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AbstractThe maximum power and power ramp rate rate is also an important requirement that affects voltage power
are important grid codes for integrating renewable energy quality, especially with higher wind penetration [4]. The max-
resources in transmission systems. The power curtailment imum output power and up-ramp are controllable via power
regulates the maximum power and ramp rate; however,
adding an energy storage system (ESS) can time shift curtailment techniques conducted by turning off turbines or
surplus wind energy instead of curtailing it. The flywheel using pitch control [1]. For down-ramp requirements, a power
energy storage system (FESS) has the advantages of high reserve (i.e., power imported from the grid) is required. Instead
efficiency and long lifetime; however, it has non-negligible of forfeiting curtailed wind power, an energy storage system
standby losses and its lifetime is reduced exponentially (ESS) can shift surplus energy for periods with low wind gen-
as the rotating speed increases. Considering such practi-
cal constraints, this work presents an energy management eration (time shifting). A short-term storage is possible via
system (EMS) for a hybrid power system composed of a various ESS technologies [5]. One of these promising technolo-
wind farm with a FESS. The FESS time shifts the surplus gies is the flywheel ESS (FESS) which has many applications
wind energy to respect the grid codes and reduce wind and advantages [6][13].
curtailment; meanwhile, the EMS aims at minimizing the The main advantage of FESSs is the high power density that
FESS standby losses and boosting its lifetime using the
predicted wind power data. The EMS is composed of two enables them to cover peak loads for short times [6]. Thus,
controllers. The first controller is a linear model predictive the FESS starts to replace uninterruptable power supply (UPS)
controller that defines the long-term FESS power set-point. units that are combined with a back-up diesel generator. The
The second controller is a real-time adaptive hysteresis FESS can replace an expensive 15-min UPS system to provide
controller that compensates for the wind-power prediction a 15-s ride-through until the diesel engine is synchronized with
error. Comparative simulation studies and hardware-in-the-
loop test results validate the effectiveness of the proposed the system. Thus, the FESS fulfills the same task with a remark-
EMS in reducing the FESS losses while respecting the grid ably reduced cost and with higher lifetime than the UPS system
integration code constraints. [14]. The FESSs provide a wide range of services in power
Index TermsEnergy management system (EMS), fly- systems, transportation, and air aviation [15], [16]. Further, a
wheel energy storage system (FESS), grid codes, losses FESS has a fast response time that makes it a perfect tool for
minimization, model-predictive control (MPC), wind energy. improving the power quality, such as voltage sag correction
[17]. Furthermore, the FESS has a very long life that can reach
I. I NTRODUCTION 20 years or 100 000 cycles in commercial systems [18].
0278-0046 2016 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
ABDELTAWAB AND MOHAMED: ROBUST ENERGY MANAGEMENT OF A HYBRID WIND AND FESS 4243
regulation [22]. Recently, temporal power has started the com- (in the range of minutes and hours) multiobjective controller
mercial operation of a 2.0-MW FESS in Harriston, ON, Canada based on the model-predictive control (MPC) theory; and 2) an
[23]. Economically speaking, the FESS has proven to be an online adaptive hysteresis controller (AHC) (in the range of
economical solution in frequency regulation, since it has the seconds).
lowest net present value (NPV) when compared with other tech- The contributions of this paper to the research field are as
nologies such as lead-acid batteries and coal stations [22]. The follows.
final application of the FESS is RES integration, where FESS 1) Designing a multiobjective MPC-based algorithm that
can provide power smoothing for RES generation, either in an aims at maximizing the power imported from the hybrid
isolated network [24], or in a grid connected system [25], [26]. system to the grid under typical grid-code constraints
Regarding the obstacles facing a FESS, the self-discharge while reducing FESS losses and boosting its lifetime.
losses (standby losses) may reach high levels [25] mainly 2) Converting the MPC optimization problem from a mixed-
due to windage losses [27]. This is the main reason limit- integer nonlinear programming (MINLP) problem into a
ing the FESS to the short-period storage; however with the convex one with global optimum and guaranteed feasibil-
rapid technology in magnetics, windage losses is reduced by ity; the latter is more suitable for real-time control and
using magnetic bearings carrying a shaft rotating in vacuum optimization without loss of accuracy.
chambers at very high speeds [28]. A high-speed FESS, driven 3) Developing an adaptive online hysteresis controller that
by induction machines, can work in a very wide speed range is tuned by the MPC algorithm to compensate for the pre-
(reaching 16 000 r/min in some practical systems [18]) via field diction error; therefore, a robust MPC optimization with
weakening [29]. However, the FESS lifetime is depleted dra- robustness against prediction error is yielded.
matically when the operating speed increases [30], [31]; there- 4) The two-stage EMS is a multisample-rate algorithm that
fore, a smart energy management system (EMS) is necessary serves the optimization goals while compensating inter-
to achieve optimum operation while considering such practi- samples and predictions errors.
cal constraints. The work in [32] proposes a smart EMS for This paper is organized as follows. Section II briefly
smoothing the output power of a wind turbine using short-term describes the problem formulation, whereas Section III explains
prediction; however, the power losses minimization objective is the proposed EMS. Section IV presents a case study on a typ-
not considered. ical 150-MW wind farm in Canada. Section V presents the
Indeed, the FESS can be depleted very quickly if a poorly hardware-in-the-loop (HIL) test results. Finally, the conclusion
designed EMS is adopted. Thus, the work in [25] addresses this is drawn in Section VI.
problem by reducing the FESS losses used with a wind farm
for power smoothing. In [25], an offline nonlinear optimization
algorithm is used to derive a relationship between the moving II. P ROBLEM F ORMULATION
average wind speed and the optimal FESS operation speed such This work aims at designing an EMS for a hybrid sys-
as to extend the lifetime of the FESS. The main disadvantage tem composed of a large wind farm with a FESS. The hybrid
of this technique is the sensitivity to the process parameters as system must respect the grid codes regarding the maximum
any change in the wind-energy conversion system parameters output power and its rate. Instead of an excessive wind cur-
demands a new solution. The same research team developed tailment, a FESS facilitates short-term storage for this energy
a multiple-task EMS for a FESS in [26], where the FESS is to increase the hybrid system generation while respecting the
used for both frequency control and active power smoothing grid code. The wind turbines are controlled via a maximum
(APS). The grid-interfacing converter is switched between the power point tracking (MPPT) algorithm to harvest the max-
two modes via the frequency-regulation error-threshold value, imum wind power. Assuming an ideal MPPT and zero pitch
whereas the reactive power is always controlled to regulate the angle, the steady-state wind turbine power is calculated as
ac-side voltage magnitude. A fuzzy controller is designed for follows [33]:
APS to decide the active power setpoint depending on the fil-
tered wind power and the FESS speed. On the other hand, the 3
Pw (t) = 0.5 W cp (o ) Avw (t) (1)
frequency control is manipulated by a lag compensator with a
traditional (Pf ) droop gain. The main drawback in [26] is the where (Pw , t, W , , cp , o , A, Vw ) are the WECS harvested
expert design criteria and the use of a basic frequency regula- electrical power, time index, WECS efficiency (including shaft
tion technique without participating in the regulating market. and gears, generator, power converter, and cables efficiencies),
Further, the wind predictions are not used to improve the EMS air density, power coefficient, optimal tip speed ratio, rotor
of the FESS or boost its lifetime. disk area, and the effective wind speed across the rotor disk,
To overcome the aforementioned difficulties, this work pro- respectively.
poses an EMS for a hybrid system composed of a wind energy Many TSOs demand the WECS owners to commit in advance
conversion system (WECS) and a FESS in the transmission sys- a maximum generated power (Pw (t)), with a rate (Pw ). This
tem. The FESS regulates the hybrid system output power such commitment is updated periodically depending on the market.
that the grid code is respected (maximum power and ramp rate For example, in typical markets in Canada, the WECS owner
limits) while minimizing the FESS standby losses boosting its updates the maximum power to the TSO every 20 min [3].
lifetime using the predicted wind-power data. The proposed Other markets, such as the Spanish market [34], require an
EMS is a two-stage controller composed of 1) a long-term advance commitment and impose a penalty as well in case of
4244 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 63, NO. 7, JULY 2016
3p Pf*
Te * = pm i*sq = (14)
22 r
where Te is the FESS electric torque set-point; p is the MSM
number of pole pairs; pm is the PMSM flux constant; isq is
the stator quadrature current set-point; Pf is the FESS power
set-point; and r is the FESS mechanical speed. The current
controller is a proportional-integral (PI) controller that defines
a quadrature stator voltage set-point. A pulsewidth modulation
scheme embeds the converter voltage commands into switching
pulses for the converter switches. Neglecting the fast converter
switching dynamics, the converter acts as an amplifier with a Fig. 2. Hybrid system nonlinear model.
gain equals half the dc-link voltage. Further details are given in
[35]. Since this work focuses on EMS that works with a sam-
accelerating, then the output power is reduced by Ploss . In the
ple time in range of several seconds, all the current closed-loop
standby mode, there is still a windage loss in the machine.
dynamics is modeled as a low-pass filter [35]
Finally, in the discharge mode, the output power is still reduced
*
Isq (s) by the power losses. Therefore, the power flow in the FESS can
Isq (s) = (15) be described by
i s + 1
Pf = Pgab iPloss + (1 i) Ploss (17)
where Isq is the stator quadrature current; s is the Laplace
transform variable; and i is the time-constant of the closed- Ploss = c1 r2 + c 2 r + 1.5rs i2sq , Pgab = Te r (18)
loop current control dynamics. The electric torque manipulates
the machine mechanical speed according to the following shaft 1, Pf* 0
i: (19)
dynamics [25]: 0, Pf* < 0.
Te (s) Tl (s) 1 The SOC is calculated using (20) while the number of charg-
= (16) ing cycle (N) is defined by (21). N will increase by one each
r (s) Js + B
time
the FESS fully charges and discharge the full capacity
where B and Tl are the friction and mechanical torque, respec- f
E
tively. The output power (Pf ) is the difference between the
Pf (t) Pf (t)
air-gab power (Pgab ) and the power losses (Ploss ) [25]. It SOC (t) = SOC (t 1) + = dt (20)
Ef Ef
is worth mentioning that the power losses in the FESS are
mainly due to the windage losses that produce a drag force pro- i (t) Pf (t) (1 i (t)) Pf (t)
N (t) = N (t 1) + f
portional to the square of the rotational speed. Further, eddy 2E
currents produce another drag force that is proportional to the
Pf (t)
rotational speed [27]. The hysteresis loss is neglected in high- = dt.
(21)
speed machines as it decays exponentially with the speed [27]; 2Ef
because current FESSs operate at very high speed, the hys- The hybrid system model is shown in Fig. 2. The system
teresis losses are negligible. The stator copper loss is also can be presented as a state-space fourth-order model from
considered in this study. The copper loss depends on the quadra- (14) to (21). The control inputs are the FESS power set-
ture current (as the direct current is zero at steady state) and point Pf and the curtailed wind power Pc . The expected
the stator resistance rs . A simple and practical way to calcu- wind speed vw is considered as a known forecasted input,
late the losses constants c1 and c2 can be realized as follows. whereas the prediction error vw is an unknown disturbance.
The FESS operates at different speeds, and at each operating The model outputs include the grid power value and its rate,
speed, the power losses are measured in steady state as the dif- the FESS output power Pf , the FESS power losses Ploss , SOC,
ference between the gab and output power. By mapping the and N
power losses in the desired speed domain, a simple quadratic
curve-fitting technique, e.g., the least-square error method, can X = F (X, i, U ) (22)
be adopted to estimate c1 and c2 . Y = H (X, i, U, Ud ) (23)
The power losses calculation depends on the mode of oper- T
ation (standby, charging, or discharging) which is modeled here X = [isq , , SOC, N ] (24)
by the sign of the FESS power set-point (i). If the FESS is U = Pf* , Pc (25)
4246 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 63, NO. 7, JULY 2016
Ud = [
vw ] (26)
Y = [Pg , Pg , Pf , Ploss , SOC, N ] . (27)
np
value for that reflects the operators preferences for power
Min Ploss (kTs1 ) Pg (kTs1) (28) minimization.
k=1
k=1 The state-space model is discretized with a sampling time
X (kTs1 + Ts1 ) = F (X (kTs1 ), i (kTs1 ), Ts1 as given in (29) and (30). The inequalities (31)(34) repre-
sent the output constraints, whereas (35) and (36) are the input
U (kTs1 ), Ud (kTs1 )) (29) constraints. In (31), the power exported to the grid is upper
Y (kTs1 ) = H(X (kTs1 ), i (kTs1 ), bounded by the maximum WECS power committed with the
grid at this time (Tcom ) and the down limit is the maximum
U (kTs1 ), Ud (kTs1 )) (30) allowed grid support in case of wind down-ramp that cannot
be handled by the FESS. Equation (32) defines the grid-code
Pre Pg (kTs1 ) Pw (Tcom ) (31)
Pw Pg (kTs1 ) Pw
rising and falling power ramp rates. The SOC limits are given
(32) by (33), and the number of cycles at the end of the commit-
Y (KTs1 ) Y
0 SOC (kTs1 ) 1 (33) ment period is given by (34). The FESS power constraint is
expressed by (35). Finally, the curtailed wind power is defined
N (Tcom ) n
(34)
as a negative power up to the rated WECS Pwr as given by
(36). The problem in (28) is a nonconvex optimization prob-
Pf Pf* (kTs1 ) Pf (35)
U (KTs1 ) U lem that is solved in this work by two model modifications.
Pwr Pc (kTs1 ) 0 (36) First, the nonlinear state-space model converts the optimization
into a nonlinear mixed integer problem that faces feasibility
vw (kTs1 ) [vw (jTs2 ), vw (jTs2 + SR)] ,
problems and has no guaranteed global minimum. This prob-
Ts1 lem is solved in Section III-A by converting the system into a
SR = , j = k SR k. (37) time-variant linear model without loss of accuracy. Second, the
Ts2
wind speed data have a prediction error which affects the results
The objective function given in (28) is a multiobjective func- optimality (that is why many works do not include weather
tion that maximizes the exported power to the grid under typical forecasts in EMS decisions, e.g., [36]). Further, the predicted
grid-code constraints while minimizing the flywheel losses. wind speed data are discretized using a large sample rate (e.g.,
The setting of the weight defines the EMS inclination to 5 min); in reality, the wind speed remarkably changes during
power losses minimization, by reducing the FESS activity, this time window. Equation (37) models this change as the wind
or total system power generation. By increasing , the EMS speed vw (kTs1 ) is defined as a set of wind speeds during the
focuses more on losses minimization and vice versa as shown same time window if a smaller sample time Ts2 is considered
in Fig. 3. Fig. 3 shows the relation between the energy losses in (e.g., 1 s). In other words, [vw (jTs2 ), vw (jTs2 + SR)] is the
a 100 kW/6.6 kWh FESS unit and a 1.0-MW WECS for a 20- intersamples wind speed set during the larger time window
min time window. The values of = 0 to = 100 are tested kTs1 , where SR is defined as the sample times ratio. Such
with an increment of 10. The optimal value (Pareto-point) is uncertainty-related problems are addressed by a faster online
the one that gives the minimum losses while yielding the maxi- AHC (presented in Section III-B).
mum output power. This value is found as op = 40. It is worth
noting that the optimal value of depends on the expected wind
power during the incoming horizon. Thus, the operator can III. P ROPOSED CONTROL ALGORITHM
conduct a periodic test for , [, ] in each commitment
period Tcom . A simple recursive search can detect the optimal A. Hybrid System Linearization
weight that achieves the maximumexported power such that To convert the optimization problem into a convex one suit-
the losses are minimal or op = [, ] | P g |P loss . able for online operational control, a linear state-space model is
Another simpler suboptimal technique is using a constant required. The nonlinear model has an integer state represented
ABDELTAWAB AND MOHAMED: ROBUST ENERGY MANAGEMENT OF A HYBRID WIND AND FESS 4247
reduce the FESS losses and boost its lifetime while dealing
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