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A HYBRID BACTERIA AND MICROPARTICLE DETECTION

PLATFORM ON A CMOS CHIP: DESIGN, SIMULATION AND


TESTING CONSIDERATIONS
Zhao Lu1, Jaouad El-Fouladi 1, Sylvain Marte1 1 and Yvon Savaria 2
1
NanoRobotics Laboratory, Department of Computer and Software Engineering,
2
Department of Electric Engineering,
École Polytechnique de Montréal, Campus of the University of Montréal,
Montréal, QC, CANAD

Abstract- This paper presents a hybrid bacteria and MEMS/NEMS device, long detection times (usually a 12
microparticles detection platform based on a CMOS technology. hours to 7 days process) are expected due to the long pre-
Vertical face to face microelectrode arrays are implemented onto amplification period if the initial concentration of bacteria is
CMOS chips by connecting the metal and via layers together. A very low. Meanwhile, most bacteria and particles are not
CMOS post-processing procedure based on Deep Reactive Ion
motile, and the diffusion rate of the bacteria and particles is
Etching (DRIE) is used to release the microelectrodes and to
construct microchannels in between. With medium flow of the very slow; especially under low Reynolds number laminar
fluid, Bacteria and microparticles are allowed to pass through conditions. It takes a long migration time for target bacteria
the microchannels, where impedance variations are measured approaching the detection or sensing area where the
using a microelectrode pair on the wall, and then detected by electrodes are implemented. The required signal processing
electronic circuits embedded on the same chip. This is another challenge for impedimetric sensors. Due to the
microelectronic/microfluidic hybrid system targets screening very small impedance signal, very precise and complex
individual bacterium or microparticle with high throughput and signal processing circuits are needed.
accuracy. The system architecture is presented first, followed by With the recent development of MEMS and microfluidic
the detailed model, design, simulation and parameters of the
technology, especially bioMEMS or Lab-on-Chip,
prototype. The CMOS post-processing, specific packaging and
testing procedures are also introduced in this paper. Finite combined with conventional microelectronic technology,
element analysis method (FEM) and circuit simulations confirm traditional biosensors can be integrated onto CMOS chips.
that a single microparticle, 5 ȝm in diameter, can be detected by Although most of these systems need some post-processing
the proposed microsystem. Based on preliminary etching results, procedure or special package, their integration with a
pairs of released electrodes 10 ȝm *2 ȝm *8 ȝm (L x W x H), CMOS chip not only significantly reduces the fabrication
also contribute to validate the feasibility of the CMOS post- cost and alleviates the requirements of signal processing,
processing procedure. but also greatly increases the sensitivity, throughput,
robustness, and reliability of this kind of system. Among
I. INTRODUCTION the benefits expected from the miniaturization of CMOS
based biosensors: we can cite a reduction in the required
Detecting bacteria or microparticles is becoming more bio-reagent and samples volume. Another benefit is that fast
and more important in the field of biology, pharmaceutical detection and analysis can be performed. Moreover, high
industry, bio-medicine and anti-bio-terrorism. In food- or density of biosensors with multiple functions can be
air-borne disease control, early detection of single implemented onto a same substrate, which may greatly
bacterium rather than later detection of larger increase the screening speed. Indeed, on-chip
concentrations is critical for disease control. The current microelectronic circuits make parallel signal processing and
most widely adopted technology for this type of task, production of real-time analysis reports possible. In the last
named flow cytometry [1], is based on fluorescent reactions decade, different kinds of CMOS based biosensors have
when the targeted particles pass through the detecting area. been presented for bacteria detection, bio-analysis and
Due to the required light source and the complexity of its neuron activity monitoring [6-8]. For most of these
detector, fluorescent based flow cytometry with parallel biosensors, the top metal layer or metal deposited with post-
detection is very difficult to achieve. Furthermore, the processing is used to construct coplanar electrodes arrays
targeted particles or cells have to be prepared, generally by for electrical impedance spectroscopy. Highly integrated
coating them with a fluorescent label before detection. It microelectrode arrays and on-chip detection have also been
limits the application of this technology, and it also reported. However, confined by the size of the
increases the overall detection time. Thus the throughput is microelectrode and the planar orientation, the sensitivity of
low and the screening speed is relatively slow. these devices is not sufficient to detect bacteria with very
Another conventional bacteria detection technology is low concentration. Meanwhile, the microelectrodes in these
based on electrochemical sensors [2~5], also referred to as biosensors have to be coated with some noble and
amperometric or impedimetric sensors. These sensors biocompatible material such as Gold and Platinum, which
detect changes in the electrical characteristics of the not only increases cost, but also requires complicated
medium containing the bacterial cells. Although the microfabrication procedures.
electrochemical sensors offer advantages such as high In this paper, we present a CMOS based
sensitivity, low cost and ease of integration onto a microfluidic/microelectronic system for faster single

1-4244-2396-5/08/$20.00 ©2008 Crown

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bacterium or microparticle detection. Metal and Via layers passing between a pair of microelectrodes, the change of
of CMOS chip are used to construct vertical microelectrode impedance will be measured by sensing circuits integrated
arrays. The microchannel between a pair of microelectrodes on the CMOS chip. The presence of a bacterium will be
allows a liquid medium containing the bacteria or identified when the measured impedance is beyond some
microparticles to flow from a microchamber on the surface predetermined threshold. Because the microchannels go
of a CMOS chip through the substrate down to the other through the substrate, a small pressure difference between
side of the chip. On-chip microelectronic circuits monitor the top microchamber and the bottom outlet will force the
the impedance variations in the channel, when the measured fluid medium to pass through the device. The waste sample
impedance is beyond some pre-defined threshold, the is collected on the back side of the device. The flow rate has
existence of the target bacteria will be indicated and to be calibrated according to the dynamic response
counted. The real-time results can be collected and output to (frequency) of the sensing circuits. The sample can be
a computer through I/O ports on the same chip. This system injected by either top outlet shown in Fig 1. When sample
aims at parallel, fast single bacterium detection with high injection is performed through one outlet, the other outlet is
accuracy and screening speed. By re-configuring the blocked. Consequently, the liquid sample can only flow
sensing circuits, this microsystem can also be used for through the device by the microchannels. Both top outlets
microparticle detection, bio-analysis, cell-culture and so on. are functional only when a microchamber cleaning
In this paper, the architecture and working principle of this procedure is required. A very thin layer of silicon oxide is
system is first presented. Then, its detailed design and left during the post-processing procedure, to protect the
simulation results are introduced. The CMOS-post- microelectrodes from corrosion/erosion. Such a layer is
processing and related testing and packaging issues are also biocompatible.
discussed. Finally, the optimization, design consideration,
and potential applications of this system are also introduced. B. Specific parameters of a first implementation
A cut of the proposed electrode structure that we are
II. PROPOSED ARCHITECTURE implementing is illustrated in Fig 2. The vertical
microelectrode structure is created by stacking the Metal
A. High Level Overview and Via layers of a 0.18 ȝm standard CMOS chip.
The proposed microelectrical/microfluidic hybrid
microsystem [9] consists of a microelectrode array,
microelectronic circuits, a top microchamber, an array of
microchannels, and outlets. As shown in Fig 1, the
microelectronic circuits and microelectrodes array are
implemented directly on a CMOS chip using standard 0.18 


ȝm CMOS technology. After the microchannels are created 
   
using a post-processing procedure based on DRIE   
    
technology, the microchamber and outlets are constructed 
with epoxy as explained in the sequel.

b.
Fig. 2. a) Cross-sectional view. b) 3-D view of the microchannel and
microelectrode based on a typical 0.18ȝm CMOS technology.

The height of the microelectrodes is around 8.05 ȝm


after connecting 6 Metal layers and 5 Via layers. The
Fig. 1. Schematic of the proposed hybrid microsystem. microelectrodes are defined by stacking metal rectangles.
The proposed system works as follows. First, a liquid For instance, in a typical design, 10 ȝm x 2 ȝm (L x W)
medium containing the bacteria is injected into the stacked metal rectangles are separated by 10 ȝm. In order to
microchamber above the microelectrode array. Then, the avoid the potential cross-talk among pairs of
medium enters into the microchannels. Controlled electrical microelectrodes, the distance between the microelectrode
currents are injected through the microelectrodes embedded pairs is kept at 80 ȝm. A total of 80 microelectrode pairs are
on the wall of the microchannels. If there is a bacterium implemented on the first prototype. The die has a total area

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of around 2700 ȝm x 1300 ȝm (W x H). Metal wires The resistance Rsol reflects the finite conductivity of the
connect the microelectrodes to adjacent sensing circuits. electrolyte. The value of Rsol is greater when a
The silicon oxide between each pair of microelectrodes is nonconductive bacterium/microparticle is passing through
removed during the post-processing procedure using DRIE- the microchannel between the electrodes. The C_ox
ICP dry etching technology. A through-wafer microchannel capacitors are due to the thin dielectric layers on the surface
is created between each electrode pair by etching through of the electrodes. For a given electrode pair, as their
the silicon substrate. After the post-processing procedure, geometry is the same and the means of producing the
the microfluidic component is covered with transparent, dielectric is equivalent, both capacitance values should be
dielectric polymer, to protect bonding pads and wires on the almost equal. However, some slight variations on these
top of the CMOS chip and to avoid electrical shorts while values should be considered. They can be caused by
providing outlets for test sample injection. The planned variations of the process of the microelectrodes that creates
height of the microchamber is 1 mm, which provides a the structure.
volume of 15 ȝL for each test. microchamber. The bottom With our previous observations, we can conclude that it
microchamber used to collect the waste sample is fabricated is very important for the circuit we design to be robust to
separately and bonded to the bottom of the chip. The many uncertainties related to the design parameters of this
microchamber is constructed with Polydimethylsiloxane experimental device. For instance, we expect variations of
(PDMS) using conventional soft lithography technology. the conductivity of the electrolyte due to biological
activities. As mentioned earlier, the electrolyte conductivity
III. DESIGN AND SIMULATION is ranging from 0.5 to 5 S/m. The nature and dimensions of
the bacteria/microparticles to detect can also change. For
In this section we present some design constraints of the
instance, one may want to detect polythene beads of 3 µm,
sensing microelectronic circuit. It is designed to be robust
5 µm or 6 µm diameter or bacterium with diameters that can
and flexible to meet various potential applications related to
range from 1 µm to 3 µm. At last, variations of the
the proposed microsystem.
parameters controlling microelectrodes fabrication and
As this experimental system is designed to prove
coating could have a significant incidence. These
concepts in spite of a great deal of uncertainty, in our first
considerations are capital issues in order to get a working
prototype, different sizes of microelectrodes are
circuit.
implemented. This will be invaluable for evaluating the
To design the detection circuit, we took advantage of the
performance of the circuit and to guide us toward the
presence of the relatively large capacitance C_ox that can
selection of the best parameters that will allow to meet
integrate a DC current. In that case, the resulting circuit can
requirements of different applications. Specifically, 5 µm x
reduce to Fig 4, for which Equations (1), (2) and (3) apply.
5 µm, 6 µm x 6 µm, 8 µm x 8 µm, 10 µm x 10 µm, 12 µm x
12 µm, 15 µm x 15 µm and 20 µm x 20 µm (microelectrode
length x microchannel width) are chosen for this design.
In a first considered design of the stimulation and
sensing circuits, the fluid medium containing the
bacteria/microparticles to be detected is assumed to be an
electrolyte having a conductivity ranging from 0.5 to 5 S/m.
We also consider that the bacteria/microparticles to be
detected are essentially non-conducting, with a conductivity
much lower than that of the electrolyte. Based on available
information, the expected conductivity can be around 0.1
pS/m.
Based on various studies with COMSOLTM finite Fig. 4. The equivalent circuit when injecting a DC current into a
element models of the physical structure, combined with microelectrode pair.
detailed circuit simulations, the preferred solution that was Thus if we inject a reference current “I”, the voltage
retained for our experimental system isolates the across a microelectrode pair is given by equation (3). It is a
microelectrodes from the fluid media with thin dielectric linear relationship with a slope inversely proportional to
layers. To form these layers, the electrodes are coated with C_ox, and a value at the origin is directly proportional to
a thin layer of a dielectric material (either silicon oxide or Rsol. If, for instance, C_ox is a constant, a change in Rsol
Parylene) which results in the formation of a relatively high results in a vertical translation of the voltage created across
value capacitance at the interface between each an electrode pair.
microelectrode and the electrolyte. Based on material
properties, microelectrode dimensions and target dielectric
thickness, the value of this capacitance ranges from 2pF to
15pF. The resulting electrical model for each
(1)
microelectrode pair is shown in Fig 3.
(2)

(3)

Fig. 3. Electrical model for each microelectrode pair.

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Therefore the conceptual diagram of Fig 5 is proposed The Charge switch is implemented using a PMOS
to model the sensing mechanism associated with each transistor and the Discharge switch is implemented using a
electrode pair. NMOS transistor. Thus, as mutually exclusive conduction is
desired, only one control signal is needed for both switches.
The buffer is easily implemented with two simple CMOS
inverters.
In order to simulate the behaviour of this circuit, we
initially carried out simulations using COMSOL software in
order to find the expected range of Rsol. For these
simulations, we used non-conducting spherical beads of
5µm in diameter. The lengths of the electrodes were 6µm,
10µm and 20µm and the widths of the channels were of
6µm, 10µm and 20µm respectively (square channel section
assumed).The microbead is located at the centroid of the
volume defined by the microelectrodes pair. The
conductivity of the electrolyte is 1 S/m. Table 1 presents the
values of resistances found. It is obvious that smaller
Fig. 5. Conceptual diagram of the sensing mechanism.
microelectrodes with narrower channels provide better
When the Charge switch is on, the Discharge switch is discrimination. When the channel is much larger than the
forced off (mutually exclusive control) and the reference microbead, more reference current flows around the
current is injected in the upper microelectrode, generating a microbead, thus reducing the sensitivity of the circuits.
voltage modeled by equation (3). This voltage is fed to the
TABLE I
input of a buffer with a threshold voltage set to Vdd/2. After FEM SIMULATION RESULTS FOR Rsol WITH VARIOUS
some time, the Charge switch is turned off and The MICROELECTRODES, AND CHANNEL SIZES.
Discharge switch is turned on. The input of the buffer is
then grounded, and both capacitances are gradually Length of
Microelectrode Rsol with a Rsol without a Discrimination
discharged. After a suitable time, we can restart this process. bead (kȍ) bead (kȍ) ratio (%)
As a result a pulse train is created at the output of the circuit (µ m)
and the width of the pulses composing this train is related to
6 100.2 85.6 17
the value of Rsol. The greater is Rsol, the wider are the
pulses. Hence by analyzing this wave, the system can 10 92.1 83.2 10.7
automatically determine when a bacterium or microparticle
20 56.5 56.4 0.1
passed by.
The actual circuit that implements this detection concept
is shown in Fig 6. The reference current is provided from
outside the microchip and it is injected into the detection
circuit using a simple current mirror. This is necessary as
the design of the circuit proceeds in parallel with the
development of the post-processing microfabrication steps,
and different applications may require very different
stimulation currents. Ultimately, in a fixed application, with
well characterized post-processing steps targeting some
low-cost system, the current source would be on-chip. At
this stage, we expect that fully external control of the
injected current is essential for characterization tests.

Fig. 7. Simulation results of delay time according to the impedance


variations between the microelectrodes.

Based on those expected resistance values, it is possible


to simulate the behaviour of the designed circuit. Fig 7
shows a typical simulation result for a C_ox value of 5pF, a
charging time of 1.5µs, a discharging of 50 ns, and a
reference current of 1µA. The figure shows two simulations
Fig. 6. CMOS stimulus generation and detection circuit.

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results. One is for a value of Rsol equal to 100kŸ and the photoresist on top of the CMOS chip to provide an
other is for a value of 140kŸ. additional protection layer. A typical photolithographic
This simulation results confirm the expected linear process is used for this purpose. Then, the DRIE technology
relationship described by equation (3) as well as the pulse is adopted to remove the silicon oxide between a pair of
wave generated. It also shows that a large Rsol produces a microelectrodes and etch through the silicon substrate. In
larger pulse width. Table 2 shows widths of the pulses in Fig.8, an optical microscopy image illustrates part of the
the train for a value of C_ox of 8pF, a charging time of microelectrode array and the scanning electron microscope
3.5µ s, a discharging time 0.5µs, a reference current of 1µA (SEM) image that depicts a pair of released microelectrodes.
and Rsol values ranging from70kŸ to 150kŸ. This table Recall that the microchannel is to be etched through the dies
confirms the linear relation between the value of Rsol and in between these electrodes.
the pulse width.
TABLE II
WIDTH OF PULSE FOR VARIOUS Rsol VALUES

Rsol (k) Pulses width (ns)

70 723

80 975

90 1230

100 1488

110 1742

120 1993

130 2247

140 2497

150 2755

To characterize the impact of possible process variations,


we performed a set of simulations with a C_ox value halved.
The variation of the pulse width with Rsol decreased. In
general, as the value of C_ox increases, the slope of the
voltage generated at the input of the inverters is smaller. A
larger time is then needed to reach the threshold of the
inverters in the proposed microelectronic circuit.
The circuit proposed was designed in a manner which
makes it flexible in multiple ways. Firstly, one can control
the injected current depending on the values of the
impedance to measure. It is then possible to vary the
charging and discharging time for the capacitors C_ox. Note
that the same circuit can be used for a wide range of C_ox
Fig. 8. Optical and SEM images of the released microelectrode and
and Rsol, making the circuit robust against inaccurate
microchannel after the silicon oxide is etched off.
knowledge of the device parameters and variations of these
values. B. Packaging
To avoid any electrical shorts caused by the liquid
IV. FABRICATION samples on the chip and to provide a microfluidic interface
for sample injection, a specific package is developed. As
A. CMOS Post-processing illustrated in Fig 9., the raw die is first mounted on a chip
The CMOS post-processing procedure includes two carrier for wire bonding. Then a special Epoxy is patterned
steps, passivation layer patterning and DRIE etching. On above the area of the microelectrode array by direct writing
the die received from the foundry (TSMC through CMC technology [10]. After that, liquid polymer is poured on the
Microsystems), the passivation layer on the microchannel surface of the CMOS chip to cover it completely, including
area is removed. So the silicon oxide between a pair of pads, wires and previously patterned Epoxy. After the liquid
microelectrodes is exposed and ready for the following polymer is fully cured, the whole device is set on a hot plate,
etching process. However, the thickness of the original when the temperature reaches about 70 oC, the Epoxy inside
passivation layer is not enough to protect the surrounding is melted and can be extracted through the outlets by
circuits and microelectrodes during the DRIE dry etching applying a vacuum. In order to remove the melted Epoxy
procedure. Thus, the first step is to pattern a layer of entering into microchannels during the heating procedure,

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hot water is injected for cleaning the debris of Epoxy in the testing scheme comprises the following steps. Firstly,
microchamber and microchannels. Finally, the device is testing will be performed with different kinds of medium
installed on a dedicated PCB for testing. such as electrolyte with different conductivity, deionised
water, PBS, and bacteria medium. The collected data can be
used not only to evaluate the function of the circuit, but
more importantly, to establish a reference database. The
anti-corrosion/erosion capability of microelectrodes and the
long-time permeability of the package will also be checked
at this stage. Then, microparticles with varied size will be
used to determine the sensitivity of the system and to
calibrate the circuits as well. Meanwhile, controlled
medium injection will used to investigate the relationship
between the flow rate of the sample injection and dynamic
response of the circuit. Finally, a diluted bacteria medium
will be used to demonstrate the function of the system and
then a concentrated bacteria medium will be used to
determine the maximum frequency/minimum response time
of the system in practical operating conditions. Moreover,
by collecting results corresponding to different species of
bacteria, microparticles or other bio-entities, a more precise
and wide database can be established for future on-site
detection. By adjusting the circuits’ parameter, this
microsystem can be reconfigured to fulfill detection tasks.
It should be stressed that the proposed microelectronic
circuit is designed to produce a high yield microchip.
Fig. 9. a) Wire bonding, b) Epoxy is patterned on the area of Indeed, its simplicity and small size make it possible to
microelectrode array by direct writing technology. c) Polymer is poured on have an independent circuit for each microelectrodes pair.
the surface of the CMOS chip to protect the pads and bonding wires. d) Thus, a bug that appears in one cell doesn’t propagate to the
After the epoxy is melted and removed, the microchamber and outlets are other cells. Moreover, the system is designed to be totally
formed by the surrounding transparent epoxy. self-referenced, making it very robust against variations of
any kind. This self-reference comes from the choice made
V. DISCUSSION
to create a pulse train. By comparing the widths of the
The ultimate goal of this project is to provide a portable pulses independently for each cell, they become self-
hand-held microsystem for on-site usage. By adopting a referenced. The information about a problem in a cell is
standard CMOS technology, the task of fabricating high then taken into account in the pulse train generated. Finally,
density array of face to face microelectrodes can be detection of a microparticle between two microelectrodes
achieved easily and the on-chip detection circuit also only relies on comparisons of results generated by the same
greatly increases the signal to noise level. As it is a first cell.
prototype for validating the ideas and evaluating the
performance of the circuit and feasibility of the VI. CONCLUSION AND FINAL REMARKS
microfabrication process, the parameters are chosen for
This paper proposed a microfluidic/microelectronic
better understanding of challenges and leaving enough
hybrid system based on CMOS technology. On this Lab-
space for further adjustment to meet requirements of
on-Chip microsystem, face to face microelectrodes are
different applications. Based on our simulations and the
constructed by stacking Metal and Via layers of a CMOS
preliminary microfabrication results, single bacterium or
chip. CMOS post-processing with the DRIE technology is
microparticle can be identified by the proposed
used to release the microelectrode array and form the
microsystem. However, there is always a balance between
microchannels in between. A dedicated package is
the performance and cost of a design. For example, the
developed to integrate microchambers and outlets on top of
circuit simulation results suggest a narrow microchannel
the CMOS chip and to isolate the circuits from the
compatible with the size of targeting bacteria or
microfluidic component as well. The liquid medium
microparticles for better sensitivity. However, producing
containing bacteria or particles can be injected into the
smaller microchannels, for example, less than 10 ȝm, will
mirochamber and microchannel, where the microelectrode
significantly increase the complexity of the post-processing
pairs are implemented on the wall. finite element modeling
procedure, thus increasing cost accordingly. Meanwhile, in
and circuit simulations were used to confirm that single
order to achieve higher screening speed and throughput,
bacterium or particles can be identified by the presented
higher density of the microelectrodes are needed, which
detection circuits. The reported preliminary etching results
could raise the background noise and cross-talk of circuits
also partly validate the proposed post-processing procedure.
and reduce the performance of the system. With the concept
This microsystem is designed to detect pathogenic bacteria
of design for test, this first prototype aims to develop a
or other micro-size bio-entities present in a diluted liquid
uniform platform for validating the performance of the
media in minutes.
circuits and microelectrodes under different conditions and
providing data for further optimization. The proposed

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VII. ACKNOWLEDGEMENTS
This work was initially supported by a grant from the
Canadian Institute for Robotics and Intelligent Systems
(IRIS). It was recently supported in part by a Canada
Research Chair (CRC) in Development, Fabrication, and
Validation of Micro/Nanosystems, the Canada Foundation
for Innovation (CFI), the National Sciences and
Engineering Council of Canada (NSERC), and the
Government of Québec. The authors also thank CMC
Microsystems for access to various design tools and CMOS
fabrication technologies.

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