Escolar Documentos
Profissional Documentos
Cultura Documentos
Functional Digestive Rehabilitation Unit, Institut Guttmann, Neurorehabilitation Hospital, University Institute affiliated with the
Autonomous University of Barcelona, Badalona, Spain
vallecular spaces and inverts the epiglottis into a more Table 1 Demographic and clinical data of patients
protective position over entry to the airway. These
Study group Control group
techniques are commonly used temporarily as the
(n = 47) (n = 25)
patient recovers, but in some cases are indicated to be
used permanently to prevent aspiration and improve Sex
Male/female 31/16 19/6
swallowing safety.4
Age (years) 43 (1875) 51 (2176)
However, almost only expert consensus support the Etiology
use of maneuvres, such as chin tuck, and it should be Stroke/TBI 31/16 14/11
Stroke etiology
noted that its efficacy remains controversial.6 Unfor-
Hemorrhagic 18 9
tunately, the existing literature provides scant scien- Ischemic 13 5
tific evidence of this kind of dysphagia therapy.46,10 Stroke location
Anterior vascular territory 7 4
Moreover, when Logemann et al.11 analyzed three
Posterior vascular territory 24 10
interventions to treat aspiration (thin liquids chin- Stroke scale
down posture, nectar-thickened liquids, or honey- FIM 51 59
(23108) (20100)
thickened) and it was eliminated in only 33%
TBI scales
of patients with Parkinson disease and 26% with DRS 14 15
dementia. (718) (819)
RLFC 6 6
The few studies published had some methodologic
(58) (57)
limitations: small number of patients, heterogeneous Pneumonic history feeding mode 27 10
etiology, subjective evaluation, etc. Therefore, the Gastrostomy/NGT 28 15
Gastrostomy + oral 2 1
effectiveness of the chin-down posture cannot be gen-
Oral modified 15 7
eralized to all patients who are neurologically impaired, Oral normal 2 2
specifically those with acquired brain injury. In addi-
tion, it should be remembered that in some patients this TBI, traumatic brain injury; FIM, functional Independence Measure-
ment; DRS, Disability Rating Scale; RLFC, Rancho Los Amigos Level
maneuver is not easy to perform and maintain, thereby Cognitive Function Scale; NGT, nasogastric tube.
impairing their normal eating habits.
The aim of this study was to videofluoroscopically
Videofluoroscopic examination
assess the effectiveness of the chin-down posture to
prevent aspiration in patients with neurogenic dyspha- In randomized, alternating order, the VFS examination was started
with the cervical rachis in the anatomic position (normal
gia secondary to acquired brain injury (stroke and
swallow) or cervical rachis in flexion with sternal-mentonian
trauma). We also evaluated if the effectiveness of chin- contact (chin-down posture). The biomechanical swallow with
down posture in eliminating aspiration was correlated the same boluses (volume and consistency) was analyzed in both
with other videofluoscopic findings. situations.
The examination was carried out with boluses of 3, 5, 10 and
15 mL of pudding, nectar and liquid viscosities, with the patient
seated and X-ray in the lateral projection. The bolus was delivery
PATIENTS AND METHOD
via syringe by a nurse. The full swallowing sequence was high-
A randomized, alternating cross-over study was conducted (with/ power recorded by the Kay Digital Swallowing Workstation (New
without chin-down posture) in patients with neurogenic dyspha- Jersey, USA) at a frame rate of 25 frames s)1. Visipaque (GE
gia and aspiration demonstrated by videofluoroscopic examina- Healthcare Bio-Sciences, SA, Spain) is usually used as a contrast
tion. This study group included 47 patients (31 stroke and 16 TBI). medium and Resource (Novartis, Spain) as a thickener in our
A control group of 25 patients, 14 stroke and 11 TBI, (patients Unit. A complete swallowing sequence was recorded on high-
without aspiration demonstrated by videofluoroscopy) was also resolution videotape. We evaluated oral and pharyngeal function
evaluated; this control group served to ascertain whether the chin- at all viscosities and volumes, defining CP dysfunction and
down posture might be deleterious and induce aspiration or any pharyngeal residue if we observed alteration in any of the bolus
other type of swallowing alteration. Demographic and clinical analyzed. The examination was discontinued if aspiration was
data of both groups are detailed in Table 1. recorded or the patient was unable to cooperate. VFS was always
Inclusion criteria for the study group were: (i) videofluoroscopic performed and analyzed by the same person (RT) with long
diagnosis of tracheal aspiration (before the onset of pharyngeal experience in this diagnostic technique.
swallow and during pharyngeal contraction), (ii) patients with The VFS technique was an adaptation of Logemanns proce-
acquired brain injury (stroke and TBI) able to understand and dure.14 In the oral phase, the following parameters were analyzed:
follow verbal instructions for performing the maneuver, (iii) TBI (i) oral transit time (OTT): time elapsed from the beginning of
patients with a Rancho Los Amigos Level Cognitive Function bolus movement inside the mouth cavity until the bolus head
Scale score >412, and (iv) stroke patients with a Barcelona test passes the point where the jaw crosses the base of the tongue (in
(comprehension) score >15.13 Exclusion criteria were: (i) cognitive- normal individuals: 1.25 s); (ii) tongue control: abnormal tongue
behavioral alteration preventing patients from following the control was defined as any alteration that reduced ability to form
instructions, and (ii) inability to perform the cervical flexion the bolus and propel it toward the rear part of the mouth and
maneuver. pharynx; (iii) reduced palatoglossal closure: defined as when all or
part of the bolus falls into the pharynx prematurely (before RESULTS
activation of the swallowing reflex); and (iv) piecemeal degluti-
tion: considered present when the patient swallows the bolus in
various portions. Videofluoroscopic findings
In the pharyngeal phase, we evaluated: (i) nasopharyngeal
penetration, which occurs as a result of inadequate velopharyn-
In the study group, the examination was started in the
geal closure or inability of the bolus to pass through the upper anatomic position in 23 patients and chin-down
esophageal sphincter (UES) causing it to ascend the nasopharyn- posture in 24 and control group in 13 and 12, respec-
geal tract; (ii) residue in the pharyngeal cavity after swallowing tively (Fig. 1). Videofluoroscopic findings in both
(vallecula and pyriform sinuses); the amount of residue was
classified as severe if 75100% of the bolus remained, moderate if groups are detailed in Table 2.
5075%, mild if 2550%, and no residue if less than 25%14; (iii) Several videofluoroscopic abnormalities were found
laryngeal elevation: maximum approximation of the larynx and in the study group. In the oral phase, the most
hyoid during the swallow (considered to be pathologic below
significant were: an increase in OTT in 34% of
1.3 cm in men and 1.08 cm in women)15; (iv) cricopharyngeal
dysfunction: defined as any reduction in normal UES opening patients, tongue control disorder in 47% and impaired
during the transsphincteric flow of the bolus; (v) pharyngeal delay palatoglossal closure in 48%. In the pharyngeal phase,
time (PDT): defined as time from bolus head arrival at the point the most relevant were: PDT in 64% of patients,
where the shadow of the longer edge of the mandible crosses the
laryngeal elevation reduction in 62% and increased
tongue base until pharyngeal swallow is triggered. Triggering or
onset of pharyngeal swallow is defined as the first video frame PTT in 57%. Aspiration occurred prior to swallowing
showing laryngeal elevation as part of the pharyngeal swallowing in 21% of patients and during pharyngeal contraction
complex (considered to be normal below 0.24 s)16; (vi) pharyngeal in 79%. Fifty-one percent of patients who had aspira-
transit time (PTT): time elapsed from when the head of the bolus
leaves the base of the tongue until the tail of the bolus passes
tion were silent aspirators (Table 2). Videofluoroscopic
through the cricopharyngeal region (less than 1 s considered findings were similar regardless of whether the exam-
normal); and (vii) penetration/aspiration: penetration was defined ination was started in the anatomic position or in chin-
as passage of the bolus content into the laryngeal vestibule above down posture.
the vocal cords. When food crossed the vocal cords and entered the
airways, it was considered aspiration. The moment aspiration
As expected, in the control group, VDF abnormali-
occurred (before onset of pharyngeal swallow, during pharyngeal ties were lesser with the more prevalent abnormalities
contraction or after swallowing) was recorded. Consideration was in the oral phase being tongue control alteration in
also given to the appearance or not of cough during aspiration. 36% of patients and mild pharyngeal residue in 32% in
Silent aspiration was defined as the entry of food below the level
of the true vocal cords, without cough or any outward sign of the pharyngeal phase. No patients had tracheal aspira-
difficulty. tion either during the examination in chin-down
We considered a patient as having no aspiration on VFS when posture or the anatomic position. It is of note that in
none of the bolus and viscosities analyzed crossed the vocal cords
this group, the chin-down posture did not change
and entered the airways. For temporal measurements (OTT, PDT
and PTT) evaluation results obtained with 5 mL bolus of nectar swallow biomechanics (Table 2).
were taken and compared with normal values using the same In the study group, the VDF findings according to
volume and viscosity.13 For laryngeal elevation results obtained whether the patient avoided aspiration or not during
with 3 mL bolus of nectar were taken and compared with normal
the chin-down posture are shown in Table 3. The
values using the same volume and viscosity.15
Videofluoroscopy is a diagnostic tool available at our healthcare most significant differences between groups were:
practice to assess patients with clinically suspected neurogenic pharyngeal residue 30% vs 70%, cricopharyngeal
dysphagia. When introduced (1999), this examination procedure dysfunction 18% vs 83% and PDT 54% vs 76%. It
was approved by the Ethics Committee of the Institut Guttmann.
The present investigation was submitted and approved by the
should be emphasized that only 55% of patients
Investigation Committee. The patients were informed and avoided aspiration during the chin-down maneuver.
accepted to participate in the study. When aspiration occurred before swallowing, it was
prevented by the chin-down posture in 40% of cases,
whereas when aspiration occurred during pharyngeal
Statistical analysis
contraction, it was prevented in 60%. Fifty-one
Statistical analyses consisted of a descriptive analysis (study percent of patients were found to have silent aspira-
group/control group) and a bivariate analysis comparing preven-
tion of aspiration in the chin-down posture (yes/no) with etiology
tion (20% aspiration before and 80% during swallow);
(stroke/TBI) and VFS findings to determine the predictive factors in this group the chin-down posture avoided aspira-
for aspiration prevention. Sensitivity (probability of compensating tion in only 52% of cases.
aspiration when swallowing in the chin-down position) and When prevention of aspiration by the maneuver was
specificity (probability of not compensating aspiration when
swallowing with the cervical rachis in the anatomic position) of analyzed in relation to bolus viscosity and volume,
the chin-down posture were also analyzed. some interesting findings emerged: patients with aspi-
When the predictive variable was categorical, the chi-square ration at larger volumes responded better to the chin-
test was applied, and when continuous, either Students t-test or
down posture, whereas viscosity had no influence
ANOVA, with the significance value set at P < 0.05.
Aspiration
N = 23
Aspiration
N=8 Anatomical
Chin-down
N = 23 No aspiration
No aspiration
N=0
N = 15
Study group
N = 47 Aspiration
Aspiration
N = 13
N = 24 Chin-down
Anatomical
N = 24
No aspiration No aspiration
N=0 N = 11
Aspiration
N=0
Aspiration
N=0 Anatomical
Chin-down
N = 12 No aspiration
No aspiration
N = 12
N = 12
Control group
N = 25 Aspiration
Aspiration
N=0
N=0 Chin-down
Anatomical
N = 13
No aspiration No aspiration
N = 13 N = 13
N = number of patients
Figure 1 Videofluoroscopic examination performed in randomized order alternating chin-down and anatomic positions. Patient distribution in both
groups (study and control) and the number of patients with aspiration in each situation are shown. Note that, in the control group, no patients had
tracheal aspiration during the examination in either the chindown posture or anatomic position.
(Fig. 2). Only two patients had aspiration at 3 mL (one A positive relationship was found between PDT
with liquid and the other with nectar). (P = 0.046) and aspiration prevention: 76% of patients
The quantitative temporal measurements in the who had aspiration during the chin-down posture had
chin-down posture to prevent aspiration or not are increased PDT vs 24% of patients with normal PDT;
detailed in Table 3. The patients who continued aspi- no correlation was found with OTT, PTT or any of the
rating during the chin-down maneuver had more remaining parameters (Table 3).
prolonged PDT compared with patients without aspi-
ration; OTT and PTT did not differ significantly
Sensitivity and specificity of the chin-down
between patients with and without aspiration.
posture
Sensitivity (probability of patients swallowing in the
Relationship between aspiration prevention with
chin-down posture compensating the aspiration) and
the chin-down posture and etiology (stroke/TBI),
specificity (probability of those swallowing with cer-
feeding mode and VFS findings
vical rachis in the anatomic position without flexion
When VFS findings in relation to etiology were not compensating the aspiration) of the chin-down
analyzed, a similar percentage of patients who did not maneuver to prevent tracheal aspiration were 65% and
aspire during swallowing in cervical flexion was found 54%, respectively.
in both groups: 58% of stroke and 50% of TBI patients.
When feeding mode and videofluoroscopic findings
DISCUSSION
were correlated with aspiration prevention or not with
the chin-down posture, a statistically significant rela- Swallowing therapy to improve disordered oropharyn-
tionship was found between bolus volume (P = 0.0001), geal deglutition has traditionally focused on behavioral
pharyngeal residue (P = 0.012) and cricopharyngeal interventions, including compensatory and rehabilita-
dysfunction (P = 0.05); a trend toward palatoglossal tive strategies, with the aim of facilitating safe and
closure dysfunction was also observed (P = 0.058). efficient oral feeding. Compensatory strategies are
Table 2 Videofluoroscopic abnormalities in the study and control Table 3 Videofluoroscopic abnormalities, moment of aspiration and
groups globally and whether the examination was started in the ana- temporal measurements in the study group according to prevention or
tomic position or in cervical flexion not of aspiration during the chin-down maneuver
100
40 40
Pudding
Nectar
Liquid
35 mL
20
10 mL
15 mL
20
0 0
Liquid Nectar Pudding* Viscosity Volume
35 mL 10 mL 15 mL
P = 0. 014 P = 0.7 P = 0.001
* No patient had aspiration at 15 mL pudding
Figure 2 Prevention of aspiration with the chin-down posture in relation to bolus viscosity and volume. Percentage of patients with aspiration
decreased with larger bolus volumes regardless of the viscosity. Note that patients with aspiration at larger volumes responded better to the chin-
down posture, whereas viscosity had no influence.
parameters for a more precise definition of the nature study design allowed us to compare VDF results
of deglutition disorders. The results of our study between patients with and without aspiration, and
suggest that some VFS variables may allow us to demonstrate that the chin-down posture did not
predict whether aspiration will persist or disappear change swallow biomechanics or induce aspiration in
with the chin-down maneuver. We found persisting patients not having it in the anatomic position.
aspiration to be significantly related to PDT, pharyn- Thirdly, the temporal quantitative VDF analysis,
geal residue, cricopharyngeal dysfunction and bolus together with the qualitative analysis, allowed us to
volume. All these findings indicate that patients with estimate some predictive factors to avoid aspiration
more severe biomechanical swallowing alterations during the chin-down maneuver. Limitations include
respond more poorly to the chin-down posture. It the absence of long-term clinical evaluation as well as
should be remembered that the VFS findings correlat- the fact that VDF is not universally available. Another
ing with prevention or not of aspiration during swallow possible pitfall is that videofluoroscopic images inter-
in cervical flexion (pharyngeal residue, cricopharyngeal pretation depends on visual judgments and is somehow
dysfunction and PDT) cannot be detected with cer- subjective. Some studies revealed not only poor inter-
tainty by clinical examination (laryngeal ascent, cough observer but also intra-observer reliability in video-
and palatoglossal closure dysfunction).1,2,4 fluoroscopic assessments. Nevertheless, aspiration and
Our results yielded sensitivity and specificity of the measures for oral and pharyngeal phase transit times
chin-down maneuver to prevent aspiration in patients (some of the most relevant issues of our study) had a
with acquired brain injury of 65% and 54%, respec- high reliability (over 90%).2729
tively. Thus, although this maneuver can help to In summary, the indication of chin-down maneuver
increase swallow safety in a significant group of to prevent aspiration in patients with dysphagia
patients, it is not universally applicable to all dyspha- secondary to acquired brain injury cannot be general-
gic patients. Nevertheless, from a clinical standpoint ized as only half of patients avoid aspiration during this
the chin-down maneuver cannot be advised based on maneuver (with 48% of silent aspirators that continue
videofluoroscopic findings as this technique is not to aspirate during the maneuver). The patients who
available in many centers. Thus, we suggest than in continued to aspirate during cervical flexion were
patients with clinical symptoms of aspiration the those with aspiration at smaller volumes and more
maneuver should be done for some time but only pharyngeal residue, cricopharyngeal dysfunction and
maintained if aspiration is avoided. If not, and based on PDT. Appropriate indication of the chin-down posture
our results, this maneuver should not be generalize to should be evaluated by VDF examination.
all patients with dysphagia given that swallowing in
cervical flexion can be uncomfortable and require
ACKNOWLEDGMENTS
especial collaboration.
This study has some strengths and some limitations. We thank Ms. Raquel Lopez for statistical analysis. We are also
indebted to Ms. Christine OHara who helped to prepare the
Firstly, a large and homogeneous group of patients with
manuscript.
acquired brain injury was evaluated. Secondly, the