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Journal of Cosmetic Dermatology, 11, 310--317

Stability, transdermal penetration, and cutaneous effects of ascorbic


acid and its derivatives
Nicholas P J Stamford, BSc(Hons), MA, MMngt, PhD
Ultraceuticals Pty Ltd, Gladesville, NSW, Australia

Summary Topically applied antioxidants exert their benefits by offering protection from
damaging free radicals and over-the-counter cosmeceuticals incorporating
antioxidants are among the most popular anti-aging products available. One potent
antioxidant of particular note, vitamin C, has been extensively utilized because it
possesses a variety of other cutaneous benefits including photoprotection from UV A
& B, neocollagenesis, inhibition of melanogenesis and improvement of a variety of
inflammatory skin disorders. However, the instability of this water-soluble vitamin,
together with difficulties associated with its topical delivery, has presented issues for
the formulation chemist. This article reviews the scientific data and clinical studies
that underpin the stability, percutaneous absorption, and cutaneous effects of vitamin
C together with its commonly utilized, commercially available derivatives.
Keywords: ascorbic acid, vitamin C, topical, photoprotection, melanogenesis, neocollagenesis

have been recorded after topical application.27 For


Introduction
optimal penetration of the epidermal barrier,6 aqueous
L-Ascorbic acid (AA, 1; Scheme 1) has many important formulations of AA (including its sodium salt) must be
biochemical functions but is most typically identified as at a pH which is below the pKa of AA itself (pKa 4.2),
the primary water-soluble nonenzymic antioxidant in thus reducing the charge density on the molecule. In
human tissue.1 As such much of the research on AA porcine skin models, under these conditions, applica-
has focused on its role as a free-radical scavenger. tion of up to 20% AA in an aqueous formulation
Antioxidants, like AA, act by scavenging and reducing increased the underlying AA concentration 20-fold.6
free radicals to less reactive species, thus reducing oxida- The resultant tissue saturation was achieved with only
tive damage to critical cellular components. In this pro- 3 days of application and the half-life for AA decline
cess, AA is oxidized to dehydro-L-ascorbic acid 2 which was approximately 4 days.
can be re-reduced to AA by the endogenous antioxidant Unfortunately, the beneficial antioxidant effect of AA
pool or decay irreversibly to diketogulonic acid 3. also underscores the primary challenge in developing
AA formulations, ensuring its stability. Oxidation of
Stability and percutaneous delivery AA is triggered by its ionization in aqueous solution.
Other factors that increase the rate of degradation of
Due to AAs inherent hydrophilicity, penetration of AA AA are high pH or temperature, the presence of dis-
across the skin might be expected to be poor. Neverth- solved oxygen, and catalytic amounts of metal ions.810
eless, significantly enhanced cutaneous levels of AA Indeed, the degradation of AA, most often accompanied
by a yellowish discolouration, can proceed rapidly
Correspondence: Dr N P J Stamford, Suite 2, Level 4, 436-484 Victoria Rd, depending on formulation, packaging and storage
Gladesville NSW 2111, Australia. E-mail: pats@ultraceuticals.com.au conditions.1114 Various stabilization strategies can be
Accepted for publication August 23, 2012 attempted to address the issue, such as exclusion of

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Ascorbic acid review . N P J Stamford

HO HO HO
6
5 O O O O OH
4 1
HO 2H+ , 2e- HO H2O HO CO2H
H 3 2 H H

1 HO OH 2 O O 3 O O

SCHEME 1

oxygen during formulation, oxygen-impermeable packag- strated that topically applied ascorbyl phosphate salts
ing, encapsulation, low pH, minimization of water, and are, at very best, poorly absorbed in comparison with
inclusion of electrolytes and other antioxidants.1517 AA.3,6 In one study, SAP was not observed to pene-
Despite these strategies AA stability remains a challenge, trate the epidermis.18 In another experiment, only AA
and some of these approaches can lead to cost and diffi- and not MAP improved skin barrier function in vivo
culty in formulation. A summary of the salient stability, suggesting a difference in rates of skin penetration.19
percutaneous absorption, and therapeutic dermalogical However, skin treatment with lasers, microdermabra-
characteristics of AA and its derivatives is given in sion, or by sonophoresis has been shown to dramati-
Table 1. cally improve topical delivery of both vitamin C and
Ascorbyl 2-phosphates, usually formulated as their derivatives that normally demonstrate poor dermal
sodium (SAP) and magnesium (MAP; 4) salts, are sta- penetration.2022

HO O

O O O O O
HO HO
-
O
H Mg 2+ H

4 HO O 5 HO OH
O-
O
HO

O O
HO O
O O O
H H O

HO O O O
O
OH O
O
O

HO OH
6 7
OH

ble in solution at ~pH 7. Introduction of the phosphate The most frequently commercially utilized nonsalt deriva-
group in the second position of the cyclic ring protects tives of AA such as ascorbyl 6-palmitate23,24 (AA-Pal; 5),
the enediol system of the molecule from oxidation; ascorbyl 2-glucoside25 (AA-2G; 6), and tetra-isopalmitoyl
ascorbyl phosphate salts are therefore not in them- ascorbate26,27 (VC-IP; 7) to a greater or lesser extent all dem-
selves antioxidant agents.13 As a consequence, their onstrate superior stability and ease of formulation to AA.
effectiveness depends upon their conversion in vivo to Unlike the ascorbyl phosphate salts, AA-2G and VC-IP
AA (presumably accomplished by an alkaline phospha- (which are all modified at the carbon 2 of the cyclic ring), the
tase). Confirmation of trans-dermal penetration and chemical modification of AA-Pal is located on carbon 6 and
conversion to AA has been demonstrated for MAP.18 as such provides no protection to AA from oxidative degra-
Although the stability of the ascorbyl phosphate dation. AA-Pal is therefore less stable than these other forms
salts is significantly greater than for AA, with their in solutions and topical formulations. The stability of AA-Pal
increased charge density, skin penetration presents an over AA therefore depends largely on the structural proper-
even greater challenge. Indeed, it has been demon- ties of the formulations in which it is incorporated.13,23

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Ascorbic acid review . N P J Stamford

Table 1 Summary of the stability, percutaneous absorption, and therapeutic characteristics of AA and its derivatives.

Sodium Magnesium Ascorbyl Ascorbyl


ascorbyl ascorbyl Ascorbyl tetraiso- Ascorbyl 2-phosphate 3-O-Ethyl
Ascorbic acid phosphate phosphate palmitate palmitate glucoside 6-palmitate ascorbate
(AA) (SAP) (MAP) (AA-PAL) (VC-IP) (AA-2G) (APPS) (EAC)

Stability If pH < 3.5 in Yes Yes Similar to AA Yes Yes Yes No data
aqueous at pH7 at pH7 pH < 5 at pH7
solutions;
Anhydrous

Percutaneous Yes Yes Yes Yes Yes Yes Yes Yes


absorption Human ex vivo Animal Animal Animal in vivo Human ex in vitro Animal Animal
(as solution or ex vivo ex vivo (formulation vivo > MAP in vivo ex vivo
microparticles) (but limited) (but limited) dependent) (trade > AA-2G
publication)

Conversion N/A No data Yes No data Yes Yes Yes No data


to AA in vitro in vitro in vitro in vitro

Photoprotection Yes Yes No data Yes In vitro data Yes No data No data
Human in vivo Human Animal in vivo Human
in vivo in vivo
< AA < SAP

Cutaneous Yes Yes Yes Yes Yes Yes No data No data


neocollagenesis Human in vivo in vitro in vitro in vitro in vitro in vitro
< MAP AA (trade
publication)

Inhibition of Yes Yes Yes No data Yes Yes Yes Yes


melanogenesis Human in vivo Human Human in vivo Human in vitro Human Human
in vivo in vivo in vivo in vivo
(trade (trade
publication) publication)

O HO In contrast to AA-Pal, the stable AA derivative AA-


O O O O O
2G25 6 is hydrolyzed by cellular a-glucosidase to release
HO
O- 2+
HO
AA.33 Topically applied AA-2G has also been shown to
H Mg H
exhibit the physiological effects of AA.34,35 AA-2G does
HO O O OH
8
O
O- 9
penetrate the skin,22 but the rate of penetration and in
vivo conversion to AA has not yet been determined. In
With the addition of a lipid-soluble group, it might comparison, and possibly unsurprisingly, the permeabil-
be expected that AA-Pal should provide a marked ity of the lipophilic derivative 3-O-ethyl ascorbic acid
increase in AA levels in the skin compared to topically (EAC; 9)36 appears to be greater than for AA-2G.22 The
applied AA alone. However, one study has shown that 3-alkyl-ascorbic acids like EAC have been tested as
topical application of AA-Pal did not increase skin lev- antioxidants and were found to be potent chain-breaking
els of AA.6 Although AA-Pal appears to readily enter agents with a high affinity for biomembranes.36
the skin,28 and microemulsions were able to deliver The other stable AA analog used in cosmeceutical for-
AA-Pal to the skin,29 it is possible that its conversion mulation is VC-IP 7 in which four isopalmitic acid esters
to AA may be limited. are located at the 2, 3, 5, and 6 carbon positions. When
However, this observation is incongruous with those topically applied, it exhibited the physiological effects of
made with a similar derivative, ascorbic 2-phosphate AA which leads to the suggestion that, like AA-2G, it
6-palmitate (APPS, 8). APPS has been shown to pene- both penetrates the dermis and is converted in vivo to
trate into the skin30 and it appears it can be converted AA.26 In addition, in reconstructed skin models, VC-IP
to ascorbic acid after delivery.31 Nonetheless, like SAP, does penetrate and is converted efficiently to AA.27
the ability of APPS to penetrate the skin by topical However, a trade publication26 suggests percutaneous
application does seem very limited.32 absorption on excised human skin (on a molar

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Ascorbic acid review . N P J Stamford

equivalent basis) was only about 4-fold greater than The protective effect of SAP on UVB-induced cutane-
that for the poorly absorbed MAP. Furthermore, the ous damage in mouse skin in vitro is due to the main-
manufacturer (Nikko Chemicals Co Ltd, Tokyo, Japan) tenance of a normal AA level by conversion of SAP to
indicates that in formulations where pH > 5, VC-IP is AA in skin tissue.48 However, topically applied SAP
not stable and discolouration was observed to be propor- was less effective than identically applied AA in reduc-
tional to the degree of VC-IP degradation. ing oxidative stress in human skin in vivo.11 Nonethe-
less, MAP did repress mortality of UVB irradiated
mouse keratinocytes in vitro more markedly than
Photoprotection
AA.49 Keratinocytes are known to actively uptake vita-
Among the many important biochemical functions of min C and possess efficient systems to maintain high
AA, it is its potent antioxidant ability which is princi- intracellular levels of vitamin C.50 The apparent differ-
pally acknowledged. The generation of reactive oxygen ence between the in vitro and ex vivo effects of ascorbyl
species and other free radicals by normal cellular pro- phosphate salts may therefore further underscore the
cesses, UV irradiation and pollutants are associated difficulty associated with their dermal penetration.
with carcinogenesis and aging. In this regard, several AA-2G reduced UV-induced damage of human skin
clinical studies showing the benefits of topically applied keratinocytes and fibroblasts more effectively than
vitamin C against the biochemical and physically iden- ascorbyl 2-phosphate51 and demonstrated a photopro-
tifiable processes of aging due to oxidative stress have tective effect against UVB.41 VC-IP was found to sup-
recently been reviewed.7,37 press the elevation of intracellular peroxide after UVB
As noted earlier, the topical application of AA has irradiation and provide enhanced cellular tolerance
been shown to significantly elevate cutaneous levels of against UVB and reactive oxygen species.27 It also
this vitamin, and this correlates with protection of the showed antioxidant activity comparable with retinyl
skin from UVB-induced oxidative damage as measured palmitate and tocopheryl acetate in an in vitro chemi-
by a decrease in UVB erythema and sunburn cell forma- luminescence assay.52
tion.3,38,39 However, as already suggested, AA does not
act independently of other cellular processes in its role
Neocollagenesis
as an antioxidant. Importantly AA is also capable of
recycling photo-oxidized a-tocopherol thereby regenerat- Apart from its role as a potent antioxidant, it has also
ing vitamin E and contributing to an antioxidant reser- been demonstrated that AA functions as an essential
voir in the skin.40 AA therefore not only acts through cofactor for the enzymes lysyl hydroxylase and prolyl
scavenging reactive oxygen species itself but also poten- hydroxylase both of which are required for the post-
tiates the antioxidant activity of a-tocopherol for protec- translational processing of types I and III collagen.
tion against free-radical damage.4143 In fact, topical AA Because AA stimulates collagen production in the der-
combined with a-tocopherol provided notably increased mis (Fig. 1),5355 and can cause a dramatic increase in
photoprotection against UV-induced erythema and fibroblast proliferation potentially resulting in greater
diminished the number of sunburn cells as compared to collagen production,56 it might be presumed that AA
that seen for each antioxidant individually39 which possesses the potential to also increase collagen pro-
underlines the synergistic effect, particularly in protection duction for wrinkle appearance reduction.
against UV-induced oxidative damage. The presence of a- AA-2G increased collagen production on normal
tocopherol in formulations may also have a stabilizing human fibroblasts in vitro to a significantly lesser extent
effect on the photo-degradation of ascorbic acid.44 than either ascorbyl 2-phosphate or AA, but did
Like AA, AA-Pal is itself biologically active. It can enhance three-dimensional collagen mesh reorganiza-
directly generate the ascorbyl radical, an action that tion at a lower concentration.57 However, an alterna-
also drives the radical scavenging process by AA.45 tive study demonstrated that AA-2G successfully
However, topical treatment with AA-Pal was not as stimulated collagen synthesis in cultured human fibro-
effective as AA in providing protection against UVB blasts with an effectiveness comparable to that of AA,35
radiation exposure in mouse models,28 although when while VC-IP is purported to increase collagen synthesis
applied to porcine skin did provide protection against greater than twofold over AA at the same dosage.26 In
ultraviolet-induced free radicals.29 However, another other cultured human fibroblast experiments, MAP was
study in human keratinocyte cell culture has suggested found to be equivalent to AA in stimulating collagen
that despite its antioxidant properties, AA-Pal may synthesis, while SAP required at least a tenfold greater
potentiate skin damage following UVB irradiation.46,47 concentration to produce the same effect as AA.58

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Ascorbic acid review . N P J Stamford

AA-Pal augmented human intestinal smooth muscle biosynthesis. It is therefore not surprising that clinical
cells procollagen synthesis in vitro more effectively than effects have also been noted for MAP,6467 VC-IP,26,27
AA but induced similar increases in the amounts of APPS,68 and EAC,69 although there is no comparative
newly synthesized collagen secreted into the medium.59 data for these compounds.
AA also plays a role in collagen synthesis at the level
of gene expression.60,61 It has been shown to up-regu-
Conclusions and outlook
late collagen synthesis and increase the synthesis of
the inhibitor of metalloproteinase-I62 which decreases Ascorbic acid and its derivatives have been ascribed
UV-induced collagen degradation. antiaging effects in several cosmetic studies in which
overall reduced facial photoaging (Fig. 2), improved
Inhibition of melanogenesis skin texture (Fig. 3), and improvement in skin collagen
and elastin have been well documented.11,52,70,71 Fun-
Finally, AA has been shown to suppress melanin pro- damental to these observations are the neocollegenic,
duction by reducing orthoquinones (such as dopaqui- skin lightening, and antioxidant properties of AA for
none) so that tyrosinase-dependent melanin formation which there is substantial evidence.
is prevented.63 In this way, AA has proven to be useful The instability and aqueous solubility of AA has his-
for skin depigmentation.64 In the only comparative torically presented issues for formulation. Nevertheless,
study available, the melanin synthesis in B 16 mela- the current understanding of AA now enables formula-
noma cells was inhibited more by AA-2G than by tion for more than acceptable transdermal penetration.
ascorbyl 2-phosphate.51 That these AA derivatives can Unfortunately, it seems, many products in the market
be transformed into the active antioxidant is the still fail even the most rudimentary analysis (e.g. rapid
most likely basis for their ability to suppress melanin discolouration). However, the advent of chemically

a b

Figure 1 A high concentration anhydrous ascorbic acid preparation was applied topically onto the surface of freshly excised human
abdominal skin. Following an exposure time of 48 h with appropriate controls, skin discs were cut into sections, placed on slides, and
assessed using immunohistochemical (collagen type I) staining (details published previously55). Analysis was performed using micros-
copy. (a) Control 200; (b) Anhydrous ascorbic acid formulation 200.

a b

Figure 2 Photo-damaged skin (a) before and (b) 6 months after treatment with a high concentration anhydrous ascorbic acid cream
preparation applied once daily demonstrating reduction in facial redness, fine lines, and melasma.

314 2012 Wiley Periodicals, Inc.


Ascorbic acid review . N P J Stamford

a b

Figure 3 Facial skin (a) before and (b) 6 months after treatment with a high concentration anhydrous ascorbic acid cream preparation
applied once daily demonstrating reduction in hyperpigmentation and general improvement in skin quality.

modified analogs of AA has also helped to improve this 6 Pinnell SR, Yang H, Omar M et al. Topical L-ascorbic
formulation issue and, with the exception of AA-Pal, acid: percutaneous absorption studies. Dermatol Surg
the oxidative stability of AA has been greatly improved. 2001; 27: 13742.
Still, on current available evidence in the scientific liter- 7 Farris PK. Topical vitamin C: a useful agent for treating
photoaging and other dermatologic conditions. Dermatol
ature, the effective transdermal penetration of these
Surg 2005; 31: 8147.
analogs (especially the phosphate analogs), their con-
8 Buettner GR, Jurkiewicz BA. Chemistry and biochemistry
version to active AA and, ultimately, their comparative of ascorbic acid. In: L Packer, ed. Handbook of Antioxi-
clinical effectiveness still needs to be fully ascertained. dants, Vol. 5. New York: Dekker; 1996; pp. 96100.
These concerns aside, cosmeceuticals containing appro- 9 Tsao CS, Young M. A stabilised ascorbic acid solution.
priately formulated AA or its analogs for topical applica- Med Sci Res 1996; 24: 4735.
tion should play an essential role in the treatment of 10 Ahmad I, Sheraz MA, Shaikh RH et al. Photostability of
aging skin. ascorbic acid in aqueous and organic solvents. J Pharm
Res 2010; 3: 12379.
11 Raschke T, Koop U, Dusing HJ et al. Topical activity of
Acknowledgments ascorbic acid: from in vitro optimization to in vivo efficacy.
Skin Pharmacol Physiol 2004; 17: 2006.
The author would like to thank The University of
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Technology Sydney for providing generous access to
of ascorbic acid in emulsified systems for topical and cos-
their library facilities and to Ultraceuticals Pty Ltd who metic use. Int J Pharm 1999; 188: 23341.
provided Figures 1, 2, and 3. 13 Austria R, Semenzato A, Bettero A. Stability of vitamin C
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