s i c a l a p o c a l y p
tic s t r u g g l e b e t w e e n the forces of G o o d a n d t h e forces of E v i l i s
given i n Rev. 1 2 : 7 - 9 a n d Rev. 2 0 : 7 - 1 0 .
A n d there w a s a w a r i n H e a v e n , M i c h a e l a n d h i s angels
fighting w i t h the dragon. A n d the dragon a n d h i s angels
fought, a n d he did not prevail, n e i t h e r w a s there found a
place a n y more for h i m i n H e a v e n . A n d the great d r a g o n , the
a n c i e n t s e r p e n t w h o is called D e v i l a n d S a t a n , w a s c a s t out,
h e w h o deceives the whole world w a s cast out onto the e a r t h ,
a n d h i s a n g e l s were c a s t o u t w i t h h i m . [Rev. 1 2 : 7 - 9 ]
T h e r e m a i n d e r of c h a p t e r 2 1 a n d t h e f i r s t h a l f of 2 2 d e s c r i b e t h e
reconstructed Holy City.
Psychodynamics
( a b s e n c e of m e n t a l p a i n ) or e u p h o r i a . W h e n a n i n d i v i d u a l is too
e u p h o r i c , too " h i g h " , t h i s c o r r e c t i v e m e c h a n i s m a c t s to r e s t o r e
the m o o d to a m e d i a n position. Depressive affect generates
images of d i s o r d e r , disease, death, or d e s t r u c t i o n . E u p h o r i a
g e n e r a t e s i m a g e s of s u r v i v a l a n d r e b i r t h . F o r m a n y people the
r e g u l a t i o n of affect is s o efficient t h a t one scarcely becomes
a w a r e of m o o d s w i n g s . F o r o t h e r i n d i v i d u a l s , h o w e v e r , mood
r e g u l a t i o n i s inefficient a n d a c o n s t a n t c h a l l e n g e , a n d it i s t h e y
w h o e x h i b i t the a p o c a l y p t i c complex.
T h e s e c o n s i d e r a t i o n s a r e of m o r e t h a n a c a d e m i c or t h e o r e t
ical import. As everyone knows by now, powerful chemical
substances i n the b r a i n r e g u l a t e affect. When a patient, in
t h e c o u r s e of h i s m o o d s w i n g s , b e c o m e s fixed i n a d e p r e s s i v e e x
cursion, a n antidepression d r u g c a n free h i m to r e t u r n to a
e u t h y m i c p o s i t i o n . S i m i l a r l y , w h e n the e x c u r s i o n t a k e s the p a
t i e n t to a m a n i c p o s i t i o n , o n e of the a n t i p s y c h o s i s t r a n q u i l l i z e r s
c a n overcome that. W h e n t h e pathology is excessive volatility
rather than a unipolar deviation, control is more difficult,
t h o u g h often p o s s i b l e b y a j u d i c i o u s l y t i t r a t e d c o m b i n a t i o n of
drugs of these two classes. The psychopharmacologist who
t a k e s t h e time a n d trouble to l e a r n a b o u t d r e a m i n t e r p r e t a t i o n
a n d to e x a m i n e h i s patients* f a n t a s i e s a n d d r e a m s i n a d d i t i o n to
their symptoms c a n find, i n the d r e a m m a n i f e s t a t i o n s of the
a p o c a l y p t i c c o m p l e x , h e l p f u l c l u e s to s u p p l e m e n t a n d i n f o r m h i s
clinical judgement.
B e c a u s e the a p o c a l y p t i c c o m p l e x is the e x p r e s s i o n of a b a s i c
u n c o n s c i o u s m e c h a n i s m , it a p p e a r s i n m a n y p r o d u c t s of m e n t a l
life, b e h a v i o u r , f a n t a s y , c r e a t i v e e n d e a v o u r s , a s w e l l a s d r e a m s .
I h a v e t r i e d to d e m o n s t r a t e w h a t I c o n s i d e r to be the i m p r e s s i v e
congruence between archetypes found in c l a s s i c a l apocalypses
a n d those found i n the d r e a m s of s o m e i n d i v i d u a l s w h o are
c o n c e r n e d w i t h affect c o n t r o l .
I n m o s t of o u r m e n t a l life, w e strive to m a i n t a i n c o n t i n u i t y .
W e w i s h to h a v e i d e a s c o n s i s t e n t w i t h e a c h other. W e w i s h to
m a i n t a i n c o n t i n u i t y i n o u r love a n d s o c i a l r e l a t i o n s a n d i n the
w a y w e live. W e see o u r p a r e n t s a n d o u r s e l v e s a n d o u r c h i l d r e n
a s a c o n t i n u o u s c h a i n . A p o c a l y p s e , o n the o t h e r h a n d , means
d i s c o n t i n u i t y , a b r u p t c h a n g e . I t i s a f a n t a s y of a n e n d , a f u n d a
m e n t a l r e o r i e n t a t i o n , a d e s t r u c t i o n of the old, a n d r e p l a c i n g it
w i t h the n e w . T h e d e a t h - r e b i r t h s e q u e n c e i s the m e c h a n i s m b y
THE APOCALYPTIC COMPLEX 71
w h i c h c o n t i n u i t y i s d i s r u p t e d . It i s p e r h a p s a b i o l o g i c a l d e v i c e
for r e s p o n d i n g to a d e s p e r a t e s i t u a t i o n .
W e s h o u l d n o t e one i m p o r t a n t difference b e t w e e n t h e c l a s s i
c a l a p o c a l y p s e s on the one h a n d , a n d the d r e a m s a n d d e l u s i o n s
that I have reported on the othernamely, that the former,
though they m a y have been created by individuals, have become
i m p o r t a n t to t h e r e l i g i o u s life of c o m m u n i t i e s . In other words
a p o c a l y p s e m a y s a t i s f y the n e e d s of a n i n d i v i d u a l or of a g r o u p ,
a n d often of b o t h s i m u l t a n e o u s l y .
H o w d o e s a g r o u p c o m e u n d e r t h e i n f l u e n c e of a p o c a l y p t i c
t h i n k i n g ? Not a l l m e m b e r s of t h e g r o u p a r e e q u a l l y c o n c e r n e d
w i t h affect r e g u l a t i o n . N e v e r t h e l e s s , e v e n t h o s e w h o s e m o o d i s
fairly stable, w h o c a n r e t a i n a c e r t a i n degree of equanimity
u n d e r s t r e s s , m a y f i n d t h e m s e l v e s e n t r a i n e d , c o m p e l l e d to a c
c e p t t h e a p o c a l y p t i c m o d e u n d e r the i n f l u e n c e of a m i n o r i t y t h a t
i s n o i s y , d e m a n d i n g , a n d a g g r e s s i v e . W e do n o t h a v e a c c o u n t s of
g r o u p r e s p o n s e s to a n c i e n t a p o c a l y p s e s , b u t w e do h a v e h i s t o r i
c a l a c c o u n t s of t h e r e c e p t i o n of the S a b b a t e a n m o v e m e n t a n d
H a s i d i s m . T o be s u r e , n e i t h e r of t h e s e i s e x c l u s i v e l y a p o c a l y p
t i c : t h e f o r m e r i s m e s s i a n i c , a n d the l a t t e r i s m y s t i c a l . B u t t h e y
b o t h d e m o n s t r a t e the g r o u p d y n a m i c s i n v o l v e d i n r e s p o n d i n g to
a n e w l y p r e s e n t e d m y s t i q u e t h a t a p p e a l s p o w e r f u l l y to o n l y a
p o r t i o n of t h e p o p u l a t i o n w h i l e the o t h e r s r e s i s t i t .
d e s t r u c t i o n . T h e n the d r e a m w i l l c h a n g e or be r e p l a c e d b y a n
other i n w h i c h we see m o v e m e n t towards repair. However, the
d o m i n a n t d e p r e s s i v e affect t h e n r e a s s e r t s itself a s the d r e a m or
d r e a m s e q u e n c e t e r m i n a t e s . T h e d r e a m of the flood exemplifies
t h i s a p o c a l y p t i c type.
I a p p e n d h e r e a letter t h a t I r e c e i v e d r e c e n t l y from a p a t i e n t
w h o m I h a d n o t s e e n for 17 y e a r s . He i s a b r i l l i a n t b u t m a n i c
depressive b u s i n e s s m a n whose judgement w a s so warped by his
i l l n e s s t h a t h e w a s n o t a b l e to r e t a i n the f r u i t s of h i s intelligence
a n d e n t e r p r i s e . H e w a s u s u a l l y m o r e o p t i m i s t i c or m o r e p e s s i
m i s t i c t h a n the s i t u a t i o n w a r r a n t e d . S o m e t i m e s h i s i n v e s t m e n t s
w o r k e d o u t s u c c e s s f u l l y , b u t i n the l o n g r u n h e d i d n o t do w e l l .
A t the t i m e t h a t h e wrote t h i s letter, h e w a s m i l d l y to m o d e r
atelynot severelydepressed a n d w a s p l a n n i n g to r e t u r n to
consult with me.
i
T H E APOCALYPTIC COMPLEX 73
One day, one hundred or one million years from now, there
will be either a Messianic Era or apocalypse. Right now we're
on the verge.
A y o u n g m a n w a s b e i n g t r e a t e d for d i s a b l i n g m o o d s w i n g s .
He was a decent, cultured, responsible person who har
b o u r e d some racial antipathies, w h i c h he w a s sometimes
a b l e to a c k n o w l e d g e a s u n r e a s o n a b l e . O n o n e o c c a s i o n , d i s
appointed by the inadequate effect of a n antidepression
m e d i c a t i o n , I w i t h d r e w it g r a d u a l l y . W i t h i n a few d a y s , he
a b r u p t l y b e c a m e s e r i o u s l y agitated a n d h a d great difficulty
controlling murderous impulses directed towards other
races. Reinstating that drug a n d adding a n antipsychosis
tranquillizer promptly overcame this quasi-psychotic state
a n d reinstituted n o r m a l self-control.
T h e s e v a r i a n t s of i n d i v i d u a l a p o c a l y p t i c c o m p l e x give u s a
c l u e to s i m i l a r v a r i a n t s i n t h e c a s e of t h e g r o u p . M o s t c l a s s i c a l
a p o c a l y p s e s e e m s to be a d d r e s s e d to t h e m i s e r y of a n o p p r e s s e d
population. It p r e d i c t s t h e d e s t r u c t i o n of t h e e n e m y a n d the
r e b i r t h of t h e v i c t i m s . T h a t i s t r u e of b o t h s c r i p t u r a l a p o c a l y p s e s
that we have quotedDaniel a n d Revelation. We see a h o m o
l o g u e of t h e a p o c a l y p t i c d r e a m s a n d f a n t a s i e s of t h e d e p r e s s e d
individual.
Most prophetic threats of doom are addressed to a
P r o m e t h e a n p o p u l a t i o n , defying r e s t r a i n t a n d t h e a c c e p t e d p r i n
c i p l e s of m o r a l i t y d i c t a t e d b y r e l i g i o n . T h e s e a r e u s u a l l y followed
b y m e s s a g e s of c o m f o r t . P r e v i o u s l y , I q u o t e d the b e g i n n i n g of
chapter 11 of I s a i a h , promising messianic rescue of Israel.
A s s y r i a will be destroyed, b u t o n l y after it c a r r i e s o u t God's
design:
T h e p r o p h e t t h e n c o n t i n u e s w i t h the observation t h a t A s s y r i a
d o e s n o t r e a l i z e t h a t it is m e r e l y a n a g e n t i n t h e h a n d s of G o d
but h a s overbearing ambitions.
T h e n follows t h e m e s s i a n i c r e b i r t h of A s s y r i a ' s v i c t i m s , I s r a e l :
A n d a s t a l k s h a l l grow o u t of the s t o c k of J e s s e a n d a s h o o t
w i l l s p r o u t from h i s roots. A n d the s p i r i t of the L o r d will r e s t
u p o n h i m , a spirit of w i s d o m a n d u n d e r s t a n d i n g , a spirit of
c o u n s e l a n d strength, a spirit of knowledge a n d fear of the
L o r d . A n d h i s d i s c e r n m e n t will flow from h i s fear of the L o r d ;
h e will not j u d g e merely by w h a t he sees n o r decide o n the
b a s i s of w h a t he h e a r s . He will judge the poor w i t h righteous
n e s s a n d decide j u s t l y for the h u m b l e of the l a n d ; he will
beat rebellious t e m t o r i e s w i t h the rod of h i s m o u t h a n d w i t h
the spirit of h i s lips he will destroy the w i c k e d . J u s t i c e will be
the girdle for h i s loins a n d fidelity the girdle for h i s h i p s . A n d
the wolf s h a l l dwell w i t h the s h e e p a n d the leopard s h a l l lie
d o w n w i t h the k i d ; a n d the c a l f a n d the y o u n g lion a n d the
y o u n g of the cattle will mingle, a n d a s m a l l child s h a l l lead
them. A n d the cow a n d the bear s h a l l graze, a n d their y o u n g
will c o u c h together, a n d the lion will eat s t r a w like the ox.
A n d the y o u n g child will play o n the hole of the viper a n d the
infant will p a s s h i s h a n d over the d e n of the adder. No one
s h a l l do evil or destroy on the whole of m y holy m o u n t a i n for
the e a r t h will be filled with the knowledge of the L o r d a s the
w a t e r s cover the s e a . [ I s a . 1 1 : 1 - 9 ]
T h e w e l l - k n o w n v e r s e s d e s c r i b i n g the i n g a t h e r i n g of I s r a e l fol
low.
T h e most dangerous of t h e s o c i a l a p o c a l y p s e s are homo
l o g u e s of t h e t h i r d c l i n i c a l type: f u r y g e n e r a t e d b y t h e c o n f l i c t
between d e p r e s s i v e a n d a n t i d e p r e s s i v e forces. T h e y i n c i t e t h e
m i l l e n a r i a n adventure, s u c h a s those detailed b y N o r m a n C o h n
i n t h e Pursuit of the Millennium (1970), a n d s u c h a s the Nazi
H o l o c a u s t . W e s e e t h e v e n t i n g of fury u p o n o t h e r s i n o r d e r to
achieve i n n e r tranquillity, w h i c h never c o m e s so long a s the
instigating depressive threat continues. S u c h apocalypses fre
q u e n t l y e n d i n s u i c i d a l b e h a v i o u r , t h o u g h n o t n e c e s s a r i l y before
w i d e s p r e a d damage h a s been done. T h i s i s active apocalypse a s
T H E APOCALYPTIC COMPLEX 77
I h a v e i n c l u d e d t h i s e s s a y o n a p o c a l y p s e i n o u r s t u d y of m y s t i
cism because the two overlap. Mysticism may be seen as a
m e m b e r of t h e g r o u p of p h e n o m e n a t h a t c o n f o r m to t h e g e n e r a l
p a t t e r n of t h e a p o c a l y p t i c complex.
I n t h e c a s e of m a n y a p o c a l y p s e s , t h e r e v e l a t i o n i s a m y s t i c a l
experience, u s u a l l y a trance experience, as we observed above
i n t h e c a s e of D a n i e l . T h e a u t h o r a n n o u n c e s t h a t h e h a s h a d a
k i n d of i m m e d i a t e e x p e r i e n c e of the deity, or of a s u p e r n a t u r a l
a g e n t t h e s a m e e x p e r i e n c e a s t h a t to w h i c h t h e m y s t i c a s p i r e s :
a v i e w , a v o i c e , a feeling of p r e s e n c e . F o r t h o s e w h o s u b s c r i b e to
the apocalypse, it b e c o m e s a n o r i e n t i n g a n d v e n e r a t e d scrip
tureabsolute and unchallengeable. The Jewish mystic also
o r i e n t s h i m s e l f a r o u n d a fixed s c r i p t u r e . It m a y b e t h e T o r a h a n d
T a l m u d t h a t h e r e i n t e r p r e t s to e x t r a c t i t s " h i d d e n s e c r e t s " . I t
m a y b e t h e Zohar or o t h e r K a b b a l i s t i c d o c u m e n t s that contain
these secrets. Apocalypse clearly demonstrates the d e a t h and
rebirth duality. T h a t duality is less visible in m y s t i c i s m , but i n
m y o p i n i o n it i s i n t r i n s i c a n d e s s e n t i a l to it. F o r the m y s t i c , the
r e b i r t h i s a c h i e v e d e i t h e r by the i n i t i a t i n g m y s t i c a l e x p e r i e n c e ,
or b y e n t e r i n g t h e m y s t i c a l life, or b y b o t h t h a t i s , the m y s t i c a l
life i t s e l f p r o v i d e s i m p o r t a n t g r a t i f i c a t i o n . T h e m y s t i c a l e x p e r i
e n c e i s t h e f i r s t , a n d t h e m y s t i c a l life i s a s e c o n d r e b i r t h c o m
p o n e n t . I n a d d i t i o n to i n d i v i d u a l r e b i r t h , the tikkim of L u r i a n i c
K a b b a l a h p r o m i s e s l i t e r a l l y to r e s t o r e the s t a t e of p e r f e c t i o n of
t h e u n i v e r s e , w h i c h h a d b e e n d e s t r o y e d b y t h e b u r s t i n g of t h e
vessels.
T h e antecedent death p h a s e is less visible in m y s t i c i s m . I n
a p o c a l y p s e w e f i n d two e l e m e n t s r e p r e s e n t i n g d e a t h : t h e m i s e r
a b l e s t a t e of t h e w o r l d t h a t c a u s e s t h e p a i n a n d t h e w i s h for i t s
78 PROLOGUE
d e s t r u c t i o n . A n d t h e r e a r e two r e b i r t h s : the g r a t i f i c a t i o n of g a i n
i n g t h e h o p e for a n d the a n t i c i p a t e d r e c o n s t r u c t i o n of t h e r e a l
w o r l d . T h e s a m e i s t r u e of m y s t i c i s m . J u s t a s w e c a n d i s c e r n two
t y p e s of r e b i r t h e x p e r i e n c e , w e c a n a l s o d i s c e r n two t y p e s of
d e a t h e x p e r i e n c e : the f i r s t i s the d i s m a l s t a t e of the w o r l d i n
w h i c h the m y s t i c lives a n d from w h i c h h e w i s h e s to e x t r i c a t e
h i m s e l f ; a n d the s e c o n d i s h i s t u r n i n g h i s b a c k o n the n o r m a t i v e
e x p e r i e n c e of the r e a l w o r l d , or on a m a j o r p o r t i o n of it, or
d e r o g a t i n g it m e n t a l l y w h i l e i n v e s t i n g h i s e n t h u s i a s m a n d v i t a l
i n t e r e s t s i n a s a c r a l i z e d e x p e r i e n c e of it. I n the d u a l i t i e s of b o t h
a p o c a l y p s e a n d m y s t i c i s m , e a c h c o m p o n e n t h a s two elements,
the c h a o s of t h e w o r l d a s p e r c e i v e d a n d the w i s h to t u r n a w a y
f r o m it i n the c a s e of the former, a n d the p s y c h i c r e o r i e n t a t i o n
a n d the action taken s u b s e q u e n t l y to r e c o n s t r u c t t h e broken
w o r l d i n the c a s e of the latter. A s I n o t e d a b o v e , I d e l ( 1 9 8 8 , p p .
65f.) q u o t e s m y s t i c s to the effect t h a t u n i o n w i t h the Godhead
n e c e s s a r i l y i n v o l v e s a n n i h i l a t i o n of the self.
T h e s e l a s t c o m m e n t s a b o u t the d e a t h - r e b i r t h d u a l i t y t u r n
o u r a t t e n t i o n from the formal s i m i l a r i t y b e t w e e n a p o c a l y p s e a n d
m y s t i c i s m to the p s y c h i c s i m i l a r i t i e s . I n e a c h c a s e , the w o r l d of
sorrow a n d pain, frustration a n d disappointment, is also the
w o r l d of r e a l i t y , w h i c h the m a t u r e i n d i v i d u a l i s forced to c o n
front. H o w e v e r , w e e a c h h a v e a t h r e s h o l d b e y o n d w h i c h w e give
u p a n d r e g r e s s to the p s y c h i c s t a t e of e a r l y c h i l d h o o d , w h e n w e
l o o k e d to o u r p a r e n t s for c o m f o r t a n d p r o t e c t i o n . I n a p o c a l y p s e ,
a d i v i n e or s e m i - d i v i n e r e d e e m e r i s p r o m i s e d . T h e r e c e i v e r of
the r e v e l a t i o n m a y be p e r m i t t e d to a s c e n d i n a v e h i c l e to the
Most High. In dreams s u c h ascents are interpretable a s voyages
b a c k to m o t h e r or father. I n a p o c a l y p t i c c o m m u n i t i e s , a c h a r i s
m a t i c l e a d e r t a k e s over. T h e m y s t i c , too, s e e k s r e t u r n to m o t h e r
or father, b u t b y the m e d i u m of i m m e d i a t e b u t s y m b o l i c e x p e r i
ence, the. experience of reunion and identification. In the
m y s t i c a l g r o u p , the c h a r i s m a t i c l e a d e r s e r v e s a s a n i n t e r m e d i a r y
between the i n d i v i d u a l a n d the d e i t y p s y c h o l o g i c a l l y , even if
not designated a s s u c h by religious d o c t r i n e a n d a l m o s t liter
a l l y a s a p a r e n t figure. T h e H a s i d i c r e b b e i s a c a s e i n p o i n t .
This discussion obviously brings us to another member
of the a p o c a l y p t i c c o m p l e x , messianism. In most apocalypses,
s a l v a t i o n i s b r o u g h t a b o u t a t the h a n d s of a s u p e r n a t u r a l r e s
T H E APOCALYPTIC COMPLEX 79
CHAPTER THREE
INTRODUCTION
P r o p h e c y i s a n i n s t i t u t i o n of r e l i g i o u s l e a d e r s h i p t h a t a p p e a r e d
i n a n c i e n t I s r a e l d u r i n g a n d after the c o n q u e s t of C a n a a n a n d
c o n t i n u e d u n t i l t h e f i r s t p a r t of the P e r s i a n p e r i o d . T h e e a r l y
popular prophets, s u c h as Samuel, Elijah, a n d E l i s h a , contrib
u t e d to t h e c o n s o l i d a t i o n of the c o m m o n w e a l t h . T h e i r a c t i o n s a r e
r e c o r d e d e v e n m o r e fully t h a n t h e i r w o r d s . T h e l a t e r o r c l a s s i c a l
prophets are k n o w n primarily by their words, though we have
s o m e b i o g r a p h i c a l d a t a too. T h e b e s t k n o w n a r e I s a i a h , Jer
e m i a h , a n d E z e k i e l . It i s w i t h E z e k i e l t h a t H a l p e r i n ' s e s s a y i s
concerned.
A l t h o u g h a p o c a l y p t i c a p p e a r e d p e r h a p s t h r e e c e n t u r i e s after
t h e p r e s u m e d t e r m i n a t i o n of t h e age of p r o p h e c y a n d i s c o n
s i d e r e d b y s c h o l a r s to b e a v e r y different p h e n o m e n o n , I believe
t h a t p r o p h e c y c a n e a s i l y be s u b s u m e d w i t h i n t h e c a t e g o r y of
the apocalyptic complex. Our sources are meagre, but there
s e e m s to b e s o m e e v i d e n c e for a g r a d u a l e v o l u t i o n f r o m p r o p h
e c y to c l a s s i c a l a p o c a l y p t i c , a s c o m m o n s e n s e w o u l d suggest,
r a t h e r t h a n a n a b r u p t c e s s a t i o n of the o n e a n d , after a n i n t e r v a l ,
t h e i n c e p t i o n of t h e o t h e r ( H a n s o n , 1979).
83
84 M Y S T I C I S M AND P R O P H E C Y
B u t w h e t h e r or not t h a t p r o p o s i t i o n c a n b e demonstrated,
we c a n find i n c l a s s i c a l prophecy unmistakable components
of the a p o c a l y p t i c c o m p l e x . T h e p r o p h e t s i n t h e i r o r a t o r y w a r n of
catastrophe, sometimes as punishment for s i n f u l behaviour,
s o m e t i m e s a s the c o n s e q u e n c e of u n w i s e p o l i t i c a l or m i l i t a r y
a d v e n t u r e . B u t a l t e r n a t i v e l y t h e y a s s u r e I s r a e l of s u r v i v a l a n d
r e b i r t h : " C o m f o r t y e , comfort y e , M y people, s a y s y o u r G o d " ( I s a .
4 0 : 1 ) . A n d E z e k i e f s p r o p h e c y of the r e b i r t h of the d r i e d b o n e s
i s m o r e d r a m a t i c , if l e s s w e l l k n o w n ( E z e k . 3 7 ) . A s a c o n t r i b u t i o n
to the r e a s s u r a n c e of I s r a e l , the p r o p h e t s o c c a s i o n a l l y foretell
the d o w n f a l l of the o p p r e s s i n g e n e m y e m p i r e .
Every prophecy i s p r e s e n t e d a s a r e v e l a t i o n given to the
p r o p h e t b y the L o r d . T h e r e v e l a t i o n d e a l s w i t h the c u r r e n t s t a t u s
of t h i n g s , w i t h p r e v a i l i n g i m m o r a l i t y a n d p r e s u m p t u o u s n e s s , or,
on t h e other h a n d , w i t h d e s p a i r r e s u l t i n g from o p p r e s s i o n ; b u t it
tells u s a l s o t h a t the former w i l l be p u n i s h e d a n d t h a t I s r a e l w i l l
be d e l i v e r e d from the latter.
A p r o p h e t m a y be c a l l e d to p r o p h e c y b y a s p e c i f i c event
often a t r a n c e e x p e r i e n c e s u c h a s t h o s e d e s c r i b e d i n I s a i a h ,
c h a p t e r 6, a n d E z e k i e l , c h a p t e r 2, or s p e a k of the " e n d of d a y s "
of I s a i a h , c h a p t e r 2. T h e p r o p h e t m a y d e s c r i b e a j o u r n e y a c c o m
plished by supernatural meansfor example, Ezekiel, chapter
8 a n d a v e h i c l e t h a t t r a v e l s t h r o u g h the h e a v e n s , a s i n E z e k i e l ,
c h a p t e r 1.
My point is that c l a s s i c a l prophecy a n d c l a s s i c a l apocalypse
c a n e a s i l y be d i s t i n g u i s h e d one from the other, b u t t h e y b o t h
c o n t a i n e l e m e n t s t h a t c l a s s i f y t h e m a s m e m b e r s of w h a t I h a v e
c a l l e d the a p o c a l y p t i c c o m p l e x a n d from t h a t c o n c l u s i o n I infer
that they s h a r e a c o m m o n psychodynamic structure.
If w e look a t the t r a n c e e x p e r i e n c e s a s r e p o r t e d i n the b i b l i c a l
text, w e s h a l l h a v e little r e a s o n to q u e s t i o n t h e i r m y s t i c a l n a t u r e .
Repeatedly, E z e k i e l d e s c r i b e s the v i s i o n s t h a t h e r e c e i v e s . He
falls to the g r o u n d o v e r w h e l m e d . A s p i r i t e n t e r s h i m . T h e h a n d of
the L o r d c o m e s u p o n h i m . He is t r a n s p o r t e d i n s p i r i t from
one p l a c e to a n o t h e r . W h e n the w o r d of the L o r d c o m e s to h i m , h e
b e g i n s to p r o p h e s y ; the a c t u a l v o c a t i o n to p r o p h e c y i s g i v e n i n
c h a p t e r s 2 a n d 3.
A s i m i l a r d e s c r i p t i o n of v o c a t i o n to p r o p h e c y is given in
I s a i a h , c h a p t e r 6 n a m e l y , a v i s i o n of the D i v i n e P r e s e n c e , p r o
foundly moving visual a n d auditory experiences, hearing the
EZEKIEL AND THE ELDERS OF JUDAH 85
v o i c e of t h e L o r d , a n d finally the d i r e c t a s s i g n m e n t to p r o p h e s y .
The similar commissioning of J e r e m i a h i s g i v e n i n c h a p t e r 1.
E a c h a c c o u n t describes a n oral experience. Ezekiel is instructed
to e a t God's words i n the form of a m a t e r i a l s c r o l l . Isaiah
i s t o u c h e d o n t h e l i p s w i t h a live c o a l b y a s e r a p h . J e r e m i a h i s
touched on the m o u t h directly by G o d . God's w o r d i s p l a c e d
l i t e r a l l y i n t h e m o u t h of the p r o p h e t . I n e a c h c a s e , t h e prophet
r e s i s t s the a s s i g n m e n t . A s p l e n d i d p s y c h o a n a l y t i c s t u d y of t h i s
vocation experience is given b y J a c o b A r l o w (1951). A r l o w d r a w s
a t t e n t i o n to t h e t r a n s m i s s i o n of a u t h o r i t y b y t h e o r a l r o u t e , t h e
p r o p h e t ' s a m b i v a l e n c e , a n d the role of the d e a t h - r e b i r t h m e c h
anism.
T h e c o n s e c r a t i o n of the prophet is a t e m p o r a r y s c h i z o p h r e
noid a b a n d o n m e n t of reality a n d w i t h d r a w a l of object libido.
A s c h i z o p h r e n i c tries i n v a i n to r e - e s t a b l i s h these ties b y
involving h i s fellow m a n in the distorted relations of h i s
d e l u s i o n s . T h e prophet, however, through h i s m i s s i o n , s u c
ceeds i n r e - e s t a b l i s h i n g the emotional b o n d w i t h the world of
reality b e c a u s e his message truly corresponds to a deep
emotional reality w a i t i n g to be stirred i n the s o u l of h i s
c o n t e m p o r a r i e s . T h e apocalyptic d r e a m of I s a i a h of a n e r a of
u n i v e r s a l peace, w h e n " n a t i o n s h a l l not lift u p s w o r d a g a i n s t
n a t i o n " , is a true representation of the a s p i r a t i o n s of h u m a n
ity
W i t h o u t s a y i n g so explicitly, A r l o w clearly p l a c e s p r o p h e c y in
t h e d o m a i n of the a p o c a l y p t i c c o m p l e x . He also compares the
" h e i g h t e n e d n a r c i s s i s m " of the p r o p h e t to a h y p o m a n i c s t a t e .
T h e r e a d e r w i l l r e c a l l , too, t h a t i n c h a p t e r o n e I n o t e d t h e fact
t h a t w h e r e a s i n the c a s e of m o s t m y s t i c s t h e o u t c o m e of t h e
m y s t i c a l trance state is a s u b m i s s i v e , subordinate, self-effacing
posture, i n the case of o t h e r s the m y s t i c e m e r g e s f r o m the
trance state a s a teacher a n d leader. T h e s e are the m y s t i c a l
leaders w h o s e roles i n history h a v e been recorded, w h e r e a s the
former group are seldom r e m e m b e r e d as individuals. Dynam
i c a l l y , w e m a y s a y t h a t the l e a d e r s e m e r g e d f r o m the trance
s t a t e , t h e s t a t e of u n i o n w i t h t h e i m a g e of the a r c h a i c p a r e n t ,
i d e n t i f i e d w i t h the D i v i n i t y a n d w i t h the p a r e n t w h o m H e r e p
resents. The i n d i v i d u a l , self-effacing mystic sees himself as
c l i n g i n g to a d i v i n e p a r e n t b y o b e d i e n c e a n d u n u s u a l l y i n t e n s e
r e l i g i o u s d e v o t i o n . T h e p r o p h e t s e e s h i m s e l f r e b o r n b y v i r t u e of
86 M Y S T I C I S M AND P R O P H E C Y
h i s i d e n t i f i c a t i o n w i t h G o d ; the r e b i r t h of the i n d i v i d u a l m y s t i c i s
achieved by his compliant righteousness.
E v e n t h o u g h the m y s t i c a l t r a n c e s t a t e r e s u l t s i n the p r o p h
et's i d e n t i f i c a t i o n w i t h G o d , his prophecy expresses his own
v i e w s for w h i c h h e c l a i m s divine s a n c t i o n , a n d the affect i s h i s
too.
I n c h a p t e r two I s u g g e s t e d t h a t the t r a n c e i s f a v o u r e d by
a s t a t e of affect d i s e q u i l i b r i u m s p e c i f i c a l l y , the s t a t e i n w h i c h
depressive a n d antidepressive tendencies struggle a g a i n s t e a c h
o t h e r . I n m y e x p e r i e n c e , t h a t s t a t e a l s o t e n d s to g e n e r a t e a n g e r .
T h e r e f o r e , t r a n c e a n d a n g e r often o c c u r together i n p r o p h e t i c
l i t e r a t u r e . T h e a n g e r b e c o m e s explicit i n the e x p e r i e n c e of the
prophetic vocation.
B u t t h a t t h r e a t i s i m m e d i a t e l y followed b y the p r o m i s e of r e
birth:
David J. Halperin
INTRODUCTION
I
n the spring of 597 B C , Nebuchadnezzar, king of Babylon,
subdued the rebellious kingdom of J u d a h a n d captured its
capital, J e r u s a l e m . He deported to Babylonia the more s u b
stantial persons of the kingdom. He left behind "the poorest of
the people of the land", under a new king whom he had selected
(2 Kings 24:1^17). 1
left behind. The first half of the book (chapters 1-24) pounds
across the idea that the city, drenched in blood and sin, is
doomed, for its temple is corrupted beyond hope of reform. True
to the prediction, both city and temple are destroyed (Ezek.
33:21-22). In the book's second half, Ezekiel promises their
restoration (chapters 33-48) and turns his fury on such foreign
powers as Tyre and Egypt (chapters 25-32).
All this is backed up by prophetic rhetoric, which is often
gruesome and occasionally obscene (e.g. chapters 16 and 23) yet
throughout powerfully effective. It is backed up also by bizarre
visions (e.g. chapters 1, 8-11) and pantomimes (e.g. Ezek.
12:1-20). Ezekiel must perform strange operations on his own
b o d y ( E z e k . 5 : 1 - 4 ) . H e m u s t lie p a r a l y s e d ( E z e k . 4 : 1 - 8 ) . H e i s
obligated, u n t i l h e p r o t e s t s , to b a k e h i s b r e a d w i t h h u m a n e x
c r e m e n t ( E z e k . 4 : 9 - 1 5 ) . H i s tongue is b o u n d , a n d h i s d u m b n e s s
l e a v e s h i m o n l y w h e n the temple is a t l a s t d e s t r o y e d ( E z e k .
3:22-27, 24:25-27, 33:21-22).
It i s n o w o n d e r t h a t E z e k i e l h a s s o m e t i m e s b e e n t h o u g h t a
s i c k m a n (Lang, 1981, pp. 57-76). Moderns have occasionally
t r i e d to d i a g n o s e his illness. A u g u s t K l o s t e r m a n n (1877) a c
counted for Ezekiel's peculiarities in terms of what the
nineteenth century called "catalepsy". E d w i n C . Broome (1946)
a t t e m p t e d a p s y c h o a n a l y t i c a p p r o a c h to t h e s e p e c u l i a r i t i e s ; t h e
o u t c o m e w a s a d i a g n o s i s of p a r a n o i d s c h i z o p h r e n i a (cf. J a s p e r s ,
1947). Biblical scholars have normally either dismissed
Broomeoften i n the m o s t d i s p a r a g i n g t e r m s o r i g n o r e d h i m
altogether ( C a s s e m , 1973; D a v i s , 1989, p. 6 6 ; G a r f l n k e l , 1987,
1989; Howie, 1950, pp. 69-79). Psychoanalysts have occasion
a l l y a d o p t e d s o m e of B r o o m e ' s i n t e r p r e t a t i o n s of p a s s a g e s f r o m
E z e k i e l , w h i l e a p p a r e n t l y r e m a i n i n g u n a w a r e t h a t it w a s h e w h o
h a d f i r s t p r o p o s e d t h e m (Arlow, 1 9 5 1 ; cf. M e r k u r , 1 9 8 8 ) .
F o r a l l its flaws (notably, its u s e l e s s effort at diagnosis),
B r o o m e ' s p s y c h o a n a l y t i c a p p r o a c h s e e m s to m e fundamentally
s o u n d . I have argued at some length that E z e k i e l ' s book does,
i n d e e d , provide u s w i t h reliable c l u e s to the p s y c h e of i t s a u t h o r :
a m a r v e l l o u s l y gifted y e t p r o f o u n d l y d i s t u r b e d m a n , h a u n t e d b y
a p a t h o l o g i c a l d r e a d a n d l o a t h i n g of female s e x u a l i t y , a n d b y a
profound ambivalence towards a dominant male figure whose
f e a t u r e s h e n o r m a l l y d i s p l a c e d onto h i s G o d ( H a l p e r i n , 1 9 9 3 ) .
O n e of the c o r n e r s t o n e s of t h i s i n t e r p r e t a t i o n i s t h e " t e m p l e
v i s i o n " of E z e k . 8 - 1 1 . S c h o l a r s h a v e long r e c o g n i z e d t h a t t h i s
text i s r i d d l e d w i t h p r o b l e m s from b e g i n n i n g to e n d a n d h a v e
offered a w i d e v a r i e t y of s o l u t i o n s to t h e s e p r o b l e m s . T h e m o s t
effective s o l u t i o n , i n m y o p i n i o n , i s to see t h i s v i s i o n a s an
a u t h e n t i c d e s c r i p t i o n , n o t of a n y t h i n g t h a t a c t u a l l y w e n t o n i n
t h e J e r u s a l e m temple, b u t of the p s y c h i c l a n d s c a p e of i t s a u t h o r .
T h i s l a n d s c a p e c a n be m o s t effectively m a p p e d i n p s y c h o a n a l y t i c
terms.
I n the p a g e s t h a t follow, w h i c h a r e d r a w n from m y longer
study, I offer m y t h e o r y of the r e a l i t y t h a t u n d e r l i e s E z e k i e l
8-11. A t t h i s s t a g e of the a r g u m e n t , I h a v e n o t y e t e n t e r e d i n t o
t h e a n a l y s i s of E z e k i e l ' s s y m b o l i s m a n d w h a t t h i s h a s to tell u s
EZEKIEL AND THE ELDERS OF J U D A H 91
a b o u t the p s y c h o l o g y of i t s c r e a t o r . M y a i m i s , r a t h e r , to c l a r i f y
t h e n a t u r e a n d s o m e of t h e d e t e r m i n a n t s of E z e k i e f s v i s i o n a r y
e x p e r i e n c e a n d h o w t h i s e x p e r i e n c e i n t e r a c t e d w i t h the p h y s i c a l
a n d s o c i a l r e a l i t i e s i n t h e m i d s t of w h i c h E z e k i e l f o u n d h i m s e l f .
A t t h e s a m e t i m e , m y r e c o n s t r u c t i o n of t h e r e a l i t y b e h i n d t h e
text m u s t c o n t r i b u t e to t h e e l u c i d a t i o n of t h e text itself. T o t h e
e x t e n t to w h i c h I s u c c e e d i n t h i s g o a l t o w h i c h m y r e c o n s t r u c
t i o n m a k e s s e n s e of t e x t u a l p r o b l e m s t h a t h a v e baffled e a r l i e r
e x p o s i t o r s t o t h a t e x t e n t w e m a y t r u s t t h a t i t s r e p r e s e n t a t i o n of
E z e k i e l a n d h i s s u r r o u n d i n g s a p p r o x i m a t e s the h i s t o r i c a l t r u t h .
1 0 : 2 - 7 ) . T h e glory of Y a h w e h , u n t i l n o w r e s i d e n t i n the t e m p l e ,
l e a v e s t h e b r o n z e c h e r u b i m o n w h i c h it h a s b e e n e n c a m p e d a n d
m o u n t s a chariot carried by animate c h e r u b i m (Ezek. 10:3-4,
18).
T h e c h a r i o t p a u s e s i n i t s d e p a r t u r e a t the e a s t gate of t h e
t e m p l e ( E z e k . 1 0 : 1 9 ) , w h e r e it a n d E z e k i e l e n c o u n t e r a band
of s i n f u l J e w i s h l e a d e r s . E z e k i e l p r o p h e s i e s a g a i n s t t h e m , w i t h
t h e r e s u l t t h a t one of t h e m , P e l a t i a h b e n B e n a i a h , d r o p s d e a d
(Ezek. 11:1-13). There follows an oracle, i t s r e l a t i o n to its
c o n t e x t u n c e r t a i n , w h i c h a p p e a r s to defend the r e l i g i o u s s t a t u s
of E z e k i e l ' s fellow-exiles against the arrogant claims of the
J e r u s a l e m i t e s ( E z e k . 1 1 : 1 4 - 2 1 ) . T h e c h a r i o t , Y a h w e h * s glory o n
it, l e a v e s J e r u s a l e m a n d s e t t l e s o n " t h e m o u n t a i n to the e a s t of
t h e c i t y " ( E z e k . 1 1 : 2 2 - 2 3 ) . A n d E z e k i e l i s r e t u r n e d to B a b y l o n i a .
T h e scholars who have d i s c u s s e d this vision have normally
f o c u s e d o n t h e " a b o m i n a t i o n s " of c h a p t e r 8. P r e c i s e l y w h a t r e l i
g i o u s p r a c t i c e s i s E z e k i e l d e s c r i b i n g ? (See, e.g., A l b r i g h t , 1942,
p p . 1 6 5 - 1 6 8 : G a s t e r , 1 9 4 1 . ) T o w h a t e x t e n t d o e s h i s a c c o u n t of
t h e m a c c u r a t e l y represent c u l t i c activity c a r r i e d out i n the J e r u
s a l e m t e m p l e d u r i n g the l a s t d a y s of the k i n g d o m of J u d a h ? If
Ezekiel's a c c o u n t is substantially accurate, a s most have s u p
p o s e d , h o w a r e w e to s q u a r e it w i t h the c l a i m of t h e S e c o n d B o o k
of K i n g s t h a t K i n g J o s i a h ( 6 4 0 - 6 0 9 BC) h a d e a r l i e r p u r g e d the
t e m p l e w o r s h i p of n o n - Y a h w i s t e l e m e n t s ; a n d w i t h the same
w r i t e r ' s failure to a c c u s e J o s i a h ' s s u c c e s s o r s of h a v i n g u n d o n e
h i s reforms (2 K i n g s 2 3 - 2 5 ) ? B u t if E z e k i e l ' s v i s i o n i s " p u r e
f a n t a s y " a s Y e h e z k e l K a u f m a n n h a s powerfully a r g u e d (1960,
p p . 4 2 8 - 4 3 2 ) h o w a r e w e to a c c o u n t for h i s i n t e n s e c o n v i c t i o n
of i t s r e a l i t y ? H o w c a n w e e x p l a i n h i s h e a r e r s * e v i d e n t w i l l i n g
n e s s to believe h i m on t h i s p o i n t ?
I n t h e c o u r s e of e l u c i d a t i n g t h i s i s s u e , the commentators
h a v e n a t u r a l l y h a d to g r a p p l e w i t h the q u e s t i o n of the n a t u r e of
E z e k i e l ' s e x p e r i e n c e a n d of h i s role i n the e v e n t s h e d e s c r i b e s .
Most obviously, if he w a s p h y s i c a l l y i n B a b y l o n i a , h o w d i d h e
k n o w w h a t w a s going on i n the J e r u s a l e m t e m p l e ? H o w c o u l d
he have brought about Pelatiah's death in J e r u s a l e m ? Some
h a v e gone s o far a s to s u p p o s e t h a t E z e k i e l w a s c l a i r v o y a n t ; or,
a l t e r n a t i v e l y , t h a t the B a b y l o n i a n s e t t i n g of h i s b o o k i s a fiction,
a n d t h a t E z e k i e l a c t u a l l y lived a n d p r e a c h e d i n P a l e s t i n e (see
Lang, 1981, pp. 7-12, 75-76).
E Z E K I E L AND T H E E L D E R S O F J U D A H 93
h e r e t h e i r n u m b e r h a s b e e n d e t e r m i n e d , n o t b y t h e r e a l i t y of t h e
h i s t o r i c a l s i t u a t i o n , b u t b y t h e P e n t a t e u c h a l t r a d i t i o n of t h e
" s e v e n t y m e n of t h e e l d e r s of I s r a e l " ( N u m . 1 1 : 1 6 - 1 7 , 2 4 ^ 3 0 ) .
T h e y crop u p a g a i n a n d a g a i n i n the v i s i o n , b e c a u s e they are
The Masoretic text has "twenty-five" in both 8:16 and 11:1. The
3
Greek version of the Septuagint reads "twenty" in 8:16, but supports the
Masoretic Text in 11:1. I suggest that these numbers reflect the actual
number of elders who sat before Ezekiel, which was between twenty and
twenty-five. The variationsbetween the Septuagint's 8:16 and 11:1, be
tween 8:16 according to the Masoretic Text and 8:16 according to the
Septuagintrepresent variant approximations to this actual number.
94 MYSTICISM AND PROPHECY
E z e k i e l m u s t d e c l a r e to t h e m t h a t a n y o n e
a g a i n s t t h a t p e r s o n , I will m a k e h i m a sign a n d a s u b j e c t o f
proverbs, a n d I will c u t h i m off from m y people. [ E z e k . 1 4 : 4 ,
8] 4
4
Verses 7-8 largely repeat and expand verses 4-5, and both passages
are cast in the style of the Pentateuchal source known as the * Holiness
Code" (Lev. 17:20, for example). The repetitiousness and the use of lan
guage akin to that of the Holiness Code are both characteristic of Ezekiel
(Carley, 1975, pp. 62-65). The meaning of bah in verse 4 is unclear, and
the text uncertain.
96 M Y S T I C I S M AND P R O P H E C Y
E z e k i e l ' s r e s p o n s e to t h e i n q u i r i n g e l d e r s i n c h a p t e r 2 0 i s n o
l e s s h o s t i l e . A s i n c h a p t e r 14, Y a h w e h i s i n d i g n a n t t h a t s u c h
m e n h a v e c o m e to i n q u i r e of h i m ( E z e k . 2 0 : 3 , 31). He blames
t h e m for t h e i r a n c e s t o r s * " a b o m i n a t i o n s " (to'abot i n v e r s e 4; t h i s
i s t h e w o r d u s e d t h r o u g h o u t c h a p t e r 8). H e d e m a n d s to k n o w
w h e t h e r t h e y a r e defiled i n the w a y s of t h e i r a n c e s t o r s , w h e t h e r
they go whoring after their ancestors' despicable things
[shiqqusehern], w h e t h e r t h e y c o n t i n u e to offer c h i l d s a c r i f i c e "to
this day" (verses 3 0 - 3 1 ) . 5
"The thoughts that have crossed y o u r
m i n d s t h a t w h i c h y o u s a y , ' L e t u s be like the n a t i o n s , l i k e t h e
6
f a m i l i e s of the l a n d s , s e r v i n g w o o d a n d s t o n e w i l l c e r t a i n l y
n e v e r c o m e to p a s s " (verse 3 2 ) .
H e r e a g a i n , E z e k i e l c l a i m s to k n o w w h a t h i s v i s i t o r s a r e
t h i n k i n g . T h e s e alleged thoughts are enough to p r o v o k e his
a c c u s a t i o n t h a t the e l d e r s r e p l i c a t e the s i n s of t h e i r f o r b e a r s
w h o s e h e a r t s a n d e y e s w e n t after a b o m i n a t i o n s ( v e r s e s 16, 24;
cf. N u m . 1 5 : 3 9 ) , w h o c o u l d n o t b r i n g t h e m s e l v e s to c a s t a w a y
t h e s i n s t h e y l o o k e d after a n d h a n k e r e d for [shiqquse 'enehem
( v e r s e s 7 - 8 ) ] . It a g a i n a p p e a r s , t h o u g h n o t a s c l e a r l y a s i n c h a p
ter 14, t h a t E z e k i e F s f u r y i s d i r e c t e d a g a i n s t w h a t the e l d e r s
have imagined, not w h a t they have done.
I n b l a m i n g h i s a u d i e n c e for t h e s i n s of t h e I s r a e l i t e a n c e s
tors, E z e k i e l c o n d e m n s h i m s e l f together w i t h t h e m . W e may
r e a d t h i s a s a n a d m i s s i o n t h a t t h e i r s i n s a r e h i s . T h a t i s to s a y ,
the imaginings he c o n d e m n s in the elders are really h i s o w n .
C a n w e e x t e n d t h e s e o b s e r v a t i o n s , b y a n a l o g y , to c h a p t e r s
8-11?
I n t h e s e c h a p t e r s , too, p e o p l e ' s t h o u g h t s c o m e u n d e r a t t a c k .
T h i s is clearest in Ezek. 1 1 : 1 - 1 3 , w h e r e the " p r i n c e s " E z e k i e l
5
I r e a d v e r s e s 3 0 - 3 1 a s a s e r i e s of four q u e s t i o n s , t h e first b e g i n n i n g
w i t h t h e i n t e r r o g a t i v e he ( K a u t z s c h , 1 9 1 0 , p. 2 9 6 ) , e a c h of t h e o t h e r s w i t h
waw. T h i s s u p p o s i t i o n s o f t e n s , t h o u g h it c e r t a i n l y d o e s n o t e l i m i n a t e , t h e
s e e m i n g l y i m p l a u s i b l e c h a r g e that the B a b y l o n i a n exiles were p r a c t i s i n g
c h i l d s a c r i f i c e ( G r e e n b e r g , 1 9 8 3 , p. 3 8 7 : H e i d e r , 1 9 8 5 , p p . 3 7 3 - 3 7 4 ) .
E z e k i e l i n s i n u a t e s i t w i t h a q u e s t i o n (of t h e a r e - y o u - s t i l l - b e a t i n g - y o u r
wife v a r i e t y ) , b u t d o e s n o t a s s e r t it o u t r i g h t . I h a v e a r g u e d ( H a l p e r i n ,
1 9 9 3 , p p . 1 6 7 - 1 7 2 ) t h a t E z e k i e l k n e w perfectly w e l l t h a t t h e e l d e r s w e r e
n o t s a c r i f i c i n g c h i l d r e n , y e t h e w a s d r i v e n b y h i s p s y c h o p a t h o l o g y to
i m a g i n e t h a t t h e y must b e d o i n g s o . H i s i n s i n u a t i n g q u e s t i o n r e p r e s e n t s a
c o m p r o m i s e b e t w e e n h i s f a n t a s y a n d h i s a w a r e n e s s of r e a l i t y .
6
Ha'olah 'al ruhakhem\ c o r r e s p o n d i n g to he'elu. . . 'al libbamin 14:3.
E Z E K I E L A N D T H E E L D E R S O F J U D A H 97
B u t I t h i n k 8 : 1 2 c o n t a i n s a m o r e s i g n i f i c a n t , if l e s s o b v i o u s ,
r e f e r e n c e to evil t h o u g h t s . T h e H e b r e w text r e a d s : hara*ita ben
adorn asher ziqne bet yisra'el 'osun bahoshekh ish behadre
maskito. T h e R e v i s e d S t a n d a r d V e r s i o n reflects t h e n e a r l y u n i
v e r s a l u n d e r s t a n d i n g of t h i s p a s s a g e : " S o n of m a n , h a v e y o u
s e e n w h a t t h e e l d e r s o f t h e h o u s e of I s r a e l a r e d o i n g i n t h e d a r k ,
e v e r y m a n i n h i s r o o m of p i c t u r e s ? " 9
B u t , s o u n d e r s t o o d , t h e text i s difficult. K a u f m a n n ( 1 9 6 0 , p.
4 3 0 ) h a s p o i n t e d o u t t h a t it a p p e a r s to c o n t r a d i c t t h e p r e c e d i n g
Ba'ir hazzot; more commonly translated, "in this city" (e.g. Revised
7
brew has plural "rooms", as if each elder has not one but several "rooms of
pictures". The Septuagint, which significantly differs from the Masoretic
Text throughout 8:7-12, supports it here, omitting only the word
bahoshekh ["in the dark"], for there is no reason to suppose that en to
koitoni to krypto auton is anything but a guess at the meaning of behadre
maskito.
98 M Y S T I C I S M AND P R O P H E C Y
Other derivatives of the root sky are not very helpful, since they are
1 0
even more ambiguous than maskit Job 38:36 uses sekhwi in parallelism
with tuhot: "Who has placed wisdom in the tuhot? Who has given under
standing to the sekhwi?" If tuhot here refers to human organs of thought
or feeling (as appears from Psalm 51:8, its only other occurrence in the
Bible), it is reasonable to suppose that sekhwi here is "mind" or "imagina
tion\ The context in Job, however, points to some sort of meteorological
phenomenon. The Revised Standard Version translates accordingly. In
Isa. 2:16, sekhiyyot hahemdah appear in a list of lofty things that are to be
brought low on the day of Yahweh: cedars, mountains, towers, walls, and,
in immediate parallelism, "ships of Tarshish". This implies they are some
sort of structure. On the other hand, they are followed (verse 17) by
gabhut ha'adam and rum anashim, which are best taken as referring to
human pride. If sekhiyyot halvemdah are placed in the latter company, we
might reasonably take them to be "splendid imaginings**with a pejora
tive connotation, as we will see in connection with maskit.
E Z E K I E L AND T H E E L D E R S O F J U D A H 99
Y a h w e h h a s f o r s a k e n the l a n d . "
I n o t h e r w o r d s , e a c h of t h e e l d e r s b y w h i c h w e w i l l u n d e r
s t a n d , e a c h of t h e t w e n t y - o d d e l d e r s g a t h e r e d before E z e k i e l i s
s u p p o s e d to e n t e r t a i n s e c r e t f a n t a s i e s i n w h i c h h e g a t h e r s w i t h
h i s f e l l o w s , i n a n a u g u s t college of s e v e n t y , w o r s h i p p i n g m o n
s t r o s i t i e s i n a n eerie c a v e .
T h e p a r e n t h e s i s i n t h e p r e c e d i n g s e n t e n c e , of c o u r s e , h a s got
a h e a d of t h e a r g u m e n t . W e h a v e s e e n t h a t , i n c h a p t e r s 1 4 a n d
20, Ezekiel accuses t h e e l d e r s w h o c o m e to c o n s u l t h i m of
e n t e r t a i n i n g t h o u g h t s of i l l - d e f i n e d a b o m i n a t i o n s . I n c h a p t e r s 8
a n d 1 1 , h e a c c u s e s certain people who figure in his vision, again,
of e n t e r t a i n i n g w i c k e d t h o u g h t s . I h a v e a s s e r t e d , b u t h a v e n o t
d e m o n s t r a t e d , m y b e l i e f t h a t t h e v i l l a i n s of E z e k . 8 : 1 1 a n d 11:1
a r e v i s i o n a r y r e p r e s e n t a t i o n s of t h e " e l d e r s o f J u d a h " w h o s i t
In verse 11, these sinners "say, TIow can God know? Is there knowl
1 1
edge with the Most High?*" \ekhah yada* el weyesh de*ah be'elyon].
parallel with Ezek. 8:12"they say, 'Yahweh cannot see u s , Y a h w e h h a s
forsaken the l a n d ' " i s very striking.
Pamela E . Kinlaw points out to me that Prov. 18:12 confirms this
1 2
interpretation, declaring that the arrogance of **a man's heart" [leb ish]
precedes catastrophe.
100 M Y S T I C I S M AND P R O P H E C Y
before E z e k i e l i n 8 : 1 , a n d t h a t it i s t h e s e e l d e r s w h o supposedly
i n d u l g e the " p e r v e r t e d f a n t a s i e s " of E z e k . 8 : 1 2 . My next task
m u s t be to d e m o n s t r a t e , first, t h a t t h i s u n d e r s t a n d i n g of t h e
v i s i o n i s p l a u s i b l e ; a n d , s e c o n d , t h a t it i s t r u e .
M o s t m o d e r n s , n o d o u b t i n f l u e n c e d b y the a p o c r y p h a l " S t o r y
of B e l a n d t h e D r a g o n " ( w h i c h itself p r e s u m a b l y reflects exegesis
of t h i s p a s s a g e ) , have supposed t h a t E z e k i e l w a s c a r r i e d to
J e r u s a l e m b y the h a i r of h i s h e a d . B u t the text d o e s n o t s a y t h a t
( G r e e n b e r g , 1 9 8 3 , p p . 167, 1 9 5 ; S o l e h , 1 9 8 1 , p. 2 8 2 ; V o g t , 1981,
p . 4 0 ) . R a t h e r , the h u m a n - l i k e figure h o l d s E z e k i e l t r a n s f i x e d .
T h u s t r a n s f i x e d , h e feels the ntah the H e b r e w w o r d c a n m e a n
e i t h e r " s p i r i t " or " w i n d " l i f t i n g a n d c a r r y i n g h i m to J e r u s a l e m
{cf. Carley, 1975, pp. 13-37). We are t h u s a s s u r e d that, in
c o n t r a s t to E z e k . 3 : 1 4 - 1 5 ( w h i c h i n m a n y respects parallels
o u r p a s s a g e ) , E z e k i e l ' s b o d y d o e s n o t follow the exalted w a n d e r
i n g s of h i s s p i r i t . 1 4
It r e m a i n s i n p l a c e a n d , p e r h a p s , r e m a i n s
a c t i v e i n B a b y l o n i a e v e n a s E z e k i e l ' s s p i r i t is a c t i v e i n its i m a g i
nary Jerusalem.
Following the Masoretic Text, but (1) reading, with the Septuagint,
13
ish for esh as the fifth word of the verse; and (2) deleting, again with the
Septuagint, the words kemar'eh zohar as a gloss on the cryptic, ke'en
hahashinelaK (I do not attempt to translate this last word. The Revised
Standard Version guesses: "gleaming bronze".)
Ezek. 3:14-15: "The spirit/wind |mah] lifted me up and seized me,
14
Yahweh's hand being mighty upon me. And I came to the exiles at Tel
Abib, who dwelt by the river Chebar." Ezekiel correctly fails to distinguish
the "spirit" that carried him from his own. By shifting the source of activity
from the "spirit** to himself (with his use of wa'elekHl, he shows himself
aware that his travel took place by normal locomotion.
102 M Y S T I C I S M AND P R O P H E C Y
If e t h n o g r a p h i c e v i d e n c e s u g g e s t s t h a t a s e e r m a y i n t e r a c t
with h i s surroundings while h i s spirit wanders i n visions, ex
perimental evidence suggests that the s u r r o u n d i n g s a r e likely
to i n f l u e n c e t h e c o n t e n t of t h e v i s i o n s . L e s l i e H . F a r b e r a n d
C h a r l e s F i s h e r (1943) found t h a t the s p o n t a n e o u s d r e a m s of
a hypnotized subject "are influenced by h i s own u n c o n s c i o u s
n e e d s a n d t h e i n t e r a c t i o n of t h e s e w i t h t h e h y p n o t i s t a n d a n y
o t h e r p e r s o n s i n c l u d e d i n the h y p n o t i c s i t u a t i o n " . W i t h a w o m a n
p r e s e n t , for e x a m p l e , h e m a y d r e a m " o f c l i m b i n g a s t a i r c a s e ; of a
s e w e r p i p e r u n n i n g t h r o u g h a t u n n e l ; of d r i v i n g a c a r a r o u n d t h e
left s i d e of a m o u n t a i n into a t u n n e l " . T h e e x p e r i m e n t s of R o b e r t
Rubinstein, J a y Katz, a n d R i c h a r d Newman point i n the s a m e
direction. " T h e experimental situation itself. . . emerges a s a
m a j o r d e t e r m i n a n t " of t h e c o n t e n t s of d r e a m s e x p e r i e n c e d u n d e r
h y p n o s i s or (at t h e h y p n o t i s t ' s suggestion) t h e following night
(Rubinstein, Katz, & Newman, 1957). T h e s e d r e a m s express,
a l b e i t i n c o n c e a l e d form (of w h i c h m o r e below), " i n t e n s e feelings
a b o u t t h e h y p n o t i s t a n d the h y p n o t i c s i t u a t i o n " ( N e w m a n , K a t z ,
& R u b i n s t e i n , 1960).
If w e t r a n s l a t e t h e s e f i n d i n g s into t h e b i b l i c a l s e t t i n g , w e
h a v e a fairly c l e a r p i c t u r e of w h a t m i g h t h a v e b e e n e x p e c t e d to
h a p p e n w h e n t h e h a n d of t h e L o r d Y a h w e h fell o n E z e k i e l i n
the p r e s e n c e of the e l d e r s of J u d a h . H e w e n t into a t r a n c e . H e
experienced hallucinations that expressed both h i s prior u n c o n
scious concerns a n d his "intense feelings", conscious and
u n c o n s c i o u s , t o w a r d s t h e e l d e r s w h o s a t before h i m . O n t h e
a u t h o r i t y of t h e s e h a l l u c i n a t i o n s , h e c o n v e y e d h i s feelings t o
w a r d s t h e e l d e r s b o t h d u r i n g t h e t r a n c e a n d a f t e r w a r d s . It i s n o
s u r p r i s e t h a t t h e s e e l d e r s s h o u l d be s t i m u l i a n d s u b j e c t s of h i s
v i s i o n s , a s well a s their a u d i e n c e .
C e r t a i n f e a t u r e s of E z e k i e l 8 - 1 1 b e c o m e m o r e intelligible i f
w e s u p p o s e t h a t t h i s w a s i n d e e d the c a s e .
T o b e g i n w i t h , there i s the c u r i o u s s u r v i v a l of a second
p e r s o n a d d r e s s i n the M a s o r e t i c T e x t of E z e k . 8 : 1 6 . T h i s p a s s a g e
d e s c r i b e s t h e c l i m a x of t h e " a b o m i n a t i o n s " . Twenty-five m e n
(twenty, a c c o r d i n g to t h e S e p t u a g i n t ) stand, their b a c k s to
t h e t e m p l e , t h e i r f a c e s to t h e e a s t : weheirunah mishtahawitem
qedbnah lashshamesh ["and they were , e a s t w a r d to
w a r d the s u n " ] . T h e second Hebrew word i n this phrase is
E Z E K I E L AND T H E E L D E R S O F J U D A H 103
Sukkah 5:5 (55c). There were two scholars named Hiyya bar Abba:
1 5
one lived at the beginning and one at the end of the third century A . D .
16
The current text reads mishtahawim a second time, in place of
mashhitim. This makes no sense and does nothing to explain the peculiar
ity of mishtahawitem. Rashi and Kimhi (in Miqra'ot Gedolot, ad loc.) cite
the correct text. Their reading is supported by the Targum and by the
derivative midrash in SongRabbah 1:6, in which the citation of Lev. 22:25
f*their corruption [moshhatam] is in them") will make sense only if the
midrash presupposes the interpretation mishtahawitem = mishtahawim +
mashhitim.
Most modern scholarsincluding the commentators who dismiss
1 7
[alone]".
104 M Y S T I C I S M AND P R O P H E C Y
Most modern s c h o l a r s h a v e p r e f e r r e d s i m p l y to e m e n d to
mishtahawirru w i t h the e a r l y t r a n s l a t i o n s a n d s e v e r a l M a s o r e t i c
m a n u s c r i p t s . B u t it i s difficult to i m a g i n e how, as a simple
b l u n d e r , mishtahawitem c o u l d h a v e s u r v i v e d . More l i k e l y , the
e a r l i e s t s c r i b e s k n e w w h a t the s t r a n g e suffix m e a n t . B y the time
i t s m e a n i n g h a d b e e n forgotten, it w a s too deeply rooted i n the
t e x t u a l t r a d i t i o n to d i s a p p e a r e n t i r e l y .
K i m h i , I believe, w a s o n the r i g h t t r a c k . T h e w o r d i s i n d e e d a
h y b r i d , p r e s e r v i n g a t r a c e of a s e c o n d - p e r s o n v a r i a n t t h a t goes
b a c k to the s p e e c h of E z e k i e l h i m s e l f . B u t " y o u w e r e p r o s t r a t i n g
y o u r s e l v e s " i s better t a k e n a s a n a c c u s a t i o n t h a n a s a q u e s t i o n .
It i s a " s l i p " , i n w h i c h E z e k i e l r e v e a l s t h a t the m e n he sees
p r o s t r a t i n g t h e m s e l v e s to the s u n a r e n o n e o t h e r t h a n h i s a u d i
e n c e , t h e " e l d e r s of J u d a h " w h o h a v e c o m e to c o n s u l t h i m .
I s u g g e s t t h a t a t one time two v e r s i o n s of E z e k i e P s v i s i o n of
the p o l l u t e d temple w e r e e x t a n t . O n e , m o r e faithfully r e p r o d u c
i n g the a c t u a l o c c u r r e n c e s of the s e a n c e , p r e s e r v e d the s l i p s a n d
a p p a r e n t i n c o n s i s t e n c i e s i n the w o r d s of the e c s t a t i c p r o p h e t ;
the o t h e r edited t h e m a w a y . It is n o t u n t h i n k a b l e t h a t E z e k i e l
h i m s e l f m a y h a v e b e e n t h i s editor. T h e v e r s i o n s w i l l t h e n r e p r e
s e n t , n o t different w r i t e r s , b u t the s a m e m a n i n g r e a t e r or l e s s e r
c o n t r o l over the l a n g u a g e of h i s originally u n c o n s c i o u s produc
tions.
T h e S e p t u a g i n t t r a n s l a t o r s will h a v e h a d the m o r e elegant
a n d l e s s o r i g i n a l of the two v e r s i o n s before t h e m . T h e s c r i b e s
w h o s e text u l t i m a t e l y gave r i s e to the M a s o r e t i c T e x t h a d b o t h ,
a n d c o n f l a t e d t h e m . T h i s v a r i a t i o n i s t h u s a k i n to o t h e r d i v e r
B u t t h i s i s u n s a t i s f y i n g . I n c h a p t e r 9, n o t o n e b u t a l l of t h e
s i n n e r s of J e r u s a l e m a r e s l a i n ; j u s t a s , i n c h a p t e r 3 7 , n o t one
b u t a l l of the d r i e d - u p s k e l e t o n s to w h o m E z e k i e l p r e a c h e s a r e
r e v i v e d . S u r e l y , i n c h a p t e r 11, w e w o u l d e x p e c t n o t o n e b u t a l l of
the wicked "princes" to p e r i s h a t E z e k i e f s w o r d . W h y does
Pelatiah alone d i e u n l e s s something more than E z e k i e f s fan
t a s y i s r e s p o n s i b l e for t h i s d e t a i l ?
A h y p o t h e s i s offered b y L o u i s F i n k e l s t e i n ( 1 9 4 0 ) w i l l , w i t h
appropriate alteration, s u i t the d a t a . T h e t r a n c e state d e s c r i b e d
106 M Y S T I C I S M AND P R O P H E C Y
D e c a d e s later, a s a prophet in B a b y l o n i a , h e r e c o n s t r u c t e d
the s c e n e , a s vividly a s though he were p a s s i n g through it
once a g a i n . He could identify the very places of these nefar
ious c r i m e s , he could see the faces of the t r a n s g r e s s i n g
priests, h e h e a r d once again the voice of G o d calling for their
destruction.
P e l a t i a h w a s a m o n g the idolaters E z e k i e l h a d s e e n a s a c h i l d .
He w a s also among the " e l d e r s of J u d a h " w h o n o w c a m e to
consult h i m . " I n h i s vision Ezekiel s a w Pelatiah once more c o m
m i t t i n g idol w o r s h i p i n the T e m p l e . A n d a s h e w a s telling w h a t
he saw, P e l a t i a h fell d o w n dead" (Finkelstein, 1940, 1.319,
2.688).
A g a i n s t F i n k e l s t e i n , I w o u l d s p e a k of E z e k i e P s f a n t a s y of
P e l a t i a l V s i n i q u i t i e s i n J e r u s a l e m , not his memory of them.
( T h e r e i s n o r e a s o n w h a t e v e r to believe t h a t J e h o i a k i m i n t r o
duced i d o l a t r y into the temple; Halperin, 1993, pp. 47-56.)
Childhood memories, i n d e e d , a r e a t the root of the v i s i o n of
c h a p t e r s 8 - 1 1 , b u t only in very distorted f o r m . 1 9
A p a r t from t h i s ,
however, I find F i n k e l s t e i n ' s reconstruction p e r s u a s i v e . E z e k i e l
gave P e l a t i a h b e n B e n a i a h , w i t h the r e s t of the e l d e r s , a role
i n h i s h a l l u c i n a t i o n s of u n s p e a k a b l e d e e d s p e r p e t r a t e d i n t h e
temple. E z e k i e l ' s h o s t i l i t y t o w a r d s the e l d e r s a s a g r o u p i s , I
h a v e a r g u e d ( H a l p e r i n , 1 9 9 3 ) , a d i s p l a c e m e n t of h i s r a g e a g a i n s t
the m a l e figure w h o d o m i n a t e d h i s c h i l d h o o d . P e l a t i a h a n d h i s
c o l l e a g u e J a a z a n i a h got a n e x t r a s h a r e of h i s h o s t i l i t y , for r e a
s o n s t h a t a r e u n c e r t a i n b u t a r e p e r h a p s p a r t l y l i n k e d to the
f o r t u i t o u s c i r c u m s t a n c e of t h e i r n a m e s . 2 0
E z e k i e F s rage s t i r r e d
19
"If his mother had been insulted before his eyes", says Finkelstein of
little Ezekiel's experience in the temple, "Ezekiel could not have been more
outraged." Finkelstern's choice of image is wonderfully perceptive.
Pelatiah \pelatyahu\ ="Yahweh has delivered"; Jaazaniah [ya'azan
2 0
yah{u)] = "Yahweh gives ear". Both names will have had powerful res
onances for Ezekiel. Ya'azanyahu recalls Ezekicl's infantile trauma of
having cried unheard, his consequent sense of himself as mute (3:24-27;
E Z E K I E L AND T H E E L D E R S O F J U D A H 107
u p p o w e r f u l a n d d e a d l y e m o t i o n s w i t h i n P e l a t i a h , a s a r e s u l t of
w h i c h h e collapsed a n d died.
How could this have happened? Bible readers will recall the
story of h o w A n a n i a s a n d S a p p h i r a similarly dropped d e a d i n
t h e face o f P e t e r ' s r e b u k e s (Acts 5 : 1 - 1 1 ) . B u t a tale of t h i s s o r t
o b v i o u s l y c a n n o t b e u s e d to c o n f i r m o r to e x p l a i n t h e d e a t h of
Pelatiah. Fortunately, more up-to-date evidence is available.
In the late 1 9 6 0 s , George L . E n g e l collected 170 contem
p o r a r y r e p o r t s o f people c o l l a p s i n g a n d d y i n g w h e n f a c e d w i t h
e m o t i o n a l s t r e s s . T h e c a u s e of d e a t h w a s o c c a s i o n a l l y k n o w n ,
a n d often a s s u m e d , to b e h e a r t f a i l u r e . M o s t of t h e s e reports
c a m e from n e w s p a p e r s , b u t i n 16 c a s e s E n g e l w a s able h i m s e l f
to c o n f i r m t h e i r d e t a i l s ( E n g e l , 1 9 7 1 ) . M o r e r e c e n t l y , B e r n a r d
L o w n a n d h i s c o l l e a g u e s h a v e d e v o t e d a s e r i e s of i n v e s t i g a t i o n s
into the p h e n o m e n o n of " s u d d e n c a r d i a c d e a t h " , a n d confirmed
on both c l i n i c a l a n d experimental g r o u n d s that it c a n b e trig
g e r e d b y a n e m o t i o n a l s t r e s s (De S i l v a & L o w n , 1 9 7 8 ; L o w n ,
1982, 1 9 8 7 , 1 9 8 8 ; L o w n et a l . , 1 9 7 6 ; R e i c h , D e S i l v a , e t a l . ,
1981; Verrier, Hagestad, & L o w n , 1987).
O u r c o n c e r n here is n o t w i t h L o w n ' s formidable efforts to
e l u c i d a t e t h e p h y s i o l o g i c a l w o r k i n g s of t h e p h e n o m e n o n , b u t
w i t h h i s a n d o t h e r s ' a c c o u n t s of the p s y c h o l o g i c a l s t r e s s e s t h a t
might trigger i t . E n g e l f o u n d t h a t , for m e n , t h e s i n g l e most
d e a d l y c a t e g o r y of s t r e s s i s " p e r s o n a l d a n g e r o r t h r e a t of i n j u r y ,
real or symbolic" ( 2 7 % ) ; w h i l e " l o s s of s t a t u s o r s e l f - e s t e e m "
a c c o u n t e d for 6 % of h i s total c a s e s a n d for 9 % of t h e m a l e s .
(Ezekiel t h r e a t e n e d P e l a t i a h w i t h both.) L o w n a n d h i s colleagues
established that interpersonal conflicts, public humiliation
( R e i c h , D e S i l v a et a l . , 1 9 8 1 ) , a n d r a g e ( V e r r i e r e t a l . , 1 9 8 7 ) c a n
all induce dangerous irregularities i n the heart's r h y t h m . L o w n
2 4 : 2 5 - 2 7 . 3 3 : 2 1 - 2 2 ) , a n d h i s c o n v i c t i o n t h a t G o d w i l l s h u t h i s e a r s to h i s
p e o p l e ' s c r i e s ( 8 : 1 8 ) . Pelatyahu i s f r o m t h e s a m e root a s p a / i f , " f u g i t i v e " ,
w h i c h a p p e a r s i n 2 4 : 2 5 - 2 7 a s a figure t o w a r d s w h i c h E z e k i e l l o o k e d for
deliverance from his m u t e n e s s , a n d w h i c h apparently served a s a n u n
c o n s c i o u s r e p r e s e n t a t i o n of h i s o w n i n f a n t s e l f ( H a l p e r i n , 1993, p p . 1 7 2
176, 1 9 4 - 1 9 9 , 2 0 7 - 2 1 6 , 231). W e m i g h t s p e c u l a t e t h a t J a a z a n i a h a n d
P e l a t i a h , u n l u c k y e n o u g h to b e a r n a m e s t h a t e x p r e s s e d E z e k i e l ' s u n c o n
s c i o u s l o n g i n g s , t h e r e f o r e b e c a m e t a r g e t s of h i s r a g e a t t h e f r u s t r a t i o n o f
t h e s e l o n g i n g s . B u t w e c a n n o t j u d g e t h e e x t e n t to w h i c h t h i s m o t i v e m a y
h a v e b e e n reinforced by others, p r e s u m a b l y rooted i n h i s t o r i c a l factors of
w h i c h we know nothing.
108 M Y S T I C I S M AND P R O P H E C Y
Rechabite Jeremiah (35:3: this is, of course, not the prophet); and the son
of the Maacathite (40:8, cf. 2 Kings 25:23), who is probably the same
person as the son of Hoshaiah (42:1). (Jer. 43:2, strangely, gives "Azariah"
E Z E K I E L AND T H E E L D E R S O F J U D A H 109
a n o d d c o i n c i d e n c e t h a t , of t h e t h r e e v i l l a i n s s i n g l e d o u t i n t h i s
one v i s i o n a r y c o m p l e x , two h a v e t h e s a m e n a m e .
Walther Zimmerli (1969), following Arnold B. Ehrlich,
J o h a n n e s H e r r m a n n , a n d A l f r e d B e r t h o l e t , w a n t s to d e l e t e the
a w k w a r d p h r a s e weya'azanyahu ben shafan 'omed betokham
[ " J a a z a n i a h b e n S h a p h a n s t a n d i n g in their m i d s t " ( E z e k . 8:11)]
a s a gloss. T h i s is not very helpful, since, a s Brownlee (1986)
p o i n t s o u t , it i s h a r d to s e e w h a t p u r p o s e s u c h a g l o s s w o u l d
have served. G. A. Cooke's proposal (1936) that the two
J a a z a n i a h s a r e t h e s a m e after a l l , A z z u r h a v i n g r e a l l y b e e n t h e
m a n ' s grandfather, is also improbable; w h y s h o u l d E z e k i e l have
introduced this gratuitous confusion? Clearly enough, Cooke
w a s t r o u b l e d b y t h e c o i n c i d e n c e a n d felt p r e s s e d to f i n d s o m e
c o n n e c t i o n b e t w e e n the two n a m e s .
L e t u s i m a g i n e t h a t E z e k i e l ' s v i s i o n followed p a t t e r n s a k i n to
t h o s e of d r e a m s . Let u s further imagine that at least some
F r e u d i a n beliefs a b o u t t h e u n d e r s t a n d i n g of d r e a m s a r e a c c u
r a t e . W e w i l l t h e n s u p p o s e t h a t a figure " s e e n " i n a d r e a m o r a
v i s i o n m a y b e a " s c r e e n " for t h e p e r s o n a c t u a l l y i n t e n d e d , w h o s e
importance the dreamer's consciousness i s n o t r e a d y to ac
k n o w l e d g e . T h e i n s i g n i f i c a n t " s c r e e n " figure a n d t h e s i g n i f i c a n t
figure l u r k i n g b e h i n d it m a y b e l i n k e d b y s o m e s u p e r f i c i a l o r
f o r t u i t o u s r e s e m b l a n c e , s u c h a s i d e n t i t y or s i m i l a r i t y of n a m e .
A w o m a n of F r e u d ' s a c q u a i n t a n c e , for e x a m p l e , t h o u g h t s h e
remembered h a v i n g d r e a m t of m e e t i n g h e r old f a m i l y doctor.
F r e u d w a s a b l e to s h o w t h a t t h i s r e c o l l e c t i o n w a s a s c r e e n for
h e r a c t u a l d r e a m o f m e e t i n g h e r former lover, w h o s h a r e d the
doctor's n a m e (1941c). Similarly, N e w m a n , Katz, a n d R u b i n s t e i n
(1960) found that hypnotized subjects d r e a m e d about "relatively
n e u t r a l p r o c e d u r e s c a r r i e d o u t b y the h y p n o t i s t " . B u t t h e s e w e r e
s c r e e n s for " i n t e n s e feelings a b o u t t h e h y p n o t i s t a n d t h e h y p
n o t i c s i t u a t i o n " , w h i c h the s u b j e c t s h a d c a r r i e d over f r o m t h e i r
past experiences.
F r e u d also proposed ( 1 9 0 0 a , p p . 3 3 3 - 3 3 5 ) t h a t a s e r i e s of
d r e a m s o n a g i v e n n i g h t w i l l often e x p r e s s t h e s a m e u n d e r l y i n g
thoughts, a n d that these thoughts will emerge w i t h i n c r e a s i n g
as the name of Hoshaiah's son; and the Septuagint has "Azarias" in both
42:1 and 43:2.) Lachish Ostracon 1 knows yet another Jaazaniah, the son
of Tobshillem (Bade, 1933: Fowler, 1988: Ward, 1962). On the signifi
cance of the name, see the preceding note.
110 M Y S T I C I S M AND P R O P H E C Y
2 3
W h o w a s t h e f a t h e r of the f u t u r e g o v e r n o r G e d a l i a h (2 K i n g s 2 5 : 2 2 ,
Jer. 40:5).
112 M Y S T I C I S M AND P R O P H E C Y
A s m a l l c r e a t u r e , k n o w n for i n s i n u a t i n g i t s e l f i n t o c r e v i c e s ,
the h y r a x w o u l d b e a n i d e a l s y m b o l i c r e p r e s e n t a t i o n for the
p e n i s . (A s y m b o l i z a t i o n of t h i s s o r t m a y v e r y w e l l u n d e r l i e s o m e
m o d e r n p e o p l e ' s fear of m i c e ; F e l d m a n , 1 9 4 9 . ) I h a v e argued
(Halperin, 1993) that the dreadful c h a m b e r i n the polluted
temple, where the "elders of t h e house of I s r a e l " burn in
c e n s e to i m a g e s of l o a t h s o m e c r e a t u r e s , i s E z e k i e l ' s r e p r e s e n t a
tion of the female genitals (Broome, 1946); and that his
c h a r a c t e r i z a t i o n of it a s " a b o m i n a b l e " reflects h i s a b h o r r e n c e of
female s e x u a l i t y . It i s n o t a s t o n i s h i n g t h a t a s o n of "Shaphan", a
r e p r e s e n t a t i o n of the m a l e g e n i t a l s , s h o u l d a p p e a r s t a n d i n g
within this chamber.
Conclusion
Martin S. Bergmann
R E F L E C T I O N S O F A P S Y C H O A N A L Y S T ON
113
114 M Y S T I C I S M AND P R O P H E C Y
tic o v e r - e v a l u a t i o n . T h e e a t i n g of the f a e c e s t h e n r e p r e s e n t s a n
a t t e m p t to c o u n t e r a c t the n a r c i s s i s t i c e x u l t a t i o n .
A p s y c h o a n a l y s t w i l l a l s o be l e s s i n c l i n e d to j u d g e E z e k i e l a s
a s i c k m a n t h a n o t h e r p s y c h o l o g i s t s or s c h o l a r s w o u l d b e . F o r
w h a t , to a p s y c h o a n a l y s t , differentiates E z e k i e l from a c l a s s i c a l
schizophrenic like D a n i e l S c h r e b e r i n F r e u d ' s f a m o u s study
( 1 9 1 1 c ) i s the fact t h a t the p r o p h e t m a i n t a i n s c o n t a c t w i t h r e a l
e l d e r s a s w e l l a s c o n t a c t w i t h t h e i d e a s a n d i d e a l s of J u d a i s m
c u r r e n t i n h i s time.
It i s s t r i k i n g h o w little p s y c h o a n a l y t i c w o r k h a s b e e n d o n e
o n t h e p h e n o m e n o n of p r o p h e c y i n J e w i s h h i s t o r y . W e h a v e , to
be s u r e , J a c o b Arlow's by now c l a s s i c paper ' T h e Consecration
of t h e P r o p h e t " , b u t t h a t p a p e r h a d a p p e a r e d i n 1 9 5 1 . There
E z e k i e l i s o n l y one of the p r o p h e t s d i s c u s s e d . W h a t i m p r e s s e d
A r l o w p a r t i c u l a r l y w a s the p o w e r f u l w i s h e s for o r a l i n c o r p o r a
tion e x p r e s s e d p a r t i c u l a r l y i n the c o m m a n d to e a t a scroll.
E q u a l l y i m p r e s s i v e to A r l o w i s the s t r e n g t h of the prophet's
penis awe. Arlow writes:
It w a s G r e e n a c r e ( 1 9 5 6 ) w h o m a d e t h e differentiation be
t w e e n p e n i s a w e a n d p e n i s envy. S h e a p p l i e d the d i s t i n c t i o n to
women. T h o s e women who primarily compete with m e n prob
a b l y h a v e p e n i s e n v y , w h i l e t h o s e w h o feel totally i n a d e q u a t e
t o w a r d s m e n a r e l i k e l y to suffer from p e n i s a w e . E z e k i e l r e t a i n e d
a n d t r a n s f e r r e d to h i s god the p e n i s a w e h e m u s t h a v e e x p e r i
e n c e d a s a c h i l d t o w a r d s h i s father.
A r l o w a l s o n o t e d the p o w e r of the w o r l d - d e s t r u c t i o n f a n t a s y
e x p r e s s e d b y E z e k i e l . S i n c e the 1911 s t u d y of S c h r e b e r , p s y c h o
analysts have interpreted this fantasy as a projection of a
p r o c e s s t h a t the p a t i e n t , u s u a l l y s c h i z o p h r e n i c , i s u n d e r g o i n g .
T h e world is experienced as coming to a n e n d b e c a u s e the
E Z E K I E L AND T H E E L D E R S O F J U D A H 115
p a t i e n t h a s w i t h d r a w n h i s libido f r o m t h e w o r l d , a n d b y l i b i d o
F r e u d m e a n t love, c o n c e r n , a s w e l l a s i n t e r e s t . I n A r l o w ' s i n t e r
pretation, Ezekiel is overwhelmed b y the i m a g o of t h e father.
He i s therefore under the sway of the n e g a t i v e Oedipus. In
Halperin's psychoanalytic interpretation, there is a greater e m
p h a s i s o n t h e d a n g e r s of i n c e s t u o u s w i s h e s . H e s a y s :
Here, too, t h e s i t u a t i o n i s l i k e l y to b e m o r e f a m i l i a r to a
psychoanalyst than to a b i b l i c a l s c h o l a r , for psychoanalysts
o p e r a t e w i t h t h e a s s u m p t i o n t h a t the s u p e r e g o of t h e a n a l y s a n d
h a s direct contact with w h a t is still u n c o n s c i o u s a n d i n the i d . I n
a l l c a s e s of m e l a n c h o l i a a n d i n m a n y o t h e r m e n t a l i l l n e s s e s , t h e
s u p e r e g o p u n i s h e s the ego n o t for d e e d s c o m m i t t e d b u t b e c a u s e
t h e s u p e r e g o h a s d i r e c t a c c e s s to t h e u n c o n s c i o u s w i s h e s . It i s
t h e r e f o r e l e s s s u r p r i s i n g to u s t h a t E z e k i e l a s s u m e s t h a t h e h a s
d i r e c t c o n t a c t w i t h the w i s h e s of t h e elders a n d that he is
justified in punishing them for t h e s e w i s h e s . E z e k i e l merely
reproduces interpersonally what traditionally goes on intra
p s y c h i c a l l y . R e l i g i o n s , w e k n o w , t e n d to b l u r t h e difference be
t w e e n d e e d s a n d w i s h e s , t h u s m a g n i f y i n g t h e g u i l t feelings of
t h e i r b e l i e v e r s , w h i l e the p s y c h o a n a l y s t i n h i s d a i l y w o r k c o n
116 M Y S T I C I S M AND P R O P H E C Y
t i n u o u s l y r e m i n d s h i s a n a l y s a n d s of t h e difference b e t w e e n a c t s
and wishes.
If, i n d e e d , E z e k i e l w a s the first p r o p h e t to d e m a n d p u n i s h
m e n t not o n l y for a b o m i n a t i o n s a c t u a l l y c o m m i t t e d b u t for t h e
w i s h e s to c o m m i t t h e m , t h e n h e o c c u p i e s a pivotal p o s i t i o n i n
the h i s t o r y of religion, for guilt over w i s h e s r a t h e r t h a n deeds
testifies to the fact t h a t a g g r e s s i o n h a s b e e n i n t e r n a l i z e d a n d a
strict superego h a s been established. S u c h a severe superego
m a y n o t be i n the i n t e r e s t of the p e r s o n a n d m a y b e c o m e a
s o u r c e of d e p r e s s i o n , b u t it is a s s o c i a t e d w i t h the i n t e r n a l i z a t i o n
of a g g r e s s i o n a n d t h e e s t a b l i s h m e n t of m o n o t h e i s m . Monothe
i s m d o e s n o t tolerate e x p r e s s i o n of a n y a g g r e s s i o n t o w a r d s G o d .
E z e k i e l ' s p h r a s e " E v e r y m a n i n h i s r o o m of p i c t u r e s " s t r i k e s m e
a s p a r t i c u l a r l y a p t . If w e a s s u m e t h a t i n the u n c o n s c i o u s , a s i n
d r e a m s , w h a t is real is w h a t is pictured a n d not w h a t is thought,
the private picture room is a n excellent metaphorical description
for w h e r e o u r f a n t a s i e s c o m e from.
B o t h A r l o w a n d H a l p e r i n h a v e p r e s e n t e d to u s the p s y c h o
l o g i c a l i n n e r w o r l d of E z e k i e l w i t h little reference to the h i s t o r i c a l
d i m e n s i o n . It s e e m s to m e , however, t h a t the effort to s e p a r a t e
p s y c h o l o g y from h i s t o r y l e a v e s u s w i t h a n i n c o m p l e t e p i c t u r e .
The phenomenon of p r o p h e c y h a s to b e u n d e r s t o o d w i t h i n the
r e a l m of J e w i s h h i s t o r y . I n m y b o o k , In the Shadow of Moloch
( B e r g m a n n , 1 9 9 2 ) , I s u g g e s t e d t h a t the b a c k s l i d i n g a n d a b o m i
n a t i o n s t h a t the I s r a e l i t e s w e r e a c c u s e d of b y t h e i r p r o p h e t s
w e r e n o t h i n g else t h a n the r e l i g i o u s n o r m s of y e s t e r d a y . It is
b e l i e v e d b y m a n y s c h o l a r s today t h a t Y H W H w a s for a long time
a w a r - l i k e t r i b a l god w h o s e followers s u c c e e d e d i n c o n q u e r i n g
p a r t s of C a n a a n . U n d e r o r d i n a r y h i s t o r i c a l c o n d i t i o n s , t h i s t r i b a l
god s h o u l d h a v e b e e n f o r s a k e n after the w a r s w i t h A s s y r i a a n d
B a b y l o n h a d b e e n lost. B u t a t t h i s p o i n t a n e v o l u t i o n a r y m i r a c l e
h a p p e n e d a m i r a c l e t h a t gave J e w i s h h i s t o r y its u n i q u e n e s s .
W i t h the a i d of p r o p h e t s w h o p r e s e n t e d t h e m s e l v e s a s s p e a k i n g
for t h e i r god, a n e n t i r e l y n e w i d e a w a s b o r n . T h e t r i b a l god
b e c a m e a u n i v e r s a l god; h e w a s n e v e r defeated i n b a t t l e , h e o n l y
a l l o w e d h i s people to be defeated because they h a d sinned
against h i m . T o bring about this change, all aggression towards
t h e i m a g e of the deity h a d to be w i t h d r a w n . H e h a d to g a i n i n
p o w e r a n d b e c o m e o v e r w h e l m i n g . E z e k i e l , therefore, expresses
the a w e before a god t h a t h a s b e c o m e i n t e r n a l i z e d .
E Z E K I E L AND T H E E L D E R S O F J U D A H 1 17
A c c o r d i n g to S c h o l e m ( 1 9 4 1 , p. 7), t h e h i s t o r y of r e l i g i o n c a n
b e d i v i d e d i n t o s u b - p a r t s . T h e first i s the m y t h o l o g i c a l s t a g e , i n
w h i c h m e n a n d G o d mingle freely. A s religion develops, God
recedes into greater a n d greater d i s t a n c e . J e w i s h p r o p h e c y op
e r a t e s i n a p o s t - m y t h o l o g i c a l s t a g e of r e l i g i o n , b u t it s u c c e e d s i n
bringing b a c k a direct communication with God, although this
c o m m u n i c a t i o n i s r e s t r i c t e d to m o r a l d e m a n d s t h a t t h i s deity
m a k e s . T h e t e s t i m o n y of E z e k i e l t e a c h e s u s t h a t t h i s p r o c e s s of
i n t e r n a l i z a t i o n r e q u i r e d , a t l e a s t from s o m e p r o p h e t s , a sado
m a s o c h i s t i c r e l a t i o n s h i p b e t w e e n the deity a n d t h e p r o p h e t . T h e
s a d o - m a s o c h i s t i c relationship is, however, a transitional p h a s e ,
l e a d i n g to a n u l t i m a t e i n t e r n a l i z a t i o n of t h e i m a g e of t h e g o d a s
requiring continuously moral behaviour.
E S O T E R I C MYSTICISM,
MERKAVAH AND HEKHALOT
CHAPTER FOUR
INTRODUCTION
O n t h e o t h e r h a n d , c e r t a i n t h i n g s a r e n o t to be l o o k e d a t . I n
L e v i t i c u s , c h a p t e r 18, w e r e a d of the v a r i o u s i n c e s t u o u s and
near-incestuous sexual couplings that are forbidden. In each
c a s e , t h e i d i o m u s e d i s : " D o n o t u n c o v e r t h e n a k e d n e s s of. . .
L o o k i n g a t the p u d e n d a i s a p r e l u d e to a n d m e t a p h o r for t h e
sexual act.
121
122 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
R e g u l a r s t u d y of T o r a h (in i t s e x p a n d e d s e n s e , T a n a c h , T a l
mud, a n d commentaries) i s e s s e n t i a l to r e l i g i o u s life a n d is
t r e a t e d a s a form of w o r s h i p .
N o n e of t h i s i s r e m a r k a b l e . I n every religion t h e r e a r e s o m e
t h i n g s t h a t the i n d i v i d u a l i s e x p e c t e d to k n o w a n d o t h e r t h i n g s
t h a t h e i s e x p e c t e d to ignore or to a v o i d . N e v e r t h e l e s s , ancient
i d e a s of p r i v a c y a n d p r o p r i e t y differed from o u r o w n m o r e t h a n
w e g e n e r a l l y a c k n o w l e d g e . W e l e a r n , for e x a m p l e , i n B e r a k o t h
(B.T. 24a) that a woman may recite a b l e s s i n g w h i l e s i t t i n g
n a k e d , b e c a u s e w h e n a w o m a n sits on the g r o u n d neither the
g e n i t a l s n o r the b u t t o c k s a r e e x p o s e d . A m a n , therefore, does
n o t h a v e t h a t privilege. B e r a k o t h ( B . T . 6 2 a ) tells two stories
a b o u t i n a p p r o p r i a t e c u r i o s i t y . T h e first s t o r y is g i v e n i n two
v e r s i o n s . A y o u n g e r s c h o l a r follows a n older o n e i n t o a p r i v y to
o b s e r v e a n d to " l e a r n " p r o p e r c o n d u c t t h e r e . O n e of the v e r s i o n s
identifies t h e e n q u i r e r a s R a b b i A k i b a a n d the o t h e r a s Ben
A z z a i , b o t h of w h o m figure i n t h i s e s s a y o n i n a p p r o p r i a t e c u r i o s
ity. T h e s e c o n d s t o r y tells u s t h a t R a b b i K a h a n a o n c e h i d u n d e r
R a b ' s b e d to observe h i s c o n d u c t d u r i n g i n t e r c o u r s e . " I t i s a
matter of T o r a h a n d I m u s t l e a r n . " Y e t he k n e w e n o u g h to
c o m m e n t t h a t R a b s e e m e d i n e x p e r i e n c e d . R a b b e c a m e a w a r e of
K a h a n a a n d d i s m i s s e d h i m w i t h the c o m m e n t t h a t h i s c o n d u c t
w a s r u d e (that i s , i n c o m p a t i b l e w i t h derekh 'erez). S h o r t l y after
the c o m m e n t a b o u t the n a k e d w o m a n , the text tells u s that
g a z i n g a t a w o m a n ' s leg, or h e r h a i r , or e v e n a h a n d b r e a d t h of
e x p o s e d f l e s h , or even l i s t e n i n g to h e r voice i s s e x u a l l y a r o u s i n g
a n d i s therefore i n c o m p a t i b l e w i t h a p r a y e r f u l a t t i t u d e . T h e s e
anecdotes c a u t i o n u s t h a t o u r o w n s t a n d a r d s of w h a t i s a n d
what is not decorous are culture-bound. F o r the editors of
B e r a k o t h , a n a k e d w o m a n who is seated is not indecorous from
a r e l i g i o u s p o i n t of v i e w : a n i n t r u d e r into a p r i v y or i n t o a
b e d r o o m i s m e r e l y r u d e , n o t i n v i o l a t i o n of r e l i g i o u s s t a n d a r d s of
p u r i t y or p r i v a c y : w o m a n ' s h a i r or voice i s a n unacceptable
sexual distraction.
T h e m y t h i c c o n t i n u e s a s a n active u n d e r c u r r e n t i n a l l r e l i
gion a n d r e c u r r e n t l y s u r f a c e s . I n S c r i p t u r e , the conflict b e t w e e n
c u r i o s i t y a n d the p r o h i b i t i o n a g a i n s t it a p p e a r s a s e a r l y a s the
s t o r y of A d a m a n d E v e i n t h e g a r d e n . W h e n G o d p r o h i b i t s A d a m
from e a t i n g from the tree of k n o w l e d g e , p r e s u m a b l y H e w a s n o t
t h i n k i n g of p r o h i b i t i n g A d a m from l e a r n i n g the m u l t i p l i c a t i o n
FOUR ENTERED T H E GARDEN 123
t a b l e s (at l e a s t n o t l i t e r a l l y ) . T h e p r o h i b i t e d k n o w l e d g e r e l a t e d to
m a t t e r s of i n s t i n c t u a l i n t e r e s t , of i d e n t i t y a n d d e s t i n y . T h e c o n
sequence of e a t i n g the f o r b i d d e n fruit is that A d a m and Eve
b e c a m e a w a r e of t h e d i s t i n c t i o n b e t w e e n g o o d a n d evil a n d a l s o
of t h e n e e d to c o v e r t h e i r g e n i t a l s . T h e y b e c a m e m o r t a l a n d w e r e
exiled from their infantile or p e r h a p s prenatal paradise into
t h e w o r l d of r e a l i t y , of p a i n a n d h a r d w o r k , of t h o r n s a n d t h i s t l e s ,
a n d of t h e g r a v e . B u t s i n c e t h e y a r e to d i e , t h e c h a i n of r e p r o d u c
t i o n i s i n i t i a t e d s o t h a t life m a y c o n t i n u e , a n d s o A d a m "knew"
h i s wife, E v e . T h e m y t h tells u s t h a t a p a r a d i s i a c e x i s t e n c e i s
incompatible with a sense of r e a l i t y , w i t h self-consciousness,
a n d w i t h v a l u e s . C u r i o s i t y i s v i t a l for the h u m a n b u t n e v e r t h e
l e s s i t s p r i c e i s the forgoing of i m m o r t a l i t y .
W e e n c o u n t e r t h e s a m e p r o b l e m of p r o h i b i t e d c u r i o s i t y a g a i n
i n E x o d u s . I n c h a p t e r 19, i n p r e p a r a t i o n for t h e t h e o p h a n y on
Mt. S i n a i , the people are w a r n e d a g a i n s t gazing a t G o d lest they
perish (Exod. 19:21-24).
I n c h a p t e r 3 3 w e l e a r n t h a t M o s e s r e q u e s t e d t h a t G o d let h i m
know H i m a n d H i s w a y s ( u s i n g the s a m e w o r d for k n o w i n g t h a t
i s u s e d i n t h e G a r d e n of E d e n m y t h , yada). A few v e r s e s f u r t h e r
d o w n , M o s e s a s k s more directly, " L e t me see y o u r presence."
G o d p e r m i t s M o s e s s o m e degree of p r o x i m i t y a n d p e r m i t s h i m to
s e e h i s b a c k , b u t n o t h i s face b e c a u s e " n o m a n m a y s e e m e a n d
live" ( E x o d . 3 3 : 1 3 - 2 3 ) . T h e Divine F a t h e r m a y not be s e e n , a n d
e s p e c i a l l y n o t h i s " f a c e " . O n e m a y b e forgiven for s u s p e c t i n g t h a t
it i s t h e g e n i t a l t h a t i s off l i m i t s .
T h e f i r s t c h a p t e r of E z e k i e l m a y b e r e g a r d e d a s the t r a n s i t i o n
f r o m m y t h to m y s t i c i s m :
e a c h resembled a m a n i n a p p e a r a n c e . A n d e a c h h a d four
faces, a n d e a c h one also h a d four wings. A n d a s for their
legs, the leg w a s straight, a n d the foot resembled the foot of a
calf, a n d they gleamed like the a p p e a r a n c e of polished b r a s s .
A n d there were h u m a n h a n d s u n d e r their w i n g s , o n e a c h of
their four s i d e s , a n d their faces a n d their wings were the
s a m e for e a c h . T h e i r wings were j o i n e d one to another; they
(the creatures) did not t u r n a s they traveled, e a c h could
proceed straight a h e a d . A n d a s for the a p p e a r a n c e of their
faces, e a c h h a d a h u m a n face, a n d on the right side, e a c h of
the four h a d the face of a lion, a n d on the left side, e a c h of
the four h a d the face of a n ox, a n d e a c h of the four h a d the
face of a n eagle. T h a t , w i t h respect to the faces, a n d their
wings were separated above; two of the wings of e a c h were
j o i n e d e a c h to its fellow a n d two covered their bodies. A n d
e a c h i n d i v i d u a l could proceed a h e a d ; wherever the s p i r i t
went, they went; they did not t u r n a s they moved. A n d w i t h
respect to the image of the c r e a t u r e s , their a p p e a r a n c e r e
s e m b l e d b u r n i n g embers of fire a n d the a p p e a r a n c e of
flames moved a m o n g the creatures, a n d the fire emitted a
r a d i a n c e , a n d from the fire, lightning [or s p a r k s ? ] emerged.
A n d the c r e a t u r e s darted up a n d b a c k so that they a p p e a r e d
like lightning. A n d a s I looked at the c r e a t u r e s , there w a s a
w h e e l on the ground alongside the four faces of e a c h c r e a
ture. T h e a p p e a r a n c e of the wheels a n d their s t r u c t u r e
resembled t a r s h i s h [beryl or chrysolite), a n d e a c h of the four
h a d the s a m e a p p e a r a n c e , a n d their a p p e a r a n c e a n d s t r u c
ture suggested a wheel w i t h i n a wheel. O n e a c h of their four
sides, w h e n the c r e a t u r e s went, the w h e e l s went, a n d they
did not t u r n w h e n they moved. A n d a s for their r i m s , they
were tall a n d frightening, a n d the r i m s of the four were
covered w i t h eyes all a r o u n d . A n d w h e n the c r e a t u r e s
traveled, the wheels traveled alongside them, a n d w h e n the
c r e a t u r e s were lifted above the e a r t h , the wheels were lifted.
Wherever the spirit w a s inclined to go, they went; there the
spirit traveled; a n d the wheels were lifted alongside them, for
the spirit of e a c h of the c r e a t u r e s w a s i n the w h e e l s . W h e n
the one went, so did the other a n d w h e n the one stopped the
other did too, a n d w h e n they were lifted above the ground,
the wheels were lifted next to them, for the spirit of the
creature w a s i n the wheels.
FOUR ENTERED T H E GARDEN 125
I c o n s i d e r t h i s a t r a n s i t i o n a l s t a t e m e n t b e c a u s e it p r o v i d e s a
m y t h i c v i e w of G o d w h i c h w a s p u r p o r t e d to h a v e b e e n r e c e i v e d
i n w h a t s e e m s to b e a m y s t i c a l t r a n c e . I b a s e t h a t v i e w o n t h e
l a s t v e r s e of t h e s e c t i o n a n d t h e first two v e r s e s of t h e s u c c e e d
ing chapter:
T h e m y t h i s t h e s p e c i f i c d e s c r i p t i o n of t h e D e i t y . Note t h a t
t h e e m p h a s i s i s d i s p l a c e d h e r e from t h e i m a g e of G o d to the
s q u a r e animate vehicle in w h i c h He arrives. T h e reader will
remember that vehicles appear commonly in apocalyptic fanta
s i e s a n d t h a t t h e n u m b e r four o c c u r s w i t h s u r p r i s i n g f r e q u e n c y .
T h i s s t r u c t u r e i s n o t h e r e c a l l e d a c h a r i o t , merkavali, b u t it h a s
b e c o m e k n o w n b y that n a m e i n the m y s t i c a l literature t h a t took
126 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
t h i s m a t e r i a l a s i t s b a s i c text. (The e a r l i e s t s u r v i v i n g u s e of
merkavah to refer to E z e k i e l ' s v i s i o n i s f o u n d i n S i r a c h 4 9 : 8 . ) N o t
o n l y i s t h e s t r u c t u r e of t h e v e h i c l e d e s c r i b e d , b u t a l s o t h e
anatomy of t h e c h a r i o t c r e a t u r e s . T h e y m o d e s t l y c o v e r t h e i r
b o d i e s w i t h one p a i r of t h e i r four w i n g s .
H o w e v e r two v e r s e s from t h e e n d , t h e D e i t y h i m s e l f i s v i s u a l
i z e d , b u t t h e o n l y d e t a i l given r e l a t e s to t h e " l o i n s " , r a d i a n t a n d
a f l a m e . T h e r a d i a n c e a n d the flame d r a w a t t e n t i o n to G o d ' s
p h a l l u s b u t a t t h e s a m e time o b s c u r e i t . A s w e s h a l l s e e i n t h e
fifth e s s a y , merkavah a n d hekhaloth m y s t i c i s m i s o r i e n t e d to t h e
q u e s t to v i s u a l i z e G o d i n H i s merkavah or i n H i s c e l e s t i a l p a l a c e .
T h e q u e s t i n c u r s d a n g e r s . T h e s e a n d t h e m e t h o d s for c o m b a t i n g
t h e m a r e d e t a i l e d i n the m y s t i c a l l i t e r a t u r e .
B o t h t h e q u e s t a n d d a n g e r c r e a t e a conflict, or r a t h e r r e
create it. T h i s essay on the " F o u r w h o entered the garden" is
b a s e d u p o n a n a n e c d o t e t h a t a p p e a r s i n T r a c t a t e H a g i g a h of t h e
T a l m u d . S e c t i o n two of t h a t t r a c t a t e r e a d s a s follows:
T h i s p a s s a g e i m p l i e s t h a t a t t h e time, there w a s c o n s i d e r a b l e
speculation about these matters, that is, mystical quest, a n d
t h a t t h e a u t h o r i t i e s w h o r e p r e s e n t e d n o r m a t i v e religion w e r e
t r y i n g to c o m b a t i t . T h e s u b j e c t s l i s t e d w e r e t h e p r i n c i p a l o b j e c t s
of m y s t i c a l i n t e r e s t : forbidden s e x u a l relations, esoteric cos
m o g o n y , a n d t h e i m a g e of G o d . I t i s p r e c i s e l y t h e s e s u b j e c t s t h a t
w e r e t h e object of m y s t i c a l i n v e s t i g a t i o n i n a l l of the s u b s e q u e n t
f o r m s of J e w i s h m y s t i c i s m . T h e p r o b l e m s t h a t c o n c e r n e d t h e
rabbinical authorities were that d i s c u s s i n g even s e x u a l prohi
b i t i o n s i s a r o u s i n g , t h a t s p e c u l a t i o n a b o u t t h e origin of t h e
u n i v e r s e t h r e a t e n s o n e ' s c o n f i d e n c e i n t h e literal a c c o u n t of t h e
c r e a t i o n g i v e n i n G e n e s i s , a n d t h a t s t u d y of t h e merkavah leads
FOUR ENTERED T H E GARDEN 127
q u e s t , t h e y b e c o m e r e a c t i v a t e d a n d find e x p r e s s i o n i n the v a r i
o u s w a y s t h a t we h a v e m e n t i o n e d .
D r E l e a n o r G a l e n s o n a d d s to the d i s c u s s i o n a d e s c r i p t i o n of
the e v o l u t i o n of c u r i o s i t y i n v e r y y o u n g c h i l d r e n , i n o r d e r to
complement our hypothetical constructions with h a r d observa
tional data.
F o u r entered the garden:
normative religion v e r s u s i l l u s i o n
Mortimer Ostow
F o u r entered the g a r d e n , n a m e l y , B e n A z z a i , a n d B e n
1
Z o m a , A h e r a n d R a b b i A k i v a . R a b b i A k i v a s a i d to t h e m :
W h e n y o u arrive a t the (place of the) s t o n e s of p u r e
m a r b l e , don*t s a y , Water, Water! B e c a u s e it is s a i d : He
w h o s p e a k s falsehood will not s t a n d before m y e y e s (Ps.
101:7). B e n A z z a i looked a n d died. S c r i p t u r e s a y s a b o u t
h i m : B l e s s e d i n the eyes of the L o r d is the d e a t h of h i s
righteous (Ps. 1 1 6 : 1 - 5 ) . B e n Z o m a looked a n d w a s
afflicted. S c r i p t u r e s a y s a b o u t h i m : I f y o u h a v e found
honey, e a t (only) y o u r fill, b e c a u s e if y o u b e c o m e
surfeited, y o u will vomit (Prov. 2 5 : 1 6 ) . A h e r c u t the
shoots. R a b b i A k i v a departed i n peace.
129
T
his terse and intriguing story appears in chapter 2
(p. 14b) of a s e c t i o n of the Babylonian Talmud called
H a g i g a h . T h e s e c t i o n d e a l s p r i m a r i l y w i t h the c e l e b r a t i o n
of h o l i d a y s i n T e m p l e w o r s h i p .
T h e s a m e story, w i t h m i n o r m o d i f i c a t i o n s , i s g i v e n i n a t l e a s t
three other p l a c e s i n the T a l m u d i c l i t e r a t u r e t h e Palestinian
(as d i s t i n g u i s h e d from the Babylonian) Talmud, Hagigah 77b;
T o s e f t a H a g i g a h 2 : 3 - 4 ; a n d Midrash Rabbah to S h i r H a s h i r i m
( S o n g of S o n g s ) 1:4. A c o m p a r i s o n a n d c o n t r a s t of t h e s e v e r s i o n s
w o u l d t a k e u s too far afield w h i l e c o n t r i b u t i n g n o t h i n g of i n t e r e s t
to m y p r i n c i p a l t h e s i s .
T h e four s c h o l a r s m e n t i o n e d i n the story, a l l w e l l - k n o w n
c o n t r i b u t o r s to r a b b i n i c debate, flourished d u r i n g the f i r s t few
d e c a d e s of the s e c o n d c e n t u r y . T h e m e a n i n g of the s t o r y h a s
o c c u p i e d m a n y c o m p e t e n t s c h o l a r s , a n d no c o n s e n s u s h a s b e e n
r e a c h e d . R o w l a n d ( 1 9 8 2 ) i n t e r p r e t s the s t o r y a s " a m e t a p h o r i c a l
other hand, contends that Pardes was used to signify paradise in Jewish
apocryphal literature, but in rabbinic usage it referred only to a pleasure
garden or park and was used in rabbinic literature to represent meta
phorically "the world, the holy land, the people of Israel and the precepts
of the Torah". In this story, he argues, it serves as a metaphor for the
"chambers of the merkabah".
The word Apikoros signifies the arch-heretic in rabbinic literature. In
the Encyclopedia Judaica, Louis I, Rabinowitz notes that even though the
word derives from the name of the Greek philosopher Epicurus, the rabbis
ignored that derivation and saw it as derived from the Aramaic word
hejker, meaning "abandoned". So there seems to have been some objec
tion to acknowledging the association of the word with Epicurus. The term
"Epicurean gardens" was used in the classical world to denote groups of
disciples of Epicurus in rabbinic times, though we do not know whether
that was true in rabbinic circles. It occurred to me therefore to wonder
whether the Pardes used in our story could have alluded to the Epicurean
garden, and, indeed, Henry Albert Fischel, a student of Epicureanism,
offers the same suggestion in his book on Rabbinic Literature and
Greco-Roman philosophy (1973) and in his article on Epicureanism in the
Encyclopedia Judaica, buttressed by the citation of several connecting
allusions.
Whatever the origin of the term Pardes, there is no doubt that in the
context of the story it refers to inappropriate merkavah mystical curiosity,
as Halperin argues.
130
FOUR ENTERED T H E GARDEN 131
d e s c r i p t i o n of t h e c o n s e q u e n c e s r e s u l t i n g from the o c c u p a t i o n of
f o u r t e a c h e r s of t h e e a r l y s e c o n d c e n t u r y i n t h e s t u d y of t h e
S c r i p t u r e s " , u p o n w h i c h l a y e r s of o t h e r m e a n i n g s have been
subsequently imposed (p. 3 3 9 ) . Mediaeval J e w i s h commenta
t o r s , H a i G a o n a n d R a s h i , for e x a m p l e , u n d e r s t o o d the story
to refer to a v i s i o n of m y s t i c a l a s c e n t to h e a v e n l y s t r u c t u r e s
w h e r e t h e merkavah o r c h a r i o t ( d e s c r i b e d i n E z e k i e l , c h a p t e r 1)
c o u l d be s e e n , a n d w h e r e one c o u l d v i s u a l i z e the s e v e n h e a v e n l y
p a l a c e s o r hekhalot G e r s h o m S c h o l e m (1954), the great m o d e r n
s c h o l a r of J e w i s h m y s t i c i s m , s e e s t h e s t o r y a s a w a r n i n g of
t h e d a n g e r s of e c s t a t i c a s c e n t to t h e hekhalot G r u e n w a l d (1980)
c o n s i d e r s t h e s t o r y o n e of s e v e r a l m y s t i c a l s p e c u l a t i o n s r e g a r d
i n g e c s t a t i c e x p e r i e n c e s a s s o c i a t e d w i t h t h e i l l u s i o n of t r a n s l a
t i o n to h e a v e n . H a l p e r i n ( 1 9 8 0 ) t r e a t s the s t o r y a s o n e of s e v e n
u n i t s t h a t together m a k e u p w h a t he t e r m s the " m y s t i c a l collec
t i o n " . T h e latter c o n v e y s the m e s s a g e that " i n v o l v e m e n t with
e s o t e r i c m a t t e r s , i s d a n g e r o u s a n d n o r m a l l y to be a v o i d e d " (p.
104). T h e collection does not d i s t i n g u i s h a m o n g the v a r i o u s
f o r m s of m y s t i c i s m . T h e f u l l e s t r e c e n t d i s c u s s i o n i s g i v e n by
Y e h u d a h Liebes (1990). H o w a r d E i l b e r g - S c h w a r t z (1994) sug
g e s t s t h a t t h e a t t r a c t i v e d i s p l a y i n the g a r d e n w a s G o d ' s p h a l l u s ,
a n d t h e d i r e c o n s e q u e n c e s of g a z i n g a t it a r e c a u s e d b y h o m o
sexual anxiety.
E v e n t h o u g h r e l i a b l e h i s t o r i c a l d a t a a r e s p a r s e , i f w e w i s h to
d r a w o u r o w n c o n c l u s i o n s a b o u t the s t o r y ' s m e a n i n g , w e s h a l l
h a v e to t a k e a c l o s e r look a t t h e few r e l i a b l e d e t a i l s t h a t w e h a v e .
W h o were the protagonists? B e n Azzai's n a m e is not a s s o c i a t e d
w i t h a n y p a r t i c u l a r exploit or p o i n t of v i e w . S o m e of t h e b a s i c
d a t a of h i s life a r e o b s c u r e d b y p a r a d o x a n d u n c e r t a i n t y . F i r s t ,
a l t h o u g h h e t a u g h t t h a t f a i l u r e to o b s e r v e t h e c o m m a n d m e n t to
procreate is a s grave a violation a s s h e d d i n g blood, he h i m s e l f
d i d n o t m a r r y , offering a s a n e x p l a n a t i o n the fact t h a t h e l o v e d
t h e T o r a h too m u c h . S e c o n d , a l t h o u g h t h e s t o r y tells u s t h a t h i s
d e a t h w a s c a u s e d b y h i s e n t r y into t h e g a r d e n , t h e r e i s a n o t h e r
t r a d i t i o n t h a t h o l d s h e w a s s l a i n i n the H a d r i a n i c p e r s e c u t i o n s
(Lamentations Rabbah 2:2,4). T h i r d , although he w a s revered
b o t h for h i s s c h o l a r s h i p a n d for h i s piety, h e w a s n e v e r or
d a i n e d , s o t h a t h i s n a m e i s n e v e r p r e c e d e d b y t h e title R a b b i . I n
a d d i t i o n , w e k n o w t h a t m y s t i c a l p o w e r s w e r e a t t r i b u t e d to h i m
{Song of Songs Rabbah 1:10), a n d h e a r g u e d t h a t G o d showed
132 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
t h e r i g h t e o u s t h e i r f u t u r e glory before d e a t h , a b e l i e f t y p i c a l of
the m y s t i c a l t r a d i t i o n {Bereshith Rabbah 62:2).
B e n A z z a f s f a i l u r e to m a r r y i n a n age w h e n m a r r i a g e a n d
procreation were religious desiderata suggests a disturbance
in h i s sexuality, a disturbance that found some compensation in
his mystical endeavours. Among his mystical interests, some
s t a n d o u t e s p e c i a l l y n a m e l y , h i s i n t e r e s t i n the p h y s i c a l a p
p e a r a n c e of G o d a n d m a n . H e a r g u e d t h a t n o t e v e n the i m m o r t a l
a n g e l s w e r e p e r m i t t e d to s e e t h e d i v i n e glory, a n d t h a t b e c a u s e it
i m p l i e d the c o m m o n origin of m a n k i n d , G e n . 5:1 w a s one of t h e
g r e a t e s t v e r s e s of S c r i p t u r e : " T h i s i s t h e r e c o r d of A d a m ' s l i n e .
W h e n G o d c r e a t e d m a n , H e m a d e h i m i n the l i k e n e s s of G o d ;
m a l e a n d female h e c r e a t e d t h e m " (Sifra 7:4). A p p a r e n t l y , be
c a u s e B e n A z z a i d i e d a t a n e a r l y age, h i s u n e x p e c t e d d e a t h w a s
a t t r i b u t e d to h i s i n v o l v e m e n t i n m y s t i c a l p r a c t i c e a n d t h o u g h t .
I n the c a s e of B e n Z o m a , w e e n c o u n t e r a different p r o b l e m .
T h e s t o r y a s g i v e n s a y s o n l y t h a t a s a r e s u l t of h i s l o o k i n g into
t h e g a r d e n , h e w a s "afflicted" [nifga]. T h e affliction i s g e n e r a l l y
u n d e r s t o o d a s a e u p h e m i s m for m e n t a l i l l n e s s (see R a s h i , c o m
m e n t a r y to B . T . H a g i g a h 14b). S c h o l e m ( 1 9 6 0 ) c a l l s a t t e n t i o n to
a v a r i a n t of t h e s t o r y g i v e n i n Lesser Hekhaloth (a c o l l e c t i o n of
midrashim of the hekhalot genre), t h a t v o i c e s t h i s t r a d i t i o n .
t a u g h t t h a t m a n s h o u l d a p p r e c i a t e h o w m u c h G o d d o e s for h i m
a n d t h a t t h e w o r l d w a s c r e a t e d o n l y to b e of s e r v i c e to h i m w h o
fears G o d a n d respects His c o m m a n d m e n t s . O n e of h i s b e s t
k n o w n a p h o r i s m s emphasizes paradox.
W h o i s a w i s e m a n ? He t h a t l e a r n s from a l l m e n . . . . W h o i s
a m i g h t y m a n ? He that s u b d u e s h i s evil i m p u l s e . . . . W h o
i s a r i c h m a n ? He t h a t is content w i t h h i s portion. . . . W h o i s
a n h o n o r a b l e m a n ? H e t h a t h o n o r s m a n k i n d . . . . [Pirke
A v o t h 4:1].
T h e s t o r y of t h e f o u r w h o e n t e r e d t h e g a r d e n i s followed in
H a g i g a h b y t h e following:
O u r R a b b i s taught: O n c e R a b b i J o s h u a B e n H a n a n i a w a s
s t a n d i n g o n a step o n the T e m p l e m o u n t , a n d B e n Z o m a s a w
h i m a n d did not s t a n d u p before h i m . S o [Rabbi J o s h u a ] s a i d
to h i m : W h e n c e a n d w h i t h e r , B e n Z o m a ? He replied: I w a s
gazing between the u p p e r a n d lower w a t e r s , a n d there is
only a b a r e three fingers' [breadth] between t h e m , for it i s
s a i d : A n d the s p i r i t of G o d hovered over the face of the
w a t e r s l i k e a dove w h i c h hovers over h e r y o u n g without
t o u c h i n g [theml. T h e r e u p o n R a b b i J o s h u a s a i d to h i s d i s c i
ples: B e n Z o m a is still outside [15a].
If R a s h f s i n t u i t i o n i s c o r r e c t t h a t i s , t h a t B e n Z o m a ' s afflic
tion is m e n t a l i l l n e s s t h e n R a b b i J o s h u a ' s c o m m e n t may be
interpreted a s confirmation, that is, " o u t s i d e " m e a n s " o u t of it",
or i n s a n e .
B u t a n i m p o r t a n t q u e s t i o n for u s i s , d i d h e b e c o m e psy
chotic, as the story would have it, b e c a u s e of h i s m y s t i c a l
a c t i v i t i e s , o r d i d h i s t e n d e n c y to s e e k d i s e n g a g e m e n t from the
w o r l d of r e a l i t y i n d u c e h i m to a t t e m p t the m y s t i c a l escape?
[Fischel (1973) proposes t h a t t h e l a t t e r tale i s b a s e d u p o n a
G r e c o - R o m a n literary genre that ridicules the Sage a s absent
minded, impractical, and other-worldly. Ben Zoma's insanity
and sudden d e a t h , d e s c r i b e d i n o t h e r v e r s i o n s of t h e story,
s u g g e s t s , h e a d d s , t h a t the o r i g i n a l tale w a s r e v i s e d to c o n s t i t u t e
a w a r n i n g a g a i n s t m y s t i c a l s p e c u l a t i o n , or a g a i n s t E p i c u r e a n
ism.]
A h e r , t h e n a m e given to E l i s h a b e n A v u y a w h e n h e became
a n a p o s t a t e , m e a n s s o m e t h i n g different, s o m e t h i n g o t h e r , a n d i s
134 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
l e d to h i s r e a d i n e s s to s u p p o r t S i m o n b e n K o z e v a , c a l l e d B a r
K o k h b a ["son of t h e s t a r " ] , a s the M e s s i a h w h o w o u l d l i b e r a t e
I s r a e l f r o m i t s o p p r e s s o r s . It w a s B a r K o k h b a ' s revolt i n C E . 132
t h a t l e d to t h e c a t a s t r o p h i c s l a u g h t e r of J e w s b y R o m a n t r o o p s i n
t h e f i n a l defeat of 135. Akiva's colleagues d i d n o t follow h i s
l e a d e r s h i p i n this v e n t u r e . " G r a s s will grow on the c h e e k s a n d
the M e s s i a h will still not h a v e c o m e " t h i s c o m m e n t is attributed
to R a b b i J o h a n a n b e n T o r t h a {Lamentations Rabbah 2 : 2 , 4 ) . It i s
i n t e r e s t i n g t h a t n o n e of the r e f e r e n c e s to A k i v a i n t h e l i t e r a t u r e of
t h a t t i m e t a k e s h i m to t a s k for h i s m i s g u i d e d m e s s i a n i s m .
W h a t do w e l e a r n f r o m t h e s t o r y of t h e four w h o e n t e r e d t h e
g a r d e n ? It s e e m s e v i d e n t t h a t the n a r r a t o r or r e d a c t o r i s t e l l i n g
u s t h a t e n g a g i n g i n g n o s t i c , m y s t i c a l e x e r c i s e s p o s e s d a n g e r for
t h e i n d i v i d u a l : l o s i n g o n e ' s faith i n one c a s e ; l o s i n g o n e ' s m i n d i n
a second; a n d l o s i n g one's life i n a t h i r d . P r e s u m a b l y i t w a s
observed that among the a d e p t s of g n o s t i c p r a c t i c e a r e l a t i v e l y
large number of d i s t u r b e d or d e v i a n t individuals w a s to be
f o u n d , a n d it w a s i n f e r r e d t h a t the d e v i a n c e followed f r o m the
m y s t i c a l p r a c t i c e . W e c a n q u e s t i o n t h i s i n f e r e n c e , of c o u r s e , a n d
it i s n o t u n l i k e l y t h a t i n v o l v e m e n t in mystical practice simply
g a v e e x p r e s s i o n to a n a l r e a d y p r e s e n t t e n d e n c y to d e v i a t e . B e n
Z o m a ' s n e g l e c t of a n o r m a l g e s t u r e of r e s p e c t r i s i n g w h e n a d
dressed by one's teacherand his rumination about the
a p p r o x i m a t i o n of the u p p e r a n d l o w e r w a t e r s w e r e i n t e r p r e t e d
b y s o m e a s t h e c o n s e q u e n c e of i m m e r s i o n i n c o s m o g o n i c specu
lation. B u t Rabbi J o s h u a w a s probably correct w h e n he said
that B e n Z o m a w a s "still outside"that is, psychotic. Involve
m e n t i n m y s t i c i s m i n the c a s e of E l i s h a b e n A v u y a w a s o n l y o n e
of a n u m b e r of e x c u r s i o n s into h e t e r o d o x y , irreligion, a n d alien
c u l t u r e s a n d a c t i v i t i e s . O n the b a s i s of t h e s i m i l e s a t t r i b u t e d to
h i m i n c h a p t e r 2 4 of A v o t h d'R. N a t a n , L o u i s G i n z b e r g (in The
Jewish Encyclopedia) i n f e r s t h a t i n a d d i t i o n to G r e e k c u l t u r e
a n d foreign l i t e r a t u r e , h e s h o w e d c o n s i d e r a b l e f a m i l i a r i t y w i t h
wine, horses, a n d architecture.
T h e f a n t a s y of flight t h r o u g h the h e a v e n s to a p l a c e of c o m f o r t
a n d protection o c c u r s not only in gnostic theosophy, but also
in the recovery component of a p o c a l y p t i c f a n t a s i e s a n d i n t h e
dreams of p a t i e n t s in treatment. S u c h fantasies and dreams
o c c u r especially frequently a m o n g psychotic patients, borderline
patients, a n d depressed patients. T h e classical literary apoc
136 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
A m o n g h e r a s s o c i a t i o n s to the s e c o n d d r e a m , s h e t o l d me
that a s a child she w a s u n h a p p y about sleeping with her mother,
a n d t h a t h e r m o t h e r h a d i n d e e d often e x p o s e d h e r p u b e s to t h e
c h i l d . H e r e the s e c o n d d r e a m i n t e r p r e t s the f i r s t : T h e garden
w i t h i t s w e t foliage r e p r e s e n t s m o t h e r ' s g e n i t a l s , to w h i c h s h e
u n c o n s c i o u s l y a s p i r e d to r e t u r n . T h e s e v e n d a y s m a y indicate
t h e p e r i o d r e q u i r e d for t h e c r e a t i o n of the w o r l d t h a t i s , t h e
p e r i o d of i n t r a u t e r i n e d e v e l o p m e n t . T h e m a n a t t h e edge r e p r e
s e n t e d h e r father, w h o h a d a l w a y s resented h e r i n t r u s i o n into
the p a r e n t a l bed.
I w o u l d infer, t h e n , t h a t t h e g n o s t i c t h o u g h t a n d p r a c t i c e t h a t
p r e v a i l e d i n P a l e s t i n e d u r i n g t h e two c e n t u r i e s before a n d t h e
f i r s t s e v e r a l c e n t u r i e s of the C o m m o n E r a a t t r a c t e d i n d i v i d u a l s
w h o f o u n d t h e m s e l v e s u n c o m f o r t a b l e i n t h e w o r l d of r e a l i t y , a n d
w h o h a r b o u r e d a n u n c o n s c i o u s d e s i r e to l e a v e i t for a n i l l u s o r y
h a v e n . A m o n g t h e m I w o u l d e x p e c t to f i n d p s y c h o t i c s , depres
sives, a n d borderlines, a s well a s those w h o s e external reality
w a s too p a i n f u l to b e a r . T h e v a r i o u s c u l t s a n d r e l i g i o n s that
flourished throughout the Middle E a s t at that time attracted
s u c h i n d i v i d u a l s a n d t e m p t e d t h e m to t u r n t h e i r b a c k s o n t h e
r e a l i t y a n d o n t h e k n o w n d o c t r i n e s of t h e i r o w n t r a d i t i o n i n o r d e r
to f i n d c o m f o r t i n t h e proffered i l l u s i o n s . It i s h a r d l y s u r p r i s i n g ,
t h e n , t h a t w h e n t h e s e i n d i v i d u a l s gave e v i d e n c e of c l i n i c a l d e
cline, the b l a m e w a s placed on the m y s t i c a l practice, on the
p r i n c i p l e of post hoc propter hoc.
T h e r e a d e r w i l l h a v e o b s e r v e d t h a t n o t o n l y w a s the a s c e n t to
t h e g a r d e n t h o u g h t to p o s e a t h r e a t to the m y s t i c , b u t danger
l u r k e d , too, i n the f a n t a s y of the j o u r n e y . T h e s t o r y of the f o u r
w h o w e n t into t h e g a r d e n i n c l u d e s the w a r n i n g of A k i v a , a n d t h e
r e l a t e d s t o r y a d d u c e d b y S c h o l e m f r o m the hekhaloth literature
describes the danger involved in mistaking the shimmering
luminescence of t h e m a r b l e stones for w a t e r . W h y was that
dangerous? P e r h a p s f a i l u r e to r e c o g n i z e t h e h e a v e n l y l u m i n e s
c e n c e for w h a t it i s , i n t e r p r e t i n g i n s t e a d the v i s u a l e x p e r i e n c e a s
t h a t of g l i t t e r i n g w a t e r s , m e a n s t h a t t h e c e l e s t i a l t r a v e l l e r h a s
not entered completely into the i l l u s i o n , h a s n o t left behind
n o r m a l r e a l i t y t e s t i n g a n d the c a t e g o r i e s of logic, a s t h e g n o s t i c
j o u r n e y r e q u i r e s . B u t there is yet another d a n g e r n a m e l y , the
o p p o s i t i o n of the h e a v e n l y h o s t . I h a v e m e n t i o n e d t h a t H a g i g a h
h a s it t h a t w h e n A k i v a a s c e n d e d to the d i v i n e hekhal the angels
138 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
a t t e m p t e d to eject h i m , a n d t h a t h e w a s s a v e d o n l y b y d i v i n e
i n t e r v e n t i o n . H o s t i l e c e l e s t i a l forces, endangering the human
traveller, are reported in the gnostic religions, a n d in their J e w
i s h c o u n t e r p a r t s a s w e l l . B u t if the p u r p o s e of c u l t i v a t i n g the
i l l u s i o n i s to a c h i e v e p e a c e of m i n d , w h y a r e t h e s e i n t r u s i v e
e l e m e n t s p e r m i t t e d to s p o i l i t ? O n e c o u l d e a s i l y c o n s t r u c t a n
i l l u s i o n i n w h i c h the t r a v e l l e r a c h i e v e s h i s goal u n h i n d e r e d .
F o r t h e s o l u t i o n to t h i s p r o b l e m , w e c a n t u r n a g a i n to c l i n i c a l
e x p e r i e n c e . W h e n the d e p r e s s e d p a t i e n t d r e a m s of finding s o m e
r e l i e f from d a n g e r , the a c h i e v e m e n t of t h a t r e l i e f w i l l a l w a y s
be p r e c l u d e d by some interfering i n f l u e n c e a n i n t r u d e r , a n u n
f a v o u r a b l e c h a n g e of e n v i r o n m e n t , a n i n s u p e r a b l e o b s t a c l e . I t i s
o n l y w h e n t h e p a t i e n t i s a b o u t to r e c o v e r from d e p r e s s i o n , or
i s r e c o v e r i n g , t h a t h e s u c c e e d s i n finding comfort. T h e c e l e s t i a l
antagonists e n c o u n t e r e d i n g n o s t i c f a n t a s i e s p l a y t h e p a r t of
these interfering agents in s u c h dreams. T h e y symbolize the
i n t r a p s y c h i c , self-defeating e l e m e n t s t h a t will n o t be o v e r c o m e
u n l e s s t h e i n d i v i d u a l i s r e a d y to a c c e p t s a l v a t i o n . I n g n o s t i c
t h e o s o p h y , s a l v a t i o n i s to b e a c h i e v e d b y g n o s i s , s p e c i a l e s o t e r i c
k n o w l e d g e . It i s a self-fulfilling s y s t e m . If the t r a v e l l e r s u c c e e d s
i n r e a c h i n g h i s goal, h e d o e s s o b e c a u s e h i s g n o s i s w a s ad
equate; if h e d o e s n o t , it w a s i n a d e q u a t e . In psychoanalytic
p r a c t i c e , " s a l v a t i o n " is to be a c h i e v e d b y a s p e c i a l knowledge
c a l l e d " i n s i g h t " . T h e a n a l y s t p l a y s the role of t h e a p o c a l y p t i c s e e r
w h o p r o v i d e s t h e r e v e l a t i o n . I n t h e first of t h e two d r e a m s p r e
s e n t e d above, "the m a n a t the edge" of the w o o d s " d r a w i n g
p i c t u r e s " , r e p r e s e n t s n o t o n l y t h e father, b u t a l s o the p s y c h o
a n a l y s t w h o , taking notes, w a s not appreciated a s h a v i n g helped
i n the p a t i e n t ' s r e u n i o n w i t h h e r m o t h e r a n d is h i m s e l f ineligible
for a d m i s s i o n to the g a r d e n . I n fact, t h e n , two k i n d s of d a n g e r
a r e s a i d to t h r e a t e n the g n o s t i c m y s t i c . F i r s t , d u r i n g the a s c e n t
he m a y be not only deterred but a c t u a l l y destroyed by the
heavenly host. S e c o n d , a s h u m a n observers attest, individuals
a t t e m p t i n g the a s c e n t a r e i n d a n g e r of s u c c u m b i n g to a p e r s o n a l
catastrophe.
B u t t h e r e i s y e t a t h i r d d a n g e r , one m e n t i o n e d n e i t h e r i n
g n o s t i c t h e o s o p h y n o r i n the r a b b i n i c r e s p o n s e to it. T h i s d a n g e r
i s exemplified in the c a s e of R a b b i A k i v a , the h e r o of t h e s t o r y
a n d of h i s age. A k i v a is n o t k n o w n to h a v e b e e n a m y s t i c . I a m n o t
a w a r e of a r e p o r t a n y w h e r e i n the l i t e r a t u r e of h i s i n v o l v e m e n t i n
FOUR ENTERED T H E GARDEN 139
s u c h a c t i v i t y . H o w e v e r , late i n life, p e r h a p s i n h i s e i g h t i e s or
nineties, he recognized S i m o n b e n Kozeva a s the M e s s i a h and
thereby lent h i s sanction to a c a t a s t r o p h i c r e b e l l i o n against
Rome (B.T. S a n h e d r i n 97b; Lamentations Rabbah 2:4). Mes
s i a n i s m m u s t b e r e c o g n i z e d a s a c o m p o n e n t of t h e a p o c a l y p t i c
vision. It w o u l d s e e m that Akiva's m e s s i a n i s m w a s not c a u s e d by
h i s m y s t i c a l e x p e r i e n c e , b u t , r a t h e r , t h a t b o t h followed f r o m a
r e a d i n e s s to r e s o r t to i l l u s i o n w h e n c i r c u m s t a n c e s j u s t i f i e d i t .
A t h i r d d a n g e r , t h e n , i s d a n g e r n o t to t h e i n d i v i d u a l , b u t to
the community. When individual suffering is brought on by
e x t e r n a l c i r c u m s t a n c e s s o t h a t a large p a r t of t h e community
suffers, even those whose individual disposition does not favour
a p o c a l y p t i c t h i n k i n g a r e a t t r a c t e d b y it w h e n t h e y encounter
it c i r c u l a t i n g i n s o c i e t y , e s p e c i a l l y w h e n it i s s p o n s o r e d by a
charismatic leader. Since most militant apocalyptic thought
arises ultimately from self-destructive impulses, millenarian
m o v e m e n t s a l m o s t a l w a y s e n d i n the d e f e a t of t h e community,
w h e t h e r i n t h e c a s e of B a r K o k h b a , N a z i s m , o r J o n e s t o w n . T h e
most serious danger that a r i s e s from indulgence in any of
t h e f o r m s of a p o c a l y p t i c e n g a g e m e n t , w h e t h e r g n o s t i c , mystic,
m i l l e n a r i a n , m e s s i a n i c , or U t o p i a n , i s the p o s s i b i l i t y t h a t an
entire c o m m u n i t y will be s e d u c e d a n d destroyed b y it. It w a s i n
the aftermath of the B a r K o k h b a r e v o l t a n d i t s c a t a s t r o p h i c
d e f e a t t h a t s o m e r a b b i s d e n o u n c e d a c t i v e m i l i t a r y r e s i s t a n c e to
the d o m i n a n t e m p i r e s , a n d c o u n s e l l e d p a s s i v e accommodation.
R a b b i J o s e s o n of R a b b i H a n i n a . . . s a i d : " W h a t w a s the
p u r p o s e of those three a d j u r a t i o n s ? O n e , t h a t I s r a e l s h a l l not
go u p [altogether a s if s u r r o u n d e d ] by a w a l l ; the s e c o n d ,
t h a t w h e r e b y the Holy O n e , b l e s s e d be He, a d j u r e d I s r a e l
t h a t they s h a l l not rebel a g a i n s t the n a t i o n s of the w o r l d ; a n d
the t h i r d is that w h e r e b y the Holy O n e , b l e s s e d be He, a d
j u r e d the idolaters that they s h a l l not o p p r e s s I s r a e l too
m u c h . " [ B . T . K e t h u b o t h 11 l a ] .
R a b b i J o s e b e n H a n i n a s a i d : " T h e s e are two a d j u r a t i o n s , one
a d d r e s s e d to I s r a e l a n d one to the other n a t i o n s . G o d a d
j u r e d I s r a e l not to rebel a g a i n s t the yoke of the g o v e r n m e n t s ,
a n d h e a d j u r e d the governments not to m a k e their y o k e too
h e a v y o n I s r a e l , for b y m a k i n g t h i s yoke too h e a v y o n I s r a e l
they w o u l d c a u s e the e n d to come before it w a s d u e . . . .**
140 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
It w a s t h e s t r a t e g y of t h e r e e d r a t h e r t h a n of t h e c e d a r t h a t
t h e s e s c h o l a r s p r o m o t e d , the s t r a t e g y t h a t c h a r a c t e r i z e d J e w i s h
r e s i s t a n c e to o p p r e s s i o n for s e v e n t e e n h u n d r e d y e a r s a n d t h a t
s e r v e d r e a s o n a b l y w e l l u n t i l the N a z i a p o c a l y p s e .
T h e apocalypse pattern attracts a n d seduces. B y promising
s a l v a t i o n following d e s t r u c t i o n , it offers h o p e i n p l a c e of d e s p a i r .
H o w m u c h of t h e p a t t e r n i s c o n s t i t u t i o n a l l y given a n d h o w m u c h
l e a r n e d i s n o t evident. O n e c a n e a s i l y i m a g i n e a n i n h e r e n t t e n
d e n c y to r e j e c t , d e t a c h , a n d k i l l , t h a t of i t s e l f w o u l d generate
both anxiety a n d a n automatic recovery response that gives
e x p r e s s i o n to a c o n s c i o u s hope a n d e x p e c t a t i o n of r e b i r t h . T h e
s e q u e n c e of d e a t h a n d r e b i r t h i s d i s p l a y e d fairly c o n s i s t e n t l y i n
r e s p o n s e to m a j o r s h i f t s i n p s y c h i c e n e r g i e s . A s h a r p i n c r e a s e
i n p s y c h i c e n e r g y g e n e r a t e s the c l a s s i c Weltuntergang f a n t a s y of
i n c i p i e n t s c h i z o p h r e n i a , w h i c h i s t h e n followed by delusional
r e b i r t h . A d e c r e a s e i n p s y c h i c energy g e n e r a t e s f a n t a s i e s a n d
dreams of d e s t r u c t i o n , b u t here rebirth usually fails. T h e
stereotypy of a p o c a l y p t i c fantasiesthe r e g u l a r i n c l u s i o n of
journeys, vehicles, seers, saviours, a n d antagonistsmay be
t a k e n a s e v i d e n c e for a c o n s t i t u t i o n a l b a s i s for the p a t t e r n , b u t
it m a y a l s o b e a r g u e d t h a t t h i s s t e r e o t y p y s i m p l y reflects t h e
c o n s t a n t s of e a r l y i n f a n t e x p e r i e n c e . I n a n y c a s e , the p r o m i s e of
r e d e m p t i o n after suffering i n v i t e s c o m m i t m e n t to t h e i l l u s i o n .
T h e t e n a c i t y of the a p o c a l y p t i c v i s i o n i s r e m a r k a b l e . I t s d e
rivativesmysticism, millenarianism, utopianism, gnosticism,
FOUR ENTERED T H E GARDEN 141
m e s s i a n i s m s u r v i v e u n d e r g r o u n d for l o n g p e r i o d s of t i m e , l i k e
a n infection that h a s been s u p p r e s s e d b u t not eradicated, only
to s p r i n g to life a n d f l o u r i s h a g a i n w h e n circumstances are
p r o p i t i o u s . T h e r e c e n t e r u p t i o n of n e o - N a z i a p o c a l y p t i c groups
i n f a r m r e g i o n s of the U n i t e d S t a t e s w e l l e x e m p l i f i e s this ten
dency.
G i v e n t h e u b i q u i t y a n d t e n a c i t y of t h e s e i l l u s i o n s a n d the
u s u a l l y d i s a s t r o u s c o n s e q u e n c e s of s u b s c r i b i n g to t h e m , a t l e a s t
o n e d e t e r r e n t to i n v o l v e m e n t i n t h e a p o c a l y p t i c p r o g r a m m e , or
to a c t i n g u p o n it, m u s t be a t w o r k if c i v i l i z a t i o n h a s n o t been
d e s t r o y e d . O n the i n d i v i d u a l l e v e l , t h e o n l y o n e I c a n s e e i s t h e
f u n c t i o n of r e a l i t y t e s t i n g , a n d t h e s e n s e of r e a l i t y it c o n f e r s o r
w i t h h o l d s . T h a t function, however, is easily overridden in m o s t
of u s a t t h e level of i n f e r e n c e , b u t i n p s y c h o t i c s e v e n a t t h e l e v e l
of p e r c e p t i o n . T h e a p o c a l y p t i c s e q u e n c e b e g i n s w i t h t h e a b r o g a
t i o n of r e a l i t y t e s t i n g a n d a r e j e c t i o n of the r e a l w o r l d , a r e j e c t i o n
t h a t p e r m i t s the r e s t of the s e q u e n c e to u n f o l d .
Reality testing c a n be p r e e m p t e d by the group. W h a t the
group believes is r e a l i n politics, in c u l t u r e , a n d especially i n
r e l i g i o n . S i n c e g r o u p s r e a d i l y c o m e to grief w h e n t h e y e n g a g e i n
a p o c a l y p t i c b e h a v i o u r , it b e c o m e s n e c e s s a r y for t h e m , for t h e i r
o w n s u r v i v a l , to d i s c o u r a g e it. T h e p r o b l e m i s t h a t t h e a p o c a l y p
tic c l a i m s t h a t h i s r e v e l a t i o n s u p e r s e d e s c u r r e n t g r o u p b e l i e f s ;
he b e c o m e s a law unto himself. T h a t is w h y organized religion
fears mystics a n d c o n d e m n s them as antinomian. The usual
r e s p o n s e of o r g a n i z e d r e l i g i o n to m y s t i c a l m o v e m e n t s i s to c o
opt t h e m , c r e a t i n g o r g a n i z a t i o n a l f o r m s w h e r e b y t h e deviation
c a n be c o n t r o l l e d . B u t if o r g a n i z e d r e l i g i o n w i l l n o t c o - o p t m y s t i
c i s m , for w h a t e v e r r e a s o n (e.g. fear of b e i n g c o n t a m i n a t e d or
d i l u t e d ) , it c a n n e v e r t h e l e s s o p p o s e it o p e n l y .
T h a t i s w h a t w e s e e i n the s t o r y of t h e four w h o e n t e r e d t h e
g a r d e n , a n d i n fact i n the w h o l e of c h a p t e r 2 of H a g i g a h . T h e
s t o r y i s p l a c e d t h e r e to w a r n the c o m m u n i t y t h a t m y s t i c a l e x e r
c i s e s a n d the i n d u c t i o n of t r a n c e s o r s t a t e s of e c s t a s y , though
often p r e s e n t e d as forms of r e l i g i o u s experience, are disap
p r o v e d of a s d a n g e r o u s . Note t h a t t h e y a r e n o t d e n o u n c e d as
a n t i n o m i a n , t h o u g h the s t o r y of E l i s h a b e n A v u y a i m p l i e s t h a t
t h e y i n v i t e a n t i n o m i a n i s m . T h e r e a s o n for the w a r n i n g i s t h a t a
n u m b e r of f a i r l y d i s t i n g u i s h e d r a b b i s a n d s c h o l a r s h a d b e c o m e
involved in mystical practices a n d h a d very carefully dissociated
142 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
. . . w a s a d i s t i n g u i s h e d s c h o l a r a m o n g the s c h o l a r s of the
M i s h n a h , y e t he w a s a l s o a r m o r b e a r e r of the K i n g B e n
K o z i b a . He d e c l a r e d t h a t B e n K o z i b a w a s the K i n g M e s s i a h ;
h e a n d a l l the w i s e m e n of h i s generation believed t h a t he
w a s the m e s s i a n i c k i n g u n t i l h e w a s s l a i n for h i s s i n s . W h e n
h e w a s s l a i n it b e c a m e k n o w n t h a t he w a s not. Y e t the
s c h o l a r s h a d not a s k e d h i m for a s i g n or i n d i c a t i o n . T h e
g e n e r a l principle is t h i s : t h i s T o r a h w i t h its s t a t u t e s and
o r d i n a n c e s i s v a l i d forever a n d for a l l eternity; it is not to be
a d d e d to or t a k e n a w a y from.
Eleanor Galenson
D E V E L O P M E N T A N D C U R I O S I T Y IN C H I L D H O O D
I n the c o u r s e of h u m a n d e v e l o p m e n t , c h i l d r e n l e a m to a c k n o w l
edge c e r t a i n r e a l i t i e s a n d to d i s t i n g u i s h t h e s e from fantasy,
w h i l e a t the s a m e time t h e y a r e p e r m i t t e d to ignore or e v e n d e n y
c e r t a i n o t h e r r e a l i t i e s i n the i n t e r e s t of m a i n t a i n i n g a n a d e q u a t e
degree of p s y c h o l o g i c a l e q u i l i b r i u m . D e s p i t e the infinite n u m b e r
of i n d i v i d u a l v a r i a t i o n s i n the p s y c h o l o g i c a l p r o c e s s e s through
w h i c h these t a s k s are a c c o m p l i s h e d , infant r e s e a r c h e r s have
b e e n a b l e to identify c o n s i s t e n c i e s a n d c o m m o n a l i t i e s whereby
the s e n s e of o n e s e l f a s a n i n d i v i d u a l w i t h w h o l e n e s s a n d c o n t i
n u i t y over time is r e q u i r e d , a l o n g w i t h the r e c i p r o c a l l y a c q u i r e d
s e n s e of t h e other, u s u a l l y t h e p r i m a r y c a r e t a k e r .
W e k n o w t h a t r e c o g n i t i o n of the p s y c h o l o g i c a l s e n s e of s e l f
a s d i s t a n t from the o t h e r i s a c h i e v e d i n m o s t i n f a n t s d u r i n g
t h e s e c o n d h a l f of the first y e a r of life ( M a h l e r , P i n e , & B e r g m a n ,
1975). While this recognition r e s u l t s i n a d i s e q u i l i b r i u m that
i n v o l v e s every a s p e c t of the developing p e r s o n a l i t y , it i s p a r t i c u
l a r l y i n r e g a r d to loving a n d h a t i n g feelings t h a t p s y c h o l o g i c a l
144
FOUR ENTERED T H E GARDEN 145
i n s t a b i l i t y i s e v i d e n t . T h i s i n s t a b i l i t y i s r e f l e c t e d i n a v a r i e t y of
b e h a v i o u r a l s e q u e n c e s . T h e infant n o w both loves a n d h a t e s the
o t h e r , j u s t a s h e loves a n d h a t e s h i m s e l f a n u n s t a b l e psycho
l o g i c a l s t a t e t h a t a p p e a r s to b e s e r v e d effectively i n a r e m a r k a b l e
n e w developmental s t e p . T w o different c h a n n e l s a r e n o w uti
lized, activated b y a n d ultimately providing discharge p a t h w a y s
for t h e s e two o p p o s i n g p s y c h o l o g i c a l v i e w s of t h e o t h e r a n d of
t h e self. T h e i n f a n t ' s a t t a c h m e n t to the o t h e r a n d h i s s e n s e of h i s
own "oneness" are preserved temporarily. Ultimately, the s o l u
t i o n l i e s , o f c o u r s e , i n a s y n t h e s i s of t h e l o v i n g a n d t h e h a t i n g
self, of t h e h a t e d o t h e r w i t h the l o v e d o t h e r .
T h e t e m p o r a r y , n o r m a l s p l i t t i n g or p r i m a r y a m b i v a l e n c e of
t h e s e c o n d y e a r i s t h u s d y n a m i c a l l y r e l a t e d to t h e emergence
of a n a l a n d e a r l y g e n i t a l z o n e a r o u s a l . T h e a n a l z o n e s e r v e s a s a
c h a n n e l for t h e d i s c h a r g e of a g g r e s s i o n b y v i r t u e of i t s s t r u c t u r a l
c a p a c i t i e s for r e t e n t i o n a n d e x p u l s i o n . T h e g e n i t a l z o n e h a s b e e n
g r a d u a l l y p r e p a r e d d u r i n g the f i r s t y e a r a s t h e s i t e of p l e a s u r a b l e
s e n s a t i o n s , along w i t h the c l o s e n e s s a n d w a r m t h experienced
p a s s i v e l y i n t h e r e s t of the b o d y d u r i n g v a r i o u s m a t e r n a l n u r t u r
ing interchanges. A s i m i l a r type of p l e a s u r e i s n o w actively
p r o d u c e d b y t h e c h i l d h i m s e l f a t the g e n i t a l z o n e , a g a i n b y v i r t u e
of i t s s t r u c t u r a l p r o p e r t i e s n a m e l y , the c a p a c i t y for venous
engorgement in response to p s y c h o l o g i c a l s t i m u l a t i o n a n d an
e x t r a o r d i n a r y d e g r e e of tactile s e n s i t i v i t y . A s w i t h a l l o t h e r s e n s
ate zones that influence psychological development, the a n a l a n d
g e n i t a l z o n e s g r a d u a l l y b e g i n to s e r v e a s b o d i l y n u c l e i to w h i c h
p s y c h o l o g i c a l r e p r e s e n t a t i o n of feelings are attached, the pre
d o m i n a n t l y l o v i n g o n e s to t h e g e n i t a l a r e a a n d the p r e d o m i n a n t l y
h a t i n g o n e s to t h e a n a l a r e a .
T h e psychological c a p a c i t y to d i s t i n g u i s h s e l f f r o m others
develops only very gradually a n d is facilitated by the s i m u l t a
n e o u s u n f o l d i n g of a v a r i e t y of b i o l o g i c a l a n d p s y c h o l o g i c a l f u n c
t i o n s d u r i n g t h e f i r s t y e a r . A m o n g t h e v a r i o u s a t t r i b u t e s of t h e
i n f a n t i s t h e t e n d e n c y to s e a r c h for a r e p e t i t i o n of s o m a t i c and
p s y c h o l o g i c a l e x p e r i e n c e s t h a t h a v e afforded a n a p p r o p r i a t e type
a n d degree of s t i m u l a t i o n . O r a l e x p e r i e n c e i s p a r t i c u l a r l y i l l u s
t r a t i v e of t h i s a t t r i b u t e . H a v i n g s u c k e d o n finger or m i l k , the
i n f a n t s e e k s to r e p e a t the e x p e r i e n c e i n a v a r i e t y of w a y s . I n d e e d ,
h e / s h e e x p a n d s the u s e of h i s m o u t h to e x p l o r e e v e n t u a l l y the
b o d y a n d a n y o t h e r a n i m a t e or i n a n i m a t e o b j e c t w i t h i n h i s o r h e r
146 E S O T E R I C M Y S T I C I S M , MERKAVAH A N D HEKHALOT
r e a c h . O n e m i g h t c o n s i d e r t h i s s e a r c h for repetition a s a b e d r o c k
a s p e c t of c u r i o s i t y , s i n c e it h e l p s to a m a s s a v a r i e t y of e x p e r i
e n c e s t h a t e v e n t u a l l y i n f o r m the i n f a n t of the m a n y s i m i l a r i t i e s
a n d differences i n t h e o b j e c t s h e h a s e n c o u n t e r e d . O r d i n a r i l y ,
the experiences are sorted out and identified a s belonging
to different g r o u p s , s o m e p r o d u c i n g s u b s e q u e n t s e n s a t i o n s i n
o n e ' s b o d y w h i l e o t h e r s do not. E v e n t u a l l y the i l l u s i o n t h a t
o t h e r s h a v e t h e s a m e r e a c t i o n t h a t w e h a v e to a n e x p e r i e n c e h a s
to give w a y to t h e r e a l i t y of a s e p a r a t e o t h e r , a l t h o u g h w e n e v e r
a b a n d o n t h e t e n d e n c y to r e t u r n to t h i s i l l u s i o n d u r i n g t i m e s
of s t r e s s , i n o u r f a n t a s i e s , a n d a l s o i n e v e r y d a y life w h e n w e
a s s u m e t h a t o t h e r s t h i n k a n d feel a s w e do w i t h o u t h a v i n g the
e v i d e n c e to s u p p o r t t h i s v i e w .
B y the e n d of t h e first y e a r , t h e n , a c r i t i c a l level of c o m p l e x
p s y c h o l o g i c a l c a p a c i t i e s a l l o w s , or p e r h a p s forces, the infant
m o r e or l e s s to a c k n o w l e d g e the e x i s t e n c e of a n o t h e r w h o i s n o t
h i m s e l f , a n d to a c k n o w l e d g e h i s n o w often c o n f l i c t i n g affects
t o w a r d s b o t h of t h e m . B e h a v i o u r a l e v i d e n c e of the e m e r g e n c e of
two m a j o r p a t h w a y s for d i s c h a r g e of c o n f l i c t i n g affects h a s n o t
b e e n difficult to o b t a i n .
S o m e t i m e b e t w e e n the 1 2 t h a n d 1 4 t h m o n t h s , b o t h b o y s a n d
girls begin to be aware of their anal functioning (Galen
son & Roiphe, 1971, 1974, 1976, 1980; Roiphe & Galenson,
1 9 8 1 ) . E g o reflections of t h i s n e w level of o r g a n i z a t i o n i n c l u d e
b e h a v i o u r a l e v i d e n c e of c u r i o s i t y a b o u t t h e i r o w n a n a l z o n e
a n d its products, followed by a n a l curiosity regarding other
people, a n i m a l s , d o l l s , etc. M a n y p l a y s e q u e n c e s i n i n f a n t s of
t h i s age r e p l i c a t e a n a l s t r u c t u r a l c h a r a c t e r i s t i c s , a n d t h e a n a l
d r i v e - c o n n e c t e d affects of d i r e c t e d a g g r e s s i o n a n d a m b i v a l e n c e
emerge.
P r e - o e d i p a l genitality b e g i n s to a p p e a r , a l o n g w i t h u r i n a r y
a w a r e n e s s , s o m e time b e t w e e n 14 a n d 16 m o n t h s . A t t e n t i o n to
t h e u r i n a r y s t r e a m , a t t e m p t s to c o n t r o l it, c u r i o s i t y a b o u t t h i s
a r e a a n d function in other c h i l d r e n a n d in a d u l t s , a n d g a m e s
t h a t derive from a n d reflect the u r i n a r y i n t e r e s t a r e r e a d i l y
o b s e r v a b l e i n i n f a n t s of b o t h s e x e s a t t h i s t i m e . E a r l y g e n i t a l i t y
i s reflected i n i n c r e a s e d i n t e n t i o n a l genital self-manipulation
a n d curiosity expressed verbally a n d behaviourally about the
g e n i t a l a n a t o m y of o t h e r c h i l d r e n a n d a d u l t s , of d o l l s , a n d of
a n i m a l s (both a n i m a t e a n d i n a n i m a t e ) .
FOUR ENTERED THE GARDEN 147
n e e d s to r e m a i n c l o s e l y a t t a c h e d to h e r i n a n a t t e m p t to a v o i d
excessive anxiety brought on b y separation.
The early genital p h a s e m a y be viewed a s a " p s y c h i c organ
i z e r " i n t h e a v e r a g e c h i l d i n t h a t the p s y c h o l o g i c a l s y s t e m i s r e
s t r u c t u r e d o n a h i g h e r level of c o m p l e x i t y . T h r o u g h s e l f - i n d u c e d
genital s t i m u l a t i o n , the i n f a n t c a n n o w actively achieve the
p l e a s u r e p r e v i o u s l y d e r i v e d from the m o t h e r ' s m i n i s t r a t i o n s a
shift i n the p a s s i v e - a c t i v e b a l a n c e t h a t a i d s i n c o n s o l i d a t i n g
differentiation of s e l f from object. W h i l e m a s t u r b a t i o n a n d i t s
a c c o m p a n y i n g f a n t a s y s t a t e provide a feeling of c l o s e n e s s to t h e
m o t h e r , t h e y s i m u l t a n e o u s l y e n h a n c e differentiation from h e r ,
s p e c i f i c a l l y a r o u n d the n e w s u p r e m a c y of g e n i t a l i t y . M a s t u r b a
tion a n d i t s f a n t a s i e s a l s o provide s o m e t h i n g e q u i v a l e n t to t r i a l
a c t i o n , offering s p e c i f i c s a t i s f a c t i o n a t the g e n i t a l level a n d f a c i l i
t a t i n g r e p r e s s i o n of r e g r e s s i v e p r e - p h a l l i c f a n t a s i e s of m e r g i n g
w i t h the n o n - s e x u a l m o t h e r of e a r l y i n f a n c y .
M a h l e r , P i n e , a n d B e r g m a n (1975) h a v e e m p h a s i z e d t h a t the
p e r i o d of the r a p p r o c h e m e n t c r i s i s , a t t h e c l o s e of t h e second
y e a r , i s m o r e t r o u b l e d for the girl t h a n for the boy. C h i l d r e n ' s
r e c o g n i t i o n of the s e x u a l difference p r o b a b l y a c c o u n t s i n p a r t for
t h i s difference i n r e s p o n s e . I n girls, the h e i g h t e n i n g of the a g
g r e s s i v e a s p e c t of a m b i v a l e n c e to the m o t h e r t h a t r e s u l t s f r o m
r e c o g n i t i o n of the genital a n a t o m i c a l difference l e a d s to a l o o s e n
i n g of the tie to the m o t h e r a n d a n i n c r e a s i n g l y erotic t u r n to the
f a t h e r . T h i s p r o v i d e s a d e v e l o p m e n t a l p r e c o n d i t i o n for t h e f u t u r e
p o s i t i v e - o e d i p a l c o n s t e l l a t i o n . T h o s e girls w h o develop severe
c a s t r a t i o n r e a c t i o n s a t t h i s time h a v e e x p e r i e n c e d difficulties
w i t h the m o t h e r d u r i n g t h e i r first y e a r . T h e h o s t i l e a m b i v a l e n c e
to the m o t h e r b e c o m e s v e r y i n t e n s e , the m a t e r n a l a t t a c h m e n t i s
h e i g h t e n e d , a n d the t u r n to the father does not o c c u r .
O v e r t l y , the boy i s far l e s s d i s t u r b e d b y the d i s c o v e r y of the
g e n i t a l difference. I n fact, h o w e v e r , h e d e f e n d s h i m s e l f a g a i n s t
castration anxiety by more profound denial a n d d i s p l a c e m e n t
b o t h of w h i c h m a y affect d e v e l o p m e n t i n other a r e a s a s w e l l . T h e
f a t h e r ' s a v a i l a b i l i t y a t t h i s time p l a y s a c r u c i a l role i n s u p p o r t i n g
FOUR ENTERED THE GARDEN 149
y e a r s of a g e , a n d t h e y develop c u r i o s i t y a b o u t b i r t h a n d i m p r e g
n a t i o n w i t h i n t h e n e x t s i x to eight m o n t h s , a l t h o u g h t h e y m a y
indicate their curiosity b y action rather t h a n words.
D u r i n g the t h i r d a n d f o u r t h y e a r s , b o t h s e x e s c o n t i n u e to
a c q u i r e a s e n s e of s e x u a l i d e n t i t y . E x h i b i t i o n i s m a n d scopto
philia are p r o n o u n c e d components in both sexes, w i t h a g r a d u a l
d i v e r g e n c e b e t w e e n g i r l s a n d b o y s b e c o m i n g e v i d e n t i n r e g a r d to
drive-derivative fantasies, s e x u a l identification, a n d object r e l a
tions. S e x u a l w i s h e s a n d fantasies are still in a one-to-one r e
l a t i o n s h i p . F o r t h e boy, c a s t r a t i o n a n x i e t y of t h i s e a r l i e r p e r i o d
differs f r o m o e d i p a l c a s t r a t i o n a n x i e t y , w h i l e t h e p e n i s b e c o m e s
a h i g h l y v a l u e d b o d y p a r t a n d the m a i n s o u r c e of n a r c i s s i s t i c
g r a t i f i c a t i o n . T h e b o y m a y fear its l o s s a t t h e h a n d s of e n v i o u s
f e m a l e s or a s p u n i s h m e n t b y h i s f a t h e r , a n d h e m a y e v e n f e a r
t h a t d a m a g e m a y c o m e to h i m t h r o u g h m a s t u r b a t i o n , b u t he
d o e s n o t a n t i c i p a t e i t s l o s s a s p u n i s h m e n t for h i s w i s h to b a n i s h
or c a s t r a t e h i s f a t h e r . I n t h e g i r l , the w i s h for a p e n i s m a y b u i l d
on e a r l i e r w i s h e s s h e h a s h a d for o t h e r o b j e c t s she did not
p o s s e s s ; t h e s e y e a r n i n g s a r e i n t e n s i f i e d b y the d i s c o v e r y of t h e
g e n i t a l difference. P e n i s e n v y w i t h l o w e r i n g of h e r self-esteem
150 E S O T E R I C M Y S T I C I S M , MERKAVAH AND HEKHALOT
m a y interfere w i t h the d e v e l o p m e n t of h e r f e m i n i n e i d e n t i f i c a
tion.
Oedipal-phase development
INTRODUCTION
C h a p t e r f o u r d e a l t w i t h r e v i v e d c h i l d h o o d w i s h e s to a p p r o a c h , to
b e h o l d , a n d u l t i m a t e l y to b e e m b r a c e d b y a n d to u n i t e w i t h a
p a r e n t figure. T h e w i s h a n d the anxiety that the w i s h engenders
a r e e x p r e s s e d i n t h e a c c o u n t of t h e d a n g e r o u s f a s c i n a t i o n of t h e
mystical garden, the pardes.
B u t the chariot, the throne, a n d the garden a r e obviously
claustrum symbolssymbols of mother's body, the literal
Garden of E d e n , which attracts us all when we regress.
Claustrophilia a n d claustrophobia become the organizing p r i n
ciples that evoke s u c h fantasies.
T h i s c h a p t e r d e s c r i b e s v a r i a n t s of s u c h f a n t a s i e s , v a r i a t i o n s
of a b a s i c p a t t e r n i n w h i c h t h e i n d i v i d u a l e n c o u n t e r s o r h o p e s to
e n c o u n t e r father or father's p e n i s i n s i d e m o t h e r ' s body. W h e n
o n e i s s e n s i t i z e d to t h e s e p a t t e r n s , o n e c a n find t h e m s u r p r i s
ingly frequently i n the fantasies and dreams that patients
r e p o r t . T h e merkavah a n d hekhaloth images form a direct link
between apocalyptic a n d m y s t i c a l ideas a n d drives o n the one
h a n d , a n d m a t e r i a l of clinical significance, n a m e l y , symptoms,
fantasies, a n d d r e a m s on the other.
151
The psychodynamics
of merkavah mysticism
Mortimer Ostow
M
erkavah m y s t i c i s m prevailed a s the dominant form
of J e w i s h mysticism for about a thousand years,
s t a r t i n g a few c e n t u r i e s before the C o m m o n E r a a n d
e n d u r i n g to c l o s e to the e n d of the first m i l l e n n i u m , w h e n it
overlapped with and was succeeded by K a b b a l a h , w h i c h , i n
t u r n , w a s g r a d u a l l y r e p l a c e d b y H a s i d i s m s t a r t i n g i n the e i g h
t e e n t h c e n t u r y . (A f a s c i n a t i n g , p r o b a b l y c o m p l e t e a n d s e a r c h i n g
a n a l y s i s of merkavah m a t e r i a l s i s given b y H a l p e r i n i n The Faces
of the Chariot 1988a.)
Merkavah mysticism takes its name from the throne
c h a r i o t d e s c r i b e d i n the first c h a p t e r of E z e k i e l . A k i n d of d i v i n e
throne i s a l s o r e f e r r e d to i n a n u m b e r of e a r l y apocalypses
a n d i n the B o o k of R e v e l a t i o n . (The w o r d "merkavah" means
" c h a r i o t * . ) T h e E z e k i e l m a t e r i a l i s given i n the i n t r o d u c t i o n to
c h a p t e r four. T h e four c r e a t u r e s w i t h t h e i r w h e e l s c o n s t i t u t e the
c h a r i o t , a n d the t h r o n e i s c a r r i e d o n a p l a t f o r m a b o v e them.
A s noted above, the t e r m "merkavah* does n o t a p p e a r there
I s h o u l d like to t h a n k D r J a c o b A . A r l o w for h i s g e n e r o u s a s s i s t a n c e i n
o r g a n i z i n g t h i s m a t e r i a l for p r e s e n t a t i o n .
152
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 153
or e l s e w h e r e i n t h e J e w i s h c a n o n w i t h r e s p e c t to t h e v i s i o n
of E z e k i e l . ( T h e e a r l i e s t s u r v i v i n g u s e of merkavah to r e f e r to
E z e k i e l ' s v i s i o n a p p e a r s i n S i r a c h 49:8.) P l e a s e n o t e t h e m a n y
r e f e r e n c e s to fire, g l e a m , c r y s t a l l i n e s u b s t a n c e , a m b e r a n d s a p
p h i r e , r a d i a n c e a n d the r a i n b o w ; the fact t h a t w h a t i s d e s c r i b e d
i s b o t h a v e h i c l e a n d a seat; a n d that there a r e four c r e a t u r e s ,
f o u r f a c e s to e a c h , f o u r c o m p l e x w h e e l s , a n d f o u r s e t s of w i n g s .
T h e image is awesome a n d frightening, a n d the p r o p h e t col
lapses.
T h e first five v e r s e s of c h a p t e r 6 of t h e B o o k of I s a i a h c o n
t a i n s a t h r o n e v i s i o n , w h i c h i n c l u d e s t h e f a m i l i a r doxology,
"Kadosh, kadosh, kadosh* {Holy, h o l y , h o l y ] , w h i c h w e find i n
t h e Kedushah of the liturgy a n d w h i c h i s r e p e a t e d over a n d over
i n t h e Hekhaloth texts, w h i c h w e d i s c u s s below.
If w e e x a m i n e a l l of t h e r e f e r e n c e s i n the J e w i s h B i b l e to
m e r k a u a h - t y p e m a t e r i a l , w e find t h e following c o m p o s i t e image:
G o d i s s i t t i n g o n a t h r o n e ; H e h a s the a p p e a r a n c e of a m a n
(Ezekiel) a n d p a r t i c u l a r l y t h a t of a n old, w h i t e - h a i r e d m a n ( D a n
iel); G o d i s s i t t i n g i n a p a l a c e (2 K i n g s , I s a i a h , a n d D a n i e l ) ; fire
o c c u p i e s a n i m p o r t a n t position i n the v i s i o n ( E z e k i e l , D a n i e l ,
a n d indirectly also Isaiah); G o d is accompanied by angels w h o
m i n i s t e r to H i m (2 K i n g s , I s a i a h , E z e k i e l , a n d D a n i e l ) ; the a n g e l s
r e c i t e h y m n s ( I s a i a h ) (see G r u e n w a l d , 1 9 8 0 , p. 3 1 ) .
W e m e e t t h e t e r m "merkavah" a p p l i e d to t h i s type of t h e o
p h a n y i n v a r i o u s T a l m u d i c a n d other r a b b i n i c s o u r c e s (Tosefta
Hagigah 2:1-7; Mishnah Hagigah 2:1; Babylonian Talmud
Hagigah llb-16a; Palestinian Tabnud Hagigah 77a-d). The
s o u r c e s s p e a k of M a ' a s e h Merkavahliterally, " t h e a c c o u n t of
the merkavah\ r e f e r r i n g either to the text itself, to the n a r r a t i v e ,
or to m y s t i c a l i d e a s a s s o c i a t e d w i t h it. T h e y a s s o c i a t e it w i t h
Ma'aseh B'reshiththat is, cosmogonyand a l s o w i t h the l a w s
d e l i n e a t i n g s e x u a l p r o h i b i t i o n s , n o n e of w h i c h m a y b e t a u g h t i n
p u b l i c , b u t only to v e r y l i m i t e d g r o u p s of s c h o l a r s , i n the c a s e of
merkavah m y s t i c i s m to (or by) only one p e r s o n , a n d t h e n o n l y i n
h i n t s . T h e y provide a n e c d o t a l c o m m e n t a r y a b o u t b o t h l a u d a b l e
a n d i m p r o p e r i n v o l v e m e n t i n this m y s t i c a l d o c t r i n e . O n t h e o t h e r
T H E PSYCHODAYNAMICS O F MERKAVAH MYSTICISM 155
h a n d , w e n o t e t h a t t h e B i b l i c a l a n d a p o c a l y p t i c v i s i o n s of G o d
were not only not restricted, b u t actively publicized. W h y the
d i f f e r e n c e ? I n t h e B i b l e a n d a p o c a l y p s e s , the r e v e l a t i o n s w e r e
e m p l o y e d i n o r d e r to l e n d a u t h o r i t y a n d force to t h e m o r a l a n d
r e l i g i o u s m e s s a g e t h a t t h e w r i t e r w i s h e d to t r a n s m i t . T h e r a b
b i n i c l i t e r a t u r e , o n t h e o t h e r h a n d , s e e m s to i m p l y t h a t a m y s t
i c a l p r a c t i c e i n t e n d e d to a c h i e v e v i s u a l i z a t i o n of t h e Godhead,
a c c o m p a n i e d b y n o m o r a l or s o c i a l l y r e s p o n s i b l e m e s s a g e , was
d a n g e r o u s b o t h to t h e i n d i v i d u a l a n d to t h e c o m m u n i t y . Indi
v i d u a l m y s t i c a l e x p e r i e n c e c a n a l s o be u s e d to c i r c u m v e n t a n d to
s u p e r s e d e n o r m a t i v e r e l i g i o n . F r o m r a b b i n i c s o u r c e s , it b e c o m e s
e v i d e n t t h a t i n t e r e s t or e n g a g i n g i n m y s t i c a l p r a x i s w a s c o m m o n ,
t h a t s t u d y of it w a s c o n s i d e r e d d a n g e r o u s , a n d t h a t t h o u g h it
w a s i m p o r t a n t to t r a n s m i t , t h a t t r a n s m i s s i o n h a d to be r e g u l a t e d
stringently.
A t s o m e p o i n t the merkavah fantasy became associated with
a n d g r a d u a l l y gave w a y to a s i m i l a r o n e . It e m p h a s i z e d m e t h o d s
to a s c e n d t h r o u g h the v a r i o u s h e a v e n s to t h e hekhaloth, the
c h a m b e r s , t h e h a l l s or p a l a c e s w h e r e u l t i m a t e l y G o d c o u l d b e
s e e n sitting on H i s throne. S e e i n g a n d a p p r o a c h i n g G o d were the
declared a i m s . Achieving this confrontation with G o d w a s an
o r d e a l : o n e p r e p a r e d for it b y p r o l o n g e d f a s t i n g , r e s t r i c t i o n of
activity, assuming deferential postures or the use of ritual
b a t h s , or a c o m b i n a t i o n of t h e s e . G a t e k e e p e r s a t the v a r i o u s
hekhaloth m i g h t n o t o n l y p r e v e n t t h e e n t r y of t h e petitioner,
b u t w i t h o u t m u c h provocation might kill h i m . T h e texts t h e r e
fore w e r e a c o m b i n a t i o n of d e s c r i p t i o n s of t h e a p p e a r a n c e of
G o d , m e t h o d s to a c h i e v e the a s c e n t , a t e c h n i c a l m a n u a l , a n d
prayers, hymns, a n d incantations a n d other apotropaic ma
n o e u v r e s i n t e n d e d to a v o i d d a n g e r a n d to a s s u r e a s u c c e s s f u l
ascent. [Martha Himmelfarb (1993, pp. 108f.) a c c e p t s argu
m e n t s by H a l p e r i n (1984) a n d Schafer (1992, pp. 150ff.) that
f i n d t h e a s c e n t c o m p o n e n t of the hekhalot l i t e r a t u r e of l e s s t h a n
p r i m a r y significance. W h a t they m e a n is t h a t the texts were not
m e a n t to be p r a c t i c a l m a n u a l s of i n s t r u c t i o n o n h o w to a c h i e v e
m y s t i c a l a s c e n t , b u t r a t h e r texts for s t u d y a n d r i t u a l r e p e t i
tion.]
T h e s e m y s t i c a l t e x t s , w h i l e s p i r i t u a l , do s e e m to r e f l e c t a
c o n s i d e r a b l e a m b i v a l e n c e i n t h a t t h e y s p e a k of s e e i n g , l o o k i n g
at, or a p p r o a c h i n g G o d , all prohibited activities i n both B i b l i c a l
156 E S O T E R I C M Y S T I C I S M , MERKAVAH AND HEKHALOT
H e r e i s a c l a s s i c h y m n from t h e s a m e s o u r c e . It a c c e n t s t h e
role of u n i s o n s i n g i n g a n d w o r s h i p , it c a l l s a t t e n t i o n to t h e role of
fire, w h i c h a p p e a r s i n m a n y merkava}\ t e x t s , a n d it i l l u s t r a t e s
the h y p e r b o l e t h a t c h a r a c t e r i z e s t h e m .
T H E PSYCHODAYNAMICS O F MERKAVAH MYSTICISM 157
F r o m t h e p r a i s e a n d song o f e a c h d a y ,
F r o m t h e j u b i l a t i o n a n d e x u l t a t i o n of e a c h h o u r ,
the h o l y o n e s ,
A n d from the m e l o d y w h i c h w e l l s o u t of the m o u t h o f the
servants,
M o u n t a i n s of fire a n d h i l l s of flame
IScholem, 1960, p. 2 1 ] 1
T h i s a n d a l l s u b s e q u e n t h y m n s a r e followed b y t h e T r i s h a g i o n :
that is,
T h a t r e f r a i n , t a k e n f r o m I s a i a h , c h a p t e r 6, i s r e p e a t e d m a n y
t i m e s t h r o u g h o u t t h e Hekhaloth t e x t s . I n fact, a d e s c r i p t i o n of
t h e c e l e s t i a l K e d u s h a h (i.e. t h e l i t u r g i c a l s a n c t i f i c a t i o n ) follows.
N o t e a g a i n t h e h y p e r b o l e , t h e r e f e r e n c e to fire, t h e u n i s o n s i n g
i n g , a n d t h e f a c t t h a t G o d u n c o v e r s h i s face i n r e s p o n s e .
T h e H o l y L i v i n g C r e a t u r e s do s t r e n g t h e n a n d hallow a n d
purify t h e m s e l v e s , a n d e a c h one h a s b o u n d u p o n its h e a d a
t h o u s a n d t h o u s a n d s of t h o u s a n d s of c r o w n s of l u m i n a r i e s
of d i v e r s s o r t s , a n d they a r e clothed i n clothing of fire
a n d w r a p p e d i n a g a r m e n t of flame a n d cover their faces
w i t h lightning. A n d the Holy O n e , B l e s s e d be H e , u n c o v e r s
H i s face. A n d w h y do the Holy L i v i n g C r e a t u r e s a n d the
O p h a n i m of m a j e s t y a n d the C h e r u b i m of s p l e n d o r h a l l o w
a n d p u r i f y a n d clothe a n d w r a p a n d a d o r n t h e m s e l v e s y e t
m o r e ? B e c a u s e the M e r k a b a h i s above t h e m a n d t h e throne
of glory u p o n their h e a d s a n d the S h e k h i n a h over t h e m
a n d r i v e r s of fire p a s s between t h e m . A c c o r d i n g l y do t h e y
strengthen themselves a n d make themselves splendid a n d
T h e r e a r e n o explicit s e x u a l i m a g e s i n the m a t e r i a l to my
knowledge, but in a literature so concerned with spying out
secrets, inevitably one runs into a number of images that
s t r o n g l y s u g g e s t s e x u a l c u r i o s i t y . If w e look b a c k to E z e k i e l 1,
w e f i n d ( 1 : 2 7 ) : " A n d I s a w the g l e a m of h a s h m a l , l i k e the a p p e a r
ance of fire w i t h i n a s u r r o u n d i n g f r a m e , that extended from
w h a t a p p e a r e d to be i t s l o i n s u p w a r d , a n d from w h a t a p p e a r e d
to b e its loins downward, I s a w the a p p e a r a n c e of fire sur
r o u n d e d b y r a d i a n c e . " It w o u l d be difficult to d e n y t h a t the
a l l u s i o n i s to the p h a l l u s . E i l b e r g - S c h w a r t z ( 1 9 9 4 , p p . 18Iff.)
T PH E S Y C H O D A Y N A M I OC S F MERKAVAH
M Y 159
S T I C I S M
H i s a r g u m e n t , involving c o m p a r i s o n w i t h o t h e r v e r s e s u s i n g
a s i m i l a r m e t a p h o r , s e e m s to m e p e r s u a s i v e . P r e s u m a b l y t h e
s a m e a r g u m e n t w o u l d a p p l y to the e y e s t h a t c o v e r e d t h e r i m s of
t h e w h e e l s of E z e k i e f s c h a r i o t . (In d r e a m s , eyes a n d w h a t t h e y
s e e c a n s y m b o l i z e e a c h other.)
A p r i m a l s c e n e i s s u g g e s t e d b y t h e following a n e c d o t e given
i n the merkavah u n i t of H a g i g a h ( B T , 14b).
A p a r a s a n g i s a P e r s i a n m i l e , a b o u t t h r e e - q u a r t e r s of a m o d
e r n m i l e , b u t t h e a u t h o r h i m s e l f d e f i n e s it a s a t r u l y i n f i n i t e
m e a s u r e ( C o h e n , 1 9 8 2 , p. 4 6 8 ) .
W h a t i s e s p e c i a l l y b o l d i s a t t r i b u t i n g to G o d l i t e r a l h u m a n
organs. C o h e n ( 1 9 8 2 , p p . 4 6 4 , 4 7 1 ) r e a d s a l l u s i o n s to G o d ' s
p e n i s i n t h e text.
Let u s s u m m a r i z e the features that c h a r a c t e r i z e merkavah
t e x t s a n d hekhaloth v a r i a n t s . Primarily, the texts deal w i t h the
a t t e m p t to v i s u a l i z e a n d to a p p r o a c h a d i v i n e b e i n g , s p e c i f i c a l l y
t h e J e w i s h G o d i n a l l o f the i n s t a n c e s t h a t I h a v e mentioned.
T h e D e i t y i s i d e a l i z e d a n d a d o r e d , a n d t h e m y s t i c w h o a s p i r e s to
t h e merkavah w i l l often a b a s e h i m s e l f . T h e affect i m p l i e d i s a w e
a n d fear. T h e D e i t y i s u s u a l l y to b e f o u n d , i f n o t a t t h e top of a
m o u n t a i n , then on a throne, in a chariot, i n magnificent c h a m
b e r s w i t h i n magnificent p a l a c e s , on a n elevated place, one of the
p o s t u l a t e d h e a v e n s , i n these texts u s u a l l y the s e v e n t h .
T h e n u m b e r four o c c u r s w i t h s u r p r i s i n g r e g u l a r i t y i n t h e s e
t e x t s . T h e merkavah in Ezekiel, is a four-sided structure made
u p of f o u r c r e a t u r e s , e a c h of w h i c h h a s f o u r f a c e s a n d f o u r
w i n g s . I n t h e D a n i e l a n d R e v e l a t i o n a p o c a l y p s e s , different s e t s of
four b e a s t s or b e i n g s a r e d e s c r i b e d . T h e c h a m b e r a n d p a l a c e
s t r u c t u r e s m a y be p r e s u m e d to b e q u a d r a n g u l a r .
T h e D e i t y i s a t t e n d e d b y e n o r m o u s r e t i n u e s of a n g e l s , m a n y
of w h o m a r e r e f e r r e d to b y n a m e , b y f u n c t i o n , b y a p p e a r a n c e , b y
r a n k , or b y o r i g i n .
T h e i s s u e of d a n g e r l o o m s i m p o r t a n t l y . I n the a p o c a l y p t i c
t e x t s , t h e v i s i o n a r y i s i n v o l u n t a r i l y t r a n s p o r t e d to t h e l o c u s of h i s
meeting w i t h the Deity. I n the prophetic v i s i o n s , the prophet is
a w e d a n d terrified b u t i s t h e n r e a s s u r e d . T h e r a b b i n i c texts
e m p h a s i z e t h e d a n g e r t h a t a r i s e s from the s p r e a d of merkavah
mystical interest a n d practice, a n d strictly limit its d i s s e m i n
a t i o n . T h e pardes text (the g a r d e n text of t h e p r e v i o u s e s s a y )
e m p h a s i z e s d a n g e r . T h e hekhaloth texts a l l e m p h a s i z e t h e m o r
tal d a n g e r t h a t a w a i t s t h e m y s t i c w h o a t t e m p t s the a s c e n t (or
descentparadoxically both metaphors are used, apparently i n
d i s c r i m i n a t e l y ) to the merkavah, improperly prepared. P r e s u m
a b l y , the p r e p a r a t i o n i n v o l v e s t r a n c e - p r o m o t i n g m a n o e u v r e s for
the c u l t i v a t i o n of a p r o p e r l y self-effacing f r a m e of m i n d . M u c h of
t h e d a n g e r i s a t t r i b u t e d to t h e h o s t i l i t y of the h e a v e n l y h o s t , t h e
fierce g a t e k e e p e r s d e s c r i b e d above, a n d other e n v i o u s a n g e l s . T o
offset t h e d a n g e r of the a s c e n t , a p o t r o p a i c m a n o e u v r e s a r e r e c
o m m e n d e d ; t h e c h i e f of t h e s e i s t h e r e c i t a t i o n of f o r m u l a s , t h e
s i n g i n g of h y m n s , a n d the r e c i t a t i o n of i n c a n t a t i o n s e m b o d i e d i n
the text. T h e effect i n t e n d e d i s e x t r a v a g a n t self-effacement a n d
self-abasement. O t h e r f o r m s of m a g i c a r e d e s c r i b e d t h e p r e s
e n t a t i o n of s e a l s , the u s e of n a m e s for c o n j u r i n g , e s p e c i a l l y t h e
m a n y n a m e s given for G o d . A l t h o u g h t h e d a n g e r i s a t t r i b u t e d to
the h e a v e n l y h o s t s , j e a l o u s of t h e i r p r e r o g a t i v e s a n d p r i m a c y ,
one m u s t infer t h a t it i s t h e p r e s u m p t u o u s n e s s of t h e a s c e n t to
forbidden r e g i o n s a n d of e n g a g i n g i n a forbidden l o o k i n g t h a t
c r e a t e s t h e d a n g e r of p u n i s h m e n t .
T h e heavenly retinue is described in hyperbolic n u m b e r s a n d
p o w e r . T h e y a t t e n d the D e i t y i n every p o s s i b l e w a y . W h e n n o t
otherwise engaged, they s p e n d t h e i r time singing h y m n s of
p r a i s e , s o m e of w h i c h a r e i d e n t i c a l w i t h p o r t i o n s of s y n a g o g u e
liturgy already established, a n d others that were subsequently
i n c o r p o r a t e d into it. W h i l e the texts e m p h a s i z e the h a r m o n y of
t h i s m u s i c a n d t h e s y n c h r o n y of t h e i r a c t i o n s , there a r e a
n u m b e r of r e f e r e n c e s to r i v a l r y a m o n g t h e m a n d t o w a r d s t h e
h u m a n a s p i r a n t to the merkavah.
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 163
T h e i s s u e of s e c r e c y i s e m p h a s i z e d . T h e v i s i o n s i n t h e b i b l i c a l
passages a n d the apocalypses are announced publicly i n the
h o p e t h a t t h e y w i l l l e n d a u t h o r i t y a n d c o g e n c y to t h e m e s s a g e o f
the prophet or t h e promoter of the a p o c a l y p s e . (Nevertheless,
many apocalypses use a fictional secrecy to e n h a n c e their
allure.) T h e rabbinic authorities prohibited the public d i s c u s s i o n
of t h i s t y p e o f m y s t i c i s m e x c e p t u n d e r t h e m o s t p r o t e c t e d cir
cumstances, i m p l y i n g t h a t v i o l a t i o n of t h e p r o h i b i t i o n i n c u r s
g r e a t d a n g e r , p r e s u m a b l y for t h e i n d i v i d u a l a s w e l l a s for t h e
c o m m u n i t y where s u c h indiscretion occurs. F o r the merkavah
m y s t i c s , t h e t e x t s a r e m e a n t to i n s t r u c t t h e w o u l d - b e s e e k e r o f
the m y s t i c a l experience, b u t the danger i s a t t r i b u t e d to t h e
attempted a s c e n t if it is not properly prepared a n d performed,
using manoeuvres intended to i n d u c e the appropriately self
effacing attitudes.
T h e merkavah v i s i o n i s a t t a i n e d i n a state of altered c o n
sciousness, d e s c r i b e d or i m p l i e d b y the p r o p h e t s , apocalypti
cists, rabbis a n d mystics. T h e term "trance" would seem to
a p p l y to m o s t i n s t a n c e s . ( T h e p s y c h o l o g y of t h e t r a n c e s t a t e i s
d i s c u s s e d i n c h a p t e r one.) T h e s e t r a n c e s were i m p o s e d u p o n t h e
prophets a n d apocalypticists, occurred spontaneously during
t h e s t u d i e s of t h e r a b b i s , a n d w e r e i n d u c e d b y s e r i o u s effort
a m o n g t h e merkavah mystics.
W e a r e n o w i n a p o s i t i o n to s t u d y t h e p s y c h o d y n a m i c i m p l i
cations of t h e s e visions a n d fantasies. Halperin (1988a a n d
1 9 8 8 b ) s u g g e s t s t h a t t h e a s c e n s i o n of t h e merkavah a d e p t to
the divine r e a l m s c a n b e c o n s t r u e d a s a n oedipal i n v a s i o n . O n e
finds few if a n y o b v i o u s current clinical homologues of t h e
merkavah o r hekhaloth mystical dynamicsthat is, symptoms
or f a n t a s i e s . T h e y do o c c u r i n the h a l l u c i n a t i o n s a n d d e l u s i o n s
of s c h i z o p h r e n i c s , b u t u s u a l l y t h e m a t e r i a l t h e r e i s s o florid t h a t
t h e s p e c i f i c s of t h i s p a t t e r n a r e e a s i l y l o s t . 4
4
I n t h e b e s t - k n o w n i n s t a n c e of s c h i z o p h r e n i c p s y c h o s i s i n p s y c h o
analytic literature, the S c h r e b e r case, one easily recognizes the central
features of the h e k h a l o t h fantasy. Daniel P a u l S c h r e b e r , a n i n e t e e n t h
c e n t u r y G e r m a n j u r i s t , d e s c r i b e d h i s e x p e r i e n c e s i n a n u m b e r of e p i s o d e s
o f p s y c h o s i s , i n h i s Memoirs. Freud.(191 l c ) analysed these memoirs a n d
g a v e u s o u r f i r s t u n d e r s t a n d i n g of t h e d y n a m i c s of s c h i z o p h r e n i c p s y c h o
s i s . ( F o r a n extensive d i s c u s s i o n of S c h r e b e r , h i s b a c k g r o u n d , a n d h i s
illness, see Lothane, 1992.) I n Schreber's delusions a n d hallucinations
164 E S O T E R I C M Y S T I C I S M , MERKAVAH AND HEKHALOT
the divine figure is presented either as the God common to the writer and
his audience, or as his doctor, Flechsig. or the sun. We find a celestial host
of subordinated, supernatural creatures, the miracled birds, Schreber's
attempts to gaze at the sun, the symbol of the fiery divine figure. We find
also a concern with enclosures, the "fore-courts of Heaven**. (This material
is discussed in greater detail in chapter two.)
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 165
be b l i n d , a t a l l e v e n t s w i t h one eye, a n d I h a n d e d h i m a m a l e
g l a s s u r i n a l ( w h i c h w e h a d to b u y o r h a d b o u g h t i n town). S o
I w a s a s i c k - n u r s e a n d h a d to give h i m the u r i n a l b e c a u s e h e
w a s b l i n d . If the ticket-collector were to s e e u s like that, h e
w o u l d b e c e r t a i n to let u s get a w a y w i t h o u t noticing u s . H e r e
the m a n ' s attitude a n d h i s m i c t u r a t i n g p e n i s a p p e a r e d i n
p l a s t i c form. [This w a s the point a t w h i c h I awoke, feeling a
n e e d to m i c t u r a t e . !
U
I was in my father's bedroom. We were talking about busi
ness. He was familiar with the issues that concerned me. I
asked, 'How did you know?' I marvelled about how smart he
was. He worked hard and was familiar with the background
material There was someone else in the room, not my mother.
I was thrilled because I was able to talk to my father about
business. He was very young and strong, very vital. I enjoyed
listening to his usually loud voice, forceful, smiling. I was very
happy, perhaps 23 or 25. He told me what to do, but I wasn't
sure I could do it. I could work for him. I was a little frightened
that I wouldn't do a good job. Perhaps that was not such a
good idea."
i
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 167
I n t h e d r e a m , t h e p a t i e n t r e a l i z e s h e r w i s h for r e u n i o n w i t h
h e r f a t h e r , n o w d e a d , to s e e h i m a n d to h e a r h i m , a n d s h e
a s p i r e s to i d e n t i f y w i t h h i m . S h e i d e a l i z e s h i m , w h i c h s h e t e n d s
to d o i n w a k i n g life. H e r m o t h e r w a s t h e r e ("not m y m o t h e r " ) , b u t
d o e s n o t i n t e r f e r e , t h o u g h h e r i n f l u e n c e i s felt. I n c h i l d h o o d , t h e
mother h a d kept father a n d daughter apart. T h e patient feared
t h a t s h e w o u l d n o t b e a b l e to p l e a s e h e r f a t h e r . H e r d e s i r e to s e e
was frustrated; t h e r e w a s n o t e n o u g h l i g h t . I n fact, s h e w a s v e r y
angry w i t h h e r male employer, whom s h e (probably correctly)
c o n s i d e r e d s t u p i d . W h e n s h e w a s a c h i l d , it w a s h e r b r o t h e r ' s
intelligence that w a s celebrated b y h e r mother. S h e w a s left
feeling s t u p i d , a s h e r employer m a d e h e r feel c u r r e n t l y . T h e
d r e a m e x p r e s s e s h e r t r a n s f e r e n c e d e s i r e to k n o w a n d s e e m o r e
of h e r f a t h e r a n d a n a l y s t , to identify w i t h t h e m , a n d to w i n t h e i r
a d m i r a t i o n a n d love for h e r . T h e hekhalot m y s t i c a l d y n a m i c h e r e
c o n s i s t s of a t t e m p t i n g to c o m b a t h e r e m p l o y e r ' s d e p r e s s i n g d i s
paragement of h e r b y r e m i n d i n g h e r s e l f of h e r love for h e r
psychoanalyst a n d the hope that he valued h e r , a n d h e r tremen
d o u s a d m i r a t i o n for h e r f a t h e r , a s w e l l a s h e r effort to s e e h i s
body, a s s h e h a d watched h i m dress every m o r n i n g i n the
bedroom when s h e w a s a c h i l d , a n d to w a t c h h i m s h a v e i n
t h e b a t h r o o m . S h e h o p e d for r e v e l a t i o n s f r o m h e r f a t h e r a n d h e r
a n a l y s t . L i k e t h e merkavah a n d hekhalot m y s t i c s , f r u s t r a t e d a n d
d i s t r e s s e d b y t h e r e a l i t y of d a i l y life, s h e r e c r e a t e d i n h e r d r e a m
h e r earliest gratifying, exciting, a n d i n s p i r i n g experiences, v i s u
alizing h e r impressive, beloved, a n d loving father i n a n intimate
a n d implicitly s e x u a l context.
T h i s i s t h e d r e a m o f a m a r r i e d w o m a n of 3 7 . S h e h a d b e e n
writing stories about h e r mother, focusing on their anger w i t h
one another.
"I saw the Taj MalxaL It was sitting on a small island alone in
the distance. It was illuminated only by its own power. There
was a woman banging on the door and screaming to get in.
T h e p o r p o i s e , s h e told m e , w a s a friendly a n i m a l w h o s e p r e s
e n c e p r o t e c t s o n e a g a i n s t t h e p r e s e n c e of s h a r k s i n t h e w a t e r ,
b e c a u s e p o r p o i s e s drive s h a r k s a w a y . T h e y a r e l i k e h u m a n s , a n d
their presence is reassuring.
O n e i s r e m i n d e d of a n e p i s o d e i n the A p o c a l y p s e of Z e p h a n i a
i n w h i c h t h e v i s i o n a r y i s t r a n s p o r t e d to p a r a d i s e i n a b o a t w i t h
t h o u s a n d s of a n g e l s . " I , myself, p u t o n a n a n g e l i c g a r m e n t . . . . I,
m y s e l f , p r a y e d together w i t h t h e m , I k n e w t h e i r l a n g u a g e , w h i c h
t h e y s p o k e w i t h m e " ( C h a r l e s w o r t h , 1 9 8 3 , p. 5 1 4 ) .
T h i s w o m a n ' s m o t h e r h a d d i e d i n 1 9 8 6 of c a n c e r , w h i c h s h e
h a d h a d for a b o u t s e v e n y e a r s . E a r l y i n the c o u r s e of h e r i l l n e s s ,
s h e h a d c o m e to N e w Y o r k a n d h a d lived w i t h t h e p a t i e n t for a
y e a r , h e l p i n g w i t h the c a r e of the p a t i e n t s d a u g h t e r .
T h e T a j M a h a l d r e a m followed shortly upon her mother's
death. T h e h e k h a l here is the T a j M a h a l (which is a mausoleum)
"illuminated only by its o w n power"; i n the more recent dream,
t h e h e k h a l i s t h e a p a r t m e n t . I n b o t h d r e a m s , t h e r e i s a q u e s t for
a d m i s s i o n , the w o m a n b a n g i n g o n the door of t h e T a j M a h a l a n d
s c r e a m i n g to get i n a n d the d r e a m e r s e e k i n g a larger a p a r t m e n t .
T h e r e w e r e a n u m b e r of people i n the w a t e r , i n d a n g e r . S h e
remembered t h a t w h e n h e r father took h e r a n d h e r y o u n g e r
s i s t e r s w i m m i n g , s h e w o u l d a s k h e r father, if t h e float w e r e to tip
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 169
over, w h o m w o u l d h e s a v e , h e r or h e r s i s t e r . H e s a i d t h a t h e
w o u l d r e s c u e the s i s t e r b e c a u s e s h e , the patient, c o u l d look
after h e r s e l f . A p a r t f r o m the p e o p l e , t h e r e w e r e t h e p o r p o i s e s i n
the water, friendly a n d protective. T h e r e i s a vehicle, the boat.
Here again we see a hekhal, but without a central male figure.
C l e a r l y it r e p r e s e n t s t h e m o t h e r . T h e d r e a m h a d o c c u r r e d o n t h e
n i g h t of a w e d d i n g a n n i v e r s a r y , c e l e b r a t e d w i t h a n e p i s o d e of
s e x u a l intercourse, w h i c h did not occur that frequently. Her
h u s b a n d w a s a w e a l t h y m a n ; it w a s b y v i r t u e of h i s f i n a n c i a l
a s s i s t a n c e t h a t s h e w a s a b l e to look after h e r m o t h e r i n t h e
l a t t e r ' s final d a y s . T h e m a n w a s m e r e l y a n e n a b l e r i n h e r q u e s t
to r e t u r n to h e r m o t h e r .
T h e p e r s o n d e s i g n a t e d i n c h a p t e r one a s C , t h e m a n who
described a spiritual experience at M a c h u P i c c h u , some weeks
t h e r e a f t e r r e p o r t e d t h e following d r e a m :
"I was in the old Madison Square Garden with my brother and
another man. One walked upstairs several flights up, and on
each level there were squash courts, as if the building were a
giant amusement park, I lost track of my brother. I met Sally.
Other people were milling about, engaged in what might have
been after-game conversation. Our heads were very close, on
either side of a large chair. I was kneeling on the chair, and
she was standing behind it. Our lips were moving together to
kiss. At the last moment she pulled away. We were both
embarrassed and apologized. She asked why I want to kiss
her. I said I wasn't sure, it was a feeling between us. She
agreed.
I s h a l l ignore t h e a s s o c i a t i o n s a n d r e f e r e n c e s t h a t r e l a t e to
individual a n d personal matters a n d highlight the archetypes
r e l e v a n t to o u r d i s c u s s i o n .
In this man's subsequent dreams, vehicles a n d vehicular
travel were e m p h a s i z e d . I n one i n s t a n c e the d r e a m e r s a w h i m
s e l f lying on a hospital gurney. I n a s e c o n d , h e steadied a baby
who was seated on a flatbed railroad car that travelled to meet
his mother.
A l t h o u g h C h a d n e v e r h e a r d of J e w i s h m y s t i c i s m a n d w a s
b a r e l y a w a r e of a n y m y s t i c a l s y s t e m s , i n h i s d e s c r i p t i o n of a
b u i l d i n g w i t h s e v e r a l levels o n e a c h of w h i c h s q u a s h courts
c o u l d b e f o u n d h e r e p l i c a t e s i m a g e s of t h e c l a s s i c a l hekhalot of
w h i c h w e h a v e s p o k e n . ( S c h r e b e r a l s o s p e a k s of the fore-courts
of h e a v e n . ) T h e b u i l d i n g w a s l o c a t e d i n M a d i s o n S q u a r e Garden.
W e n o t e d i n c h a p t e r four t h a t the g a r d e n s e r v e s a s a s y m b o l
of m y s t i c a l w i s d o m a n d e n l i g h t e n m e n t , a n d a l s o a s a s y m b o l of
m o t h e r ' s g e n i t a l s or h e r womb)that p a r t of h e r b o d y t h a t e n
c l o s e s , feeds, a n d protects the infant. P u r s u i n g the symbolic
i m a g e r y , t h e people m i l l i n g a b o u t c a n e a s i l y b e i n t e r p r e t e d a s
e q u i v a l e n t to t h e h o s t s of a n g e l s i n h a b i t i n g t h e c o u r t s a n d w a i t
ing u p o n G o d . T h e dreamer finds himself i n a "large chair",
e q u i v a l e n t to t h e t h r o n e of hekhalot i m a g e r y . I s e e t h e t h r o n e a s
a s y m b o l for m o t h e r o r m o t h e r ' s l a p . H e r e the d r e a m e r i s a b o u t
to " k i s s " m o t h e r , b u t a t the l a s t m o m e n t t h e k i s s i s a v e r t e d . T h e y
b o t h a g r e e d t h a t " t h e r e w a s a feeling b e t w e e n u s " . T h e i n c e s t u
ous coupling is prevented. Kneeling, he said, must have
religious overtones.
T h e n e x t s e g m e n t of the d r e a m t r a n s l a t e s t h e d i v i n e c h a m b e r
i m a g e r y to m o r e transparent anatomic imagery. T h e dreamer
d e s c e n d s f r o m the hekhalot a n d f i n d s h i m s e l f i n a k i n d of l a b y
r i n t h o f t e n a s y m b o l for m o t h e r ' s b o d y . H e a r r i v e s b y t a x i a t a
s q u a r e . T h e r e a d e r w i l l r e c a l l t h a t i n c h a p t e r two I s u g g e s t e d
that moving vehicles a n d quadrangular s p a c e s generally repre
s e n t t h e m o t h e r ' s body. G r a s s i s a w e l l - k n o w n s y m b o l for p u b i c
hair. T h e short, square obelisk probably represents the clitoris,
the s t u n t e d p e n i s . T h e b u i l d i n g r e m i n d e d h i m of a c h u r c h . T h e
zigzag s t r e e t s r e m i n d e d h i m of the r u i n s of M a c h u P i c c h u t h a t
h a d m o v e d h i m s o p r o f o u n d l y a few w e e k s p r e v i o u s l y .
T h e f i n a l s e g m e n t i n t e r p r e t s the first t w o n a m e l y , " Y o u live
at home with your parents?"
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 171
" I d e e p l y believe i n i n t e l l i g e n c e s a t w o r k t h a t go b e y o n d w h a t
w e c a n a p p r e c i a t e . It h a s given m e the a b i l i t y to b e a r my
burdens."
T h i s w o m a n w a s able to a c h i e v e a m y s t i c a l e x p e r i e n c e a t the
top of Mt. S i n a i a n d the s e n s e of a r e v e l a t i o n after, a n d p e r h a p s
by means of, e x p o s i n g h e r s e l f to d a n g e r . S h e d i d n o t s e e an
i m a g e of the D e i t y s i t t i n g o n h i s t h r o n e a t the top of the m o u n
t a i n , b u t I infer t h a t s h e felt a s t h o u g h the s u n r i s e t h a t so
impressed her symbolized that. In his discussion of the
S c h r e b e r c a s e , F r e u d ( 1 9 1 1 c ) i n t e r p r e t s the i m a g e of t h e s u n a s
a f a t h e r s y m b o l . T h e a w e t h a t a c c o m p a n i e d the mountain-top
v i e w , a n d the e u p h o r i a t h a t followed it s t r o n g l y s u g g e s t t h a t the
m y s t i c a l e x p e r i e n c e c o n s i s t e d of a f a n t a s y of v i s u a l i z a t i o n of or
u n i o n w i t h G o d , the a l l - p o w e r f u l f a t h e r figure. S h e d e e p l y felt
the p r o f o u n d r e l a t i o n s h i p a m o n g d a n g e r , the i l l u s i o n of r e b i r t h
t h a t e s c a p e e n c o u r a g e s , a n d the r e v e l a t i o n t h a t p a s s e s for w i s
d o m . S h e obtained knowledge by contact w i t h h e r heroic m e n ,
m e n l a r g e r t h a n life. W h e n I a s k e d h e r w h a t i m a g e s of h e r o i c
stature h a d she encountered in childhood, she replied, "the
l a r g e i m a g e of C h r i s t o n the large c r o s s i n c h u r c h " . T h e n she
s a i d that she h a d never really been impressed by C h r i s t a n d all
of h i s s u f f e r i n g , b u t b y G o d the F a t h e r w h o i s n e v e r g r a p h i c a l l y
represented in c h u r c h .
T h i s w o m a n i s not a d e c l a r e d m y s t i c , b u t s h e s e e k s e x a l t i n g
e x p e r i e n c e s i n the form of r e v e l a t i o n s , b o t h v i s u a l a n d cognitive,
b y e x p o s i n g h e r s e l f to d a n g e r a n d a t t a c h i n g h e r s e l f to c o u r a
geous m e n w h o themselves brave danger a n d acquire w i s d o m .
Large religious images h a v e i m p r e s s e d h e r , a n d the s p i r i t u a l
h i g h p o i n t of h e r life w a s a t t a i n e d b y the c l i m b u p M o u n t S i n a i ,
to p a r t i c i p a t e i n the t h e o p h a n y t h a t M o s e s h a d a c h i e v e d . I n the
r e a l w o r l d , h e r c r i t e r i a for s e l e c t i n g a h u s b a n d b r o u g h t h e r m e n
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 173
w h o w e r e p a t h o l o g i c a l l y n a r c i s s i s t i c a n d u n a b l e to give h e r t h e
love t h a t s h e c r a v e d a n d t h a t c o u l d n o t b e r e p l a c e d b y a r e v e l a
t i o n . A n d h e r c o n t i n u i n g s e a r c h for i l l u s i o n left h e r r e a l life, n o t
u n s u c c e s s f u l , b u t to h e r , m e a n i n g l e s s a n d u n r e w a r d i n g . ( H e r
c o m m e n t s a b o u t C h r i s t on the c r o s s suggest the possibility that
t h a t i s a s t r i k i n g e x a m p l e of t h e D e i t y i n h i s t h r o n e c h a r i o t , b u t
i n this c a s e a particularly hostile throne chariot that torments
a n d kills its occupant.)
A note a b o u t heights: I n the a n c i e n t world, the holy p l a c e s
w e r e t h e h e i g h t s . G o d or the gods were u s u a l l y v i s u a l i z e d a s
r e s i d i n g o n t h e top of a h o l y m o u n t a i n , s u c h a s M t . O l y m p u s , M t .
Sinai. This location reproduces the child's experience of
t h e p a r e n t ' s face a n d a r m s a s a b o v e h i m , a n d h e l o n g s to b e lifted
u p b y their a r m s . W h e n the gods a r e n o t visualized on a n a c c e s
sible m o u n t a i n , they are visualized in heaven. T h e merkavah,
E z e k i e l ' s chariot, i s visualized i n the heavens. A t s o m e point the
g o d s a r e d o m e s t i c a t e d b y b e i n g b r o u g h t into a b u i l d i n g , a t e m
p l e , a h e k h a l . O f t e n t h e two c o n c e p t s a r e c o m b i n e d . T h e m y s t i c
ascends through the various heavensusually sevento the
c o u r t i n w h i c h t h e god i s to b e f o u n d . A s i m i l a r c o m b i n a t i o n
o c c u r s i n the l a s t d r e a m reported: the d r e a m e r a s c e n d s inside
a b u i l d i n g t o t h e c o u r t a t t h e top l e v e l . I n g e n e r a l , i n t h e
e a r l y merkavalx m a t e r i a l s , a s c e n t i s e m p h a s i z e d . I n t h e hekhalot
m a t e r i a l s , it i s t h e c h a m b e r , t h e i n t e r i o r , t h a t b e c o m e s s a l i e n t .
M y a i m i n p r e s e n t i n g t h e s e d r e a m s i s to s h o w t h a t d e s p i t e
wide differences i n material a n d social c i r c u m s t a n c e s , the b a s i c
s t r u c t u r e of t h e merkavali a n d hekhalot mystics is reproduced
w i t h a m a z i n g p r e c i s i o n i n t h e d r e a m s a n d f a n t a s i e s of m o d e r n s ,
w h e t h e r E u r o p e a n s or A m e r i c a n s . I n b o t h w e find: a central
authority, a p a r e n t a l figure, residing within a quadrangular
c h a m b e r , a r o o m o r a s p a c e c a l l e d a c o u r t or a g a r d e n ; t h e figure
i s often s e e n o n a c h a i r , t h r o n e , o r o t h e r s e a t ; t h e s u b j e c t s t r i v e s
to s e e h i m a n d a p p r o a c h h i m , n o t d a r i n g to h o p e to t o u c h h i m ;
o c c a s i o n a l l y t h e g e n i t a l i s e x p l i c i t l y t h e o b j e c t of i n t e r e s t ; t h e
subject encounters obstacleswhether inanimate barriers or
hostile c r e a t u r e s i n h i s quest; occasionally the latter a r e c o n
t r o l l e d b y b e n i g n f r i e n d l y c r e a t u r e s ; often c r o w d s a r e e n c o u n
tered, angels in the m y s t i c a l images a n d other h u m a n s i n the
d r e a m ; often v e h i c l e s c o n v e y t h e s u b j e c t to h i s g o a l . T h e s c h o l a r
of J e w i s h m y s t i c i s m w i l l s e a r c h for t h e d e t e r m i n a n t s of t h e
174 E S O T E R I C M Y S T I C I S M , MERKAVAH AND HEKHALOT
d e t a i l s of t h e s e i m a g e s i n the n a t u r a l e n v i r o n m e n t a n d i n t h e
a r t e f a c t s of the a u t h o r s of the i m a g e s . T h e p s y c h o a n a l y s t , a c
k n o w l e d g i n g the r e l e v a n c e of t h e s e r e a l i a , w i l l try to e x p l a i n w h y
t h e s e s p e c i f i c i t e m s w e r e s e l e c t e d b y r e f e r r i n g to the u n i v e r s a l
u n c o n s c i o u s f a n t a s i e s of m a n k i n d , w h i c h a r e b a s e d u p o n c h i l d
hood experience a n d fantasy.
T h e p a t t e r n i s s i m p l e . T h e i n d i v i d u a l a s p i r a n t c u l t i v a t e s the
i l l u s i o n t h a t h e will a p p r o a c h or u n i t e w i t h a p a t e r n a l figure w h o
is ensconced in a maternal c l a u s t r u m . T h e desired elevating
e x p e r i e n c e m a y be l i m i t e d to s e e i n g G o d , or it m a y p r o c e e d to
a p p r o a c h i n g H i m . I n merkavah m y s t i c a l t e x t s , w e do n o t en
c o u n t e r a n y a t t e m p t to u n i t e w i t h or s u p p l a n t H i m . T h e r e t r e a t
to mystical experience is usually precipitated by a stress,
c h r o n i c or a c u t e , a n d i t s e l f c o n s t i t u t e s a r e g r e s s i o n . T h e m y s t i c
r e j e c t s , r e t r e a t s from, or m e n t a l l y d e s t r o y s the r e a l w o r l d a n d
a c h i e v e s r e b i r t h b y r e g r e s s i n g to i l l u s i o n , the i l l u s i o n of r e v i s i t
ing a n early, probably historical state, namely, participating i n
powerful intimacy with parents, s u c h a s being i n bed w i t h them.
T h e b a s i c merkavaJi f a n t a s y m a y be r e p l a c e d b y a n y of a
n u m b e r of v a r i a n t s . F i r s t , the m o s t p r i m i t i v e v a r i a n t s u g g e s t e d
i s the i n f a n t ' s w i s h to r e t u r n to the safe, m a t e r n a l c l a u s t r u m . 5
T h a t c l a u s t r u m i s s y m b o l i z e d b y a c o n t a i n e r of w h a t e v e r form.
A s w e o b s e r v e d above, one q u a l i t y t h a t o c c u r s w i t h s u r p r i s
i n g f r e q u e n c y is r e c t a n g u l a r i t y , s o m e t i m e s s y m b o l i z e d by the
n u m b e r four. R e c t a n g u l a r i t y a n d the n u m b e r four a r e e n c o u n
tered in both the mystical texts and clinically encountered
d r e a m s . S i n c e four a l s o s y m b o l i z e s the four b a s i c d i r e c t i o n s of
s p a c e , it c a n s o m e t i m e s refer to the e n t i r e c o s m o s t h e c o n v e r s e
of t h e c l a u s t r u m . T h e rnerkcwcdr i n E z e k i e l i s a f o u r - s i d e d s t r u c
t u r e i n c o r p o r a t i n g four c r e a t u r e s , e a c h of w h i c h h a s four faces
a n d four w i n g s . I n the D a n i e l a n d R e v e l a t i o n a p o c a l y p s e s , differ
e n t s e t s of four b e a s t s or b e i n g s a r e d e s c r i b e d . T h e c h a m b e r a n d
p a l a c e s t r u c t u r e s m a y be p r e s u m e d to be q u a d r a n g u l a r . T h e
p r o p h e c i e s of b o t h I s a i a h a n d E z e k i e l a t o t h e r p o i n t s refer to the
four c o m p a s s points.
T h e r e e x i s t s a p r i m a r y d e s i r e to discover a u n i v e r s e w i t h o u t
o b s t a c l e s , w i t h o u t r o u g h n e s s o r differences, entirely s m o o t h ,
identified w i t h the mother's belly s t r i p p e d of its contents, a n
interior to w h i c h o n e h a s free a c c e s s .
m o v e t o w a r d s its opposite. O n e s e e s i n m a n y d r e a m s a s e r i e s of
a u t o m a t i c , r e c i p r o c a l , o v e r c o m p e n s a t i n g c o r r e c t i o n s . I n the s e c
o n d d r e a m , w e find one s u c h o v e r c o m p e n s a t i n g c o r r e c t i o n : t h e
P r o m e t h e a n r e p l a c e m e n t of the father i n the t h r o n e - c h a r i o t r e
s u l t s i n the d r e a m e r ' s l i t e r a l d o w n f a l l .
T h a t the m a t e r n a l , u t e r i n e c l a u s t r u m i s i m a g i n e d to be the
s i t e w i t h i n w h i c h r i v a l s w e r e e n c o u n t e r e d i n the p a s t w a s e s t a b
l i s h e d by Arlow (1960, 1972). In accordance with this fantasy,
s o m e of h i s p a t i e n t s p r e s e n t e d c l i n i c a l l y w i t h c l a u s t r o p h o b i c or
claustrophilic symptoms.
B o t h texts a n d d r e a m s s p e a k of the c r e a t u r e s t h a t e i t h e r
facilitate or o p p o s e the m y s t i c a l q u e s t . T h e y m a y b e adults,
c h i l d r e n , a n i m a l s , or a n g e l s , s o m e t i m e s c h i m e r a s f r i e n d l y o r
u n f r i e n d l y s u c h a s the c h i m e r a s of E z e k i e l ' s c h a r i o t . T h e i m
a g e s m i g h t a r i s e from a f r a g m e n t a t i o n a n d d i s t o r t i o n of a c t u a l
p a r e n t a l or s i b l i n g i m a g e s , s u c h a s a r e e n c o u n t e r e d i n d e l i r i u m .
I n c h a p t e r two, I o b s e r v e d t h a t p e r c e p t i o n i s b a s i c a l l y m o d u l a r .
W h o l e p e r c e p t s c o n s i s t of a c o n s t r u c t i o n of e l e m e n t a r y c o m p o
n e n t s . H o w e v e r , i n pathology or other u n u s u a l c i r c u m s t a n c e s
the i n t e g r a t i o n m a y go a w r y so t h a t u n r e a s o n a b l e connections
a r e m a d e or u n r e a l i s t i c c o m p o s i t e s i m a g i n e d . T h e s e c r e a t u r e s
m a y a l s o r e p r e s e n t the e a r l i e s t form of s o c i e t y into w h i c h the
c h i l d m u s t e n t e r i n l a t e n c y a s h e p r e p a r e s to leave h i s p a r e n t s .
T h i s feature of the merkavah f a n t a s y p e r m i t s t h e e x p r e s s i o n of
e i t h e r m y s t i c a l identification or r i v a l r y w i t h s i b l i n g s .
T h e t h i r d m a j o r v a r i a n t t h a t w e m u s t c o n s i d e r i s the a s p i r a
t i o n to e n c o u n t e r the father w i t h i n the m a t e r n a l c l a u s t r u m . I n
the merkavah a n d hekhaloth texts, the m a t e r n a l c l a u s t r u m is
s y m b o l i z e d b y the t h r o n e on w h i c h h e s i t s , or the hekhal or
c h a m b e r i n w h i c h h e i s f o u n d . I n Hekhaloth Rabbati (3:2), the
t h r o n e b o w s to G o d a n d b e g s H i m to be s e a t e d o n it, r e a s s u r i n g
H i m t h a t H e does n o t r e s t too h e a v i l y u p o n it (her). A t a n o t h e r
p o i n t ( 2 4 : 1 ) , the t h r o n e j o i n s i n s i n g i n g h y m n s to G o d . G e r s h o m
S c h o l e m ( 1 9 6 2 ) q u o t e s a p a r a b l e from the book Bahir y a very
e a r l y K a b b a l i s t i c text:
A c h i l d o f eight r e p o r t e d t h e following d r e a m :
T h e c h i l d h a s t a k e n refuge i n t h e m a t e r n a l c l a u s t r u m , b u t
s h e is still n o t safe from the father's aggressive i n t r u s i o n (though
the outcome i s not altogether u n h a p p y ) .
Encountering father w i t h i n the m a t e r n a l c l a u s t r u m m a y
r e p r e s e n t e i t h e r of two o r g a n i z i n g f a n t a s i e s n a m e l y , b e i n g c o n
fronted w i t h a p r i m a l scene or w i s h i n g to b e l o v e d b y b o t h
w i t h o u t t h e s t r e s s of r i v a l r y , a s t h e c h i l d feels w h e n h e i s i n b e d
between both parents.
O n e m a y a p p r o a c h t h e r o y a l f a t h e r o u t of love a n d a y e a r n i n g
to b e t r a n s f o r m e d , i n v i g o r a t e d , r e b o r n b y t h e a p p r o a c h or c o n
tact w i t h h i m . O n the other h a n d , one m a y a p p r o a c h h i m i n a n
a r r o g a n t , d e f i a n t w a y , w i t h t h e P r o m e t h e a n i n t e n t i o n of l o o k i n g
a t w h a t o n e s h o u l d n o t look a t , or d e p o s i n g a n d s u p e r s e d i n g h i m
(cf. F r e u d ' s " C o u n t T h u n " d r e a m ) . I n t h e l a t t e r c a s e , t h e d a n g e r
of d e s t r u c t i o n l e n d s i t s e l f to i n t e r p r e t a t i o n a s p u n i s h m e n t . T h e
o e d i p a l f a n t a s y i n t h i s c o n t e x t m a y b e c o n s i d e r e d a v a r i a n t of
the P r o m e t h e a n . It i s to s i g n a l ( a n d effect) d e f e r e n c e i n the
a p p r o a c h t h a t t h e hekhaloth t e x t s p r e s c r i b e h y m n s a n d l i t u r g i e s
i d e a l i z i n g t h e deity a n d effacing t h e self.
W e m u s t t a k e n o t e of t h e fact t h a t i n a l m o s t a l l merkavah
a n d hekhaloth-type d r e a m s the d r e a m e r e n c o u n t e r s r e s i s t a n c e
to h i s q u e s t . H e fails to a r r i v e a t h i s d e s t i n a t i o n . O r h i s p a t h i s
obstructed. O r he encounters hazards s u c h a s unstable bridges,
r i v e r s difficult to c r o s s , i n s e c u r e h i g h p l a c e s . O r h o s t i l e forces
a t t a c k h i m or b a r t h e w a y . O r h e e n c o u n t e r s d a n g e r o u s a n i m a l s .
O r the c l a u s t r u m itself ejects h i m . A s a n a d u l t , the eight-year
o l d c h i l d r e p o r t e d a l s o t h e following d r e a m :
178 E S O T E R I C M Y S T I C I S M , MERKAVAH AND HEKHALOT
I n t h e c h i l d h o o d d r e a m , the c r o c o d i l e t h r e a t e n e d h e r a n d b i t
her. I n this dream, the oasis w a s simultaneously a q u i c k s a n d
a n d w a s surrounded by "desert animals". S h e w a s threatened
w i t h b e i n g c o n s u m e d b y the m o t h e r , w h o m s h e rejoined. A s
I observed above, i n the hekhaloth texts themselves, the i n
dividual w h o ascends encounters murderous guards, gatekeep
ers, a n d angels w h o behave more like demons t h a n angels. I n
fact, t h e prototypic merkavah v i s i o n of E z e k i e l s t a r t s w i t h a
dangerous windstorm, a s does this dream.
I find it of s o m e i n t e r e s t t h a t e a c h of t h e d a n g e r s a p p e a r s
also in classic phobiasthat i s , fears of t r a v e l l i n g , of h i g h
p l a c e s , of b r i d g e s , of w a t e r , of a n i m a l s , of c l o s e d s p a c e s , of o p e n
s p a c e s . T h a t fact e n c o u r a g e s t h e s p e c u l a t i o n t h a t c l a s s i c p h o
b i a s r e p r e s e n t one a s p e c t of a p r e v a i l i n g u s e of a merkavah or
hekhaloth f a n t a s y a s a m e a n s of r e s o l v i n g a n x i e t y . T h e p a t i e n t s
w h o s e d r e a m s I have reported, a n d others w h o present s i m i l a r
d r e a m s , do n o t p r e s e n t p r i m a r i l y a s p h o b i c s . U s u a l l y t h e i r c o m
p l a i n t s i n d i c a t e s o m e d i s o r d e r of affect r e g u l a t i o n . B u t a l m o s t a l l
acknowledge some phobic concerns.
Why does danger i n h e r e i n these dreams a n d fantasies?
O n e m i g h t p r o p o s e a n oedipal e x p l a n a t i o n , or a n a p p e a l to t h e
Promethean paradigm, which would require p u n i s h m e n t for
p r e s u m p t i o n . It i s a l s o p o s s i b l e t h a t t h e a n x i e t y t h a t a p p e a r s i n
t h e s e e x p e r i e n c e s i s m e r e l y the s a m e a n x i e t y t h a t t h e d r e a m e r
i s t r y i n g to e s c a p e b y s e e k i n g o u t t h e safety a n d g r a t i f i c a t i o n of
the c l a u s t r u m , a n d t h a t n o w p u r s u e s h i m . It i s t h i s a n x i e t y t h a t
d e n i e s h i m t h e comfort a n d refuge t h a t h e s e e k s .
T h e s i n g i n g , a n d e s p e c i a l l y the u n i s o n s i n g i n g a t t r i b u t e d to
the a n g e l i c h o s t s , e m p h a s i z e s the m u t u a l b o n d i n g f u n c t i o n of
s i n g i n g for m o t h e r a n d i n f a n t .
T h e d e c l a r e d puqoose of the a p o c a l y p s e i s to r e v e a l a s e c r e t ,
to c o n v e y s o m e u n k n o w n b u t m a g i c a l l y p o r t e n t o u s a n d p o t e n t
T H E P S Y C H O D A Y N A M I C S O F MERKAVAH MYSTICISM 179
i n f o r m a t i o n . I n s o m e of t h e c l i n i c a l m a t e r i a l (for e x a m p l e , t h e
t h i r d dream) a n d the m y s t i c a l texts, meaningful revelations p l a y
a n i m p o r t a n t r o l e . T h e p u r p o s e of t h e a s c e n t i s to s e e G o d , t h e
ultimate mystery. To make one's w a y there one m u s t know
the proper h y m n s a n d i n c a n t a t i o n s . T h e c o n c l u d i n g s e c t i o n of
t h e Hekhaloth Rabbati, k n o w n a s the S a r - T o r a h section, starting
with chapter 27, guarantees t h e p r a c t i t i o n e r t h e c a p a c i t y to
m a s t e r s a c r e d learning. S e c r e c y , esotericism, is u s e d i n opposite
w a y s i n religious m a t e r i a l w e a r e c o n s i d e r i n g . It i s a g u a r a n t e e of
p o t e n c y a n d r e l e v a n c e i n t h e p r o p h e t i c a n d hekhaloth texts, b u t
it i s u s e d to r e s t r i c t t r a n s m i s s i o n a n d d i f f u s i o n i n t h e T a l m u d i c
texts. I n K a b b a l i s t i c circles, we e n c o u n t e r controversies b e t w e e n
those e n c o u r a g i n g p o p u l a r diffusion a n d those d e m a n d i n g eso
tericism.
If m y t h e s i s t h a t merkavah mysticism is based upon an
organizing fantasy that prevails broadly i n the population is
valid, then we m u s t seriously consider the likelihood that all
mystical systems are similarly based upon widely prevailing
o r g a n i z i n g f a n t a s i e s . T h a t i n f e r e n c e r e m a i n s to b e v a l i d a t e d .
W e m u s t also consider the r e s e m b l a n c e between the c i r c u m
s t a n c e s of p s y c h o a n a l y t i c t h e r a p y a n d t h e f a n t a s i e s of merkavah
m y s t i c i s m . I n the therapeutic c h a m b e r , there is a c h a r i s m a t i c
a u t h o r i t y figure, e n t h r o n e d w i t h i n a protective c l a u s t r u m . I r e
m e m b e r a n i n c i d e n t t h a t o c c u r r e d d u r i n g t h e s t u d e n t r i o t s of
1 9 6 8 . A p a t i e n t w h o w a s a f a c u l t y m e m b e r of a l o c a l u n i v e r s i t y
c a m e to m y office for h i s s e s s i o n after a p a r t i c u l a r l y difficult d a y ,
l a y d o w n o n t h e c o u c h , a n d s a i d , " I t ' s n i c e to get b a c k to t h e
i v o r y t o w e r " . Negative affects a r e g e n e r a t e d e i t h e r b y e x c e s s i v e
f r u s t r a t i o n of t h i s a t t a c h m e n t a s , for e x a m p l e , b y t h e t h e r a
pist's vacationor by excessive gratification, w h i c h leads to
c o r r e c t i v e f e a r s . U n c o v e r i n g s e c r e t s r e l a t i n g to t h e p a t i e n t ' s p a s t
or to h i s fate, a s w e l l a s to t h e p r i v a t e life o f t h e a n a l y s t , i s a
major quest of t h e p a t i e n t . Under such c i r c u m s t a n c e s , the
t h e r a p y or a n a l y s i s b e c o m e s protective a n d gratifying b y v i r t u e
of t h e e x p e r i e n c e itself, a b o v e a n d b e y o n d the validity of the
interpretations.
I n d i v i d u a l s for w h o m t h e merkavah fantasy plays a n organiz
i n g r o l e a r e i n c l i n e d to f o r m s t r o n g i d e a l i z i n g a t t a c h m e n t s a n d to
react against t h e m equally strongly. Sometimes one, sometimes
the other sentiment prevails, a n d sometimes they alternate.
180 E S O T E R I C M Y S T I C I S M , MERKAVAH AND HEKHALOT
Summary
Merkavah m y s t i c i s m refers to a m y s t i c a l s y s t e m t h a t p r e v a i l e d
i n t h e J e w i s h c o m m u n i t y for a b o u t a t h o u s a n d y e a r s , b a s i n g
i t s e l f u p o n t h e c h a r i o t a n d t h r o n e v i s i o n s of t h e p r o p h e t s a n d
f i n d i n g e x p r e s s i o n s u b s e q u e n t l y i n a p o c a l y p t i c texts, r a b b i n i c
d i s c u s s i o n s , a n d hekhaloth i n c a n t a t i o n s , p r a y e r s , a n d h y m n s .
T h e b a s i c f a n t a s y i s t h a t of a n a s p i r a n t h o p i n g to e n t e r i n t o a
c l a u s t r u m to a c h i e v e s i g h t of a n d p h y s i c a l c l o s e n e s s to a m a l e
deity s e a t e d w i t h i n i t . V e h i c l e s p l a y a p a r t i n t h e m o v e m e n t
t o w a r d s t h e d e s i r e d goal, a s w e l l a s i n t h e i m a g e of t h e c l a u s
t r u m itself.
Similar imagesarchetypes p e r h a p s a r e encountered i n the
i l l u s i o n s o f t h e d e l i r i o u s , i n t h e h a l l u c i n a t i o n s of t h e p s y c h o t i c ,
a n d i n t h e d r e a m s of t h e n o r m a l . W e infer t h a t a c o m m o n l y
encountered a r c h a i c a n d unconscious organizing psychodyn
a m i c f a n t a s y d e t e r m i n e s t h e b a s i c p a t t e r n s of t h e f o r m u l a t i o n s of
merkavah mysticism.
I n t h e u n d e r l y i n g w i s h f a n t a s y , t h e i n d i v i d u a l s e e k s to r e p e a t
c h i l d h o o d e x p e r i e n c e or f a n t a s i e s of p a r t i c i p a t i n g i n p a r e n t a l
intimacy.
I n d i v i d u a l s w h o favour t h i s f a n t a s y often d e s c r i b e phobic
aversions and tend to form idealizing attachments and
a m b i v a l e n t l y to r e b e l a g a i n s t t h e m .
T h e psychotherapeutic a n d analytic situation c a n be seen b y
s u c h p a t i e n t s a s a gratification of t h e a r c h e t y p a l w i s h of t h e
merkavah mystical aspiration.
Are all mystical systems based upon widely prevailing, u n
conscious organizing fantasies?
METHODOLOGY
CHAPTER SIX
Methodological reflections
on psychoanalysis
and Judaic studies:
a response to Mortimer Ostow
David J . Halperin
W
h i l e d o i n g r e s e a r c h a t the H e b r e w U n i v e r s i t y i n J e r u
s a l e m i n t h e s u m m e r of 1989, I h a d l u n c h one day
with a distinguished Bible scholar w h o m I h a d k n o w n
for s o m e fifteen y e a r s . H e a s k e d m e w h a t I w a s w o r k i n g o n . I told
h i m I w a s e n g a g e d i n a s t u d y of the p r o p h e t E z e k i e l f r o m a
p s y c h o a n a l y t i c p e r s p e c t i v e . I s k e t c h e d for h i m s o m e of t h e p e r
spectives on E z e k i e l that were emerging from this s t u d y ( w h i c h
was published s o m e four y e a r s later [Halperin, 1993]). A s I
s p o k e , I n o t i c e d h i s e y e s b e g i n to glaze over. W h e n I f i n i s h e d , h e
c h a n g e d the s u b j e c t . H e o b v i o u s l y f o u n d w h a t I s a i d u n c o n v i n c
i n g a n d p e r h a p s a l s o u n i n t e r e s t i n g ; y e t h e offered n o c r i t i c i s m
whatsoever.
I u n d e r s t o o d t h e m a n ' s r e s p o n s e . H e d i d n o t m e a n to d i s p a r
age w h a t I w a s doing, a n d c e r t a i n l y n o t to e x p r e s s personal
d i s r e s p e c t for m e . B u t I w a s advancing proposals for under
s t a n d i n g t h e B i b l e t h a t w e r e s o a l i e n to h i s u n i v e r s e of d i s c o u r s e
t h a t h e h a d n o w a y to r e s p o n d . M o d e m c r i t i c a l B i b l e s c h o l a r
s h i p , to w h i c h h e o w e d h i s a l l e g i a n c e , s i m p l y d o e s n o t allow
c e r t a i n q u e s t i o n s o n i t s a g e n d a ; a n d t h e r e i s n o w a y to r e s p o n d
w h e n s o m e o n e d e c i d e s to r a i s e t h e m , e x c e p t to s a y t h a t t h e y a r e
183
184 METHODOLOGY
t h e w r o n g q u e s t i o n s . T o quote t h e p r o n o u n c e m e n t of one m o d
ern Biblicist: ". . . w e m u s t p r e s c i n d from psychology at the
d i s t a n c e of m i l l e n n i a " (Heider, 1 9 8 5 , p. 4 0 7 ) .
T h e r e a c t i o n h a s a c e r t a i n l e g i t i m a c y . T h e c o m m o n p r o j e c t of
s c h o l a r s h i p , l i k e o u r i n d i v i d u a l p r o j e c t s , i s u n l i k e l y to p r o g r e s s
u n l e s s s c h o l a r s a r e p r e p a r e d to f o c u s t h e i r e n e r g i e s u p o n an
a g r e e d - u p o n s e t of i s s u e s a n d leave o t h e r s o u t s i d e t h e i r p u r
v i e w . Y e t it c a n a l s o be t r a g i c a l l y l i m i t i n g .
It i s r e a s o n a b l e to i n s i s t t h a t a text, a n c i e n t or m o d e r n , i s n o t
a t r a n s p a r e n t w i n d o w into t h e s o u l of a n o t h e r h u m a n b e i n g , b u t
a l i t e r a r y c r e a t i o n t h a t i s a p t to follow quite n o n - p s y c h o l o g i c a l
l a w s of i t s o w n . It i s r e a s o n a b l e , too, t h a t w e r e c a l l t h a t " t h e p a s t
i s a different c o u n t r y , t h e y do t h i n g s differently t h e r e " , a n d t h a t 1
a n a n c i e n t p r o p h e t or m y s t i c i s a p t to h a v e b e e n v e r y different
f r o m a t w e n t i e t h - c e n t u r y a n a l y s a n d . A n d y e t b o o k s do n o t c o m e
into b e i n g b y s p o n t a n e o u s g e n e r a t i o n . T h e y a r e w r i t t e n b y m e m
b e r s of the s p e c i e s Homo sapiens, w h o m a y be a s s u m e d a priori
to h a v e c e r t a i n f u n d a m e n t a l i d e n t i t i e s c o n s t i t u t i n g the now
u n f a s h i o n a b l e t e r m " h u m a n n a t u r e " w i t h o t h e r m e m b e r s of t h e
s p e c i e s . T o r e f u s e to a s k p s y c h o l o g i c a l , or e v e n p s y c h o a n a l y t i c ,
q u e s t i o n s of t h e s e texts i s to l i m i t o u r a b i l i t y to a n s w e r t h o s e
q u e s t i o n s t h a t the h i s t o r i a n s a n d t e x t u a l s c h o l a r s a r e w i l l i n g
to d e c l a r e legitimate. It a l s o h a s the g r a v e r effect of s i l e n c i n g
the a n c i e n t s : of r e f u s i n g the vital t e s t i m o n y t h e y c a n give o n the
g r e a t q u e s t i o n s of w h o w e h u m a n s a r e , w h y w e a c t a s w e do, a n d
h o w w e m a y w i s e l y d i r e c t o u r s h o r t a n d often p a i n f u l l i v e s .
* * *
It is a great pity, i n m y j u d g e m e n t , that most professional h i s
t o r i a n s a n d t e x t u a l s c h o l a r s i n the field of J u d a i c a a r e l i k e l y to
r e s p o n d to M o r t i m e r O s t o w ' s thoughtful a n d s t i m u l a t i n g p a p e r s
v e r y m u c h a s m y B i b l i c i s t friend d i d to m y i d e a s : w i t h a polite
a n d e m b a r r a s s e d s i l e n c e , a n d w i t h s o m e relief if the s u b j e c t c a n
be c h a n g e d . It w i l l be a great a c h i e v e m e n t if p s y c h o a n a l y t i c
t h i n k e r s a n d J u d a i c a s c h o l a r s , w o r k i n g together w i t h good w i l l
a n d w i l l i n g n e s s to h e a r o n e a n o t h e r , c a n bridge the g a p that
m u s t provoke s u c h a response.
l
T h i s i s m y r e c o l l e c t i o n of t h e o p e n i n g l i n e s of t h e 1971 film T h e Go-
Between.
METHODOLOGICAL REFLECTIONS 185
of t h e F o u r w h o e n t e r e d t h e g a r d e n , quoted w i t h variations
i n a n u m b e r of l a t e r s o u r c e s . (A "baraa is a n u t t e r a n c e or s t o r y
M
a t t r i b u t e d to t h e e a r l i e s t s t r a t u m of r a b b i n i c l i t e r a t u r e , c a l l e d
t h e Tannaitic, w h o s e last spokesmen lived early i n the third
c e n t u r y AD) TWO of t h e s e s o u r c e s , t h e Palestinian a n d Babylonian
Talmuds, a t t a c h to t h i s baraita a d o s s i e r of c o l o u r f u l s t o r i e s
a b o u t E l i s h a (PT H a g i g a h 2 : 1 , 7 7 b - c ; B T H a g i g a h 1 5 a - b ) , p l u s a
few s e e m i n g l y i s o l a t e d c o m m e n t s w h o s e o r i g i n a l c o n t e x t i s u n
clear.
S o m e of o u r m o s t i m p o r t a n t b i t s of d a t a , or p s e u d o - d a t a ,
derive from these remarks. What was Ahefs \- Elisha's]
case? a s k s t h e Babylonian Talmud a t o n e p o i n t . A n d it g o e s o n to
r e p l y : Greek song poured ceaselessly from his mouth. They [=
w h o ? ] said of Aher that whenever he stood up in the study house,
many heretical books fellfrom his lap. T h e q u e s t i o n i s c o u c h e d i n
t h e p h r a s e o l o g y w e a s s o c i a t e w i t h the e d i t o r i a l l a y e r s of t h e
Babylonian Tabnud, w h i c h w a s c o m p i l e d i n t h e s i x t h c e n t u r y AD
T h e first s e n t e n c e of t h e a n s w e r i s i n A r a m a i c , t h e s e c o n d i n
H e b r e w . No n a m e i s a t t a c h e d to e i t h e r p a r t of t h e a n s w e r , n o r i s
it c l e a r h o w t h e two p a r t s relate to one a n o t h e r . D i d o n e or b o t h
of t h e m exist, i n oral or w r i t t e n form, p r i o r to t h e f o r m a t i o n of t h e
context i n w h i c h they n o w appear? O r were they fabricated b y
s o m e editor of t h e T a l m u d , p e r h a p s four h u n d r e d y e a r s after
E l i s h a b e n A v u y a ' s d e a t h ? T h e r e s e e m s n o w a y to a n s w e r t h i s
question.
A few u t t e r a n c e s o u t s i d e t h e s e T a l m u d i c p a s s a g e s a r e a t t r i b
u t e d to E l i s h a . A p a s s a g e p r e s e r v e d i n t h e c e n t r a l T a n n a i t i c text,
t h e M i s h n a h , r e p r e s e n t s h i m a s c o m p a r i n g one w h o l e a r n s a s a
c h i l d to ink written on new paper, w h i l e one w h o l e a r n s a s a n o l d
m a n i s l i k e ink written on paper that has been blotted out (Avot
4:20; tr. G o l d i n , 1 9 5 5 ) . A text of u n c e r t a i n date, T h e Fathers
According to Rabbi Nathan, q u o t e s a s e r i e s of s a y i n g s i n w h i c h
E l i s h a praises the combination of s t u d y a n d good d e e d s b u t
d e p l o r e s t h e ill effects of s t u d y u n m i x e d w i t h good d e e d s . F o r
e x a m p l e : one in whom there are no good works, though he has
studied much Torah, to what may he be likened? To a horse that
has no bridle: when one mounts it, it throws hitn off headlong
( c h a p t e r 2 4 ; tr. G o l d i n , 1 9 5 5 ) . H o w a p p r o p r i a t e for a l e a r n e d
h e r e t i c ! w e t h i n k ; a n d a r e therefore d i s p o s e d to t r e a t t h e a t t r i b u
METHODOLOGICAL REFLECTIONS 187
seems to me, have as their true protagonistnot Elisha himself, nor his
orthodox pupil Rabbi Meirbut, rather, the Elisha-Meir pair. The two
men, who are inseparable through these stories, are best understood as
representing two opposed aspects of the rabbinic personality: the conven
tionally pious (Meir) on the one side, the questioning and heretical (Elisha)
on the other. This reading of the storieswhich I intend to develop in
greater detail in a separate studydoes nothing to bring us closer to the
historical Elisha. On the contrary, it increases our distance, in that it
implies that our main sources of information about Elisha are the fictions
of anonymous but extremely gifted and creative storytellers with an over
riding agenda of their own. These fictions may give us profound insight
into the ambivalent presence of faith and faithlessness in the soul of
rabbinic Judaism and yet tell us little or nothing about the real Elisha ben
Avuya.
METHODOLOGICAL REFLECTIONS 189
* * *
T h e r e , however, is the r u b .
If t h e r e i s a n y t h i n g t h a t h a s e m e r g e d clearly from over a
c e n t u r y of s c h o l a r l y f a s c i n a t i o n w i t h the s t o r y of t h e F o u r (see
Liebes, 1990, a n d Bregman's scholarly commentary in Schwartz
& B r e g m a n , 1 9 9 5 ) , it i s t h a t o u r s t a n d a r d h i s t o r i c a l a n d p h i l o
l o g i c a l m o d e s of i n v e s t i g a t i o n a r e m o r e o r l e s s h e l p l e s s before i t .
T h e o v e r w h e l m i n g n a t u r e of t h e m e t h o d o l o g i c a l difficulties, a s I
h a v e s k e t c h e d t h e m , do p e r h a p s s u g g e s t t h a t O s t o w h a s u n d e r
estimated his task. But they also suggest that the more
conventional methods of a p p r o a c h , w h i c h a r e h i s competitors,
m a y b e i n a d e q u a t e to t h a t t a s k ; a n d t h a t p e r h a p s h e h a s b e g u n
t h e w o r k of f i n d i n g a n e w a n d m o r e effective method.
Ostow may perhaps be unconscious of t h e h i s t o r i c a l a s
s u m p t i o n s h e i s obliged to m a k e i n h i s a n a l y s i s , a n d t h i s m a y
i n d e e d c o n s t i t u t e a flaw i n h i s w o r k . B u t I t h i n k t h a t p e r h a p s
our i m a g i n e d J u d a i c a specialist suffers from a corresponding
u n c o n s c i o u s n e s s r e l a t i n g to t h e p s y c h o l o g i c a l a s s u m p t i o n s she
190 METHODOLOGY
m a k e s i n h e r o w n a n a l y s e s . F o r p a c e the B i b l i c i s t I q u o t e d n e a r
the b e g i n n i n g of t h i s e s s a y h i s t o r i c a l a n d p h i l o l o g i c a l i n v e s t i
gations c a n n o t possibly " p r e s c i n d from psychology".
If w e a r e obliged, for e x a m p l e , to c h o o s e b e t w e e n s e v e r a l
c o m p e t i n g v e r s i o n s of a n i n c i d e n t , w e find ourselves a s k i n g
w h i c h v e r s i o n i s the m o s t p l a u s i b l e , i n t e r m s of w h a t w e k n o w
or, r a t h e r , w h a t w e a s s u m e a b o u t the w a y s h u m a n b e i n g s m a y
b e e x p e c t e d to b e h a v e . I n d e c i d i n g w h e t h e r to d i s c a r d s o m e
d e t a i l a s i n a u t h e n tic, w e a s k , Did anyone have a motive to invent
it? If w e c a n c o n c e i v e s u c h a m o t i v e , w e w i l l feel o u r s e l v e s a b l e to
e x p l a i n a n d t h u s to d i s m i s s the d e t a i l . If, o n t h e c o n t r a r y , w e c a n
i m a g i n e n o s u c h motive, w e w i l l be a p t to a c c e p t the d e t a i l ' s
veracity. H o w c a n we decide w h a t a n acceptable motive might
b e , u n l e s s w e h a v e s o m e m o d e l of h u m a n p s y c h o l o g y o n w h i c h
to b a s e o u r d e c i s i o n ? E v e n the t e x t - c r i t i c a l w o r k t h a t i s s o b a s i c
to r a b b i n i c s c h o l a r s h i p i n v o l v e s q u e s t i o n s of m o t i v e . (Is it e a s i e r
to i m a g i n e a s c r i b e r e p l a c i n g R e a d i n g A w i t h R e a d i n g B , or t h e
o t h e r w a y r o u n d ? ) I t therefore r e s t s u l t i m a t e l y o n p s y c h o l o g i c a l
presuppositions.
It follows that our J u d a i c a scholar needs a psychological
model of s o m e sort to g u i d e h e r a t n e a r l y every s t e p she
t a k e s , a l o n g every p a t h t h a t m i g h t l e a d b a c k to the h i s t o r i c a l
E l i s h a b e n A v u y a . For this purpose she will probably use a n
everyday common-sense psychology, a p s y c h o l o g y of o r d i n a r y
c o n s c i o u s n e s s . But it is precisely Ostow's point that this model is
inadequate for the purpose. T h i s is w h y he c a n n o t satisfy h e r
c h a l l e n g e t h a t h e first r e c o v e r r e l i a b l e b i o g r a p h i c a l d e t a i l s a b o u t
the F o u r w h o e n t e r e d the g a r d e n , a n d o n l y t h e n a p p l y to t h e m
h i s o w n p s y c h o l o g y t h e p s y c h o l o g y of the u n c o n s c i o u s . It i s a s
if s h e w e r e to s a y to h i m , "You must first solve the textual and
historical problems of the sources on the basis of the psychologi
cal model I am prepared to use; only then are you permitted to
approach them on the basis of the model you prefer to use . H e ,f
m u s t , i n o t h e r w o r d s , s u c c e e d i n s o l v i n g the r i d d l e i n a c c o r d w i t h
h e r r u l e s before h e c a n b e g i n to solve it i n a c c o r d w i t h h i s o w n .
P u t t h i s w a y , the d e m a n d c a n n o t b e m e t . O s t o w ' s n o t h a v i n g m e t
it c a n n o t be u s e d a s g r o u n d s to d i s c r e d i t h i s w o r k .
S e e n i n t h i s light, O s t o w i s j u s t i f i e d i n h a v i n g s i d e - s t e p p e d
for the t i m e b e i n g t h e historical, text-critical, a n d literary
c r i t i c a l p r o b l e m s i n v o l v e d i n the s t o r y of the F o u r . T h e s e p r o b
METHODOLOGICAL REFLECTIONS 191
W e a r e p r e p a r e d , i n s t e a d , to o s c i l l a t e b e t w e e n p s y c h o l o g i c a l a n d
historical-philological perspectives, continually using each of
t h e s e m o d e s of r e a s o n i n g to c h e c k the o t h e r . W e b e g i n w i t h the
" f a c t s " of o u r i n q u i r y v e r y m u c h i n q u o t a t i o n m a r k s . B u t , a s w e
w o r k b a c k a n d forth f r o m " f a c t s " to t e x t u a l s o u r c e s to " f a c t s " ,
these quotation m a r k s gradually disappear.
* * *
I s h a l l follow u p t h e s e g e n e r a l r e m a r k s w i t h a s p e c i f i c e x a m p l e of
h o w a problem r a i s e d by the historical-philological investigation
of a n c i e n t J e w i s h texts, a n d normally d i s c u s s e d only by the
s t a n d a r d c a n o n s of t h i s i n v e s t i g a t i o n , m a y b e s o l v e d i f w e t a k e
O s t o w ' s i n s i g h t s a s the s t a r t i n g - p o i n t of o u r a p p r o a c h .
A v e r y e a r l y J e w i s h a p o c a l y p s e (late t h i r d or e a r l y s e c o n d
c e n t u r y B C ? ) , the " B o o k of W a t c h e r s " t h a t c o n s t i t u t e s c h a p t e r s
1-36 of t h e Ethiopic Book of Enoch, i n c l u d e s t h e following ac
c o u n t of a h e a v e n l y a s c e n t . T h e a n t e d i l u v i a n p a t r i a r c h E n o c h i s
the speaker.
T h e feature of E n o c h ' s h o u s e - w i t h i n - a - h o u s e t h a t w i l l m o s t
s t r i k e t h e m , for e x a m p l e , w i l l be its o b v i o u s r e s e m b l a n c e to t h e
J e r u s a l e m T e m p l e . (The latter w a s d i v i d e d into a n o u t e r H o l y
P l a c e a n d a H o l y of H o l i e s . ) C o r r e l a t i n g t h i s w i t h o t h e r p r i e s t l y
e l e m e n t s of E n o c h ' s h e a v e n , t h e y w i l l s u p p o s e that the writer
h a s c r e a t e d h i s i m a g e of h e a v e n b y p r o j e c t i n g the T e m p l e i n t o
t h e s k i e s . T h e y m a y i n t e r p r e t h i s d o i n g s o i n the light of D a v i d
S u t e r ' s s u g g e s t i o n ( 1 9 7 9 ) t h a t the fallen a n g e l s of t h e " B o o k of
W a t c h e r s " a r e r e p r e s e n t a t i o n s of t h e c o n t e m p o r a r y J e r u s a l e m
p r i e s t h o o d , w h i c h the a u t h o r p e r c e i v e d a s d e b a s e d a n d c o r r u p t .
T o the h i s t o r i a n , a l l of t h i s will s o u n d far m o r e c o n c r e t e , far
m o r e r e l e v a n t to n o r m a l h i s t o r i c a l c o n c e r n s , t h a n a n y t a l k a b o u t
a maternal claustrum.
T h e f a n t a s t i c d e t a i l s of the h e a v e n l y s t r u c t u r e i t s i m p o s
s i b l e m i x t u r e of fire a n d i c e , for e x a m p l e a l s o d e m a n d e x p l a n a
t i o n . H e r e the J u d a i c a s c h o l a r ' s i n s t i n c t i s to t u r n to t h e H e b r e w
B i b l e a n d to look there for p a s s a g e s describing God a n d His
surroundings, which the E n o c h i a n writer m a y be assumed
to h a v e c r e a t i v e l y s y n t h e s i z e d . O n e o b v i o u s s o u r c e w i l l be t h e
merkavah v i s i o n of E z e k . 1, w h i c h O s t o w h a s d i s c u s s e d i n h i s
c h a p t e r . B u t t h e r e a r e o t h e r s . I h a v e a r g u e d , for e x a m p l e , that
the t h e m e of m i x e d fire a n d ice i s b a s e d ultimately on Ps.
104:1-4, w h i c h the w r i t e r h a s elaborated in accord with a
m i d r a s h i c process attested also in rabbinic literature (Halperin,
1988, p p . 8 2 - 8 4 ) . W e t a k e the a u t h o r ' s v e n e r a t i o n of the older
S c r i p t u r e s e n t i r e l y for g r a n t e d a n d s u p p o s e t h a t t h i s p o s t u l a t e
c a n b e u s e d to provide a c o n v i n c i n g e x p l a n a t i o n of t h e t h o u g h t
processes that resulted in his own creations.
Moreover, the v i s i o n of G o d i n D a n . 7 : 9 - 1 0 is s o strongly
r e m i n i s c e n t of the E n o c h i a n a c c o u n t t h a t w e c a n h a r d l y d o u b t
s o m e d i r e c t l i n k b e t w e e n the two.
O u r first t h o u g h t m i g h t be to s u p p o s e t h a t t h i s i s a n o t h e r
of the B i b l i c a l p a s s a g e s u p o n w h i c h the E n o c h i a n a u t h o r h a s
METHODOLOGICAL REFLECTIONS 195
d r a w n . B u t h e r e p r o b l e m s b e g i n to a r i s e . H i s t o r i c a l a l l u s i o n s i n
D a n . 7 p e r m i t u s to d a t e it, w i t h s o m e c o n f i d e n c e , to t h e y e a r s
1 6 7 - 1 6 4 B C . F r a g m e n t s of the " B o o k of W a t c h e r s " f o u n d i n t h e
D e a d S e a c a v e s s e e m (from t h e s t y l e of h a n d w r i t i n g ) to d a t e f r o m
t h e m i d d l e or e a r l y y e a r s of the s e c o n d c e n t u r y B C ; a n d t h e d a t e
of t h e s e m a n u s c r i p t s i s n e c e s s a r i l y t h e l a t e s t p o s s i b l e d a t e for
t h e b o o k ' s a u t h o r s h i p . (It m i g h t , of c o u r s e , b e d e c a d e s or c e n t u
r i e s older.) W h e n w e a d d to t h i s t h a t t h e " B o o k of W a t c h e r s "
s e e m s to h a v e d e v e l o p e d i n s t a g e s into i t s p r e s e n t f o r m , a n d t h a t
t h e v i s i o n q u o t e d a b o v e d o e s n o t a p p e a r to b e l o n g to the l a s t of
t h e s e s t a g e s , it i s difficult to a v o i d the c o n c l u s i o n t h a t t h e v i s i o n
i n t h e " B o o k of W a t c h e r s " w a s , i n fact, w r i t t e n before D a n i e l ' s .
T h e apparent links between Dan. 7 and 1 E n o c h 14 require
s o m e other explanation.
Shall we simply reverse the dependent relationship and
suppose that D a n . 7 drew upon 1 E n o c h 14 ( R o w l a n d , 1982,
p p . 2 5 5 - 2 5 8 ) ? O r s h a l l w e look (as I prefer) to s h a r e d e x e g e t i c a l
traditions based on the older Scriptures? The influence of
E z e k i e l ' s merkavaK o n b o t h writers* d e s c r i p t i o n of t h e divine
throne, is clear. B o t h , I have suggested (Halperin, 1988, p. 83),
d r a w t h e d e t a i l of G o d ' s s n o w y w h i t e g a r m e n t from P s . 1 0 4 : 2 .
B u t w h a t of t h e m o s t s t r i k i n g p a r a l l e l , the s t r e a m or s t r e a m s of
fire t h a t i s s u e f r o m b e n e a t h G o d ' s fiery t h r o n e ? T h e r e i s n o c l e a r
B i b l i c a l s o u r c e for t h i s d e t a i l ; a n d to s a y t h a t E n o c h b o r r o w e d it
f r o m D a n i e l or v i c e v e r s a d o e s little to c l e a r u p t h e p r o b l e m of i t s
origin.
T h e fiery s t r e a m s , s a y s M a r t h a Himmelfarb,
H i m m e l f a r b ) c a l l e d a t t e n t i o n to E z e k . 4 7 : 1 - 1 2 ; a n d , l i k e h e r , I
glided over the i s s u e of the rivers* fiery c h a r a c t e r . " A s for the
r i v e r of f i r e " , I w r o t e , " i f it i s a c e l e s t i a l p r o j e c t i o n of the r i v e r t h a t
flows from the r e s t o r e d T e m p l e i n E z e k . 4 7 : 1 - 1 2 (as seems
l i k e l y ) , w e m u s t a s s u m e t h a t the s h a r e d t r a d i t i o n [ s h a r e d , t h a t
i s , b y D a n . 7 a n d 1 E n o c h 14J a l r e a d y h a d s o m e o r i e n t a t i o n
t o w a r d the T e m p l e " ( H a l p e r i n , 1 9 8 8 , p. 8 2 ) .
C h r i s t o p h e r R o w l a n d ( 1 9 8 2 ) h a s g r a p p l e d w i t h the p r o b l e m
m o r e d i r e c t l y t h a n e i t h e r H i m m e l f a r b or myself.
A few p a g e s l a t e r , R o w l a n d t a k e s u p a g a i n the q u e s t i o n of h o w
t h e t h e m e m a n i f e s t s itself i n the B o o k of R e v e l a t i o n .
u n c o n s c i o u s l y a w a r e of i t s l a t e n t c o n t e n t a s w e l l (cf. H a l p e r i n ,
1995). T h e a u t h o r of R e v e l a t i o n w a s comfortable w i t h t h i s l a t e n t
c o n t e n t a n d therefore left t h e r i v e r a s E z e k i e l h a d d e s c r i b e d i t .
T h e E n o c h i a n w r i t e r a n d t h e a u t h o r of D a n i e l w e r e n o t c o m
fortable w i t h i t . T h e u n d e r l y i n g f a n t a s y , of r e i n c o r p o r a t i o n i n
the m o t h e r , w a s too p o w e r f u l a n d d a n g e r o u s . T h e a u t h o r s h a d
c o m e , p e r h a p s , to believe t h a t t e c h n i q u e s e x i s t e d b y w h i c h t h e y
m i g h t u n d e r t a k e a n e c s t a t i c j o u r n e y to h e a v e n . T h e i r y e a r n i n g
to r e t u r n to t h e m a t e r n a l w o m b w i t h i t s overtones of t h e i n c e s
t u o u s a n d t h e t a b o o e d t h u s c e a s e d to be a d e l i c i o u s l y r e m o t e
f a n t a s y a n d b e c a m e a tangible a n d f r i g h t e n i n g p o s s i b i l i t y . T h e y
consequently inhibited their o w n quest a n d repressed their o w n
s e c r e t d e s i r e s , b y t r a n s f o r m i n g a w e l c o m i n g f a n t a s y of infantile
delight into a forbidding i m a g e of terror. E z e k i e l ' s r i v e r thus
c h a n g e d f r o m w a t e r to fire, from p l e a s u r e to a g o n y . 3
* * *
Let u s recapitulate. T h e parallel apocalyptic visions i n D a n . 7
a n d 1 E n o c h 14 provide a t l e a s t o n e detail t h a t r e s i s t s e x p l a n a
tion b y the conventional explanatory modes (such a s historical
3
T h e Babylonian Talmud, H a g i g a h 1 3 b , e x p l a i n s t h a t D a n i e l ' s fiery
river o r i g i n a t e s " f r o m t h e s w e a t of t h e hayyot [the l i v i n g c r e a t u r e s o f
E z e k i e l 1, w h o c a r r y t h e d i v i n e t h r o n e ] , a n d . . . i s p o u r e d o u t . . . u p o n
the h e a d s of t h e s i n n e r s i n G e h e n n a . " Cf. Revelation's negative c o u n t e r
p a r t to t h e r i v e r o f life, t h e " l a k e t h a t b u r n s w i t h fire a n d b r i m s t o n e , w h i c h
I s t h e s e c o n d d e a t h " , a n d i n w h i c h s i n n e r s a r e t o r m e n t e d (Rev. 20:10, 15,
21:8).
METHODOLOGICAL REFLECTIONS 199
c o n t e x t a n d l i t e r a r y i n f l u e n c e ) a v a i l a b l e to t h e h i s t o r i c a l l y a n d
p h i l o l o g i c a l l y t r a i n e d s c h o l a r of J u d a i c a . T h e m o s t adequate
s o l u t i o n to t h e p r o b l e m t h a t the transformation of a welcoming
and life-giving river into a forbidding and destructive river was
the outcome of an unconscious reaction against the latent content
of the original fantasycan be s t a t e d only i n psychoanalytic
t e r m s , o n t h e b a s i s of the p r e m i s e s O s t o w h a s s e t f o r t h i n t h i s
volume.
I n o r d e r to be t r u e to o u r o w n craft, t h e r e f o r e , w e J u d a i c a
s c h o l a r s m u s t b e p r e p a r e d to i n c o r p o r a t e t h e i n s i g h t s of t r a i n e d
p s y c h o a n a l y s t s like O s t o w into our work. We have no j u s t i f i c a
t i o n for t r e a t i n g t h e i r offerings as a distinct "psychoanalytic"
g e n r e of e x p l a n a t i o n w i t h w h i c h w e h a v e n o t h i n g to do, irrel
evant to u s b e c a u s e it r e s p o n d s to q u e s t i o n s that we have
d e c i d e d n o t to p u t o n o u r a g e n d a . O u r agenda itself requires
some revision.
Psychoanalytic experts, however, n e e d to u n d e r s t a n d that
t h e J u d a i c a s p e c i a l i s t w i l l often h a v e l e g i t i m a t e r e s e r v a t i o n s , of
the sort I have s k e t c h e d above, about their contributions. T h e y
m u s t t a k e c a r e n o t to c o l l u d e i n t h e i r o w n a l i e n a t i o n b y s e e m i n g
to d i s r e g a r d t h e h i s t o r i c a l p r o b l e m s t h a t t h e s p e c i a l i s t c o r r e c t l y
perceives a s essential.
It i s n e c e s s a r y , i n o t h e r w o r d s , t h a t I t a k e c a r e to l i s t e n to
t h e p e o p l e i n t h e o t h e r c a m p a n d do n o t a l l o w m y e y e s to g l a z e
o v e r w h e n I h e a r w h a t i s a l i e n to m y h a b i t u a l c o n c e r n s . B u t I
m u s t a l s o t a k e c a r e to s p e a k i n l a n g u a g e t h a t w i l l a d d r e s s t h e
h a b i t u a l c o n c e r n s of t h e o t h e r c a m p a n d t h a t w i l l m a k e m y w a y
of v i e w i n g t h e d a t a s e e m a s little a l i e n to t h e m a s p o s s i b l e .
Ostow's c h a p t e r s four a n d five may be seen as starting
points for a vital a n d productive collaboration between two
g r o u p s of c r e a t i v e t h i n k e r s w h o h a v e often h a d r a t h e r little to
s a y to o n e a n o t h e r .
It i s i n t h i s w a y t h a t the t r e m e n d o u s p o t e n t i a l of h i s w o r k
m a y c o m e to be r e a l i z e d .
Comments
Mortimer Ostow
ON HALPERIN'S
"METHODOLOGICAL REFLECTIONS"
200
METHODOLOGICAL REFLECTIONS 201
s u i t a b l e c a n d i d a t e for m a r r i a g e , a n d h e w a s d i s m a y e d to o b
s e r v e t h a t h e w a s u n a b l e to w o r k u p e n t h u s i a s m for a n y of t h e
y o u n g w o m e n w h o m h e m e t , s o m e of w h o m s e e m e d to b e q u i t e
eligible, objectively c o n s i d e r e d . H i s b r o t h e r s , w h o w e r e r e c e n t l y
m a r r i e d , were starting families. Recent b u s i n e s s s u c c e s s h a d
c r e a t e d t h e c o n f l i c t s t h a t s u c c e s s often d o e s . M o r e o v e r , s i n c e h i s
f a t h e r h a d d i e d a few y e a r s ago, h e h a d a s s u m e d the role of pater
familias.
Let u s acknowledge n o w that the d r e a m resembles i n form
t y p i c a l hekhalot i m a g e s . T h e d r e a m e r w i s h e s to e n t e r a n d t a k e
p o s s e s s i o n o f h i s m o t h e r despite t h e t h r e a t e n i n g o p p o s i t i o n of
h i s f a t h e r . B u t the father i s d e a d . H e d o e s n o t a p p e a r i n t h e
h e k h a l . S o i s M u s s o l i n i ; the powerful leader h a s been defeated,
deposed a n d i s gone. T h o s e w h o c o n s t r u c t e d the P e r u v i a n r u i n s
a r e gone too; o n l y the r u i n s of t h e i r edifices r e m a i n . T h e d r e a m e r
i s i n a p o s i t i o n to t r i u m p h , to t a k e p o s s e s s i o n of t h e w o m a n
w h o m he encounters a s he kneels on the " t h r o n e ' - c h a i r . B u t he
fails; h e w i t h d r a w s a t the l a s t m o m e n t , a s h e h a s b e e n w i t h
d r a w i n g from w o m e n i n w a k i n g life. T h i s d r e a m differs f r o m t h e
t y p i c a l hekhalot f a n t a s y i n t h a t t h e father h a s b e e n e l i m i n a t e d .
T h e s o n n o w s e e k s to t a k e p o s s e s s i o n of t h e f a t h e r ' s t h r o n e
t h a t i s , t h e m o t h e r b u t h e fails b e c a u s e h e i s i n h i b i t e d . ( F o r
e v i d e n c e t h a t the t h r o n e s y m b o l i z e s m o t h e r , s e e S c h o l e m ' s c o m
m e n t s a b o u t t h e Bahir i m a g e i n c h a p t e r five.)
W e n o w h a v e a n " i n t e r p r e t a t i o n " of the d r e a m . C w o u l d like to
p u r s u e h i s n a t u r a l d e s i r e s a t t h i s p o i n t i n h i s life a n d to t a k e
advantage of t h e prestige a n d m a t e r i a l c o m f o r t t h a t h e h a s
a c h i e v e d . B u t o e d i p a l conflict p r e v e n t s h i m from e n j o y i n g t h e
f r u i t s of h i s s u c c e s s . H i s m o t h e r ' s i l l n e s s c r e a t e s a d e s i r e to
m o v e c l o s e r to h e r e m o t i o n a l l y , w h e r e a s s i n c e c h i l d h o o d h e h a d
a l w a y s h e l d h e r a t a r m ' s l e n g t h . K n o w l e d g e of t h e m e a n i n g of
t h e hekhalot f a n t a s y a n d r e c o g n i t i o n of it p e r m i t u s to u n d e r
s t a n d w h y t h e s p e c i f i c i m a g e s from t h e r e c e n t p a s t w e r e i n c l u d e d
i n t h e d r e a m . A n d k n o w l e d g e of the p a t i e n t ' s life s i t u a t i o n h a s
p e r m i t t e d u s to u n d e r s t a n d w h a t p u r p o s e i s s e r v e d b y the i n v o
c a t i o n of t h e hekhalot complex.
L e t u s r e t u r n n o w to t h e p r o b l e m of t h e fiery r i v e r s of t h e
Ethiopic Book of Enoch T h e hypothetical adversarial s c h o l a r
w h o m H a l p e r i n h a s c r e a t e d w o u l d h a v e c o l l e c t e d t h e s o u r c e s of
t h e i m a g e s of t h e f a n t a s y c o r r e c t l y . B u t t h e s e a r e n o t s u f f i c i e n t
METHODOLOGICAL REFLECTIONS 203
to " i n t e r p r e t " t h e f a n t a s y or e v e n to e x p l a i n c e r t a i n v a r i a n t s of
t h e o r i g i n a l i m a g e s t h a t a r e i n t r o d u c e d i n t o t h e text. H o w e v e r , i f
w e i n v o k e the c o n f l i c t t h a t u s u a l l y a c c o m p a n i e s t h e hekhalot
f a n t a s y , w e w i l l u n d e r s t a n d w h y t h e c o m p o n e n t s of t h e i m a g e
i n c l u d e e l e m e n t s t h a t a r e e s s e n t i a l l y a m b i v a l e n t , l i k e fiery w a t e r
a n d h o u s e s t h a t a r e s i m u l t a n e o u s l y too h o t a n d too c o l d . T h e
a c c o u n t r e m i n d s u s t h a t the d e c i s i o n to a p p r o a c h too c l o s e l y to
G o d a n d to l o o k a t H i m i n c u r s m o r t a l d a n g e r . O u r p s y c h o a n a
lytic a p p r o a c h e x p l a i n s that the expectation of d a n g e r a r i s e s
f r o m o u r o w n g u i l t a n d a n x i e t y e l i c i t e d b y t h e y e a r n i n g to v i o l a t e
a prohibition that somehow appeared early in childhood. T h e
explicit t e x t u a l i m a g e s constitute the m a n i f e s t content, b u t the
latent content c a n be a s c e r t a i n e d o n l y w h e n the underlying
d y n a m i c s are exposed. Proper u n d e r s t a n d i n g or " i n t e r p r e t a t i o n "
r e q u i r e s t h e c o o r d i n a t i o n of t h e two.
Halperin's selection has proved to b e felicitous. But the
optimal r e s u l t w o u l d be obtained, not from alternating the h i s
torical-philological w i t h the p s y c h o a n a l y t i c a p p r o a c h , b u t from
c o o r d i n a t i n g t h e m . T h e one e s t a b l i s h e s t h e b a s i s i n t h e real
w o r l d for t h e s e l e c t i o n of t h e i m a g e s p r e s e n t e d i n t h e text, a n d
t h e o t h e r a t t e m p t s to d i s c e r n , b y e x a m i n i n g w h a t c a n be a s c e r
t a i n e d of t h e p s y c h o d y n a m i c s , w h y t h e s e e l e m e n t s w e r e s e l e c t e d
a n d h o w t h e y r e l a t e to e a c h o t h e r a n d to t h e w r i t e r ' s p e r s o n a l
a g e n d a . T h e r e c o g n i t i o n of u n i v e r s a l a r c h e t y p i c a l c o m p l e x e s c a n
c o n t r i b u t e s t r o n g l y to the s o l u t i o n of t h e s e p r o b l e m s .
If o n l y a s c h o l a r i n t i m a t e l y f a m i l i a r w i t h t h e h i s t o r i c a l a n d
p h i l o l o g i c a l m a t e r i a l s i s q u a l i f i e d to a t t e m p t to s o l v e t h e p r o b
l e m s i n h e r e n t i n the a n c i e n t texts, a n d if only a n a n a l y s t w i t h
c l i n i c a l experience obtained from long a n d i n t e n s e p r a c t i c e is
q u a l i f i e d to offer p s y c h o d y n a m i c h y p o t h e s e s , then satisfactory
s t u d i e s c a n be a c h i e v e d only by cooperation r a t h e r t h a n by i n
d i v i d u a l s t u d y . If t h i s v o l u m e h e l p s to e n c o u r a g e s u c h c o o p e r a
tive e n d e a v o u r s , it w i l l h a v e a c h i e v e d o n e of i t s m a j o r p u r p o s e s .
* * #
H a l p e r i n q u o t e s H i m m e l f a r b , w h o r e l a t e s the fiery s t r e a m to
t h e M o u n t a i n of E l , m e n t i o n e d i n U g a r i t i c l i t e r a t u r e , a t the b a s e
of w h i c h two s t r e a m s r u n . T h e r e i s n o t h i n g r e m a r k a b l e a b o u t
s t r e a m s t h a t flow a t the b o t t o m of a m o u n t a i n . H a l p e r i n h i m s e l f
t h e n o b s e r v e s t h a t the s t r e a m i s s u i n g f r o m t h e T e m p l e mount,
a s d e s c r i b e d i n E z e k i e l 4 7 : 1 - 1 2 , c a n be s e e n a s d e r i v e d from the
streams found a t the b a s e of the U g a r i t i c c o s m i c mountain.
H e r e , too, s i n c e the T e m p l e s t a n d s on a n e l e v a t e d p l a t f o r m , it
w o u l d n o t be t h a t u n u s u a l to f i n d a s t r e a m i s s u i n g f r o m i t s b a s e .
I t s m i r a c u l o u s l y i n c r e a s i n g its v i g o u r w i t h d i s t a n c e , a n d its
m i r a c u l o u s fructifying p r o p e r t i e s c a n be a t t r i b u t e d to p r o p h e t i c
hyperbole. B u t in Daniel 7 a n d Revelation 22, we encounter
s t r e a m s i s s u i n g from b e n e a t h a t h r o n e . T h a t i s a n u n n a t u r a l
image.
L e t m e c a l l a t t e n t i o n to a few c l u e s to w h a t s e e m s to m e a
r e a s o n a b l e g u e s s a b o u t the s i g n i f i c a n c e of t h i s s t r a n g e fantasy.
(1) I h a v e n o t e d t h a t the m y s t i c a l f a n t a s i e s r e p r o d u c e fantasies
of c h i l d h o o d . T h e m y s t i c t e n d s to r e p r o d u c e , i n h i s imagery,
impressions of p h y s i c a l c l o s e n e s s to p a r e n t s . T h e s e often or
u s u a l l y deal with anatomical detailsfor example, God's p h a l
l u s . T h e Shiw QomaK w h i c h I m e n t i o n e d i n c h a p t e r five, d o e s
t h i s w i t h a b s u r d p r e c i s i o n . (2) D r . G a l e n s o n i n f o r m s u s t h a t i n
their earliest y e a r s , children exhibit intense interest i n their
p a r e n t s ' toilet f u n c t i o n s . (3) H a l p e r i n q u o t e s H a g i g a h 1 3 b to the
effect t h a t D a n i e l ' s r i v e r o r i g i n a t e s from t h e s w e a t of the c h i m e r
i c a l c r e a t u r e s of E z e k i e l 1, a n d t h a t the s w e a t i s p o u e d r
out
u p o n the s i n n e r s i n G e h e n n a . H a l p e r i n c o m p a r e s t h i s f a n t a s y to
R e v e l a t i o n ' s negative c o u n t e r p a r t of the r i v e r of life, n a m e l y the
" l a k e t h a t t e e m s w i t h fire a n d b r i m s t o n e , w h i c h is t h e second
d e a t h " , a n d i n w h i c h s i n n e r s a r e t o r m e n t e d (20: 10, 15; 2 1 : 8 ) .
(4) B o t h E z e k i e l 4 7 a n d R e v e l a t i o n 2 2 e m p h a s i z e the p u r i t y of
the water.
G i v e n t h e s e c l u e s , it i s difficult to a v o i d the c o n c l u s i o n t h a t
the u n c o n s c i o u s f a n t a s y t h a t gives r i s e to the i m a g e of the
s t r e a m i s s u i n g from u n d e r the t h r o n e m a y b e the i m a g e of G o d ' s
urinary streaman image approximated fairly c l o s e l y b y the
e x p l a n a t i o n given i n H a g i g a h 13b. D e p e n d i n g u p o n its c o n t e x t ,
the s t r e a m m a y c o m e to be s e e n a s p u r e a n d fructifying ( h u m a n
e x c r e t a " n i g h t s o i l " a r e u s e d to fertilize food c r o p s ) , or foul
a n d p o i s o n o u s . T h i s i d e a m a y s e e m l e s s o u t r a g e o u s if w e c o n
METHODOLOGICAL REFLECTIONS 205
IN T H E K A B B A L A H
Introduction
K
abbalah proper, or mediaeval J e w i s h mysticism, is a set
of systems of theosophy a n d cosmology. Two terse
mystical books appeared in Western Europe, the first,
Sefer Yezirah, perhaps between the third a n d sixth centuries,
a n d the second, Sefer ha-Bahir, during the twelfth century. T h e
former constructed a cosmology based upon combinations of
numbers a n d letters that purported to reveal a harmony i n the
universe, all a product of God's calculations a n d construction.
T h e latter uses the approach of numerology a n d of letter mysti
cism, together with verses from the Bible, to construct a more
personal cosmos completely occupied by a n omnipresent God.
With these a s a foundation, the kabbalists elaborated more a n d
more complex systems. T h e definitive formulation appeared i n
a book called Sefer ha-Zohar, referred to briefly as the Zohar. It
appeared in Spain towards the end of the thirteenth century
a n d is attributed by Gershom Scholem to Moses b. S h e m Tov
de Leon. T h i s is a very large work comprising several sections,
not all of the same quality and therefore probably including
sections from other authors. The major part is constructed a s
a systematic sequential commentary on the Pentateuch. It, too,
209
210 S E X AND G E N D E R IN T H E K A B B A L A H
e s t a b l i s h e s a c o s m o l o g y , a t h e o r y of the n a t u r e of the G o d h e a d ,
a n d a r e a s s u r a n c e t h a t d i v i n e love a n d j u s t i c e c o n t i n u e to gov
e r n m a n k i n d ' s d e s t i n y . T h e p r o p o s i t i o n s of the Zohar constitute
a k i n d of m y t h i c s y s t e m t h a t w a s s u b s e q u e n t l y e l a b o r a t e d b y
v a r i o u s k a b b a l i s t i c a u t h o r s a n d i n k a b b a l i s t i c circles. I n the
s i x t e e n t h c e n t u r y , S a f e d b e c a m e the c e n t r e of k a b b a l i s t i c s t u d y
a n d I s a a c L u r i a b e c a m e the d o m i n a t i n g figure. H e p r o p o s e d a
m o r e developed a n d o r i g i n a l m y t h i c s y s t e m t h a t s e e m i n g l y took
a c c o u n t of exile, of evil, a n d of the p o s s i b i l i t y of r e s t i t u t i o n .
I n K a b b a l a h , the G o d h e a d i s c o n c e i v e d a s far m o r e a b s t r a c t
t h a n it i s i n n o r m a t i v e J u d a i s m , u n a p p r o a c h a b l e a n d , i n fact,
i n c o n c e i v a b l e . I n H i s m o s t r e c o n d i t e form, H e i s c a l l e d En Sof, or
" I n f i n i t e " . It i s o n l y i n a s e r i e s of p r o g r e s s i v e l y " l o w e r " a n d m o r e
c o n c r e t e g r a d e s t h a t He c a n be k n o w n to m a n k i n d . T e n Sefirot
a r e a t t r i b u t e d to En Sof T h e r e i s n o one E n g l i s h w o r d that
p r o p e r l y t r a n s l a t e s the w o r d Sejirah. T h e word probably derives
f r o m t h e H e b r e w w o r d for n u m b e r . I n e s s e n c e , t h e t e n Sefirot are
p r o b a b l y u n k n o w a b l e b y m a n k i n d , b u t their m a n i f e s t a t i o n s i n
t h e u n i v e r s e c a n be r e c o g n i z e d . T h e y a r e c o n c e i v e d a s a r r a n g e d
in a structured pattern suggesting the f r a m e of the human
b e i n g , w i t h four m i d - l i n e s t r u c t u r e s a n d t h r e e l a t e r a l p a i r s . O f
t h e m i d - l i n e s t r u c t u r e s of the d i a g r a m , the l o w e s t i s c a l l e d
Malkkuth or k i n g s h i p , s o m e t i m e s k n o w n a s Shekhinah, or t h e
f e m i n i n e c o m p o n e n t of G o d . I n s o m e k a b b a l i s t i c a c c o u n t s it i s
c o n s i d e r e d a female c o m p o n e n t of t h e total s t r u c t u r e a n d one
t h a t i s n e c e s s a r y for i t s c o m p l e t e n e s s . T h e m i d - l i n e s t r u c t u r e
i m m e d i a t e l y a b o v e it, Yesod or f o u n d a t i o n , i s g e n e r a l l y a c k n o w l
e d g e d a s t h e p h a l l u s , t h e r e p r o d u c t i v e o r g a n , a n d the d i r e c t
s o u r c e for p r o c e s s e s of r e b i r t h . W e h a v e a l r e a d y m e n t i o n e d , i n
c h a p t e r one, Luria's concept of the c o s m i c catastrophe, the
b u r s t i n g of t h e v e s s e l s c o n t a i n i n g t h e h o l y s p a r k s , a n d his
emphasis o n the possibility of tikkun or r e s t o r a t i o n . T h i s is
a c c o m p l i s h e d b y t h e c o m b i n e d efforts of a l l J e w s i n t h e p e r f o r m
a n c e of good d e e d s [mitzvot], p r a y e r , a n d s t u d y t h a t i s , s t u d y of
c l a s s i c a l texts, p r e s u m a b l y a s i l l u m i n a t e d b y K a b b a l a h .
T h e r e i s t h u s a c o n g r u e n c e b e t w e e n the d i v i n e a n t h r o p o s a n d
t h e h u m a n . A s a r e s u l t , G o d b e c o m e s , a t l e a s t i n H i s operative
f u n c t i o n s , k n o w a b l e a n d f a m i l i a r to h u m a n s . S e c o n d l y , the c o n
g r u e n c e s e e m s to i m p l y t h e p o s s i b i l i t y of c o n n e c t e d n e s s , s o t h a t
h u m a n b e h a v i o u r c a n i n f l u e n c e the divine a n t h r o p o s . A s we
INTRODUCTION 211
shall see, this principle is the basis for speculations about the
divine sexuality.
What is mystical about these ideas? The mystic is trying to
escape from the feeling of living i n a n inhospitable universe. He
overcomes that feeling by entering into a reconstructed cosmos
in w h i c h the Godhead is a s s u m e d to possess characteristics
similar to those of h u m a n s a n d is therefore familiar, comprehen
sible, a n d subject to influence. The Kabbalah established the
possibility of intimate knowledge of, if not actual intimacy with,
the Divine. It is this pursuit of intimacy that distinguishes
Kabbalah from the antecedent non-mystical mythology of
T a l m u d a n d Midrash. Presumably, intimacy c a n be obtained
by the three modalities we j u s t mentionedgood deeds, prayer,
a n d study, a n d especially the study of kabbalistic cosmology.
Wolfson (1993a) observes that theosophic study c a n induce
mystical ecstasy. Intimacy is also achieved by viewing one's own
behaviour a s participation in the cosmic system. Everything one
thinks a n d does c a n be a link to a w a r m , vital, a n d hospitable
cosmos.
T h e idea that the h u m a n a n d the divine anthropos exert a
m u t u a l influence upon each other provides the opportunity for
the sense of power a n d the possibility of exerting a magical
influence on the universe. It is this idea that h a s led to the
notion that the Kabbalah confers magical powers.
No aspect of h u m a n life, mental or physical, is excluded from
Kabbalah. Idel a n d Wolfson have provided u s with two splendid
a n d comprehensive essays on sexuality in kabbalistic theory,
with the expectation that that subject would offer the most
immediate correlation with psychoanalytic theory.
Kabbalah is concerned with sexuality for two reasons. In the
first place, sexuality is the path that leads directly to procrea
tionthat i s , the possibility of birth a n d rebirth. Secondly,
sexuality, like mysticism, is powerfully directed towards union
a n d reunion. The mystic hopes to reunite with a non-material
surrogate for mother, while the sexually motivated individual
strives towards physical union with a partner. B u t I see also a
third motivationnamely, to foreclose the possibility that the
sexual drive, which is always individual, might divert one from
religious behaviour a n d complete commitment to the religious
group. Kabbalah does not simply attempt to prevent competition
212 S E X AND G E N D E R IN T H E K A B B A L A H
b e t w e e n s e x u a l i t y a n d c o m m i t m e n t to w o r t h y b e h a v i o u r ; it a c t u
a l l y exploits s e x u a l i t y to c o n d u c e to commitment.
T o i l l u s t r a t e the u s e of s e x u a l i t y i n K a b b a l a h , let m e q u o t e a
p a r t i c u l a r l y t r a n s p a r e n t p a s s a g e t a k e n from the s e c t i o n of t h e
Zohar c a l l e d I d r a Zuta ( M a r g a l i o t h , 1 9 6 0 , 3:296a):
Note t h a t t h e f o r m e r a c c o u n t p u r p o r t s to b e a n a c c o u n t of
divine experience, the latter a p e r s o n a l experience. I n the first
a c c o u n t , the female i s a l m o s t i n c i d e n t a l ; i n the latter, the female
i s the p r i n c i p a l . Most i m p o r t a n t , however, is the fact t h a t the
former a c c o u n t is quite explicitly genital a n d s e x u a l , w h i l e i n
the latter a c c o u n t the genitality a n d sexuality are symbolic.
S t . T e r e s a d o e s n o t p e r m i t h e r s e l f to a c k n o w l e d g e that s h e is
enjoying a s e x u a l experience. T o the extent t h a t S t . T e r e s a ' s
r e p o r t i s c h a r a c t e r i s t i c of C h r i s t i a n m y s t i c i s m , a n d to t h e e x t e n t
t h a t t h i s a c c o u n t f r o m t h e I d r a Z u t a i s c h a r a c t e r i s t i c of k a b b a
listic m y s t i c i s m , we c a n u n d e r s t a n d that the former can be
a u t o b i o g r a p h i c a l a n d exoteric, w h e r e a s the latter i s didactic a n d
esoteric.
B o t h Idel's a n d Wolfson's c h a p t e r s are fairly t e c h n i c a l , b u t
t h e y w i l l give t h e r e a d e r a n i d e a of t h e n a t u r e of k a b b a l i s t i c
t h i n k i n g . Idel s u m m a r i z e s k a b b a l i s t i c thought a b o u t the r e l a
tion b e t w e e n divine a n d h u m a n sexuality. Wolfson d e s c r i b e s the
a s y m m e t r i c a l a t t i t u d e of K a b b a l a h t o w a r d s t h e two s e x e s . He
m a k e s a c l e a r distinction between biological s e x u a l i t y a n d c u l
turally assigned gender.
In a n interesting paper on circumcision, Nunberg (1949)
r e p o r t e d t h e c a s e of a p a t i e n t w h o w a s c i r c u m c i s e d a t t h e age of
5. H e t h o u g h t of t h e l o s s of the f o r e s k i n a s a l o s s of f e m i n i n i t y
a n d a s t r e n g t h e n i n g of h i s m a s c u l i n i t y . H e i m a g i n e d t h a t h i s 1
year-old sister h a d acquired his foreskin a n d that he could
r e t r i e v e it b y m a r r y i n g h e r . H e s t r o v e i n o t h e r w a y s to undo
separations a n d divisions, namely, to r e u n i t e w h a t w a s sepa
rated. Nunberg d o e s n o t r e p o r t a n y m y s t i c a l affect, but the
m y t h i c f a n t a s y r e m i n d s u s of k a b b a l i s t i c m a t e r i a l r e p o r t e d by
W o l f s o n n a m e l y , that biological s e x u a l i t y does not limit f a n t a s y
of g e n d e r i d e n t i t y , a n d t h a t s e x u a l u n i o n p r o m o t e s feelings of
i d e n t i t y a n d w h o l e n e s s . T h e c h i l d ' s f e a r of l o s s a n d h i s n e e d to
r e u n i t e w h a t h a d b e e n s e p a r a t e d l e d h i m to a n d r o g y n o u s fanta
s i e s a n d y e a r n i n g s for s e x u a l c o n t a c t . H e h a d b e e n c i r c u m c i s e d
because t h e g l a n s a n d the f o r e s k i n h a d b e e n c h r o n i c a l l y i r r i
tated. H i s penis required h i s mother's frequent attention for
c l e a n i n g . After the c i r c u m c i s i o n , he requested his mother to
r e n e w h e r a t t e n t i o n s , b u t s i n c e t h e r e w a s n o objective n e e d , s h e
r e f u s e d . It w a s t h e n t h a t h e d e v e l o p e d the f a n t a s y t h a t h i s s i s t e r
w a s a c t u a l l y a t w i n , a n d a s a r e s u l t of h i s c i r c u m c i s i o n , s h e h a d
214 S E X A N D G E N D E R IN T H E K A B B A L A H
of i n s t a n c e s i n w h i c h t h e k a b b a l i s t s c o r r e c t l y a p p r e h e n d the
u n c o n s c i o u s s y m b o l i c e q u i v a l e n c e of a r c h e t y p e s f o r example,
t h a t s a c r e d s p a c e u s u a l l y signifies mother.
F i n a l l y , let m e e m p h a s i z e t h a t K a b b a l a h i s n o t a fixed s t r u c
t u r e , e i t h e r i n c o n t e n t or i n h i s t o r y . T o a s k w h a t K a b b a l a h s a y s
a b o u t a given s u b j e c t is like a s k i n g w h a t p s y c h o a n a l y s i s says
a b o u t a s u b j e c t . I n e a c h c a s e one m u s t specify w h o the a u t h o r i t y
is, w h e n he wrote a n d where, a n d at w h a t point i n h i s own
development the specific views were formulated.
J a c o b A r l o w c o m m e n t s o n I d e l ' s c h a p t e r . H e t r i e s to show
that the introduction of the feminine into the i m a g e of the
G o d h e a d a l l e v i a t e s s o m e of the s e x u a l t e n s i o n t h a t i s i n v o l v e d
i n the m a l e w o r s h i p e r ' s s u b m i t t i n g completely to a m a l e God.
N e u b a u e r , c o m m e n t i n g on Wolfson's chapter, e x a m i n e s h o w the
propositions of g e n d e r transcendence a p p l y to psychoanalytic
propositions of d e v e l o p m e n t a n d observes that not all myth
f a n t a s i e s a r e c o n s i s t e n t w i t h e a c h o t h e r w i t h r e s p e c t to p h a s e of
development. I think that s u c h consistency is not p u r s u e d by
m y s t i c s . T h e m o s t a r c h a i c f a n t a s i e s of r e u n i o n b y i n c o r p o r a t i o n
a n d identification appear side by side with phallic s e x u a l u n i o n
a n d group cohesiveness.
CHAPTER SEVEN
i n the Kabbalah
Moshe Idel
T
wo major usages of sexual imagery, metaphors a n d
praxis, occur in the kabbalistic literature. For describing
these usages, it is reasonable to divide various types of
sexual discussions into two main parts, according to their
referents on the theological or theosophical plan. (1) W h e n the
relationship symbolized by the sexual imagery or praxis is be
tween h u m a n s a n d God, I refer to it a s "vertical symbolism".
(2) W h e n the relation the sexual imagery or praxis is pointing to is
a process taking place between entities found on the s a m e level,
it is referred to a s "horizontal symbolism". "Vertical symbolism"
c a n be found i n two main kabbalistic schools: the theosophical
kabbalah, whose m a i n chef d'oeuvre is the thirteenth-century
Zohar, a n d i n the ecstatic kabbalah, represented by the thir
teenth-century writings of R. A b r a h a m Abulafia a n d his follow
ers; the "horizontal symbolism" recurs almost exclusively i n the
theosophical kabbalah.
217
218 S E X AND G E N D E R IN T H E K A B B A L A H
M s h a l l l i m i t m y s e l f to s e l f - e v i d e n t sexual d i s c u s s i o n s i n k a b b a l a h ,
l e a v i n g a s i d e a w h o l e s e r i e s of erotic i m a g e r y . S o m e o f t h e m w e r e s t u d i e d
b y V a j d a (1957) or W i r s z u b s k i (1975, pp. 1 3 - 2 3 ) ; see also L a n g e r , 1 9 2 3 ,
a n d n n . 5 a n d 50 below.
2
T h i s term o c c u r s also i n Kahler's essayhowever, i n speculative
c o n t e x t s o t h e r t h a n t h o s e d i s c u s s e d h e r e ; a n d I prefer, therefore, to p r o
p o s e m y o w n definition for t h i s p h r a s e ; cf. K a h l e r , 1 9 6 0 , p p . 6 7 - 6 8 .
S E X U A L M E T A P H O R S AND PRAXIS 219
tween G o d a n d t h e J e w i s h people, s o m e t i m e s d e s i g n a t e d as
Knesset Israel is described a s the relation between husband
a n d wife. T h i s w a s a l s o t h e m a i n a v e n u e a d o p t e d i n t h e exegeti
c a l l i t e r a t u r e of t h e S o n g of S o n g s i n m e d i a e v a l texts, w h i c h
r e g a r d e d t h e p l a i n m e a n i n g of t h e b i b l i c a l text to be c o n c e r n e d
w i t h t h e people of I s r a e l a n d G o d . T h i s i s o b v i o u s l y a p a r t of t h e
n a t i o n a l m y t h , w h i c h c h a n g e s the entire n a t i o n into o n e e n t i t y
s t a n d i n g i n s e x u a l r e l a t i o n to the other e n t i t y t h e Divinity.
T h i s m y t h i c a l r e l a t i o n s h i p h a s little to do w i t h m y s t i c i s m ; it i s
i n t e r e s t e d p r i m a r i l y i n the w h o l e n a t i o n a s a u n i t , w h e r e a s t h e
p a r t i c u l a r J e w i s r a t h e r n e g l e c t e d a s a m e a n i n g f u l factor. T h e
i n d i v i d u a l , a c c o r d i n g to c l a s s i c a l J e w i s h texts, c a n t a k e p a r t i n
this b o n d with G o d b y h i s participation i n the significant great
u n i t y , Knesset Israel [the c o m m u n i t y of I s r a e l i . H i s a c t i v i t y ,
therefore, m u s t b e f o c u s e d o n b e c o m i n g a p a r t of t h i s l a r g e r
b o d y . T h e erotic a n d s e x u a l i m a g e r y o c c u r s , i n m y o p i n i o n ,
s o l e l y o n t h i s p l a n e : t h e r e l a t i o n of the m y t h i c a l Knesset Israel
w i t h G o d . T h i s b o n d m e d i a t e s b e t w e e n the i n d i v i d u a l J e w a n d
the D i v i n i t y w h e n e v e r t h i s r e l a t i o n i s e x p r e s s e d i n s e x u a l t e r m s .
It i s only l a t e r , i n the m e d i a e v a l p e r i o d , t h a t i n a d d i t i o n to t h i s
mythical bond, expressed i n marital tenninology, a mystical
relation between the individual a n d G o d made its appearance.
T h e h u m a n s o u l o r , s o m e t i m e s , the h u m a n i n t e l l e c t w a s c o n
c e i v e d of a s female i n i t s r e l a t i o n to a s u p e r n a l " m a l e " entity, b e
it t h e active i n t e l l e c t v i e w e d a s a c o s m i c f o r c e o r G o d H i m
self. 3
T h i s i s t h e p a t t e r n a d o p t e d s i n c e t h e late twelfth c e n t u r y
by J e w i s h philosophers, a n d from t h e m it i n f i l t r a t e d into t h e
ecstatic kabbalah.
T o i l l u s t r a t e t h i s , I h a v e c h o s e n e x a m p l e s t h a t p e r m i t u s to
perceive the n e u t r a l i z a t i o n of the m y t h i c a l a s p e c t of Knesset
Israel a s it a p p e a r s i n c l a s s i c a l r a b b i n i c texts or i n the t h e o
sophical kabbalah, 4
a n d i t s t r a n s f o r m a t i o n i n t o a n a l l e g o r y of a
h u m a n spiritual capacity.
I n h i s Gan NauU A b r a h a m A b u l a f l a w r i t e s :
58 fol. 323] 5
777, p. 57]
T h e t r a n s i t i o n f r o m t h e perfect n a t i o n a s t h e p a r t n e r of G o d to
the i n d i v i d u a l s o u l is evident in this c o m m e n t . T h e w i s e man
stands for t h e w h o l e "community of J a c o b " , for h e includes
*Song of Songs* as a dialogue between God and the Soul, i.e. an allegorical
description of the path to unto mysticd* (Scholem, 1967, p. 226) must
therefore be corrected. Abulafla indeed proposed such an allegorical inter
pretation, the ultimate aim of which is the unio mystica; his perception is
closer to the philosophical interpretations than to the early kabbalistic
one. However, he differs also from the philosophers, for he strove for an
actual realization of the unio mystica, and thus allegorical interpretation
turns into what I propose to call a spiritual interpretation or hermeneutic.
On the philosophical perceptions of the Song of Songs, see Halkin, 1950,
pp. 389-424; Vajda, 1957.
222 S E X AND G E N D E R IN T H E K A B B A L A H
6
Compare to the collectanea stemming from the Abulafla circle found
i n Ms. NYJTSA Mic. 1771 fol. 34, where, again, Knesset Israel is con
nected to the rational soul.
7
An equation of the numerical value of the Hebrew letters in each word
or phrase.
8
Both having the value of 541; on other philosophical allegorizations
of Israel see Saperstein, 1980, pp. 100, 248.
S E X U A L M E T A P H O R S AND PRAXIS 223
the h u m a n s p i r i t t a k e s p l a c e a s a r e s u l t of c o n t a c t w i t h the
D i v i n e (see I d e l , 1 9 8 5 , p p . 1 9 0 - 2 0 3 ; cf. B a e r , 1 9 7 0 , pp. 55-64).
It i s i m p o r t a n t a l s o to r e m a r k t h a t the e p i t h a l a m i c symbolism 9
u s e d b y A b u l a f i a i s s o m e t i m e s t r a n s c e n d e d b y the o c c u r r e n c e of
unitive symbolism. 1 0
For example, the passage previously
q u o t e d f r o m O r ha-Sekhel a p p e a r s i m m e d i a t e l y after t h e follow
ing passage:
B e f o r e l e a v i n g t h i s type of m e t a p h o r , it m u s t b e emphasized
t h a t a n a c t u a l e x p e r i e n c e of a s e x u a l c o n t a c t i s n o t e s s e n t i a l for
t h e e c s t a t i c k a b b a l i s t . H e m a y h a v e e x p e r i e n c e d it or n o t i n t h e
p a s t o r s t i l l e n j o y it (or not) i n the p r e s e n t ; t h e v e r y a c t of s e x u a l
u n i o n p l a y s n o r i t u a l i s t i c r o l e i n the m y s t i c a l e x p e r i e n c e . 1 2
By
its nature, ecstatic kabbalah is mostly interested in spiritual
p r o c e s s e s for w h i c h t h e c o r p o r e a l a c t i o n s w o u l d b e o n l y a h i n
drance.
of J e w i s h m y s t i c i s m ( S c h o l e m , 1 9 7 2 , pp. 2 0 3 - 2 0 5 ) .
1 0
O n unio mystica i n A b u l a f i a ' s d o c t r i n e , s e e I d e l , 1 9 8 8 c , p p . 5 - 1 2 ,
w h e r e a d d i t i o n a l m a t e r i a l i s q u o t e d to s u b s t a n t i a t e t h e t h e s i s t h a t
A b u l a f i a a s s e r t e d t h a t total f u s i o n w i t h a h i g h e r e n t i t y s o m e t i m e s b e i n g
G o d i s possible.
" T h e v a l u e o f t h e l e t t e r s of t h e T e t r a g r a m m a t o n i s 2 6 , w h i c h i s f o r m e d
f r o m 1 3 + 1 3 ; n o w " 1 3 " i s t h e v a l u e of Ehad, t h a t i s , " o n e " , a n d AhavaK
t h a t i s , " l o v e " . B y t h e w a y o f g e m a t r i a , A b u l a f i a e v i n c e s t h a t it i s p o s s i b l e
to a t t a i n m y s t i c a l u n i o n ( O n e , O n e ) w i t h G o d ( T e t r a g r a m m a t o n ) b y m e a n s
of love [Ahavah].
1 2
Nevertheless, marriage or sexual relationship is never presented by
A b u l a f i a o r h i s d i s c i p l e s a s a n o b s t a c l e for a t t a i n i n g a m y s t i c a l e x p e r i e n c e .
W e k n o w for s u r e t h a t A b u l a f i a h i m s e l f w a s m a r r i e d , a n d i n h i s l i s t o f
r e q u i r e m e n t s for a n i d e a l s t u d e n t (see Hayye ha-Olam h a - B a , M s . O B L
1 5 8 2 , fol, 3 3 v - 3 5 r ) n o r e f e r e n c e to s e x u a l i m p u r i t y c a n b e f o u n d . S e e a l s o
Idel, 1 9 8 8 c , p p . 1 4 3 - 1 4 4 , o n the n o n - a s c e t i c c h a r a c t e r i s t i c of A b u l a f i a ' s
mysticism.
224 S E X AND G E N D E R IN T H E K A B B A L A H
" I f a m a n a n d w o m a n a r e w o r t h w h i l e , the d i v i n e p r e s e n c e d w e l l s
b e t w e e n t h e m , i f n o t t h e y s h a l l be c o n s u m e d b y fire" (b. S o t a h
17a). 13
W h a t i s the s i g n i f i c a n c e of t h i s t a l m u d i c d i c t u m ? I s it
m e r e l y a w a r n i n g i n t e n d e d to s t r e n g t h e n the l a w s of p u r i t y ?
P e r h a p s . T h i s p o s s i b i l i t y n o t w i t h s t a n d i n g , I s h o u l d l i k e to p r o
p o s e a m o r e e l a b o r a t e i n t e r p r e t a t i o n , w h i c h r e g a r d s the a c t of
u n i o n b e t w e e n h u s b a n d a n d wife, w h e n p e r f o r m e d a c c o r d i n g to
the J e w i s h ritual, a s fraught with t h e u r g i c a l 1 4
m e a n i n g . O r , to
p u t it a different w a y , the perfect s e x u a l u n i o n 1 5
actually influ
e n c e s t h e D i v i n e P r e s e n c e , c a u s i n g it to d w e l l w i t h t h e w o r t h y
p a i r . W h e n the u n i o n i s p e r f o r m e d b y i m p u r e p e r s o n s , o n the
o t h e r h a n d , t h e r e s u l t i s fatal: fire w i l l d e v o u r t h e m .
The p a i r s of o p p o s i t e s , the f a v o u r a b l e p r e s e n c e of d i v i n i t y
v e r s u s t h e d e v o u r i n g fire, r e m i n d s u s of the p o s s i b i l i t y i n h e r e n t
i n a n o t h e r s i t u a t i o n : the e n t r a n c e into the i n n e r m o s t J e w i s h
s a n c t u a r y . M o s e s w a s a b l e to h e a r the d i v i n e voice from b e t w e e n
the c h e r u b i m i n the T a b e r n a c l e , w h e r e a s N a d a v a n d A b i h u w e r e
c o n s u m e d b y fire a s t h e y e n t e r e d the s a n c t u a r y (Lev. 1 0 : 1 ) . 16
Is
this p a r a l l e l i s m a sheer coincidence? Is there a n y significant
sexual union; however, this is the way the dictum was understood by the
classical commentators, for example, by Rashi. See also the rabbinic view
that God participates in the process of producing the infant together with
his father and mother (b. Niddah 3 1 a and parallels). The affinity between
these two rabbinic views was perceived and exploited by the anonymous
kabbalist who composed the famous Epistle on the Sexual Conjunction
attributed to Nachmanides; see the edition of C. Chavel in Kitve ha-
Ramban (Jerusalem, 1964, II, pp. 324-325).
Here, as in the Sotah quotation, the verb 'achal is used in order to
1 6
It s e e m s , t h e r e f o r e , t h a t the f u l f i l m e n t of t h e d i v i n e w i l l a n d
t h e love of G o d for I s r a e l find t h e i r e x p r e s s i o n i n t h e sexually
o r i e n t e d p o s i t i o n of the c h e r u b i m . B u t G o d ' s love for I s r a e l i s n o t
t a n t a m o u n t to t h e love of one c h e r u b for a n o t h e r ; the c h e r u b i m
do n o t s t a n d for G o d a n d I s r a e l . O n l y the n a t u r e of t h e love of
m a l e a n d f e m a l e i s a m e t a p h o r of t h e d i v i n e love.
T h e d w e l l i n g of t h e d i v i n e p r e s e n c e b e t w e e n the cherubim
a n d b e t w e e n t h e p u r e h u s b a n d a n d wife a r e b u t p a r t i c u l a r c a s e s
of a m o r e g e n e r a l i n t e n t i o n , e x p r e s s e d b y the m i d r a s h i c s t a t e
m e n t : " T h e n a t u r a l p l a c e of the S h e k h i n a h w a s b e l o w " (Genesis
Rabba 19, 7, p. 1 7 6 ; Midrash Rabba o n S o n g of S o n g s , 5, l ) . 1 9
1 7
Interestingly enough, the two positions of the cherubimseparate
or unitedstand, according to some mediaeval interpreters of the T a l
m u d , respectively, for the curse and blessing occurring in the talmudic
discussion of the cherubim in b. Y o m a 54b; see R. Shemuel Edeles,
Novellae, where he quotes R. Y o m T o v Ashvili's view. Has this presumably
later conception something to do with the perception of the cherubim a s
the two divine attributes, as found already in Philo?
1 8
See the interesting proposal of Menahem K a s h e r that this text may
be connected to the perception that regards the Song of Songs as the holy
of holies, and the secrets of the forbidden sexual unions i n M i s h n a h
Hagigah 2:1, as an esoteric topic; see "Zohaf (Maimon, 1958, pp. 5 5 - 5 6 ) .
T h i s argument merits a more elaborate analysis.
1 9
See also Bereshit Rabba, p. 177, where it is implied that the right
eous are persons who c a n cause the descent of the ShekhinaK who h a s
left our world because of the s i n s of the sinners; cf. also Hebrew Enoch,
C h . 5.
226 S E X AND G E N D E R IN T H E K A B B A L A H
2 0
O n this i s s u e see S h i n a n , 1983, pp. 1 8 2 - 1 8 3 .
S E X U A L METAPHORS AND PRAXIS 227
Or
T h e r e w e r e three b u i l d i n g s s p e c i a l l y for s a c r i f i c e i n J e r u s a
l e m . T h e one facing w e s t w a s c a l l e d the "Holy.* A n o t h e r
facing the s o u t h w a s called the " H o l y of the H o l y . " T h e t h i r d
facing e a s t w a s c a l l e d the "Holy of the Holiest" . . . the H o l y of
the H o l i e s i s the b r i d a l c h a m b e r . [Gospel of Philip, p. 1 4 2 ] 22
It s e e m s t h a t t h e s e G n o s t i c t e x t s reflect a n a l r e a d y e x i s t i n g
Jewish perception of the Temple. According to Midrash
Tanhuma, c o m m e n t i n g o n t h e r e f e r e n c e to t h e r o y a l b e d i n S o n g
of S o n g s 3 : 7 , the a n o n y m o u s commentator asserts that '"his
[Solomon's] b e d ' t h i s is the T e m p l e . A n d w h y i s the Temple
c o m p a r e d to t h e b e d ? J u s t a s t h i s b e d s e r v e s f r u i t f u l n e s s a n d
m u l t i p l i c a t i o n , s o too t h e T e m p l e , e v e r y t h i n g t h a t w a s i n it w a s
f r u i t f u l a n d m u l t i p l i e d " ( B u b e r ' s v e r s i o n , N u m . fol. 1 7 ) . 2 3
chamber invited u s i n " (see also Grant, 1961, pp. 129-140; Sevrin, 1974,
pp. 1 4 3 - 1 9 3 ; Sevrin, 1982, pp. 4 4 8 ^ 5 0 ) .
Cf. Patai, 1947, pp. 8 9 - 9 2 , a n d on the perception of the holy of
2 3
holies a s cletoris In the Zohar. see Liebes, 1982, p. 194, It seems plausible
that the midrashic connection between Apirion [litter for a wedding
procession] mentioned i n the Song of Songs III a n d the Temple a n d
Tabernacle may have something to do also to with sexuality a n d fertility;
see Song of Songs RabbahlU. 15-19 (Dunski, 1980, pp. 9 3 - 9 6 ) .
228 S E X AND G E N D E R IN T H E KABBALAH
2 4
L i e b e s ( 1 9 8 2 , p. 2 3 1 ) , e v e n a s s e r t s t h a t t h e a n o n y m o u s Gnostic
a u t h o r w a s of J e w i s h e x t r a c t i o n .
2 5
T h i s figure r e c u r s i n m i d r a s h i c t e x t s : s e e G o l d b e r g , 1 9 6 9 , p p . 3 5 7
359, 508-509.
2 6
S e e N a c h m a n i d e s , Commentary on Exodus, 2 9 : 4 6 , a n d a l o n g s e r i e s
of o t h e r k a b b a l i s t s a f t e r w a r d s ; c o m p a r e a l s o to R . J o s e p h G i k a t i l l a ' s
e x p r e s s i o n " t h e n e e d of S h e k h i n a h " i n Sha!re OraK e d . J . b e n S h l o m o
( J e r u s a l e m , 1970), I, 6 7 .
SEXUAL METAPHORS AND PRAXIS 229
It i s w e l l k n o w n to the m a s t e r s of K a b b a l a h t h a t human
thought stems from the i n t e l l e c t u a l s o u l , w h i c h h a s de
s c e n d e d from above. A n d h u m a n thought h a s the ability to
s t r i p itself [from a l i e n i s s u e s ] a n d to a s c e n d to a n d a r r i v e a t
the place of its s o u r c e . 2 7
T h e n , it w i l l unite w i t h the s u p e r n a l
entity, 28
w h e n c e it c o m e s , a n d it [i.e. the thought] a n d it [i.e.
its source] b e c o m e one e n t i t y . 29
A n d w h e n the thought r e
t u r n s d o w n w a r d from above, something s i m i l a r to a line
a p p e a r s , a n d w i t h it the s u p e r n a l light d e s c e n d s , u n d e r the
i n f l u e n c e of the t h o u g h t that d r a w s it d o w n w a r d , a n d c o n
s e q u e n t l y it d r a w s the S h e k h i n a h d o w n w a r d . T h e n the b r i l
liant 3 0
light c o m e s a n d i n c r e a s e s u p o n the place w h e r e the
o w n e r of the thought s t a n d s . . . a n d s i n c e t h i s is the c a s e ,
o u r a n c i e n t s a g e s h a d to state t h a t w h e n the h u s b a n d c o p u
l a t e s w i t h h i s wife, a n d h i s thought u n i t e s w i t h the s u p e r n a l
entities, t h a t v e r y thought d r a w s the s u p e r n a l light d o w n
w a r d , a n d it (the light) dwells u p o n the drop [of s e m e n ] u p o n
w h i c h he d i r e c t s h i s intention a n d t h o u g h t . . . t h a t v e r y drop
2 7
T h i s v i e w w a s t a k e n over by the a n o n y m o u s a u t h o r of the Iggeret
f r o m G e r o n e s e K a b b a l a h (see S c h o l e m , 1 9 6 2 , p p . 3 2 0 - 3 2 1 ) . O u r a u t h o r
i s , s e e m i n g l y , o r i g i n a l i n a p p l y i n g t h e a l r e a d y e x i s t i n g v i e w of elevatio
mentis to t h e p r o c r e a t i v e s e x u a l p r o c e s s .
2 8
Literally, "secret""sod".
2 9
O n t h i s e x p r e s s i o n , s e e S c h o l e m , 1 9 6 2 , p. 3 2 2 , n . 1 9 2 .
3 0
T h e e x p r e s s i o n " t h e l i g h t o f t h e S h e k h i n a r T [or ha-Shekhinah],
w h i c h m i g h t i n f l u e n c e t h i s text, w a s i n e x i s t e n c e s e v e r a l c e n t u r i e s b e f o r e
t h e a u t h o r o f t h e Iggeret, s e e V a j d a , 1 9 7 5 , p p . 1 3 3 - 1 3 5 , to w h i c h w e m a y
a d d MidrashTadshe, c h . 11 ( E p s t e i n , 1 8 8 7 , p. 1 5 6 ) , a n d G o l d b e r g , 1 9 6 9 ,
pp. 3 1 8 - 3 1 9 .
230 S E X AND G E N D E R IN T H E KABBALAH
T h e r e f o r e , t h e h u m a n m y s t i c a l i n t e n t i o n t h a t h a s to a c c o m
p a n y the s e x u a l u n i o n c a n c a u s e the s u p e r n a l l i g h t a n d the
Shekhinah a s well to descend on m a n during sexual inter
3 1
c o u r s e . T h e h u s b a n d h a s to elevate h i s t h o u g h t to i t s s o u r c e , to
a c h i e v e a unio mystica, w h i c h w i l l be followed b y t h e d e s c e n t of
s u p e r n a l s p i r i t u a l forces o n t h e semen virile. 32
Here ascensio
mentis, unio mystica, a n d reversio a r e p r e r e q u i s i t e s t a g e s of t h e
ideal conception. 33
It i s w o r t h w h i l e to c o m p a r e t h i s m y s t i c a l c o n c e p t i o n o f t h e
s e x u a l a c t to t h e t a n trie v i e w . I n b o t h c a s e s , the s e x u a l a c t m u s t
be performed i n a very mindful manner; a certain mystical
c o n s c i o u s n e s s i s attained alongside the corporeal act. However,
t h e u s a g e of i n t e r c o u r s e a s a v e h i c l e for s p i r i t u a l e x p e r i e n c e s i s
e v i d e n t l y different. T h e m y s t i c a l u n i o n of t h o u g h t w i t h its s o u r c e
i s , i n k a b b a l a h , i n s t r u m e n t a l to t h e m a i n g o a l c o n c e p t i o n ; t h e
spiritual attainment i s solely a preparatory phase i n the process
of p r o c r e a t i o n , w h i c h h a s to be p e r f o r m e d with the coopera
tion of t h e Shekhinah. I n t h e t a n trie s y s t e m s , the mystical
c o n s c i o u s n e s s , t h e bodhicitta, i s a n a i m i n itself, w h e r e a s t h e
perfect s t a t e i s o b t a i n e d b y t h e i m m o b i l i z a t i o n of t h e flow o f
semen virile (see E l i a d e , 1969, p p . 118-119; 1971, p p . 2 4 8 - 2 4 9 ,
2 6 6 - 6 8 ) . T h e s e x u a l a c t i s r e g a r d e d b y t h e k a b b a l i s t s a s a life
31
The presence of the Shekhinahis induced by the pure thought of the
husband according to some additional statements (Goldberg, 1969, p.
332), one of them asserting that whoever thinks of the exterior beauty of
his wife does not think according to the "supernal pure thought*, and
thereby causes the Sliekhinah to leave the pair.
1 assume that to the ancient rabbinic view, concerning the presence
32
Isaac of Acre's view, discussed later, where only after the corporeal rela
tions is severed, the "higher" spiritual status of union is achieved.
S E X U A L M E T A P H O R S AND P R A X I S 231
g i v i n g a c t ; w i t h t h e t a n trie m a s t e r s , t h e e j a c u l a t i o n i s v i e w e d a s
" d e a t h " (see E l i a d e , 1 9 7 1 , p. 249). T h e k a b b a l i s t s p u t m y s t i c a l
u n i o n i n t h e s e r v i c e of p r o c r e a t i o n ; t a n t r a p u t f r u i t l e s s i n t e r
c o u r s e i n t o t h e s e r v i c e of m y s t i c a l c o n s c i o u s n e s s .
F o r the t h e o s o p h i c a l k a b b a l i s t s , i n t e r c o u r s e i s n o t a n a i m i n
itself. T h e f i n a l g o a l o r g o a l s a r e p r o c r e a t i o n a n d p r e p a r a t i o n of
a p p r o p r i a t e substratahuman beingsto serve a s residences
for t h e Shekhinah. E i t h e r the h u m a n c o u p l e o r i t s d e s c e n d a n t s
c o m e i n t o d i r e c t c o n t a c t w i t h the Shekhinah, w h i c h descends on
the m a n w h o performs the s e x u a l act i n purity. Therefore, a
contact is evidently established between the h u m a n and the
d i v i n e , d u r i n g w h i c h the f o r m e r r e t a i n s h i s m a s c u l i n e n a t u r e .
I n t h e t e x t s a n a l y s e d e a r l i e r , t h e Shekhinah descends during
p r o p e r i n t e r c o u r s e . H o w e v e r , S h e d o e s n o t p l a y t h e r o l e of t h e
f e m a l e , a n d n o m e n t i o n of s e x u a l r e l a t i o n s b e t w e e n t h e m a l e a n d
t h e Shekhinah c a n be d i s c e r n e d i n t h e s e d i s c u s s i o n s . It s e e m s
t h a t t h e Zohar c o n t r i b u t e d a n i m p o r t a n t c o n c e p t i n t h e domain
of s e x u a l m o t i f s ; 34
for t h e first time in a J e w i s h s o u r c e , 3 5
the
r i g h t e o u s p e r s o n i s p o r t r a y e d a s s t a n d i n g b e t w e e n two females
(see T i s h b y , 1 9 6 3 , I, 149): the h u m a n o n e t h a t i s , t h e s p o u s e
a n d t h e s u p e r n a l o n e t h e Shekhinah. T h e m a n i s a b l e to a t t a i n
this s t a t u s only w h e n m a r r y i n g a h u m a n w o m a n , b u t afterwards
h e i s c o m p e n s a t e d b y the p r e s e n c e of the Shekhinah whenever
h e s e p a r a t e s f r o m h i s e a r t h l y wife. T h i s s e x u a l d e s c r i p t i o n of
h u m a n c o n t a c t w i t h the Shekhinah is primarily attributed to
Moses, Tsh ha-Elohim n
[lit. " t h e m a n of G o d " ] , a p h r a s e i n t e r
p r e t e d b y t h e k a b b a l i s t s a s " t h e h u s b a n d of t h e S h e k h i n a h " (see
I d e l , 1 9 8 5 a , p. 5 6 , n o t e s 1 1 7 , 119, 120). H o w e v e r , e v e n other
religious m e n are sometimes described i n similar terms. A c c o r d
i n g to t h e Zohar, m a r r i a g e b e s t o w s t h e r i g h t e o u s n o t o n l y w i t h
t h e o p p o r t u n i t y to fulfil the r e q u i r e m e n t of p r o c r e a t i o n , b u t it
a l s o e n a b l e s h i m to a t t a i n the m y t h i c a l s t a t u s of t h e human
h u s b a n d of " t h e w o r l d of t h e W o m a n h o o d " [Alma de-nukba]. It is
w o r t h w h i l e to f o c u s o n t h i s v i e w t h e r i t u a l i s t i c m a r r i a g e i s a
p r e r e q u i s i t e for t h e acquirement of the role of t h e mythical
husband. The actual consummation of m a r r i a g e i s a sine qua
3 4
O n t h e i m p o r t a n c e of s e x u a l s y m b o l i s m i n t h e Zohar, s e e S c h o l e m ,
1967, p p . 2 2 5 - 2 2 9 ; T i s h b y , 1963, II, 6 0 7 - 6 2 6 ; W a i t e , 1990, p p . 3 7 7 - 4 0 5 .
3 5
A p a r a l l e l c o n c e p t o c c u r s a l s o i n S u f i c m a t e r i a l ; s e e I d e l , 1985a, p .
56, n . 117.
232 S E X A N D G E N D E R IN T H E K A B B A L A H
non for i t . H o w e v e r , a f t e r w a r d s it m a y s o m e t i m e s b e c o m e a n
o b s t a c l e for the a t t a i n m e n t o f the s p i r i t u a l e x p e r i e n c e . Note, for
e x a m p l e , the o p i n i o n of R . I s a a c of A c r e :
T h i s c o m b i n a t i o n of c o r p o r e a l m a r r i a g e a s a f i r s t s t e p , w i t h
the spiritual one a s the second step, s e e m i n g l y p o i n t s to a
synthesis of t h e t h e o s o p h i c a l i m p o r t a n c e of t h e m a r r i a g e with
the e m p h a s i s that the ecstatic k a b b a l a h p u t s on the spiritual
n a t u r e of the r e l a t i o n b e t w e e n m a n a n d God. 3 6
3 6
C o m p a r e t h e e x p l a n a t i o n s offered b y R . M o s h e d e L e o n a n d t h e
Zoharon t h e d e a t h of R a c h e l before J a c o b ' s e n t r a n c e to t h e L a n d of I s r a e l .
A c c o r d i n g to t h e s e texts, the i n t e r d i c t i o n to m a r r y two s i s t e r s w h o a r e a l i v e
i s s t r e s s e d . T h e r e f o r e , the ritualistic c o n c e p t i o n i s c h o s e n r a t h e r t h a n t h e
s p i r i t u a l one. ( S e e T i s h b y , 1982, p. 45.) T h e transition from a corporeal
c o n c e p t o f r e l a t i o n to w o m e n to a s p i r i t u a l o n e i s a l s o e v i d e n t i n a n
i m p o r t a n t p a r a b l e a d d u c e d by R. I s a a c , o n t h e " d a u g h t e r of the K i n g " ; s e e
Idel, 1 9 8 5 a , pp. 5 3 - 5 4 ; see also n . 3 3 above.
3 7
T h e g e n e r a l l y a c c e p t e d v i e w of the ShekhinaK i n a n c i e n t s o u r c e s , a s
i d e n t i c a l w i t h t h e d i v i n i t y a n d therefore w i t h o u t a n y f e m i n i n e c h a r a c t e r i s
tic, w a s f o r m u l a t e d b y G . S c h o l e m a n d E . E . U r b a c h a n d e n d o r s e d b y
Goldberg i n h i s monograph. O n the other h a n d , Patai (1978) proposed a
r a d i c a l l y different c o n c e p t i o n o f the Shekhinah a s a s e p a r a t e f e m i n i n e
entity, w i t h o u t , however, providing solid evidence. It s e e m s t h a t t h o u g h
t h e f i r s t v i e w r e p r e s e n t s the c o m m o n v i e w of c l a s s i c a l r a b b i n i c a l s o u r c e s ,
t h e s e c o n d v i e w i s n o t totally a b s e n t .
S E X U A L M E T A P H O R S A N D P R A X I S 233
i m p o r t a n t to s t r e s s t h a t , for t h e k a b b a l i s t s , t h e f e m i n i n e c h a r a c
t e r i s t i c of t h e d i v i n e m a n i f e s t a t i o n i s o n l y s e c o n d a r i l y a s s o c i a t e d
with h e r relation with righteous humans. Primarily, s h e is
v i e w e d a s t h e f e m i n i n e p a r t n e r of t h e s y s t e m of n i n e sephirot,
w h i c h a r e r e g a r d e d a s t h e " w o r l d of t h e male** o r of t h e i r r e p r e
sentatives, t h e s e p h i r o t Tiferet o r YesocL Righteous humans,
therefore, a r e imitating the parallel relationship between the
supernal righteous entities, Yesod a n d Shekhinah. T h e real,
a r c h e t y p i c a l p r o c e s s e s take place i n the divine w o r l d ; here below
w e o n l y reflect t h e m y s t e r i o u s d y n a m i c s of t h e i n f r a d i v i n e w o r l d .
Like righteous h u m a n s , who s t a n d between two femalesthe
h u m a n a n d t h e d i v i n e s o , too, t h e d i v i n e f e m a l e s t a n d s b e t w e e n
t w o m a l e s t h e h u m a n a n d t h e d i v i n e (cf. Zohar I, 153b; Liebes,
1982, pp. 122, 179 n. 314; 2 0 5 n . 407).
B e c a u s e the relationship between righteous h u m a n s a n d the
Shekhinah i s , w i t h the k a b b a l i s t s , b a s i c a l l y a m i m e s i s of a
supernal process, w e m a y conceive it a s being e x p r e s s e d by
a "descending symbolism": T h e most important process takes
place above, 3 8
a n d w e u s e t h i s s y m b o l i s m i n o r d e r to reflect a
parallel phenomenon below. T h u s , the vertical d e s c e n d i n g s y m
b o l i s m i s r o o t e d , a c c o r d i n g to t h e k a b b a l i s t s , i n t h e h o r i z o n t a l
descending symbolism. The harmonious relation between
Tifereth a n d Malkhutor, a s this relation w a s more c o m m o n l y
c a l l e d , "Yihud Kudsha Berikh Hit u-Shekhintei" [the u n i f i c a t i o n
of t h e H o l y O n e , b l e s s e d b e H e , a n d H i s D i v i n e P r e s e n c e ] i s
c r u c i a l for t h e w e l f a r e of t h e w o r l d . O n l y w h e n t h e u n i o n b e t w e e n
the two divine powers i s a c h i e v e d c a n the influx s t e m m i n g from
the Eyn Sof [the infinite one] be t r a n s m i t t e d to t h e l o w e r w o r l d .
This harmony, w h i c h w a s disturbed b y the primordial s i n ,
a s w e l l a s b y s i n s i n general, c a n be restored b y the k a b b a l i s t i c
p e r f o r m a n c e of t h e mitzvot, o n e of t h e m o s t i m p o r t a n t of t h e s e
Compare Bertil Gartner (1961, p. 253): "[I]n the Gnostic systems the
3 8
and the c o m m a n d m e n t of u n i o n w h i c h c o n c e r n s u s is
c o n n e c t e d a l s o to w h a t G - d s a i d to S h a b b a t : 3 9
Knesset Israel
w i l l be y o u r s p o u s e a n d it [Shabbat] i s the R i g h t e o u s , t h e
foundation of the world (cf. Prov. 10:26), a n d therefrom a l l
the s p i r i t s a n d s o u l s c o m e . . . t h i s i s the r e a s o n people
4 0
3 9
S e e Genesis RabbaXl. 8, p p . 9 5 - 9 6 , a d d u c e d b y R . J e h u d a h i m m e
diately afterward.
4 0
C o m p a r e to a p a r a l l e l v i e w o c c u r r i n g i n Sefer ha-Bahir ( M a r g a l i o t ,
1 9 7 8 a , p a r . 157): T h e Righteous i s alone i n h i s w o r l d . . . a n d h e i s t h e
foundation of all s o u l s . . . a n d Scripture [supports this i n s a y i n g ( E x .
3 1 : 1 7 ) ] : O n t h e s e v e n t h h e r e s t e d a n d w a s r e f r e s h e d [= vayinqfashx t h e
s a m e H e b r e w r o o t f o r m s t h e w o r d s o u l = nefesh]"
4 1
O n S h a b b a t a s a p r o p i t i o u s t i m e for s e x u a l r e l a t i o n s , s e e T . K e t u b o t
6 2 b , t h e Zohar ( s e v e r a l t i m e s ) , a n d t h e t e x t of R . M o s h e C o r d o v e r o , n . 7 2 .
It s e e m s t h a t t h e k a b b a l i s t h a s a q u a s i - a s t r o l o g i c a l p e r c e p t i o n of S h a b b a t ;
b e c a u s e I t w a s r e g a r d e d a s t h e d i v i n e p o t e n c y , n a m e l y , t h e sephirah
\yesod], w h i c h p r e s i d e s o v e r t h e p r o c e s s of fertility, i t w a s t h o u g h t t h a t
S h a b b a t i s p a r t i c u l a r l y p r o p e r for s e x u a l a c t i v i t y ( a n d s e e F r o m m , 1 9 5 1 ,
pp. 241-249).
SEXUAL METAPHORS A N D PRAXIS 235
4 2
S e e T i s h b y , 1 9 4 5 , p. 1 7 , a n d n . 1 5 . It i s h i g h l y p r o b a b l e t h a t t h e
i d e n t i f i c a t i o n of t h e c h e r u b i m w i t h t h e two d i v i n e a t t r i b u t e s i s a c o n t i n u a
tion o f a n a n c i e n t t r a d i t i o n , f o u n d a l r e a d y i n P h i l o a n d i n MidrashTadshe
(see G o o d e n o u g h , 1 9 3 5 , p p . 2 5 - 2 6 ; 1 9 5 4 , I V , p. 1 3 2 ; a n d P a t a i , 1 9 7 8 , p .
82). T h i s i s s u e will be elaborated in a separate study.
236 S E X AND G E N D E R IN T H E K A B B A L A H
s e a r c h i n g for a female m a t e . T h e r e f o r e , I a s s u m e t h a t t h i s p a r a
d i g m m o u l d e d t h e k a b b a l i s t i c a p p e r c e p t i o n of t h e r e l a t i o n s h i p
b e t w e e n S h a b b a t a n d Knesset Israel
T h e d e s c r i p t i o n of t h e u n i o n of t h e s e p h i r o t Tiferet or Yesod
a n d Malkhut w e r e l a b e l l e d e a r l i e r a s s e x u a l h o r i z o n t a l d e s c e n d
i n g s y m b o l i s m . A c c o r d i n g to t h e definition offered b y K a h l e r of
" d e s c e n d i n g s y m b o l i s m " , a d d u c e d a t t h e b e g i n n i n g of t h i s c h a p
ter, t h i s t e r m d e n o t e s a p r o c e s s t h a t i s s y m b o l i z e d b y a s y s t e m
t h a t i s r o o t e d i n a h i g h e r level. A s f a r a s t h e l o w e r s e p h i r o t a r e
concerned, their relationship, expressed i n s e x u a l imagery, r e
flects a n even h i g h e r s e x u a l d i c h o t o m y d e s c r i b e d i n t h e e a r l i e s t
k a b b a l i s t i c t r e a t i s e s , w h e r e t h e s e p h i r o t Hesed and Gevurah
w e r e c o n c e i v e d of, r e s p e c t i v e l y , a s a p a i r of m a s c u l i n e a n d f e m i
nine powers. S u c h i s t h e c a s e i n R . A b r a h a m b e n D a v i d of
P o s q u i e r e s , w h o r e g a r d e d t h e two divine a t t r i b u t e s , seemingly
Hesed a n d Gevurah, a s du-parzujun [ p o s s e s s i n g d u a l c h a r a c t e r
istics!that is, apparently as masculine a n d feminine (see
S c h o l e m , 1 9 6 2 , p p . 2 3 2 - 2 3 3 ) . T h e r e f o r e , t h e lower s e p h i r o t r e
flect a h i g h e r s y z y g y . I n d e e d , a c l o s e s c r u t i n y of t h e e v o l u t i o n of
early kabbalistic symbolism e v i n c e s t h a t the p r o b a b l y earlier
sexual relationship of t h e two divine a t t r i b u t e s , Hesed and
Gevurah, i n f l u e n c e d t h e s a m e type of p e r c e p t i o n of t h e l o w e r
s e p h i r o t (see I d e l , forthcoming). A g a i n , t h i s s e x u a l u n d e r s t a n d
i n g of t h e r e l a t i o n b e t w e e n Hesed a n d Gevurah m a y reflect a
s t i l l h i g h e r s y z y g y of s e p h i r o t : Hokhmah a n d Binah, w h i c h were
regarded, respectively, a s "father" a n d "mother". A s the lower
s e p h i r o t h a v e to b e i n the s t a t u s of Yehud ( " u n i o n " ] , s o , too, do
the h i g h e r s e p h i r o t , i n order to a t t a i n t h e c o n d i t i o n of " h i g h e r
union". 4 3
According to i m p o r t a n t kabbalist sources, t h e two
higher sephirot are mediated by a peculiar sephirah, Da'at,
w h o s e s e x u a l overtones are almost explicit [da'at [knowledge]
being t h e b i b l i c a l t e r m for s e x u a l f a m i l i a r i t y ) , m o s t l y i n the
L u r i a n i c k a b b a l a h (see Iggeret ha-Kodesh, Kitve ha-Ramban, I I ,
p 3 2 4 ) . T h e r e f o r e , s e x u a l i m a g e r y p l a y e d a m o s t i m p o r t a n t role
i n t h e d e s c r i p t i o n of t h e n a t u r e of m o s t of t h e d i v i n e a t t r i b u t e s
a n d the r e l a t i o n s b e t w e e n t h e m . F u r t h e r m o r e , a c c o r d i n g to t h e
k a b b a l i s t s , t h e e x i s t e n c e of t h e s y z y g i e s i n t h e d i v i n e w o r l d i s a
4 3
O n t h e t w o l e v e l s o f Yehud, o r u n i f i c a t i o n , s e e T i s h b y , 1963, II, pp.
261 ff.
S E X U A L M E T A P H O R S A N D P R A X I S 237
A c c o r d i n g to R . M o s h e C o r d o v e r o , a l e a d i n g k a b b a l i s t of S a f e d :
4 4
O n t h e c o n c e p t i o n of t h e s e x u a l life i n t h e w o r k o f a c o n t e m p o r a r y o f
C o r d o v e r o , s e e t h e i m p o r t a n t d i s c u s s i o n of W e r b l o w s k y ( 1 9 7 7 , p p .
133-139).
4 5
C o m p a r e t h e t a n t r i c v i e w r e f e r r e d to b y E l i a d e ( 1 9 6 9 , p p . 4 0 - 4 1 ) .
238 S E X AND G E N D E R IN T H E K A B B A L A H
A l l the i s s u e s we d i s c u s s e d 4 7
a r e the s e c r e t of the s y s t e m of
the order of the world a n d its s t r u c t u r e , a n d the prototype of
m a l e a n d female [which are] the secret of the donor [of the
influx] a n d [its] r e c e i v e r , 48
a n d behold, the worthy u n i o n of
m a n a n d h i s wife, i s i n the l i k e n e s s of h e a v e n a n d e a r t h .
[Kitve ha-Raniban I I , 3 2 5 J 4 9
4 6
S e e d i s c u s s i o n of R . J e h u d a h b e n Y a k a r ' s text a b o v e , a s w e l l a s m y
d i s c u s s i o n of C o r d o v e r o (Idel, 1 9 8 2 , p p . 5 4 - 5 5 ) .
4 7
Seemingly the divine powers that form the s u p e r n a l Merkavah,
n a m e l y t h e s e p h i r o t i c r e a l m ; s e e Kitve ha-Ramban II, p. 3 2 4 .
4 8
Mashpia u-mekabbeh, t h e s e t e r m s for m a s c u l i n e a n d f e m i n i n e f u n c
tioning entities a r e widespread i n R . J o s e p h Gikatilla's later w o r k s .
4 9
T h e s e w o r d s m a y s y m b o l i c a l l y refer to t h e s e p h l r o t Tipheret, a n d
MalkhuL C o m p a r e to the U p a n i s h a d i c p a r a l l e l r e f e r r e d to b y E l i a d e ( 1 9 7 1 ,
p. 2 5 4 ) . I t i s w o r t h r e m a r k i n g t h a t a l r e a d y i n t h e m i d r a s h , Numbers
Rabbahpar. 2 , t h e c h e r u b i m s t a n d for h e a v e n a n d e a r t h .
5 0
S e e , e . g . , t h e c o n c e p t i o n e x p r e s s e d i n t h e Alphabet qfR. Akiba ( i n
W e r t h e i m e r , 1 9 5 5 , I I , p . 3 5 7 ) : " A l l of t h e c r e a t u r e s t h a t w e w i l l i n t h e
f u t u r e c r e a t e a r e [to b e c r e a t e d ] o n e m a l e a n d o n e f e m a l e " , a n d s e e t h e
s o u r c e s a d d u c e d i n idem, n . 3 8 . T h i s view w a s adopted by R . E l e a z a r of
W o r m s a n d R . J a c o b b e n S h e s h e t (see B e n S h e s h e t ' s Meshiv Devarim
Nekhohim, V a j d a , 1 9 6 9 , p. 1 1 4 ) . T h e i s s u e of s e x u a l p o l a r i t y I n s u p e r n a l
w o r l d s I n t h e v i e w s o f t h e A s h k e n a z i H a s i d i s m o f t h e twelfth a n d t h i r
t e e n t h c e n t u r i e s i s a n i m p o r t a n t topic t h a t m u s t b e m e t i c u l o u s l y
Inspected, b e c a u s e it m a y constitute o n e of the m a i n bridges between
a n c i e n t J e w i s h v i e w s of s e x u a l i t y a n d e a r l y k a b b a l a h (see a l s o n . 5 1 a n d
Harris, 1959, pp. 13-44).
It s e e m s Indeed that kabbalistic material influenced Leone E b r e o ' s
thought, w h i c h w a s described a s "the radical polarization of the entire
u n i v e r s e i n t e r m s of m a l e a n d f e m a l e s y m b o l s " (see P e r r y , 1 9 8 0 , p . 1 5 ; s e e
also Idel, 1 9 8 5 b , pp. 8 9 - 9 3 ) .
S E X U A L M E T A P H O R S AND PRAXIS 239
T h i s c o r r e l a t i o n b e t w e e n t h e v a r i o u s l e v e l s of r e a l i t y p e r m i t t e d
t h e k a b b a l i s t s to r e g a r d t h e s e x u a l u n i o n a s a n irrdtatto Dei from
o n e p e r s p e c t i v e a n d a s a t h e u r g i c a l a c t i n t e n d e d to i n d u c e a
h a r m o n i o u s state i n the s u p e r n a l entities from a n o t h e r .
Moreover, k a b b a l i s t s u s e d these principles, a s well a s a l r e a d y
e x i s t i n g m o t i f s , i n o r d e r to c o n s t r u c t a b i s e x u a l s y s t e m of t h e
p o w e r s of e v i l . S o , S a m m a e l a n d L i l i t h a r e t h e " a p e s of God"
w h o t r y to i m i t a t e t h e d i v i n e u n i o n i n t h e d e m o n i c counterpart
s t r u c t u r e (see W e r b l o w s k y , 1972, II, 3 1 8 - 3 2 5 ; D a n , 1980, pp.
17-25). 5 1
5 1
T h e s t o r y of t h e d e v e l o p m e n t of t h e d e m o n i c b i s e x u a l s t r u c t u r e h a s
to b e r e c o n s i d e r e d , i n m y o p i n i o n , i n t h e d i r e c t i o n of a n e a r l i e r a p p e a r a n c e
of t h e s e x u a l r e l a t i o n s b e t w e e n t h e h e a d s of d e m o n s .
5 2
I c o n s c i o u s l y ignore the possibly more interesting c o m p a r i s o n b e
t w e e n t h e k a b b a l i s t i c a p p r o a c h to s e x u a l i t y a n d H i n d u v i e w s , for 1 a m
i n t e r e s t e d i n c o m p a r i n g c o n c e p t i o n s t h a t flourished i n t h e s a m e g e o
g r a p h i c a l region a n d c o u l d influence e a c h other. Moreover, G n o s t i c i s m
a n d k a b b a l a h s h a r e t h e v i s i o n of t h e p l e r o m a a s b e i n g c o m p o s e d from
s y ^ g i e s a n d having hierogamic relations between them. Against this
b a c k g r o u n d , the discrepancies between t h e m are even m o r e startling.
5 3
S e e , e.g., t h e Gospel of Thomas a n d t h e Gospel of Philip. T h e p e r t i
n e n t texts were a d d u c e d i n E l i a d e , 1969, pp. 1 0 5 - 1 0 7 ; B a e r , 1970, pp.
7 2 - 7 4 ; Robinson, 1970, pp. 1 1 1 - 1 1 7 ; Meeks, 1974, pp. 1 8 8 - 1 9 7 .
5 4
S e e Gal 3 : 2 8 ; M e e k s , 1 9 7 4 ; J u n g , 1 9 7 7 , p p . 3 7 3 - 3 7 4 . T h i s m o t i f i s
well k n o w n already i n Philo but, in my opinion, is u n k n o w n i n Hebrew
texts; see B a e r , 1970, pp. 4 5 - 5 5 . S e e , however, h i s s t a n d a r d J e w i s h
attitude towards m a r r i a g e (idem, pp. 75, 9 4 - 9 5 ) . Philo's v i e w s o n * m a s c u
linity" a n d "Virginity" a s a mystical ideal were highly influential on the
p a t r i s t i c l i t e r a t u r e a n d t h e r e b y o n C h r i s t i a n t h o u g h t i n g e n e r a l (see C l i n e
Horowitz, 1979, pp. 1 9 0 - 2 0 4 ) .
240 S E X AND G E N D E R IN T H E K A B B A L A H
T h e c h e r u b i m c a n be v i e w e d w h e n i n t e r t w i n e d , b u t t h e y c a n
a l s o s e p a r a t e from e a c h other. H u m a n b e i n g s c a n u n i t e i n t h e
sexual act without losing t h e i r specific sexual nature. The
s u p e r n a l d i v i n e m a n i f e s t a t i o n s a r e s u p p o s e d to a t t a i n t h e i r i d e a l
s t a t e w h e n t h e opposite divine p o w e r s a r e u n i t e d , a u n i o n t h a t i s
explicitly described in s e x u a l imagery. Nevertheless, nowhere is
t h i s u n i o n r e g a r d e d a s a n a n n i h i l a t i o n of two s e p h i r o t a n d the
e m e r g e n c e of one, a n d r o g y n o u s , a l t e r n a t i v e d i v i n e p o w e r . W h a t
i s c h a r a c t e r i s t i c of the k a b b a l i s t i c v i e w i s the e m p h a s i s o n the
a t t a i n m e n t of a h a r m o n i o u s r e l a t i o n s h i p b e t w e e n o p p o s i n g p r i n
c i p l e s , w h o s e s e p a r a t e e x i s t e n c e i s i n d i s p e n s a b l e for the welfare
of the e n t i r e c o s m o s . O r , to p u t it i n other w o r d s , t h e o s o p h i c a l
k a b b a l a h w a s not i n t e r e s t e d i n a d r a s t i c r e s t r u c t u r i n g of e x i s t
e n c e b y e i t h e r the t r a n s f o r m a t i o n of the f e m i n i n e into m a s c u l i n e
or b y t h e i r final f u s i o n into a b i s e x u a l or a s e x u a l e n t i t y . R a t h e r ,
the k a b b a l i s t s w e r e s t r i v i n g for a n i m p r o v e m e n t of the p r o c e s s e s
going on between polar elements composing the terrestrial a n d
the divine u n i v e r s e s .
T h e k a b b a l i s t s t r a n s p o r t e d the h u m a n s e x u a l r e l a t i o n s h i p
n o t o n l y t h e s e x u a l p o l a r i t y i n t o the s u p e r n a l w o r l d ; the p r o
5 5
As Meeks (1974, p. 186) properly remarks: " I n J u d a i s m the myth (of
androgyne) serves only to solve an exegetical dilemma and to support
monogamy." However, the ecstatic kabbalah sometimes employs androgy
nous imagery, under the influence of Greek philosophy, mediated by
Maimonides' works. Nevertheless, no ascetic movement emerged from this
trend of thought; see n. 3 above. Another crucial difference between the
J e w i s h and Greek view of androgyny is the positive J e w i s h perception of
the separation between the male and female, whereas with Plato this
separation is viewed as a punishment. Cf., however, Boman (1960, pp.
96-97): "the form of the myth is quite different from that in Gen. 2, but the
meaning is exactly the same"! [my emphasis]. See also the Gnostic Apoc
alypse qfAdam(tr. G. Macrae, in Charlesworth, 1983,1, p. 712): "God, the
ruler of the aeons, and the powers, separated u s wrathfully. T h e n we
became two aeons, and the glory in our hearts deserted u s , me and your
mother E v e . " Compare also the accusation of a matrona that God created
woman "by thievery" (Gen., Rabba, XVII, 7, p. 158) versus the answer of
R. J o s e , who stresses God's benevolence. On the possible Gnostic back
ground of this passage, see Gershenzon-Eliezer Slomovic, 1985, pp. 2 0
22.
S E X U A L M E T A P H O R S AND PRAXIS 241
c e s s e s t h e r e h a d to c o n f o r m to h u m a n s e x u a l b e h a v i o u r . The
G n o s t i c v i e w a t t e m p t e d to c o p y t h e h i g h e r r u l e of a n d r o g y n e i t y
or a s e x u a l i t y i n the lower w o r l d . 5 6
G n o s t i c a n d to a c e r t a i n
extent also C h r i s t i a n a t t i t u d e s towards sexuality represent a n
i m p o r t a n t a s p e c t of t h e i r m o r e c o m p r e h e n s i v e r e j e c t i o n of t h i s
w o r l d (see M e e k s , 1974, p. 207). The Gnostic a n d Christian
eschatologies present a spiritual e s c a p i s m that a i m s at the r e
s t o r i n g of the p a r a d i s i a c a n d r o g y n y or a s e x u a l s t a t u s of the
b e l i e v e r . A t l e a s t i n the G n o s t i c c a s e , t h e u n e a s i n e s s extends
b e y o n d t h i s w o r l d to i t s evil c r e a t o r , s e x u a l i t y b e i n g r e g a r d e d a s
a n i n s t r u m e n t i m p l a n t e d b y h i m i n t o h u m a n s i n o r d e r to p e r
petuate his evil w o r l d . Christian a s c e t i c i s m is b u t a milder
attitude towards the temporary p l i g h t of the w o r l d u n t i l the
s e c o n d a r r i v a l of the S a v i o u r . T h e s e x u a l i n s t i n c t w a s either
s u p p r e s s e d or p a r t i a l l y s u b l i m a t e d i n the f o r m of love of C h r i s t .
U n d e r the i m p a c t of the h a l a k h i c v i e w s , k a b b a l a h d e a l t w i t h
t h e r e g u l a t i o n of t h e l i b i d o r a t h e r t h a n w i t h i t s s u p p r e s s i o n or
sublimation. T h i s attitude towards sex a n d sexuality is generally
this-world-oriented; the m a i n effort w a s i n v e s t e d i n t h e i r a t
t e m p t to f i n d t h e g o l d e n m e a n b e t w e e n the s e x u a l a s c e t i c i s m
cultivated b y the C h r i s t i a n m y s t i c s a n d a n u n c o m m o n emphasis
o n t h e c e n t r a l i t y of the s e x u a l p r o c e s s e s , w h i c h c o u l d e x p l o d e
t h e r e g u l a r t e x t u r e of t h e f a m i l y l i f e . 57
The danger that haunted
J e w i s h mediaeval k a b b a l a h w a s not a n exaggerated spirituality
that disregarded "carnal" love, but an outburst of positively
perceived sexual relationships beyond the boundaries of
halakhah.
couples since the end of the creation of the world, collected, translated,
a n d analysed by Agus (1980, pp. 18-30). Though Agus may indeed be
right in his emphasis of the anti-Gnostic character of the rabbinic percep
tion of God as a n arche-Shadkhen, some a n t i - C h r i s t i a n tendencies may
also have contributed to the emergence of this view. I hope to deal else
where with this problem. (See also Gershenzon-Slomovic, 1985, pp.
28-29.)
242 S E X AND G E N D E R IN T H E K A B B A L A H
T h e b a l a n c e b e t w e e n a positive a n d n a t u r a l a t t i t u d e t o w a r d s
sexuality a n d its perception a s a reflection of t h e s u p e r n a l
h i e r o g a m y a l s o h a d its p r o b l e m s . W h e n t h e h a l a k h i c r e g u l a t i o n s
w e a k e n e d , one of the m a i n a n d i m m e d i a t e r e s u l t s w a s a r e m o v a l
of t h e s e x u a l i n h i b i t i o n s . S h a b b a t e a n i s m a n d F r a n k i s m , two
s e c t s c o n n e c t e d w i t h m y s t i c a l J u d a i s m , d e v i a t e d from k a b b a l a h
m a i n l y b y t h e i r t r a n s g r e s s i o n of i n c e s t i n t e r d i c t i o n s t r a n s g r e s
sions t h a t w e r e i n t e r p r e t e d a s t h e i m i t a t i o n of u n r e s t r a i n e d
r e l a t i o n s i n t h e divine w o r l d (see S c h o l e m , 1 9 7 2 , p p . 1 3 6 - 1 3 7 ) .
B o t h extreme S h a b b a t e a n s a n d F r a n k i s t s b a s e d their licentious
b e h a v i o u r on c l a s s i c a l kabbalistic texts. 58
L i k e the G n o s t i c s , 5 9
of t h e m e t a p h y s i c a l " i d e a " , w i t h o r d i n a r y s e x u a l m o d e s o b l i t e r
a t e d , o r g i a s t i c p r a c t i c e s t u r n e d i n t o a via mystica of the n e w
aeon. No w o n d e r the next important development of J e w i s h
m y s t i c i s m H a s i d i s m w a s m u c h more reticent i n u s i n g s e x u a l
symbolism.
Finally, a r e m a r k o n the metamorphosis of the a b o v e - m e n
tioned attitudes towards sexuality i n o u r o w n period m a y be
pertinent. T h e ancient J e w i s h attitude towards sexuality a s a
mystery, a s r e p r e s e n t e d b y m i d r a s h i m d e s c r i b i n g t h e h o l y of
holies, h a d a profound impact on J u d a i s m in general a n d on
k a b b a l a h i n particular. T h e s u p e r n a l hierogamy a n d its lower
r e f l e c t i o n i n t h e m a r i t a l r e l a t i o n s b e c a m e o n e of t h e b a s i c t e n e t s
of k a b b a l i s t i c l o r e ; a t l e a s t o n t h i s p o i n t , k a b b a l a h elaborated
on a n already existing J e w i s h topic. 6 2
T h i s u n e q u i v o c a l v i e w of
sexuality h a d a n important repercussion in modern psycho
a n a l y s i s t h r o u g h F r e u d ' s a p p r e c i a t i o n of the l i b i d o . 6 3
6 2
T h i s most important insight, shared by several authors, w a s ignored
by the founders of the scholarly study of kabbalah s u c h a s S c h o l e m a n d
Tishby; cf. Patai, 1978, pp. 119ff; M. K a s h e r (in n . 18); B a e r , 1 9 7 5 , p p .
101-104.
6 3
David B a k a n ' s assertion that J e w i s h mystical tradition h a d indeed
influenced Freud's views seems to be a sound approach, notwithstanding
the author's difficulties when he attempted to prove it by using historical
arguments. It is enough to recognize that, at least regarding sexuality, the
J e w i s h "non-mysticaT attitude was not so far from the kabbalistic one a n d
that the general positive approach to this issue w a s a common denomina
tor for most of the J e w s .
6 4
I refer primarily to their acceptance of the hermaphrodite or andro
gynic idea as a symbol for h u m a n perfection; see their works referred to i n
n n . 53, 54, a n d 56; Eliade, 1971; see especially Eliade's d i s c u s s i o n of
androgvnization (1969, pp. 111-114).
6 5
J u n g ' s perception of the androgyne a s archetype i s a fine example;
according to him, androgyny a s a "primordial idea h a s become a symbol of
the creative u n i o n of opposites, a 'uniting symbol* in the literal sense** (see
J u n g , 1959, p. 174).
244 S E X AND G E N D E R IN T H E K A B B A L A H
a s s p i r i t u a l g u i d a n c e for o u r a g e . 6 6
I n d i v i d u a l perfection i s t h e
u l t i m a t e goal of t h e i r i d e a l i z a t i o n of a n d r o g y n e i t y , a s o p p o s e d to
t h e c r e a t i v e i n t e r e s t , be it p r o c r e a t i o n or r e s t o r a t i o n of d i v i n e
h a r m o n y , i n the t h e o s o p h i c a l k a b b a l a h . A n y f u r t h e r c o m m e n t
w o u l d be s u p e r f l u o u s .
for the "wholeness resulting from the fusion of the sexes", " a new type of
humanity in which the fusion of the sexes produces a new unpolarized
consciousness"; and also p. 114. Compare his sympathetic description of
orgiastic rituals (Eliade, 1963, pp. 356ff., especially p. 361). For Eliade as
a creative hermeneut who attempted to further a spiritual discipline, see
Branneman, Yarian, & Olson, 1982, pp. 57-71.
Comments
Jacob A. Arlow
B I S E X U A L I T Y IN J E W I S H M Y S T I C I S M
It t a k e s m o r e t h a n a degree of d a r i n g to a p p l y the t e c h n i q u e s of
psychoanalytic interpretation to Jewish mysticism and the
Kabbalah. Yet we are encouraged, even u r g e d on, by the s e n
t e n c e w i t h w h i c h G e r s h o m S c h o l e m c o n c l u d e s h i s b o o k , On the
Kabcdlah and Its Symbolism. H e s a y s , ". . . t h e h i s t o r i a n ' s t a s k
ends w h e r e the psychologist's begins" (Scholem, 1965, p. 204).
In this chapter Idel essentially confronts the issue of
a n d r o g y n y or b i s e x u a l i t y i n J e w i s h m y s t i c i s m , a l t h o u g h h e d o e s
n o t s t a t e t h e i s s u e i n t h e s e t e r m s u n t i l the l a s t p a g e . H e b e g i n s ,
instead, by stating, "It is a commonplace that mystical literature
i s i n c l i n e d to e x p r e s s t h e r e l a t i o n s h i p b e t w e e n the m y s t i c s o u l
and the divine by m e a n s of erotic i m a g e r y . A l l the c l a s s i c a l
b o d i e s of m y s t i c a l w r i t i n g s c a n e a s i l y p r o v i d e n u m e r o u s exam
ples, sometimes striking ones, w h e r e i n s e x u a l images are openly
a n d often e m p l o y e d . K a b b a l a h h a s n o t h i n g u n i q u e o n t h i s i s s u e ;
it a l s o e x t e n s i v e l y u s e s s e x u a l i m a g e s a n d m e t a p h o r s . However,
there is something n o v e l i n t h i s b o d y of l i t e r a t u r e t h a t t r a n
s c e n d s t h e m o r e c o m m o n u s a g e of e r o t i c a n d s e x u a l m o t i f s . T h e
2 4 5
246 S E X AND G E N D E R IN T H E K A B B A L A H
W h i l e t h e love of G o d , the w i s h to be a t o n e w i t h H i m , to be
u n i t e d i n loving k i n d n e s s , a c c e p t a n c e , a n d forgiveness, i s r i c h l y
expressed i n the B i b l i c a l a n d r a b b i n i c l i t e r a t u r e , a n e x p l i c i t
d e m a r c a t i o n of t h e role of the i n d i v i d u a l ' s r e l a t i o n s h i p to t h e
S E X U A L M E T A P H O R S AND PRAXIS 247
a n d , of c o u r s e , the s o c i a l m i l i e u i n w h i c h t h e y w e r e r a i s e d . T h e
s o c i a l m o r e s c o n t r o l a n d l i m i t the e m p l o y m e n t a n d g r a t i f i c a t i o n
of o p p o s i t e - s e x t e n d e n c i e s i n the i n d i v i d u a l identity. C o n f l i c t s of
t h i s s o r t a r e b y n o m e a n s u n u s u a l . T h e p r a c t i c e s of different
r e l i g i o n s frequently afford a n outlet for conflicts of t h i s k i n d ,
s u c h a s the c e l i b a t e C a t h o l i c p r i e s t a t t i r e d i n f e m i n i n e garb.
J u d a i s m , o n the other h a n d , offers fewer o r g a n i z e d o u t l e t s for
opposite-gender w i s h e s a n d aspirations.
B e c a u s e J u d a i s m developed largely a s a m a s c u l i n e enter
prise, righteousness, the p a t h to G o d ' s love, w a s concretely
e x p e r i e n c e d a s o b e d i e n c e to G o d ' s c o m m a n d m e n t s , unquestion
i n g s u b m i s s i o n to H i s w i l l , a n d f i n d i n g g r a c e i n H i s e y e s . O f the
613 commandments or r u l e s t h a t the J e w w a s c a l l e d u p o n to
h o n o u r , o n l y three a p p l i e d only to w o m e n t h e lighting of the
S a b b a t h c a n d l e s , the c h a l l a h a n d its s a c r i f i c i a l p o r t i o n , and,
specifically, the r u l e s of s e x u a l p u r i t y . T h e latter two could
c l e a r l y be c o n c e i v e d of a s i n the h u s b a n d s ' i n t e r e s t s . I n effect,
women were physically a n d spiritually dependent upon their
h u s b a n d s * r e l a t i o n s h i p to a m a l e G o d . I n the c a s e of the i n
d i v i d u a l m a n , h i s fortune i n life a r t i c u l a t e d G o d ' s love or d i s
a p p r o v a l . I n the c a s e of the n a t i o n , the v i c i s s i t u d e s of h i s t o r y
represented the divine j u d g e m e n t on the merits or s i n s of
the n a t i o n . A s i n the c a s e of the i n d i v i d u a l , the s u f f e r i n g a n d the
disasters of J e w i s h h i s t o r y constituted proof manifest that
the people h a d s i n n e d . Suffering, i n s t e a d of e x p i a t i n g guilt, o n l y
i n t e n s i f i e d it (Arlow, 1 9 8 7 ) . T h e r e l a t i o n s h i p of G o d to b o t h the
i n d i v i d u a l a n d to H i s c h o s e n people w a s one of m o r a l j u d g e m e n t ,
n o t o n e of erotic s e n s i b i l i t y . B y fulfilling H i s c o m m a n d m e n t s , one
a t t a i n e d H i s g r a c e . T h e r e w a s little r o o m , if a n y , for the s e n s u o u s
a n d the erotic i n t h i s r e l a t i o n s h i p . S e n s u a l i t y a n d p h y s i c a l p l e a s
u r e w e r e to be a v o i d e d .
F o r example, a c c o r d i n g to r a b b i n i c l i t e r a t u r e , if y o u cease
y o u r s t u d i e s i n o r d e r to a d m i r e the b e a u t i e s of n a t u r e , it i s
a l m o s t a s if y o u h a d forfeited y o u r s o u l . T h e r e l a t i o n s h i p to the
D i v i n e perforce h a d to b e c o m e a m a s o c h i s t i c one, s t r u c t u r a l i z e d
w i t h i n a c o d e of c o m m a n d m e n t s to be obeyed. T h i s type of
masochism, however, w a s not perverse, nor manifestly sensu
ous. Physical flagellation a n d s u b m i t t i n g to a c t u a l p a i n w a s n o t
p a r t of the t r a d i t i o n . O n the other h a n d , for the i n d i v i d u a l , the
a l t e r n a t i v e of a s e n s u o u s , erotic r e l a t i o n s h i p to the G o d h e a d w a s
S E X U A L M E T A P H O R S AND PRAXIS 249
e q u a l l y u n a c c e p t a b l e , s i n c e it w o u l d be c o n n e c t e d w i t h t h e f e a r
a n d d a n g e r of h o m o s e x u a l s u b m i s s i o n . S u c h a c o m b i n a t i o n of
f a c t o r s c l e a r l y w o u l d foster t h e d e v e l o p m e n t of m o r a l m a s o c h i s
tic c h a r a c t e r f o r m a t i o n .
In one of h i s p i t h y , a l l - e n c o m p a s s i n g o b s e r v a t i o n s , Freud
noted that moral m a s o c h i s m represents a regression from true
m o r a l i t y to n e g a t i v e O e d i p u s c o m p l e x (1924c). T h i s statement
deserves more elaboration t h a n is possible at this point. Briefly
p u t , m o r a l m a s o c h i s m a s a r u l e d e v e l o p s i n t h e following w a y . A t
a c e r t a i n stage i n h i s development, the m a l e c h i l d , u n d e r s p e c i a l
conditions, a d o p t s a loving, feminine, p a s s i v e , s u b m i s s i v e atti
tude towards the father. S i n c e s e x u a l s u b m i s s i o n , however, is
u n a c c e p t a b l e , this t r e n d is opposed a n d m a y be r e p l a c e d b y a
painful but nevertheless more acceptable compromise formation;
i n s t e a d of w i s h i n g to s u b m i t s e x u a l l y i n t h e m a n n e r of a w o m a n ,
t h e i n d i v i d u a l s u b s t i t u t e s t h e w i s h to be b e a t e n p h y s i c a l l y . A t
t h i s l e v e l o n e o u t c o m e c o u l d b e the d e v e l o p m e n t of a m a s o c h i s t i c
p e r v e r s i o n . However, i n a further defensive m a n o e u v r e , the w i s h
to b e b e a t e n p h y s i c a l l y i s r e p l a c e d b y a t e n d e n c y to be o p p r e s s e d
b y m o r a l s t r i c t u r e s . A t first these s t r i c t u r e s m a y be e x p e r i e n c e d
a s e m a n a t i n g f r o m t h e f a t h e r figure. I n t u r n , h o w e v e r , t h e y m a y
be replaced by the l a w s a n d c o m m a n d m e n t s imposed by God
a n d experienced a s a constant inner moral imperative.
T o be s u r e , moral m a s o c h i s m is a n important dynamic i n
a l m o s t every religionmore in s o m e t h a n in others, more p e r
h a p s in Protestantism than in Catholicism. I n J u d a i s m , however,
t h e a b s e n c e of s o m e r e p r e s e n t a t i o n of t h e f e m a l e p r i n c i p l e i n
the G o d h e a d , I w o u l d suggest, facilitates the development of
moral masochism.
R e l i g i o n s t h a t h a v e a d i v i n e p r e s e n c e f e m a l e i n n a t u r e afford
a n o p p o r t u n i t y to i n v o k e t h e p r o t e c t i o n of a l o v i n g m o t h e r figure,
a n intercessor with a more punitive male Godhead. In such
r e l i g i o n s , t h e p r e s e n c e of a f e m a l e p r i n c i p l e a l s o m a k e s it p o s
s i b l e for t h e i n d i v i d u a l to o v e r c o m e g u i l t i n a s p i r i t of l o v i n g
r e u n i o n w i t h the f e m a l e g o d d e s s or h e r s u b s t i t u t e . Religious
experience t h u s c a n become more manifestly erotic i n n a t u r e
a n d a t t h e s a m e t i m e l e s s t h r e a t e n i n g to t h e i n d i v i d u a l m a l e . I n
C a t h o l i c i s m , for e x a m p l e , t h i s o n l y s e r v e s a s a s t o p g a p , because
the final j u d g e a n d arbiter is the u n q u e s t i o n e d m a l e image of
God. B u t through H i s son, who embodies m a n y qualities c h a r a c
250 S E X A N D G E N D E R IN T H E K A B B A L A H
I n h i s efforts to b u t t r e s s h i s a r g u m e n t s o p p o s i n g the c o n
c e p t s of a n d r o g y n y o r , a s w e p s y c h o a n a l y s t s w o u l d prefer to
s a y , p s y c h i c b i s e x u a l i t y I d e l m a i n t a i n s t h a t the a c t u a l e x p e r i
e n c e of s e x u a l c o n t a c t i s n o t e s s e n t i a l for the e c s t a s y a n d t h a t
the a c t of s e x u a l u n i o n p l a y s no r i t u a l i s t i c role i n the m y s t i c a l
e x p e r i e n c e . " B y its n a t u r e , e c s t a t i c k a b b a l a h i s m o s t l y i n t e r
ested in spiritual processes for w h i c h the c o r p o r e a l actions
w o u l d b e o n l y a h i n d r a n c e " (p. 2 2 3 ) .
I n m u c h of the m a t e r i a l , one c a n d i s c e r n r e f e r e n c e s to a n
e q u a t i o n of the A r k a n d the H o l y of H o l i e s , o n one h a n d , a n d t h e
female g e n i t a l o n the other. T h e A r k of the C o v e n a n t , the H o l y of
H o l i e s , a n d t h e L a n d of I s r a e l " w a s a p l a c e w h e r e t h e female
p r i n c i p l e , the S h e k h i n a h , d w e l l s " . F o l l o w i n g the logic of t h i s
c o n c e p t , a p u r e u n i o n of m a l e a n d female s e r v e s a s a r e s t o r a t i v e
a c t , e n a b l i n g the Shekhinah to k e e p h e r n a t u r a l p l a c e amid
t h e J e w i s h u n i o n . I n t e r c o u r s e a n d p r o c r e a t i o n a r e d o n e for the
s a k e of the divinity, a n effort to r e e s t a b l i s h the h a r m o n y that
e x i s t e d w h e n the T e m p l e w a s f u n c t i o n i n g . A l o n g s i d e t h i s s e x u a l
i m a g e r y c o n c e r n i n g G o d a n d the people of I s r a e l i s the p a r a l l e l
r e p r e s e n t a t i o n of the m y s t i c a l q u a l i t i e s of s e x u a l intercourse
b e t w e e n a m a n a n d h i s wife. A c c o r d i n g to the K a b a l l a h , t h e p u r e
intentions required during sexual intercourse m a y eventuate
i n r a i s i n g h u m a n t h o u g h t to a s u p e r i o r s o u r c e , a n d t h u s c a u s
i n g the d e s c e n t of Shekhinah. A c c o r d i n g to the K a b b a l i s t s , the
Shekhinah d e s c e n d s u p o n the c o u p l e d u r i n g p r o p e r i n t e r c o u r s e .
H o w e v e r , Idel s t a t e s t h a t the Shekhinah does not p l a y the role of
the female, a n d n o m e n t i o n of s e x u a l r e l a t i o n s b e t w e e n the m a l e
a n d the Shekhinah c a n be d i s c e r n e d i n reference to t h i s i s s u e . I n
s p i t e of t h e s e d i s a v o w a l s , the i m a g e r y c r e a t e d i s t h a t of three
p r e s e n c e s t h e m a l e , the female, a n d the Shekhinahthe latter
definitely a female r e p r e s e n t a t i o n . It s h o u l d s t r i k e u s a s a t l e a s t
c h a l l e n g i n g t h a t a t h i r d p a r t y b e c o m e s a m e m b e r of t h i s v e r y
i n t i m a t e r e l a t i o n s h i p . I n the c o u r s e of p s y c h o a n a l y t i c t h e r a p y ,
t h i r d - p a r t y s i t u a t i o n s of t h i s s o r t m a k e t h e i r a p p e a r a n c e i n m a n y
f o r m s . Not i n f r e q u e n t l y d u r i n g the a c t of i n t e r c o u r s e a n i n d i
v i d u a l m a y t h i n k or f a n t a s i z e a b o u t s o m e o n e other t h a n the
p a r t n e r i n the s e x u a l a c t a t the time. F u r t h e r m o r e , t h e s i t u a t i o n
s u g g e s t s a type of d r e a m t h a t i s quite c o m m o n d u r i n g the c o u r s e
of p s y c h o a n a l y t i c e x p e r i e n c e . T h e s e a r e d r e a m s i n w h i c h the
p a t i e n t s e e s h i m s e l f or h e r s e l f i n the t r e a t m e n t s i t u a t i o n w i t h
S E X U A L M E T A P H O R S AND PRAXIS 253
D
espite the acknowledged fact that the trend of
mediaeval Jewish mysticism known as "theosophic
k a b b a l a h " i s d i s t i n g u i s h e d i n t h e r e l i g i o u s h i s t o r y of
J u d a i s m b y t h e e x p l i c i t a n d r e p e a t e d u s e of g e n d e r symbolism
to c h a r a c t e r i z e t h e n a t u r e of t h e d i v i n e , t h e s t a t e of r e s e a r c h i n
t h i s a r e a i s s t i l l s o m e w h a t r u d i m e n t a r y . I n d e e d , t h e m a j o r i t y of
previous studies on gender in the relevant kabbalistic literature
h a v e b e e n m a r r e d b y a c o n s p i c u o u s l a c k of s o p h i s t i c a t i o n . M o s t
scholars who h a v e w r i t t e n o n i s s u e s r e l e v a n t to t h i s subject
m a t t e r h a v e t a k e n for g r a n t e d t h a t the o c c u r r e n c e of gender
i m a g e s s h o u l d b e i n t e r p r e t e d w i t h i n a f r a m e w o r k of w h a t may
be called a naive biologismthat is, the p r e s u m p t i o n t h a t the
differences between m a l e a n d female a r e l i n k e d essentially a n d
e x c l u s i v e l y to b i o l o g i c a l functions. Needless to s a y , such an
o r i e n t a t i o n fails to r e c o g n i z e t h a t the l a t t e r i n a n d of t h e m s e l v e s
a r e i n d i c a t o r s of s e x u a l b u t n o t g e n d e r differentiation. While
there obviously is a correlation between biological sex a n d g e n
d e r i d e n t i t y , t h e two a r e n o t e q u i v a l e n t , a s r e c e n t s c h o l a r s i n t h e
fields of c u l t u r a l a n t h r o p o l o g y a n d feminist psychology have
e m p h a s i z e d . G e n d e r identity is engendered by c u l t u r a l a s s u m p
255
256 S E X AND G E N D E R IN T H E K A B B A L A H
I n t h i s s t u d y I w i l l a t t e m p t to i l l u m i n a t e t h e r o l e of g e n d e r i n
k a b b a l i s t i c s y m b o l i s m b y e x p l o r i n g t h e p h e n o m e n o n of c r o s s i n g
g e n d e r b o u n d a r i e s t h a t i s , t h e t r a n s f o r m a t i o n of t h e f e m i n i n e
into the m a s c u l i n e a n d the m a s c u l i n e into the feminine. An
examination of t h e s e p h e n o m e n a will disclose that the theo
sophic myth that informed kabbalistic symbolism and ritual
r e f l e c t s t h e a n d r o c e n t r i c a n d p a t r i a r c h i c a l n o r m s of m e d i a e v a l
s o c i e t y i n g e n e r a l a n d t h a t of r a b b i n i c c u l t u r e m o r e p a r t i c u l a r l y .
E v e n t h o u g h t h e k a b b a l i s t s c o n s i s t e n t l y s p e a k of t h e u n i t y a n d
p e r f e c t i o n of G o d i n t e r m s of t h e u n i o n of m a s c u l i n e a n d f e m i
n i n e , t h e i d e a of u l t i m a t e w h o l e n e s s o r o n e n e s s i s p r e d i c a t e d o n
a reconstituted male androgyne. T h e kabbalistic representation
2
of a n d r o g y n y , t h e r e f o r e , i s t h a t o f t h e o n e m a l e force w h o r e p r e
s e n t s the ideal a n t h r o p o s that c o m p r i s e s b o t h m a s c u l i n e a n d
f e m i n i n e t r a i t s . A p p l y i n g t h e m y t h i c a c c o u n t of t h e c r e a t i o n of
m a n a n d w o m a n i n t h e s e c o n d c h a p t e r of G e n e s i s to t h e D i v i n e ,
t h e k a b b a l i s t s p o s i t t h a t the f e m a l e i s p a r t of t h e m a l e . Just
a s t h e Y a h w i s t v e r s i o n of c r e a t i o n d e p i c t s w o m a n , w h o comes
J
S e e B y n u m , 1986, p. 7; Epstein & Straub, 1991, p. 3.
2
See Wolfson, 1994f, pp. 166-204; see also Wolfson, 1995a, pp.
7 9 - 1 2 1 , and notes to this chapter. In those studies, a s well a s here, I do
not deny that some kabbalists describe the Infinite {EinSofl i n terms that
would suggest a transcendence of gender. I contend, however, that the
neuter Infinite reflects a n attempt to portray the kabbalistic myth i n
philosophically acceptable tenns. I do not consider the philosophical
transformation of the myth in political terms as a kind of intellectual
dishonesty of acquiescence. O n the contrary, theosophic kabbalists of the
Middle Ages were living in environments that incorporated, to one degree
or another, philosophical modes of religious discourse. T h e m a i n point,
however, is that alongside these more speculative formulations i s a deep
structured myth predicated on a gendered Infinite, as I have argued at
length i n the aforementioned studies. T h e personal character of the Ein-
Sof i n kabbalistic writings h a s been emphasized recently by a n u m b e r of
scholars; see references i n Wolfson, 1995a, p. 194 n . 201.
CROSSING GENDER BOUNDARIES 257
On being male
3
T o b e m o r e p r e c i s e , it m u s t b e noted t h a t the k a b b a l i s t s r e a d t h e
Priestly v e r s i o n of the c r e a t i o n of m a n a n d w o m a n (especially a s m e d i a t e d
t h r o u g h t h e r a b b i n i c c o n c e p t i o n of t h e a n d r o g y n e ) i n l i g h t of t h e Y a h w i s t i c
v e r s i o n . T h a t i s , there i s n o a p p r e c i a b l e difference i n orientation b e t w e e n
t h e two c r e a t i o n a c c o u n t s . O n t h e c o n t r a r y , t h e s e c o n d a r y s t a t u s a c c o r d e d
t h e w o m a n i n t h e Y a h w i s t i c v e r s i o n i s u s e d to i n t e r p r e t t h e o s t e n s i b l y
m o r e e g a l i t a r i a n a p p r o a c h of the Priestly v e r s i o n . F o r d i s c u s s i o n of the
t w o c r e a t i o n n a r r a t i v e s f r o m t h e v a n t a g e p o i n t of h u m a n s e x u a l i t y a n d
gender, see B i r d , 1991, pp. 1 1 - 3 4 . O n the appropriation of the Y a w h i s t i c
a c c o u n t i n C h r i s t i a n literature in the p a t r i s t i c a n d m e d i a e v a l period, s e e
Bloch, 1991, pp. 2 2 - 2 9 .
4
S e e T i s h b y , 1 9 8 9 , p . 2 8 9 . T i s h b y n o t e s t h a t the f e m i n i n e Shekhinah
t h e l a s t o f t h e t e n sejirot, i s n o t to b e r e g a r d e d a s a " s e c o n d m a n " b u t
r a t h e r a s the "completion of the m a l e image". T i s h b y n e v e r t h e l e s s s p e a k s
of the " h a r m o n i o u s p a r t n e r s h i p of m a l e a n d female" a n d t h u s d o e s n o t
a p p r e c i a t e the extent o f the a n d r o c e n t r i c r e p r e s e n t a t i o n of the female i n
kabbalistic symbolism.
258 S E X AND G E N D E R IN T H E KABBALAH
5
I t i s o f i n t e r e s t to n o t e t h a t i n t h e d i a g r a m a c c o m p a n y i n g t h i s t e x t
( M s . N Y J T S A M I c . 2 1 9 4 , fol. 2 5 a ) , t h e s e f i r o t i c p o t e n c i e s a r e c o n f i g u r e d i n
a s h a p e t h a t r e s e m b l e s t h a t of a p e n i s e x t e n d e d u p w a r d . T h e s i g n i f i c a n c e
of t h i s g r a p h i c d e p i c t i o n i s t h a t t h e sejirot c o l l e c t i v e l y c o n s t i t u t e o n e
p h a l l i c e n t i t y . No i n d e p e n d e n t p l a c e i s a c c o r d e d t h e f e m i n i n e . C o m p a r e
t h e d e p i c t i o n o f t h e sejirot i n t h e s h a p e of a p h a l l u s i n t h e v e r s i o n of
t h e a n o n y m o u s t h i r t e e n t h - c e n t u r y Sefer ha-Yihud i n M s . V B A E 2 3 6 , fol.
1 7 4 a . I n t e r e s t i n g l y , t h e Infinite i s r e p r e s e n t e d b y a b l a c k c i r c l e t h a t
c r o w n s a l i n e e x t e n d i n g u p w a r d f r o m t h e first sejlrah d e s i g n a t e d a s 'Ayin.
It i s h a r d l y c o i n c i d e n t a l t h a t t h e b l a c k c i r c l e r e s e m b l e s t h e c o r o n a of
a p e n i s . C f . M s . V B A E 2 7 4 , fol. 1 6 7 a . A c c o r d i n g to t h e d r a w i n g of t h e
sefirotic h y p o s t a s e s i n this m a n u s c r i p t , there is similarly one form t h a t
c o n s t i t u t e s a p h a l l i c r e p r e s e n t a t i o n o f the d i v i n e . T h e f e m i n i n e , o r t h e l a s t
of t h e e m a n a t i o n s , i s d e p i c t e d a s t h e foot of t h i s o n e f o r m r a t h e r t h a n a
s e p a r a t e e n t i t y . It i s a l s o n o t e w o r t h y t h a t t h e f i r s t of t h e e m a n a t i o n s i s
p o r t r a y e d a s t h e h e a d of t h e p e n i s , t h u s l e n d i n g c r e d e n c e to m y c o n j e c t u r e
concerning a n upper phallus. W h a t is here graphically represented is
e x p r e s s e d i n o t h e r k a b b a l i s t i c d o c u m e n t s . S e e , e.g., t h e p h a l l i c d e s c r i p
t i o n o f Keter i n t h e a n o n y m o u s c o m m e n t a r y o n t h e sejirot i n M s . N Y J T S A
M i c . 1 8 0 5 , fol. 1 5 b . S e e b e l o w , n . 6 5 . T h e p h a l l i c c h a r a c t e r o f / C e t e r i s
h i g h l i g h t e d i n t h e I d r o t s e c t i o n s of t h e Zohar. S e e , e.g., t h e d e s c r i p t i o n of
t h e s k u l l [gulgalta'] i n Zohar 2 : 1 2 8 b - l 3 0 a , 1 3 5 b - 1 3 6 a {'Idra'Robba*) and
t h e d e s c r i p t i o n of t h e t h i r t e e n a d o r n m e n t s of t h e b e a r d of Arikh Anpin
i n i b i d . , 1 3 0 b - 1 3 4 b . F o r p a r a l l e l d i s c u s s i o n s s e e Zohar 3 : 2 8 8 a - 2 8 9 b ,
2 9 2 b - 2 9 3 b {'Idra' ZiUa'). I n p a r t i c u l a r , t h e i m a g e of t h e oil o v e r f l o w i n g
CROSSING GENDER BOUNDARIES 259
t h a t i s a n a n d r o g y n o u s m a l e . T h u s , for e x a m p l e , i n one p a s s a g e
he writes:
7
O n the shift in meaning of these terms in J o s e p h of Hamadan a s
compared to the zoharic literature, see Idel, 1988b, pp. 134-135; Liebes,
1993. pp. 105-107: Mopsik, 1992, p. 214 n. 34.
" S e e Idel, 1988a, pp. 4 7 - 5 5 . Joseph of Hamadan was especially fond
of the image of the cherubim which he uses constantly to relate the erotic
dynamic between the ninth and tenth gradations. Moreover, one finds i n
his writings graphic descriptions of the female anatomy that go beyond
what one finds even in the more recondite strata of zoharic literature. See,
e.g., " J o s e p h of Hamadan's Sefer Tashak* (Zwelling, 1975), pp. 123-124,
296ff.
CROSSING GENDER BOUNDARIES 261
The c o m p l e t e b o d y of t h e d i v i n e a n t h r o p o s i s r e p r e s e n t e d b y t h e
v e r t i c a l a l i g n m e n t of t h e c o n t i g u o u s letters giinmel dalet, and
he*. Significantly, the feminine character, designated b y the
t e c h n i c a l t e r m Matrona, i s l o c a t e d i n t h e l e g s of t h i s c o r p o r e a l
form. Although no mention i s m a d e of t h e m a l e g e n i t a l s , i t i s
f a i r l y o b v i o u s t h a t t h e u p p e r p a r t of t h e a n t h r o p o m o r p h i c f i g u r e
is m a s c u l i n e , r e f e r r e d to s p e c i f i c a l l y a s t h e " b o d y of t h e h o l y
K i n g " . T h e d i v i n e a n t h r o p o s c o n s i s t s of t h e u n i t y of t h e m a s c u
line a n d the feminine, b u t the latter i s p o r t r a y e d a s a n a s p e c t of
the f o r m e r t h a t i s , t h e two together c o m p r i s e the s i n g u l a r i m
a g e o f t h e b o d y of t h e K i n g . 1 0
T h e g o a l of t h e hieros gamos i s to
9
O n the m a s c u l i n e a n d feminine s y m b o l i s m connected respectively
w i t h gimmel a n d dalet, s e e i b i d . , p p . 1 4 7 - 1 4 8 .
1 0
The androgynous quality of the p h a l l u s i s also a l l u d e d to i n
t h e r e m a r k s o f J o s e p h o f H a m a d a n t h a t t h e girnmel s y m b o l i z e s b o t h t h e
m a s c u l i n e K i n g ( p p . 1 4 8 - 1 4 9 ) a n d t h e Matrona s i t t i n g u p o n a t h r o n e ( p .
150). I t i s o f i n t e r e s t to n o t e t h e f o l l o w i n g o b s e r v a t i o n of J o s e p h of
H a m a d a n i n h i s c o m m e n t a r y o n t h e seJiroU M s . O B L 1 6 7 8 , fol. 6 6 b :
T h i s a t t r i b u t e [Hokhmah] forever overflows, for from the s i d e o f Binah
a n d o n w a r d s t h e r e i s m a s c u l i n i t y a n d femininity, e m a n a t i n g from o n e
s i d e a n d r e c e i v i n g from a n o t h e r s i d e . B u t [in] the a t t r i b u t e of HokJvnah
e v e r y t h i n g i s c o n j o i n e d to o n e a n o t h e r , a n d m a s c u l i n i t y a n d femininity
a r e n o t y e t d i s c e r n i b l e , i.e. it i s n o t k n o w n i n w h a t s i d e i t e m a n a t e s a n d
i n w h a t s i d e i t r e c e i v e s . Therefore t h i s attribute does n o t e m a n a t e a n d
receive b u t r a t h e r only e m a n a t e s .
( S e e i b i d . , fols. 6 7 a - b , w h e r e Binah i s l i k e w i s e d e s c r i b e d a s c o m p r i s
ing m a s c u l i n i t y a n d femininity, bestowing a n d receiving, a n d i s called b y
t h e n a m e a n d r o g y n o u s . ) E v e n t h o u g h g e n d e r I s s a i d n o t to a p p l y to
Hokhmah, t h e l a t t e r i s d e s c r i b e d a s o v e r f l o w i n g o r e m a n a t i n g , t r a i t s t h a t
are valorized a s decidedly m a s c u l i n e . O n e m a y c o n c l u d e , therefore, t h a t
the a s p e c t of the G o d h e a d b e y o n d s e x u a l differentiation i s still c h a r a c t e r
i z e d i n e s s e n t i a l l y m a l e t e r m s ( M s . V B A E 2 3 6 , fol. 1 6 8 a ) . C o n c e r n i n g t h i s
w o r k of J o s e p h of H a m a d a n , s e e Idel, 1 9 7 9 , p p . 7 4 - 8 4 . T h e u n i s e x u a l
c h a r a c t e r of t h e divine a n t h r o p o s i s affirmed i n slightly different i m a g e r y
262 S E X A N D G E N D E R IN T H E K A B B A L A H
u s d e l i g h t a n d r e j o i c e i n y o u r love, S a v o r i n g it m o r e t h a n w i n e
L i k e n e w w i n e t h e y love y o u ! " ( S o n g of S o n g s 1:4):
B y w a y of k a b b a l a h t h i s a l l u d e s to the s e c o n d c h e r u b t h a t
c o r r e s p o n d s to the B r i d e , the C o m m u n i t y of I s r a e l , w h o i s
perfect i n a l l the perfections a n d c o m p r i s e s a l l b e a u t y . S h e
b e g a n to p r a i s e the bridegroom w h o is the K i n g , L o r d of
the h o s t s , for everything i s one, b l e s s e d be H e . C o n c e r n i n g
the one w h o s e p a r a t e s these two attributes the verse s a y s ,
' Y o u s h a l l not m a k e for y o u r s e l f a s c u l p t u r e d image, or a n y
l i k e n e s s " ( E x o d . 2 0 : 4 ] . H o w i s this s o ? S i n c e G o d , b l e s s e d be
H e , i s one, h e c r e a t e s a division w i t h i n H i m b y m a k i n g the
attribute of K i n g d o m s e p a r a t e . It is like one w h o t a k e s a
s t i c k a n d w i t h h i s knife c u t s it a n d m a k e s from it two
t h i n g s . Therefore, the v e r s e s a y s , " Y o u s h a l l not m a k e for
y o u r s e l f a s c u l p t u r e d image, or a n y l i k e n e s s " , [the w o r d
pesel s c u l p t u r e d imagel i n d i c a t e s t h a t one s h o u l d not c u t
iyifsol) i n a place w h e r e it i s not appropriate. Therefore, it is
w r i t t e n , " Y o u s h o u l d not have other gods" [Exod. 2 0 : 3 ] , for
e v e r y t h i n g is one matter, b l e s s e d be H e . . . . T h u s , the B r i d e ,
the C o m m u n i t y of I s r a e l , s a y s before the Bridegroom, " D r a w
m e after y o u , let u s r u n ! " i . e . [the m e a n i n g of] " d r a w m e "
{mashkheni) is s p r e a d y o u r wings over me a n d cover me
w i t h s k i n , from the [Aramaic] w o r d [for s k i n ] mashkha\ a s I
h a v e a l l u d e d " a n d p o u r forth y o u r good a n o i n t i n g oil over
m e . " " L e t u s delight" [the p l u r a l signifies] the B r i d e g r o o m
a n d the B r i d e together. " T h e k i n g h a s b r o u g h t m e to h i s
chambers", the c h a m b e r s of the n u p t i a l c a n o p y . "Let us
delight i n y o u " , i n the attribute of the Saddiq. " S a v o r i n g it
m o r e t h a n w i n e " , for he p o u r s forth the good oil. [ " J o s e p h of
H a m a d a n ' s Sefer Tashak", Zwelling, 1975, pp. 2 2 - 2 3 ]
distinct deity. 1 2
Ironically, the eroticized language of t h e v e r s e
f r o m S o n g of S o n g s u n d e r s c o r e s t h e r e i n t e g r a t i o n o f t h e f e m a l e
i n the m a l e r a t h e r t h a n affirming the ontic a u t o n o m y of the bride
over a n d a g a i n s t t h e bridegroom.
The p o i n t i s a l s o e p i t o m i z e d i n t h e following c o m m e n t i n a n
a n o n y m o u s k a b b a l i s t i c text:
1 2
C f . ibid., p p . 2 5 7 - 2 5 8 :
Therefore the T o r a h s a i d , " Y o u s h a l l not w e a r cloth c o m b i n i n g wool a n d
l i n e n " (Deut. 2 2 : 1 1 ) , for these are the g a r m e n t s o f the M a t r o n a , a n d one
i s forbidden to w e a r them, a s i t i s written, "for y o u m u s t not w o r s h i p
a n y other god" ( E x o d . 3 4 : 1 4 ) . this c o r r e s p o n d s to the M a t r o n a . He w h o
w e a r s the g a r m e n t s of M a t r o n a s e e m s a s i f he w o r s h i p s her, a n d t h u s i t
i s w r i t t e n , " Y o u s h a l l n o t w e a r cloth c o m b i n i n g wool a n d l i n e n . " A n d
t h i s i s the secret of a m a n s h a l l not w e a r w o m a n ' s clothing" ( D e u t
u
T h e u n i o n of m a l e a n d f e m a l e i s p r e d i c a t e d u l t i m a t e l y o n t h e
a b s o r p t i o n o r c o n t a i n m e n t of t h e left s i d e ( p a s s i v e , j u d g e m e n t a l ,
c o n s t r a i n i n g female) i n t h e r i g h t s i d e (active, m e r c i f u l , overflow
1 3
Cf. E x o d . 25:18.
1 4
See also fol. 308b.
266 S E X A N D G E N D E R IN T H E K A B B A L A H
ing male). 1 5
I n d e e d , t h e negative v a l o r i z a t i o n of t h e f e m i n i n e i n
c e r t a i n k a b b a l i s t i c texts, especially the z o h a r i c literature, is
u n d e r s c o r e d b y t h e fact t h a t w h e n t h e female p o t e n c y i s s e p a
r a t e d from the masculine, the potential exists that s h e will
evolve into a p u n i t i v e or e v e n d e m o n i c f o r c e . 16
S e x u a l c o u p l i n g of
m a l e a n d female i s i n d i c a t i v e of a n a n d r o g y n o u s u n i t y t h a t h a s
b e e n f r a c t u r e d . I n t h e i d e a l s t a t e g e n d e r differentiation i s n e u
t r a l i z e d a n d t h e female i s a b s o r b e d back into the male. A s
R e u v e n Sarfati expressed the matter:
P r i o r to t h e s i n of A d a m a n d E v e , t h e r e w a s n o s e x u a l l u s t ,
because male a n d female were not separate entities. O n the
c o n t r a r y , A d a m a n d E v e w e r e i n t h e p a t t e r n of t h e androgyne
above. I n the ideal state there w a s no gender bifurcation, no
d i s t i n c t i o n b e t w e e n t h a t w h i c h gives a n d t h a t w h i c h r e c e i v e s .
T h e l o c u s of m a s c u l i n i t y a n d f e m i n i n i t y w a s i n t h e p h a l l u s , a
p o i n t a l l u d e d to b y t h e s t a t e m e n t t h a t t h e " c h a i n w a s d o u b l e d i n
i t s e l f " t h a t i s , t h e d i v i n e g r a d e t h a t c o r r e s p o n d s to t h e male
o r g a n c o m p r i s e d b o t h m a s c u l i n e a n d f e m i n i n e . T h e t a s k of homo
religiosus i s to r e s t o r e t h e f e m i n i n e to t h e m a s c u l i n e , to u n i t e
t h e two i n a b o n d t h a t o v e r c o m e s g e n d e r d i f f e r e n t i a t i o n b y e s
tablishing the complete male who embodies masculine and
feminine. Ontologically, there i s only one gender in k a b b a l i s t i c
t h e o s o p h y , for t h e f e m a l e i s p a r t of t h e m a l e . T h e r e i n t e g r a t i o n of
the feminine i n the m a s c u l i n e facilitated b y traditional religious
observance mimics the ontological s i t u a t i o n of t h e Godhead
p r i o r to t h e p r i m o r d i a l cleft or f i s s i o n of t h e m a l e a n d r o g y n e i n t o
a d i v i s i o n of s e x e s . 1 8
1 8
I n s o m e k a b b a l i s t i c s o u r c e s , i n c l u d i n g t h e Zohar, o n e f i n d s a r e
t r i e v a l of t h e a n c i e n t m y t h o f p a r t h e n o g e n e s i s i n v o l v i n g t h e p r i m a l
s p l i t t i n g o f t h e c o s m i c egg t h a t g i v e s b i r t h b y fission r a t h e r t h a n t h r o u g h
u n i o n (see L i e b e s , 1 9 9 3 , p p . 6 5 - 9 2 , e s p . 8 2 - 8 8 ) . I n t h e r e l e v a n t k a b b a l i s
tic s o u r c e s , h o w e v e r , t h e p r i m o r d i a l cleft i s n o t a s p l i t t i n g o f t h e m o t h e r a s
o n e finds i n t h e a n c i e n t m y t h s (see L o r a u x , 1 9 9 2 , p p . 3 8 - 3 9 ) , b u t , r a t h e r ,
the r u p t u r e of t h e m a l e a n d r o g y n e into a father a n d m o t h e r , w h o t h e n
p r o c r e a t e t h r o u g h u n i o n . T h e p r i v i l e g i n g of t h e m a l e g e n d e r i n t h e first
o f t h e e m a n a t i o n s t h a t i s a b o v e s e x u a l d i f f e r e n t i a t i o n i s e v i d e n t , e.g.
i n " J o s e p h o f H a m a d a n ' s Sefer Tashak* ( Z w e l l i n g , 1 9 7 5 , p . 7 3 ) , w h e r e i t
i s s t a t e d t h a t f r o m Keter " j u d g m e n t a n d m e r c y s e p a r a t e b u t H e , b l e s s e d
b e H e , i s e n t i r e l y m e r c i f u l " . I n l i g h t of t h e c o r r e l a t i o n of m e r c y a n d
masculinity, one m u s t a s s u m e that the kabbalistic s y m b o l i s m implies the
m a s c u l i n e c h a r a c t e r of t h e G o d h e a d e v e n i n a n o n t o l o g i c a l s t a t e t h a t
p r e c e d e s t h e d u a l i t y o f m a l e a n d f e m a l e . S e e n . 9, a b o v e .
268 S E X AND G E N D E R IN T H E K A B B A L A H
1 9
S e e O B L 1 7 8 2 , fol. 2 b : " A l l of t h e p o w e r of t h e f e m a l e a n d t h e
e s s e n c e of h e r l i g h t s a n d p o t e n c i e s a r e a l l h i d d e n w i t h i n Ze*eir Anpin i n
t h e m a n n e r t h a t t h e f e m a l e i s t h e f u l f i l m e n t of Ze'eir Anpin."
2 0
M a r g a l i o t , 1 9 7 8 a . F o r a m o r e e x t e n d e d d i s c u s s i o n of t h i s p a s s a g e ,
see Wolfson, 1993b, pp. 7 0 - 7 1 .
CROSSING GENDER BOUNDARIES 269
A n o t h e r e x p l a n a t i o n : "[I a m a w e d , O L o r d . l b y Y o u r d e e d s .
R e n e w t h e m i n these y e a r s " [ H a b . 3:2]. T o w h a t m a y t h i s be
c o m p a r e d ? T o a k i n g w h o h a s a p r e c i o u s stone, a n d it is the
delight of h i s k i n g d o m . I n the time of h i s j o y h e e m b r a c e s it
a n d k i s s e s it, p l a c e s it u p o n h i s h e a d a n d loves it. H a b a k u k
s a i d , even t h o u g h the k i n g s 2 1
are with y o u , that precious
s t o n e i s a t r e a s u r e i n y o u r w o r l d . Therefore [it s a y s ] " R e n e w
t h e m i n these y e a r s . " W h a t is the m e a n i n g of the e x p r e s s i o n
" y e a r s " ? A s it s a y s , " G o d s a i d , ' L e t there be light*" [ G e n . 1:3].
T h e r e i s no light b u t d a y , a s it is w r i t t e n , " t h e greater light to
d o m i n a t e the d a y a n d the l e s s e r light to dominate the n i g h t "
[ibid., 16J. T h e " y e a r s " a r e from the " d a y s " , a s it is w r i t t e n ,
" R e n e w t h e m i n these y e a r s " , i n the m i d s t of t h a t v e r y j e w e l
t h a t gives b i r t h to the y e a r s . A n d it is w r i t t e n , " F r o m the e a s t
I will b r i n g forth y o u r s e e d " [Isa. 43:5]. T h e s u n s h i n e s i n the
east. Y o u s a i d t h a t the j e w e l i s the d a y ! ? I only s a i d , " A n d
there w a s evening a n d there w a s m o r n i n g , a first d a y " [ G e n .
1:5], a s it i s w r i t t e n , " W h e n the L o r d G o d m a d e e a r t h a n d
h e a v e n " [ibid., 2:4]. [Sefer ha-Bahir, 72-73]
While it is undoubtedly c o r r e c t t h a t t h e i m a g e of t h e j e w e l
h e r e a n d e l s e w h e r e s e r v e s a s a s y m b o l for t h e f e m i n i n e potency,
i n this p a r t i c u l a r redactional context it i s the a n d r o g y n o u s n a
t u r e of t h e j e w e l t h a t i s e m p h a s i z e d . 2 3
T h i s is u n d e r s c o r e d b y the
1 have followed the reading in Ms. MBS 209, fol. 19a, melakhim,
21
as
opposed to the printed text, maVakhUru angels.
Cf. Scholem, 1991, p. 176.
2 2
thesis (1993b) that the idea of the androgynous phallus belongs to the
final redactional stage of the Bahirin Provence. It is of interest to note that
270 S E X A N D G E N D E R IN T H E K A B B A L A H
e n d of t h e p a s s a g e t h a t c o n n e c t s the i m a g e of the p r e c i o u s s t o n e
t h a t g i v e s b i r t h to t h e m o t i f of the s e e d c o m i n g forth from t h e
e a s t . F r o m o t h e r c o n t e x t s i n t h e Bahir it i s e v i d e n t t h a t the l a t t e r
is a p h a l l i c i m a g e . 2 4
H e n c e , the i n t r o d u c t i o n of t h i s m o t i f i n t h i s
s e t t i n g i n d i c a t e s t h a t the m a s c u l i n e p o t e n c y , t h e s u n s h i n i n g i n
the east, i s p a i r e d w i t h the feminine. Indeed, from the v e r s e s
c i t e d i n the c o n c l u d i n g p a r t of the p a r a g r a p h it i s c l e a r t h a t a l l
d u a l i t y i s r e m o v e d , s i n c e the m a l e a n d female together c o n s t i
t u t e one entity t h a t i s the p h a l l u s , the p r e c i o u s s t o n e t h a t is t h e
d a y comprising morning a n d night, a u n i o n symbolized a s well
b y t h e two d i v i n e n a m e s , Y H W H a n d E l o h i m . T i m e i t s e l f i n i t s
d o u b l e a s p e c t of d a r k n e s s a n d l i g h t e n s u e s from t h e a n d r o g y
nous phallus. 2 5
in Sefer ha-Bahir, 91-93, the reference to the crown that is made of the
precious stone is immediately followed by a discussion of the blue in
the fringe garment that culminates with the description of the two signs
[simanim], one belonging to the king and the other to his daughter. The
blue of the fringe gannent is the seal [hotam] of God that comprises two
elements, the masculine and the feminine. It seems fairly obvious that in
this context as well the symbolic allusion is to the bi-sexual phallus.
Cf. Sefer ha-Bahir, 155, 159; Scholem, 1962, p. 154.
24
bahiric passage and suggests that it indicates that time flows from the
primal time gathered in the feminine Shekhinah. Scholem thus compares
this to an Indian symbol that the idea of femininity produces the motion of
time. In my opinion, it 1s the masculine potencyand, more specifically,
the phallic impulsethat is the ground of time in kabbalistic symbolism,
the feminine element being linked to space. For a preliminary discussion,
see Wolfson, 1995b. The linkage of time and the masculine gender is
underscored in the following comment on Hayyim Vital, Sha*arMa*amere
Rashbi, 2d:
Another reason [for the rabbinic ruling that women are exempt from
positive commandments that are time-bound] can be explained from
what I have informed you (regarding the fact]tiiatNuqba* di-Ze'eir 'Anpin
emanated from die back of Ze'eir 'Anpin, from the chest and below, and
there they are joined together. This place is called "time" [zeman)
because "time" is a word that applies to the reality of day and night, and
you know that Ze'eir 'Anpinis called day and his Nuqba is called night. 9
T h e c o n t e x t u a l i z a t i o n of t h e f e m i n i n e i n t h e p h a l l u s i s c o n
s i d e r e d b y J o s e p h of H a m a d a n to b e o n e of t h e m y s t e r i e s of
T o r a h . More specifically, this secret is linked by H a m a d a n to
t h e a g g a d i c t r a d i t i o n t h a t i n t h e a g e of R . J o s h u a b e n L e v i t h e
rainbow w a s not s e e n . 2 6
T h a t i s to s a y , i n t h e g e n e r a t i o n of
r i g h t e o u s n e s s t h e m a s c u l i n e a n d f e m i n i n e a s p e c t s of t h e d i v i n e
are s o perfectly u n i t e d that neither is s e e n i n isolation from the
other. I n the final a n a l y s i s , t h e f e m i n i n e i s i t s e l f p a r t of t h e
d i v i n e g r a d e t h a t c o r r e s p o n d s to t h e m a l e o r g a n : 2 7
there is no need for the woman to perform it as well, for she is contained
in him at the moment that he performs this commandment. Her 248
limbs are contained in his limbs and from him she is made and all of
her anatomy is established.
Cf. parallel in Hayyim Vital, Sefer Ta'ame ha-Miswot, p. 35. Even
though the aspect of time comprises both masculine and feminine, day
and night, it is obvious that the latter is contained in the former. The
concept of time expressed here is another example of the myth of
the androgynous phallus. It is my intention to write a full study on the
phenomenology of time in kabbalistic sources.
2 6
Cf. Genesis Rabbah 35:2, pp. 328-329.
Thus see, e.g., Joseph of Hamadan's commentary on the sefirot, Ms.
2 7
OBL 1628, fol. 69b, where, in line with earlier sources, the Shekhinah is
referred to explicitly as the "corona of the phallus of the pure and holy
supernal form". On the other hand, there are many passages wherein
Hamadan describes the Shekhinah as the independent force, usually
depicted as the bride, that receives the seminal overflow from the phallic
Yesod, frequently characterized as the golden bowl that pours forth fine
oil. Cf. Ms. OBL 1628, fol. 72a: "The tenth sefirah is the attribute of
Malkhut, the secret of the woman, for the nine upper sejlrot are the form of
a male." Cf. Meier, 1974, p. 243: "Therefore, the phallus above [berit shel
ma'alah] pours forth the good oil upon the bride, the Community of Israel,
and from there the blessing comes to the world." See ibid., pp. 140,
265-266, 274, 344: "Joseph of Hamadan's Sefer Tashak* (Zwelling, 1975,
pp. 93, 101). Needless to say, many other textual illustrations could have
been adduced. From one vantage point these symbolic portrayals are
contradictory, for how could the feminine be both the corona of the penis
and the independent entity (symbolized as the bride or second cherub)
that receives the semen from the male (the bridegroom or the first cherub),
but from another perspective the opposing views are dialectically resolved,
i.e. the reception of the semen transforms the female into a male, and thus
there is a symbolic equivalence between the two: the female cherub that
receives the semen from the male cherub is transformed into the corona of
the penis. Joseph of Hamadan thus concludes the aforementioned com
mentary on the sefirah of Malkhut by stating that the aggadic statement
272 S E X AND G E N D E R IN T H E K A B B A L A H
in a cloud on a rainy day, and all of those colors diat are in it are seen in
the holy covenant, (fol. 124b)
The point is reiterated in the continuation of this text:
All the colors of those holy ones that are seen in the cloud on a rainy day
are engraved in the holy covenant, and from there the Sabbath has
been given to Israel. . . . Therefore the rabbis, blessed be their memory,
said [B. Ketubot 62bJ that the (appropriate] time for scholars to perform
marital intercourse is on Friday evening because the Holy One, blessed
be He, reveals that holy covenant. Therefore we are circumcised be
cause the Holy One, blessed be He, sanctifies diat holy covenant, which
is circumcised, [fol. 124bl
See ibid., fol. 128b. The androgynous character of the symbol of the
rainbow allows Joseph of Hamadan to apply this symbol to the masculine
Yesod and to the feminine Malkhut In the final analysis, however, the
membrum virile is the locus of both male and female aspects. On
the symbol of the rainbow in kabbalistic sources, see Wolfson, 1994f, pp.
334 n. 30, 337-338 n. 40.
29
This passage appears in the concluding section of a commentary on
the account of creation in the book of Genesis attributed to the Catalonian
kabbalist, Joseph bar Samuel. This commentary is printed in Jacob ben
Sheshet, Sefer Meshiv Devaritn Nekhohitru Vajda, 1968, pp. 193-196 (see
p. 11 n. 3, where the Paris manuscript is mentioned) and in Isaac of Acre,
Sefer Me'irat 'Einayim (Goldreich, 1981, pp. 16-17). The passage that I
have translated, however, is not found in either of the aforementioned
versions.
274 SEX AND GENDER IN THE KABBALAH
G a r d e n of E d e n a s a n d r o g y n o u s , the k a b b a l i s t e x p r e s s e s the
fact t h a t s e x u a l d u a l i t y i s c o n t e x t u a l i z e d i n the d i v i n e p h a l l u s . 3 0
T h e s e c o n d c i t a t i o n i s t a k e n from J o s e p h of H a m a d a n reflecting
o n the v e r s e , ' T e l l the I s r a e l i t e people to b r i n g Me gifts; y o u s h a l l
a c c e p t gifts for Me from e v e r y p e r s o n w h o s e h e a r t s o m o v e s h i m "
(Exod. 25:2):
accept gifts for Me", mimenu tiqhu et terumatU they took two f
3 0
I n o t h e r k a b b a l i s t i c s o u r c e s t h e i m a g e of the fiery s w o r d , o r t h e
" s w o r d t h a t w r e a k s v e n g e a n c e for the c o v e n a n t " (Lev. 2 6 : 2 5 ) , i s a p p l i e d to
t h e f e m i n i n e P r e s e n c e o n a c c o u n t of the fact t h a t s h e i s a m a n i f e s t a t i o n of
d i v i n e j u d g e m e n t . S e e , e.g., Z b h a r 1:66b, 2 4 0 b ; 2 : 2 6 a : T i s h b y , 1 9 6 3 , p.
1 3 6 5 ; J o s e p h G i k a t i l l a , Sha'are 'Orah (ed. J . B e n - S h l o m o , J e r u s a l e m ,
1 9 8 1 ) , 1, p. 7 1 : Ma'arekhet ha-'Elohut ( F e r r a r a , 1 5 5 8 ) , c h . 4, 8 6 b - 8 7 a .
3 1
F o r d i s c u s s i o n of t h i s p h e n o m e n o n i n W e s t e r n c u l t u r e , s e e L a q u e u r ,
1 9 9 0 . F o r a different a p p r o a c h to t h a t of L a q u e u r , s e e C a d d e n , 1 9 9 3 .
CROSSING GENDER BOUNDARIES 275
See, e.g., Zohar 1:162a. For other references to this motif, see
3 3
W i t h i n t h e s y m b o l i c r e p r e s e n t a t i o n of t h e o s o p h i c kabbalah,
t h e f e m i n i n e i s l o c a l i z e d i n the m a l e ' s r e p r o d u c t i v e o r g a n . T o
a v o i d m i s u n d e r s t a n d i n g o n t h i s p o i n t , let m e be perfectly c l e a r
a n d state unequivocally that I a m not s a y i n g that k a b b a l i s t s are
not cognizant of the o b v i o u s fact t h a t m e n and women are
biologically d i s t i n g u i s h e d b y t h e i r g e n i t a l s . It is the c a s e , m o r e
over, t h a t the d i v i n e f e m i n i n e i s d e s c r i b e d , a l b e i t r a r e l y , i n t e r m s
of h e r o w n g e n i t a l s i n c o n t r a d i s t i n c t i o n to the p e n i s . T h e p h y s
iological differentiation b e t w e e n the s e x e s b e l o w i s t h u s a p p l i e d
to the divine h y p o s t a s e s above. T h e p o i n t I a m m a k i n g , h o w e v e r ,
concerns the gender valorization of the feminine over and
a g a i n s t the m a s c u l i n e , a n d n o t the i s s u e of s e x u a l differences
l i n k e d to the b o d y . T h e o v e r w h e l m i n g e v i d e n c e , i n m y o p i n i o n ,
i n d i c a t e s t h a t from the p e r s p e c t i v e of g e n d e r the f e m i n i n e is
l o c a l i z e d i n the m a s c u l i n e . T o i l l u s t r a t e m y c l a i m , let m e men
t i o n one z o h a r i c p a s s a g e w h e r e it s a y s explicitly t h a t the s i g n of
t h e c o v e n a n t t h a t i s , the p e n i s i s t h a t w h i c h d i s t i n g u i s h e s the
m a l e from the female {Zohar 1 : 2 4 6 a ) . 3 5
Precisely i n that context,
h o w e v e r , the z o h a r i c a u t h o r s h i p m a k e s the p o i n t t h a t the female
i s t a k e n from the m a l e a n d hence must be r e s t o r e d to the
m a s c u l i n e . T h e s y m b o l of r e c o n s t i t u t e d m a s c u l i n i t y i s t h e 'olah,
the burnt offering that is said "to rise from the feminine
[Shekhinahl to t h e m a s c u l i n e [Yesod], a n d from t h a t p l a c e a n d
a b o v e e v e r y t h i n g i s m a s c u l i n e , a n d from the f e m i n i n e a n d b e l o w
everything is feminine" {Zohar l : 2 4 6 a - b ) . In this context the
zoharic authorship clearly recognizes the d i s t i n c t i o n between
the u p p e r " w o r l d of the m a s c u l i n e " ['alma' di-dekhura\ 'olam
ha-zakhar] from Binah to Yesod a n d the lower " w o r l d of the
feminine" [ ' a l m a ' de-nuqba\ 'olam ha-neqevah] that comprises
the Shekhinah a n d her angelic forces. 36
Both worlds are con
f i g u r e d i n the s h a p e of a n a n t h r o p o s , b u t i n the c a s e of the
former the h e a d i s feminine a n d the e n d of the b o d y [siyyuma'
de-gufa'i.e. the genitals] m a s c u l i n e , w h e r e a s w i t h r e s p e c t to
the latter, the h e a d a n d e n d a r e f e m i n i n e . It i s n o t e w o r t h y t h a t
e v e n i n t h i s p a s s a g e , w h e r e the s e x u a l differentiation between
Shekhinah a n d the u p p e r sefirotic p o t e n c i e s is clearly e n u n
c i a t e d , the Zohar still d e s c r i b e s the p r o c e s s b y m e a n s of w h i c h
3 5
C f . Zohar, 2 : 1 3 7 a .
3 6
F o r d i s c u s s i o n of t h i s t e r m i n o l o g y , s e e S c h o l e m . 1 9 3 1 , p p . 3 9 - 4 1 .
CROSSING GENDER BOUNDARIES 277
t h e f e m i n i n e i s r e s t o r e d or e l e v a t e d to t h e m a s c u l i n e . T h a t t h e
f e m a l e i s o n l y a r e l a t i v e m a l e i s a f f i r m e d i n t h e c o n t i n u a t i o n of
t h i s p a s s a g e , w h e r e a n e x p l a n a t i o n i s offered for w h y E p h r a i m
t a k e s the place of J o s e p h i n the e n u m e r a t i o n of t h e twelve
tribes. Since the latter represent the adornments of the
Shekhinah, w h i c h are feminine, it w a s n e c e s s a r y for J o s e p h ,
the m a l e p o t e n c y par excellence, to be r e m o v e d . B u t i n w h a t
sense is h i s substitute, E p h r a i m , more feminine t h a n J o s e p h ?
C l e a r l y not i n a biological s e n s e . It m u s t be the c a s e , r a t h e r , t h a t
E p h r a i m a s s u m e s a feminine c h a r a c t e r insofar a s he symboli
c a l l y r e p r e s e n t s t h e Shekhinah. T h i s symbolic representation, I
s u b m i t , i m p l i e s t h e (relative) m a s c u l i n e s t a t u s of t h e Shekhinah
r a t h e r t h a n t h e f e m i n i n e s t a t u s of t h e b i b l i c a l f i g u r e .
E v e n i n those p a s s a g e s that treat the female a s something
distinct from the male, the phallocentric orientation i s evident,
for t h e f e m i n i n e i s p o r t r a y e d a s a r e c e p t a c l e t h a t c o n c e a l s t h e
penis 3 7
or r e c e i v e s t h e s e e d f r o m the m a l e . 3 8
F r o m this vantage
p o i n t t h e m a l e i s c o n t a i n e d i n the f e m a l e . T h e n a t u r e of t h e
containment, however, is fundamentally different i n t h i s c a s e
f r o m t h a t of t h e c o n t a i n m e n t of t h e f e m i n i n e i n t h e m a s c u l i n e . I n
t h e l a t t e r i n s t a n c e , t h e c o n t a i n m e n t s i g n i f i e s t h e a b s o r p t i o n of
t h a t w h i c h i s c o n t a i n e d (female) i n t h a t w h i c h c o n t a i n s ( m a l e ) ,
w h e r e a s i n t h e f o r m e r t h a t w h i c h i s c o n t a i n e d (male) t r a n s f o r m s
t h e n a t u r e of t h a t w h i c h c o n t a i n s (female). T h e f e m a l e r e c e p t a c l e
provides the s p a c e i n w h i c h the m a l e organ extends. T h e o s o p h i
c a l l y , t h e f e m a l e c o n t a i n i n g the m a l e i s t h e s e c r e t of t h e s p a t i a l
d w e l l i n g of t h e d i v i n e , t h e g a r m e n t i n w h i c h t h e glory i s c l o t h e d .
S p a c e i n g e n e r a l , a n d s a c r e d s p a c e i n p a r t i c u l a r , p a r t a k e s of t h e
s y m b o l i c n e x u s of b u i l d i n g , d w e l l i n g , a n d p r e s e n c i n g , a m y s t e r y
b o l d l y d e s c r i b e d b y J o s e p h of H a m a d a n :
T h e m a t t e r of the T a b e r n a c l e c o n c e r n i n g w h i c h the T o r a h
s a i d , " O n the first of the m o n t h , the T a b e r n a c l e w a s set u p "
[ E x o d . 4 0 : 1 7 ] . T h i s signifies t h a t a n o t h e r T a b e r n a c l e w a s s e t
u p together w i t h i t . T h i s a l l u d e s to the image of the chariot,
3 9
3 7
C f . t h e d e s c r i p t i o n of t h e Shekhinah i n Z o f i a r 3 : 1 4 2 a ['Idra'Rabba')
w i t h t h e d e s c r i p t i o n of Binah i n M o s e s d e L e o n , Sheqel ha-Qodesh
( G r e e n u p , 1 9 1 1 ) , p. 2 9 .
S e e , e.g., Zohar
3 8
\:162a-b.
Cf. Pesiqta Rabbati ( F r i e d m a n n , 1 8 8 0 ) , 5, 2 2 b ; Tanhuma',
3 9 1
Nasso,
18; Numbers Rabbah 1 2 : 1 2 .
278 S E X AND G E N D E R IN T H E K A B B A L A H
T h e T a b e r n a c l e b e l o w i s i n the p a t t e r n of t h e T a b e r n a c l e or
chariot abovethat i s , the feminine Presence. T h e religious
p u r p o s e of the T a b e r n a c l e i s to provide a d w e l l i n g i n w h i c h t h e
d i v i n e t a k e s s h a p e . I n t h i s k a b b a l i s t i c v e r s i o n of i n c a r n a t i o n ,
the p h e n o m e n o n of s a c r e d s p a c e i s v a l o r i z e d a s the female a x i s
of d i v i n i t y . T h e role a s s i g n e d to the female i s to h o u s e or clothe
t h e m a s c u l i n e . T h e g e n d e r of f e m i n i n i t y i s v a l u e d a s the c l e a r i n g
w h e r e i n the m a l e o r g a n i s m a n i f e s t .
It may be concluded, therefore, that the experience of
genderedness i m p a r t e d b y the m y t h i c s y m b o l s of k a b b a l i s t i c
t h e o s o p h y i s s u c h t h a t the feminine i s j u d g e d e x c l u s i v e l y from
the v a n t a g e p o i n t of the p h a l l u s . 4 0
T h i s is a far-reaching c l a i m
t h a t h a s m a j o r i m p l i c a t i o n s for a p r o p e r u n d e r s t a n d i n g of t h e
u s e of m a s c u l i n e a n d f e m i n i n e i m a g e s to c h a r a c t e r i z e t h e d i v i n e
in theosophical kabbalah. On the surface, kabbalistic texts
a b o u n d w i t h m a l e a n d female r e p r e s e n t a t i o n s of G o d , a n d one
m i g h t be t e m p t e d to find i n t h e m the roots for r e l i g i o u s a n d / o r
s o c i a l e g a l i t a r i a n i s m . T h e t a s k , h o w e v e r , i s to p e n e t r a t e b e n e a t h
t h e s u r f a c e , s o t h a t o n e m a y a p p r e c i a t e the g e n d e r i m a g e s i n
t h e i r p r o p e r h i s t o r i c a l a n d c u l t u r a l light. W h e n t h a t i s d o n e , it
b e c o m e s fairly o b v i o u s t h a t the g e n d e r i m a g e r y operative in
k a b b a l i s t i c t h o u g h t is t h o r o u g h l y a n d r o c e n t r i c .
S c h o l e n V s a t t e m p t to c o n t r a s t the k a b b a l i s t i c v i e w p o i n t w i t h
t h a t of the e n c r a t i s t t e n d e n c y of a n c i e n t G n o s t i c i s m o n the
g r o u n d s t h a t the former i n v o l v e s the c o n j u n c t i o n of m a l e and
female a s o p p o s e d to the latter w h i c h a d v o c a t e s the o v e r c o m i n g
4 0
E v e n the m y t h i c p o r t r a y a l of the f e m i n i n e P r e s e n c e a s t h e a t t r i b u t e
of j u d g e m e n t i s c o l o u r e d b y a phallocentric orientation. T h a t is, the
d e s c r i p t i o n s of t h e P r e s e n c e a s a w a r r i o r or a s one w h o w i e l d s a s w o r d
suggest a phallic understanding of j u d g e m e n t a s a n a c t i v e force.
CROSSING GENDER BOUNDARIES 279
of s e x u a l d i f f e r e n t i a t i o n b y r e e s t a b l i s h i n g a n o r i g i n a l a n d r o g y
n o u s state is ultimately flawed. 41
A more n u a n c e d understanding
of g e n d e r i n the kabbalistic sources does not w a r r a n t such
a d i s t i n c t i o n . O n t h e c o n t r a r y , t h e goal of g n o s i s e x p r e s s e d i n t h e
Gnostic source mentioned b y S c h o l e m , t h e Gospel of Thomas,
to " m a k e the female m a l e " , 4 2
is indeed a n entirely appropriate
s l o g a n for the k a b b a l i s t s . T h e u n i o n of G o d i s p r e d i c a t e d o n t h e
u n i t y of m a l e a n d f e m a l e , b u t t h a t u n i t y i s d e t e r m i n e d f u r t h e r b y
r e i n t e g r a t i n g t h e f e m a l e i n the m a l e s u c h t h a t t h e p r i m a r y m a l e
androgyne is reconstituted. G e n d e r imagery i n the k a b b a l i s t i c
s o u r c e s reflects t h e b i n a r y ideology of t h e g e n e r a l mediaeval
c u l t u r e , a s well a s the specific rabbinic society, w h i c h reinforced
t h e d i v i s i o n of t h e s e x e s a l o n g h i e r a r c h i c a l l i n e s , d e l e g a t i n g to
the female a s u b s e r v i e n t role. T h e male is valorized a s the active,
dominant, p r i m a r y s e x a n d the f e m a l e a s t h e p a s s i v e , dom
41
See Scholem, 1962, p. 142. A similar position is taken by Mopsik
(1986, pp. 324-325 n. 218) and Idel (1989b, p. 211). Mopsik has recently
reiterated his position (1994, pp. 16-25). In that context Mopsik expli
cates the nature of the androgyne in kabbalistic symbolism in light of the
Pseudo-Clementine Homily XIV [see pp. 24-25). According to Mopsik, the
ancient Judaeo-Christian text posits an idea of dual unity, i.e. a bisexual
unity in which both genders are affirmed. Mopsik contrasts this text with
the conception of the androgyne in other Greco-Roman sources that entail
the "neutralization of sexual difference". In my view the kabbalistic under
standing of the androgyne implies precisely such a neutralization of
sexual differentiation. See also the formulation of Liebes (1993b, p. 106):
"the dual sexuality of the divinity is the very foundation of all the doctrine
of the Kabbala." To evaluate this statement more precisely, one must take
into consideration the cultural construction of gender in the relevant
sources. When that is done, it becomes evident that the feminine is part of
the masculine, and hence the dual sexuality of the divinity is reduced to
one sex that comprises two elements: the merciful male and the judgmen
tal female. The kabbalistic oiientation. as I understand, is close to the
view expressed in various alchemical tracts, reflected in the psychological
theory of Jung (see Zolla, 1981).
42
See Klijn, 1962, pp. 271-278: Meyer, 1985, pp. 554-570; Brown,
1988, pp. 103-121; Vogt, 1991, pp. 172-187. On the myth of the andro
gyne in ancient Greco-Roman literature, see Delcourt, 1958; Brisson,
1986, pp. 27-61.
See the summary account given by C. W. Bynum (1986a, p. 257):
4 3
T h e s i g n i f i c a n t a s p e c t of t h i s k a b b a l i s t i c a p p r o p r i a t i o n of t h e
t a l m u d i c d i c t u m i s the o p e n i n g c i t a t i o n from J o b . T h i s suggests
t h a t t h e f e m i n i n e i s p a r t of t h e p h a l l u s a n d t h u s s e x u a l c o p u
lation i s a m e a n s of r e s t o r i n g the u n i t y of the m a l e organ.
S c h o l e m ' s d i s t i n c t i o n b e t w e e n t h e c o n j u n c t i o n of m a l e a n d fe
m a l e a n d the r e e s t a b l i s h m e n t of a p r i m o r d i a l a n d r o g y n e cannot
be upheld.
4 4
S e e , e.g., Zohar 3 : 1 4 5 b . F o r a different a p p r o a c h , s e e M o p s i k , 1 9 8 6 ,
p p . 2 1 4 - 2 1 5 . M o p s i k e m p h a s i z e s t h a t a c c o r d i n g to t h e k a b b a l i s t s t h e
e s c h a t o n s i g n i f i e s t h e r e s t o r a t i o n of t h e e q u a l i t y b e t w e e n t h e two s e x e s
a n d t h e e n d of the d o m i n a t i o n of o n e over t h e o t h e r .
4 5
B . Qiddushin 2b.
CROSSING GENDER BOUNDARIES 281
4 6
V o n K e l l e n b a c h ( 1 9 9 0 , p. 2 0 7 ) , remarks that Augustine "grants
woman humanity a s long a s s h e is j o i n e d by a man, *so t h e whole
s u b s t a n c e m a y b e o n e i m a g e / M a r r i a g e b e c o m e s a p r e r e q u i s i t e for w o m
en's h u m a n i t y . A single w o m a n r e m a i n s essentially incomplete. T h e male,
o n t h e o t h e r h a n d , r e p r e s e n t s t h e d i v i n e b y himself.*' T h e p a s s a g e i s c i t e d
i n B o y a r i n , 1 9 9 3 , p. 4 3 n . 2 5 . C o n c e p t u a l l y , t h i s d e s c r i p t i o n of A u g u s t i n e
i s a p p l i c a b l e to t h e k a b b a l i s t i c s o u r c e s a n d , I b e l i e v e , t h e e a r l i e r r a b b i n i c
s o u r c e s a s w e l l . W h i l e it is t r u e t h a t i n the r a b b i n i c m a t e r i a l s w e find
e v i d e n c e for t h e i d e a t h a t s e x u a l u n i o n r e s t o r e s t h e i m a g e of t h e o r i g i n a l
a n d r o g y n e , a n d p e r h a p s also the divine image i n w h i c h t h i s a n d r o g y n e
w a s c r e a t e d , it i s n e v e r t h e l e s s t h e c a s e t h a t t h e f e m a l e i s e s s e n t i a l l y
i n c o m p l e t e w i t h o u t h e r b e i n g j o i n e d to t h e m a l e , w h e r e a s t h e m a l e h a s a
s e n s e of i n d e p e n d e n t c o m p l e t e n e s s o r , to p u t t h e m a t t e r s o m e w h a t differ
ently, the perfection of b o t h the m a l e a n d the female i s j u d g e d f r o m the
v a n t a g e p o i n t o f t h e m a l e . T h e fact of t h e m a t t e r i s , m o r e o v e r , t h a t t h e
theological p r o n o u n c e m e n t s of t h e r a b b i s g e n e r a l l y a n d predominantly
i n v o l v e a n i m a g i n g of G o d a s e x c l u s i v e l y m a l e . T h i s f a c t n o t o n l y p r i v i l e g e s
the m a s c u l i n e b u t a l s o suggests that the m a l e alone c a n r e p r e s e n t the
imago del L e s t I be m i s u n d e r s t o o d on t h i s point, let m e e m p h a s i z e t h a t I
a m n o t d e n y i n g t h e p r e s e n c e i n r a b b i n i c t e x t s of t h e v i e w t h a t t h e c o m
p l e t e a n t h r o p o s i n v o l v e s t h e u n i o n of m a l e a n d f e m a l e (cf. B . Yevamot
6 3 a ) , n o r t h e n o t i o n t h a t w i t h o u t a wife a m a n i s i n a s t a t e o f d e f i c i e n c y (cf.
Genesis Rabbah 17:1, pp. 151-152). T h e issue is, rather, that through
t h e u n i o n of m a l e a n d f e m a l e t h e f e m a l e c o m p l e t e s t h e m a l e b y a f f o r d i n g
h i m t h e o p p o r t u n i t y to e n g e n d e r n e w life. T h e c o m p l e t e n e s s of t h e f e m a l e ,
t h e r e f o r e , i s o b v i o u s l y r e l a t e d to p r o c r e a t i o n , w h i c h m u s t b e s e e n a s a n
a n d r o c e n t r i c v a l u e i n r a b b i n i c c u l t u r e . C o n s i d e r the following i n t e r p r e t a
tion o f " T h e n A d a m s a i d , T h i s o n e a t l a s t i s b o n e of m y b o n e s , a n d f l e s h o f
m y f l e s h . T h i s o n e s h a l l b e c a l l e d w o m a n , for f r o m m a n w a s s h e t a k e n "
( G e n . 2 : 2 3 ) i n 'Avot de-Rabbi Natan, ed. S . S c h e c h t e r (Wilna, 1887), ver
s i o n B , c h . 8, 1 2 a : " [ T h i s time] t h e w o m a n w a s c r e a t e d f r o m m a n ; from
n o w o n a m a n w i l l t a k e t h e d a u g h t e r of h i s fellow a n d h e i s c o m m a n d e d to
b e f r u i t f u l a n d m u l t i p l y . " T h e a u t h o r of t h i s c o m m e n t i s d e a l i n g w i t h t h e
o b v i o u s e m p i r i c a l f a c t t h a t e v e r y m a n i s b o r n of w o m a n rather than
t h e o t h e r w a y a r o u n d , a s s u g g e s t e d b y t h e m y t h o f t h e p r i m a l A d a m (cf.
A n d e r s o n , 1 9 8 9 , p p . 1 2 5 - 1 2 6 ) . F r o m the m i d r a s h i c reflection on the v e r s e
it follows t h a t w o m a n ' s role a s the one w h o b e a r s the c h i l d p a r a l l e l s h e r
a s s u m e d o r i g i n a l o n t i c s t a t u s a s b e i n g t a k e n f r o m m a n . T h a t i s to s a y ,
p r o c r e a t i o n i s a r e c o n s t i t u t i o n of t h e o r i g i n a l a n d r o g y n o u s s t a t e w h e r e i n
the female w a s c o n t a i n e d i n the m a l e . C o n s i d e r the s t a t e m e n t a t t r i b u t e d
282 S E X A N D G E N D E R IN T H E K A B B A L A H
a l i t y i s b a s e d o n t h e a s s u m p t i o n t h a t the m a l e / f e m a l e relation
ship below mirrors the relationship of the masculine and
feminine potencies above. 47
A s i n the c a s e of t h e k a b b a l i s t i c
u n d e r s t a n d i n g of r i t u a l s m o r e g e n e r a l l y , i n the p a r t i c u l a r c a s e of
s e x u a l i t y t h i s m i r r o r i n g i s not m e r e l y p a s s i v e , b u t i s p r e d i c a t e d ,
r a t h e r , on the n o t i o n t h a t the a c t s below affect a n d i m p a c t o n the
c o r r e s p o n d i n g r e a l i t i e s i n the divine r e a l m . B y m e a n s of c a r n a l
i n t e r c o u r s e , therefore, the u n i o n of a m a n a n d h i s wife a s s i s t s i n
the u n i f i c a t i o n of the m a l e a n d female a s p e c t s of G o d , e s p e c i a l l y
the s i x t h a n d t e n t h e m a n a t i o n s . A t y p i c a l e x p r e s s i o n of t h i s i d e a
i s f o u n d i n the following z o h a r i c text:
child with the help of the Lord"* (Gen. 4:1): "[The significance of] 'et yhwh
is that originally Adam was created from the earth and Eve from Adam,
but from that point on [it is written] 'in our image and in our likeness,'
man is not [created] without woman nor woman without man, and neither
of them without the Shekhinah/ The divine likeness and image is con
nected to procreation, which, in turn, is a reconstitution of the originary
state wherein the feminine was contained in the masculine. For a different
reading of the rabbinic sources on the nature of the androgyne, see
Boyarin, Carnal Israel pp. 42-46.
The point is well documented in scholarly literature: see Waite,
47
1990, pp. 377-405; Scholem, 1967, pp. 225-229; 1991, p. 183; Tishby,
1963, pp. 1355-1379; Mopsik, 1986, pp. 45-163; Idel, 1989b, pp. 207
213; see also Langer, 1989, pp. 41-57.
CROSSING GENDER BOUNDARIES 283
4 8
Many of the zoharic passages that I cite in my analysis of the
kabbalistic understanding of sexual intercourse have been noted by
Tishby (1963, pp. 1357-1360), and the accompanying notes. Needless to
say, however, my way of interpreting the texts is radically different from
that of Tishby. Thus, for example, after reviewing some of the relevant
sources, Tishby commented: "These passages assign a very important role
to the woman in marriage. She is depicted as occupying an exalted
position, since she is a reflection of the Shekhinah and also enjoys her
protection" (p. 1358). Although Tishby goes on to note the negative char
acterization of the feminine in terms of the demonic power, he does not
fully appreciate the androcentric understanding of the feminine in kabbal
istic symbolism. I have concluded on the basis of the very same passages
that Tishby mentioned that the role assigned to the woman is secondary
and subservient to that of the male. The sacral character of carnal inter
course is to be judged exclusively from the vantage point of the man's
obligation to procreate and thereby extend and increase the divine image
in the world. It is true that the woman has an important role in human
sexuality, but it can hardly be said that she occupies an exalted position.
Such a claim simply neglects to take into account the socio-cultural
dimension of gender symbolism in the theosophic kabbalistic sources.
4 9
The androcentrism is also evident in another motif that recurs in
zoharic literature, viz. that by virtue of marriage and sexual intercourse
the man cleaves to the Presence and is thus situated between two females
(his earthly wife and the divine Presence) in the pattern of the sixth
gradation, Tif'eret, who is lodged between Binah and Malkhut (for refer
ences see Tishby, 1963, pp. 1357-1358).
284 S E X AND G E N D E R IN T H E K A B B A L A H
is great and much acclaimed in the city of our God" (Ps. 48:2) in Zohar
3:5a:
When is the Holy One, blessed be He, called great? When the Commu
nity of Israel is found together with Him. . . . It may be inferred that the
King without the Matrona is not a King, and He is not great or glorious.
Therefore, he who is not found as male and female, all praise is removed
from him and he is not in the category of an anthropos.
See also Zohar 2:38b: "In the place where male and female are found, there
is no praise except for the male."
The kabbalistic view is obviously based on the aggadic notion that
52
the one who does not fulfil the obligation to procreate diminishes the
divine image (cf. B. Yevamot 63b; Genesis Rabbah 34:14, ed. Theodor &
Albeck, p. 326, and other sources discussed there in n. 2).
See Zohar 1:187a; Tishby, 1963, p. 1362. For the most part the
5 3
theosophic writings:
thing appears as one actual body. Thus, when the male joins
with the female, everything is one body, and all the worlds
are in joy for they are all blessed from the complete body.
[Zohar 3:296a {'Idtra* Zuta')]
R. Yose said, Thus have I heard from the holy lamp [i.e. R.
Simeon bar Yohai]: When [the male and female forces! are
united to show that the female is contained in him as one
entity, the female is called by the name of the male, for then
the blessings of the Matrona are found and there is no
separation in her at all. [Zohar 3:31a] 59
" A l t h o u g h n o t s t a t e d e x p l i c i t l y i n t h e text, it i s o b v i o u s t h a t j u s t a s
the m a l e i s entirely m e r c y , the w o m a n is entirely j u d g e m e n t . T h e u n i o n of
t h e two r e s u l t s i n the a m e l i o r a t i o n of the f e m i n i n e b y the m a s c u l i n e .
5 8
T h e s u b o r d i n a t e position accorded the w o m a n i s also i n evidence
f r o m Zohar 1 : 4 9 a : " C o m e a n d s e e : w h e n a w o m a n i s j o i n e d to h e r h u s b a n d
s h e i s c a l l e d b y t h e n a m e of h e r h u s b a n d , 'ish a n d 'ishah saddiq and
sedeq, h e i s d u s t a n d s h e i s d u s t , h e i s seui a n d s h e i s seviyyah"
5 9
T h i s p a s s a g e i s c i t e d b y S c h o l e m ( 1 9 9 1 , p. 1 8 6 ) , b u t a s e v i d e n c e to
s u p p o r t the c l a i m t h a t there a r e active a s well a s p a s s i v e elements i n the
Shekhinah I n m y v i e w , S c h o l e m ' s r e a d i n g m i s s e s t h e p o i n t of t h i s text.
CROSSING G E N D E R B O U N D A R I E S 287
the one without the other does not go, and a person must
contain the attribute of the day in the night and the attribute
of the night in the day. This is [the meaning of] "Enjoy
61
It i s e v i d e n t t h a t i n t h i s c o n t e x t t h e i m a g e of t a s t i n g i s a
m e t a p h o r i c a l e x p r e s s i o n for s e x u a l i n t e r c o u r s e . 6 4
T h e u n i o n of
m a n a n d w o m a n r e s u l t s i n t h e t r a n s f o r m a t i o n of t h e f e m i n i n e
i n t o t h e m a s c u l i n e , t h e o v e r p o w e r i n g of t h e r e d n e s s of j u d g e
m e n t b y t h e w h i t e of m e r c y , t h e c o n t a i n m e n t of t h e left i n t h e
r i g h t . T h e p o i n t i s m a d e e x p l i c i t l y b y J o s e p h of H a m a d a n as
well:
T h e u s e o f e a t i n g a s a m e t a p h o r for s e x u a l i n t e r c o u r s e i s f o u n d
6 4
w r i t t e n , "We w i l l a d d w r e a t h s of gold to y o u r s p a n g l e s of
s i l v e r " (Song of S o n g s 1:11), so t h a t the j u d g e m e n t [symbol
ized b y the gold] will be m i x e d w i t h m e r c y [the silver], a n d i t
is one t h i n g like the flame b o u n d to the coal t h a t i s unified i n
its c o l o u r s . E v e r y t h i n g b e c o m e s one. ["Joseph of H a m a d a n ' s
Sefer Tashak\ Zwelling, 1975, p. 5 1 ] 6 6
p p . 2 9 8 - 2 9 9 : " E a c h a n d e v e r y h a i r f r o m t h o s e h o l y h a i r s of t h e M a t r o n a
are i n s c r i b e d w i t h n a m e s that are called other gods, a n d they a r o u s e all
k i n d s o f m a g i c a n d a l l k i n d s of s o r c e r y . " C f . i b i d . , p p . 3 0 1 :
T h e holy h a i r s of the M a t r o n a a r e h a r d e r t h a n die h a i r s of the Holy O n e ,
b l e s s e d be He, b e c a u s e die s k u l l of the Holy O n e , b l e s s e d be He, i s
completely m e r c i f u l w i t h o u t a n y h a i r s of j u d g e m e n t from v a r i o u s s i d e s ;
therefore it i s soft. T h e s k u l l of the M a t r o n a h a s a n a s p e c t of j u d g e m e n t
from v a r i o u s s i d e s a n d t h u s [the h a i r s of M a t r o n a l a r e h a r d e r a n d
d a r k e r t h a n the h a i r s of the Holy O n e , b l e s s e d be H e .
O n t h e o t h e r h a n d , J o s e p h of H a m a d a n e m p h a s i z e s t h e m a s c u l i n e ,
a n d i n d e e d p h a l l i c , a s p e c t of h a i r , w h i c h s e r v e s a s a c h a n n e l to t r a n s m i t
t h e flow of d i v i n e e n e r g y . C f . . i b i d . , e.g., p p . 2 9 8 - 3 0 0 :
N e e d l e s s to s a y . m a n y m o r e e x a m p l e s f r o m t h i s t e x t a n d o t h e r w o r k s
o f J o s e p h of H a m a d a n c o u l d b e a d d u c e d . L i e b e s ( 1 9 9 3 b , p p . 124125)
c o n t r a s t s t h i s a s p e c t of J o s e p h of H a m a d a n ' s w r i t i n g s w i t h t h e z o h a r i c
v i e w t h a t r e l a t e s t h e g r o w i n g of h a i r to t h e a u g m e n t a t i o n of t h e f o r c e s
of j u d g e m e n t a n d i m p u r i t y . He d i d not, however, t a k e into a c c o u n t the
p a s s a g e s t h a t I m e n t i o n e d , w h i c h a r e m u c h c l o s e r to t h e n e g a t i v e v a l o r i z a
t i o n o f h a i r a c c o r d i n g to t h e Zohar. O n t h e s y m b o l i c i m p l i c a t i o n of t h e
i m a g e of e n v e l o p i n g i n J o s e p h of H a m a d a n , s e e r e f e r e n c e i n W o l f s o n ,
1 9 9 5 c , p. 1 8 1 n . 3 5 3 . F i n a l l y , m e n t i o n s h o u l d b e m a d e o f the p a s s a g e i n
" J o s e p h of H a m a d a n ' s Sefer TashakT, Z w e l l i n g , 1 9 7 5 , p. 1 3 2 : " W h e n t h e
s e v e n t h m i l l e n n i u m c o n i e s t h e h o l y n a m e w i l l n o t b e s e e n e x c e p t for t h e
l e t t e r y o d , a n d n o t h i n g w i l l b e s e e n e x c e p t for t h e S u p e r n a l C r o w n t h a t
r e s e m b l e s the l e t t e r yod." It i s e v i d e n t f r o m t h e c o n t e x t t h a t t h e yod a l s o
s y m b o l i z e s t h e s i g n of t h e c o v e n a n t . It follows, t h e r e f o r e , t h a t a c o n n e c t i o n
i s m a d e b e t w e e n t h e yod. Keter, a n d the c o r o n a of t h e p h a l l u s .
6 6
C f . J o s e p h of H a m a d a n ' s d e s c r i p t i o n of s e x u a l c o p u l a t i o n i n M e i e r ,
1 9 7 4 , p . 2 4 3 : " W h e n a m a n u n i t e s w i t h h i s wife a n d h e e n t e r s t h e s i g n of
t h e c o v e n a n t i n t h e a t t r i b u t e of j u d g e m e n t , t h e j u d g e m e n t i s m i x e d w i t h
m e r c y [miVarev ha-din 'im ha-rahaminii, a n d t h i s i s t h e s e c r e t of t h e
*aravot, a n d h e s w e e t e n s t h e efflux f r o m a b o v e a n d c a u s e s t h e u n i t y o f
the b r i d e g r o o m a n d the b r i d e . " O n t h i s s y m b o l i c c o n n o t a t i o n of the w o r d
'aravot, cf. i b i d . , p p . 1 3 3 a n d 1 3 7 .
290 S E X AND G E N D E R IN T H E K A B B A L A H
I n the f i n a l a n a l y s i s , t h e affirmation i n t h e o s o p h i c k a b b a l i s
tic s o u r c e s of s e x u a l m a t i n g s a n c t i o n e d b y m a r r i a g e d i d not
i m p l y m e t a p h y s i c a l or s o c i a l e q u a l i t y b e t w e e n the s e x e s . The
l i t e r a r y e v i d e n c e p r o v e s j u s t the opposite: the positive v a l o r i z a
tion of h u m a n s e x u a l i t y m u s t be i n t e r p r e t e d w i t h i n a social
framework that is thoroughly a n d r o c e n t r i c . 6 7
T h e p o i n t i s epit
omized in the late-thirteenth-century treatise on marital
r e l a t i o n s , the 'Iggeret ha-Qodesh ["The H o l y E p i s t l e " ] . 6 8
Accord
i n g to t h i s text, b o t h man and woman are assigned specific
intentions during coitus that help determine the c h a r a c t e r of
t h e offspring: the t a s k of the m a n i s to be m e n t a l l y b o u n d to the
u p p e r r e a l m s o t h a t h e c a n d r a w d o w n the efflux of d i v i n e light
onto the semen virile, w h e r e a s the t a s k of the w o m a n is to
synchronize her thoughts with her male partner. Although the
l a n g u a g e of t h i s text d o e s n o t explicitly affirm the t r a n s f o r m a t i o n
of the female into a m a l e , it i s evident t h a t the role of the w o m a n
i s to b e c o m e i n t e g r a t e d i n the m a n s o t h a t s h e g a i n s i n d i r e c t
a c c e s s to the divine r e a l m . W h i l e the m a l e d i r e c t l y c o n t e m p l a t e s
the sefirotic entities a n d i s t h e r e b y c o n j o i n e d w i t h t h e m , the
female c a n h o p e to form a m e n t a l i m a g e of h e r m a l e partner
a n d t h e r e b y a s s i s t i n the s h a p i n g of the foetus. T h e i n t e n t i o n
[kawwanah] of the w o m a n i s e n t i r e l y d i r e c t e d t o w a r d s a n d s u b
s u m e d u n d e r the m a l e (Kitve Ramban, 2, pp. 331-335). T o be
s u r e , the m a n a n d w o m a n a r e s a i d to c o r r e s p o n d , r e s p e c t i v e l y ,
to t h e divine h y p o s t a s e s of Hokhmah, W i s d o m , a n d Binah, Un
derstandingand the offspring they produce corresponds to
D a ' a t , K n o w l e d g e , r e p r e s e n t i n g the u n i o n of the two. T h i s s y m
b o l i c c o r r e s p o n d e n c e , h o w e v e r , does not signify the a t t r i b u t i o n
of a n e q u a l s o c i a l role to t h e e a r t h l y m a n a n d w o m a n . 6 9
O n the
contrary, p r i m a r y e m p h a s i s is placed on the m a n w h o s e i n t e n
tions a n d thoughts produce a n d determine t h e n a t u r e of t h e
s e m e n . T h e g o a l i s for t h e m a n to h a r m o n i z e h i s i n t e n t i o n w i t h
t h a t of h i s wife, s o t h a t s h e p r o d u c e s t h e s e e d first a n d , following
the r a b b i n i c d i c t u m (B. B e r a k h o t 6 0 a ; N i d d a h 2 5 b , 2 8 a , 31a.), 7 0
E x p r e s s e d i n s l i g h t l y different t e r m s , the a n d r o c e n t r i c p e r
s p e c t i v e i s a l s o e v i d e n t i n the following z o h a r i c p a s s a g e :
6 9
S e e B i a l e , 1 9 9 2 , p. 1 0 7 . W h i l e B i a l e d u l y n o t e s t h e s u b o r d i n a t e r o l e
of w o m e n i n s e x u a l i n t e r c o u r s e a c c o r d i n g to t h e 'Iggeret ha-Qodesh, his
statement that "[sjince e a c h partner is connected symbolically w i t h the
m a l e a n d f e m a l e seflrot, t h e t h o u g h t or i n t e n t i o n of e a c h i s e q u a l l y p o w e r
f u r , n e e d s to b e q u a l i f i e d i n l i g h t of t h e e x p l i c i t c l a i m s t h a t w o m e n a r e
n e v e r d i r e c t l y c o n n e c t e d to t h e d i v i n e r e a l m . T h e i n t e n t i o n of t h e w o m a n i s
v i t a l , b u t n o t n e a r l y a s p o w e r f u l a s t h a t of t h e m a n .
7 0
T h e v i e w of t h e r a b b i s r e f l e c t s the H i p p o c r a t i c a n d G a l e n i c ( a s
o p p o s e d to t h e A r i s t o t e l i a n ) n o t i o n t h a t b o t h p a r e n t s p r o d u c e s p e r m . S e e
Atkinson, 1991, pp. 4 7 - 4 9 .
7 1
C f . J u d a h b e n S o l o m o n C a m p a n t o n , 'Arba'ahQinyyanitru Ms. J T S A
M i c . 2 5 3 2 , fol. 4 5 a : " T h i s a c t u a l m a t t e r y o u find [in t h e c a s e of) A b r a h a m
a n d S a r a h w h o g a v e b i r t h i n t h e i r g o o d t h o u g h t to I s a a c w h o r e s e m b l e d
h i s father, a s it i s written, A b r a h a m fathered I s a a c ' , the e x p r e s s i o n
' f a t h e r e d ' (holid) h a s t h e n u m e r i c a l v a l u e of r e s e m b l e d (domeh). Thus
e v e r y m a n m u s t s a n c t i f y h i m s e l f i n t h e t i m e of i n t e r c o u r s e . " S e e i b i d . , fols.
49a-b.
292 S E X AND G E N D E R IN T H E K A B B A L A H
T h e i n t e n t of the female m u s t be s y n c h r o n i z e d w i t h t h a t of
the m a l e s o t h a t the m a l e will be u n i f i e d a n d c o m p l e t e d b y h e r
p a r t i c i p a t i o n a n d c o o p e r a t i o n i n the s e x u a l a c t . A s a r e s u l t of the
s e x u a l u n i o n , the w o m a n m a y be i m p r e g n a t e d a n d h e n c e em
p o w e r e d to p r o c r e a t e . T h r o u g h the p r o c e s s of r e p r o d u c t i o n the
f e m a l e n e s s of the w o m a n i s t r a n s f o r m e d into a m a l e , s i n c e s h e
b e c o m e s a n a c t i v e p o t e n c y t h a t gives b i r t h . 7 3
T h e point is u n d e r
s c o r e d i n one z o h a r i c p a s s a g e t h a t d e s c r i b e s the Shekhinah, on
the b a s i s of E c c l . 5:8, a s the k i n g w h o d w e l l s u p o n a house
i n h a b i t e d b y a m a n w h o u n i t e s w i t h h i s wife i n order to p r o
c r e a t e . I n h e r c a p a c i t y a s the a c t i v e power t h a t gives b i r t h to
t h e s o u l s t h a t a r e j o i n e d to the b o d y p r o d u c e d b y the u n i o n of
a h u s b a n d a n d wife, the f e m i n i n e Shekhinah is masculinized
(Zohar 1 : 1 2 2 a ) . 74
One m a y a s s u m e that this gender transforma
tion a l s o a p p l i e s to the e a r t h l y female w h e n s h e gives b i r t h .
sees the active and passive aspects as related to the feminine nature of
the Shekhinah the former consisting of the woman's capacity to give birth
(see Scholem, 1991. pp. 165, 174-175). I am suggesting, by contrast,
that the gender of femininity is valorized exclusively as passive, and that
the more active role associated with the feminine is dependent upon the
metamorphosis of the female into a male. See further discussion below on
the kabbalistic symbol of the mother. It should be noted, however, that in
another passage (p. 183) Scholem takes a position closer to my own
when he says that in the Zohar there is an attribution of "active and, i n
Kabbalistic terms, masculine aspects" to the lower Shekhinah, previously
considered quintessential feminine. See also p. 186, where Scholem
speaks of the "active, masculine aspects" that are applied to the
Shekhinah alongside the feminine symbols.
T h e masculine valence of the woman's ability to bear children is
74
A c c o r d i n g to t h i s p a s s a g e , t h e s o u l o f t h e f e m a l e , w h i c h a l l o w s h e r to
give b i r t h , c o n s i s t s of t h e five forces of j u d g e m e n t t h a t d e r i v e f r o m t h e
m a l e a n d t h a t a r e i m p l a n t e d i n the female i n the first a c t of c o i t u s . T h a t
a c t t r a n s f o r m s the female into a v e s s e l , w h i c h i s e n d o w e d w i t h the t a s k of
receiving t h e s e m i n a l fluid. O n e will readily a d m i t t h a t the n a t u r e of t h e
f e m a l e i s r e p r e s e n t e d e x c l u s i v e l y f r o m t h e v a n t a g e p o i n t of t h e p h a l l u s .
T o h i g h l i g h t t h e e x t e n t to w h i c h t h e a n d r o c e n t r i c u n d e r s t a n d i n g
of p a r t u r i t i o n i n f o r m e d the k a b b a l i s t i c m e n t a l i t y , I will briefly a n a l y s e
s o m e key p a s s a g e s in a n important treatise b y the seventeenth-century
S a b b a t i a n t h e o l o g i a n , A b r a h a m M i g u e l C a r d o s o , Derushha-Shekhinah. (I
a m c u r r e n t l y p r e p a r i n g a f u l l - l e n g t h s t u d y o n t h e r o l e of t h e f e m i n i n e i n
C a r d o s o ' s t h o u g h t . W h a t i s p r e s e n t e d h e r e i s a p r e l i m i n a r y d i s c u s s i o n of
o n e a s p e c t t h a t i s m o s t r e l e v a n t to t h e t h e m e o f t h e m a s c u l i n i z a t i o n o f
c h i l d b i r t h . ) O n t h e o n e h a n d , C a r d o s o i n s i s t s t h a t t h e Shekhinah o c c u p i e s
a u n i q u e p o s i t i o n b e c a u s e s h e a l o n e i s e n d o w e d w i t h t h e c a p a c i t y to
c r e a t e , a n d t h u s s h e m a n i f e s t s t h e full i n t e n t i o n of t h e first sejirah. O n t h e
o t h e r h a n d , C a r d o s o r e c o g n i z e s t h a t t h e f e m i n i n e c a n n o t give b i r t h w i t h
out the m a s c u l i n e : " C e r t a i n l y one will c o m p r e h e n d that there i s n o w o m a n
w i t h o u t a m a n , a c c o r d i n g to |the v e r s e ) T o r f r o m m a n s h e w a s t a k e n * ( G e n .
2 : 2 3 ) . T h e n y o u w i l l d i s c e r n t h e s e c r e t of d i v i n i t y [sod ha-'elohut)" ( M s .
294 S E X AND G E N D E R IN T H E K A B B A L A H
I n s u p p o r t of m y l a s t c l a i m , I w i l l cite a p a s s a g e t h a t c o n v e y s
the i d e a that the transformation from femaleness to maleness
represents t h e i d e a l m o v e m e n t for the earthly w o m a n during
intercourse, emulating thereby the progression i n the divine
r e a l m . T h e text is a n a n o n y m o u s kabbalistic exposition on the
commandment of l e v i r a t e m a r r i a g e , sod ha-yibbum, whose prov
enance, I s u r m i s e , is thirteenth-century Catalonia:
N Y J T S A M i c . 1 6 7 7 , fol. 2 a ) . T h e s e c r e t of d i v i n i t y , w h i c h C a r d o s o r e i t e r
a t e s i n m a n y of h i s c o m p o s i t i o n s , e n t a i l s t h e a n d r o g y n o u s n a t u r e of t h e
C r e a t o r , w h o i s d i s t i n g u i s h e d f r o m the h i d d e n F i r s t C a u s e . P a r t a n d
p a r c e l of the theological s e c r e t i s t h e a c c e p t a n c e of t h e o n t i c a l l y s e c o n d a r y
s t a t u s of t h e f e m a l e a s t h a t w h i c h i s t a k e n f r o m t h e m a l e . Y e t , i n s p i t e o f
t h i s r e c o g n i t i o n , C a r d o s o a t t r i b u t e s s u p r e m e v a l u e to t h e f e m a l e . I n fact,
s o e n a m o u r e d i s C a r d o s o of the f e m i n i n e t h a t h e e v e n t u r n s t h e b i b l i c a l
c o n c e p t i o n of t h e w o m a n ' s d e r i v a t i v e s t a t u s i n t o a p o s i t i v e :
T h e i n t e n t of w h a t w e s a y that E v e w a s contained i n A d a m i s t h a t s h e
I n t h e f i n a l a n a l y s i s , C a r d o s o c a n n o t s h e d t h e a n d r o c e n t r i c b i a s of
m e d i a e v a l k a b b a l a h . T h e f e m i n i n e i s extolled a s t h e c r e a t i v e force i n t h e
u n i v e r s e , b u t t h a t p o w e r u l t i m a t e l y d e r i v e s f r o m the m a s c u l i n e .
He, created seven holy forms, and the forms are divided into
two hands, two legs, a head and the body. T h u s there are six,
and these six [are male]. [It is written] "male and female He
created them" [Gen. 1:26] . . . the seventh form is the female.
Thus the woman completes the seven forms. When the Holy
One, blessed be He, created Adam, He combined all seven
forms together, and afterward He separated the seventh so
that the woman would be the seventh form of the man, and
the man is not complete without her, as it is written, "it is not
good for man to be alone**, and it is written, "they will be as
76
the woman is rest for the six forms, for without her a man is
not stationary, he wanders to and fro. As the rabbis, blessed
be their memory, said, "the one who dwells without a wife
dwells without goodness* . And this is what the rabbis,
1 78
forms. This is also what they alluded to by the fact that a man
and not a woman is commanded with respect to procreation,
for most of the forms and their essence are in the male, and
the woman is but the completion. This is [the intent of] what
the rabbis, blessed be their memoiy, said, " a woman who
produces seed first gives birth to a male", for the seed of the
man, in which there are the six forms, annuls the seed of
the woman which has but one form. The male comes by way
of the male and the female by the power of the female. [Ms.
V B A E 236, fols. 7 6 a - b . ] 80
is clear from the end of the passage that having male children is
privileged, for the female ontically is only the completion of the
masculine. Indeed, conjugal intercourse replicates the structure
above: the seminal fluid symbolizes the six male forms and the
vaginal secretion the seventh female form. Following the rab
binic view, which, in turn, reflects the Hippocratic and Galenic
standpoint, conception requires the mixing of two seeds, but
82
8 1
C f . Zohar 3 : 7 a , d i s c u s s e d i n T i s h b y , 1 9 6 3 , p. 1 3 6 1 .
8 2
See P r e u s , 1977, pp. 6 5 - 8 5 ; B o y l a n , 1984, pp. 8 3 - 1 1 2 .
T h e i n t e n t i o n of t h e w o m a n e x p r e s s e d v e r b a l l y to b e a r a m a l e
c h i l d h a s t h e effect of m a s c u l i n i z i n g h e r s o t h a t s h e produces
s e e d l i k e a m a n a n d gives b i r t h to a b o y . A c c o r d i n g to t h e z o h a r i c
e x e g e s i s , t h e b r i n g i n g forth of t h e m a l e s e e d o n t h e p a r t of t h e
w o m a n i s a c c o m p l i s h e d t h r o u g h t h e orifice of the m o u t h that
c o r r e s p o n d s to t h e p r o c r e a t i v e o r g a n of the m a l e , a p a r a l l e l i s m
that is a foundational structure in J e w i s h esotericism. B y utter
i n g h e r d e s i r e to h a v e a boy, t h e w o m a n t a k e s t h e p l a c e of a m a l e
who procreates.
It c a n b e s h o w n f r o m still o t h e r z o h a r i c s o u r c e s t h a t t h e
f e m a l e w h o gives b i r t h i s d e p i c t e d a s m a l e . I n h i s d i s c u s s i o n
of the f e m i n i n e e l e m e n t of d i v i n i t y i n k a b b a l i s t i c s y m b o l i s m ,
S c h o l e m a l r e a d y n o t e d t h a t one m u s t d i s t i n g u i s h b e t w e e n two
aspects of f e m i n i n i t y c o r r e s p o n d i n g to t h e u p p e r a n d lower
Shekhinahthe active energy a n d creative power, on the one
h a n d , a n d t h e p a s s i v e r e c e p t i v i t y , o n the o t h e r . T h e f o r m e r i s
associated more specifically with the image of the "upper
m o t h e r " , t h e t h i r d g r a d a t i o n or Binah, a n d the latter w i t h the
" l o w e r m o t h e r " , the t e n t h g r a d a t i o n o r Malkhut ( S c h o l e m , 1991,
pp. 1 7 4 - 1 7 5 ) . S c h o l e m c o m e s c l o s e to r e a l i z i n g the complex
i n v e r s i o n of g e n d e r t h a t t h i s s y m b o l i s m p r e s u p p o s e s w h e n h e
r e m a r k s t h a t the " m a l e symbol" of t h e C r e a t o r or Demiurge
( a p p l i e d to Binah) " r e p r e s e n t s t h a t a s p e c t of the f e m i n i n e t h a t i s
i n p r i n c i p l e d e n i e d to the l o w e r Shekhinah" ( i b i d . , p. 176). A n a l o
g o u s l y , S c h o l e m r e m a r k s t h a t " w h e n t h e Shekhinah functions a s
a m e d i u m for the d o w n w a r d flow of life-giving e n e r g i e s , it i s
understood in male symbols" (ibid., p. 186). I n s p i t e of t h e s e
m o m e n t a r y i n s i g h t s , h o w e v e r , S c h o l e n V s a n a l y s i s i n g e n e r a l (as
m o s t o t h e r s c h o l a r s w h o h a v e w r i t t e n o n the s u b j e c t ) suffers
f r o m a l a c k of a t t e n t i v e n e s s to the d y n a m i c of g e n d e r metamor
p h o s i s . T h a t i s , h e too r e a d i l y d e s c r i b e s t h e s y m b o l i c v a l e n c e
of m o t h e r h o o d a s a f e m i n i n e trait, a s s u m i n g t h a t t h e b i o l o g i c a l
f u n c t i o n reflects the m e a n i n g of the t h e o s o p h i c s y m b o l . T h u s ,
w h e n d e s c r i b i n g the a c t i v e forces of the Shekhinah, Scholem
s p e a k s of t h e " m a t e r n a l , b i r t h - g i v i n g , a n d c r e a t i v e e l e m e n t t h a t
c o m e s a b o u t a s a r e s u l t of the v e r y a c t of r e c e i v i n g " . T h e d u a l
298 S E X A N D G E N D E R IN T H E K A B B A L A H
I n light of t h i s g e n d e r t r a n s f o r m a t i o n one c a n a p p r e c i a t e t h e
a c t i v e c h a r a c t e r i z a t i o n of the divine g r a d a t i o n t h a t c o r r e s p o n d s
to t h e u p p e r m o t h e r . I n d e e d , a s I h a v e a l r e a d y n o t e d a b o v e , i n
z o h a r i c l i t e r a t u r e a n d o t h e r texts i n f l u e n c e d thereby, Binah,
the f e m i n i n e c o u n t e r p a r t to the s e c o n d e m a n a t i o n , Hokhmah,
i s c a l l e d the w o r l d - o f - t h e - m a s c u l i n e \*aima* di-dekhura*] a s o p
p o s e d to the lower Shekhinah w h i c h i s c a l l e d the w o r l d - o f - t h e
f e m i n i n e [ ' a l m a ' de-nuqba'], for Binah i s the w o m b w h e n c e the
other emanations t h a t c o n s t i t u t e the divine a n t h r o p o s derive.
M a n y of the i m a g e s a n d s y m b o l s t h a t a r e e m p l o y e d i n the Zohar
a n d r e l a t e d s o u r c e s to depict the n i n t h g r a d a t i o n , Yesod, w h i c h
c o r r e s p o n d s to the divine p h a l l u s , a r e a l s o u s e d i n r e l a t i o n to
Binah, the g r a d a t i o n t h a t i s referred to a s the m o t h e r or t h e
w o m b t h a t r e c e i v e s the s e e d from Hokhmah, the father. T o be
s u r e , t h e a t t r i b u t e of Binah i s e m p o w e r e d to give b i r t h b y v i r t u e
of the s e m e n t h a t s h e r e c e i v e s from Hokhmah, b u t t h a t r e c e p t i o n
t r a n s f o r m s h e r p h a l l i c a l l y into a s p r i n g t h a t overflows. A s M o s e s
d e L e o n i n one of h i s w r i t i n g s e x p r e s s e s the m a t t e r :
8 3
O n p o r t r a y a l s of t h e u t e r u s a s the p e n i s i n R e n a i s s a n c e a n a t o m i c a l
m a t e r i a l , s e e e v i d e n c e a d d u c e d by L a q u e u r , Making Sex, p p . 7 9 - 9 8 . T h e
k a b b a l i s t i c t r a n s f o r m a t i o n of m o t h e r h o o d into a m a s c u l i n e i d e a l i s a l s o
p r e d i c a t e d o n a o n e - s e x m o d e l t h a t v i e w e d the f e m a l e g e n i t a l s a s i n t e r n a l
a n a l o g u e s to t h e m a l e g e n i t a l s . T h e w o m b , therefore, i s c h a r a c t e r i z e d i n
t e r m s of a p e n i s - l i k e e x t e n s i o n .
8 4
O n t h e a n d r o g y n o u s c h a r a c t e r of the a r c h e t y p e of the G r e a t M o t h e r ,
s e e N e u m a n n , 1 9 5 4 , p. 4 6 . O n t h e p h e n o m e n o n of t h e p h a l l i c m o t h e r , or
t h e u r o b o r i c s n a k e w o m a n t h a t c o m b i n e s begetting a n d c h i l d - b e a r i n g , s e e
N e u m a n n , 1 9 6 3 , p p . 13, 170, 3 0 8 - 3 1 0 .
CROSSING GENDER BOUNDARIES 299
T h e u n i o n of t h e G o d h e a d , r e p r e s e n t e d b y the T e t r a g r a m
m a t o n , d e p e n d s u p o n the b i n d i n g of Binah (signified b y the f i r s t
two letters of the n a m e ) a n d Yesod (signified b y t h e l a s t two
letters), w h i c h c o r r e s p o n d , r e s p e c t i v e l y , to the orifice of the
m o u t h above a n d the p e n i s below. T h e s t r u c t u r a l a n d f u n c t i o n a l
h o m o l o g y b e t w e e n the two i s d i s r u p t e d w h e n t h e y a r e s e p a r a t e d ,
a n a c t t h a t i s c o m p a r e d to the u n c o v e r i n g of t h e g e n i t a l s . M o r e
over, j u s t a s Yesod i s b o u n d to Binah, so, too, i s it b o u n d to
Shekhinaru upon w h i c h it overflows like the p e n i s t h a t d i s
c h a r g e s s e m e n . I n t e r e s t i n g l y e n o u g h , h o w e v e r , the h e t e r o s e x u a l
i m a g e r y of t h e k i s s u s e d a t the e n d of the c i t a t i o n depicts
s y m b o l i c a l l y the u n i o n of Binah a n d Malkhut r a t h e r t h a n of
T h i s i s t h e t e c h n i c a l e x p r e s s i o n u s e d i n s o m e r a b b i n i c s o u r c e s to
8 5
refer to the a p o s t a s y of E l i s h a b e n A b u y a h . F o r r e f e r e n c e s a n d d i s c u s s i o n ,
see Halperin, 1980, pp. 9 0 - 9 1 .
B o t h w o r d s , 'eryah a n d 'ervah h a v e the c o n n o t a t i o n of n a k e d n e s s
8 6
a n d c a n refer m o r e s p e c i f i c a l l y to t h e u n c o v e r i n g of t h e g e n i t a l s .
CROSSING GENDER BOUNDARIES 301
8 7
S e e , e.g., Zohar 1 : 2 1 9 a a n d Book of the Pomegranate, p. 138:
B e h o l d I w i l l r e v e a l y o u a true secret. K n o w t h a t d i e re i s no m a l e i n
I s r a e l w h o i s m a r r i e d t h a t d o e s not s t a n d between two w o m e n , o n e
h i d d e n a n d the o t h e r revealed. W h e n a m a n i s m a r r i e d the Shekhinah
above h i s h e a d b e c o m e s i n relation to h i m a h i d d e n w o r l d , a n d h i s wife
s t a n d s n e x t to h i m i n the m a t t e r t h a t i s revealed. T h u s , he s t a n d s
between two w o m e n , one h i d d e n a n d the other revealed, to be i n the
p a t t e r n t h a t i s above.
t h e z o h a r i c a u t h o r s h i p i n t e r p r e t s t h e t h r e e l e t t e r s of t h i s w o r d a s
a r e f e r e n c e to t h e t e n sejirot t h e 'alej c o r r e s p o n d s to t h e f i r s t
sejirah, Keter, t h e letter het to t h e e i g h t sejirot f r o m Hokhrnah to
Yesod, a n d t h e dalet to t h e Shekhinah who is the impoverished
[dal] e m a n a t i o n . A c c o r d i n g to t h e m a s o t e r i c o r t h o g r a p h y , how
e v e r , t h i s dalet i s e n l a r g e d , a n d t h i s t h e o s o p h i c a l l y s i g n i f i e s t h a t
t h e Shekhinah c l e a v e s to t h e u p p e r g r a d a t i o n s . I n t h i s s t a t e t h e
Shekhinah is "augmented a n d a l l the w o r l d s u c k l e s from h e r ,
a n d t h e b r e a s t s *were l i k e t o w e r s , s o I b e c a m e i n h i s e y e s a s o n e
w h o f i n d s favor* ( S o n g of S o n g s 8 : 1 0 ) " {Zohar 1 : 2 5 6 b ) . T h e Zohar
c o n t r a s t s t h e e x i s t e n t i a l s i t u a t i o n of t h e Shekhinah i n exile a n d
in a state of b l e s s i n g a n d a u g m e n t a t i o n : t h e first i n s t a n c e i s
d e p i c t e d b y t h e v e r s e , "We h a v e a little s i s t e r , w h o s e b r e a s t s a r e
shadayitn, b r e a s t s (on t h e p o s s i b i l i t y o f t h i s p h i l o l o g i c a l c o n n e c t i o n i n t h e
b i b l i c a l text itself, s e e B i a l e , 1 9 8 2 , p p . 2 4 0 - 2 5 6 ) s i g n i f i e s t h e p h a l l i c
a c t i v i t y o f t h e f e m i n i n e p o t e n c y , w h i c h s u p p l i e s s u s t e n a n c e for a l l t h i n g s
below h e r i n a c c o r d w i t h w h a t s h e receives from the right side of m e r c y .
S e e a l s o Zohar 2 : 2 5 7 a , w h e r e t h e c e l e s t i a l p a l a c e [hekhal] i s c a l l e d 'el
shaddai b e c a u s e i t s u s t a i n s t h e w o r l d l i k e b r e a s t s a n d
G o d will fill i t a n d e s t a b l i s h i t i n the future, a s it i s written, T h a t y o u
m a y s u c k from h e r b r e a s t consolation to the full, that y o u m a y d r a w
from h e r b o s o m glory to y o u r delight" (Isa. 6 6 : 1 ) . T h e b r e a s t o f c o n s o l a
tion a n d the splendor of her glory a r e all i n this palace, a n d a t t h a t time
it i s written, "Who would have s a i d to A b r a h a m that S a r a h w o u l d s u c k l e
c h i l d r e n ! " (Gen. 21:7), for s u c k l i n g i s d e p e n d e n t u p o n A b r a h a m .
H e n c e , it i s evident from this p a s s a g e that the n u r s i n g of the b r e a s t s
i s v a l o r i z e d a s a m a l e trait, r e l a t e d s p e c i f i c a l l y to t h e a t t r i b u t e o f m e r c y
p e r s o n i f i e d i n t h e figure of A b r a h a m . T h e m a s c u l i n e v a l o r i z a t i o n of n u r s
i n g t h a t o n e finds i n k a b b a l i s t i c l i t e r a t u r e s h o u l d b e c o n t r a s t e d w i t h t h e
a p p l i c a t i o n o f t h e m a t e r n a l i m a g e r y o f b r e a s t - f e e d i n g to J e s u s a n d
the prelates t h a t one finds i n twelfth-century C i s t e r c i a n devotional texts;
s e e B y n u m , 1 9 8 2 , p p . 1 1 0 - 1 6 9 . I n t h e c a s e of the C h r i s t i a n a u t h o r s , t h e r e
d o e s n o t s e e m to be a n y t r a n s v a l u a t i o n o f the f e m i n i n e i n t o t h e m a s c u l i n e ,
b u t , r a t h e r , t h e a p p r o p r i a t i o n of m a t e r n a l m e t a p h o r s e s p e c i a l l y b r e a s t s
a n d n u r t u r i n g t o d e s c r i b e a s p e c t s of t h e r e l a t i o n s h i p of J e s u s a n d
t h e p r e l a t e s to i n d i v i d u a l s o u l s . I n t h e k a b b a l i s t i c l i t e r a t u r e , b y c o n t r a s t ,
t h e a p p l i c a t i o n of the m a t e r n a l i m a g e s to G o d i s p r e d i c a t e d o n t h e g e n d e r
t r a n s f o r m a t i o n of t h e c o n c e p t o f m o t h e r h o o d . I m a g e s o f g i v i n g b i r t h a n d
n u r s i n g are valenced a s specifically phallic activities.
8 9
S e e I d e l , 1 9 8 8 b , p, 5 5 .
CROSSING GENDER BOUNDARIES 303
9 0
I n t h e c o n t i n u a t i o n o f t h e z o h a r i c text, t h e g r o w t h of t h e b r e a s t s i s
l i n k e d m o r e s p e c i f i c a l l y to t h e righteous a n d meritorious activities of
I s r a e l . T h a t i s , w h e n t h e J e w i s h p e o p l e c l e a v e to t h e T o r a h a n d go i n a
t r u t h f u l p a t h , t h e n t h e Shekhinah i s fortified l i k e a w a l l a n d d e v e l o p s
t o w e r i n g b r e a s t s . T h e a l l e g o r i c a l d e p i c t i o n of I s r a e l ' s d e e d s a s t h e b r e a s t s
o f t h e Shekhinahis a l s o f o u n d i n Zohar 2:80b. S e e also 1:45a, w h e r e t h e
b e a u t y o f a w o m a n i s t i e d e s p e c i a l l y to h e r b r e a s t s .
9 1
T h e p h a l l i c signification of the m a t u r e b r e a s t s i s also evident i n
Zohar 3:296a (7dra' Zuta'):
T h e b e a u t y o f the female i s entirely from the b e a u t y of the m a l e . . . .
T h i s female iShekhinahi i s called the s m a l l e r w i s d o m i n relation to t h e
o t h e r o n e , a n d t h u s it i s written, "We have a little s i s t e r , w h o s e b r e a s t s
a r e n o t y e t formed" (Song of S o n g s 8:8), for s h e t a r r i e s i n the exile. " W e
h a v e a little s i s t e r " , certainly s h e a p p e a r s a s little, b u t s h e i s b i g a n d
great, for s h e i s the completion of w h a t s h e h a s received from everyone,
a s i t i s w r i t t e n , " I a m a w a l l , m y b r e a s t s a r e like towers" (ibid., 10). " M y
b r e a s t s " a r e filled to n u r s e a l l things. " L i k e t o w e r s " , t h e s e a r e the great
rivers t h a t i s s u e forth from the s u p e r n a l mother.
T h e p h a l l i c characterization of the b r e a s t s is d r a w n explicitly i n
M e n a h e m A z a r i a h o f F a n o , Yonat 'Elem, ch. 57, 45a:
T h e b l e s s i n g s of the b r e a s t s t h a t lactate m i l k a c c o r d i n g to t h e s e c r e t of
" A n d t h e L o r d p a s s e s , " w a - y a ' a v o r Y H W H ( E x o d . 3 4 : 6 ) , for these [letters
a l l u d e to) the 7 2 [letter n a m e , i.e. a y i n - b e t ] , the 2 1 6 [letters c o m p r i s e d
4
i n t h a t n a m e , i.e. r e i s h - y o d - w a w ) , a n d 2 6 [the n u m e r i c a l v a l u e of
Y H W H ) . I n this m a n n e r [are d i e letters a r r a n g e d ! : the 7 2 o n d i e right
side o f B i n a h , the 2 1 6 o n d i e left side a n d Y H W H i n the m i d d l e . T h e
n u m e r i c a l v a l u e of t h e m a l l i s e q u i v a l e n t to the s u m o f S h a d d a i [i.e. 7 2 +
2 1 6 + 2 6 = 3 1 4 ] , w h i c h i s from the word s h a d a y i m . . . . W h e n t h e
M o t h e r n u r s e s Ze'eir a n d N u q b a ' [she! i s called E l S h a d d a i o n a c c o u n t of
the b r e a s t s ( s h a d a y i m ) t h a t a r e i n h e r m e d i a n line.
I n a p r o f o u n d i n v e r s i o n of s y m b o l i s m , the c o n c e a l m e n t of the
M o t h e r e n a b l e s h e r to s u s t a i n h e r offspring, a n d i n t h a t a c t of
n o u r i s h i n g s h e i s m a s c u l i n i z e d . T h e o s o p h i c a l l y i n t e r p r e t e d , the
s i n of d i s c l o s i n g the g e n i t a l s of the m o t h e r c r e a t e s a b l e m i s h
above t h a t s e p a r a t e s the M o t h e r from h e r c h i l d r e n ; r e p e n t a n c e
[Binah] n u r s e d h i m i n t h e s e c r e t of the m i l k u n t i l h e g r e w u p a n d w a s
w e a n e d (cf. G e n , 2 1 : 8 ) a n d t h i s i s [the s i g n i f i c a n c e of] 'el 'elyongomel [the
s u p e r n a l G o d b e s t o w s g o o d n e s s ] from the e x p r e s s i o n wa-yigmol sheqedim
[it b o r e a l m o n d s ] ( N u m . 1 7 : 2 3 ) . D u r i n g the t i m e of the n u r s i n g s h e i s
c a l l e d E l S h a d d a i from the e x p r e s s i o n shadayim." F i n a l l y , let m e n o t e t h a t
the s y m b o l i c c o r r e l a t i o n of the p e n i s a n d the b r e a s t s t h a t I h a v e d e l i n e a t e d
i n k a b b a l i s t i c l i t e r a t u r e r e p r e s e n t s t h e r e v e r s e of w h a t o n e finds i n F r e u d
i a n p s y c h o a n a l y t i c theory. T h a t i s , a c c o r d i n g to F r e u d , the p e n i s b e c o m e s
h e i r to the n i p p l e of the m o t h e r ' s b r e a s t w h e n s u c k i n g c o m e s to a n e n d
(see F r e u d , 1 9 1 6 - 1 7 , p. 5 6 5 ) . A l t h o u g h F r e u d e v a l u a t e s t h e s e x u a l i t y of
t h e b r e a s t e n t i r e l y f r o m the v a n t a g e p o i n t of the p e n i s , h e d o e s n o t , a s t h e
k a b b a l i s t s , i n t e r p r e t the biological f u n c t i o n s of the b r e a s t s i n p h a l l i c
terms.
9 2
Cf. Book of the Pomegranate, p. 1 6 3 . T h e n e x u s b e t w e e n t h e m o t i f
of r e t u r n i n g a n d the role of Binah a s t h a t w h i c h overflows i n b l e s s i n g s
i s u n d e r s c o r e d i n the a n o n y m o u s k a b b a l i s t i c text, i n f l u e n c e d b y z o h a r i c
t r a d i t i o n s a n d t h e w r i t i n g s of M o s e s de L e o n , t h e Sefer ha-Ne'elatru Ms.
P B N H . 8 1 7 , fol. 5 7 a .
9 3
O n t h e p a r a d o x i c a l n a t u r e of t h i s p a s s a g e , s e e the m a r g i n a l n o t e s i n
S c h o l e m , 1 9 9 2 , p. 2 2 3 2 .
CROSSING GENDER BOUNDARIES 305
is, q u i t e l i t e r a l l y , c a u s i n g t h e M o t h e r to r e t u r n to h e r p l a c e
w h e r e i n s h e c o n t i n u e s to a s s u m e t h e m a s c u l i n e r o l e of f e e d i n g
a n d s u s t a i n i n g t h e offspring i n a m a n n e r t h a t i s c o n c e a l e d . 9 4
9 4
T h e n e x u s of R e p e n t a n c e , Y o m K i p p u r , a n d i l l i c i t s e x u a l r e l a t i o n s ,
e s p e c i a l l y u n c o v e r i n g t h e g e n i t a l s of t h e f a t h e r a n d m o t h e r , i n t h e z o h a r i c
t e x t i s a l s o e v i d e n t i n t h e following c o m m e n t of J o s e p h of H a m a d a n i n h i s
c o m m e n t a r y o n t h e sefirot, M s . O B L 1 6 2 8 , fol. 6 7 b :
F r o m there {Binah] begins the d r a w i n g - f o r t h of the genitals [yeniqat
'arayofy, a n d t h u s o n Y o m K i p p u r w e r e a d a t the time of M i n h a h [the
afternoon service) the m a t t e r of illicit s e x u a l r e l a t i o n s {'arayot), for they
d r a w forth from the a t t r i b u t e of Binah w h i c h i s c a l l e d Teshiivah in every
p l a c e . O n Y o m K i p p u r w e s t a n d i n the s t r e n g t h of Teshuvah, and you
find t h a t the b e g i n n i n g of the [section on] illicit s e x u a l r e l a t i o n s i s 'the
n a k e d n e s s of the father a n d mother' (Lev. 18:7), w h i c h i s the a t t r i b u t e of
Binah o n a c c o u n t of the b e g i n n i n g of the s e c r e t of illicit s e x u a l r e l a t i o n s
[sitre 'arayot).
F o r a p a r a l l e l to t h i s e x p l a n a t i o n , cf. J o s e p h o f H a m a d a n ' s Sefer
Ta'ame ha-Miswot, positive c o m m a n d m e n t s (no. 4 8 ) i n M e i e r , 1 9 7 4 , p.
1 9 6 : " W e r e a d t h e s e c t i o n o n *arayot i n t h e M i n h a h p r a y e r o n Y o m K i p p u r
b e c a u s e w e c o m p r e h e n d |at t h a t time) t h e a t t r i b u t e of Binah, a n d from
t h e r e w e b e g i n to d r a w f o r t h t h e 'arayot, t h e s e c r e t of t h e wife a n d h e r
h u s b a n d , t h e s e c r e t o f u n i t y . " F o r a s l i g h t l y different f o r m u l a t i o n , cf.
" J o s e p h of H a m a d a n ' s Sefer TashahT, Z w e l l i n g , 1 9 7 5 , p. 1 0 9 , w h e r e i t i s
e m p h a s i z e d that from Binah i s the drawing-forth of the golden bowl
{yeniqat golai ha-zahav\, i.e. the phallus, that overflows to all the
a t t r i b u t e s . C f . J o s e p h of H a m a d a n ' s Sefer Ta'ame ha-Miswot, negative
c o m m a n d m e n t s (no. 3 0 ) , M s . P B N H 8 1 7 , fol. 1 5 5 a , w h e r e a c o n n e c t i o n i s
made between the c u s t o m to r e a d t h e s e c t i o n o n 'arayot d u r i n g the
afternoon s e r v i c e of Y o m K i p p u r a n d t h e t a n n a i t i c t r e a t m e n t of i l l i c i t
s e x u a l r e l a t i o n s a s a n e s o t e r i c d i s c i p l i n e ( a c c o r d i n g to M . H a g i g a h 2 : 1 ) . I n
t h a t c o n t e x t , m o r e o v e r , H a m a d a n offers a s l i g h t l y different n u a n c e d e x p l a
n a t i o n for t h i s c o m m a n d m e n t :
of m e r c y . B y c o n t r a s t , w h e n the M o t h e r a n d c h i l d r e n a r e s e p
a r a t e d , the g e n i t a l s a r e u n c o v e r e d , a n d the a t t r i b u t e of j u d g e
ment dominates. 9 5
T h a t t h e divine M o t h e r i s d e s c r i b e d i n t h e s a m e or p r o x i m a t e
t e r m s u s e d to d e s c r i b e the p h a l l u s i n d i c a t e s t h a t the female w h o
gives b i r t h i s v a l o r i z e d a s a m a l e , for t h e a c t of b i r t h i n g i s t r e a t e d
a s a f o r m of e x p a n s i o n or e j a c u l a t i o n t h a t i s c h a r a c t e r i s t i c a l l y
A c c o r d i n g to a n a l t e r n a t i v e s y m b o l i c e x p l a n a t i o n , o n Y o m K i p p u r
t h e r e i s a r e u n i o n of m o t h e r a n d d a u g h t e r , i.e. Binah a n d Malkhut are
c o n j o i n e d i n a u n i o n t h a t h a s no p r e c i s e a n a l o g u e i n t h e a n t h r o p o l o g i c a l
s p h e r e . O n the c o n t r a r y , s e x u a l r e l a t i o n s b e t w e e n h u s b a n d a n d wife a r e
p r o h i b i t e d p r e c i s e l y b e c a u s e i n the d i v i n e r e a l m t h i s m a t i n g o c c u r s . C f .
Book of the Pomegranate, p p . 1 6 2 - 1 6 3 ; Sefer ha-Ne'elam, Ms. P B N H 817,
fol. 5 7 b .
9 5
T h e c o m p l e x s y m b o l i s m a n d d i a l e c t i c of c o n c e a l m e n t a n d d i s
c l o s u r e i s w e l l c a p t u r e d i n t h e following p a s s a g e of I s a a c L u r i a c o p i e d b y
S a m u e l V i t a l a n d p r i n t e d i n Sha'ar Ma'amere Rashbi ( J e r u s a l e m , 1 8 9 8 ) ,
23b:
J u s t a s Nesah, Hod, a n d Yesod of the Mother are clothed i n the h e a d of
Ze'eir 'Anpin, so Nesah, Hod, and Yesod of Ze'eir 'Anpin extend a n d
enter into the point of Z i o n of the foundation of Malkhut h e r femaleness
[i.e. the u t e r u s ; c f ibid., 28b], a n d they are joined i n the secret of
u n i o n . . . . T h e n the womb of the female of Ze'eir 'Anpin t h a t is below
o p e n s u p , b u t s h e also is concealed a n d hidden. It follows that the
beginning of that key is united with a n d is closed i n relation to the
Mother a n d its e n d is closed a n d united below w i t h the F e m a l e . . . .
T h u s the two genitals, that of the Mother a n d that of the Daughter, are
concealed, a n d then there are no complete j u d g e m e n t s . B u t w h e n , G o d
forbid, Israel s i n they c a u s e the Mother to depart from her c h i l d r e n a n d
consequently the Mother removes her Nesah, Hod, a n d Yesod from the
s k u l l o{ Ze'eir 'Anpin, a n d t h u s her foundation w a s revealed. T h i s c a u s e s
the Ze'eir 'Anpin also to depart above a n d he is not w i t h h i s F e m a l e .
C o n s e q u e n t l y , the foundation of the Female w a s also revealed, a n d this
is the matter of the uncovering of the genitals. T h i s c a u s e s the j u d g e
m e n t s of the Mother a n d Daughter to come forth from there a n d they
extend below. . . . B u t y o u s h o u l d k n o w that w h e n their w o m b s open u p
this is the secret of the opening of the womb {peter rehem) a t the time of
childbirth, a n d then, by contrast, is the a s p e c t of mercy a n d not the
a s p e c t of j u d g e m e n t . U n d e r s t a n d this distinction.
CROSSING GENDER BOUNDARIES 307
masculine. 9 6
T h e a c t of p r o c r e a t i o n i s d e c i d e d l y p h a l l i c . H e n c e ,
t h e t e n t h of t h e e m a n a t i o n s , t h e Shekhinah, which is character
ized a s feminine v i s - a - v i s the upper emanations, is m a s c u l i n e i n
r e l a t i o n to w h a t i s b e n e a t h h e r , a n d i n d e e d i s r e f e r r e d to f r e
q u e n t l y a s malkhut o n a c c o u n t o f t h i s p r o c r e a t i v e q u a l i t y . 9 7
Ac
c o r d i n g to o n e t e x t i n t h e Zohar, interpreting the verse, " D r i n k
water from y o u r c i s t e r n , r u n n i n g water from your own weir
( P r o v . 5 : 1 5 ) , w h e n t h e Shekhinah receives the influx from the
u p p e r m a s c u l i n e divine potencies, she is transformed from an
e m p t y c i s t e r n [bor] t h a t h a s n o t h i n g of i t s o w n i n t o a w e l l [be'er]
t h a t i s full a n d overflows to e v e r y s i d e : t h e i m p o v e r i s h e d dalet
b e c o m e s a n o p e n he' {Zohar 1 : 6 0 a ) . 9 8
I n t h e a s p e c t of o v e r f l o w i n g ,
the q u e e n b e c o m e s k i n g , a n d the o p e n w o m b s y m b o l i c a l l y a s
s u m e s t h e role o f a p h a l l u s : t h u s o n e of t h e m o s t c o m m o n and
i n f l u e n t i a l s y m b o l s of t h e f e m i n i n e P r e s e n c e i s K i n g D a v i d . T h e
a p p r o p r i a t e n e s s of t h i s s y m b o l is not due to a f e m i n i z a t i o n of
David, but, r a t h e r , to t h e m a s c u l i n i z a t i o n of t h e Shekhinah. 99
9 6
W i t h r e s p e c t to t h i s q u a l i t y o f m o t h e r h o o d , t h e r e i s a n o b v i o u s
d i s c r e p a n c y b e t w e e n t h e s o c i a l a n d r e l i g i o u s d u t y of t h e w o m a n a n d t h e
t h e o s o p h i c s y m b o l i s m . T h a t i s , the s y m b o l i c v a l o r i z a t i o n of the m o t h e r a s
m a s c u l i n e s t a n d s i n m a r k e d c o n t r a s t to t h e e x c l u s i v e ( s e c o n d a r y ) s o c i a l
a n d r e l i g i o u s r o l e a c c o r d e d t h e w o m a n r e l a t e d to t h e b i o l o g i c a l f u n c t i o n s
o f m o t h e r h o o d . T h i s p r o c e s s i s to b e c o n t r a s t e d s h a r p l y w i t h t h a t o f
C h r i s t i a n i t y , w h e r e i n t h e c o n s t r u c t i o n of s p i r i t u a l m o t h e r h o o d ( r e l a t e d to
the ideology of m o n a s t i c i s m ) r e p l a c e d biological m o t h e r h o o d a s the m o s t
efficacious role of w o m e n . S e e A t k i n s o n , 1 9 9 1 , p p . 6 4 - 1 0 0 . T h e s i t u a t i o n
o f C h r i s t i a n i t y i s a l s o to b e d i s t i n g u i s h e d f r o m J u d a i s m i n s o f a r a s i n t h e
c a s e o f t h e f o r m e r , i d e a s a b o u t t h e m o t h e r h o o d of G o d w e r e s h a p e d
a r o u n d t e x t s a n d rituals c o n n e c t e d to t h e f i g u r e of M a r y . S e e A t k i n s o n ,
1991; Benko, 1993.
9 7
S e e p a s s a g e s from J o s e p h of H a m a d a n c i t e d i n n . 9 4 , above.
9 8
I n o t h e r c o n t e x t s a d i s t i n c t i o n i s m a d e b e t w e e n be'er a n d be'erah
t h e f o r m e r r e f e r r i n g to t h e Shekhinah before s h e r e c e i v e s w a t e r f r o m t h e
m a s c u l i n e a t t r i b u t e o f Hesed a n d t h e l a t t e r o n c e s h e h a s r e c e i v e d i t ; cf.
Zohar 3 : 1 8 3 b . T h e f o r m e r e x p r e s s i o n i s u s e d i n p a r t i c u l a r i n c o n t e x t s t h a t
d e s c r i b e t h e r e l a t i o n s h i p of I s a a c , w h o r e p r e s e n t s t h e a t t r i b u t e o f j u d g e
m e n t , a n d t h e Shekhinah: cf. Zohar 1 : 6 0 b , 1 3 5 b ; 3 : 1 0 3 a , 1 1 5 a , 1 5 6 b .
" S e e , e.g., Zohar 1:60b, 3 : 8 4 a . T h e latter context i s p a r t i c u l a r l y
i n t e r e s t i n g i n s o f a r a s t h e t o p i c of d i s c u s s i o n i s t h e g a z e o f t h e H o l y O n e
u p o n D a v i d : " W h e n t h e Holy O n e , b l e s s e d b e H e , w a n t s to h a v e m e r c y
u p o n t h e w o r l d H e l o o k s u p o n t h a t D a v i d , a n d s h i n e s H i s face u p o n h i m ,
a n d h e i l l u m i n a t e s t h e w o r l d s a n d h a s pity o n t h e w o r l d . T h e b e a u t y o f
this D a v i d i l l u m i n a t e s all the w o r l d s . " It i s possible t h a t this p a s s a g e
implies a n element of homoeroticism i n the divine r e a l m . T h a t I s , even
308 S E X AND G E N D E R IN T H E K A B B A L A H
I n t h i s c o n n e c t i o n , it i s a l s o of i n t e r e s t to note the i n t e r p r e t a
t i o n of the v e r s e ,
i n t h e following z o h a r i c p a s s a g e :
t h o u g h D a v i d i s a s t a n d a r d s y m b o l for t h e P r e s e n c e , u s u a l l y v a l o r i z e d a s
f e m a l e , i n t h i s c o n t e x t the i s s u e s e e m s to be the m a s c u l i n e deity g a z i n g
u p o n t h e a s p e c t t h a t s u s t a i n s t h e w o r l d . T h a t a s p e c t i s the m a l e d i m e n
s i o n of t h e P r e s e n c e , i n d e e d t h e c o r o n a of the p h a l l u s . S e e Zohar 1 : 1 6 8 a ,
w h e r e the z o h a r i c a u t h o r s h i p r e w o r k e d the older m o t i f of G o d g a z i n g u p o n
t h e i c o n of J a c o b a n d h a v i n g pity u p o n the w o r l d . F o r d i s c u s s i o n of t h i s
theme see Wolfson, 1 9 9 5 c .
CROSSING GENDER BOUNDARIES 309
T h e text g o e s o n to r e c o r d t h a t E s t h e r w a s g r a n t e d to be
c l o t h e d i n t h e H o l y S p i r i t a s a r e w a r d for h e r r e t i c e n c e to d i s
close information about her upbringing to Ahasuerus (see
Esther 2:20). T h e significant point for this analysis is that
E s t h e r t a k e s o n , o r i s u n i t e d w i t h , t h e a s p e c t of G o d r e f e r r e d to
a s Malkhut, t h e t e n t h e m a n a t i o n t h a t c o r r e s p o n d s to t h e f e m
i n i n e Shekhinah, only w h e n s h e overcomes her own physical
s t a t u s . T o b e c o m e t h e d i v i n e f e m i n i n e i n v o l v e s a d e n i a l of b i o
logical w o m a n h o o d . T h e underlying conceptual point here is
i d e n t i c a l to t h e i s s u e t h a t I r a i s e d b e f o r e n a m e l y , that the
e n g e n d e r i n g a s p e c t of the Shekhinah, d e s i g n a t e d a s Malkhut is
r e l a t e d to t h e m a s c u l i n e p o t e n c y of G o d ; h e n c e , o n l y w h e n t h e
d i s t i n c t i v e b o d i l y c h a r a c t e r i s t i c s of t h e w o m a n a r e subjugated
b y t h e s p i r i t t h a t i s r e l a t e d to the m a s c u l i n e c a n s h e r e c e i v e t h e
overflow (or t h e H o l y S p i r i t ) f r o m t h e d i v i n e r e a l m . I r o n i c a l l y
e n o u g h , a c c o r d i n g to t h e c o m p l e x g e n d e r s y s t e m of t h e o s o p h i c
kabbalah, conception, pregnancy, birthing, a n d n u r s i n g are all
s e e n a s m a l e traits. A perfect homology t h u s exists between the
divine a n d m u n d a n e s p h e r e s : j u s t a s the divine feminine c a n
a s s u m e t h e q u a l i t i e s of t h e m a l e , s o , too, t h e e a r t h l y b i o l o g i c a l
w o m a n c a n be gendered a s m a s c u l i n e . One m a y s p e a k , there
fore, of a k i n d of s p i r i t u a l t r a n s v e s t i s m t h a t i s l o g i c a l l y i m p l i e d
by k a b b a l i s t i c m y t h : a w o m a n actualizes h e r fullest potential
qua h u m a n w h e n s h e i s a d o r n e d w i t h t h e q u a l i t i e s of the m a l e ,
realized principally through conception a n d procreation. T h e
p o i n t i s a f f i r m e d i n t h e following z o h a r i c text:
1 0 0
Cf. E x o d . 2 3 : 1 7 (34:23): " T h r e e times a y e a r all y o u r m a l e s s h a l l
a p p e a r before t h e S o v e r e i g n , t h e L o r d " [shaiosh pe'amim ba-shanah
yera'eh kol zekhurklia 'el pene 'adon yhwh]. T h e m e a n i n g of t h i s b i b l i c a l
i d i o m a c c o r d i n g to m a n y k a b b a l i s t s i s l i n k e d to t h e p h a l l o m o r p h i c g a z e
t h a t b i n d s G o d a n d the m a l e mystic. T h a t i s , the divine p h a l l u s i s the
o b j e c t of v i s i o n , a n d t h e h u m a n p h a l l u s i s t h e f a c u l t y of v i s i o n . S e e
Wolfson, 1994e, pp. 3 6 9 - 3 7 0 . Cf. A z u l a i , 1986, 3 3 , 15b: " T h i s is the
s e c r e t of t h e v e r s e , ' a l l y o u r m a l e s s h a l l a p p e a r before t h e S o v e r e i g n , t h e
L o r d / for t h e m a l e s h o u l d i m a g i n e H i s f o r m a n d H i s e x i s t e n c e i n t h e
Shekhinah w h o i s s t a n d i n g t h e r e . E v e n t h o u g h t h e c o m p r e h e n s i o n of G o d
i s i n every p l a c e , n e v e r t h e l e s s a p e r s o n s h o u l d n o t c o n t e m p l a t e i n o r d e r to
e n g r a v e H i s i m a g e i n t h e Shekhinah a s He i s s e e n i n t h e s a c r e d p l a c e . "
A z u l a i t h u s l i m i t s t h e i m a g i n a t i v e v i s u a l i z a t i o n of G o d to t h e T e m p l e , t h e
hagios topos. F r o m a p h i l o s o p h i c a l p e r s p e c t i v e G o d i s o m n i p r e s e n t a n d
therefore h e c a n b e c o m p r e h e n d e d e v e r y w h e r e , b u t f r o m a p h e n o m e n o
l o g i c a l p e r s p e c t i v e t h e i c o n i c r e p r e s e n t a t i o n of G o d ' s i m a g e i n t h e i m a g i
n a t i o n s h o u l d o c c u r o n l y w i t h i n the s p a t i a l c o n f i n e s of t h e s a c r e d s p a c e .
T h e n a t u r e of t h a t v i s i o n , m o r e o v e r , e n t a i l s c o n t e m p l a t i o n of G o d ' s f o r m
w i t h i n t h e Shekhinah. I n m y o p i n i o n , t h i s r e l a t e s to t h e fact t h a t t h e
Shekhinahis t h e 'ateret berit. t h e c o r o n a of t h e p h a l l u s . H e n c e , t h e d i v i n e
form c a n be s e e n through the Shekhinah.
CROSSING GENDER BOUNDARIES 311
1 0 1
See Meroz (1988).
1 0 2
O n the e s s e n t i a l c o n n e c t i o n of m a s c u l i n i t y a n d the face, s e e V i t a l ,
Es Hayyim, 3 1 : 5 , 3 4 c .
312 S E X AND G E N D E R IN T H E K A B B A L A H
i s d e p i c t e d a s a p a r a l l e l to the p h a l l u s b e l o w . E v e n t h o u g h t h a t
a s p e c t of B i n a h is t r e a t e d a s b i - s e x u a l t h a t i s , it c o m p r i s e s the
p o t e n c i e s of m a s c u l i n i t y a n d f e m i n i n i t y i t i s c l e a r l y the l a t t e r
t h a t a s s u m e s the c e n t r a l p o s i t i o n i n s o f a r a s it i s the m a l e ele
m e n t t h a t i s d i s c l o s e d . T h e m a l e e l e m e n t of Binah i s h o m o l o g o u s
to the p h a l l i c Yesod. I n d e e d , w e a r e to d i s t i n g u i s h two a s p e c t s of
t h e p h a l l u s : the u p p e r one, n a m e d J o s e p h , a n d the l o w e r one,
B e n j a m i n . T h e s e two a s p e c t s , m o r e o v e r , c o r r e s p o n d r e s p e c t i v e l y
to the s e m i n a l s e c r e t i o n s of t h e m a l e a n d female w a t e r s , a m o t i f
to w h i c h I r e t u r n i n the c o n c l u d i n g p a r t of t h i s c h a p t e r . T h e
i m p o r t a n t p o i n t to note i n t h i s c o n t e x t i s the g e n d e r t r a n s f o r m a
tion i m p l i e d i n t h i s text: the u t e r u s of the divine M o t h e r i s
d e p i c t e d a s the u p p e r a s p e c t of the p h a l l u s a n d i s c o r r e l a t e d
w i t h the m a l e w a t e r s , w h e r e a s the p e n i s of the d i v i n e S o n i s
d e p i c t e d a s the lower a s p e c t of the p h a l l u s a n d i s c o r r e l a t e d w i t h
t h e female w a t e r s .
h i s M a s t e r to f e a r h i m c o n s t a n t l y w i t h o u t d e v i a t i n g to t h e right o r l e f t /
T h e r i g h t e o u s p e r s o n i s p o r t r a y e d a s c l e a v i n g to t h e a s p e c t o f G o d d e
p i c t e d a s t h e c r o w n . It i s e v i d e n t t h a t t h i s r e f e r s to t h e Shekhinah (cf.
Zohar 2 : 8 3 b , 3 : 4 2 b , 9 6 b , 7 2 a , 8 2 b , 1 3 6 b , 1 7 8 b , 2 3 0 a ) , b u t p r e c i s e l y
t h r o u g h t h i s i m a g e t h e f e m i n i n i t y o f t h e Shekhinah i s t r a n s p o s e d i n t o
m a s c u l i n i t y i n a s m u c h a s t h e c r o w n s i g n i f i e s t h e c o r o n a of t h e p e n i s .
1 0 5
S e e m y s t u d y r e f e r r e d to i n n . 3 2 a b o v e , a n d W o l f s o n , 1 9 9 4 b ,
1 0 6
I t i s e x t r e m e l y difficult to a s s e s s w h e t h e r t h e s e h o m o e r o t i c t e n d e n
c i e s w e r e e x p r e s s e d i n overt h o m o s e x u a l b e h a v i o u r . T h e r e i s h a r d l y a n y
d o c u m e n t a t i o n o u t s i d e t h e i m a g i n a t i v e l i t e r a t u r e of t h e m y s t i c s to c o n f i r m
h o m o s e x u a l practices. A similar theoretical question h a s been raised b y
v a r i o u s s c h o l a r s i n r e l a t i o n to t h e e x p l i c i t h o m o e r o t i c i m a g e r y u s e d
b y A n d a l u s i a n H e b r e w poets: does t h i s language signify t h a t the poets
actually practised homosexuality? For representative treatments, s e e
S c h i r m a n n , 1 9 5 5 , p. 5 7 n, 4: Allony, 1 9 6 3 , p p . 3 1 1 - 3 2 1 ; R o t h , 1 9 8 2 , p p .
314 S E X AND G E N D E R IN T H E K A B B A L A H
33-59; Press, 1989, pp. 12-26; Scheindlin, 1986, pp. 82-83, 86-88. O n
s e x u a l p r o m i s c u i t i e s a n d d e v i a n c e s from t r a d i t i o n a l n o r m s i n J e w i s h
c o m m u n i t i e s o f S p a i n d u r i n g t h e t i m e o f t h e f l o u r i s h i n g of t h e o s o p h i c
k a b b a l a h , s e e A s s i s , 1 9 8 8 , p p . 2 5 - 6 0 . I t i s i n o r d e r h e r e to r e c a l l t h e
observation of Biale, 1 9 9 2 , p. 8 9 , that the " m y s t i c s m a y have g u a r d e d
a g a i n s t s e x u a l l i c e n s e i n t h i s w o r l d b y p r o j e c t i n g i t into a h i g h e r r e a l m " .
A l t h o u g h i n t h a t c o n t e x t B i a l e d o e s n o t refer to h o m o s e x u a l i t y a m o n g s t
t h e k a b b a l i s t s , i t i s i n s t r u c t i v e to e x p a n d h i s c o m m e n t s i n t h i s d i r e c t i o n .
O n t h e p o s s i b l e i n t i m a t i o n of l a t e n t h o m o s e x u a l i t y i n t h e c a s e of J o s e p h
C a r o , s e e B i a l e , p. 1 1 5 . S e e a l s o p. 1 4 7 , w h e r e B i a l e d i s c u s s e s t h e h o m o
s e x u a l i n n u e n d o of a n a n t i - H a s i d i c a u t h o r r e f l e c t i n g o n t h e m a l e
f e l l o w s h i p of t h e H a s i d i c c o u r t . I t s h o u l d b e n o t e d t h a t i n s i x t e e n t h
c e n t u r y k a b b a l i s t i c m a t e r i a l , t h e r e a r e e x p l i c i t p e n i t e n t i a l i n s t r u c t i o n s for
t h e s i n of h o m o s e x u a l i t y . C f . A z i k r i , Sefer Ha reditu ( J e r u s a l e m , 1 9 6 6 ) , p .
2 0 0 ; Sha'ar ha-Kelalim, c h . 1 1 , p r i n t e d i n V i t a l , 'Es Hayyiin, p. 1 8 . T h e
w o r k i s associated w i t h three of L u r i a ' s disciples, M o s e s Y o n a h , M o s e s
N a j a r a , a n d J o s e p h A r z i n . A c c o r d i n g to Y . A v i v i , h o w e v e r , t h e text w a s
a u t h o r e d b y H a y y i m V i t a l o n t h e b a s i s of c o m p o s i t i o n s w r i t t e n b y t h e
a f o r e m e n t i o n e d k a b b a l i s t s . S e e Meroz, 1 9 8 8 , p p . 9 0 - 9 1 . W h a t i s m o s t
s t r i k i n g i s t h e fact t h a t m a t e r i a l r e l a t e d to h o m o s e x u a l i t y i s f o u n d i n
e s o t e r i c w o r k s t h a t w e r e w r i t t e n only for c i r c u l a t i o n a m o n g s t a s m a l l elite,
a s w e f i n d i n the Kanfe Yonah of M o s e s Y o n a h . S e e e x t e n d e d d i s c u s s i o n
i n M s . J S 9 9 3 , p p . 2 0 8 - 2 1 7 . W h i l e t h e r e i s still n o t e n o u g h e v i d e n c e to
d o c u m e n t a c t u a l h o m o s e x u a l i t y , t h e n e e d to i n c o r p o r a t e s u c h a l e n g t h y
d i s c u s s i o n a b o u t the t h e u r g i c a l r a m i f i c a t i o n a n d u l t i m a t e r e c t i f i c a t i o n o f
t h i s s i n i n t h i s w o r k m a y b e r e v e a l i n g . It i s a l s o o f i n t e r e s t to n o t e t h e
following c o m m e n t i n a c o l l e c t i o n of L u r i a n i c m a t e r i a l s e x t a n t I n M s . O B L
1 7 8 2 , fol. 1 7 7 b : " T h e r e m e d y [tiqqun) for h o m o s e x u a l i t y w a s g i v e n b y t h e
R a b b i , b l e s s e d b e h i s m e m o r y [i.e. t h e Ari] to t h r e e p e o p l e b u t i t i s n o t
k n o w n i f t h a t r e m e d y h a s t h e s a m e effect for a l l J e w s . " T h i s p a s s a g e
c l e a r l y i n d i c a t e s t h a t the d i s c u s s i o n s a b o u t h o m o s e x u a l i t y i n the r e l e v a n t
L u r i a n i c texts w e r e n o t s i m p l y t h e o r e t i c a l b u t h a d p r a c t i c a l a p p l i c a t i o n s .
S t i l l , i t m u s t b e e m p h a s i z e d t h a t the L u r i a n i c k a b b a l i s t s , i n c o n s o n a n c e
w i t h e a r l i e r s o u r c e s , u p h o l d h e t e r o s e x u a l i t y a s t h e only l e g i t i m a t e a n d
a u t h o r i z e d f o r m of s e x u a l b e h a v i o u r . A l l f o r m s of d e v i a n t s e x u a l i t y o u t
s i d e t h e r e l a t i o n s h i p of h u s b a n d a n d wife a r e c o n s i d e r e d d e t r i m e n t a l
i n a s m u c h a s s u c h actions create a division above between male a n d
f e m a l e . It i s for t h a t r e a s o n t h a t h o m o s e x u a l i t y , c e l i b a c y , a n d o n a n i s m a r e
all demonized i n k a b b a l i s t i c literature (see Liebes, 1 9 9 3 b , p p . 6 7 - 7 4 ;
1992, pp. 163-164).
CROSSING GENDER BOUNDARIES 315
T h a t t h e f e m i n i n e P r e s e n c e to w h i c h t h e m y s t i c s c l e a v e i s v a l o r
i z e d a s m a s c u l i n e i s signified b y the i m a g e of the p o i n t i n t h e
m i d d l e of t h e h a l f - m o o n or h a l f - c i r c l e . 1 1 2
I n h e r function a s the
m i d p o i n t t h a t s u s t a i n s the r i g h t e o u s , the Shekhinah is trans
f o r m e d into a m a l e , s y m b o l i z e d b y the t e c h n i c a l e x p r e s s i o n of
B. Sanhedrin 111b.
1 1 0
T h e f e m i n i n e Malkhut b e c o m e s a c o m p l e t e c o n f i g u r a t i o n o n l y w h e n
s h e a s c e n d s to t h e c h e s t o f t h e m a s c u l i n e a n d r e c e i v e s t h e a s p e c t s o f
Keter, t h e d i v i n e c r o w n . A l t h o u g h it i s n o t s t a t e d e x p l i c i t l y , I p r e s u m e t h a t
this signifies the t r a n s f o r m a t i o n of the feminine point into a c r o w n , a n d ,
m o r e specifically, the c o r o n a of the m a l e organ. Ironically e n o u g h , it i s i n
t h i s p o s t u r e t h a t t h e d e s c r i p t i o n o f t h e f e m a l e b e l o v e d of S o n g of S o n g s i s
318 S E X AND G E N D E R IN T H E K A B B A L A H
t h e h e a d of t h e c o u r t , t h e av bet dina
f
title t h a t i s a p p r o p r i a t e l y
a p p l i e d to Shekhinah i n a s m u c h a s that gradation is a n expres
sion of d i v i n e j u d g e m e n t . 1 1 3
T o be s u r e , H a m a d a n elsewhere
affirms t h a t both the m a s c u l i n e a n d feminine personifications of
the divine have b r e a s t s that a r e designated euphemistically a s
the holy a p p l e s . 1 1 4
I n d e e d , t h e b r e a s t s o f w o m e n a r e s a i d to b e
l a r g e r t h a n t h o s e of m e n b e c a u s e t h e y h a v e t h e b i o l o g i c a l f u n c
t i o n of n u r s i n g ( " J o s e p h of H a m a d a n ' s Sefer TashaK*, Zwelling,
1975, p. 123). T h e point I a m m a k i n g , however, involves the
g e n d e r s i g n i f i c a t i o n of t h i s b i o l o g i c a l f a c t . W h e n t h e p h y s i o l o g i
c a l i s s u e i s viewed from t h e s t a n d p o i n t of gender, it becomes
c l e a r t h a t t h e l a c t a t i o n o f the b r e a s t s f u n c t i o n a l l y t r a n s f o r m s t h e
f e m a l e i n t o a m a l e , a s I h a v e a r g u e d a b o v e w i t h r e s p e c t to t h e
Zohar. I n t h e m o m e n t t h a t t h e Shekhinah feeds o t h e r s through
h e r b r e a s t s , s h e a s s u m e s t h e role of t h e p h a l l u s t h a t s u s t a i n s b y
m e a n s of its s e m i n a l overflow. 115
a p p l i e d to Malkhut. T h e p h a l l i c c h a r a c t e r o f t h e s y m b o l of t h e p o i n t for
Shekhinah i s e v e n m o r e e m p h a t i c a l l y e x p r e s s e d i n a n o t h e r w o r k o f M o s e s
de L e o n . C f . W i j n h o v e n . 1 9 6 4 , p. 1 1 0 : " T h e l a s t p o i n t i s t h e s e c r e t o f
t h e h o l y p h a l l u s [sod bent ha-qodesh) a n d s h e s t a n d s a m o n g s t h e r h o s t s
like the secret of the mid-point . . . w i t h i n the circle." Cf. also p a s s a g e
from M o s e s d e L e o n ' s c o m m e n t a r y o n E z e k i e l ' s v i s i o n o f t h e c h a r i o t , M s .
N Y J T S A M i c . 1 8 0 5 , fol. 2 0 b , c i t e d a n d d i s c u s s e d i n W o l f s o n , 1 9 9 4 f , p p .
199-200 n.61.
1 1 3
O n t h e i m a g e o f t h e Shekhinah a s t h e h a l f - m o o n w i t h a d o t i n t h e
m i d d l e , cf. " J o s e p h of H a m a d a n ' s Sefer Tashak", Z w e l l i n g , 1 9 7 5 , p . 1 3 4 .
I n t h a t context, moreover, the connection i s m a d e between that image a n d
t h e h e a d o f the c o u r t w h o s a t w i t h s e v e n t y m e m b e r s of S a n h e d r i n . It i s
e v i d e n t f r o m t h a t p a s s a g e a s w e l l t h a t t h e yod i s t h e c o r o n a of t h e p e n i s .
Cf. i b i d . , p p . 1 6 7 - 1 6 8 .
1 1 4
T h e m o t i f of t h e holy a p p l e s i s a l s o e m p l o y e d i n z o h a r i c l i t e r a t u r e to
refer to t h e t h r e e c e n t r a l g r a d a t i o n s t h a t c o r r e s p o n d to t h e P a t r i a r c h s ; cf.
Zohar 2 : 2 0 7 b . I n t h e s i n g u l a r t h e a p p l e c a n s y m b o l i z e t h e s i x t h g r a d a t i o n ,
Tif'eret, w h i c h c o r r e s p o n d s to t h e Holy O n e , b l e s s e d b e H e , o r t h e d i v i n e
s o n ; cf. Zohar 3 : 7 4 a , 2 8 6 b . M e n t i o n s h o u l d a l s o b e m a d e o f a c o m m o n
d e s i g n a t i o n of t h e Shekhinah i n z o h a r i c l i t e r a t u r e a s t h e o r c h a r d o f t h e
h o l y a p p l e s ; cf. Zohar 1 : 1 4 2 b , 1 4 7 b , 2 2 4 b ; 2 : 1 2 b , 6 0 b , 8 4 b , 8 8 a ; 3 : 8 4 a ,
1 2 8 b , 2 7 1 a [Piqqudin), 2 9 2 b [Idra Zuta'). It i s p o s s i b l e t h a t i n s o m e
c o n t e x t s t h e i m a g e of t h e a p p l e s r e f e r s a n a t o m i c a l l y to t h e t e s t i c l e s ; c f .
Z b h a r 2 : 1 5 b , 1 4 1 a {'Idra' Rabba').
1 1 5
T h e gender transfonnation i s implied i n " J o s e p h of H a m a d a n ' s
Sefer Tashakr, Z w e l l i n g , 1 9 7 5 , p . 3 2 3 :
K i n g Solomon, m a y peace be u p o n h i m , s a i d i n h i s w i s d o m , " I a m a w a l l ,
my b r e a s t s a r e tike towers" (Song of S o n g s 8:10), this a l l u d e s to t h e
CROSSING GENDER BOUNDARIES 319
C o n s i d e r H a m a d a n ' s s t a t e m e n t o n p . 1 2 4 : " T h o s e w h o do n o t n u r s e
f r o m t h e b r e a s t s of t h e m o t h e r n u r s e f r o m t h e b r e a s t s of t h e H o l y O n e ,
b l e s s e d be H e . All the p r o p h e t s a n d p i o u s ones s u c k from the holy a p p l e s
i n the w o r l d - t o - c o m e a n d they are i l l u m i n a t e d by those holy h a i r s t h a t
s u r r o u n d the holy apples," T h e homoerotic element here is quite evident:
t h e p r o p h e t s a n d t h e p i o u s s u c k d i r e c t l y f r o m the b r e a s t s of t h e m a l e
a s p e c t of t h e d i v i n e . A l t h o u g h i n t h e p h y s i c a l w o r l d t h e b r e a s t s o f t h e
w o m a n a r e g e n e r a l l y l a r g e r t h a n t h o s e of a m a n (see p. 123), in the
s p i r i t u a l r e a l m , d e s i g n a t e d the " w o r l d - t o - c o m e " , the traditional e s c h a t o
l o g i c a l t e r m e m p l o y e d b y t h e r a b b i s , i t i s a g r e a t e r l e v e l to b e n u r s e d b y
t h e b r e a s t s of t h e m a s c u l i n e . F r o m t h e c o n t e x t , m o r e o v e r , i t i s c l e a r t h a t
t h i s s u c k i n g i s t h e p h y s i c a l d e p i c t i o n of the s p i r i t u a l s t a t e o f G o d t e a c h i n g
T o r a h to t h e r i g h t e o u s . I t i s p o s s i b l e t h a t i n t h e s e e x a m p l e s t h e " h o l y
a p p l e s " of t h e m a l e p o t e n c y s y m b o l i c a l l y r e p r e s e n t t h e t e s t i c l e s , w h i c h a r e
t h e m a s c u l i n e c o u n t e r p a r t to the b r e a s t s . P r e c i s e l y s u c h a p o i n t i s m a d e
b y J o s e p h of H a m a d a n i n t h e text p r e s e r v e d i n M s . J M 1 3 4 , fol. 1 2 4 a :
T h e two a p p l e s t h u s s y m b o l i z e t h e t e s t i c l e s , w h i c h c o r r e s p o n d to
Nesah a n d H o d , a l s o i d e n t i f i e d a s t h e "feet of t h e Holy O n e , b l e s s e d b e H e " .
( O n fol. 1 3 0 b , Nesah a n d Hod a r e i d e n t i f i e d a s t h e k i d n e y s of t h e d i v i n e
a n t h r o p o s , b u t o n fol. 1 3 1 a t h e y a r e a g a i n d e s i g n a t e d t h e " h o l y feet of t h e
H o l y O n e , b l e s s e d b e H e " . ) I n a n a s t o n i s h i n g e x e g e t i c a l t u r n , J o s e p h of
H a m a d a n i n t e r p r e t s the first l e t t e r of S c r i p t u r e , t h e e n l a r g e d bet, a s a
r e f e r e n c e to t h e s e t w o p o t e n c i e s t h e s o u r c e of t h e d u a l T o r a h a n d t h e
s o u r c e of t h i s w o r l d a n d of t h e w o r l d - t o - c o m e .
320 S E X AND G E N D E R IN T H E K A B B A L A H
It m u s t b e c o n c l u d e d , therefore, t h a t the b r e a s t t h a t n u r s e s
i s f u n c t i o n a l l y e q u i v a l e n t to a p e n i s t h a t e j a c u l a t e s . I f t h a t i s the
c a s e , t h e n t h e r i g h t e o u s d e s c r i b e d a s s u c k l i n g from t h e s p l e n d o r
of t h e b r e a s t s of the Shekhinah a r e , i n fact, c l e a v i n g to a n d
d r a w i n g f r o m the c o r o n a of t h e divine p h a l l u s . T h i s i s m a d e
e x p l i c i t i n a s e c o n d p a s s a g e from H a m a d a n :
T h e s o u r c e of s u s t e n a n c e is d e p i c t e d i n t h i s p a s s a g e as the
c o r o n a of the p e n i s ( s y m b o l i z e d b y the letter tet) rather than
the b r e a s t s of the Shekhuiah. F r o m a phenomenological vantage
point the corona of the penis easily interchanges with the
b r e a s t s i n a s m u c h a s the f u n c t i o n of the l a t t e r t r a n s f o r m s the
1 1 6
T h e h o m o e r o t i c a s p e c t of t h e m y s t i c s ' c o m m u n i o n w i t h G o d i s
s t r i k i n g l y e v i d e n t i n t h e following c o m m e n t of J o s e p h of H a m a d a n i n M s .
J M 1 3 4 , fol. 1 2 8 a : " I t i s w r i t t e n , ' A n d the e n l i g h t e n e d w i l l s h i n e [like t h e
s p l e n d o r of t h e s k y ] ' ( D a n . 1 2 : 3 ) , b e c a u s e t h e y d e r i v e p l e a s u r e f r o m t h e
h o l y b o d y (gufa qaddisha') of t h e Holy O n e , b l e s s e d b e H e , a n d t h e y a r e
9
i l l u m i n a t e d b y H i m a n d c l e a v e to H i m , a s it i s w r i t t e n , ' a n d to H i m s h a l l
y o u c l e a v e ' , v e r i l y to H i m , b l e s s e d be H e , a n d to H i s l i g h t . " I s u g g e s t t h a t i n
t h i s p a s s a g e , a s i s the c a s e i n o t h e r k a b b a l i s t i c d o c u m e n t s (see L i e b e s ,
1 9 7 6 , p p . 170, 178, 2 5 8 - 2 6 0 ) , the w o r d " b o d y " signifies the m a l e o r g a n
(cf. M s . J M 1 3 4 , fol. 1 2 9 a ) . It follows, therefore, t h a t a c c o r d i n g to J o s e p h
of H a m a d a n ' s i n t e r p r e t a t i o n of the c r i t i c a l v e r s e f r o m D a n i e l , t h e m y s t i c s
I n p a r t i c u l a r t a k e j o y i n a n d c l e a v e to the d i v i n e p h a l l u s .
CROSSING GENDER BOUNDARIES 321
e v i d e n t l y f e m a l e p a r t of t h e a n a t o m y i n t o a m a l e o r g a n . I n l i g h t of
this transformation it a g a i n b e c o m e s o b v i o u s to w h a t extent
t h e r e m a y be a h o m o e r o t i c u n d e r p i n n i n g to t h e k a b b a l i s t i c r e p
resentation of t h e Shekhinah. Ostensibly, t h e c l e a v i n g to the
Shekhinah o n the p a r t of the m y s t i c s i s p o r t r a y e d a s a u n i o n of
m a s c u l i n e a n d f e m i n i n e , b u t it m a y signify, r a t h e r , t h e j o i n i n g of
t h e m a l e s to t h e c o r o n a of t h e p h a l l u s , t h a t w h i c h b e a r s t h e s i g n
of t h e h o l y c o v e n a n t . T h e erotic b o n d w i t h t h e Shekhinah, there
fore, m a r k s t h e r e c o n s t i t u t i o n of the a n d r o g y n o u s phallus, a
r e s t o r a t i o n of t h e female b a c k to i t s ontological s o u r c e i n the
male.
On becoming female
D o w e h a v e e v i d e n c e i n k a b b a l i s t i c l i t e r a t u r e for m o v e m e n t i n t h e
opposite directionthat is, c r o s s i n g gender boundaries such
t h a t t h e m a l e b e c o m e s f e m a l e ? I s it ever a p p r o p r i a t e , a c c o r d i n g
to t h e k a b b a l i s t s , for the m a l e to d i v e s t h i m s e l f of h i s m a l e n e s s
a n d adopt the characteristics associated with femininity i n rela
t i o n to t h e m a s c u l i n e God? G i v e n the h i e r a r c h i c a l n a t u r e of
t h e g e n d e r a t t r i b u t i o n i n t h e s e s o u r c e s , o n e w o u l d n o t e x p e c t to
find s u c h a reciprocal process. Yet, there is precisely a d y n a m i c
of t h i s s o r t t h a t i s m o s t fully a r t i c u l a t e d i n t h e kabbalistic
t h e o s o p h y of I s a a c L u r i a , a s t r a n s m i t t e d b y h i s v a r i o u s d i s c i p l e s .
I n t h e r e m a i n d e r of t h i s s t u d y I w o u l d l i k e to explore i n s o m e
d e t a i l the t h e m e of the m a l e b e c o m i n g f e m a l e i n t h e m y t h a n d
r i t u a l of L u r i a n i c k a b b a l a h . It i s o b v i o u s l y the c a s e t h a t m a n y of
the m o t i f s i n t h i s c o r p u s a r e e x e g e t i c a l e l a b o r a t i o n s of e a r l i e r
s o u r c e s , especially zoharic passages. I will only mention briefly
s o m e of t h e b a c k g r o u n d i d e a s a n d i m a g e s f r o m t h e Zohar that
a r e i n d i s p e n s a b l e for a p r o p e r a p p r e c i a t i o n of t h e l a t e r m a t e r i a l .
T h e m o t i f t h a t s e r v e s a s t h e b a s i s for m y d i s c u s s i o n i s t h a t of
the u p p e r a n d lower w a t e r s , the former depicted a s masculine
a n d t h e l a t t e r a s f e m i n i n e . T h i s motif, briefly a l l u d e d to a b o v e , i s
expressed already in classical rabbinic s o u r c e s , 1 1 7
perhaps re
flecting s o m e form of G n o s t i c s p e c u l a t i o n , 1 1 8
where the dual
1 1 7
S e e P. B e r a k h o t 9 : 3 , 1 4 a ; Genesis Rabbah 1 3 : 1 3 , p. 122.
1 1 8
See A l t m a n n , 1942, pp. 2 3 - 2 4 .
322 SEX AND GENDER I N T H E KABBALAH
P e r h a p s the m o s t i n t e r e s t i n g d e v e l o p m e n t of t h i s m o t i f i n z o h a r i c
l i t e r a t u r e i n v o l v e s the i d e a of the s o u l s of the r i g h t e o u s e n t e r i n g
i n t o the Shekhinah w h e r e i n t h e y a r e i n t e g r a t e d i n t o the l o w e r
female w a t e r s , the mayyin nuqbin, t h a t a r o u s e the u p p e r m a l e
w a t e r , mayyin dukhrin. T o cite o n e r e p r e s e n t a t i v e text:
I n a n e x t r a o r d i n a r y r e v e r s a l of g e n d e r s y m b o l i s m , the p e n e
t r a t i o n of the s o u l s of the r i g h t e o u s into the f e m i n i n e P r e s e n c e
r e s u l t s i n their s t i m u l a t i n g a n d b e c o m i n g p a r t of the fluids
s e c r e t e d b y the f e m a l e , w h i c h , i n t u r n , a r o u s e the s e m i n a l fluids
of t h e u p p e r m a l e p o t e n c y of the d i v i n e . T h e o n t i c s t a t u s of t h e
r i g h t e o u s i s d e t e r m i n e d p r e c i s e l y b y t h i s role:
1 1 9
S e e S c h o l e m , 1991, pp. 1 8 7 - 1 8 8 ; Liebes, 1993b, pp. 53, 185 n .
1 5 7 . A l t h o u g h S c h o l e m d u l y n o t e d t h a t t h e c o n c e p t of t h e f e m a l e w a t e r s
i n v o l v e d t h e a c t i v e force of t h e f e m i n i n e , h i s a t t e m p t to d i s t i n g u i s h b e
tween the z o h a r i c a n d L u r i a n i c u s a g e of this motif c a n n o t be u p h e l d . T h e
d e v e l o p m e n t s t h a t o c c u r i n the L u r i a n i c m a t e r i a l m u s t b e s e e n a s e x e g e t
i c a l t r a n s f o r m a t i o n s of the e a r l i e r p a s s a g e s o c c a s i o n e d b y d i s t i n c t i v e
psychological orientations.
CROSSING GENDER BOUNDARIES 323
It i s c l e a r f r o m a n y n u m b e r of p a s s a g e s that the z o h a r i c
a u t h o r s h i p s e e s t h i s t a s k a s t h e p u r p o s e of t h e n o c t u r n a l a s c e n t
of t h e r i g h t e o u s : 1 2 0
T h e e n t r y of t h e r i g h t e o u s s o u l i n t o t h e Shekhinah entirely
r e v e r s e s t h e g e n d e r r o l e s n o r m a l l y a s s o c i a t e d w i t h e a c h of t h e
r e l e v a n t a g e n t s i n t h i s d r a m a , for the m a s c u l i n e s o u l b e c o m e s
f e m i n i n e a s it i s i n t e g r a t e d a s p a r t of the f e m i n i n e w a t e r s a n d
t h e f e m i n i n e a s p e c t of t h e G o d h e a d b e c o m e s m a s c u l i n e i n s o f a r
a s the pit is transformed i n t o a w e l l of flowing w a t e r s . T h e
f e m i n i z a t i o n of t h e r i g h t e o u s a c c o u n t s a s w e l l for the i m a g e of
G o d t a k i n g a s t r o l l w i t h t h e s o u l s of t h e r i g h t e o u s , a n a c t t h a t
i s a e u p h e m i s m for s e x u a l i n t e r c o u r s e , b a s e d u l t i m a t e l y o n t h e
p h a l l i c u n d e r s t a n d i n g of the f e e t . 121
T h i s image is entirely appro
priate because the s o u l s of the r i g h t e o u s a r e female partners
in r e l a t i o n to the masculine deity. A g a i n we must confront
t h e p o s s i b i l i t y of a n i m p l i c i t h o m o e r o t i c i s m t h a t n e c e s s i t a t e s t h e
f e m i n i z a t i o n of t h e h u m a n m a l e v i s - a - v i s t h e d i v i n e w h o i s v a l o r
ized a s m a s c u l i n e . 1 2 2
If, h o w e v e r , t h e r e i s a l a t e n t h o m o e r o t i c i s m
1 2 0
C o n c e r n i n g this theme, see Wolfson, 1993a, pp. 2 0 9 - 2 3 5 .
1 2 1
S e e Wolfson, 1992, pp. 1 4 3 - 1 8 1 ; 1995d, pp. 2 4 0 - 2 4 1 n. 112.
1 2 2
C f . Zohar2:127a, w h e r e t h e Shekhtnahis d e s c r i b e d a s the G a r d e n
o f E d e n t h a t G o d p l a n t e d " f o r t h e s a k e of h i s p l e a s u r e a n d h i s d e s i r e to
t a k e d e l i g h t i n it w i t h t h e s o u l s of t h e righteous". C f . Zohar 3 : 7 9 b : " P r a i s e
w o r t h y a r e t h e righteous for s e v e r a l s u p e r n a l s e c r e t s a r e h i d d e n for t h e m
i n t h a t w o r l d , a n d t h e Holy O n e , b l e s s e d b e H e , t a k e s d e l i g h t i n t h e m i n
324 S E X AND G E N D E R IN T H E K A B B A L A H
t h a t w o r l d . " N e e d l e s s to s a y , m a n y m o r e e x a m p l e s t h a t d e p i c t G o d ' s
t a k i n g delight w i t h t h e s o u l s of t h e righteous c o u l d h a v e b e e n c i t e d . T h e
s i g n i f i c a n t p o i n t for t h i s s t u d y i s t h a t t h e righteous a r e g e n e r a l l y d e
scribed i n these contexts a s being crowned i n the G a r d e n of E d e n , a
s y m b o l i c r e f e r e n c e for t h e Shekhinah. 1 do n o t t h i n k it i s i n c o r r e c t to
s u g g e s t t h a t t h e i m p l i c i t o n t i c s i g n i f i c a n c e of t h i s s y m b o l i s t h a t t h e
righteous c o n s t i t u t e t h e c r o w n itself, i . e . t h e c o r o n a o f t h e p e n i s w i t h
w h i c h G o d t a k e s delight.
123 p L u r i a ' s o w n r e f o r m u l a t i o n of the z o h a r i c c o n c e p t i o n , cf. Sha'ar
o r
Ma'amere Rashbi 2 9 a a n d 3 0 c . T h e m y s t i c a l t r a n s f o r m a t i o n of t h e m a l e
w o r s h i p p e r s into t h e female w a t e r s t h r o u g h p r a y e r i s a f f i r m e d b y o t h e r
s i x t e e n t h - c e n t u r y S a f e d i a n k a b b a l i s t i s ; cf. R . M o s e s C o r d o v e r o , Tejillah
le-Mosheh (Prezmysl, 1932), 6 9 b a n d 112b. T h e transformative quality of
t h e s u p p l i c a t i o n p r a y e r i n t h e t h o u g h t of C o r d o v e r o a n d L u r i a h a s b e e n
d i s c u s s e d b y F i s h b a n e ( 1 9 9 4 , p p . 1 1 1 - 1 1 5 ) . O n t h e s i g n i f i c a n c e of t h e
s y m b o l o f t h e m a l e a n d female w a t e r s i n t h e v a r i o u s s t a g e s of t h e d e v e l
o p m e n t of L u r i a n i c k a b b a l a h , s e e Meroz, 1 9 8 8 , p p . 1 5 0 - 1 5 1 , 1 6 7 , 2 2 0
222, 2 3 0 , 2 5 8 - 2 5 9 , 2 6 2 - 2 6 3 , 2 8 2 - 2 8 7 . S e e also Avivi, 1993, p p . 4 4 - 4 5 ;
J a c o b s o n , 1 9 9 3 , p. 2 5 5 .
1 2 4
A locus classicus for the ritual of c l o s i n g t h e e y e s d u r i n g p r a y e r i n
k a b b a l i s t i c l i t e r a t u r e i s Zohar 3 : 2 6 0 b , w h e r e it i s c o n n e c t e d s p e c i f i c a l l y
w i t h t h e p r o h i b i t i o n of l o o k i n g a t the Shekhinah. Regarding this gesture
d u r i n g prayer, see Z i m m e r , 1 9 8 9 , p p . 9 2 - 9 4 . O n s h u t t i n g the eyes a s a
contemplative technique i n kabbalistic s o u r c e s , see also Idel, 1 9 8 8 c , p p .
134136. F o r d i s c u s s i o n of s o m e of t h e r e l e v a n t s o u r c e s a n d t h e r e v e r b
eration of this motif i n H a s i d i c texts, see Gries, 1989, p p . 2 2 0 - 2 2 2 .
CROSSING GENDER BOUNDARIES 325
1 2 5
Zohar 2 : 9 5 a , 9 8 b - 9 9 a .
1 2 6
C f . Peri Es Hayyitn p. 1 6 8 .
1 2 7
Cf. 'Es Hayyim 3 9 : 7 , 7 2 c : " T h i s i s t h e s e c r e t of t h e u n i t y of t h e
r e a d i n g of t h e Shema 4
i n t r u t h , for it i s a l r e a d y k n o w n t h a t it i s the a s p e c t
o f t h e u n i o n of t h e F a t h e r a n d M o t h e r i n o r d e r to give Ze'eir and Nuqba'
n e w c o n s c i o u s n e s s [mohin hadashim) s o t h a t t h e y too w i l l b e a b l e to u n i t e
to p r o d u c e o t h e r c h i l d r e n . " C f . A v i v i , 1 9 8 5 , 4: 8 2 - 8 3 .
Cf. Es Hayyim
1 2 8
2 9 : 2 , 8 4 a : Sha'ar Ma'amare Rashbu 53a-b; see
a l s o Sha'ar ha-Kelalim. c h . 1, p. 10.
326 S E X AND G E N D E R IN T H E K A B B A L A H
effeminization of t h e w o r s h i p e r a m o t i f t h a t h a s not b e e n s u f f i
c i e n t l y n o t e d i n d i s c u s s i o n s of L u r i a n i c s y m b o l i s m a n d r i t u a l .
T h e m o t i f of the m a l e s b e c o m i n g i n t e g r a t e d into the female
w a t e r s i s p a r t of t h i s l a r g e r p h e n o m e n o n of g e n d e r metamor
p h o s i s . T o b e s u r e , the u n i o n of the r i g h t e o u s s o u l s w i t h the
Shekhinah i s b a s e d o n the fact t h a t t h e y c o r r e s p o n d to the m a l e
a s p e c t of the d i v i n e , the membnun virile. H o w e v e r , o n c e t h e s e
s o u l s e n t e r i n t o the Shekhinah they become incorporated a s
p a r t of h e r a n d c o n s t i t u t e the female w a t e r s t h a t f u r t h e r s t i m u
late c o i t u s i n the h i g h e r g r a d e s of the divine r e a l m . 1 2 9
T h u s , in
a n o t h e r context, L u r i a d e s c r i b e s the r i g h t e o u s i n the following
terms:
129
Cf. 'Es Hayyim 3 9 : 1 . 6 5 a ; 4 9 : 1 , 1 1 2 d ; Qehillat Yaaqov, p. 3.
1 3 0
Zohar 3\ 1 2 0 b - 1 2 1 a, 1 9 5 b ; s e e a l s o Zohar 2 : 2 0 0 b ; Zohar Hadash
Cf.
42a; Book of the Pomegranate, p p . 8 3 - 8 4 ; L i e b e s , 1 9 9 3 b , p p . 5 2 - 5 3 .
O n t h e d e a t h of the righteous p r o v i d i n g the f e m a l e w a t e r s t h a t s e r v e
1 3 1
t h e fact t h a t t h e e y e s f u n c t i o n a s a s y m b o l for t h e m a l e s e x u a l
o r g a n s w h i l e s t i l l r e m a i n i n g e y e s o r , to p u t t h e m a t t e r s o m e
w h a t differently, t h e e y e s a r e t h e a s p e c t i n t h e h e a d t h a t f u n c t i o n
like t h e genitals i n the lower region of the body. H e n c e , t h e
female p e r s o n a of the divine i s depicted a s the beautiful m a i d e n
without eyes. 1 3 2
T h e m a l e w o r s h i p e r m u s t p a r t a k e of t h e c h a r a c
ter of the feminine b y e m a s c u l a t i n g himself, a p r o c e d u r e t h a t i s
r i t u a l l y fulfilled t h r o u g h t h e s h u t t i n g of t h e e y e s . T h e i n t e r p r e t a
t i o n t h a t I h a v e offered i s c o n f i r m e d b y a s e c o n d p a s s a g e i n
Sha'ar ha-Kawwanot w h i c h deals more generally with the clos
i n g o f t h e e y e s d u r i n g p r a y e r {Sha'ar ha-Kawwanot 59c). I n this
text, V i t a l h a s i m p u t e d n e w t h e o s o p h i c m e a n i n g to a w e l l - e s t a b
lished prayer gesture that h a s a s its purpose the augmentation
of i n t e n t i o n d u r i n g w o r s h i p : 1 3 3
b y closing h i s eyes the male
w o r s h i p p e r b e c o m e s the beautiful m a i d e n without eyes. A c c o r d
i n g t o t h i s p a s s a g e , t h e m y s t i c a l s i g n i f i c a n c e of p r a y e r i n g e n e r a l ,
e n a c t e d b y m e a n s of t h i s g e s t u r e , i s c o n n e c t e d to t h e fact t h a t
t h e m a l e i s a s s i m i l a t e d i n t o t h e f e m a l e i n o r d e r to a r o u s e t h e
u n i t y of the m a s c u l i n e a n d feminine above. T h e point i s well
m a d e i n t h e following p a s s a g e s u p p o s e d l y w r i t t e n b y L u r i a h i m
self:
C f . t h e m a r g i n a l n o t e o f J a c o b Z e m a h i n H a y y i r n V i t a l , Mavo'
1 3 2
She'aritru 2 : 2 . 6 , 8 c . A c c o r d i n g to t h a t p a s s a g e t h e e y e s a r e s a i d to c o r r e
s p o n d to t h e c o n s c i o u s n e s s o f K n o w l e d g e t h a t i s i n t h e h e a d [moah
ha-da'at she-ba-ro'sh]. H e r e , too, o n e s e e s t h e s p e c i f i c l i n k a g e o f t h e e y e s
to a m a s c u l i n e p o t e n c y , a l b e i t d i s p l a c e d f r o m t h e g e n i t a l r e g i o n o f t h e
b o d y to t h e c r a n i u m . I n t h a t c o n t e x t t h e z o h a r i c r e f e r e n c e to t h e b e a u t i f u l
m a i d e n w i t h o u t eyes i s also mentioned.
1 3 3
I n t h e L u r i a n i c m a t e r i a l o n e c a n still A n d evidence for t h e m o r e
s t a n d a r d k a b b a l i s t i c a p p r o a c h to t h e c l o s i n g of t h e e y e s a s a t e c h n i q u e to
e n h a n c e m e n t a l c o n c e n t r a t i o n : s e e , e.g., Sha'ar Ruah ha-Qodesh ( J e r u s a
l e m , 1 8 7 4 ) , 4 2 d , 4 6 d ; Shaar ha-Kawwanot 4 a ( r e g a r d i n g L u r i a ' s o w n
practice of s h u t t i n g h i s eyes d u r i n g the private a n d p u b l i c recitation of the
Eighteen Benedictions).
328 S E X AND G E N D E R IN T H E K A B B A L A H
1 3 4
T h e p o i n t i s u n d e r s c o r e d w i t h r e s p e c t to the righteous i n t h e follow
i n g L u r i a n i c text e x t a n t i n M s . O B L 1 5 5 1 , fol. 1 3 5 b : " T h e s e c r e t of t h e
f e m a l e w a t e r s i s the m e r i t of o u r p r a y e r s . . . . A n d a l s o t h e s o u l s of t h e
righteous t h a t a s c e n d . . . t h e y a r o u s e t h e s e m a l e w a t e r s , i.e. t h e c o n
s c i o u s n e s s [mohin) of Ze'eir a n d h i s Nuqba'. After t h e y a r o u s e t h e m a l e
w a t e r s of Ze'eir they too a r e c a l l e d female w a t e r s i n r e l a t i o n to t h e 'Abba'
a n d lmma\ Yisra'el Sabba* a n d TevunaK w h i c h are also j o i n e d together."
T h e p r i n c i p l e i s s t a t e d b y V i t a l i n 'Es Hayyitru 3 9 : 1 , 6 6 c :
W h e n miswot a n d good deeds are found i n Israel, through t h e m Ze'eir
a n d Nuqba' c a n u n i t e face-to-face, a n d by m e a n s of t h e m s h e c a n r a i s e
the female w a t e r s towards the male w a t e r s in die m a s c u l i n e . B u t if, G o d
forbid, there i s no merit in Israel, there i s no power i n the Nuqba' di
Ze*eir 'Anpin to raise her female w a t e r s to h e r h u s b a n d , for it i s k n o w n
t h a t the female w a t e r s do not rise except by m e a n s of the lower s o u l s .
CROSSING GENDER BOUNDARIES 329
T h e s t i m u l a t i o n of t h e female w a t e r s h a s t h e s o l e p u r p o s e of
a s s i s t i n g i n t h e r e b i r t h of the m a l e t h r o u g h t h e m a s c u l i n i z e d
feminine in a state of i n c r e a s e d c o n s c i o u s n e s s . I n the final
1 3 5
See n . 70, above.
1 3 6
I n this context, then, the female w a t e r s c o m p r i s e d e m o n i c forces,
a s p e c t s of j u d g e m e n t , t h a t n e e d to b e p u r i f i e d . Cf. Kanfe Yonah, M s . J S
9 9 3 , p p . 2 3 - 2 4 , 2 6 - 2 7 ; Sha'ar ha-Kelalin% c h . 1, p. 1 0 ; J o s e p h i b n T a b u l ,
Kawwanat Beifat ha-'Olam, M s . C o l u m b i a x 8 9 3 / M 6 8 6 2 , fols. 9 5 b - 9 6 a ,
114b (concerning this composition, see Meroz, 1988, pp. 8 1 - 8 2 ) ; Es 4
a n a l y s i s , t h e a n d r o c e n t r i c a n d p h a l l o c e n t r i c orientation a d o p t e d
b y k a b b a l i s t s i s s o p e r v a s i v e t h a t even t h e positive v a l u e s n o r
m a l l y a s s o c i a t e d w i t h the f e m i n i n e a r e a s s i g n e d to the m a l e . T h i s
i s c a p t u r e d i n the b r i e f c o m m e n t of V i t a l t h a t " t h e r e a r e five
a s p e c t s of grace [hasadirn) of the M o t h e r a n d five a s p e c t s of
g r a c e of t h e F a t h e r , a n d t h e a s p e c t s of grace of the M o t h e r a r e
t h e a c t s of s t r e n g t h of the F a t h e r " ('Es Hayyim 3 9 : 1 1 , 7 6 a ) . 1 3 8
As
n o t e d above, a c c o r d i n g to s t a n d a r d k a b b a l i s t i c s y m b o l i s m , grace
i s a s s o c i a t e d w i t h the m a s c u l i n e a n d s t r e n g t h w i t h the f e m i n i n e .
It follows, therefore, t h a t the m a l e a t t r i b u t e s i n the M o t h e r m u s t
b e t r a n s p o s e d into female a t t r i b u t e s of the F a t h e r .
I n c o n c l u s i o n , it c a n b e s a i d t h a t there i s a p s y c h o d y n a m i c
m o d e l i n the c l a s s i c a l texts of t h e o s o p h i c k a b b a l a h of t h e m a l e
b e c o m i n g female j u s t a s there i s one of the female becoming
male. It i s , i n d e e d , a p p r o p r i a t e i n fact, m a n d a t o r y f o r the
m a l e to d i v e s t h i m s e l f of h i s m a l e n e s s a n d a s s u m e the p o s t u r e
of t h e f e m i n i n e . F o r s i x t e e n t h - c e n t u r y k a b b a l i s t s , e s p e c i a l l y the
followers of L u r i a n i c k a b b a l a h , this g e n d e r t r a n s f o r m a t i o n i s
t h e e s s e n t i a l d y n a m i c e n a c t e d i n the s t r u c t u r e of t h e l i t u r g y .
T h i s m o v e m e n t , however, reifies the s t a n d a r d b i n a r y h i e r a r c h y
of g e n d e r s y m b o l i s m : t h e m a l e b e c o m e s female o n l y i n o r d e r to
a d d s t r e n g t h to the female to r e n e w h e r s e l f a s m a l e . T h e female
m u s t either b e r e s t o r e d to t h e m a l e or t u r n e d into a m a l e b y the
m a l e b e c o m i n g female. F r o m the v a n t a g e point of k a b b a l i s t s ,
t h i s i s t h e s e c r e t t h a t e s t a b l i s h e s the c o v e n a n t of u n i t y .
T h e logical i m p l i c a t i o n s of t h i s g e n d e r s y m b o l i s m a r e e x p l i
c i t l y d r a w n i n the L u r i a n i c c o r p u s : the u l t i m a t e rectification of
the b r e a k i n the G o d h e a d i s a t t a i n e d w h e n there i s a r e c o n s t i t u
tion of the female a s m a l e t h a t i s , the u l t i m a t e p u r i f i c a t i o n of
the d e m o n i c forces involves a r e s t o r a t i o n of j u d g m e n t a l forces
into m e r c y . A s V i t a l e x p r e s s e s the m a t t e r i n one context:
1 3 8
S e e Meroz, 1 9 8 8 , pp. 1 7 7 - 1 7 8 .
CROSSING GENDER BOUNDARIES 331
s e p - a r a t e s from h i m a n d becomes a n a u t o n o m o u s a s p e c t
t h e n the two o f t h e m a r e i n the secret of a h u s b a n d a n d h i s
wife, the m a l e alone a n d the female alone. ['Es Hayyim 1 0 : 3 ,
49a-bl 1 3 9
1 3 9
A p a r a l l e l to t h i s p a s s a g e i s f o u n d i n Mavo' She'arim 2:3:2, 12c.
T h e latter s o u r c e i s cited by J a c o b s o n . 1 9 9 3 , p. 2 5 1 .
332 S E X AND G E N D E R IN T H E K A B B A L A H
b e i n g t h e c r o w n of h e r h u s b a n d a n d t h a t of t h e r i g h t e o u s s i t t i n g
w i t h t h e i r c r o w n s o n t h e i r h e a d s signifies t h e u l t i m a t e u n i f i c a
t i o n t h a t i n v o l v e s t h e r e c o n t e x t u a l i z a t i o n of t h e f e m i n i n e a s p a r t
of t h e p h a l l u s , a m y s t e r y r e l a t e d b y V i t a l to t h e e i g h t h of t h e
Edomite kings who survivednamely, Hadar, who corresponds
to "Yesod t h a t c o m p r i s e s m a l e a n d female, w h i c h i s t h e c r o w n
t h a t i s i n h i m " {'Es Hayyim, 10:3, 48d).
T h e full force of t h i s m y t h i c c o n c e p t i o n will be a p p r e c i a t e d
if w e b e a r i n m i n d t h a t i n o t h e r c o n t e x t s V i t a l t r i e s to p r e s e r v e
t h e r e l a t i v e l y a u t o n o m o u s a s p e c t of t h e f e m i n i n e b y d i s t i n g u i s h
i n g b e t w e e n t h e f e m i n i n e a s t h e c o r o n a of the p h a l l u s a n d t h e
feminine a s a s e p a r a t e c o n f i g u r a t i o n , T h u s , for e x a m p l e , he
writes:
H e r e a g a i n V i t a l t r i e s to p r e s e r v e s o m e o n t o l o g i c a l a u t o n o m y of
t h e f e m i n i n e . T h e a s p e c t o f Malkhut i n t h e m a l e configurations
['Abba' a n d Ze'eir 'Anpin] i s t h e c o r o n a of t h e p e n i s , a n d i n t h e
upper female configuration ['Imma'] the aspect of Malkhut
i s t h e p a r t of t h e w o m b t h a t c o r r e s p o n d s to t h e p h a l l u s . O n l y i n
t h e c a s e of t h e final c o n f i g u r a t i o n [Nuqba! di-Ze'exr * Anpin] c a n
o n e s p e a k of a f u l l y f o r m e d f e m i n i n e t h a t c o m p l i m e n t s t h e m a l e .
T h e s e e x a m p l e s , a n d others that c o u l d have b e e n cited, do
not challenge m y p r e s u m p t i o n that the female i n a n originary
and ultimate sense i s p a r t of t h e m a l e organ. Indeed, the
aforecited p a s s a g e s in w h i c h Vital describes the a u t o n o m o u s
c h a r a c t e r of t h e f e m i n i n e r e l a t e to t h e o n t i c s i t u a t i o n of Malkhut
before t h e final tiqqun, a process, a s I have argued, that is
p r e d i c a t e d o n t h e r e s t o r a t i o n o f t h e female to t h e m a l e , prin
c i p a l l y i n t h e i m a g e of c o r o n a of t h e p h a l l u s . T h e o n t o l o g i c a l
c o n t a i n m e n t of t h e female i n t h e m a l e i s e x p r e s s e d i n a n o t h e r
c o n t e x t b y V i t a l i n w h i c h h e r e l a t e s t h e f o u r s p e c i e s of p l a n t s
u s e d o n T a b e r n a c l e s ( c i t r o n , p a l m b r a n c h , m y r t l e , a n d w i l l o w ) to
t h e l e t t e r s of t h e T e t r a g r a m m a t o n :
1 4 1
Cf. M . N i d d a h 9:8.
334 S E X AND G E N D E R IN T H E K A B B A L A H
A s a n a u t o n o m o u s entity, t h e f e m i n i n e h a s h e r o w n n a m e
e i t h e r E l o h i m or A d o n a i b u t a s p a r t of the m a l e s h e i s t h e f i n a l
h e ' of t h e T e t r a g r a m m a t o n . T h e i n d e p e n d e n t p o s i t i o n a t t r i b u t e d
to MaWchut signifies a s u b s i d i a r y s t a t e t h a t i s o v e r c o m e b y t h e
u n i f i c a t i o n of m a l e a n d female a n d the c o n s e q u e n t r e s t o r a t i o n
of t h e female to t h e m a l e . W h e n the f e m i n i n e i s e v a l u a t e d from
t h e v a n t a g e p o i n t of the u n i q u e divine n a m e , w h i c h r e p r e s e n t s
t h e e s s e n t i a l a n d e l e m e n t a l force of G o d ' s b e i n g , s h e is the
completion of t h a t n a m e r a t h e r t h a n a d i s t i n c t p o t e n c y . T h e
Tetragrammaton represents the male androgyne, t h e perfect
male w h o c o m p r e h e n d s within himself both m a s c u l i n e a n d femi
nine characteristics. T h e mythic structure is instantiated by
t h e r i t u a l of lifting u p t h e p a l m b r a n c h i n t h e right h a n d a n d t h e
c i t r o n i n t h e left. T o s e p a r a t e t h e two i s to c r e a t e a d i v i s i o n
between t h e m a s c u l i n e a n d the f e m i n i n e . W h e n t h e two a r e
j o i n e d together, t h e female i s r e i n t e g r a t e d into t h e m a l e i n t h e
form of t h e c o r o n a of the p h a l l u s .
T h a t t h i s w a s the o n t i c s i t u a t i o n of t h e Ein Sqf p r i o r to t h e
p r o c e s s of e m a n a t i o n i s s t a t e d explicitly b y M e n a h e m A z a r i a h of
Fano:
CROSSING GENDER BOUNDARIES 335
T h e h e a d t h a t i s no h e a d i s i n relation to t h e m [the h e a d t h a t
is n o t h i n g a n d the h e a d of 'Arikh Anpin] i n the s e c r e t of E i n -
S o f o n a c c o u n t of H i s great c o n c e a l m e n t . . . . Here H e is
called i n t r u t h the h e a d t h a t does n o t k n o w a n d t h a t i s n o t
k n o w n for H e does not k n o w the root of H i s e s s e n c e from a
h i g h e r place j u s t a s a m a n does not k n o w the e s s e n c e of h i s
s o u l . H e i s not k n o w n a t a l l to a n y o n e outside H i m . . . . H e i s
the w o r l d of the m a s c u l i n e , a n d Malkhui i s not d i s c e r n i b l e
i n H i m except i n the secret of the c r o w n t h a t is i n c l u d e d i n
YesocL [Yonat 'Elem, c h . 2 9 , 2 4 a - b ] 1 4 2
142
Cf. Moses Yonah, Kanfe Yonah Ms. JS 993. p. 35: "The point of
Malkhut is now in the place of the head of Arikh 'Anpin, for this place is
her root and source. . . . Insofar as her place is in the head of Arkih
'Anpin, we have the power through our good actions and our prayers that
we pray with intention to raise Malkhut above until the place of the head of
'Arikh 'Anpin. . . since this was the place where she was in the beginning."
The elevation of Malkhut to the head of 'Arikh Anpin through pious
behaviour is a prolepsis of the final tiqqun, which involves the restoration
of the feminine to the masculine. The depiction of the Shekhinah as the
corona of the phallus of Ein-Sofis expressed in earlier kabbalistic sources,
which no doubt served as the basis for the Lurianic material. Consider, for
example, Tiqqune Zohar 10, 24b: "When [the Shekhinah] ascends to E i n -
Sof, she is the yod in the head of the 'alef Through what does she ascend?
Through the middle column, which is a wow. [She is] the diadem on his
head when she ascends. . . . It is said concerning her, *a capable wife is a
crown for her husband' (Prov. 12:4)." The ascent of the Shekhinah to Ein-
Sqf through Tiferet results in her transformation into the yod in the head
of the 'alef, which must be understood as the corona of the phallus. On
the masculine character of Keter and the need to masculinize the feminine
or left side, see Nathan of Gaza, "Derush ha-Taninim", in Scholem, 1934,
p. 25. On the one hand, Nathan categorically rejects the attribution of the
feminine at the highest levels of the divine. Thus he states that there is no
aspect of the feminine in Keter, and therefore there is no blessing. On the
other hand, he affirms precisely such an aspect, but he attempts to
transform the gender dialectically from feminine to masculine.
You already know that the left side that is in Keter is the feminine, and
the feminine is always forming, and by means of her three drops
emerge, and each drop [divides] into three drops so there are the nine
channels that are the vessels. . . . The drops come out from the phallus
of Understanding {yesod de-Binah) from the right side, for since she is
the feminine she brings forth from the right side in order to be con
tained in the secret of the male.
It is of interest to note that in the same work Nathan portrays
Shabbatai Sevi as the feet of God (based on Exod. 24:10), which i n turn
are idenUfied as the "corona of the phallus of the Father" 1 ateret yesod 4
336 SEX AND GENDER IN THE KABBALAH
'abba*]. When this aspect of the divine ascends, it assumes the position of
the diadem on the head of the masculine potency [ 'ateret ba'alah accord
ing to the locution of Prov. 12:4]. The messianic figure is thus portrayed as
the corona of the phallus that rises until it becomes ontically integrated
into the highest realms of the Godhead (cf. Nathan of Gaza, "Derush ha-
Taninim", Scholem, 1934, p. 16). Alternatively, Nathan relates that revela
tion of the Messiah represents the restoration of the feminine to the
masculine. Cf. ibid,, p. 20:
The root of the King Messiah is in the corona of the phallus of the Father
('ateret yesod 'abba'). . . and the Messiah, son of David . . . his place is
in 'Atarah he is in the corona of the phallus of Ze'eir {ateret yesod di~
ze'eii). Therefore it says concerning him, The crown was taken from the
head of their king [and it was placed on David's head]" (2 Sam. 12:30)
. . . and it says, "Mordecai left the king's presence in royal robes [of blue
and white] with a magnificent crown of gold" (Esther 8:15). "Mordecai
left", this is the secret of the phallus of the Father {yesod 'abba') that
protrudes. It says a "crown of gold" (ateret zahav) . . . for when the
phallus of the Father goes out he takes the crown of gold . . . and when
that phallus projects he contains that crown in him, according to the
secret of [the verse] "I have set my bow in the clouds" (Gen. 9:13).
This text affirms the structural dynamic that I discussed in the body of
the chapter: the messianic moment is marked not by the sacred union of
a man and a woman, but rather by the reintegration of the feminine to the
masculine, symbolically portrayed by the corona of the extended phallus.
I have elaborated on this theme in a lecture, T h e Rite of Sabbatai Sevfs
Coronation and Sabbatian Myth" (Wolfson, 1994d).
CROSSING GENDER BOUNDARIES 337
1 4 3
See ibid., pp. 5-6.
Comments
Peter B. Neubauer
338
CROSSING GENDER BOUNDARIES 339
T h e c h a n g e of t h e a i m i m p l i e s t h e g i v i n g u p of s e x u a l p l e a s
u r e i n o r d e r to f i n d a s u b l i m a t e d s t a t e .
A s w e refer h e r e to the p r o g r e s s i v e f u n c t i o n of s u b l i m a t i o n , I
w o u l d l i k e to r e t u r n to t h e r e g r e s s i v e p u l l t o w a r d s t h e f o r m a t i o n
of a u n i t b a s e d o n d e - d i f f e r e n t i a t i o n , d e - i d e n t i f i c a t i o n , a n d t h e
p r e - g e n d e r c o n d i t i o n . T h e ego i s n o t a c t i v e , a n d t h e q u a l i t i e s of
t h e i d p r e v a i l . F r e u d ( 1 9 3 3 a , p . 74) c h a r a c t e r i z e s t h e s e i n t h i s
way:
W e c a n n o w a t t e m p t to a p p l y t h e s e p s y c h o a n a l y t i c a s s u m p
t i o n s to t h e p r o p o s i t i o n s of v a r i o u s a u t h o r s a b o u t the t h e o s o p h i c
Kabbalah:
1. W h e n one t r a n s l a t e s the p r i n c i p l e of m u l t i p l e d e t e r m i n a n t s to
the developmental p o i n t of v i e w , o n e c a n state that any
d i s c u s s i o n of g e n d e r m u s t t a k e i n t o a c c o u n t t h e multiple
l e v e l s of g e n d e r f o r m a t i o n , or t h a t w h a t m a y b e a r e a s o n a b l e
d e d u c t i o n o n one e p i g e n e t i c level m a y b e i n a p p r o p r i a t e for
the p r e c e d i n g or s u c c e s s i v e one. G e n d e r formation a n d t r a n s
f o r m a t i o n a r e p a r t of a c o n t i n u o u s p r o c e s s .
2. W e h a v e n o t e d the d e v e l o p m e n t a l c o n f l i c t b e t w e e n t h e d e s i r e
to u n i t e a n d t h e d e v e l o p m e n t a l p r o g r e s s i o n t o w a r d s i n d i v i d
u a t i o n a n d therefore of the s h a p i n g of g e n d e r i d e n t i t y .
3. I n o r d e r to d e f e n d a g a i n s t the l o s s of the object, t h e r e i s t h e
r e g r e s s i v e p u l l to the e a r l i e s t n o n - d i f f e r e n t i a t e d u n i t y a n d
the f o r w a r d p u l l t o w a r d s a s u b l i m a t e d t r a n s c e n d e n c e of t h e
g e n d e r difference a n d the s e x u a l a i m . T h u s it i s r e q u i r e d to
a s s e s s k a b b a l i s t i c i n t e n t a s to the p o s i t i o n it t a k e s r e g a r d i n g
these divergent tendencies.
4. If one argues that on a theosophic level of d i s c o u r s e or
abstraction these developmental considerations are not
r e l e v a n t , t h e n one h a s to e x a m i n e t h e k a b b a l i s t i c text m o r e
344 S E X AND G E N D E R IN T H E KABBALAH
If o n e a s s u m e s t h a t a g e n d e r c o m p o s i t e o c c u r s o n a p h a l l i c
level, t h e n o n e h a s to decide w h e t h e r t h e t h r u s t of the l i t e r a t u r e
of the K a b b a l a h i n t e n d s a t r a n s f o r m a t i o n of the g e n d e r t h a t i s ,
a n a b s o r p t i o n of the female into t h e m a l e b y s i m u l t a n e o u s l y
modifying t h e m a l e n e s s . T h e other c h o i c e i s t h a t it e s t a b l i s h e s
p h a l l i c d o m i n a n c e , t h a t the female i s a b s o r b e d u n d e r the c e n
trality of p h a l l i c power. S u c h a p o s i t i o n does n o t r e p r e s e n t a
c o m p o s i t e or t r a n s f o r m a t i o n of gender differenceit does n o t
t r a n s c e n d gender, b u t i n c r e a s e s the s i g n i f i c a n t c h a r a c t e r i s t i c s
of t h e p h a l l u s , t h u s e s t a b l i s h i n g m a l e g e n d e r s u p e r i o r i t y . A t
different p e r i o d s of k a b b a l i s t i c h i s t o r y , different m o d e l s m a y
h a v e b e e n c o n s i d e r e d , u n l e s s there a r e i n h e r e n t c o n t r a d i c t i o n s
b e t w e e n the p r o p o s a l of a t r a n s c e n d e n t a l u n i t y s i d e b y s i d e w i t h
the glorification of a p h a l l i c p r e s e n t a t i o n of t h e d i v i n e s o t h a t
w o m e n a r e n e v e r directiy c o n n e c t e d w i t h t h e divine r e a l m .
The composite approach m a y apply to t h e p o s i t i o n of
G e r s h o m S c h o l e m (1991, p. 174-175) w h e n h e a v o i d s the p o l a r i
z a t i o n of the g e n d e r c h a r a c t e r i s t i c s b y a s c r i b i n g active a s p e c t s to
the female for h e r ability to give b i r t h a n d h e a l s o refers to
t h e m a s c u l i n e a s p e c t s of the lower Shekhinahthat i s , to the
feminine. This suggests a n interchange between male a n d
female i m a g e s , a s w e f o u n d d u r i n g the p r e - g e n d e r p h a s e of
development. It i s n o t quite u n d e r s t a n d a b l e , w h e n w e a p p l y
developmental sequences, t h a t t h e m a t e r n a l i m a g e of " G o d "
is predicated o n the g e n d e r transformation of t h e c o n c e p t
of m o t h e r h o o d , that images of giving b i r t h a n d n u r s i n g a r e
v a l e n c e d a s specific p h a l l i c a c t i v i t i e s (ibid., p. 93). S c h o l e m
p r o p o s e s t h a t female w a t e r s r e p r e s e n t the active of the f e m i n i n e ,
a n d therefore h e m u s t s e p a r a t e the i m a g e s p r o p o s e d b y t h e
z o h a r i c u s a g e from t h a t posited b y I s a a c L u r i a .
L u r i a * s v i e w t h a t the m a l e e n t e r s the f e m i n i n e P r e s e n c e , w i t h
the r e s u l t i n g i n t e r a c t i o n between the m a l e a n d the female,
c o m e s c l o s e r to t h e p s y c h o a n a l y t i c a s s u m p t i o n of e a r l y develop
m e n t . T h e r e t u r n to u n i t y w i t h the first p r i m a r y object, t h e
m o t h e r , s y m b o l i z e s t h e longing for a non-differentiation, a p r e
g e n d e r s t a t e . B u t t h i s f o r m u l a t i o n m a y n o t c o r r e s p o n d to t h e
L u r i a n i c a s s u m p t i o n of the m a l e p e n e t r a t i o n of the f e m a l e t h a t
i s , t h e m a i n t e n a n c e of gender p o w e r w h e n t h e m a s c u l i n e s o u l
b e c o m e s f e m i n i n e . T h i s s u g g e s t s a role r e v e r s a l or t r a n s s e x
u a l i t y , a n d t h u s Wolfson s p e a k s a b o u t the effeminization of the
CROSSING GENDER BOUNDARIES 347
Mortimer Ostow
349
350 S E X AND G E N D E R IN T H E KABBALAH
w i t h h u m a n c o n j u g a l u n i o n s . It s h o w s the i n d i v i d u a l a d e p t t h a t
h i s c o n j u g a l u n i o n c a n o b t a i n n o t o n l y h i s o w n a c c e s s to the
w o r l d of the Seftrot, b u t a c t u a l l y r e i n f o r c e s the v i g o u r of t h e
D i v i n e (or i n f r a d i v i n e , d e p e n d i n g u p o n o u r definition).
B u t w h a t a r e w e to do w i t h the s t r a n g e g e n d e r t r a n s f o r m a
t i o n s to w h i c h W o l f s o n c a l l s o u r a t t e n t i o n ? A s p s y c h o a n a l y s t s w e
k n o w that we each possess attitudes a n d complexes of both
s e x e s t h a t we are each, in a psychological sense, bisexual. T h e
p h a l l i c w o m a n i s a w e l l - k n o w n a r c h e t y p e of a h o s t i l e , u n l o v i n g ,
unreceptive, punitive, unwilling, a n d unappetizing s e x u a l part
n e r . A n d t h e c a s t r a t e d m a l e i s the c o n v e r s e a r c h e t y p e , of the
p a s s i v e , fearful, unaffectionate, a n d ineffectual s e x u a l p a r t n e r ,
a n u n m a s c u l i n e m a n . B u t the K a b b a l a h gives u s m u l t i p l e a n d
f r e q u e n t l y c h a n g i n g g e n d e r identities. Moreover, it i s s t r i k i n g to
r e a d that unmodified femininity tends towards stern judgement,
whereas unmodified masculinity tends towards compassion:
a n i d e a c o n t r a r y to c o m m o n belief a n d i n c o m p a t i b l e w i t h the
derivation of the H e b r e w w o r d raharnim, compassion, from
t h e w o r d r e h e m , w o m b . A n d w h a t c o u l d b e the c o n s e q u e n c e of
the Shekhinahs i n t r u d i n g into o u r b e d r o o m a n d b e d ? F o r t h o s e
of u s w h o a r e n o t comfortable w i t h the p r o s p e c t of orgy o r e v e n
e x h i b i t i o n i s m , the i d e a c a n h a v e a c h i l l i n g r a t h e r t h a n a n a p h r o
d i s i a c effect.
A t first sight, the explicit s e x u a l i t y of the K a b b a l a h s e e m s to
b e a n i n s t a n c e of l i b e r a l i s m i n orthodox r e l i g i o u s p r a c t i c e , c o n
s i s t e n t w i t h the J e w i s h t e n d e n c y to p l a c e a positive r e l i g i o u s
v a l u e o n m a r i t a l s e x u a l activity. However, w h a t i s d e s c r i b e d i n
t h e m a t e r i a l t h a t Idel a n d W o l f s o n p l a c e before u s i s a s t r a n g e
a n d u n a p p e t i z i n g v a r i a n t of w h a t m o d e r n W e s t e r n c u l t u r e c o n
s i d e r s s a t i s f y i n g s e x u a l b e h a v i o u r . I n the first p l a c e , the m a l e is
e n c o u r a g e d to focus o n divine i n f l u e n c e s r a t h e r t h a n h i s o w n
a n d h i s p a r t n e r ' s p l e a s u r e . I n fact the i d e a of s e x u a l p l e a s u r e
a p p e a r s o n l y once i n the m a n y q u o t a t i o n s t h a t a r e c i t e d t h a t
i s , i n I d e f s r e p o r t of A b u l a f i a ' s c o m m e n t . S e c o n d , m e n t a l l y , the
female p a r t n e r i s expected to a t t e m p t to unify h e r t h o u g h t s w i t h
t h o s e of h e r m a l e p a r t n e r , i n the h o p e of e n g e n d e r i n g male
progeny. O f c o u r s e , s h e h a s to hope t h a t t h a t ' s w h a t h e i s
thinking about.
W o l f s o n p r e s e n t s m o r e t h a n a d e q u a t e d o c u m e n t a t i o n of h i s
t h e s i s to the effect t h a t the female i s v a l o r i z e d a s t h e m a l e
C O M M E N T S ON I D E L AND W O L F S O N 351
1
There is a problem with the word "corona". It is used in English
translations of Kabbalah, the Hebrew-English Soncino Talmud (Yevamoth
55b), and all translations of the Mishnah that I have consulted (Shabbat
19:6), as the equivalent of the Hebrew atarah Since the Hebrew atarah
and the Latin corona both mean crown, that translation seems appropri
ate. But is it? The Ben Yehudah dictionary and Rashi to Yevamoth 55b
define atarah as the head of the penis, referring apparently to the glans.
Alcalay gives "glans" as the English translation of atarah The problem
arises from the fact that the term corona, in the anatomy of the penis, does
not refer to the entire glans but only to the proximal circumferential ridge
of the glans to which the foreskin of the penis is attached. It is visible on
the uncircumcised penis only when the foreskin is retracted or when the
penis is erect. It is always visible on the circumcised penis. Did the
kabbalists and the rabbis of the Talmud make this distinction? For them,
does atarah refer only to the corona and not to the whole glans?
352 S E X AND G E N D E R IN T H E KABBALAH
CHAPTER NINE
Concluding comments:
union and reunion
F
rom t h e p o i n t of v i e w of t h e i n d i v i d u a l , t h e mystical
enterprise performs a u s e f u l defensive function. It c a n
b e c o n s t r u e d a s a m e t h o d of r e d u c i n g t h e p a i n of c o n
f r o n t a t i o n w i t h a n u n k i n d r e a l i t y or w i t h u n h a p p i n e s s a r i s i n g
internally. T h e individual, whether by trance automatism or
b y d e l i b e r a t e c o n c e n t r a t i o n , d i s p l a c e s h i s i n t e r e s t from c u r r e n t
r e a l i t y or c u r r e n t affective state to a n i m a g i n e d r e t u r n to a
g r a t i f y i n g i n f a n t i l e e x p e r i e n c e or f a n t a s y . T h i s r e t u r n u s u a l l y
i n c l u d e s a feeling of u n i o n w i t h o n e or b o t h p a r e n t s , o r a c l o s e
v i s u a l i z a t i o n , or t h e e x p e r i e n c e of b e i n g lifted i n p a r e n t a l a r m s ,
b e i n g fed, b e i n g r e s c u e d , o r e v e n t h e e x p e r i e n c e of e n g a g i n g i n
s o m e s e x u a l , genital contact.
T h e transition from n o r m a l contact with ordinary reality is
effected for the m y s t i c b y m e a n s of the a p o c a l y p t i c m e c h a n i s m
a d e v i c e t h a t d e f e a t s a negative affect b y r e p l a c i n g it w i t h a
positive one, despair w i t h hope. T h e m e c h a n i s m u s u a l l y involves
s o m e k i n d of r e v e l a t i o n , a n e w v i e w of t h e u n i v e r s e or o n e s e l f a
h a l l u c i n a t i o n , d o c t r i n e , o r belief. It o p e r a t e s a u t o m a t i c a l l y a n d
u n c o n s c i o u s l y , without c o n s c i o u s intent a n d even w i t h o u t c o n
scious understanding of w h a t i s h a p p e n i n g . T h e apocalyptic
355
356 EPILOGUE
m e c h a n i s m a l s o p r e v a i l s i n other p h e n o m e n a , s u c h a s c l a s s i c a l
apocalypse, messianism, utopianism, fundamentalism, and
m i l l e n a r i a n i s m , s o t h a t t h e y a n d m y s t i c i s m often a p p e a r to
gether.
C l a s s i c a l p r o p h e c y , too, m a y overlap w i t h t h e o t h e r m e m b e r s
of t h e a p o c a l y p t i c c o m p l e x . I t s m e s s a g e r e s e m b l e s t h a t of c l a s
s i c a l a p o c a l y p s e i n t h a t b o t h foretell t h e f u t u r e , a n d t h e c o m m u
n i c a t i o n of t h e m e s s a g e to t h e p r o p h e t i s frequently d e s c r i b e d a s
a m y s t i c a l type o f e x p e r i e n c e . W h a t we l e a r n e d i n H a l p e r i n ' s
e s s a y ( c h a p t e r three) i s t h a t w e c a n detect b y a p s y c h o a n a l y t i c
type of a n a l y s i s t h e p r o p h e t s p e r s o n a l a g e n d a b e h i n d h i s p u b l i c
p r o p h e c y . T o t h e extent t h a t it c o i n c i d e s w i t h t h e a g e n d a of t h e
c o m m u n i t y , h e c a n e n t r a i n c o m m u n i t y p a r t i c i p a t i o n ; to t h e e x
t e n t t h a t it i s d i s c o r d a n t w i t h t h e c o m m u n i t y a g e n d a , i t s a p p e a l
m a y be l i m i t e d or r e s t r i c t e d . E z e k i e l ' s explicit s e x u a l i t y p r e s u m
a b l y b o t h a t t r a c t e d a n d r e p e l l e d . ( B . T . ) H a g i g a h (13a) r e c o r d s a
c o n t r o v e r s y a m o n g t h e r a b b i s a b o u t w h e t h e r the b o o k s h o u l d be
w i t h d r a w n from c i r c u l a t i o n .
In E z e k i e l ' s mystical trances, he elaborated a n image of
G o d t h a t h a d two i n t e r e s t i n g p r o p e r t i e s . F i r s t , God's sexual
ity i s fairly c l e a r to a n y o n e w h o l o o k s b e y o n d the exoteric m e s
s a g e . S e c o n d , G o d i s v i s u a l i z e d travelling i n a c h a r i o t , w h i c h i s
c a r r i e d b y four c h i m e r i c a l c r e a t u r e s . V e h i c u l a r travel t h r o u g h
the h e a v e n s i s c h a r a c t e r i s t i c of c l a s s i c a l a p o c a l y p s e . Moreover,
the d e t a i l s of the c r e a t u r e s l e a d s o n e , b y t h e a p p l i c a t i o n of
exegetical t e c h n i q u e , f a r into p r i o r b i b l i c a l a c c o u n t s a n d into
s u b s e q u e n t elaborations i n T a l m u d i c a n d M i d r a s h i c legends a n d
parables. Accordingly, Ezekiel's throne-chariot vision became
the s y m b o l for m y s t i c a l s p e c u l a t i o n (see H a l p e r i n , 1 9 8 8 a ) .
U s i n g E z e k i e l ' s d e s c r i p t i o n of the c h a r i o t , the merkavah a n d
hekhalot m y s t i c s of the late p r e - C h r i s t i a n a n d e a r l y C h r i s t i a n
centuries chose to c u l t i v a t e the i l l u s i o n of t h e p o s s i b i l i t y of
v i s u a l i z i n g G o d i n the c o n t e x t of w h a t we u n d e r s t a n d a s e a r l y
childhood fantasies, i n w h i c h the c h i l d l o o k s u p w a r d to t h e
p a r e n t , u s u a l l y the father, or into a c l a u s t r u m , w h i c h r e p r e s e n t s
the m o t h e r ' s body. J u s t a s c h i l d r e n a r e s e x u a l l y c u r i o u s b u t
u n d e r s t a n d sexuality only approximately, so this m y s t i c a l s y s
tem only suggests b u t does n o t d e a l explicitly w i t h sexual
function.
UNION AND REUNION 357
T h e k a b b a l i s t i c s y s t e m , w h i c h b e g a n to d e v e l o p t o w a r d s t h e
e n d of t h e first m i l l e n n i u m , r e s p o n d e d to t h e i m p a t i e n c e of
t h e J e w s w i t h t h e d e l a y of t h e i r s a l v a t i o n a n d to t h e r e m o t e n e s s
of G o d w i t h r e s p e c t to t h e i r c o n c e r n s . T h e y p o s t u l a t e d a G o d
w h o w a s n o t o n l y remote b u t absolutely u n k n o w a b l e i n fact,
inconceivable. However, he radiated hypostases that paralleled
h u m a n feelings a n d a t t i t u d e s a l m o s t i n t e n t i o n s . T h e p a r a l l e l
divine a n d h u m a n s t r u c t u r e s resonated with e a c h other a n d
t h u s c r e a t e d t h e p o s s i b i l i t y of a t h e u r g i c f u n c t i o n : b y b e h a v i n g
in a prescribed w a y , the J e w could induce similar attitudes a n d
b e h a v i o u r i n the D i v i n e Sefirot. I n t h i s w a y , order a n d even
predictability were either restored or i n t r o d u c e d into the c o n c e p
t i o n of t h e u n i v e r s e , a n d r e s p o n s i b i l i t y for s a l v a t i o n n o w c a m e
u n d e r t h e c o n t r o l of t h e i n d i v i d u a l J e w .
As G o d began to r e s e m b l e h u m a n s , at least i n h i s hypo
stases, t h e m y s t i c a l theology b e g a n to r e s e m b l e what might
be c o n s i d e r e d a divine sociology a n d psychology. W h e r e a s the
merkavah a n d hekhalot m y s t i c s e x p l o i t e d o n l y t h e p a r e n t - c h i l d
a t t a c h m e n t , the k a b b a l i s t s exploited also the attraction between
t h e s e x e s . T h e h u m a n q u e s t for m y s t i c a l e x p e r i e n c e w i t h G o d
r o d e u p o n t h e s e two b a s i c i n s t i n c t u a l d r i v e s .
H o w a r e the m y s t i c a l s y s t e m s u s e d ? W h a t influence do they
h a v e o n t h e l i v e s of t h e m y s t i c s , o n t h e i r d a i l y c o n d u c t a n d f r a m e
of m i n d ? A u t o b i o g r a p h y a n d e v e n b i o g r a p h y a r e e x t r e m e l y l i m
ited i n J e w i s h materials, a n d so we have m u c h less information
here t h a n a b o u t w h a t J e w s thought a n d wrote about.
I n t h e M i d r a s h i c s t u d i e s of t h e merkavah a n d hekhalot mys
t i c s , w e r e a d h o w o n e m i g h t p r e p a r e for or i n d u c e a n i l l u s i o n o r
t r a n c e . B u t w e do not k n o w h o w m a n y people d i d engage i n s u c h
a c t i v i t i e s , a n d h o w often. A n d i f t h e y d i d , h o w w e r e t h e o t h e r
a s p e c t s of t h e i r l i v e s affected?
How w a s the theosophic kabbalah u s e d ? W h a t proportion
of t i m e w a s d e v o t e d to s u c h s t u d i e s ? D i d i m m e r s i o n i n t h e s e
s t u d i e s i n f l u e n c e d a i l y p r a c t i c a l life? D i d t h e s t u d y of t h e S e f i r o t
affect p r a c t i c a l c o n d u c t ? W h e n t h e K a b b a l i s t s t u d i e d t h e e x p l i c
itly s e x u a l m a t e r i a l s , w a s h e a r o u s e d ? D i d t h e s e speculations
affect h i s s e x life?
S i n c e w e r e a d o n l y of m a l e K a b b a l i s t s t h e s t u d y o f t h e H o l y
Books in J u d a i s m w a s almost exclusively a male preoccupa
358 EPILOGUE
t l o n h o w d i d t h e m y s t i c a l e n t e r p r i s e affect w o m e n ? W h a t d i d
t h e y k n o w a b o u t it, a n d h o w w e r e they e x p e c t e d to r e s p o n d to i t ?
K a b b a l i s m w a s often a s s o c i a t e d w i t h t h e a t t r i b u t i o n of a
s p e c i a l r e d e m p t i v e f u n c t i o n to the p e r f o r m a n c e o f t h e o r d i n a r y
mitzvot to e a c h of w h i c h t h e K a b b a l i s t s a t t r i b u t e d s p e c i f i c
reasons [ta'amei hamitzvoH. T h e p e r f o r m a n c e w a s no longer
a m a t t e r of s a t i s f y i n g h a l a k h i c r e q u i r e m e n t s ; i t w a s a n a c t of
mystical communication with God. T h i s communication w a s
promoted b y a c h i e v i n g a h i g h level of m e n t a l c o n c e n t r a t i o n ,
facilitated b y t h e r e c i t a t i o n of a f o r m u l a of i n t e n t i o n . fThe c u l t i
v a t i o n of i n t e n t i o n w a s e n c o u r a g e d i n r a b b i n i c t i m e s , b u t t h e
k a b b a l i s t i c i n t e n t i o n Ikavvanahl w a s i n t e n d e d to r a i s e t h e p e r
f o r m a n c e of t h e mitzvah to a m y s t i c a l a c t . )
T h e idea that h u m a n behaviour influenced the behaviour
a n d a t t i t u d e s of the D i v i n e m a d e it p o s s i b l e for t h e i n d i v i d u a l to
i m a g i n e c o n t r o l l i n g h i s o w n d e s t i n y , to e n c o u r a g e G o d ' s m e r c y
to p r e v a i l over H i s s t e r n j u d g e m e n t . I t w a s o n e s t e p f r o m t h i s
i d e a to i d e a s of m a g i c t h a t i s , c h a n g i n g t h i n g s i n t h e r e a l w o r l d
b y i n v o k i n g God's power. V a r i o u s techniques were employed,
i m a g i n i n g c o m b i n a t i o n s a n d r e c o m b i n a t i o n s of t h e letters of t h e
H e b r e w a l p h a b e t a n d obligating G o d to i n t e r v e n e b y a d d r e s s i n g
H i m by H i s secret names.
W e s h o u l d n o t e t h e fact t h a t m y s t i c i s m w a s often p r a c t i s e d i n
m y s t i c a l c o m m u n i t i e s . T h e s u b j e c t i v e e x p e r i e n c e of u n i o n w i t h ,
or a t t a c h m e n t to G o d , t h e e c s t a t i c e x p e r i e n c e , w a s n e c e s s a r i l y
a n i n d i v i d u a l matter. B u t interest in these matters a n d activity
with respect to t h e m couldand probably wasencouraged
w i t h i n m y s t i c a l c o m m u n i t i e s . It i s l i k e l y t h a t the e l a b o r a t i o n of
m y s t i c a l p h i l o s o p h i e s w a s t h e w o r k of g r o u p s , m o r e or l e s s
tightly o r g a n i z e d . T h e w o r d cabal i n E n g l i s h i s u s e d to signify a
c o n s p i r a t o r i a l o r g a n i z a t i o n . F o r t h o s e w h o r e s o r t to m y s t i c i s m
o u t of f r u s t r a t i o n a n d d i s a p p o i n t m e n t , g r o u p m e m b e r s h i p itself
p r o v i d e s gratifying relief. O n e i s n o t a l o n e in a n unfriendly
u n i v e r s e . T h e g r o u p c o n s t i t u t e s a friendly u n i v e r s e a n d c r e a t e s
the i m p r e s s i o n t h a t the r e m o t e c o s m o s , too, i s h o s p i t a b l e . T h e
group then complements the reparative function of the m y s t i c a l
enterprise.
F o r t h e r e a d e r w h o i s n e w to m y s t i c i s m , w e m u s t e m p h a s i z e
h o w b r o a d t h e s u b j e c t i s , e v e n w h e n w e l i m i t o u r i n t e r e s t to
UNION AND R E U N I O N 359
G r o u p m y s t i c i s m i s a different m a t t e r . Unfortunately, we
k n o w little a b o u t the h i s t o r y of m y s t i c a l g r o u p s i n J u d a i s m .
A s we observed above, membership in a group provides the
comfort of g r o u p s u p p o r t a n d of d i s s o l v i n g one's uncomfortable
s o l i t a r i n e s s into g r o u p identity. B u t g r o u p s are a s suscept
ible to the p r o m i s e of i l l u s i o n a s a r e i n d i v i d u a l s . W e do know
a little of J e w i s h m e s s i a n i c m o v e m e n t s . T h e ill-fated B a r K o k h b a
revolt a g a i n s t R o m e , a s we s a w p r e v i o u s l y , w a s n o u r i s h e d b y the
m e s s i a n i c fervour of A k i b a . T h e S a b b a t i a n a d v e n t u r e w a s p l a i n l y
e n c o u r a g e d b y the p e r v e r s i o n of k a b b a l i s t i c , s p e c i f i c a l l y L u r i
a n i c , m y s t i c i s m of S a b b a t a i S e v i h i m s e l f a n d of h i s m e n t o r a n d
a g e n t , N a t h a n of G a z a . (Wolfson, i n a r e c e n t l e c t u r e [ 1 9 9 4 d ] ,
d i s c u s s e d i n g r e a t detail the k a b b a l i s t i c theories r e g a r d i n g S e v i . )
M e s s i a n i c fervour i n I s r a e l t o d a y i s feeding m i l i t a r i s t i c a n d p e r
h a p s self-defeating adventurism.
M o d e r n H a s i d i m c o n s t i t u t e s one m y s t i c a l g r o u p t h a t is quite
v i s i b l e to u s . S i n c e w e h a v e n o t c o n s i d e r e d H a s i d i s m i n h i s
b o o k , it w o u l d be i n a p p r o p r i a t e to offer a c r i t i q u e to a s s e s s i t s
virtues a n d faults.
T h e m y s t i c s a n d m y s t i c i s m were u s u a l l y stringently d i s c o u r
a g e d b y t h e l e a d e r s h i p of the n o r m a t i v e J e w i s h c o m m u n i t y . (The
c o n f e r e n c e o n m y s t i c a l l e a d e r s h i p a r r a n g e d b y Idel a n d O s t o w
c a l l e d a t t e n t i o n to a few i n d i v i d u a l s w h o b o t h l e d the n o r m a t i v e
c o m m u n i t y a n d a l s o engaged i n k a b b a l i s t i c s t u d y a n d p r a c t i c e .
T h e s a m e p a r a d o x e x i s t e d i n r a b b i n i c t i m e s a s well.) T h e r e a s o n
i s t h a t a l t h o u g h m o s t m y s t i c s took great p a i n s to r e m a i n w i t h i n
the l a w , to a v o i d a n t i n o m i a n p o s t u r e s , n e v e r t h e l e s s t h e i r p r e
occupations have tended to l e a d t h e m a w a y from normative
practice. At times they b e c a m e a l a w unto themselves a n d o c c a
s i o n a l l y s e e m e d to be g r a d u a l l y u n d e r m i n i n g n o m i a n doctrine
a n d p r a c t i c e . S a b b a t a i S e v i w a s a n extreme c a s e i n point. T h e
individual mystic considers his own mystical experience more
v a l i d t h a n n o r m a t i v e d o c t r i n e w h e n t h e y conflict, a n d m a y i n t r o
d u c e a n o m i a n if n o t a n t i n o m i a n p r a c t i c e .
Psychiatric a n d especially psychoanalytic interest i n m y s t
i c i s m i s a r o u s e d b y the o p p o r t u n i t y to u n d e r s t a n d a n d to e x p l a i n
i r r a t i o n a l t h i n k i n g , to d e t e r m i n e its origins a n d its p u r p o s e . We
s t a r t e d w i t h h y p o t h e s e s t h a t the c h a r a c t e r i s t i c m y s t i c a l e x p e r i
e n c e c o u l d b e i n t e r p r e t e d a s a r e g r e s s i o n to the c h i l d ' s e a r l i e s t
UNION AND R E U N I O N 361
m o n t h s w h e n h e w a s u n c e r t a i n w h e t h e r or n o t h e w a s a s e p a r a t e
i n d i v i d u a l or a p a r t of h i s m o t h e r or c a r e t a k e r . W e have not
e n c o u n t e r e d a n y m a t e r i a l that c o u l d t h r o w direct light on t h a t
p r o p o s i t i o n , b u t it s e e m s i n t u i t i v e l y a t t r a c t i v e , a n d , a s w e h a v e
n o t f o u n d a n y t h i n g t h a t w o u l d c o n t r a d i c t it e i t h e r , it r e m a i n s
a n appealing explanation. We also proposed that the s e v e r a l
mystical images and fantasies and illusions that appear in
t h e m y s t i c a l m a t e r i a l s t h a t evolved i n J e w i s h h i s t o r y c a n be
u n d e r s t o o d a s p r o j e c t i o n s of a l m o s t u n i v e r s a l u n c o n s c i o u s i n d i
v i d u a l f a n t a s i e s , m o s t , if n o t a l l , b a s e d i n t u r n u p o n c h i l d h o o d
e x p e r i e n c e , r e a l or f a n t a s y . I believe t h a t w e h a v e b e e n a b l e to
demonstrate that that proposition is indeed consistent with the
f a c t s i n a l l of t h e s e v e r a l m a t e r i a l s t h a t w e h a v e e x a m i n e d .
The s c h o l a r of m y s t i c i s m w o u l d a l s o l i k e to understand
t h e p s y c h o l o g i c a l b a s i s for the m a n y u n r e a l i s t i c i l l u s i o n s a n d
fantasies that he r e a d s about, above a n d b e y o n d the realistic
c i r c u m s t a n c e s , the time, the environment, a n d the people that
form the background of the m y s t i c a l p r o d u c t i o n s . I believe
t h a t w e h a v e offered s o m e u s e f u l h y p o t h e s e s .
V e r y few of u s c a n e n j o y life i n a c o s m o s t h a t i s e x p e r i e n c e d
a s indifferent. T h e indifference of t h e c o s m o s b e c o m e s e s p e c i a l l y
s h a r p w h e n w e h a v e l o s t i n d i v i d u a l s w h o m w e love, w h e n the
c o m m u n i t y is demoralized, w h e n we are confronted w i t h f r u s t r a
tion a n d d i s a p p o i n t m e n t without a n y promise for a l l e v i a t i o n .
U n d e r s u c h c i r c u m s t a n c e s one m a y be offeredby the group or
b y a l e a d e r , or f r o m w i t h i n o n e s e l f a n y of t h e v a r i a n t s of t h e
apocalyptic complex, apocalyptic violence, m e s s i a n i s m , funda
mentalist group formation, political revolution or mystical
a d v e n t u r e , i n d i v i d u a l or g r o u p . O f t h e s e p e r h a p s q u i e t i s t i c m y s
t i c i s m is the least dangerous a n d certainly no more irrational
t h a n the o t h e r s . H o w i n d i v i d u a l s or g r o u p s s e l e c t a m o n g t h e s e
p o s s i b i l i t i e s i s far f r o m c l e a r .
W e s p e a k of s p i r i t u a l i t y s h o r t of m y s t i c i s m w h e n w e a t t e m p t
to e n r i c h o u r l i v e s i n a s i m i l a r w a y b u t n o t n e c e s s a r i l y w i t h t h e
s c a f f o l d o f a fixed m y t h a n d the s u p p o r t b y e n c o u r a g e m e n t or
c o m p u l s i o n of a c o n g e n i a l g r o u p . N e u b a u e r s u g g e s t s t h a t n o t
e v e r y a s p i r a t i o n for u n i o n a n d r e u n i o n n e e d b e c o n s i d e r e d a
r e g r e s s i o n to i n f a n t i l e m o d a l i t i e s of p h y s i c a l a t t a c h m e n t to o r
i n c o r p o r a t i o n w i t h i n the m o t h e r . A c e r t a i n s p i r i t u a l i z a t i o n of
362 EPILOGUE
d a l l y e x p e r i e n c e , a n d e s p e c i a l l y of c r e a t i v e e x p e r i e n c e s , might
result from s u b l i m a t i o n of a r c h a i c t e n d e n c i e s a n d m i g h t be
considered a progressive step.
T h e r e is a story, p e r h a p s apocryphal, that Professor Saul
Lieberman, a most distinguished scholar and professor of
T a l m u d a t the J e w i s h T h e o l o g i c a l S e m i n a r y of A m e r i c a , a c o n
firmed mitnaged, w h o i s r e p o r t e d to h a v e h a d o n l y c o n t e m p t for
K a b b a l a h , w a s c a l l e d u p o n a t a f o r m a l m e e t i n g to i n t r o d u c e
Professor G e r s h o m S c h o l e m . T h e audience waited w i t h s o m e
a n x i e t y to h e a r h o w t h i s c o n f r o n t a t i o n w o u l d w o r k out, L i e b e r
m a n , w i t h h i s u s u a l c h a r m a n d w i t , b e g a n a s follows: " L a d i e s a n d
Gentlemen. We all know that nonsense is n o n s e n s e , b u t the
h i s t o r y of n o n s e n s e i s scholarship.** T h e u n c o n s c i o u s h a s the
p o w e r to i n v a d e , to i n s t i n c t u a l i z e , to s u p e r s e d e r a t i o n a l t h o u g h t .
M a n y of u s w h o c a n n o t a c c e p t the n o n - r a t i o n a l assumptions
n e c e s s a r y to e m b r a c e m y s t i c i s m m i g h t n e v e r t h e l e s s find a c e r
t a i n degree of comforting s p i r i t u a l e x p e r i e n c e i n s t u d y i n g w h a t it
i s , w h a t it does, h o w it h a s i n f l u e n c e d t h e lives of m i l l i o n s of
p e o p l e of every religion over the c e n t u r i e s , a n d w h e r e it m i g h t
t a k e u s i n the f u t u r e .
GLOSSARY
363
364 G L O S S A R Y
MANUSCRIPT C O L L E C T I O N S
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2
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367
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392 REFERENCES
Aaron, 364
p r i m a l , 281
A b r a h a m Abulafia, R a b b i , 2 6 ,
Affect:
A b r a h a m b e n D a v i d of
disequilibrium, 8 6
Posquieres, Rabbi, 2 3 6
regulation, 58, 6 9 - 7 1 , 136,
237
volatility of, 5 8
A b r a h a m Miguel C a r d o s o ,
Affective d i s e a s e , 58, 7 4
293-295
Affective volatility, 17
Active intellect, 2 1 8 , 2 2 0 , 2 2 2 ,
Aggression, internalized, 116
246, 251
Agus, A., 241
Adam:
Ahasuerus, 48, 309
c r e a t e d i n l i k e n e s s of God,
Aher, s e e E l i s h a b e n A v u y a , 129
132
A h i k a m , 111
and Eve:
A k i v a (Akiba, Aqiba), R a b b i ,
creation of, 2 6 5 , 2 8 2 , 2 9 4 ,
xviii, 122, 129, 1 3 2 - 1 3 9 ,
295
142, 161, 188, 2 2 4 , 3 6 0
curiosity a n d prohibition,
Albeck, C , 2 8 2 . 2 8 4
122
Albright, W., 9 2
a n d procreation, 123
Allony, N 3 1 3
a s single entity, 2 6 7
A l t m a n n , A . , 321
t r a n s g r e s s i o n of, 2 6 4
A n a n i a s , 107
393
394 INDEX
A n d a l u s i a n Hebrew poets, 3 1 3
Anthropos, ideal, 2 5 6
Anderson, G . , 281
Apocalypse:
Androgyne:
active, 7 6
A d a m a n d E v e i n pattern of,
attraction of, 140
267
biblical, 2 2
a s archetype, 2 4 3
definition of, 4 6
in G r e c o - R o m a n sources, 2 7 9
a s end of world, 4 6
in kabbalistic symbolism, 2 7 9
expectant, 7 7
male:
literary, celestial j o u r n e y s i n ,
239, 2 5 6 , 2 6 7 , 2 7 5 ,
a n d rebirth, 2 5
2 7 9 - 2 8 1 , 331
Apocalyptic archetypes, 5 9 - 6 9
Tetragrammaton a s , 334
Apocalyptic complex, 83, 84, 8 5 ,
Androgyny:
a n d m a n i a or schizophrenia,
in J e w i s h mysticism, 2 4 5 - 2 5 3
a n d mysticism, xiv, 7 7 - 8 0
a n d loss, 2 1 4
a n d prophecy, 8 4
m y t h s of, acceptance of i n
psychodynamics of, 4 5 - 8 0
Kabbalah, 2 1 4
struggle between depressive
Angels:
a n d anti-depressive, 7 4
benign a n d malignant, i n
types of, 7 1 - 7 7
J e w i s h mysticism, 3 7
Apocalyptic vision, 55, 56, 139,
in Daniel's vision, 4 7
tenacity of, 140
194
disturbance of, 2 0 - 2 1
171, 178
classical, 6 6 - 6 9
in Daniel's vision, 4 8 , 6 7
clinical, 5 9 - 6 6
in J e w i s h Bible, 154
of mother, 2 9 8 , 2 9 9 , 3 0 8
319
equivalence of, 2 1 5
40
processes, 2 1 8
ophannim as, 3 6 4
Ari, see L u r i a , I s a a c b e n
in Revelation, 67, 68
Solomon, 314
visions of
Aristotle, 2 4 2
i n C h r i s t i a n mysticism, 2 1 2
Arlow, J . A , xiv, 2 9 , 54, 57, 85,
see also C h e r u b i m , 3 7
90, 1 1 4 - 1 1 6 , 152, 159,
Angus, S . , 2 5
176, 2 1 5 , 2 4 5 - 2 5 3
Anthropic principle, 73
Assis, Y. T., 314
INDEX 395
'Atarah [crown), 2 5 8 , 2 7 5 , 3 3 2 ,
Bodenheimer, F . , I l l
334, 336
Bogoras, W., 8 8 , 101
A u g u s t i n e , S t . , 2 8 , 2 9 , 281
58, 1 3 7
A v i h u (Abihu), 2 2 4 , 2 2 6 , 3 6 4
fantasy of flight i n , 135
Avivi, Y . R., 3 1 4 , 3 2 4 , 3 2 5
Boy:
Az a r i a s , 109
castration anxiety of, 341
Azikri, E . , 314
development of, different from
a n d disorders of gender
B a a l S h e m , Israel, 4 3
identity, 147
B a a l S h e m T o v , 16
identification of w i t h father,
B a d e , W., 109
341, 342
B a e r , R. A . , 2 2 3 , 2 3 9 , 2 4 3
religious imperative to bear,
B a r K o k h b a [Simon b e n Kozeva],
Boyarin, D., 281, 282, 288, 2 9 0
B e n K o z i b a , K i n g , 143
Breast-feeding, valorized a s
B e n Qalonimos, Samuel, 34
male, 3 0 1 - 3 0 2 , 3 0 9 ,
B e n S h a p h a n , E l a s a h , 111
351
B e n S h e s h e t , J a c o b , see J a c o b
B r e g m a n , M . , 189
ben S h e s h e t , 2 3 8
Brisson, L . , 279
Benjamin, 312
Brownlee, W., 8 9 , 104, 109
Benko, S . , 307
Buber, M . , 4 3 , 2 2 7
B e r g m a n , A . , 144, 148
B u z i , 123
B e r g m a n n , M . S . , xiv, 87,
B y n u m , C . W., 2 5 6 , 2 7 9 , 3 0 2 ,
113-117
315, 3 4 5
Bertholet, A . , 109
Biale, D . , 2 9 0 , 2 9 1 , 3 0 2 , 3 1 4
Cadden, J . , 274
Bible study,
C a r d o s o , A b r a h a m Miguel, see t
historical-philological v s .
A b r a h a m Miguel C a r d o s o
psychodynamic,
Carley, K . , 9 4 , 9 5 , 100
183-199, 200
C a s s e m , N., 9 0
335, 365
oedipal, 149
B i r d , P. A . , 2 5 7
reaction, girl's, 148
Bisexuality:
Causa Causarunx 2 3 7
in J e w i s h m y s t i c i s m , 2 4 5 C a u s a l i t y , need for, 2 0
253
Celestial objects, falling, 6 4 , 6 7
psychic, 252
Chaos, 22, 25, 32, 78, 365
B l o c h , R. H . , 2 5 7
anxiety of, 3 2
396 INDEX
Chariot:
in mystical vision, 136, 151,
a s c l a u s t r u m symbol, 151
174, 176, 193, 356, 180,
318, 3 5 6 , 364
rivals i n , 176
fiery, 6 8
paternal figure i n , i n clinical
in kabbalistic mysticism, 2 7 7 ,
material, 179, 180
278
Cline Horowitz, M . , 2 3 9
as Tabernacle, 278
depressive a n d a n t i
see also Merkavah depressive forces, 7 4 - 7 5
240
(Schreber), 5 0 - 5 2 , 71
266
(Patient XM), 6 2
Cherubim:
(Patient XNZ), 6 0 - 6 6
definition of, 3 6 3
circumcision, 2 1 3 - 2 1 4
in Gnostic mysticism, 6 8
clinical apocalypses, 5 0 - 5 9
159
(Patient B), 9 - 1 0
i n kabbalistic mysticism,
depressive state a n d
260, 2 6 5
71-73
secret of, 2 7 4
disclosure of secret (Adolph),
two-faced, 2 6 4
54-58
2 9 6 - 3 1 2 , 351
hekhaloth materials i n
273, 288
20
a s removal of femininity, 3 4 2
r e t u r n to mother, 1 3 6 - 1 3 7 ,
secret of, 2 7 5
167-169
C i s t e r c i a n literature, 302, 3 1 5
yearning for father a n d
Claustrum:
201-202
container a s , 174
Clitoridectomy, 3 4 2
maternal:
Cohen, G . D . , 127
INDEX 397
Colour, i n m y s t i c a l fantasies, 6 4
of social apocalypses, 7 6
Community:
D a n i e l , v i s i o n s of, 4 7 - 5 0 , 6 7 ,
a n d continuity, 2 5
77, 2 0 4
effect of group m y s t i c a l
D a v i d ben Y e h u d a h h e - H a s i d ,
movement on, 1 1 - 1 4
259
of I s r a e l (Knesset Israel), 2 2 0 ,
D a v i d , K i n g , 58, 3 0 7 , 308,
a s s p o u s e of G o d , 2 6 3 , 2 7 1 ,
Davis, E . , 90
272
Death:
of J a c o b , 221
experience, types of, 7 8
representing mother, 7 9
a n d m y s t i c a l experience, 2 8
C o n c e p t i o n , a s male trait, 3 0 9
a n d rebirth, 2 8 , 5 0 - 8 0 , 85,
C o n t i n u i t y , s e a r c h for, 7 0
140
C o p r o p h a g i a , 113
s u d d e n c a r d i a c , c a u s e d by
Cordovero, R a b b i Moses, 2 3 4 ,
emotional s t r e s s ,
Cornill, C. H., 98
Delcourt, M 2 7 9
331
(Moshe) ben S h e m Tov,
esoteric, 126
42, 209, 232, 277, 285,
Cosmology, 2 0 9 - 2 1 1
2 9 8 , 2 9 9 , 3 0 1 , 304, 3 1 7 ,
C r e a t i o n m y t h , a s metaphor of
318
individual psychic
D e l i r i u m , 17, 18, 2 0 , 176
development, 2 2
perceptions i n , 19
childhood, 1 4 4 - 1 4 8
s c h i z o p h r e n i c , 163
s e x u a l , 3 1 , 149
Dement, W., 110
inappropriate, 122
Depersonalization, 18
a n d m y t h s , 31
Depression:
prohibited, 123
a n d apocalyptic complex, 52,
s e x u a l , 158
69-80
290, 293
fantasy of flight i n , 135
Dan, J . , 44
a n d G n o s t i c fantasies, 137,
177, 178, 2 0 3
spiritual feeling, 16
398 INDEX
Depression (continued)
E c s t a t i c kabbalah, 2 1 7 - 2 2 0 ,
struggle against, a n d
2 2 3 . 2 3 2 . 240, 2 4 6 , 2 5 1 ,
heightened spirituality,
252
16
Ego:
Descending symbolism, 2 2 1 ,
boundaries, loss of, i n
De-sexualization, 3 4 2
regression, 2 2 , 2 4
Differentiation:
synthetic function of, 2 0
Dodds, E . R , 2 2 0
Ekberg, A , 56
149
E l e a z a r ben J u d a h of Worms,
Dreams:
Rabbi, 34. 2 3 8 , 2 8 7
archetypes i n , 5 9 - 6 6
Eliade, M., 2 3 0 , 2 3 1 , 2 3 7 - 2 3 9 ,
b a s i c structure of the
243, 2 4 4
m y s t i c i s m i n , 173
Elijah, 83
110
E l i s h a ben A v u y a (Abuyah)
a n d merkavah mysticism,
[AherJ, 83, 94, 129,
164-179
1 3 3 - 1 3 5 , 141. 1 8 5 - 1 9 0 ,
Dresner, S . H . , 4 3
E m a n a t i o n , process of, 2 3 7
Drower, E . S . , 2 8 5
Emden, J . 242
(
Duality, of Divinity, 3 4 5
Engel, G . , 107
D'vekuth, 5, 17
En Sqf {Ein Sof Eyn Sof), 37,
definition of, 3 6 3
41, 127, 2 1 0 , 2 3 3 , 2 3 7 ,
334, 3 4 5
Ebreo, Leone, 2 3 8
Ephraim, 277
achievement of, 2 6
E p i c u r u s , 130
a i m of, 2 2 2
Epileptic seizures, a n d mystical
definition of, 2 5
experience, 17
group, 3 5
Epithalamic symbolism, 2 2 3
mystical, 17
Epstein, J . , 256
induced by theosophic
Erez Yisrael, 2 3
study, 211
definition of, 3 6 3
E c s t a t i c a s c e n t to hekhalot,
Eschatology, 4 6
E c s t a t i c experience, prophecy
dangers of, 131
a s , 221
v s . exotericism. 3 7
INDEX 399
a n d group m y s t i c i s m , 12, 3 6
a x i s of divinity, s a c r a l s p a c e
a n d secrecy, 4 0
as. 278, 349
Ethology, 19
anthropos, 3 3 8
Eve, a n d Adam:
male becoming, 3 4 6 , 351
creation of, 2 6 5 , 2 8 2 , 2 9 4
principle, i n treatment
a n d procreation, 123
role of i n s e x u a l intercourse,
a s single entity, 2 6 7
281-296
t r a n s g r e s s i o n of, 2 6 4
valorized a s male, 3 5 0 , 351
E x h i b i t i o n i s m , childhood, 149
in k a b b a l i s t i c s y m b o l i s m ,
E z e k i e l , xiv, 4 7 , 8 3 - 1 1 2 , 123,
257
1 7 3 - 1 7 8 , 183, 1 9 5 - 1 9 8 ,
a s contained i n m a s c u l i n e , i n
E z r a of G e r o n a , 2 8 5
257-267
eclipse of, 3 3 9
F a n t a s y , world-destruction,
effect of androgynous p h a l l u s
6 0 - 6 3 , 114, 140
on, i n k a b b a l i s t i c
F a r b e r , L . , 102
symbolism, 2 6 8 - 2 8 0
Father:
localized i n m a s c u l i n e , 2 7 6
in c l i n i c a l material, 137,
valorized negatively, 2 6 6
1 6 6 - 180, 2 0 2 - 2 0 5
F e n ton. P., 2 7 , 3 4
Deity a s , 6 4
F i n e , L . , 16, 3 5
effect of o n E z e k i e l , 115
F i n k e l s t e i n , L . , 105, 106
165
289
Hokhrnah a s , 2 3 6 , 2 9 8
60, 166
a n d mother, u n i o n of, i n
a s danger, 6 4
K a b b a l i s t i c symbolism,
devouring, i n k a b b a l i s t i c
325
mysticism, 224
151
124, 125
r e t u r n to:
in hekhcdot material, 6 8
i n c l i n i c a l material, 7 8
a n d ice, E n o c h ' s vision of,
p h a l l u s of, a s s o u r c e of
192, 193, 194
curiosity, 159
i n m y s t i c a l s y m b o l i s m , 193
146-150
river of:
w i s h for r e u n i o n with, 9 - 1 4
Daniel's vision of, 4 8 ,
i n c l i n i c a l material, 78,
194-198
1 6 7 - 180
E n o c h ' s vision of, 1 9 2 - 1 9 8
i n m y s t i c a l fantasies, 7 8
symbol of power, 159
F e l d m a n , S . , 112
a n d water, i n m y s t i c a l
Fellini, F . , 5 5 , 5 6
symbolism, 192-199
Female;
p s y c h o d y n a m i c s of, 2 0 5
a s p e c t s of Divine, 2 5 7 - 3 2 1
F i s c h e l , H . A . , 130, 133
400 INDEX
Flight, 4 8
57, 7 9 , 3 5 6
fantasy, 6 8
159, 2 0 4
Eagles
151
Fohrer. G . , 9 8
Garfinkel, S . , 9 0
Fowler, J . , 109
Gartner, B . , 2 3 3
F r a n k i s m , 6, 2 7 , 3 3 , 37, 39
Gedaliah, 111
a n d incest interdictions. 2 4 2
Gemara, definition of, 364, 3 6 5
Free associations, 2 5
G e m a r i a h , 111
Freud, S.:
Gematria, 222, 2 2 3 , 3 6 4
on applied psychoanalysis, 14
definition of, 3 6 3
C o u n t T h u n dream of,
formation, multiple levels of,
1 6 4 - 1 6 5 , 177
343
on de-sexualization, 3 4 2
identity, disorders of, 147
on dream sequences, 1 0 9 - 1 1 0
metamorphosis, 2 5 7 ,
on dreams, 112
2 9 2 - 3 1 8 , 326, 330, 336,
of, 201
role of, i n kabbalistic
influence of J e w i s h mystical
vs. sex, 3 3 8
tradition on, 2 4 3
superiority, male, 3 4 6
on libido, 115, 2 4 3
transcendence, 2 1 5
on moral m a s o c h i s m , 2 4 9
transformation:
on oceanic feeling, 13
a n d homoeroticism,
on penis a n d breast, 3 0 4
312-321
on pre-oedipal a n d regressive
psychodynamic aspects of,
identification, 3 4 2
338-347
on primary a n d secondary
Genital phase, early, 148
processes, 113
Genitality, pre-oedipal, 146
359
Gevurah [strength], Sejtrah 2 3 6 ,
172
Gikatilla, J o s e p h , s e e J o s e p h
341
Girl:
on sublimation, progressive
development of, 147, 1 4 8 - 1 5 0
function of, 3 4 3
identification of with mother,
Friedlaender, S . , 4 6
341
INDEX 401
295
300, 3 5 6
G n o s t i c j o u r n e y , a s reunion w i t h
H a m a d a n , J o s e p h of, see
mother, 136
J o s e p h of H a m a d a n
140, 187, 2 1 4 , 2 3 9 - 2 4 3 ,
Hanson, R D., 83
269, 2 7 8
Harris, M., 238, 2 9 0
Goldberg, A . M . , 2 2 8 , 2 2 9 , 2 3 0 ,
Hasidei A s h k e n a z , m y s t i c a l
232
c o m m u n i t y of, 3 4
Goldreich, A , 2 7 3
definition of, 3 6 4
Goldstein, D . , 4 2
H a s i d i c Zaddik, definition of,
Goodenough, E . , 2 2 8 , 2 3 5
364
G r a n t , R. M . , 2 2 7
H a s i d i s m , 34, 38, 3 9 , 4 4 , 4 6 ,
G r e e n a c r e , R , 114
71, 152, 2 4 3 , 2 5 0 , 2 5 3 ,
Greenberg, M . , 8 9 , 9 1 , 9 3 , 9 5 ,
360
9 6 , 9 8 , 100
Ashkenazi, 238
G r e e n u p , W. A , 2 7 7
Lubavitch, 37
Gries, Z , 324
Havel, V . , 7 3 , 74
Group:
H a y y i m Vital, 4 2 , 2 7 0 , 2 7 1 , 2 9 2 ,
ecstasy, 3 5
311, 3 1 4 , 3 2 4 - 3 3 3
mysticism:
Heider, G . , 9 6 , 184
a n d a r c h e t y p a l parent, 3 2
Heights, relevance of, 173
a n d group memory, 12
Hekhaloth m y s t i c i s m , 12, 38,
a n d m o t h e r of infancy, 3 6
40, 4 8 , 5 3 , 6 8 , 8 6 ,
p s y c h o d y n a m i c s of, 3 1 - 3 7
121-184
G r u e n w a l d , I . , 4 1 , 131, 154
Helbo, Rabbi, 140
H a - A z a t i , N., 2 4 2
H e r r m a n n , J . , 109
Hadar, 3 3 2
Heschel, A J . , 4 3
Hagestad, E . , 107
Hesed [loving k i n d n e s s ] , Sefirah,
of, 3 6 3
365
H a i G a o n , 131
Himmelfarb, M . , 155, 1 9 3 - 1 9 7 ,
definition of, 3 6 4
H i y y a b a r A b b a , Rabbi, 103
H a l k i n , A . S . , 221
Hod [glory], Sefirah, 2 5 7 ; 3 0 6 ,
163, 3 5 5
Hokhmah [wisdom], Sefirah,
psychotic, 5 9 , 180
236, 237, 261, 262, 290,
i n s c h i z o p h r e n i a , 163
298, 302, 365
Hallucinatory vision, 6
Holton, G . , 4 6
a n d m y s t i c a l experience, 17
heterosexuality i n
83, 8 6 - 1 1 6 , 1 2 9 - 1 3 1 ,
312-321
402 INDEX
313-315
and internalization of mother,
Howie, C., 90
Integration, as essence of
realities, 282
Intercourse, sexual:
Hundert, G. D., 44
eating as metaphor for, 288
7-9
294
IbnEzra, 103
eating as metaphor for, 288,
Ideas of reference, 20
344
Identification:
procreative aspect of, 285
child's:
subordinate role of women in,
149
task of male and female in,
gender:
287-296, 290
girl's, 150
Intimacy, achievement of, 211
pre-oedipal, 342
Isaac of Acre, Rabbi, 219, 230,
primary, 342
232, 273, 299
regressive, 342
Isaac the Blind, 37
experience, 78
Ishmael, Rabbi, 156, 158, 282
of, 215
Incorporation:
105-112
of mother, 340
Jaazaniah ben Shaphan, 108,
of, 215
Jacob, 47, 232, 301. 308
developmental progression
Jacob ben Sheshet, Rabbi, 238,
INDEX 403
266, 273
Kasher, NL, 224, 225, 243
James, W., 28
Kaufmann, Y., 92, 94, 97, 105
Jaspers, K 90
Kavvanah, loss of, 15
America, 362
Klein, M., 175
160, 240
as masculine, 235
352
Leah, 301
Joshua, 135
Lewin, B. D 174
133
regulation of, in Kabbalah,
137
Liebes, Y., xviii, 131, 189, 227,
Judah (he-hasid), 34
228, 233, 259, 260, 267,
Campanton, 291
317, 320, 322, 326, 345
279
in clinical material, 64
Kabbalah {passing
supernal, 229, 230
definition of, 39
promise of rebirth, 64, 159
404 INDEX
Loraux, N., 2 6 7
Masculine, a s containing
Lown, B . , 107
symbolism, 2 5 7 - 2 6 7
fantasies, 64
in J e w i s h religious practice,
L u r i a , I s a a c b e n S o l o m o n [the 248
Ari], 16, 3 1 , 3 3 , 3 5 , 4 2 ,
moral, 249, 2 5 0
347
as sin, 315
Matrona, 2 4 0 , 2 6 1 - 2 6 4 , 2 7 2 ,
M a i m o n , I. L , 2 2 5
he'as, 261
240, 242
M e d i c a t i o n , 7, 8, 9, 2 9 , 5 7 , 6 0 ,
39
antidepression, 57, 75
Male: r o l e of, 7 0
b e c o m i n g female, 3 3 8
antipsychosis, 75
in kabbalistic symbolism,
r o l e of, 7 0
321-337
Meeks, W. A , 239, 240. 241
M a l e c h i l d , w o m a n ' s obligation
Meir, R a b b i , 134, 1 8 8
to b e a r , 2 9 7 - 3 1 2
M e l a n c h o l i a , 16, 1 1 5
Divine, 2 5 7 - 3 2 1
334
Maleness, in kabbalistic
MerkavaK xiv, xix, 1 1 , 1 2 , 3 0 ,
symbolism, 257-321
31, 38, 40, 41, 47, 187,
Mcdkhut {Malkhuth) [ k i n g s h i p ] ,
194, 195, 201, 238, 356,
Sefirah 2 3 3 , 2 3 6 , 2 3 8 ,
357
329-337, 365
p s y c h o d y n a m i c s of,
d e f i n i t i o n of, 2 1 0
152-180
a s female, 2 7 4
see also C h a r i o t
M a n i c - d e p r e s s i v e i l l n e s s , 7, 4 2 ,
Merkur, D., 88, 90, 101, 136
58, 7 2 , 74
Meroz, R , 3 1 1 , 314, 324, 326,
287
135, 139, 1 4 1 - 1 4 3 , 3 5 6 ,
Marks, L., 46
361
Marriage, theosophical
Metaphysical rebellion, 241
i m p o r t a n c e of, 2 3 2
M e t e m p s y c h o s i s , 9, 2 8 4
* Mary, 307
Meyer, M . W., 2 7 9
INDEX 405
238, 243
genitals of, 304, 305
Milch, R. J . , 44
147, 148
278
number four as, 57
Mother:
river as, 197
archaic, 19
sacral space as, 215, 349
349
340
306-311
anxiety about, 147
339, 340
of Solomon, 308
149
upper, 297, 298
Kabbalistic symbolism,
valorized as male, 296-312
325
Mussolini, B., 169, 201, 202
406 INDEX
Mystical a s c e n t , to the
a n d evolution of religion, 2 3
merkavah, 4 0
hekhalot, 142
Mystical collection , 1 3 1
merkavah, p s y c h o d y n a m i c s
Mystical c o m m u n i o n , 2 2 3 , 3 1 5
of, 1 5 2 - 1 8 0
Mystical conversion, 6, 2 8 - 3 1 ,
psychodynamic study of,
29
14-17
Mystical experience, 5
a n d religion, 1 3 - 1 4
40, 41
a n d reunion w i t h a r c h a i c
a n d death, 2 8
mother, 4 5
5
Mythological stage, of religion,
p s y c h o d y n a m i c s of, 17-31
a n d rebirth, 2 7
Nadav, 2 2 4 , 2 2 6 , 3 6 4
a s regression, 3 6 0
Nahmanides (Nachmanides)
38, 7 8 , 3 6 0
224, 2 2 8
a n d archetypal parent, 4 5
N a r c i s s i s m , of prophet, 8 5
M y s t i c a l materials, a s
335, 3 3 6 , 3 6 0
projections of
Nazism, 76, 139, 140, 143
u n c o n s c i o u s individual
Nebuchadnezzar, 8 8
fantasies, 361
N e h u n y a ben H a k a n a h , Rabbi,
M y s t i c a l movements:
158
c a u s e s of, 1 1 - 1 2
Neo-Nazi apocalyptic groups,
leadership of, 3 3
141
v s . organized religion,
Nesah {Netzah) [endurance,
141-142
victory, eternity], Sejirah,
155
Neubauer, P. B . , xiv, 2 2 , 2 1 5 ,
127, 176, 2 1 4
Neumann, E . , 298
Mystical technique, 2 5
Newman, L . I . , 4 3
125, 3 5 6
Noah, 59, 2 6 4 , 2 9 9
destructive, 8 7
Number four, 57, 125, 161, 174
Mystical u n i o n , 2 7 , 2 2 2 , 2 2 3 ,
a s symbol of m a t e r n a l
2 3 0 , 2 3 1 , 251
c l a u s t r u m , 175
Mysticism:
Numbers, mystical significance
chariot. 142
of, 2 3 , 24, 3 8 , 5 2 , 57, 9 3 ,
dangers of, 1 3 5 - 1 3 9
125. 161, 162, 174, 175.
definition of, 3 - 4 4
209. 2 1 0 , 2 2 2 . 2 9 3 , 3 3 1 ,
esoteric, 1 2 1 - 1 8 0
Numerology, 9, 2 0 9
INDEX 407
Nunberg, H . , 2 0 , 3 1 , 127, 2 1 3 ,
distinguishing male from
214, 342
female, 2 7 6
divine, 161, 2 1 2 , 2 5 8 ,
O c e a n i c feeling, 13, 21
271-275, 288, 299, 300,
Oedipal aspect, of m y s t i c a l
312-320, 324, 333, 336
a s c e n t , 163, 166
S h e k h i n a a s corona of, 3 1 3 ,
Oedipal conflict, i n c l i n i c a l
315, 3 2 0
material, 2 0 2
Yesod a s , 3 0 0
1 4 3 - 1 5 0 , 3 4 0 , 341
fear of, 341
child's, 150
i n mother's body, 175
O e d i p u s complex
female a s containing, 2 7 7 ,
negative, 115, 2 4 9
313
normal, 342
female associated w i t h , 3 5 1 ,
Olam, 21
uterus as, 2 9 8
Olson, A. M., 2 4 4
see also P h a l l u s
Ophan 157
t Perception, a r c h a i c , 19
definition of, 3 6 4
Perry, T . A . , 2 3 8
Ostow, M . , x i i i - x v , x v i i - x i x ,
Phallocentricity, 3 3 0 , 3 5 1 , 3 5 2
3 - 8 0 , 8 3 - 8 8 , 121,
of kabbalist s y m b o l i s m ,
129-143, 151-185,
268-280
349-352, 355-365
androgynous, i n k a b b a l i s t i c
symbolism, 2 6 8 - 2 8 0
Paganism, 36
centrality of, i n c h i l d
Paranoia, 20, 74
development, 341
P a r e n t figure, w i s h for u n i o n
a s covenant, 2 7 2
with, 151
divine, 126, 131, 159. 2 0 4
Parthenogenesis, 2 6 7
father's, 159
Patai, R., 2 2 7 , 2 3 2 , 2 3 5 , 2 4 3
female j u d g e d from vantage
Paul, S t , 28, 29
point of, 2 7 8
Pelatiah b e n B e n a i a h , 9 2 ,
fiery, i n E z e k i e l ' s vision, 114
105-112
a s locus of m a s c u l i n i t y a n d
Penis, 2 6 8 - 3 6 4 (passim)
femininity, 2 6 7 , 2 7 0
a t a r a h a s , 351
a s rainbow, 2 7 2
a w e , 114, 115
Yesod a s , 2 1 0 , 2 1 2 , 2 5 7
149
Philo of A l e x a n d r i a , 2 2 0 , 2 2 5 ,
a n d b r e a s t s , correlation of,
228, 235, 238, 239
304
Phobias, 178
170, 2 1 3
P i n e h a s of Korets, 2 7 5 , 3 3 6
c o r o n a of, S h e k h i n a a s , 2 7 5
Pirke d e - R . Eliezer, 2 2 4
408 INDEX
Plato, 2 4 0
Psychosis, 7-9, 1 7 - 2 0 , 24, 59,
Post-mythological stage of
74, 75, 133, 137, 141,
religion, 117
163, 180
2 9 6 - 3 1 2 , 351
a n d disturbed perception,
Press, J . , 3 1 4
18
Prezmysl, 3 2 4
fantasy of flight i n , 135
145
Rabinowitz, I . , 104, 130
Processes, primary a n d
Rachel, 2 3 2 , 3 0 1 , 323, 3 2 5 ,
secondary, 113
328, 3 3 2
Procreation:
Rainbow, 153, 160, 2 7 1 , 2 7 2 ,
a s augmentation of divine
273, 275
image, 2 8 4 - 2 9 6
R a s h i (Rabbi Shelomoh b e n
a n d descent of Shekhinah,
Yishaq), 103, 1 3 1 - 1 3 3 ,
226, 2 2 8 , 2 3 0 , 2 5 2
160, 224, 351
a s imperative, 231
R a s m u s s e n , K., 88, 101
a s legitimation of sexuality,
testing:
313
v s . apocalyptic program,
of, 231
loss of capacity for, 17
a n d sexuality, 211
a n d apocalypse, 6 9
Prophecy, 9, 4 7 , 221
a n d apocalyptic complex, 4 6 ,
a n d mysticism, 2 9
359
a n d apocalyptic complex, 8 4
i n clinical material, 30, 5 2 ,
apocalypse, 3 5 6
experience, types of, 7 8
Jewish, 46
Rechtschaffen, A . , 110
a n d mysticism, 81-184
a n d mystical experience, 2 1 ,
P s y c h o a n a l y s i s , applied [Freud],
35
14
v s . sublimation, 3 4 0
Psychodynamics:
Reich, P., 107
of apocalypse, 6 9 - 7 1
Religion:
of conversion experiences, 2 9
history of, parts of, 117
definition of, 4
a n d mysticism, 1 3 - 1 4
of group mysticism, 31
normative, v s . illusion,
Psychological development, of
organized, v s . mystical
child, 1 4 5 - 1 4 8
movements, 1 4 1 - 1 4 2 ,
INDEX 409
23
paranoid, 9 0
River
perceptions i n , 19
of fire, 4 8 , 157, 1 9 5 - 1 9 7
Weltuntergang fantasy of, 140
of life, 1 9 6 - 1 9 8 , 2 0 4
S c h i z o p h r e n i c p s y c h o s i s , 163
symbolism, 4 7
S c h o l e m , G xviii, 6, 8, 11, 17,
R o b i n s o n , W. C , J r . , 2 3 9
2 3 , 2 7 , 4 0 ^ 3 , 7 9 , 117,
Roiphe, H . , 146
1 2 9 - 1 3 2 , 137, 157, 158,
Rolland, R., 13
176, 2 0 2 , 2 0 9 , 2 1 8 , 2 2 1 ,
Roth, N., 3 1 3
223, 229, 231, 232, 236,
Rowley, H . , 8 9
163, 164, 170, 172
xviii, 2 7 , 3 3 , 4 2 , 4 3 , 7 9 ,
figure, 1 0 9 - 1 1 0
S a b b a t i a n i s m (Sabbateanism),
of blessings light u p o n h e a d of
xviii, 6, 11, 2 7 , 3 3 ,
righteous, 3 3 3
360
179
divinity, 2 7 0 , 2 7 8 , 3 4 9
of creation of A d a m a n d E v e ,
332, 3 3 3
p s y c h o d y n a m i c s of, 5 4
S a d o - m a s o c h i s m , 87, 117
of EinSof, 3 3 5
237, 324
of h u s b a n d a n d wife, 331
Sammael, 239
of illicit s e x u a l relations, 2 5 9
Samuel, 83
of impregnation, 3 2 9
S a m u e l b a r N a h m a n i , Rabbi,
of J o s e p h the Righteous, 3 1 2
142
of Knesset Israel 2 2 1 , 2 2 2
Sanford, J . H . , 8 8
knowledge, a s dangerous, 5 3
S a p p h i r a , 107
of mother, 2 9 8
Sarfati, Reuven, 2 6 6
49-50, 77
Schechter, S . , 281
of point of Zion, 3 2 7
S c h e i n d l i n , R. P., 3 1 4
277
Schilder, P., 19
of p h a l l u s , 3 3 2
Schirmann, J . , 313
of redemption, 3 3 7
a n d apocalyptic complex, 7 4
Revelation a s , 6 7
410 INDEX
Secret [continued)
a s feminine, 2 7 6
158, 178
precious stone a s , 2 6 9
238
role of, 2 5 0
of Tetragrammaton, 3 3 4
S h e m u e l Edeles, Rabbi, 2 2 5
of two cherubim, 2 7 4
Shinan, A., 226
of waters, 2 8 4
Simeon b a r Yohai, Rabbi, 4 2 ,
male, 3 2 8
Simlai, Rabbi, 2 8 2
Sedeq, 2 8 4 , 2 8 5
Simon ben Kozeva, see B a r
2 4 , 3 1 , 37, 4 1 , 2 1 8 , 221,
Simon, M., 4 2
352, 3 5 7
Soleh, A , 100
definition of. 2 1 0 , 3 6 4
Solomon, King, 2 2 7 , 308, 3 1 7 ,
Sefirotic pleroma, 2 5 7 - 2 6 0 , 2 8 6 ,
a n d progressive, 2 2
288
Splitting, normal, of child, 145
Segal, R., 8 8
S t r a u b , K., 2 5 6
Self
Stroumsa, G., 228
Separation-individuation, 18
vs. regression, 3 4 0
Sevrin, J . - M . , 2 2 7
Superego, 115
Sex, v s . gender, 3 3 8
a n d curiosity, 54
S e x u a l identity:
J e w i s h God a s , 3 6
achievement of, 2 4 7
severe, 116
Sexuality:
Symbolism:
h u m a n , effect of on divine
descending, 2 1 8
realm, 2 8 1 - 2 9 6
epithalarriic, 2 2 3
a s mystery, 2 4 3
232-244
a n d procreation, 211
unitive, 2 2 3
a n d incest interdictions, 2 4 2
ascending, 2 1 9 - 2 2 3
S h a l o m , R., 8 9
descending, 2 2 4 - 2 3 3
346, 3 5 0
Taboo violation, 101
definition of, 2 3 , 2 1 0
Talmage, F . , 103, 104
INDEX 411
Talmud [passim):
definition of, 2 1 0
definition of, 3 6 5
Tishby, L , 42, 231-236, 243,
Jerusalem, 4 0
257, 272-275, 282-285,
186, 187
Tobshillem, 109
Tanakh, 2 3 , 4 0
Tohu vavohu, 2 2
definition of, 3 6 5
. definition of, 3 6 5
Temple:
primordial, 2 2
destruction of, 8 9 - 9 0 , 2 2 8
Torah
J e w i s h perception of, 2 2 7
definition of, 3 6 5
204
Written a n d O r a l , 2 6 5
Shekhinah a s , 3 1 1 , 3 1 7
T r a n c e , 2 5 - 3 0 , 4 5 , 4 7 , 7 4 , 77,
vision, 112
7 9 , 8 4 - 8 6 , 1 0 1 - 1 0 5 , 110,
of E z e k i e l , 8 9 - 9 3 , 104, 108.
141
T e m p o r a l lobe, 2 0
automatism, 3 5 5
Teresa, S t , 212-213
ego regression i n , 2 3
T e t r a g r a m m a t o n , 158, 2 2 3 , 2 6 2 ,
induction, 6, 162, 3 5 7
Theodor, J . , 2 8 2 , 2 8 4
m y s t i c a l , 5, 125
Theosophical Kabbalah,
a n d ecstatic, 17
c h a r a c t e r i s t i c of, 2 7 3
prophetic:
psychoanalytic a s s u m p t i o n s
p s y c h o d y n a m i c s of,
regarding, 3 4 3 - 3 4 5
113-117
T h r o n e , 4 8 , 6 8 , 69, 125,
T r a n c e state, v s , ecstatic state,
356
T u v i a h ben Eliezer, R a b b i , 2 2 4
a s c l a u s t r u m symbol, 151
mysticism, 40
Underhill, E . , 4, 16, 17, 3 0 , 2 1 2
vision, 1 5 3 - 1 8 0
Unio mystica, 5, 17, 8 6 , 2 2 1 ,
[beauty], Sefirah, 2 3 3 ,
Union:
Written T o r a h a s , 2 6 5
Urbach, E . E . , 232
Tikkun {Tiqqun), 3 5 , 3 1 4 , 3 3 5
Utopianism, 4 5 , 139, 140, 3 5 6
412 INDEX
273
312-337
Vehicle:
male, 312, 324, 328
as claustrum, in clinical
321-337, 352
material, 136
in mystical symbolism, 132,
Verrier, R , 107
Weltuntergang fantasy, 60-63
Vision:
in schizophrenia, 140
apocalyptic, 55, 56
Wertheimer, S. A., 238
in Italian thought, 55
Wiesel, E . , 16, 17
chariot, 131
Wind. E . , 220
Daniel's. 46-50, 67
Wirszubski, C., 218
of Divine Presence, 84
Wolfson, E . R , xiv, xviii, 22, 26,
merkavah, psychodynamic
Wolpert, E . , 110
163-180
temple, 90-100
Yamauchi, E . ML, 285
throne, 41
Yarian, S. O., 244
hallucinatory, 6
Yesod [foundation], SeJiraK
Schreber's, 50, 52
233-236, 257, 262, 268,
Von Uexkull, J . , 19
definition of, 210
Walsh, R , 101
Yohanan, Rabbi, 291
Water:
Yose, Rabbi, 286, 297
136, 168
Zemah, J . , 327
and danger
Zimmer, E 324
in mystical symbolism,
111
137
Zohar, passim
female, 312, 322, 324, 328,
definition of, 41
329, 346
Zolla, E . , 279
symbolism, 192-199
Zwi Werblowsky, R J . , 237, 239
Ultimate Intimacy
The Psychodynamics of Jewish Mysticism
by Mortimer Ostow
with contributions by David J. Halperin, Moshe Idel,
Elliot R. Wolfson, Jacob A. Arlow, Martin Bergmann,
Eleanor Galenson and Peter B. Neubauer