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CLINICAL RESEARCH STUDY

EMPA-REG OUTCOME: The Endocrinologists Point


of View
Leigh Perreault, MD
University of Colorado Anschutz Medical Campus, Aurora.

ABSTRACT

For many years, it was widely accepted that control of plasma lipids and blood pressure could lower
macrovascular risk in patients with type 2 diabetes mellitus (T2DM), whereas the benets of lowering
plasma glucose were largely limited to improvements in microvascular complications. The Empagliozin
Cardiovascular Outcome Event Trial in Type 2 Diabetes Mellitus PatientseRemoving Excess Glucose
(EMPA-REG OUTCOME) study demonstrated for the rst time that a glucose-lowering agent, the sodium
glucose cotransporter 2 (SGLT2) inhibitor empagliozin, could reduce major adverse cardiovascular
events, cardiovascular mortality, hospitalization for heart failure, and overall mortality when given in
addition to standard care in patients with T2DM at high cardiovascular risk. These results were entirely
unexpected and have led to much speculation regarding the potential mechanisms underlying cardiovas-
cular benets. In this review, the results of EMPA-REG OUTCOME are summarized and put into
perspective for the endocrinologist who is treating patients with T2DM and cardiovascular disease.
2017 The Author. Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND
license (http://creativecommons.org/licenses/by-nc-nd/4.0/).  The American Journal of Medicine (2017)
130, S51-S56

KEYWORDS: Cardiovascular outcomes; Empagliozin; EMPA-REG OUTCOME; Major adverse cardiovascular


events; Type 2 diabetes mellitus

Macrovascular disease remains the leading cause of death in failed to demonstrate any macrovascular benets at the end
people with type 2 diabetes mellitus (T2DM). Thus, it is of the intervention period, even when stringent glycemic
somewhat surprising that major landmark trials using control was achieved.1-4 In addition, the contention that
glucose-lowering interventions in people with T2DM have some glucose-lowering interventions (eg, rosiglitazone)
might actually increase the risk of cardiovascular events and
death was worrisome.5 Pursuant to the latter, in 2008, the
Funding: This work was supported by Boehringer Ingelheim Phar- US Food and Drug Administration (FDA) mandated car-
maceuticals, Inc. Writing support was provided by Linda Merkel, PhD, of diovascular safety studies for all new glucose-lowering
Envision Scientic Solutions, which was contracted and funded by Boeh- therapies.6 Subsequently, results from many cardiovascular
ringer Ingelheim Pharmaceuticals, Inc. The authors received no direct
compensation related to the development of the manuscript.
outcome trials have been published.7-11 For dipeptidyl
Conict of Interest: LP receives personal fees from Novo Nordisk, peptidase-4 inhibitor cardiovascular outcome trials, there
Merck, Pzer, Sano, AstraZeneca, Janssen, Orexigen, and Boehringer was an unexpected increase in the risk of hospitalization
Ingelheim outside of the submitted work. for heart failure in patients receiving saxagliptin versus
Authorship: The author meets criteria for authorship as recommended those on placebo in the Saxagliptin Assessment of Vascular
by the International Committee of Medical Journal Editors (ICMJE). The
author was fully responsible for all content and editorial decisions, was
Outcomes Recorded in Patients with Diabetes Mellituse
involved at all stages of manuscript development, and approved the nal Thrombolysis in Myocardial Infarction 53 (SAVOR-TIMI
version that reects the authors interpretations and conclusions. Boehringer 53) study (hazard ratio [HR], 1.27; 95% condence interval
Ingelheim was given the opportunity to review the manuscript for medical [CI], 1.07-1.51; P .007),10 although no statistically sig-
and scientic accuracy as well as intellectual property considerations. nicant differences in this end point were noted for
Requests for reprints should be addressed to Leigh Perreault, MD,
University of Colorado Anschutz Medical Campus, PO Box 6511, MS
alogliptin versus placebo in a post hoc analysis of the Ex-
F8106, Aurora, CO 80045. amination of Cardiovascular Outcomes with Alogliptin
E-mail address: leigh.perreault@ucdenver.edu versus Standard of Care (EXAMINE) study (HR, 1.07; 95%

0002-9343/ 2017 The Author. Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/
licenses/by-nc-nd/4.0/).
http://dx.doi.org/10.1016/j.amjmed.2017.04.005
S52 The American Journal of Medicine, Vol 130, No 6S, June 2017

CI, 0.79-1.46; P .657)12 or for sitagliptin in the Trial reduction in cardiovascular death (HR, 0.62; 95% CI,
Evaluating Cardiovascular Outcomes with Sitagliptin 0.49-0.77; P <.001). In addition, there was a 32% relative
(TECOS) primary analysis (HR, 1.00; 95% CI, 0.83-1.20; risk reduction in all-cause mortality (HR, 0.68; 95% CI,
P .98).7 0.57-0.82; P <.001) and a 35% relative risk reduction in the
The Empagliozin Cardiovascular Outcome Event Trial in incidence of hospitalization for heart failure (HR, 0.65; 95%
Type 2 Diabetes Mellitus PatientseRemoving Excess CI, 0.50-0.85; P .002). An analysis of secondary micro-
Glucose (EMPA-REG OUTCOME), the cardiovascular vascular outcomes demonstrated that patients on empagli-
outcome trial investigating the sodium glucose cotransporter ozin experienced slower progression of kidney disease and
2 (SGLT2) inhibitor empagliozin, was the rst clinical study a lower risk of progressing to macroalbuminuria than those
of a glucose-lowering agent to demonstrate superiority for the on placebo17 (this is discussed in the article by Wanner15).
primary end point and boasted a particularly robust reduction
in the risk of cardiovascular death in patients with T2DM and
established cardiovascular disease.13 Although the major MULTIPLE RISK FACTOR REDUCTION WITH
action of SGLT2 inhibitors is to target the kidney to reduce EMPAGLIFLOZIN
the reabsorption of glucose and promote urinary glucose Given the benecial effects of empagliozin on glycated
excretion (reviewed in the articles by Thrasher14 and hemoglobin (HbA1c), blood pressure, and body weight, it is
Wanner15), the surprising results of EMPA-REG intuitive to liken EMPA-REG OUTCOME to a traditional
OUTCOME have generated numerous postulated mecha- multiple risk factor intervention trial.18 For example, HbA1c
nisms of action for the observed reduction in cardiovascular was reduced by 0.45%, blood pressure was reduced by
disease risk in patients with T2DM (reviewed in the article by approximately 5/2 mm Hg, and body weight was reduced by
Staels16 in this Supplement). approximately 2% in the active treatment group.19 Never-
theless, the difference in the primary outcome became
evident approximately 3 months after starting empagli-
SUMMARY OF EMPA-REG OUTCOME RESULTS ozin,20 making it highly unlikely that the mechanism is
It is important to rst point out that EMPA-REG related to glucose-lowering or antiatherosclerotic effects.
OUTCOME was not designed to assess the glucose- For example, statin trials have demonstrated reduction in
lowering effects of empagliozin or how glucose-lowering cardiovascular events in patients with T2DM after signi-
affects cardiovascular outcomes. Instead, EMPA-REG cant time exposure to the drugs (ie, 1-2 years), with
OUTCOME was designed to assess the cardiovascular generally more pronounced effects on cardiovascular events
safety of empagliozin. Nevertheless, the study design did than on cardiovascular mortality.21,22 Specically, statins
prespecify that it would test the superiority of empagliozin have been shown to reduce myocardial infarction and stroke
over placebo for cardiovascular protection if noninferiority by approximately 20%, whereas the effect on cardiovascular
was achieved. The results demonstrated a reduction in major death and all-cause mortality is more limited (e13% and
adverse cardiovascular events (MACE), cardiovascular e9%, respectively, per mmol/L low-density lipoprotein
mortality, and hospitalization for heart failure in patients cholesterol reduction).22 Even when a formal multifactorial
with T2DM and preexisting cardiovascular disease who intervention is undertaken, such as in the Intensied
received empagliozin in addition to standard care13 when Multifactorial Intervention in Patients With Type 2 Diabetes
tested for both noninferiority and superiority. The trial and Microalbuminuria (STENO-2) trial (ie, renin-
continued until a primary outcome event had occurred in at angiotensin system blockers, aspirin, and lipid-lowering
least 691 patients; the median duration of treatment was 2.6 agents), cardiovascular protection is not observed for
years, and the median observation time was 3.1 years. The several years.23 Last, although the glucagon-like peptide-1
EMPA-REG OUTCOME population had a mean age of 63 agonist, liraglutide, has been shown to lower 3-point MACE
years and long-standing diabetes (>10 years in 57% of (in addition to lowering HbA1c and body weight),8 its
patients), and more than 99% of patients had established impact on cardiovascular outcomes did not become apparent
cardiovascular disease (76% had coronary artery disease; until 12 to 18 months of treatment. Collectively, the short
47% had a history of myocardial infarction). The primary time course for risk reduction in cardiovascular outcomes
end point occurred in 490 of 4687 patients (10.5%) in the seen in EMPA-REG OUTCOME has generated as much
pooled empagliozin group (10 mg and 25 mg doses) and in discussion as the major results themselves.
282 of 2333 patients (12.1%) in the placebo group, resulting The early separation of the Kaplan-Meier survival curves
in a 14% relative risk reduction for the primary composite for cardiovascular death in EMPA-REG OUTCOME re-
3-point MACE outcome of cardiovascular death, nonfatal sembles results observed in heart failure studies, which
myocardial infarction, and nonfatal stroke in patients showed separation of survival curves within 3 to 6 months
receiving empagliozin compared with those receiving of starting treatment with a b-blocker.24,25 In addition,
placebo (HR, 0.86; 95.02% CI, 0.74-0.99; P <.001 for eplerenone (a diuretic selectively targeting aldosterone re-
noninferiority). With no signicant decrease in the relative ceptors) signicantly reduced the risk of the composite end
risk of stroke or myocardial infarction, the MACE risk point of cardiovascular mortality and cardiovascular hospi-
reduction was primarily driven by a 38% relative risk talization by 17% in a subgroup of patients with T2DM and
Perreault EMPA-REG OUTCOME S53

congestive heart failure; this effect was reported within POTENTIAL MECHANISMS INVOLVED IN
months of beginning study treatment.26 Given that only 10% CARDIORENAL BENEFITS OF EMPAGLIFLOZIN
of participants (706/7020) in EMPA-REG OUTCOME had Multiple potential mechanisms of action have been pro-
known heart failure on enrollment, the 35% reduction in posed to explain the cardiovascular benets of empagliozin
hospitalization for heart failure may represent prevention of since the completion of EMPA-REG OUTCOME30 and are
new-onset heart failure or prevention of an exacerbation of discussed in detail in the articles by Wanner,15 Staels,16 and
existing, potentially undiagnosed heart failure in this Pham and Chilton29 in this Supplement. These include
population.27,28 Indeed, the effect of empagliozin on metabolic factors, such as reductions in HbA1c, body
cardiac hemodynamics is an area of intense scientic weight, uric acid, and visceral adiposity; hemodynamic ef-
investigation.29 fects, such as reductions of blood pressure and intravascular
Finally, the results of EMPA-REG OUTCOME become volume, osmotic diuresis, and sympatholysis; hormonal ef-
even more impressive when we consider that they occurred fects, such as increased glucagon, and effects on the renin-
in addition to a background of near-optimal treatment of angiotensin-aldosterone system; and fuel energetics, such as
blood pressure, plasma lipids, and coagulation status. For a shift from glucose or fatty acids to ketone use (Figure).
example, 95% of patients received antihypertensive therapy The fuel shift hypothesis is particularly interesting for the
(angiotensin-converting enzyme inhibitors/angiotensin re- endocrinologist because people with T2DM display altered
ceptor blockers, 81%; b-blockers, 65%; and diuretics, 43%), fatty acid oxidation and impaired glucose uptake/oxidation
77% of patients received statins, and 83% of patients in the heart, predisposing them to myocardial dysfunction
received aspirin. This speaks to the ability of empagliozin and heart failure.31,32 Unlike those individuals without
to tackle some of the residual cardiovascular risk not ach- T2DM, in individuals with T2DM, the heart is less adapt-
ieved by traditional means. able in using usual energy sources, such as glucose and free

Liver
Pancreas cells
Improved
Glycemic Control

Glucagon
Ketones FFA

FFA

Preload
Aortic stiffness
Wall stress Adipose tissue

Weight
ECFV loss

Blood
AT2 pressure
Ang 1-7

Uric acid excretion Systemic vascular


resistance
NaCI/H2O excretion

Figure Schematic representation of the potential metabolic and hemodynamic pathways responsible for the
reduction in mortality and hospitalization for heart failure observed with empagliozin in EMPA-REG
OUTCOME.19 American Diabetes Association SGLT2 Inhibitors and Cardiovascular Risk: Lessons
Learned From the EMPA-REG OUTCOME Study. American Diabetes Association, 2016 Copyright and all
rights reserved. Material from this publication has been used with the permission of American Diabetes
Association. Ang 1-7 angiotensin 1-7; AT2 angiotensin 2 receptor; ECFV extracellular uid volume;
FFA free fatty acids.
S54 The American Journal of Medicine, Vol 130, No 6S, June 2017

fatty acids, and will preferentially mobilize ketones for fuel whether this number will increase now that empagliozin
when they are available.32 The glucosuria caused by SGLT2 also is indicated for the reduction of the risk of cardiovas-
inhibitor therapy creates a plasma milieu that favors hepatic cular death in adult patients with T2DM and established
ketone production (ie, lowering glucose and insulin and cardiovascular disease,39 and the American Diabetes Asso-
increasing glucagon and free fatty acids).33 This mild and ciation recommends empagliozin (or liraglutide) in patients
persistent hyperketonemia is thought to induce a shift in fuel with long-standing suboptimally controlled T2DM and
metabolism in the heart, making it more energy efcient. established cardiovascular disease.37 Whether empagliozin
One small study was able to demonstrate a 2- to 3-fold in- can improve cardiovascular outcomes in patients with
crease in plasma ketone concentration in people with T2DM T2DM without pre-existing cardiovascular disease or in
treated with empagliozin for as little as 4 weeks.34 patients with preexisting cardiovascular disease without
Experimental evidence in animals and humans demon- T2DM is not known. Second, it is not currently known
strates that ketones are preferentially oxidized over fatty whether the benets observed in EMPA-REG OUTCOME
acids by myocardial cells.32,34 This shift to ketone use is are specic to empagliozin or are a class effect of SGLT2
associated with increased energy release in the form of inhibitors. Long-term cardiovascular outcomes trials with
adenosine triphosphate and translates into increased cardiac other SGLT2 inhibitors are currently ongoing, namely, the
efciency and function, a scenario that can occur quickly CANagliozin CardioVascular Assessment Study
and may partially explain the cardiovascular benets (CANVAS; NCT01032629),40 the Dapagliozin Effect on
observed in EMPA-REG OUTCOME.35,36 The shift in CardiovascuLAR Event 58 study (DECLARE-TIMI 58;
metabolic fuel also occurs in other organs, including the NCT01730534), and the Cardiovascular Outcomes
kidney, possibly explaining some of the renal benets Following Ertugliozin Treatment in Type 2 Diabetes
observed in EMPA-REG OUTCOME. Mellitus Participants With Vascular Disease Study
As a relevant aside, it is important to note that ketosis (VERTIS CV; NCT01986881). This drug class has a shared
cannot occur unless a patient is insulin decient. In the mechanism of action, and most adverse events observed in
EMPA-REG OUTCOME postrandomization, more patients clinical trials and in postmarketing reports have been similar
on placebo received add-on treatment with insulin (11.5% within a class, such as the postmarketing reports of acute
vs 5.8% with empagliozin, respectively) and sulfonylurea kidney injury with SGLT2 inhibitors, which have prompted
(7.0% vs 3.8% with empagliozin, respectively). Although the FDA to revise and strengthen the existing warning about
no difference in the number of hypoglycemic events was this condition in the drug labels and to add recommenda-
found between the 2 groups, it is possible that placebo- tions on how to minimize the risk.6,39 Other adverse events
treated patients experienced more episodes of low blood remain unique to individual drugs.41 For example, for can-
glucose and arrhythmic events compared with those treated agliozin, an increased risk of leg and foot amputations
with empagliozin. This companion hypothesis for the (mostly affecting the toes) was observed in the ongoing
observed benet is not mutually exclusive of the shift in CANVAS trial, resulting in a safety alert from the FDA.41 In
myocardial substrate use, but rather underscores that the addition, clinical data demonstrated that canagliozin was
cardiovascular benet observed in EMPA-REG OUTCOME associated with an increased risk of bone fractures as early
was likely multifactorial. as 12 weeks after starting the drug and caused a greater loss
of bone density in the hip in older individuals compared
with placebo,42 resulting in a label update for canagli-
IMPLICATIONS FOR CLINICAL PRACTICE ozin.43 In addition, dapagliozin use is not recommended
Cardiovascular survival has dramatically improved with the in patients with an estimated glomerular ltration rate
advent of cardiovascular outcomes trials in T2DM using (eGFR) <60 mL/min/1.73 m2,44 whereas canagliozin and
antihypertensives, statins, and aspirin,18,37 and the adoption empagliozin should not be initiated or should be dis-
of these results into evidence-based medical practice. continued if the eGFR persistently decreases to < 45 mL/
Nonetheless, although trials are conducted in populations, min/1.73 m2.39,43 Therefore, although one can speculate
healthcare providers have to decide how these results can be about the potential benets of the SGLT2 class, issues
applied to individual patients. related to small differences in the drugs and the clinical trial
Several take-away messages from EMPA-REG designs used to assess their safety remain. Last, the benet
OUTCOME are relevant to practitioners caring for of empagliozin was observed in addition to (not in place
individuals with T2DM and preexisting cardiovascular dis- of) standard care. As the mechanism behind the benet
ease. First, identication of patients with T2DM at high risk undergoes investigation, attention to current standard care
for cardiovascular disease is an essential rst step in with or without empagliozinremains imperative.
improving their outcomes. Observations from the Diabetes
Collaborative Registry, a US outpatient registry of patients
with T2DM, found that approximately 1 in 6 patients (16%) CONCLUSIONS
meets the main EMPA-REG OUTCOME eligibility criteria. As recently as 18 months ago, we had almost abandoned the
However, only 4% of these patients are currently treated notion that a glucose-lowering agent could prevent cardio-
with SGLT2 inhibitors.38 It will be interesting to see vascular disease in people with T2DM. The results from
Perreault EMPA-REG OUTCOME S55

EMPA-REG OUTCOME, showing a reduction in adverse 13. Zinman B, Wanner C, Lachin JM, et al. Empagliozin, cardiovascular
cardiovascular outcomes with the study drug versus pla- outcomes, and mortality in type 2 diabetes. N Engl J Med. 2015;373:
2117-2128.
cebo, were wholly unexpected and have rekindled enthu- 14. Thrasher J. Management of type 2 diabetes mellitus: available thera-
siasm for tackling residual cardiovascular risk in patients pies. Am J Med. 2017;130:S4-S17.
with T2DM. Furthermore, scientic investigations have 15. Wanner C. EMPA-REG OUTCOME: the nephrologists point of view.
begun to unmask the mechanisms behind the observed Am J Med. 2017;130:S63-S72.
benets. However, other questions remain to be answered, 16. Staels B. Cardiovascular protection by sodium glucose cotransporter
2 inhibitors: potential mechanisms of action. Am J Med. 2017;130:
including the following: (1) Can empagliozin reduce car- S30-S39.
diovascular events in people with T2DM without pre- 17. Wanner C, Inzucchi SE, Lachin JM, et al. Empagliozin and pro-
existing cardiovascular disease? (2) Can empagliozin gression of kidney disease in type 2 diabetes. N Engl J Med. 2016;375:
reduce cardiovascular events in people without T2DM with 323-334.
preexisting cardiovascular disease? (3) Can empagliozin 18. Gaede P, Oellgaard J, Carstensen B, et al. Years of life gained by
multifactorial intervention in patients with type 2 diabetes mellitus and
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min/1.73 m2? (4) Can empagliozin reduce cardiovascular 19. Abdul-Ghani M, Del Prato S, Chilton R, DeFronzo RA. SGLT2
events in people without T2DM who have hypertension, inhibitors and cardiovascular risk: lessons learned from the EMPA-
obstructive sleep apnea, or heart failure? Results from the REG OUTCOME study. Diabetes Care. 2016;39:717-725.
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