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4. Years of existence
1.1 Does your organisation have a documented risk management policy? Yes No
1.2 Who are involved in Risk Management policy framing (Pl tick whatever applicable)
Training courses
Annual reports
Strongly Agree
Strongly
Particulars Disagree Neutral Agree
Disagree
Risk Management
and the board
Risk Management
and Strategic
business unit
Risk Management
and functional units
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2.1. What does your organization consider to be the most important objectives
of risk Management (please rank it within order of priority)
Rank
YES NO
3.3 Does your organization have key indicators to routinely monitor the level
of risk
Yes No
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Yes NO
3.6 If Yes to 3.5, does the risk register records the following (Tick which ever applicable)
3.7 a. Does the organisation make use of computer software for risk
management?
Yes No
b. If yes whether it is off the shelf / in-house developed product? (pl tick)
and please provide the name of the application_______________
3.8 Below is a list of issues that organisations may face as possible risks to the
business. Please answer to the best of your ability, consider the likelihood of
occurrence
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4.1 What tools are used by your organisation to measure credit and market
risk?
Credit risk
Market risk
4.3 How do you manage Operating Risk? (Please rank within the order of
priority)
4.4 How is foreign exchange risk managed (Pl tick that applies)
Hedging
Foreign denominated debt
Internal method
Through external agency
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5.1 How will you rate the organisations risk management practices given below?
STATEMENT RATING
Effective organizational culture
We have defined& communicated policies, procedure, systems and
internal controls
The linkage between risk and corporate aims and objectives are clearly
defined
The level of understanding of risk and risk management across the
organisation is known
Specification of the organisations risk environment
The linkage between risk management and individual performance
appraisal are communicated
Risk appetite, risk tolerance and risk treatment measures followed by the
organization
Establishment of criteria for evaluation of risk
Identification of risk
Recording of risk
Process of risk analysis
Prioritization of risk
Development and implementation of risk strategies
Resourcing of risk management process and strategies
Development of key performance indicators to measure the success
of strategies and emerging issues
Appropriate use of risk recording
Monitoring strategies against key performance indicators
Continuous review/feedback on risk management strategies and
performance
Regular feedback to senior management
line management ownership of risk management
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