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www.uptodate.com2017UpToDate
Approachtothepatientwithdyspnea
Author: RichardMSchwartzstein,MD
SectionEditor: TalmadgeEKing,Jr,MD
DeputyEditor: HelenHollingsworth,MD
Alltopicsareupdatedasnewevidencebecomesavailableandourpeerreviewprocessiscomplete.
Literaturereviewcurrentthrough:May2017.|Thistopiclastupdated:Feb16,2017.
INTRODUCTIONDyspnea,orbreathingdiscomfort,isacommonsymptomthatafflictsmillionsofpatients
withpulmonarydiseaseandmaybetheprimarymanifestationoflungdisease,myocardialischemiaor
dysfunction,anemia,obesity,ordeconditioning.Examinationofthelanguageofdyspneasuggeststhatthis
symptomrepresentsanumberofqualitativelydistinctsensations,andthatthewordsutilizedbypatientsto
describetheirbreathingdiscomfortmayprovideinsightintotheunderlyingpathophysiologyofthedisease.
Thekeyelementsintheevaluationofthepatientwithdyspneawillbereviewedhere.Thebasicphysiologyof
dyspnea,theevaluationofacutedyspnea,anddyspneainpregnancyarediscussedseparately.(See
"Physiologyofdyspnea"and"Evaluationoftheadultwithdyspneaintheemergencydepartment"and
"Dyspneaduringpregnancy".)
DEFINITIONOFDYSPNEAAconsensusstatementoftheAmericanThoracicSocietydefinesdyspneain
thefollowingway[1]:
"Dyspneaisatermusedtocharacterizeasubjectiveexperienceofbreathingdiscomfortthatiscomprisedof
qualitativelydistinctsensationsthatvaryinintensity.Theexperiencederivesfrominteractionsamongmultiple
physiological,psychological,social,andenvironmentalfactors,andmayinducesecondaryphysiologicaland
behavioralresponses."
Dyspneaisconsideredacutewhenitdevelopsoverhourstodaysandchronicwhenithasbeenformorethan
fourtoeightweeks.Somepatientspresentwithacuteworseningofchronicbreathlessnessthatmaybe
causedbyanewproblemoraworseningoftheunderlyingdisease(eg,asthma,chronicobstructive
pulmonarydisease,heartfailure).
TheAmericanThoracicSociety(ATS)statementonthemechanisms,assessment,andmanagementof
dyspnea,aswellasotherATSguidelines,canbeaccessedthroughtheATSwebsiteat
www.thoracic.org/statements.
PATHOPHYSIOLOGYMostpatientswithbreathingdiscomfortcanbecategorizedintooneoftwogroups:
respiratorysystemdyspneaorcardiovascularsystemdyspnea.Respiratorysystemdyspneaincludes
discomfortrelatedtodisordersofthecentralcontroller,theventilatorypump,andthegasexchanger,while
cardiovascularsystemdyspneaincludescardiacdiseases(eg,acuteischemia,systolicdysfunction,valvular
disorders,pericardialdiseases),anemia,anddeconditioning(figure1).Morethanoneprocessmaybeactive
inagivenpatient,andthebasicphysiologyofdyspneadoesnotalwaysadheretothisstructureforexample,
stimulationofpulmonaryreceptorscanresultfrominterstitialinflammation(respiratorysystem)orinterstitial
edema(cardiovascularsystem).Nevertheless,thisconstructoffersanorganizedapproachtothepatientwith
dyspneaofunclearetiology.(See"Physiologyofdyspnea".)
RespiratoryTherespiratorysystemisdesignedtomoveairbybulktransportfromtheatmospheretothe
alveoli,whereoxygenisexchangedforcarbondioxidebydiffusionacrossthealveolarcapillarymembrane.
Carbondioxideisthenremovedfromthelungsbybulktransporttotheatmosphere.Severalcomponents
mustbefunctioningsmoothlyforthisprocesstooccurderangementsinanyoftheseelementscanleadto
dyspnea.
ControllerThe"respiratorycontroller"determinestherateanddepthofbreathingviaefferentsignals
senttotheventilatorymuscles.Factorsthatstimulatetherespiratorycentersinthebrainstemleadto
increasedventilationandbreathingdiscomfortinavarietyofsettingstheseoftenaresecondaryto
derangementsinotherpartsofthesystem,suchashypoxiaorhypercapniaduetoventilation/perfusion
mismatchinginthegasexchanger,orstimulationofpulmonaryreceptorsasoccurswithinterstitial
inflammationoredema.Inaddition,drugssuchasaspirin(atatoxicdose)orprogesteroneand
conditionssuchaspregnancyordiabeticketoacidosiscanproducedyspneathroughcentraleffects
independentofproblemsintheventilatorypumporgasexchanger.Typically,dyspneaassociatedwith
stimulationoftherespiratorycontrollerisdescribedasasensationof"airhunger"oran"urgeorneedto
breathe"[24].(See"Controlofventilation"and"Physiologyofdyspnea".)
Tosomedegree,thebreathingpatternmayalsoreflectwhatarepresumedtobeattemptsbythe
controllertoreducebreathingdiscomfort.Thus,patientswithsevereairflowobstructiongenerallyadapta
slow,deepbreathingpatterntominimizethepleuralpressuresneededtoovercomeairwaysresistance.
Alternatively,patientswithinterstitialfibrosisorkyphoscoliosisandreducedlungorchestwallcompliance
haveacharacteristicrapid,shallowbreathingpatternwhichminimizestheworkneededtoexpandthe
thorax.
Whentherespiratorycontrollerisstimulated(eg,byexercise),airflowobstructionmayheightenthe
sensationofairhunger.Theincreaseinrespiratoryrateduringexerciseinthesettingofexpiratoryflow
limitationcanleadtoexerciseinducedairtrapping,aprocessknownasdynamichyperinflation.Dynamic
hyperinflationisassociatedwithareducedinspiratoryreserveandincreaseddyspnea.Forthoseinwhom
hyperinflationissubstantial,suchthatinspiratorycapacityatrestorduringexerciseislimitedbytotallung
capacity,dyspneaisfurtherexacerbated.(See"DynamichyperinflationinpatientswithCOPD".)
Forpatientswithrestrictivelungdisease,theadoptionofbreathingpatternswitheitheranincreaseor
decreaseintidalvolumefromtheiraveragerestingtidalvolumeresultsinincreaseddyspnea[5].
Breathingwitharapid,shallowpattern,thepatientexperiencesanincreaseintheratioofdeadspaceto
tidalvolume(sinceanatomicdeadspaceisrelativelyfixed),whichleadstoaneedforgreatertotal
ventilation(hence,theincreaseinrespiratoryrate)thisaddstorespiratoryworkloadandmaycontribute
tothedevelopmentofhypercapnia.Incontrast,anincreaseintidalvolumerequiresasignificantincrease
inrespiratoryworkduetothestiffnessofthelung.Sincemostpatientswithrestrictivelungdiseasetend
tousearapid,shallowbreathingpattern,weconcludethatthispatternultimatelymustproduceless
dyspnea.
VentilatorypumpThe"ventilatorypump"comprisestheventilatorymuscles,theperipheralnerves
whichtransmitsignalstothemfromthecontroller,thebonesofthechestwalltowhichtherespiratory
musclesareconnected,thepleurawhichtransformsmovementofthechestwalltonegativepressure
insidethethorax,andtheairwaysthatserveasaconduitfortheflowofgasfromtheatmospheretothe
alveoliandbackagain.Themostcommonderangementsoftheventilatorypumpresultinasenseof
increased"workofbreathing"[610].
Neuromuscularweakness(eg,myastheniagravis,GuillainBarrsyndrome)leadstoaconditioninwhich
thepatientmustexertnearmaximalinspiratoryefforttoproduceanormalnegativepleuralpressure[11].
Patientswithreducedcomplianceofthechestwall(eg,kyphoscoliosis)orlungs(eg,interstitialfibrosis)
mustperformmoreworkthannormaltomoveairintothelungs.Obstructivelungdiseaseisassociated
withincreasedresistancetoflowand,inpatientswithsignificanthyperinflation,reducedcomplianceas
breathingoccursonthestiffportionofthepressurevolumecurveoftherespiratorysystem.When
hyperinflationresultsinanendinspiratoryvolumethatapproximatestotallungcapacity,patientsoften
complainofaninabilitytogetadeepersatisfyingbreath[9].Asensationofchesttightnessmayalsobe
presentinpatientsinwhomacutebronchoconstrictionisthecauseofairflowobstruction[6,7,12,13].
GasexchangerThe"gasexchanger"consistsofthealveoliandthepulmonarycapillariesacrosswhich
oxygenandcarbondioxidediffuse.Mostofthecommoncardiopulmonarydisordersleadingtodyspnea
areassociatedwithsomederangementofthegasexchangerdueeithertodestructionofthediffusing
membrane(eg,emphysema,pulmonaryfibrosis)ortheimpositionoffluidorinflammatorymaterial
betweenthecapillariesandthegasinthealveoli.Diseasesaffectingthegasexchangeraretypically
characterizedbyhypoxemia,eitheratrestorwithexercise,andbychronichypercapniainmoresevere
cases.Thesegasexchangeabnormalitiesstimulatetherespiratorycentersinthebrainstemandleadtoa
sensationof"airhunger"oranincreasedurgetobreathe.
CardiovascularThecardiovascularsystemisdesignedtomoveoxygenatedbloodfromthelungsto
metabolicallyactivetissues,andthentransportcarbondioxidefromthetissuesbacktothelungs.Forthis
systemtoworkoptimallyandavertbreathingdiscomfort,onemusthaveapumpthatfunctionswithout
generatinghighpulmonarycapillarypressures.Theremustalsobesufficienthemoglobintocarryoxygenand
appropriateenzymestoutilizeoxygeninthetissues.
HeartfailureHeartfailureisaclinicalsyndromethatcanresultfromanystructuralorfunctionalcardiac
disorderthatimpairstheabilityoftheventricle(s)tofillwithorejectblood.Symptomsofheartfailurefall
intotwomajorclasses:thoseduetoareductionincardiacoutput(fatigue,weakness)andthosedueto
increasedpulmonaryorsystemicvenouspressureandfluidaccumulation(dyspnea,edema,hepatic
congestion,andascites).Whenheartfailurecausesanincreaseinpulmonaryvenouspressure,itcan
leadtodyspneaeitherbyproducinghypoxemiaorbystimulatingpulmonaryvascularand/orinterstitial
receptors(eg,unmyelinatedJreceptors,alsocalledCfibers).Causesofheartfailureincludeventricular
systolicdysfunction,ventriculardiastolicdysfunction,andvalvulardisease.Cardiactamponademayalso
leadtodyspneabyincreasingpulmonaryvascularpressures.(See"Physiologyofdyspnea"and
"Evaluationofthepatientwithsuspectedheartfailure"and"Cardiactamponade".)
AnemiaAnemiacanseverelyimpairoxygendeliverybecausethebulkofoxygencarriedinthebloodis
hemoglobinbound(see"Structureandfunctionofnormalhemoglobins").Nevertheless,theexact
mechanismbywhichanemiaproducesdyspneaisnotknown.TotheextentthatthelocalpHof
metabolicallyactivecellsdecreasesduetotheinabilitytosustainaerobicmetabolism,theremaybe
stimulationof"ergoreceptors,"whicharebelievedtobelocatedinthemusclesandwhichrespondtosuch
changesinthemicroenvironmentofthecell[14,15].Anemiaalsoleadstoincreasedcardiacoutput,
whichmaynecessitateelevatedleftventricularvolumeandpulmonaryvascularpressures.However,the
qualityofdyspneaisusuallyquitedifferentinthesetwoclinicalsituations.
DeconditioningIndividualsusuallycomplainofrespiratorydiscomfortwhentheyengageinvigorous
physicalactivity,eveninthepresenceofanormalcardiovascularandrespiratorysystemandnormal
hematocrit.Morefitindividualsexperiencelessdiscomfortforanygivenworkloadcardiovascularfitness
isdeterminedbytheabilityofthehearttoincreasemaximalcardiacoutputandbytheabilityofthe
peripheralmusclestoutilizeoxygenefficientlyforaerobicmetabolism.
Incontrast,asedentaryexistencereducesfitnessandleadstodyspnea,oftenwithseeminglytrivial
tasks.Itiscommonforpatientswithchroniccardiopulmonarydiseasetoassumeasedentarylifestylein
anefforttoavoidbreathingdiscomfort.However,theendresultoveraspanofmonthstoyearsisthatthe
individualbecomesprogressivelydeconditionedandultimatelymaybelimitedmorebypoor
cardiovascularfitnessthanbytheunderlyingdisease[16].Dyspneaduetodeconditioningistypically
describedas"heavybreathing"orasenseof"breathingmore"[8],andwithcarefulquestioning,onecan
determinethatthepatientisactuallylimitedbyfatigueratherthanbreathingdiscomfort.
CLINICALASSESSMENTWhileclinicalhistoryisofteninsufficienttomakeasecurediagnosis,itprovides
guidanceinnarrowingthediagnosticpossibilitiesandselectingdiagnostictests.Inonestudyof85patients
presentingtoapulmonaryunitwithacomplaintofchronicdyspnea,theinitialimpressionoftheetiologyof
dyspneabaseduponthepatienthistoryalonewascorrectinonly66percentofcases[17].Thus,asystematic
diagnosticapproachtothesepatientsisnecessary.
TemporalpatternandtriggersThetemporalpatternofbreathlessnessandassociationwithcertain
triggerscanprovideimportantclues.Breathingdiscomfortarisingoverthecourseofminutestohoursisdue
toarelativelylimitednumberofconditions(table1).Theseentitiestypicallyhaveassociatedsymptomsand
signsthatprovidecluestotheappropriatediagnosis,eg,substernalchestpainwithcardiacischemiafever,
cough,andsputumwithrespiratoryinfectionsurticariawithanaphylaxisandwheezingwithacute
bronchospasm.However,dyspneamaybethesolecomplaint.Inthesecases,attentiontohistorical
informationandareviewofthislimiteddifferentialdiagnosisareimportant.Theapproachtoacutedyspneais
describedseparately.(See"Evaluationoftheadultwithdyspneaintheemergencydepartment".)
ExertionalandnocturnaldyspneaChronicexertionaldyspneaandparoxysmalnocturnaldyspnea
(PND)arebothassociatedwithheartfailure,althoughnocturnaldyspneaismorespecifictoheartfailure.
Asthmaisalsoassociatedwithexertionalandnocturnaldyspnea,butunlikePNDdoesnotusually
improvewithsittingorstanding.
Dyspneathatisnotexacerbatedbyexertionismoreoftenduetoafunctionalorperceptualproblem,than
cardiopulmonarydisease.
IntermittentdyspneaIntermittentdyspneaassociatedwithcoldairoranimaldanderexposure
suggestsasthmaworkrelateddyspneamaysuggestoccupationalasthmaanddyspneafollowingupper
respiratoryinfectionsmaybeduetoasthmaorchronicobstructivepulmonarydisease(COPD).
Inadditiontoasthma,intermittentsymptomsthatresolvecompletelybetweenepisodescanbeseenwith
recurrentaspirationrecurrentpulmonaryemboliandheartfailurecanalsowaxandwane,butgenerally
leaveabaselinelevelofdysfunction.Thepresenceofspecific,reproducibleincitingeventssuchas
exerciseorcoldairexposureiscommonwithairwayshyperreactivity.
RapidityofsymptomonsetandprogressionTherapiditywithwhichsymptomsdevelopduring
exercisecanalsoprovideusefuldiagnosticinformation.Forexample,patientswhodevelopshortnessof
breathandwheezingafterwalking50to100feetoftenhaveacuteelevationsinpulmonarycapillary
wedgepressure(usuallyduetocardiacdiastolicdysfunction)orpulmonaryhypertension.Incontrast,
symptomsofexerciseinducedasthmausuallyareprecipitatedbymoreintenseactivity,beginningthree
minutesintoexercise,peakingwithin10to15minutes,andresolvingby60minutes.(See"Exercise
inducedbronchoconstriction".)
Respiratorymuscleweaknessgenerallyleadstograduallyprogressivedyspnea,sometimeswithanacute
worseningatatimeofillness,particularlyarespiratoryinfection.
SeverityofdyspneaForpatientswithchronicdyspnea,formalassessmentoftheseverityofdyspneacan
helpcreateabaselineforfuturecomparisons[18].Anumberofinstrumentsareavailabletohelpassessthe
severityofdyspnea,suchastheBaselineDyspneaIndexandtheModifiedMedicalResearchCouncil
(mMRC)dyspneascale(table2),andtheBorgscale(table3)[1923].
AssociatedsymptomsAssociatedsymptomssuchascough,sputumproduction,nasalcongestion,chest
pain,peripheraledema,Raynaudphenomenon,jointswelling,andmuscleweaknesscanhelpidentifyareas
forfurtherinvestigation.Asymmetriclowerextremityedemamightsuggestvenousthromboembolicdisease
Raynaudphenomenonisseeninanumberofrheumaticdiseasesthatareassociatedwithinterstitiallung
diseaseandsymmetricswellingofthemetacarpophalangealjointsmaybeacluetorheumatoidlungdisease.
DescriptorsofbreathingdiscomfortAttentiontothequalityordescriptorthatapatientassociateswith
thebreathingdiscomfortoftenprovidescluestotheunderlyingdiagnosis[24].Thisobservationcomesfrom
studiesinwhichdyspneaquestionnaires(table4)werepresentedtopatientswithbreathingdiscomfortfroma
varietyofcardiopulmonarydisorders[68,25].Subjectswereaskedtoselectthephrasesthatbestdescribed
theirbreathingdiscomfort,anddistinctclustersemerged.Whilesomeclustersofphraseswerecommontoa
numberofdiseasecategories(eg,increasedworkoreffortofbreathingwasfoundwithCOPD,asthma,and
neuromusculardisease),eachdiseasehadarelativelyuniquesetofclustersassociatedwithit.
Thecombineddatafromstudiesthatwereperformedinpatientswithknowncardiopulmonarydisordersorin
normalsubjectsmadebreathlessunderexperimentalconditionsindicatethefollowing(table5)[2,68,24,25]:
Thesensationof"airhunger"hasbeenassociatedwithacutehypercapniainasthmaandCOPD,heart
failure,pulmonaryembolism,andrestrictedthoracicmotion[3,4,26].
Acutebronchoconstrictionleadstoaseriesofsensationsasthedegreeofobstructionworsens,from
"chesttightness"toanincreased"efforttobreathe"toasensationof"airhunger"[69,12,13].The
sensationof"tightness"appearstobeindependentoftheworkofbreathing[27].Attentiontotheuseof
verbaldescriptorsofdyspneamayhelptheclinicianavoidunderestimationoftheseverityofairflow
limitationwhenobjectivemeasurementsoflungfunctionarenotpossible.
Reportof"increasedworkofbreathing"isassociatedwithCOPD,moderatetosevereasthma,myopathy,
andpulmonaryfibrosis.
PatientswithCOPDsometimescomplainofasensationof"unsatisfyingbreaths"orasensethatthey
"cannotgetadeepbreath"[9].
Asensationofrapid,shallowbreathingmaycorrespondtointerstitiallungdiseaseorreducedchestwall
compliance.
Heartfailureisalsoassociatedwithasensationof"suffocation"[6].
Asenseofheavybreathingistypicalofdeconditioning.
However,itisimportanttorememberthatanindividualslanguage,sex,ethnicity,andculturecaninfluence
thewordingusedtodescribedyspnea[2833].Furtherresearchinthisareaisunderway.(See'Perceptual
andpsychologicalfactors'below.)
CigarettesmokingandexposurestodustsandfumesTheabsenceofcigarettesmokingargues
stronglyagainstadiagnosisofCOPD,unlessthepatienthasahistoryoftuberculosisoruseofbiomass
cookingfuels.Inonestudy,ahistoryofsmokingcigaretteshadapositivepredictivevalueforCOPDof0.4
COPDisuncommonamongpatientswhohaveneversmokedorhavesmokedlessthan10packyears[34].
Theoccupationalhistorymayleadtodiagnosisofdiseasessuchasasbestosis,chronicberylliumdisease,
silicosis,oranotherpneumoconiosis.(See"Asbestosrelatedpleuropulmonarydisease"and"Chronic
berylliumdisease(berylliosis)"and"Silicosis".)
PhysicalexaminationAcompletephysicalexaminationisessential.Inparticular,attentionshouldbe
directedatthepresenceorabsenceofstridor,wheezing,crackles,tachycardia,arrhythmia,heartmurmurs,
gallop,peripheraledema,muscleweakness,dysphonia,andevidenceofrheumaticdisease.However,the
absenceofphysicalfindingstendstohaveagreaternegativepredictivevalue,thanthepositivepredictive
valueofanyidentifiedsigns[17].
Clubbingisassociatedwithanumberofcausesofdyspnea,includingbronchiectasis,idiopathic
pulmonaryfibrosis,lungcancer,andcyanoticheartdisease,butnotasthmaorCOPD.
Jugularvenousdistentionmaysuggestleftsidedheartfailureorcorpulmonale.
Decreasedordistantheartsoundsmaysuggestapericardialeffusion,butmayalsobeduetoobesityor
hyperinflationfromemphysema.
EVALUATIONOFACUTEDYSPNEABreathingdiscomfortarisingoverthecourseofminutestohoursis
generallyduetoalimitednumberofconditions(table1)andgenerallyinvolvesprocessesthatrequireprompt
evaluationandtreatment.Cluestotheneedforanurgentevaluationincludeheartrate>120beats/minute,
respiratoryrate>30breaths/minute,pulseoxygensaturation(SpO2)<90percent,useofaccessory
respiratorymuscles,difficultyspeakinginfullsentences,stridor,asymmetricbreathsoundsorpercussion,
diffusecrackles,diaphoresis,andcyanosis.Theevaluationofdyspneaintheemergencydepartmentis
describedseparately.(See"Evaluationoftheadultwithdyspneaintheemergencydepartment".)
INITIALTESTINGINCHRONICDYSPNEAWhenevaluatingchronicdyspnea,wefollowastepwise
diagnosticapproachofinitialtesting,followuptesting,andadvancedtesting,startingwiththeteststhatare
theleastinvasiveandmostlikelytoyieldadiagnosis.
MostcommoncausesThemajorityofpatientswithchronicdyspneaofunclearetiologyhaveoneoffive
diagnoses,althoughthespectrumofpotentialcausesisbroadandmorethanoneetiologymaybepresent
(table6)[17,34,35].Itisalsoimportanttorememberthatthepresenceofaknownchroniccardiopulmonary
diseasedoesnotguaranteethatthepatient'ssymptomsortheetiologyoftheirexerciselimitationaredueto
thatcondition,particularlyinpatientswithcoexistingconditions[16].
Thefivemostcommoncausesofchronicdyspneaarethefollowing:
Asthma(see'Cardiovascular'above)
Chronicobstructivepulmonarydisease(COPD)(see'Respiratory'above)
Interstitiallungdisease(see'Respiratory'above)
Myocardialdysfunction(see'Cardiovascular'above)
Obesity/deconditioning(see'Cardiovascular'above)
PaceoftestingForpatientswithchronicdyspnea,theseverityofdyspneaandrateofworseningare
importantdeterminantsofthepaceandlocationofdiagnostictesting[18].Theoptimalsequenceofdiagnostic
testingforchronicdyspneahasnotbeendetermined.Wetypicallyfollowanalgorithmthatutilizesthreetiers
oftesting:initialtesting(table7),followuptestingbasedonresultsofinitialtests(table8Aandtable8Band
table8C),andadvancedtestingifthediagnosisremainsuncertain(table9).Withineachtier,weselecttests
basedonthepatientsclinicalfeatures,resultsofpriortests,andlikelihoodofadiagnosticresult.Onestudy
foundthatthemostinformativetestsforadults(age45to84)withdyspneaandnoknowncardiopulmonary
diseaseweretheforcedexpiratoryvolumeinonesecond(FEV1)obtainedbyspirometry,theNterminalpro
brainnatriureticpeptide(NTproBNP),andpercentemphysemaonchestcomputedtomography[36].
SpecifictestsAfterreviewingtheclinicalfindingsforpatternsthatappearsuggestiveofoneortwoofthe
abovefivemostcommonprocesses,thenarroweddifferentialdiagnosisisusedtoselectteststhatfocuson
thesepossibilities.Asanexample,ifthepatientisage20to40andhasaclinicalpictureofallergicrhinitisand
intermittentdyspnea,theinitialtestingmightbelimitedtospirometrypreandpostbronchodilator.Similarly,a
70yearoldpatientwithknowncoronaryarterydisease,peripheraledema,andnosmokinghistorymightbe
evaluatedforheartfailurewithanelectrocardiogram,aserumNTproBNP,andechocardiogrambefore
consideringspirometry.
Iftheclinicalevaluationdoesntallownarrowingofthedifferentialweusuallyobtainthefollowing"initialtests"
(table7):
Completebloodcount(toexcludeanemia):Thedegreeofdyspneaassociatedwithanemiamaydepend
ontherapidityofbloodlossandthedegreeofexertionthatthepatientundertakes.(See'Cardiovascular'
above.)
Glucose,bloodureanitrogen,creatinine,electrolytes.
Thyroidstimulatinghormone(TSH).
SpirometrypreandpostinhaledbronchodilatorORfullpulmonaryfunctiontests(PFTs)iftheclinical
evaluationdoesnotsuggestasthmaorCOPD.
Pulseoximetryduringambulationatanormalpaceoverapproximately200metersand/oruptwotothree
flightsofstairs.
Chestradiograph.
Electrocardiogram.
PlasmaBNPorNTproBNP
Spirometrycanidentifythepresenceandseverityofairflowobstruction.Whenintrathoracicairflowlimitationis
notedorwhenadiagnosisofasthmaissuspected,postbronchodilatorspirometrydetermineswhetherthereis
reversibilityofairflowlimitation.Typicallyinasthma,airflowlimitationisreversible,althoughalargecomponent
ofairwaysedemaandinflammationmayneedacourseofinhaledororalglucocorticoidtherapytoachieve
completereversibility.Patientswithaclinicalsuspicionofasthmaandreversibleairflowlimitationon
spirometrywouldbemanagedwithatrialofspecifictherapyforasthma.Patientswithasmokinghistory
longerthan20yearsandirreversibleairflowlimitationonspirometryareusuallymanagedwithapresumptive
diagnosisofchronicobstructivepulmonarydisease(COPD).However,othercausesofirreversibleairflow
limitation(eg,bronchiectasis,bronchiolitis,centralairwayobstruction)shouldbeconsideredifthepatientdoes
notrespondtoempirictherapyforasthmaorCOPD.(See"Diagnosisofasthmainadolescentsandadults",
sectionon'Diagnosis'and"Chronicobstructivepulmonarydisease:Definition,clinicalmanifestations,
diagnosis,andstaging",sectionon'Diagnosis'and"Bronchiolitisinadults",sectionon'Diagnosis'.)
Thechestradiographmayidentifyapleuraleffusion,kyphoscoliosis,cardiomegaly,orpulmonaryvascular
redistribution,aspotentialcausesofdyspnea.Apleuraleffusionwillneedadirectedevaluationastothe
cause(eg,benignasbestoseffusion,malignancy,trappedlung,rheumatoideffusion,infection,heartfailure),
usuallyincludingthoracentesis.Kyphoscoliosisidentifiedonchestradiograph(andphysicalexamination)is
typicallyevaluatedwithfullpulmonaryfunctionteststodeterminethelikelihoodofhypercapnia.Heartfailure
suggestedbytheNTproBNPandchestradiographwillneedfurtherevaluationwithanechocardiogramto
determinethecause.Theevaluationoftheseprocessesisdiscussedseparately.(See"Diagnosticevaluation
ofapleuraleffusioninadults:Initialtesting"and"Diseasesofthechestwall",sectionon'Kyphoscoliosis'and
"Determiningtheetiologyandseverityofheartfailureorcardiomyopathy".)
FOLLOWUPTESTINGINCHRONICDYSPNEAThesecondphaseoftheevaluationofdyspneaisaimed
atclarifyingabnormalitiesthatwerenotedoninitialtesting,butwerenotdiagnostic(table8Aandtable8Cand
table8B).Inaddition,somepatientswillhavehadnormalresultsoninitialtesting,buthavepersistent
symptomsthatrequirefurtherevaluation.
PulmonaryfunctiontestsPatientswithfindingssuggestiveofinterstitiallungdisease(eg,crackles,
reducedforcedvitalcapacitywithoutairflowlimitation,desaturationwithexertionalpulseoximetry)andthose
withoutacleardiagnosiswillneedpulmonaryfunctiontesting(PFT)beyondspirometry,guidedbytheresults
oftheabovetests(table8A).Alternatively,thesetestsmaybeobtainedatthetimeofinitialspirometry.(See
'Initialtestinginchronicdyspnea'aboveand"Overviewofpulmonaryfunctiontestinginadults"and"Diffusing
capacityforcarbonmonoxide".)
Asdescribedabove,spirometrybeforeandafterinhaledbronchodilatorcansecureadiagnosisinthecaseof
asthmaandchronicobstructivepulmonarydisease(COPD).OtherPFTfindingsmayprovidecluesregarding
whichfollowuptestsarelikelytobehelpful(table8A).
Reducedforcedvitalcapacity(FVC)IfadecreaseintheFVCisnotedonspirometry,butwithout
airflowlimitation,thenextstepistodeterminethecauseofthedecreaseinFVC.Thepossibilityofan
underlying"restrictive"abnormalityisassessedwithmeasurementoflungvolumes,lookingforasimilar
decreaseintotallungcapacityandfunctionalresidualcapacity.Arestrictivepatternmaybecausedby
interstitiallungdisease,pleuraldisease(eg,trappedlung),chestwalldisease(eg,kyphoscoliosis),or
ventilatorymuscleweakness(eg,diffuseorduetodiaphragmaticparalysis).Respiratorymuscle
weaknesscanbeevaluatedfurtherwithmaximalinspiratoryandexpiratorypressuresatthemouth,
maximalvoluntaryventilationinoneminute,andsupinespirometrythatiscomparedwithsitting
spirometryresults.(See"Respiratorymuscleweaknessduetoneuromusculardisease:Clinical
manifestationsandevaluation",sectionon'Evaluation'and"Testsofrespiratorymusclestrength".)
Alternatively,iftotallungcapacityandresidualvolumearenormalorincreased,thedecreaseinvital
capacitymaybeanindicatorofreducedelasticrecoilorairtrappingandthepatientmayhave
emphysemaorbronchiolitiswithoutairflowlimitationthatismeasurableonspirometry.(See"Office
spirometry"and"Pulmonaryfunctiontestinginasthma".)
SuspicionforasthmawithnormalbaselinespirometryBronchoprovocationtesting(eg,with
methacholine,histamine,ormannitol)istypicallyobtainedinpatientswithrecurrent,episodicdyspnea
suggestiveofasthmawhohavenormalornearnormalspirometry.Atrialoftherapyforasthmaisan
alternative,butbronchoprovocationispreferredtoenableaprecisedeterminationofasthma.Empiric
therapycanleadtogradualaccelerationoftreatment,includinguseofsystemicglucocorticoids,with
attendantsideeffectsifthepatientdoesnothaveasthma.(See"Bronchoprovocationtesting"and
"Diagnosisofasthmainadolescentsandadults",sectionon'Initialspirometryisnormal'.)
Ifaflowvolumeloopwasnotobtainedduringtheinitialspirometry,weusethattesttoevaluatetheupper
airwayforobstruction,particularlyvariableupperairwayobstructionthatmaynotbeapparenton
expiratoryspirometry.However,pulmonaryfunctiontestingisrelativelyinsensitiveforupperairway
obstruction,sodirectvisualizationoftheupperairwayfollowingbronchoprovocationorexercisechallenge
maybenecessary.(See"Evaluationofwheezingillnessesotherthanasthmainadults",sectionon
'Evaluationofstablepatientswithwheeze'.)
EvaluationofgastransferAdiffusingcapacityforcarbonmonoxide(DLCO)ishelpfulinthe
evaluationofdyspnea,particularlyintheidentificationofinterstitiallungdisease(suggestedbyrestricted
lungvolumes),emphysemaorbronchiolitis(suggestedbyanobstructivepattern),andpulmonary
vasculardisease.Pulmonaryvasculardisease(eg,pulmonaryhypertension,chronicthromboembolic
disease,pulmonaryvenoocclusivedisease)issuggestedbythecombinationofnormalspirometryand
lungvolumes,butabnormalgastransfermanifestbyadecreaseinDLCOandpulseoxygensaturation
onexertion(eg,5percent).(See"Diffusingcapacityforcarbonmonoxide".)
LowoxygensaturationAlowrestingoxygensaturation(eg,95percent)orasignificantdeclinein
oxygensaturationduringexercise(5percent)warrantsfurtherevaluation.Thedifferentialdiagnosis
includesCOPD,interstitiallungdisease,pulmonaryvasculardisease,bronchiolitisobliterans,
intrapulmonaryorintracardiacshunt,andheartfailure.Thus,suchpatientstypicallyneedhighresolution
computedtomography(HRCT)andatransthoracicechocardiogram,possiblywithabubblestudy.
ReducedlungvolumesandobesityObesityisassociatedwithreductionsinexpiratoryreserve
volumeandfunctionresidualcapacityand,insomepatients,adecreaseintotallungcapacity(restrictive
ventilatorydefect)[37].However,thechangesinlungvolumesdonotnecessarilycorrelatewithdyspnea
anditcanbedifficulttoknowwhetherthispatternofreducedlungvolumesisduetoobesityoranother
respiratorydisease.Inapopulationstudy(NHANESIII),subjectsinthehighestquintileofbodymass
index(BMI),hadthelowestriskforsignificantairflowobstruction,soobesitybyitselfislesscommonlya
causeofairflowobstruction[38].(See"Diseasesofthechestwall",sectionon'Obesity'.)
ChestcomputedtomographyChestcomputedtomography(CT)ishelpfulintheevaluationofdyspnea
inthefollowingsettings(table8B):
AbnormalitiesonthechestradiographthatneedfurthercharacterizationSuspectedinterstitial
lungdiseaseisevaluatedbyHRCT,andcentralmassesandsuspectedlargeairwayobstruction(eg,
tumor)arebestevaluatedbyCTwithcontrastanddirectvisualization.Ontheotherhand,vascular
redistributionandabnormalheartsizearebestevaluatedbymeasurementofaserumNterminalpro
brainnatriureticpeptide(NTproBNP)ortransthoracicechocardiography.
WhenHRCTishelpfuldespiteanormalchestradiographAsmallpercentageofpatientswith
interstitiallungdiseasemayhaveanormalchestradiographonpresentationHRCTscanclearlyismore
sensitivefordetectingsubtlegroundglassorreticularopacities[39,40].Thus,patientswithcrackleson
physicalexamination,reducedlungvolumesonpulmonaryfunctiontesting,oradecreasedDLCOshould
haveHRCTscansevenifthechestradiographisnormal.(See"Highresolutioncomputedtomographyof
thelungs".)
Aminorityofpatientswithahistoryofcigarettesmoking,normalspirometry,andnormalchest
radiographshaveextensiveemphysemaonhighresolutionCTscan[41].Thesepatientsgenerally
demonstrateoxygendesaturationwithexerciseandhavealowdiffusingcapacity.
EvaluationforsuspectedthromboembolicdiseaseForpatientswithsuspectedthromboembolic
diseasebasedonriskfactors,lowerextremityedema,oralowDLCOwithnormallungvolumes,a
computedtomographicpulmonaryangiogram(CTPA)isusuallythenextstepunlessthepatienthasa
contraindicationtointravenouscontrast.Alternativeteststhatarehelpfulintheevaluationofpossible
thromboembolicdiseaseincludeaventilationperfusionlungscan,lowerextremityproximalvein
compressiveultrasound,andmagneticresonancepulmonaryangiography.(See"Clinicalpresentation,
evaluation,anddiagnosisofthenonpregnantadultwithsuspectedacutepulmonaryembolism"and
"Clinicalmanifestationsanddiagnosisofchronicthromboembolicpulmonaryhypertension".)
EchocardiographyEchocardiographyisgenerallyperformedwhenheartfailure(HF)orpulmonary
hypertensionaresuspectedonthebasisofclinicalfindings,brainnatriureticpeptide(BNP)orNTproBNP
levels,cardiomegalyonchestradiograph,oxygendesaturationwithexertion,orwhenthecauseofdyspnea
remainsunclearaftertheinitialevaluationdescribedabove(table8C).Transthoracicechocardiogramwith
colorflowDoppleristypicallyordered(toevaluateleftventricularsystolicanddiastolicfunction,occultvalvular
abnormalities,andalsopulmonaryarteryandrightsidedpressures).
SuspectedleftventriculardysfunctionEchocardiographymayconfirmHFduetoreducedleft
ventricular(LV)systolicfunction(HFREF).(See"Determiningtheetiologyandseverityofheartfailureor
cardiomyopathy".)
SuspecteddiastolicdysfunctionIfLVejectionfractionandenddiastolicvolumearenormal,
echocardiographycanidentifyfeaturesofdiastolicdysfunction(heartfailurewithpreservedejection
fraction[HFPEF]),suchasLVhypertrophy(LVH),concentricremodeling,andleftatrialenlargement.
AdditionalDopplerfeaturesofdiastolicdysfunctionincludeelevatedpulmonaryarterysystolicpressure,
andimpairedventricularrelaxation(eg,early/late[E/A]filling<1).HFPEFduetodiastolicdysfunction
canbeacauseofexertionaldyspneafurthersupportforthediagnosiscomesfromanelevatedBNPand
atrialoftherapy.(See"Echocardiographicevaluationofleftventriculardiastolicfunction"and"Clinical
manifestationsanddiagnosisofheartfailurewithpreservedejectionfraction",sectionon
'Echocardiography'and"Treatmentandprognosisofheartfailurewithpreservedejectionfraction",
sectionon'Treatment'.)
Amongolderadultswithunexplainedchronicdyspneaafteraninitialevaluation(eg,history,physical
examination,pulmonaryfunctiontests,andachestradiograph),nearlytwothirdshaveevidenceof
diastolicdysfunction[42],whichcanmanifestasdyspneawithrelativelyminimalexertion.
SuspectedpericardialdiseaseConstrictivepericarditiscanbedifficulttodiagnoseinpatientswho
presentwithchronicdyspnea,althoughpatientsgenerallyhaveperipheraledema.Findingson
echocardiographythatmaysuggestconstrictivepericarditisincludeincreasedpericardialthickness,
dilationoftheinferiorvenacavawithabsentordiminishedinspiratorycollapse,abnormalfillingofthe
ventriclesindiastole,andpronouncedrespiratoryvariationinventricularfilling.Whenoccultconstrictive
pericarditisissuspected,rightheartcatheterizationisperformedwithmeasurementofhemodynamics
beforeandafterinfusionofaliterofwarmsaline.(See"Constrictivepericarditis",sectionon'Two
dimensionalandMmode'and"Constrictivepericarditis",sectionon'Occultconstrictivepericarditis'.)
SuspectedpulmonaryhypertensionElevatedpulmonaryartery(PA)pressuresbyDoppler
echocardiographymayindicatepulmonaryhypertension,butneedconfirmationbypulmonaryartery
catheterizationtoconfirmtheelevatedPApressuresandexcludeleftventriculardysfunction.(See
'Advancedtestinginchronicdyspnea'below.)
ADVANCEDTESTINGINCHRONICDYSPNEAReferraltoaspecialistisusuallyneededforpatientswho
donotrespondtotreatmentforthediagnosisdeemedmostlikelybytheinitialevaluationandwhendiagnostic
proceduressuchasabronchoscopy,lungbiopsy,cardiopulmonaryexercisetest,orpulmonaryartery
catheterizationmaybeneeded.Theuseoftheseteststoevaluatedyspneaisdescribedinthetable(table9).
SuspectedinterstitiallungdiseaseTheevaluationofinterstitiallungdiseasethatissuspectedonthe
basisofpulmonaryfunctiontestingandhighresolutioncomputedtomography(HRCT)mayincludeadditional
laboratorytesting,bronchoscopywithbronchoalveolarlavage,andlungormediastinallymphnodebiopsy,as
describedseparately.(See"Approachtotheadultwithinterstitiallungdisease:Clinicalevaluation"and
"Approachtotheadultwithinterstitiallungdisease:Diagnostictesting"and"Interpretationoflungbiopsy
resultsininterstitiallungdisease".)
PulmonaryhypertensionsuggestedbyechocardiographyWhenelevatedpulmonaryartery
pressuresaresuggestedbyDopplerechocardiographyandaresupportedbyanelevatedbrainnatriuretic
peptide(BNP)andoxygendesaturationonexertion,thenextstepispulmonaryarterycatheterizationto
confirmelevatedpulmonaryarterysystolicpressure(pulmonaryarterialsystolicpressure[PASP]>25mmHg
atrest)andexcludediastolicdysfunction(unlikelywithpulmonaryarterywedgepressure[PAWP]<15
mmHg).(See"Clinicalfeaturesanddiagnosisofpulmonaryhypertensioninadults",sectionon'Diagnostic
criteria'and"Echocardiographicevaluationofthepulmonicvalveandpulmonaryartery",sectionon
'Pulmonaryhemodynamics'.)
Ifthediagnosisofpulmonaryhypertensionisconfirmed,thepatientwillneedfurtherevaluationfortreatable
causesofpulmonaryhypertension.Inpatientsinwhomchronicthromboembolicdiseaseisaconsideration,a
ventilationperfusionlungscanisobtained.(See"Clinicalmanifestationsanddiagnosisofchronic
thromboembolicpulmonaryhypertension",sectionon'Diagnosticevaluation'.)
Exerciseechocardiographyhasbeenproposedasamethodtoscreenpatientsforearlypulmonary
hypertension.However,exerciseinducedincreasesinDopplerestimatesofPASParemultifactorialandnot
specificforpulmonaryhypertension.(See"Overviewofstressechocardiography".)
UnclearcauseofdyspneaonexertionForpatientswhohavedyspneathatispersistentand
unexplainedbytheresultsoftheabovestudies,additionaltestingmaybewarranted.Atthispointitmaybe
reasonableforthepatienttoengageinaconditioningprogramfortwotothreemonthstoseewhether
dyspneaimprovesbeforeproceedingwithmoreinvasivetesting.Otherpatients,whodonotfeelthat
deconditioningiscontributory,maywishtoproceeddirectlytoadditionaltesting.
CardiopulmonaryexercisetestingAcardiopulmonaryexercisetest(CPET)canbehelpfulwhenthe
etiologyofapatient'sdyspnearemainsunclearaftertheevaluationdescribedaboveorwhendyspneaseems
outofproportiontotheseverityofthepatient'sknowncardiacorpulmonarydisease[1,43,44].ACPETcan
assesstheworkloadthatthepatientcanachieve,thedegreeofdyspneaexperienced(eg,Borgorother
visualscale),thepeakoxygenuptake,cardiacoutput(calculatedfromcarbondioxideproductionandoxygen
uptake),andrelationshipofminuteventilationtocarbondioxideproduction.(See"Functionalexercisetesting:
Ventilatorygasanalysis"and"Exercisephysiology".)
Inparticular,CPETmayhelpidentifypatientswithmitochondrialdisorders(eg,McArdlesmyophosphorylase
deficiency,isolatedmitochondrialmyopathy)bydemonstratingareductioninmaximumoxygenuptake(VO2
max),reducedperipheraloxygenextraction(increasedmixedvenousoxygen),andanincreaseinblood
lactateafterexercise.(See"Mitochondrialmyopathies:Clinicalfeaturesanddiagnosis",sectionon'Exercise
testing'.)
ACPETmaybehelpfulinprovidingsupportforthepresenceofdeconditioningorindetectingalowthreshold
forrespiratorydiscomfort.Patientswithalowthresholdforrespiratorydiscomforttypicallyterminatethetestat
mildworkloadsbecauseofdyspnea,buthavenoevidenceofcardiopulmonaryabnormality.Inpatientswith
bothpulmonaryandcardiacdisease,eitherofwhichcouldcausethepatienttohavedyspnealimitingtheir
exercisecapacity,CPETmayassistinthedeterminationoftheactualcauseofthelimitation.(See'Chronic
dyspneawithanormalevaluation'below.)
CardiopulmonaryexercisetestingwithpulmonaryarterycatheterizationCardiopulmonary
exercisetestingwithpulmonaryarterycatheterization,alsoknownasaninvasiveCPEToriCPET,is
performedatspecializedcenters[45].TheroleofiCPETintheevaluationofdyspneahasnotbeenclearly
defined.Typically,itisusedintheevaluationofexerciseinducedpulmonaryarterialhypertension,exercise
inducedheartfailurewithpreservedleftventricularejectionfraction(HFpEF),andpreloaddependent
limitationstocardiacoutput.
CHRONICDYSPNEAWITHANORMALEVALUATIONOccasionalpatientswithchronicdyspneawillgo
throughacompleteevaluationwithoutidentificationofacause.Othersmayhavenearnormaltesting,such
thataslightdecreaseinpeakoxygenuptake,anaerobicthreshold,andpeakheartratearethoughttobe
mostconsistentwithdeconditioningorobesity.Whileobesepatientsfrequentlyreportdyspnea[46],inagiven
individualitcanbedifficulttoknowhowmuchdyspneaisattributabletoobesity.Forpatientswhoreport
dyspneabuthavenormalornearnormaltesting,weexplainthereassuringnatureoftestingindetail,advisea
conditioningprogram,andaskthepatienttoreturnin6to12monthsforreevaluation.Thereevaluationis
importantduetotheinfrequentsituationinwhichatreatablecauseofdyspneaismissedinitially,butbecomes
apparentonsubsequenttesting.
Dyspneaduetoobesityperseiscommonlyassociatedwithasenseofincreasedefforttobreatheorworkof
breathing,likelyduetothereducedcomplianceofthechestwall[47,48].Hypoxemia,eitheratrestorwith
exertion,maybecausedbyventilation/perfusionmismatchingatthebasesofthelungs,aconsequenceof
narrowingofairwaysintheseregionsduetotheweightofthechestwall.
Otherchestsymptoms(eg,heartburn)andpsychologicalfactorscanleadtotheperceptionofdyspnea,as
describedbelow.UseofaBorgscaleduringcardiopulmonaryexercisetestingwillsometimesidentifydyspnea
associatedwithalowworkloadandnormalcardiorespiratoryfunction(table3).(See"Functionalexercise
testing:Ventilatorygasanalysis".)
PERCEPTUALANDPSYCHOLOGICALFACTORSTheglobalratingthatapatientgivesfordyspneamay
reflectbothsensoryandemotional(ie,affective)elements.Inastudyoflaboratoryinduceddyspnea,air
hungerwasassociatedwithgreaterunpleasantnessforagivenlevelofsensoryintensitythanwasthesense
ofrespiratoryworkoreffort[49].Thecontextinwhichasensationoccursmayaltertheaffectivecomponentof
theintensityandneedstobeconsideredwhenassessingthepatient.
Foragivenphysiologicderangementthatmaycausedyspnea,perceptualresponsesvarywidelyamong
individuals.Anxiety,anger,pain,anddepressionmaybeassociatedwithdyspneaintensityoutofproportionto
thephysiologicimpairment[5053].Increasedventilationassociatedwithanxiety,anger,orpainmaypushan
individualwithalimitedpulmonaryreserveatbaselineclosertohisorherventilatorylimitsandincreasethe
perceivedrespiratorydiscomfortforanygivenactivity.
Totheextentthatdyspneaoccursunexpectedlyorcannotbequicklyrelieved,itmaygiverisetoarangeof
emotionalreactions,whichcanthenleadtofurtherphysiologicalderangements(eg,tachypnea,
hyperinflation).Foranygivengasexchangeormechanicalproblemwiththecardiopulmonarysystem,the
emotionaloraffectiveresponsemaycontributetotheintensityordiscomfortofthesensation[49]
questionnairesarenowindevelopmentthatincorporatebothqualitativeandaffectivedescriptors[49,54,55].
Patientswithhyperventilationsyndrometypicallyexperienceasensationofairhungeroraninabilitytotakea
deepbreathintheabsenceofcardiopulmonarydisease.Theseindividualsmayhavepanicand/oranxiety
disorders,andonexaminationareoftenobservedtobreathewithverylargetidalvolumesdespitethe
complaintthattheycannottakeadeepenoughbreath.(See"Hyperventilationsyndrome".)
Sex,ethnicity,andculturalcontextappeartoinfluenceanindividual'sdescriptionofdyspnea,butfurther
researchisneededtounderstandtheexactdifferencesandtheireffectsontheexperienceanddescriptionof
dyspnea[6,8,28,5659].
SOCIETYGUIDELINELINKSLinkstosocietyandgovernmentsponsoredguidelinesfromselected
countriesandregionsaroundtheworldareprovidedseparately.(See"Societyguidelinelinks:Chronic
obstructivepulmonarydisease".)
INFORMATIONFORPATIENTSUpToDateofferstwotypesofpatienteducationmaterials,"TheBasics"
and"BeyondtheBasics."TheBasicspatienteducationpiecesarewritteninplainlanguage,atthe5thto6th
gradereadinglevel,andtheyanswerthefourorfivekeyquestionsapatientmighthaveaboutagiven
condition.Thesearticlesarebestforpatientswhowantageneraloverviewandwhoprefershort,easyto
readmaterials.BeyondtheBasicspatienteducationpiecesarelonger,moresophisticated,andmore
detailed.Thesearticlesarewrittenatthe10thto12thgradereadinglevelandarebestforpatientswhowant
indepthinformationandarecomfortablewithsomemedicaljargon.
Herearethepatienteducationarticlesthatarerelevanttothistopic.Weencourageyoutoprintoremail
thesetopicstoyourpatients.(Youcanalsolocatepatienteducationarticlesonavarietyofsubjectsby
searchingon"patientinfo"andthekeyword(s)ofinterest.)
Basicstopics(see"Patienteducation:Shortnessofbreath(dyspnea)(TheBasics)")
BeyondtheBasicstopics(see"Patienteducation:Shortnessofbreath(dyspnea)(BeyondtheBasics)")
SUMMARYANDRECOMMENDATIONS
Dyspneaisatermusedtocharacterizeasubjectiveexperienceofbreathingdiscomfortthatcomprises
qualitativelydistinctsensationsthatvaryinintensity.Dyspneaisconsideredacutewhenitdevelopsover
hourstodaysandchronicwhenithasbeenpresentformorethanfourtoeightweeks.(See'Definitionof
dyspnea'above.)
Dyspneacanbethefirstmanifestationofavarietyofcardiopulmonarydisorders.Itisnotuncommonfora
patienttohavemorethanoneproblemcontributingtobreathingdiscomfort.(See'Pathophysiology'
above.)
Thehistoryandphysicalexaminationleadtoaccuratediagnosesinpatientswithdyspneain
approximatelytwothirdsofcases.Importantcomponentsofthehistoryincludethecharacteristicsof
dyspnea(ie,timing,severity,andtriggers),exposuresthatmaycontributetothelungdisease(eg,
allergens,coldair,occupationalagents,cigarettesmoke),andinterventionsormedicationsthatreduce
dyspnea.(See'Clinicalassessment'above.)
Thepatientsdescriptionofbreathingdiscomfortcanhelpnarrowdowndiagnosticpossibilities.In
addition,thepresenceofmorethanonetypeofbreathingdiscomfortcanleadtorecognitionthatmore
thanonediseaseprocessiscontributingtodyspnea.(See'Descriptorsofbreathingdiscomfort'above.)
Breathingdiscomfortarisingoverthecourseofminutestohours(acutedyspnea)generallyrequires
promptevaluationandtreatment.Theevaluationofacutedyspneaisdescribedseparately.(See
'Evaluationofacutedyspnea'aboveand"Evaluationoftheadultwithdyspneaintheemergency
department".)
Amongthemanycausesofchronicdyspnea(table6),themostcommonareasthma,chronicobstructive
pulmonarydisease(COPD),interstitiallungdisease,cardiomyopathy,andobesity/deconditioning.In
addition,deconditioningisoftenacontributingfactorinpatientswithchroniclungdisease.(See'Initial
testinginchronicdyspnea'above.)
Whenevaluatingchronicdyspnea,wefollowastepwisediagnosticapproachofinitialtesting(table7),
followuptesting(table8AC),andadvancedtesting(table9),startingwiththeteststhataretheleast
invasiveandmostlikelytoyieldadiagnosis.Withineachtier,theindividualtestsareselectedbasedon
thepatientsclinicalfeatures,resultsofpriortests,andresponsetotherapy.(See'Initialtestinginchronic
dyspnea'above.)
Theinitialtestsareselectedbasedonareviewoftheclinicalfindingsforpatternssuggestiveofoneor
twooftheabovefivemostcommoncausesofdyspnea(table7).WhenasthmaorCOPDissuspected,
theinitialtestingmightbelimitedtospirometrypreandpostbronchodilator,whileanolderpatientwith
coronaryarterydiseaseandperipheraledemashouldbeevaluatedforheartfailurebeforeconsidering
spirometry.(See'Initialtestinginchronicdyspnea'above.)
Followuptestingintheevaluationofdyspneashouldclarifyabnormalitiesthatwerenotedoninitial
testing,butwerenotdiagnostic(table8Aandtable8Bandtable8C).Inaddition,somepatientswith
normalresultsoninitialtesting,butpersistentsymptoms,requirefurtherevaluation.Thoraciccomputed
tomography(CT)isgenerallyreservedforpatientsinwhomthereisasuspicionofinterstitiallung
disease,occultemphysema,orchronicthromboembolicdisease.Echocardiographyisusefulfor
evaluatingsuspectedleftventriculardysfunction,pulmonaryhypertension,anddiastolicdysfunction.(See
'Followuptestinginchronicdyspnea'above.)
Advancedtestingincludesproceduressuchasrightheartcatheterization,stressechocardiography,
cardiopulmonaryexercisetesting(CPET),andinvasiveCPET(table9).Cardiopulmonaryexercise
testingisausefulstudyinpatientsinwhomthecauseoftheirbreathingdiscomfortremainselusiveafter
standardtesting,inpatientsinwhomdeconditioningisaseriousconsideration,andinpatientswho
appeartohavebreathingdiscomfortoutofproportiontotheirphysiologicderangements.(See'Unclear
causeofdyspneaonexertion'above.)
UseofUpToDateissubjecttotheSubscriptionandLicenseAgreement.
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withunexplaineddyspnea:apressurevolumeloopanalysis.JAmCollCardiol201055:1701.
43.ERSTaskForce,PalangeP,WardSA,etal.Recommendationsontheuseofexercisetestinginclinical
practice.EurRespirJ200729:185.
44.AmericanThoracicSociety,AmericanCollegeofChestPhysicians.ATS/ACCPStatementon
cardiopulmonaryexercisetesting.AmJRespirCritCareMed2003167:211.
45.MaronBA,CockrillBA,WaxmanAB,SystromDM.Theinvasivecardiopulmonaryexercisetest.
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46.LaunoisC,BarbeC,BertinE,etal.ThemodifiedMedicalResearchCouncilscalefortheassessmentof
dyspneaindailylivinginobesity:apilotstudy.BMCPulmMed201212:61.
47.ScanoG,StendardiL,BruniGI.Therespiratorymusclesineucapnicobesity:theirroleindyspnea.
RespirMed2009103:1276.
48.LittletonSW.Impactofobesityonrespiratoryfunction.Respirology201217:43.
49.BanzettRB,PedersenSH,SchwartzsteinRM,LansingRW.Theaffectivedimensionoflaboratory
dyspnea:airhungerismoreunpleasantthanwork/effort.AmJRespirCritCareMed2008177:1384.
50.BurnsBH,HowellJB.Disproportionatelyseverebreathlessnessinchronicbronchitis.QJMed1969
38:277.
51.DalesRE,SpitzerWO,SchechterMT,SuissaS.Theinfluenceofpsychologicalstatusonrespiratory
symptomreporting.AmRevRespirDis1989139:1459.
52.NishinoT,ShimoyamaN,IdeT,IsonoS.Experimentalpainaugmentsexperimentaldyspnea,butnot
viceversainhumanvolunteers.Anesthesiology199991:1633.
53.LivermoreN,ButlerJE,SharpeL,etal.Panicattacksandperceptionofinspiratoryresistiveloadsin
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Topic1436Version16.0
GRAPHICS
Efferentandafferentsignalsthatcontributetothesensation
ofdyspnea
Thesymptomofdyspnealikelyarisesfromarangeofsensoryinputs,manyofwhich
leadtoqualitativelydistinctdescriptivephrasesusedbypatients.Thesensationof
respiratoryeffortarisesfromsignalstransmittedfromthemotorcortextothesensory
cortex(greenarrow)whenoutgoingmotorcommandsaresenttotheventilatory
muscles(bluearrow).Motoroutputfromthebrainstem(bluearrow)mayalsobe
accompaniedbysignalstransmittedtothesensorycortex,contributingtothesensation
ofeffort(dottedgreenarrow).
Thesensationofairhungerprobablyderivesfromacombinationofstimulithatincrease
thedrivetobreathesuchasinsufficientoxygenorexcesscarbondioxide(mediatedby
signalsfromchemoreceptorsinthecarotidbodyandaorticarch),acutehypercapniaor
acidemia(mediatedbysignalsfromtheperipheralandcentralchemoreceptors),airway
andinterstitialinflammation(mediatedbypulmonaryafferents),andvascularreceptors.
Theintensityofairhungerisincreasedwhenthereisaperceivedmismatchbetweenthe
outgoingefferentmessagestotheventilatorymusclesandincomingafferentsignals
fromthelungsandchestwall.
Chesttightness,commonlyassociatedwithbronchospasm,ismediatedbystimulationof
vagalirritantreceptors.Afferentsignals(redarrows)fromairway,lung,andchestwall
receptorsmostlikelypassthroughthebrainstembeforebeingtransmittedtosensory
cortex,althoughitisalsopossiblethatsomeafferentinformationbypassesthebrain
stemandgoesdirectlytosensorycortex(dottedarrow).
Redarrows:afferentsignalsBluearrows:efferentsignalsGreenarrows:signalswithinthe
centralnervoussystemDottedlines:hypotheticalpathwaysCircles:chemoreceptors
Squares:mechanoreceptors.
Graphic69322Version5.0
Causesofacutedyspnea
Cardiovascularsystem
Acutemyocardialischemia
Heartfailure
Cardiactamponade
Respiratorysystem
Bronchospasm
Pulmonaryembolism
Pneumothorax
Pulmonaryinfectionbronchitis,pneumonia
Upperairwayobstructionaspiration,anaphylaxis
Graphic82700Version1.0
ModifiedMedicalResearchCouncil(MMRC)dyspneascale
Grade Descriptionofbreathlessness
0 Ionlygetbreathlesswithstrenuousexercise
1 Igetshortofbreathwhenhurryingonlevelgroundorwalkingupaslighthill
2 Onlevelground,Iwalkslowerthanpeopleofthesameagebecauseofbreathlessness,orhavetostop
forbreathwhenwalkingatmyownpace
3 Istopforbreathafterwalkingabout100yardsorafterafewminutesonlevelground
4 IamtoobreathlesstoleavethehouseorIambreathlesswhendressing
Adaptedfrom:FletcherCM,ElmesPC,FairbairnMB,etal.Thesignificanceofrespiratorysymptomsandthediagnosisof
chronicbronchitisinaworkingpopulation.BritishMedicalJournal19592:257.
Graphic86426Version1.0
ThemodifiedBorgScaleforassessingtheintensityofdyspneaorfatigue
0 Nothingatall
0.5 Very,veryslight(justnoticeable)
1 Veryslight
2 Slight(light)
3 Moderate
4 Somewhatsevere
5 Severe(heavy)
7 Verysevere
10 Very,verysevere(maximal)
ThisBorgscaleshouldbeprintedonheavypaper(11incheshighandperhapslaminated)in20pointtypesize.At
thebeginningofthe6minuteexercise,showthescaletothepatientandaskthepatientthis:"Pleasegradeyour
levelofshortnessofbreathusingthisscale."Thenaskthis:"Pleasegradeyourleveloffatigueusingthisscale."At
theendoftheexercise,remindthepatientofthebreathingnumberthattheychosebeforetheexerciseandask
thepatienttogradetheirbreathinglevelagain.Thenaskthepatienttogradetheirleveloffatigue,after
remindingthemoftheirgradebeforetheexercise.
Sources:
1.Reproducedwithpermissionfrom:BorgGA.Psychophysicalbasesofperceivedexertion.MedSciSportsExerc
198214:377.Copyright1982LippincottWilliams&Wilkins.
2.Reproducedwithpermissionfrom:theAmericanThoracicSociety.ATSstatement:Guidelinesforthesixminute
walktest.AmJRespirCritCareMed2002166:111.
Graphic63981Version3.0
Dyspneaquestionnaire
Pleaseselectuptothreephrasesthatbestdescribeyourbreathingdiscomfort.Ifyouchoosemorethanone
phrase,pleasealsonotethephrasethatmostcloselydescribesthesensationyoufeel.Ifnoneofthesephrases
applies,pleasewriteinyourowndescriptionofyourbreathingdiscomfort.
Mybreathingisshallow.
Ifeelanurgetobreathemore.
Mychestisconstricted.
Mybreathingrequireseffort.
Ifeelahungerformoreair.
Ifeeloutofbreath.
Icannotgetenoughair.
Mybreathdoesnotgoinalltheway.
Mychestfeelstight.
Mybreathingrequireswork.
IfeelthatIamsmothering/suffocating.
IfeelthatIcannotgetadeepbreath.
IfeelthatIambreathingmore.
Mybreathdoesnotgooutalltheway.
Mybreathingisheavy.
Otherdescriptions:
Graphic76579Version1.0
Qualitiesofdyspneaandassociateddiseasestates
Graphic69244Version1.0
Conditionsassociatedwithchronicdyspnea
Upperairway
Laryngealmass
Vocalfoldparalysis
Paradoxicalvocalfolddysfunction
Goiter
Neckmasscompressingairway
Chest/abdominalwall
Diaphragmaticparalysis
Kyphoscoliosis
Latepregnancy
Massiveobesity
Ventralhernia
Ascites
Intraabdominalprocess
Pulmonary
Asthma
Bronchiectasis
Bronchiolitis
COPD/emphysema
Chronicthromboembolicdisease
Interstitiallungdisease
Lungmasscompressingoroccludingairway
Pleuraleffusion
Pulmonaryrighttoleftshunt
Pulmonaryhypertension
Trappedlung
Cardiac
Arrhythmia
Constrictivepericarditis,pericardialeffusion
Coronaryheartdisease
Deconditioning
Heartfailure(systolicordiastolicdysfunction)
Intracardiacshunt
Restrictivecardiomyopathy
Valvulardysfunction
Neuromusculardisease
Amyotrophiclateralsclerosis
Brachialplexopathy
Glycolyticenzymedefects(eg,McArdle)
Mitochondrialdiseases
Polymyositis/dermatomyositis
Toxic/metabolic/systemic
Anemia
Metabolicacidosis(eg,poorlycontrolleddiabetesmellitus,renaltubularacidosis,treatmentwithacetazolamide)
Renalfailure
Thyroiddisease
Miscellaneous
Anxiety
Earlypregnancy(effectofprogesterone)
COPD:chronicobstructivepulmonarydisease.
Graphic104817Version2.0
Evaluationofdyspnea:Initialtesting
Testsareselectedbasedonclinicallikelihood.Asexamples,apatientunderage40withsuspected
asthmamightjustneedspirometrypre/postbronchodilatorayoungpatientwithoutsuspicionfor
heartfailureorpulmonaryhypertensionmightnotneedanECGorplasmaBNPandapatientwith
suspectedheartfailuremightnotneedspirometry.However,somepatientswillneedalltestsinthis
section.
Test Rationale/indications
Hemoglobin/hematocrit Anemiacanpresentasdyspneaorreducedexercisetolerance.
Glucose,bloodureanitrogen, Foradultswithothercomorbiditiesoroverage40,screenformetaboliccauses
creatinine,electrolytes, ofdyspnea.
phosphate,calcium
Thyroidstimulatinghormone Hyperandhypothyroidismcanpresentasdyspneaorreducedexercise
(TSH) tolerance.
Spirometrypre/post DependingonthelikelihoodofasthmaorCOPDanddifficultiesoftraveland
bronchodilatorwithorwithout scheduling,spirometrypre/postbronchodilatormaybeorderedinitiallywithout
lungvolumesandDLCO fullPFTs.Alternatively,fulltesting(spirometrypreandpostbronchodilator,
lungvolumes,DLCO,ambulatoryoximetry)maybemoreexpeditious.
RefertoUpToDatetableonfollowuptestingbasedoninitialresults.
Chestradiograph Indicatedformostdyspneicpatients,particularlythosewhoareoverage40,
havesuspectedheartfailureorinterstitialdisease,orabnormalPFTs.Not
neededinroutineevaluationofasthma.
ECG Indicatedformostdyspneicpatientsoverage40.Notneededinyoungpatients
withcleardiagnosisofasthmaandresponsetotreatment.
RefertoUpToDatetableonfollowuptestingbasedoninitialresults.
PlasmaBNPorNTproBNP UsefulscreeningtestforHFalthoughnotentirelyspecificdyspneaduetoHFis
associatedwithplasmaBNP>400pg/mLhighnegativepredictivevaluefor
BNP<100pg/mL,althoughBNPincreaseswithage.
DLCO:diffusingcapacityofthelungsforcarbonmonoxideCOPD:chronicobstructivepulmonarydiseasePFTs:
pulmonaryfunctiontestsSpO 2 :pulseoxygensaturationCXR:chestradiographBNP:brainnatriureticpeptideECG:
electrocardiogramHF:heartfailure.
*StopexertionifSpO 2 decreasesto90percentorpatientbecomessymptomatic.
Graphic104818Version2.0
Pulmonaryfunctiontestingintheevaluationofchronicdyspnea
Pulmonaryfunctiontests
Reviewinspiratoryand Bronchoprovocationnegativebut
expiratoryflowvolumeloopfor flowvolumeloophasslowingon
upperairwayflowlimitation inspiratoryphasesuggesting
Obtainbronchoprovocation possibleupperairwayobstruction
challenge(eg,methacholine, directvisualizationneededto
mannitol,exercise) confirm.
Obtainlungvolumes,DLCO, Referto"Lungvolumesnormalbut
SpO 2 withexercise(ifnot DLCOreducedand/orSpO 2 <95%
alreadydone) ordecreasesby>4%withexertion"
below.
ReducedDLCOandlungvolumes
suggestinterstitiallungdiseaseor
emphysema:ConsiderHRCT.
IncreasedRVorFRCsuggests
airtrapping(eg,duetoemphysema,
LAM,bronchiolitis)asacauseoflow
FVC.HRCTcanidentifyemphysema,
cysticchangesofLAM,mosaic
patternsuggestiveofbronchiolitis.
COPD:chronicobstructivepulmonarydiseaseHRCT:highresolutioncomputedtomographyDLCO:diffusingcapacity
ofthelungsforcarbonmonoxideSpO 2 :pulseoxygensaturationFVC:forcedvitalcapacityFEV 1 :forcedexpiratory
volumeinonesecondCXR:chestradiographTLC:totallungcapacityMEP:maximalexpiratorypressureMIP:
maximalinspiratorypressureMVV:maximalvoluntaryventilationRV:rightventricularFRC:functionalresidual
capacityLAM:lymphangioleiomyomatosisILD:interstitiallungdiseaseBNP:brainnatriureticpeptidePA:pulmonary
arteryCPET:cardiopulmonaryexercisetest.
Graphic104821Version2.0
Imagingintheevaluationofchronicdyspnea
Imaging
PFTs:pulmonaryfunctiontestsDLCO:diffusioncapacityofthelungsforcarbonmonoxideSpO 2 :pulseoxygen
saturationILD:interstitiallungdiseaseHRCT:highresolutioncomputedtomographyHP:hypersensitivity
pneumonitisDDx:differentialdiagnosisCOPD:chronicobstructivepulmonarydiseaseFVC:forcedvitalcapacityBNP:
brainnatriureticpeptidePA:pulmonaryarteryMRI:magneticresonanceimagingCT:computedtomography.
Graphic111477Version1.0
Cardiactestingintheevaluationofchronicdyspnea
Cardiacevaluation
ECGshowsarrhythmia,conduction ECGabnormalitiesmaybeaclueto
disturbance,ormyocardialinjury underlyingcoronaryarteryor
myocardialdisease.Obtain
treadmill/otherstresstestand
echocardiogram.
EchocardiogramshowselevatedPA Considerrightheartcatheterization
pressurewithnormalsystolicLV toconfirmdiagnosisofPH(mean
function.DDxincludespulmonary PAP25andPAWP<15).Consider
hypertension,CTEPH,HFpEF, V/Qscanre:CTEPH.Obtain
others.CheckBNP,assessforrisk appropriatetestsforsecondaryPH
factors. (eg,rheumaticdiseases,HBV,HCV,
HIV,PSG).
ECG:electrocardiogramCOPD:chronicobstructivepulmonarydiseaseCAD:coronaryarterydiseasePA:pulmonary
arteryLV:leftventricularDDx:differentialdiagnosisCTEPH:chronicthromboembolicpulmonaryhypertensionBNP:
brainnatriureticpeptidePH:pulmonaryhypertensionPAP:pulmonaryarterypressurePAWP:pulmonaryarterywedge
pressureV/Q:ventilationperfusionHBV:hepatitisBvirusHCV:hepatitisCvirusHIV:humanimmunodeficiencyvirus
PSG:polysomnography.
Graphic111478Version1.0
Evaluationofdyspnea:Advancedtesting
Patientswhorequirethisleveloftestingforundiagnoseddyspneamaybenefitfromreferraltoa
pulmonaryorcardiologyspecialist
PFTs:pulmonaryfunctiontestsCPET:cardiopulmonaryexercisetestPH:pulmonaryhypertensionCAD:coronary
arterydiseaseiCPET:invasiveCPETHFpEF:heartfailurewithpreservedejectionfraction.
Graphic104824Version1.0
ContributorDisclosures
RichardMSchwartzstein,MD Nothingtodisclose TalmadgeEKing,Jr,MD Nothingtodisclose Helen
Hollingsworth,MD Nothingtodisclose
Contributordisclosuresarereviewedforconflictsofinterestbytheeditorialgroup.Whenfound,theseare
addressedbyvettingthroughamultilevelreviewprocess,andthroughrequirementsforreferencestobe
providedtosupportthecontent.Appropriatelyreferencedcontentisrequiredofallauthorsandmustconform
toUpToDatestandardsofevidence.
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