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RCT Comments on the Indian Prevention of Torture Bill, 2010

The Rehabilitation and Research Centre for Torture Victims (RCT), an international NGO
based in Denmark, runs a rehabilitation centre for survivors of torture in Copenhagen,
conducts education and advocacy programmes, and works with partner organisations
outside Denmark to improve treatment and rehabilitation, as well as the prevention of
torture. In India, RCT works in partnership with the People’s Vigilance Committee on
Human Rights (PVCHR).

Introduction

The UN Convention against Torture and Other Cruel, Inhuman or Degrading Treatment
or Punishment (“UNCAT”) requires States Parties to criminalise, prosecute and punish
acts of torture under national criminal law. RCT welcomes the commitment of the Indian
government to ratify the UNCAT, and in particular to criminalise torture in domestic
Indian law, but has significant concerns regarding the proposed legislation. While many
of the State obligations are identical to those under the International Covenant on Civil
and Political Rights, by which India is bound, this paper will analyse the compatibility of
the Prevention of Torture Bill 2010 with the requirements of UNCAT, as interpreted by
the UN Committee against Torture (“the Committee”). It will consider in particular:

1. Acts constituting torture;


2. Purposes of torture;
3. Persons who may commit the offence;
4. Prosecution;
5. Sentencing;
6. Limitation period.

The paper will also consider some issues which are not included in the Bill, but are
requirements of the UNCAT, as interpreted by the Committee, notably:

7. Exclusion of defences;
8. Universal jurisdiction;
9. Non-refoulement;
10. Obligation to investigate;
11. Duty to exclude evidence obtained by torture;
12. Protection of victims and witnesses;
13. The right of victims to redress.

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1. Acts constituting torture

Indian law UNCAT

Whoever, being a public servant or being For the purposes of this Convention, the term
abetted by a public servant or with the "torture" means any act by which severe pain
consent or acquiescence of a public servant, or suffering, whether physical or mental, is
intentionally does any act for the purposes to intentionally inflicted on a person for such
purposes as obtaining from him or a third
obtain from him or a third person such
person information or a confession, punishing
information or a confession which causes,—
him for an act he or a third person has
(i) grievous hurt to any person; or committed or is suspected of having
committed, or intimidating or coercing him or a
(ii) danger to life, limb or health (whether
third person, or for any reason based on
mental or physical) of any person,
discrimination of any kind, when such pain or
is said to inflict torture: suffering is inflicted by or at the instigation of or
with the consent or acquiescence of a public
Provided that nothing contained in this section official or other person acting in an official
shall apply to any pain, hurt or danger capacity. It does not include pain or suffering
as aforementioned caused by any act, which is arising only from, inherent in or incidental to
inflicted in accordance with any procedure lawful sanctions.
established by law or justified by law. (Article 1.1)
(Article 3, Prevention of Torture Bill)

The following kinds of hurt only are designated


as "grievous":
First.-Emasculation.
Secondly.-Permanent privation of the sight of
either eye.
Thirdly.-Permanent privation of the hearing of
either ear.
Fourthly.-Privation of any member or joint.
Fifthly.-Destruction or permanent impairing of
the powers of any member or joint.
Sixthly.-Permanent disfiguration of the head or
face.
Seventhly.-Fracture or dislocation of a bone or
tooth.
Eighthly.-Any hurt which endangers life or
which causes the sufferer to be during the
space of twenty days in severe bodily pain, or
unable to follow his ordinary pursuits.
(Article 320, Indian Penal Code)

The Committee against Torture has consistently stated that the definition of the crime of
torture in domestic law must cover at minimum the same conduct as the UNCAT
definition.1 The Prevention of Torture Bill 2010 (henceforth “PTB”) falls short in this
regard. Article 2(a) PTB provides that words and expressions used in the Act shall have
the same meanings as in the Indian Penal Code henceforth “IPC”). According to Article
320 IPC, grievous hurt is limited to permanent disability or disfigurement, fracture or

1
See Rodley and Pollard, Criminalisation of Torture: State Obligations under the United Nations Convention
against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, 2006, EHRLR 2: 115,
pp.119-120; Reilly, Torture in International Law: A Guide to Jurisprudence, APT and CEJIL, 2009, pp. 18-19
(available at www.apt.ch).

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dislocation of bones, and severe physical pain. This test is much stricter than that of the
UNCAT. Furthermore, this definition excludes purely mental torture, which is included
within the UNCAT definition.2 A “danger to life, limb or health (whether mental or
physical)” is not defined as such within the IPC. However, if these terms are given their
normal meaning, they once again set a higher bar than the concept of “severe pain or
suffering” in Article 1 UNCAT. Some practices, for example waterboarding, beating,
falanga, or making a threat to torture, which amount to torture under international law,
may not in all cases endanger life, limb or health. In order to avoid excluding conduct
which amounts to torture under international law, the definition of the offence should be
amended to include all elements of Article 1 UNCAT.

Another issue to consider is the circumstance where the public servant or person acting
with his or her consent or acquiescence is aware that the victim is particularly sensitive.
Is it possible under this Bill as currently phrased, or based on current Indian
jurisprudence, that acts which would not otherwise reach the threshold of severity to
constitute torture may do so? The Committee against Torture has suggested that
“severe pain or suffering” may in such cases be interpreted subjectively.3

Omissions can constitute torture, so if this is not implicitly included within the meaning of
an “act” (as it is in Article 32 IPC), the word “omission” should be included for the
avoidance of doubt.4

The exclusion in the PTB definition of pain, hurt or danger caused by any act which is
inflicted in accordance with any procedure established by law or justified by law is highly
problematic. The limited exclusion of lawful sanctions in UNCAT refers only to sanctions
that are permitted under international law, and is not intended as a general catch-all to
reduce the scope of the UNCAT to reflect existing domestic law; this would violate the
general principle of international law, expressed in the Vienna Convention on the Law of
Treaties, that a State “may not invoke the provisions of its internal law as justification for
its failure to perform a treaty.”5 The wider restriction of the Bill is not in compliance with
the UNCAT definition and should be amended.

2. Purposes of torture

Prevention of Torture Bill UNCAT

Where the public servant referred to in section For the purposes of this Convention, the term
3 or any person abetted by or with "torture" means any act by which severe pain
the consent or acquiescence of such public or suffering, whether physical or mental, is
servant, tortures any person— intentionally inflicted on a person for such
(a) for the purpose of extorting from him or purposes as obtaining from him or a third
from any other person interested in person information or a confession, punishing

2
This is well established. For example, the threat of torture may itself amount to psychological torture. See,
for example, CAT, 1990, Concluding Observations on Argentina, UN Doc. A/45/44, para. 154.
3
See Dzemajl and others v Yugoslavia, 2002, CAT Communication No. 161/2000, para 9.2.
4
See Rodley and Pollard, op. cit., at p. 120.See also, for example, CAT, Concluding Observations on Chile,
2004, UN Doc. CAT/C/CR/32/5, paras. 6(j) and 7(m), where the Committee recommended that Chile
eliminate the practice of refusing to provide emergency medical care to women suffering complications from
illegal abortions, unless the women confessed to information about those who performed the abortions.
5
Article 27, Vienna Convention on the Law of Treaties. For a more detailed discussion of this issue, see
Reilly, op. cit., pp. 31-38.

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him, any confession or any information which him for an act he or a third person has
may lead to the detection of an offence committed or is suspected of having
or misconduct; and committed, or intimidating or coercing him or a
(b) on the ground of his religion, race, place of third person, or for any reason based on
birth, residence, language, caste or community discrimination of any kind, ....
or any other ground whatsoever… (Article 1.1)
(Article 4)

The purposes listed in the Bill are less extensive than those of the UNCAT, and should
be extended for full compliance with the treaty provisions. For example, the “information”
foreseen in UNCAT is not limited to “information which may lead to the detection of an
offence or misconduct” as in the PTB. Furthermore, the definition in the PTB excludes
the purposes of punishment, intimidation and coercion, which are explicitly included in
UNCAT. The Bill should be amended to include at least these purposes.

The PTB limits the definition of torture to the purposes enumerated in its Article 4. In
UNCAT, the phrase “such purposes as” indicates that the list of purposes is intended to
be indicative rather than exhaustive. Other similar purposes may be included. Some
authors have suggested that the element linking these purposes is “connection with the
interests or policies of the State and its organs,”6 and others that the powerlessness of
the victim is the primary element.7 The International Criminal Tribunal for Rwanda, for
example, found that the degradation, humiliation and control or destruction of a person
would also constitute prohibited purposes under this definition.8

3. Persons who may commit the offence

Prevention of Torture Bill UNCAT


Whoever, being a public servant or being … such pain or suffering is inflicted by or at the
abetted by a public servant or with the instigation of or with the consent or
consent or acquiescence of a public servant, acquiescence of a public official or other
intentionally does any act for the purposes to person acting in an official capacity…
obtain from him or a third person such (Article 1.1)
information or a confession which causes,—
(i) grievous hurt to any person; or Each State Party shall ensure that all acts of
(ii) danger to life, limb or health (whether torture are offences under its criminal law. The
mental or physical) of any person, same shall apply to an attempt to commit
is said to inflict torture: torture and to an act by any person which
.... constitutes complicity or participation in torture.
Explanation.—For the purposes of this section, (Article 4.1)
'public servant' shall, without prejudice
to section 21 of the Indian Penal Code, also
include any person acting in his official capacity
under the Central Government or the State
Government.
(Article 3)

6
Burgers and Danelius, The United Nations Convention against Torture, Martinus Nijhoff, 1998, p.119.
7
Nowak and McArthur, The United Nations Convention against Torture: A Commentary, OUP, 2008, pp.76-
77.
8
Prosecutor v Akayesu, 1998,Case No. ICTR-96-4, para 597. For a more detailed discussion, see Reilly,
op. cit., pp. 149-150. The International Criminal Tribunal for the former Yugoslavia came to a similar
conclusion. See Reilly, op. cit., pp. 151-152.

4
The extensive definition of a public servant in Article 21 IPC, read in conjunction with the
explicit extension in Article 3 PTB, is largely in conformity with the provisions of UNCAT.
However, the Bill as currently phrased does not appear adequately to provide for the
liability of public officials who knew or should have known that torture was likely to be
committed by their subordinates, as required under the Convention.9

Article 4 UNCAT provides that States Parties must criminalise an attempt to commit
torture, and complicity or participation in torture, in addition to direct acts of torture. The
PTB currently makes no mention of an attempt to commit torture. It is also necessary to
consider whether the concept of “being abetted by a public servant,” as interpreted by
Indian courts, adequately covers the concepts of complicity and participation in Article 4
UNCAT, as interpreted by the Committee against Torture. For example, it seems
doubtful that this concept adequately includes the notions of concealment or becoming
an accessory after the fact.

4. Prosecution

Prevention of Torture Bill UNCAT


No court shall take cognizance of an offence 1. The State Party in the territory under whose
punishable under this Act, alleged to jurisdiction a person alleged to have committed
have been committed by a public servant any offence referred to in article 4 is found shall
during the course of his employment, except in the cases contemplated in article 5, if it does
with not extradite him, submit the case to its
the previous sanction,— competent authorities for the purpose of
(a) in the case of a person, who is employed in prosecution.
connection with the affairs of the Union and is 2. These authorities shall take their decision in
not removable from his office save by or with the same manner as in the case of any
the sanction of the Central Government, of that ordinary offence of a serious nature under the
Government; law of that State. In the cases referred to in
(b) in the case of a person, who is employed in article 5, paragraph 2, the standards of
connection with the affairs of a State and is not evidence required for prosecution and
removable from his office save by or with the conviction shall in no way be less stringent
sanction of the State Government, of that than those which apply in the cases referred to
Government; in article 5, paragraph 1.
(c) in the case of any other person, of the 3. Any person regarding whom proceedings
authority competent to remove him from his are brought in connection with any of the
office. offences referred to in article 4 shall be
(Article 6) guaranteed fair treatment at all stages of the
proceedings.
(Article 7)

Article 7.1 UNCAT provides that, where a person accused of torture is present on the
territory of a State Party, that State must either extradite the person or “submit the case
to its competent authorities for the purpose of prosecution.” Article 7.2 UNCAT provides
that, when deciding whether to prosecute, the “authorities shall take their decision in the
same manner as in the case of any ordinary offence of a serious nature under the law of
that State.” Thus, in principle, the prosecution “must proceed unless it is relatively
obvious that the evidence cannot support it.”10 Article 6 PTB, on the other hand,

9
See Committee against Torture, General Comment No. 2, para. 26.
10
Rodley and Pollard, op. cit., p. 133.

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effectively prohibits the prosecution of a public servant without the explicit permission of
the government or authority which employs him or her. While this provision largely
reflects Article 197 of the Indian Code of Criminal Procedure, it is particularly problematic
in the context of the crime of torture, which may entail responsibility of superiors where
they know, or should have known, that torture was likely. This provision constitutes a
significant barrier to prosecution, and is therefore incompatible with Article 7 UNCAT.

5. Sentencing

Prevention of Torture Bill UNCAT


Where the public servant referred to in section Each State Party shall make these offences
3 or any person abetted by or with the consent punishable by appropriate penalties which take
or acquiescence of such public servant, into account their grave nature.
tortures any person… (Article 4.2)
shall be punishable with imprisonment of either
description for a term which may extend to ten
years and shall also be liable to fine.
(Article 4)

Article 4 PTB does not establish any minimum sentence for a person who has been
found guilty of torture. The imposition of short sentences may violate Article 4.2
UNCAT.11 The Committee has not indicated any absolute minimum sentence which is
appropriate for the crime of torture, although one author, through an analysis of the
views expressed by individual Committee members, found that a sentence of between
six and twenty years would generally be considered appropriate.12 In view of the special
seriousness of the crime of torture, any minimum sentence should be equal to or greater
than that which applies to the most serious crimes in India.

6. Limitation period

Prevention of Torture Bill UNCAT


Notwithstanding anything contained in the 1. Each State Party shall take effective
Code of Criminal Procedure, 1973, no legislative, administrative, judicial or other
court shall take cognizance of an offence under measures to prevent acts of torture in any
this Act unless the complaint is made within territory under its jurisdiction.
six months from the date on which the offence 2. No exceptional circumstances whatsoever,
is alleged to have been committed. whether a state of war or a threat of war,
(Article 5) internal political in stability or any other public
emergency, may be invoked as a justification of
torture.
3. An order from a superior officer or a public
authority may not be invoked as a justification
of torture.
(Article 2)

The obligation of States Parties to the UNCAT to apply criminal law to all acts of torture
is unlimited in time, so the Committee has made clear that no limitation period should

11
See, for example, Urra Guridi v Spain, 2005, CAT Communication No. 212/2002, para. 6.7.
12
Ingelse, The UN Committee against Torture: An Assessment, 2001, Kluwer Law International, p. 342.

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apply to this most serious of crimes.13 The exceptionally short limitation period,
equivalent to that for the least serious offences under Article 468 of the Indian Code of
Criminal Procedure, is clearly not compliant with the requirements of UNCAT, as
interpreted by the Committee.

7. Exclusion of Defences

Article 2.2 UNCAT makes clear the principle that no exceptional circumstances
whatsoever may be invoked as a justification of torture, and gives examples of
exceptional circumstances for clarity. The general principle that no circumstances can
justify torture also means that statutory or common law defences such as self-defence,
exceptional circumstances or necessity may not be invoked in reply to a charge of
torture. The PTB currently contains no provision to this effect, but the Committee has
indicated that domestic legislation should make this explicit.14 No limitation or
prescription period, no immunity, no pardon, and no general amnesty can apply to the
crime of torture.15 Explicit exceptions should therefore be made to relevant provisions of
the Indian Penal Code and/or Code of Criminal Procedure.

8. Universal Jurisdiction

While Article 1(2) PTB provides that the Bill will extend to the whole of India, the UNCAT
in Articles 5-9 provides for universal jurisdiction for the crime of torture.16 As one of the
objects of the UNCAT is to avoid impunity for torture, the Committee has clarified that
“the Convention imposes an obligation [on a State Party] to bring to trial a person,
alleged to have committed torture, who is found in its territory.”17 This obligation applies
both where there is no extradition request, and where the State refuses to extradite the
person; it therefore does not depend on the prior existence of such a request.18
Furthermore, where the State on whose territory the suspect is present does not
prosecute, refusal to comply with an extradition request will itself amount to a breach of
its obligations under UNCAT.19 Thus, States Parties must either exercise their
jurisdiction to prosecute an individual suspected of torture, or to extradite that individual
to a State where he or she will be prosecuted.

9. Non-refoulement

Article 3 UNCAT provides that no State Party “shall expel, return ("refouler") or extradite
a person to another State where there are substantial grounds for believing that he
would be in danger of being subjected to torture.” While this is a general provision

13
See, for example, CAT, Concluding Observations on Turkey, UN Doc. CAT/C/CR/30/5, 2003, para. 7(c);
CAT, Concluding Observations on Chile, UN Doc. CAT/C/CR/32/5, 2004, para. 7(f).
14
See Concluding Observations on Belgium, CAT/C/CR/30/6, 2003, para. 5(b) and 7(b); Rodley and Pollard,
op. cit., p. 126.
15
See Rodley and Pollard, op.cit., pp. 125-128; Reilly, op. cit., p. 19.
16
For a more detailed discussion of universal jurisdiction as it applies to the crime of torture, see Reilly, op.
cit., pp. 21-22, Rodley and Pollard, op. cit., 131-133.
17
Roitman Rosenmann v Spain, CAT Communication No. 176/2000, 2002, para. 6.7.
18
Guengueng and Others v Senegal, CAT Communication No. 181/2001, 17 May 2006, para. 9.7.
19
Ibid., para. 9.11.

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applying far beyond the criminal law, which may more effectively be included in other
legislation, it should be taken into account when amending the PTB to allow for
universal jurisdiction for the crime of torture.

10. Obligation to investigate

Articles 12 and 13 UNCAT impose an obligation on States Parties to investigate


whenever there are reasonable grounds to believe that torture has occurred, or where
an allegation of torture has been made. Effectively transposing this obligation into
national law is vital to the effective criminalisation and prevention of torture.
Investigations must happen in practice, and suspects must be suspended from a
position of authority for the duration of any such investigation.20

11. Exclusion of evidence obtained by torture

Article 15 UNCAT provides that States Parties have a duty to exclude statements or
evidence obtained by torture in any legal proceedings except as evidence against a
person accused of torture. The PTB is silent on this issue, although once again it may be
more appropriate to transpose this requirement through amendment of the Evidence Act
or Criminal Procedure Code. To achieve full compliance with UNCAT, any potential
incentive to torture, such as the use of statements and derivative evidence obtained by
torture, must be removed.

12. Protection of victims and witnesses

Article 13 UNCAT provides that victims and witnesses in cases of torture must be
protected from reprisals. Once again, the PTB is silent on this issue. In light of the power
relation at the heart of the crime of torture, effective criminalisation must ensure that the
accused cannot abuse his or her position of power to intimidate the plaintiff or witnesses.
This may either be included through an explicit provision in the PTB, or through the
adoption or amendment of a more general Act on witness protection.

13. The right of victims to redress

Article 14 UNCAT provides that “[e]ach State Party shall ensure in its legal system that
the victim of an act of torture obtains redress and has an enforceable right to fair and
adequate compensation, including the means for as full rehabilitation as possible.” The
PTB should therefore be amended to provide for an enforceable right to reparations for
victims, to include the right to rehabilitation, which should apply whether or not any
individual is identified as responsible, charged or convicted of torture. Article 357 of the
Criminal Procedure Code is insufficient in this regard, as it depends on the conviction of
an individual, and does not make any specific provision regarding rehabilitation.

20
See Reilly, op. cit., pp. 15-17 for a more detailed discussion of this obligation.

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Conclusion

Many of the issues raised in this paper were also raised during the debate in Lok Sabha,
and indeed several members of that body suggested that either the Bill should be sent to
the Standing Committee on Home Affairs for amendment, or more legislative time should
be devoted to it.

It should be noted that the steps to be taken to prevent torture foreseen in the UNCAT
and anticipated by the Committee go far beyond criminalisation of torture foreseen in the
draft Bill. For example, medical personnel must be trained on the Istanbul Protocol,21
and procedural safeguards should be in line with international standards including the
Standard Minimum Rules for the Treatment of Prisoners22 and the Body of Principles for
the Protection of All Persons under Any Form of Detention or Imprisonment.23 The rules,
instructions, methods and practices in place must be subject to regular review and
modified if they are found to be ineffective. While such training and procedural issues do
not necessarily require inclusion in domestic legislation provided that the principles of
the UNCAT are applied in practice, it is important to bear them in mind at the point of
ratifying the treaty.

The Prevention of Torture Bill 2010 requires clarification and amendment if it is to


comply with the UNCAT. In particular, the Bill lacks a victim-oriented perspective; it
contains no measures to protect victims from reprisals, and no enforceable right to
reparations, including rehabilitation, for victims of torture. Such a perspective is vital if
the Bill is to be effective in practice.

RCT welcomes the commitment of the Indian government to criminalise torture, and
would be happy to provide further comments on this or any future draft.

Emma Reilly
Programme Manager and Legal Adviser
Rehabilitation and Research Centre for Torture Victims (RCT)
ere@rct.dk
www.rct.dk

21
CAT, Concluding Observations on Turkey, 2003, UN Doc. CAT/C/CR/30/5, para. 7(k).
22
See, for example, CAT, Concluding Observations on Kyrgyzstan, 1999, UN Doc. A/55/44, para. 75(e).
23
See, for example, CAT, Concluding Observations on Monaco, 2004, UN Doc. CAT/C/CR/32/1, para. 5(e).

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