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'r'f-rLl Qullsf ioN oF Gl-llLrr Gtrii1."i'
The
OUESTIOI{
of
GERMAI{
.
GUILT
By KARL JASPERS
TRANSLATED sv E. B. ASHTON
)
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I can.understand this distrust in all young people awak-
1}tr tt
ened to full consciousness during the past twelve years, in
fi,
!
this environment. But I beg you in the course of your studies
| -i' to keep an open mind for the possibility that now it may be
li,
ili clifferent-that now there really may be truth at stake. You
It
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I a.re the ones who are called upon, each to help in his place
I so that truth may be revealed. For the time being, listen to
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l
- I
l On the orher hand, notably in the philosophical and polit_ pr.essed. Given room, it grows ouf of the essence of human
;1,! ical fields, you may receive a strange impression. There .iirt"n...
everything does indeed sound altogether difierent. True, if To be sure, all thought and research depenci on the
) I
those who studied here before lgj3 or even in the first
years political situation. But the difierence is whether thought and ! 6
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I
afterwards were to come bacs they probably would ,ro,.
, ,er"r..h are forced and used for their own purPoses by the l*
coinciding basic attitude in many of us. But there, too,
it political power, or whether they are left free. because the i
may be possible to feel a change wrought by the upheavals political power wants free research, a region free from its I
of this decade. And the change of c".t is a f"ct. T"rchers immediate influence.
I who would expound the National-Socialist phraseology to Before 1933 we had permission to think and talk freely,
I
you have vanished. Others have reappeared as old *"I'ou, and now we have it again. The present political situation is
of the past; or joined as young ones in a metamorphosis to a military government, and a German government which,
freedom and candor, while ,til now they had to wear
masks. being set up by authority of the other, is itself not yet a
Again I ask you: beware the premature conclusion that democratic government but an authoritarian one' But neither
only the opposite of recent values is taught, that we are by the military government nor by the German one is a line
talking just as before though in reverse, fighting what used
' of thought and research imposed uPon us. Both leave us free
to be glorified and glorifying what used to be iought_that for truth.
in elther caser"today as yesterday, the doctrine was a result Today this does not yet mean that 1ve are free to pass
ofrpolitical compulsion and thus no real truth. No; at least discretionary judgments.
J
it is not so in all places. Where it is, there would indeed be The situation as a whole does not permit entirely free
no essential difference. The way of thought would not have public discussion of every decisive world-political question
t
changed, only the direction of aggressiveness or mendacious which now plays a part in the political struggle of the powers'
glorification. This is a matter of course. Though it may be painful and
I
ri nof an ideal situation, political tact may at times exact silence
By our manner of teaching we professors will have to
on certain questions and facts everywhere in the world, in
r show that the radical difference-though also marked in
the interest of the most propitious solution' Truthfulness
certain contents--decisively lies in the very way of thinking.
demands that we admit this, but no one has the right
to
If what was taught before was propaganda, neither science we like and
lodge a complaint. Talking about all things as
nor philosoph we are now not to adopt another point of
please is license, anYhow.
view but to return to the way of thinking as a critical rnove-
Only what we say ought to be unconditionally true'
ment, to research which is true cognition. This can be sup- n* a topic for lectures
The political events *ln";",
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t
at the university in the sense
of our being engaged in politics. which is not and shouid not be our theme. Yet what we want
criticism or praise of the actions
d of government is never the to ponder is a condition precedent for our judgment in politics
business of lectures_but
the .cienlific .lu.ifi.rtion of
factual structure is. its aswell.
I want to speak from philosophical motives, for our own
enlightenment and encouragement. Truth shall help us find
our way.
But all that denotes ao repression For these considerations we shall first visualize two neces-
oi oill.r.urch, only a sities, the consciousness of which I deem particularly indis-
f:1."^r:l:i:: .. refrain ;,"*;;;s
business: dabbling in political
in", * never our pensable to Germans in our present situation.
'We
must 1""t1
L*
*;;;;;';;"^; il: io talk with each other, and we mutually must understand l-e
day. To me it seems that
only m"tice would consider
, restraint of our research into the truth. that and accept one another in our extraordinary difierences' f^.
, These difierences are so great that in borderline c"et *" I f
. It means, rather, that we f""" ro try by all means, and
, "."
in all directions, to discover appear to each other like peopie of different nations' i
tj
tfr
im Let us not claim a legit-
\ii In this kind of taiking none is the other's judge; everyone I bcen created by our own strength'
t1,,, 'j is both defendant and judge at the same time. All our talks li^".y which is not due us.
I
are darkened by such accusations, by the moralizing which
' A. toduy every German government is an authoritarian \
rl has for ages mingied with so many conversations and keeps government set up by the Allies, so every German' ."::t{ |
I
I
dripping into our wounds like poison, whatever it may be in. of us, owes the scope of his activities today to the AIIies' I
I aimed against. We cannot remove this shadow but we can will or permission. This is a cruel fact' Truthfulness Prwents
us trom
1
I we do not want to accuse, except in the case of definite crimes arrogance and teaches us humility'
are today'
, capable of objective determination and of punishrnent. AII Aorrg the survivors, ainQng those on topr.there
,l
I
through these years we have heard other people scorned. lrs ever, the outraged, impassioned oirs, all 'll'+[ing
they
We do not want to continue that. ... .ight .I"i*irrg.r"ii fo, wiat has happened ':-.3u.*
"rd
others. The man who is well ofi, who finds an audienc;'*"
I
But we always succeed only in part. We all tend to justify
ourselves, and to attack what we feel are hostile forces with thinks that this alone makes him right'
depreciating judgments or moral accusations. Today we must No one can avoid this situation altogether' Time and
we must make
examine ourselves more severely than ever. Let us make this ngain, when we get on this path for an instant, 'We are
plain : ip"Jhe*co*rsa-qf.xnnt*tha*suvivntr -smedekaw ,"real effort to find our way back to self-education'
may it stay
riifr t.. r,cpeqfi. apgaseq[lx"*iu srfi,e*Jk*nla&,.,gktekkw"F outraged ourselves. May outrage cleanse itself,
morals against moral-
\) daq.hsk*r&s,tsJ*h-gf, egqe*#use,e{khi,id"s. This implies with us as outrage against outrage, as
of soul in struggling against the
the profound injustice of blindness for the failures, for the izing. We fight forlr.ity
powerless, for those who are crushed by events. invincible in us.
,
It is ever thus. Thus was the Prussian-German noise after Thatistrueoftheworkwhichwenowwanttodotogether
as individuals'
1866 and 1870, which frightened Nietzsche. Thus was the in this lecture course' What we have thought
i
\
even wilder noise of National-Socialism since 1933. orheardinconversationshereandthere'maypartlybe
; So now we must ask ourselves whether we are not lapsing in a reflective connection' You want to partici-
i into another noise, becoming self-righteous, deriving a le-
"i".tlrrir"a connected reflections, in questions and attempted
pate in such
i gitimacy from the mere facts of our having survived and in which you will recognize what lies ready within
suffered.
"nr*".. or is aiready clear' We-want to reflect together
i fo.r.r"lt",
Let us be clear about this in our minds: that we live and it il., in fact, I expound unilaterally' But the point is not
survive is not due to ourselves. If we have a new situation, Jogti. commu,,ic'tion, but investigation and tender for
with new opportunities amidst fearful destruction, it has not examination on Your Part'
( r+) ( s )
I
t,
I lt
I
lt Brainwork is not all that this requires. The intellect must A proudly silent bearing may for a short time be a justi-
,f, I put the heart to work, rouse it to an inner activity which in lic,d mask, to catch one's breath and clear one's head behind
) turn carries the brainwork. You will vibrate with me or it. tsut it becomes self-deception, and a trap for the other,
against me, and I myself will not move without a .stirring if it permits us to hide defiantly within ourselves, to bar
I at the bottom of my thoughts. Although in the course of crrlightenment, to elude the grasp of reality. We must guard I
I
this unilateral exposition we do not actually talk with each lgrinst evasion. From such a bearing there arises a mood
other, I cannot help it if one or the other of you feels almost which is discharged in private, safe abuse, a mood of heart-
personally touched. I ask you in advance: forgive me, should lcss frigidity, rabid indignation and facial distortions, Iead-
/
I
I offend. I do not want to. But I m determined to dare the ing to barren self-corrosion. A pride that falsely deems itself
ltr
I
most radi"...l,thoughts s deliberately as possible. rnirsculine, while in fact evading the issue, takes even silence
'e
" rJ I
."
In'iarning to talk with each other we win more than a :rs an act of combat, a final one that remains impotent.
l
connecting link between us. We lay the indispensable foun- Talking with each other is canceled too by speech which
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,dation for the ability to talk with other peoples. rro longer speaks in private--speech which means to insult
If I
anticipate that which is to become the theme of these but not to hear an answer, waiting rather for the moment
,lectures only at their very end: for us the way of force is rf face-slapping and secretly anticipates what in reality is
;hopeless, the way of cunning undignified and futile. Full list and manslaughter, machine gun and bombing plane'
i frankness and honesty harbors not only our dignity-possible Itage can distinguish only friend and foe for a life-and-death
i.even in impotence-but our own chance. The question for struggle, talks frankly with neither and does not see men as
* 1
every German is whether to go this way at the risk of all rrren, to get along with by being ready for self-corrections'
r+ ' disappointments, at the risk of additional losses and of con- We cannot be conscientious enough in illuminating this sort
{_. venient abuse by the powerful. The answer is that this is of conflict and rupture in our intercourse.
ll i the only way that can save our souls from a pariah existence.
ii
i What will result from it we shall have to see. It is a spiritual- Trn Gnrer DIrrBnrxces srrwnBl'I IJs
I political venture along the edge of the precipice. If success
i$,
; is possibie, then it will be only at long range, We are going falking with each other is difficult in Germany today, but
, to be distrusted for a long time to come, the more important for that reason' For we differ extraordi-
Lastly, I characterize ways of remaining silent to which narily in what we have experienced, felt, wished, cherished
we incline and which constitute our great danger (I myself and done. An enforced superficial community hid that which
cannot refrain from accusing-at least not from a mental is full of possibilities and is now able to unfold'
attack on the aggressive mentality). We cannot sensibly talk with each other unless we regard
(16) (rl)
I
Ithe extraordinary difierences as starting points rather than tivc among the closest friends. Public and general, and thus
il
rY" jfinalities. We have to learn to see and feel the difficulties in nuggestive and almost a matter of course for a youth that
i
situations and attitudes entirely divergent from our own. LJg.o*r, up in it, was only the National-Socialist way of
lWe must see the different origins-in education, special thinking and talking.
I fates and experiences-of any present attitude. Now that we can talk freely again, we seem to each other I
Today we Germans may have only negative basic features ns if we had come from difierent worlds. And yet aII of us l4
in common: '-
trpcak the German language, and we were all born in this
tl {
country and are at home in it.
li iqBqssel;*esh*Aas*ir.E$safialk*qehi'pJruk-a*d*ysLe.edr We must not let the divergence faze us, the sense of being
L
I Ms. Common is the non-community. worlds apart. We want to find the way to each other, to talk
t[ In the silence underneath the leveling public propaganda with each other, to try to convince each other. Let us visualize
i
talk of the twelve years, we struck very different inner rr few typical difierences.
to the
I
attitudes and passed through very different inner develop- There were our conceptions of events, differing
ments. We have no uniformly constituted souls and desires point irreconciliability: some went through the whole
of
and sets of values in Germany. Because of the great diversity clisrupting experience of national indignity as early as 1933,
in what we believed all these years, what we took to be true, tthers after June 1934, still others in 1938 during the
,vhat to us was the meaning of life, the way of the transfor- 1942, when defeat
Jcwish pogroms, many in the years sirce
,.mation must also be different now for every individual. Pruu4uv, or since
trclrlrE probable,
became 1943 when it became certain,'1
'' {l ' \&e are all being transformed. But we do not all follow the ,o*" not until it actually r -'-- -' i 1945' EgLJb"i
happened
---r
same path to the new ground of common truth, which we ",rd
I nt smup*lq5-rflasJhtoy,ee.of*&"v.ffy a*g#y*c..h+nq* ; i
rt seek and which reunites us. In such a disaster everyone
tni-s:hsrsJhtrs-#x.-xffi -*e-tr*s*-,lnkihsx.-hm*Ji i
ti
may let himseif be made over for rebirth, without fear of
dishonor. What we must painfully renounce is not alike for
rl s -e rdpj lhg *Rmg*k-xg9#l **
Some radically sougi llie lilt siurc and took the con-
iH all-so little alike that one man,s renunciation may impress sequences.They desired intervention and invasion by the
ri
another as a gain. We are divided along difierent lines of Western powers as early as 1933; for they saw that now,
I disappointment. with the gates slammed on the German prison, delivery
f That the differences come into the open now is due to could only come from outside. The future of the German
t{re fact that no public discussion was possible for twelve
years, and that even in private life all opposition was con-
I
i
fined to the most intimate conversations and was often fur-
I
( 18 )
ii )
This delivery did not take place. The way led on
L+-!gfp.lj.
to 1945, to the most fearful destruction of all our physical
and moral realities.
Ucstapo victim or one of those who, eve1."th9ygh-i*.*.f,
p,'utited by the rgime. Virtlly' n.tyolii' i i';ilffi"
le lrrtives and friends, but how he lost them-in front-line
But this view is by no means general among us. Aside
torntlat, in bombings, in concentration camps or in the mass
from those who saw or are still seeing the Golden Age in
rrrurders of the rgime-results in greatly divergent inner
National-Socialism, tirele wgre opponepts of National_
rtlitudes. Millions of disabled are seeking a way of life.
"Sncialism wo we{e eonvinced no4etheless that a victory of I lundreds of thousands have been rescued from the concen-
Hitlef Qgrmany would not result in the destruction of tlution camps. Millions are being evacuated and forced to
.,G.srmanism. Ip.tgpd, they foresaw grrt future based on
^ r.,xrm. The greater part of the male population has passed
uqh.4 riumph, o lhe theory that a triumphant Gerany
through the prisorrer-of-war camps and gathered very dis-
immediaqeiy o after Flitler,s death-would rid
-y,lether sinrilar experiences. Men have come to the limits of humanity
itseJf of the partr. They did not believe the old saying that
the power of a state can only be maintained by the forces ;rncl returned home, unable to forget what really was'
which established it; they did not believe that terrorism I)cnazification throws countless numbers out of their past
would, in the nature of things, be unbreakable precisely after course. The sufiering difiers in kind, and most people have
i a victory-that after a victory, with the army discharged, scnse only for their kind. Everyone tends to interPret great
losses and trials as a sacrifice. But the possible interpretations
l,Germany would have become a slave nation held in check
j by the SS for the exercise of a desolate, destructive, free- of this sacrifice are so abysmally difierent that, at first, they
rli
'+ ldomless
world rule in which all things German would have tlivide people.
difierence' All
Ir lsuffocated., The lpqq of ,a faiqh m4k9s.1
-tremgnd.ou-s
Another diflerence lies in the way of the ordeal which, of us have somehow lost the ground under our feet; only a
I
although common to all of us, is extraordinarily varied in the transcendently founded religious or philosophical faith can
kind and degree of its particular appearance. Close relatives rnaintain itself through all these disasters' What used to
t,, and friends are dead or missing. Flomes lie in ruins. property count in the world has become brittle' The believing
has been destroyed. With eye-lyfqdy expe-rigqcing touble, National-socialist, his thoughts eYen more absurd now than
gyprp-
"p"ny+.tipn$ .3,r,9 p-_lyical .9u,fi,qri1g, it j,q.. stilt sornething they were during the days of his rule, can only snatch at
eltogether d!ff 9 4gnt yhef her,pne
" gta-| fr...-a .hpna g ad. h slrpe- feeble dreams, while the nationalist helplessly stands be-
"bo.ld,,
goo-ds pr. As, .hget] fyq.d
bly b.ombS i. .lv^herher." he sus- tween the immorality of National-Socialism, through which
tnined his.su.ffering and.losses in eamb.al..at.,thg font, .at he sees, and the reality of the German situation'
hOROer. pr .iL. a sqlce-rl-trAtjon canp; .whether he .Ws a. h-Unted
Equally vast is the difierence in kind and degree of o"t i
( zo ) (zt)
ll
ril
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guilr. No one is guiltless. We shall take up this question ttor apprehend. Thus they cannot be convinced, either' I
I ,r',rlrc
I lrt"r.
I
I I low shall we talk with people who will not go where others i
) But no one is beyond the pale of human existence, pro-
,r,,lrc :rnd think, where men seek
independence in insight I
I
our solidarity through the most violent controversies. We are
i, {
t
sorely decient in talking with each other and listening to We want to know where we stand' We seek to answer the
each other. We lack mobility, , criticism and self-criticism. tucstion, what has led to our situation, then to see what
we
'- I ! tj
t We incline to
doctrinism . ,,r" *nd should be-what is really German-and finally
What it worse is that so many people do not really
makes
t<- ask what we can still want.
want to think. They want only slogans and obedience. They It is only now that history has finally become world
ask no questions and they give no answers, except by repeat- history-the global history of mankind' So our own situa-
ing drilled-in phrases, They can only assert and obey, neither tion can be gsped only together with the world-historical
(zz) (zs)
t,
ii )
one. What has happened today has its causes in general
human events and conditions, and only secondarily in special
intra-national relations and the decisions of single groups
wlrlt is Germanl We want to
( jcr.rlun
rt iousutcss,
see German history, the
spirit, the changes in our German national con-
and great German personalities.
of men. Such a historical self-analysis of our German being is at
I What is taking place is a crisis of mankind. The contribu_ llrr: sitrne time an ethical self-examination. In the mirror of
tions, fatal or salutar of single peoples and states can only r,rrr' lristory we see our aims and our tasks. We hear them in
be seen in the framework of the whole, as can the connections thc crrll of our grel! apprehend them at the
Pj9-:!g.-and
which brought on this war, and its phenomena which mani- nrnrc time by illuminating the historic idols which led us
fested in new, horrible fashion what man can be. It is only ullriry.
within such a total framework that the guilt question, too, Wht we think of as German is never mere cognition but
can be discussed justly and unmercifully at the same time. rrrr cthical resolve, a factor in German growth. The character
,,1' onc's own people is not finally determined until it is
I
At the beginning, therefore, we place a theme which does
not even mention Germany as yet: the generality of the lristorically finished, all past and no future any more (Iike
It
age-how it reveals itself as technical age and in world rtrcicnt Hellenism).
politics and in the loss or transformation of all faith. 'llhe fact that we are still alive, still part of history and
Only by visualizing this generality ca we distinguish rrot yet at the absolute end, leads, fourth, to the question
it
1,what is all men's due and what is private to a special group ,,f our remaining possibilities. Is there any strength left to
t 4t furthermore, what lies in the nature of things, in the the German in political collapse, in both political and eco-
l[-,
Ir
' course of events, and what is to be ascribed to free human
decision.
rrrrrnic impotencel Or has the end come in factl
'I'he answer lies in the draft of the ethos which is left n
t
Against the background of this generality we seek, sec- tr us-and if it were the ethos of a people deemed a pariah I
;
lr ond, the way to the German question. We visualize our rcople in the world todaY.
i
eal situation as the source of our spiritual situation, charac-
r,
terize National-Socialism, inquire how it could and did
happen, and finally discuss the guilt question.*
After the visualization of the disaster we inquire, third:
* Onlf this last section on the guilt question is published in tie follow-
ing pages, with the contents elaborated on and freed from the form of
cademic lecture.
( z+ ) (zs)
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iil
)
I
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Introduction
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Alrrost the entire wodd indicts Germany and the Germans.
()ur guilt is discussed in terms of outrage, horror, hatred
rrul scrn. Punishment and retribution are desired, not by
llrc victors alone but also by some of the German emigrs
*rrtl cvcn by citizens of neutral countries' In Germany there
lt'c some who admit guilt, including their own, and many
wh, hold themselves guiltless but pronounce others guilty'
't'he temptation to evade this question is obvious; we live
rrr tlistress-large Parts of our population are in so great,
arrch acute distress that they seem to have become insensitive
' to such discussions. Their interest is in anything that would
-{r.
rclicve distress, that would give them work and bread,
rlrclter and warmth. The horizon has shrunk. People do not I
lrclter
likc to hear of guilt, of the past; world history is not theirf
ri ( n cern. Ttre, y. simpJr..do-$oJ. Irya&t*t0*u$er. any more i they
() .
d(
fr wnt to gef nut"o-f,,j. migly,Jo.li,v.e'b.ut"a"r9,,t te think There s
lr
is ;r feeling as though after such fearful sufiering one had to
lrc rewarded, as it were, or at least comforted, but not
hurdened with guilt on toP of it all.
And yet, though aware of our helplessness in the face of
cxtremity, we feel at moments an urgent longing for the calm
truth. The aggravation of distress by the indictment (of
(zt)
' /'
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,)
the German people) is not irrelevant, or a mere cause of
anger. We want to see dearly whether this indictment i
Irr tlrt- clul, what we call guilt has one all-embracing source.
llrrt tlris cn be clarified only by what is gained by means of
just or unjust, and in what sense. For it is exactly in di
llre rlistinctiors.
that the most vital need is most strongly felt: to cleanse ( )rrr tlitrkest feelings do not mind being trusted out of
I one's own soul and to think and do right, so that in the face
Irrrrrl. 'l'hough immediacy is the true reality, the presence
I of nothingness we may grasp life from a new authentic rl ,,rrr soul and our feelings are not simply there like given
i origin.
frrtrr rf life. Rather, they are communicated by our inner
We Germans are indeed obliged without exception to nrlivilics, our thoughts, our knowledge. They are deepened
understand clearly the question of our guilt, and to draw
arr,l clurilied in the measure that we think. Feeling as such
the conclusions. What obliges us is our human dignity. First,
I l rrru'cliable. 'fo plead feelings means to evade naively the
we cannot be indifferent to what the world thinks of us, llr.irctivity of what we can know and think. It is only after
i for we know we are part of mankind-are human before wr lrtvc thought a thing through and visualized it from all
we are German. More important, however: our own life, airlcs, constantly surrounded, led and disturbed by feelings,
Jy I
in distress and dependence, can have no dignity except by llrrt we arrive at a true feeling that in its time can be trusted
i
$' j truthfulness toward ourselves. The guilt question is more Ir) $upport our life.
, than
Luarr a guesLlon to us by
put ro
question pur Dy otners, it 1s
others, 1t is one we put to
,lu.ourselves. The way we answer it will be decisive for our
, j pre.ent approach to the world and ourselves. It is a vital
' i question for the German soul. No other way can lead to
a regeneration that would renew us from the source of our
being. That the victors condemn us is a political fact which
the greatest consequences for our life, but it does not help
has
\
\ us in the decisive point, in our inner regeneration. Here we
deal with ourselves alone. Philosophy and theology are
\
lcalled on to illumine the depths of the question of guilt.
Discussions of the guilt question often sufier from a con-
fusion of concepts and points of view. To arrive at truth,
we must differentiate. I shall begin by drafting a scheme of
distinctions that will serve to claty our present German
situation. The distinctions are, of course, not absolutely valid.
(zB) lzs)
tl
ifl
)
I
I
Scheme of Distinctions
irrclividual,am-p9p!ly*Lqqp-o19.i!-!-e-.-f -o-.al-t"r".y"d-e-p-d.,incl*d-
irrg the executign gf .P.91!tic?1. ad qil!1ary otdgf. It is never
sirnply true that t(orders are orders." Rather-as crimes even
though ordered (although, depending on the degree of dan-
( sr )
t:' ,l
Un,ft'ltrll i l't*,r'rri
ll lf,(t(rt{a
^8fr
on r,h ,1, r*,1
rtl
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)
ger, blackmail and terrorism, there may be mitigating cir
cumstances)-so every deed remains subject to
i hr'r i ,t a n i' " 'r '' i b'*t.'r"o l'11!e :'
ncrurtheli+!i.li.f m,'p-f.allxttiasns".fpr,thp.s9.$sgll.,enq9i*of d"gdt."
rl unc by th..eir't*g,"b:ll 4pt..the erimina], a+d the.moral Spil"t Llt,'.
judgment. JUtip_drsti"op rgq_tp- with. my conscience, and i ul cvery stogle citizen..for crimes.semmittqd in the..na.mg.sf
communication with my friends and intimates who are lov .thc state. The judge may decide about crimes and the victor, *
ingly concerned about my sou1. i',,ii:, ,rlxrut political liability, but moral guil 31 truthfully bei ^
rli:;cussed only_ in a Jovlng strygglg.-be!ryein men who main-l
ru ir s o I idari ty amo ng t,
r
"-r.tr"f "*.
ls f ,pi".fn9trnhy-Slgl.gt1,1t,'
(his may pgrhaps bp a sbject .f-fgggl"*Ji.,o.Ain q9$ret.li,tllp-
ticns or in qhe work of poets and*phllssaphesr,but hardly
I
I
unc for personal communicatioru Most deeply aware of it I , ,
l ";! If I rurc those who have once achieved the unconditioned, and ;l'i
was present at the murder of others without risking my
life to prevent it, I feel guilty in a way not adequately con- by that very fact have experienced their failure to manifest i ,,
t h is uncon4itiglgd !g*"ef-d -3l-|!*Fen' There remains shame
ceivable either legally, politically or morally. That I live .
.tu
othei,.i iT physical living requirements have to be shared- AII these distinctions become erroneous, however, if we
fuil to keep in mind the close connection between the things
i therein consists the substance of their being. But that this
$'t
rtistinguished. Every concept of guilt demonstrates (or
"''*)i do.. not extend to the solidarity of all men, nor to tht of
Lr' lf^il^--, ^--rr^- groups, L.-a
^r smaller
^t2-^-^ or even of -^-
-^-^:-^ con- nranifests) realities, the consequences of which appear in
i fellow-citizens but remains
I fined to the closest human ties-therein lies this guilt of us
the spheres of the other concepts of guilt'
!ail. Jurisdiaion rests with God alone. If human beings were able to free themselves from
This differentiation of four concepts of guilt clarifies the metaphysical guilt, they would be angels, and all the other
three concepts of guilt would become immaterial'
meaningof thecharges.B-"Jitiq3"["g.ut|,Jr.f.pSfmlS*.do*S
(sz) (s)
: .1,, i: i r.i,.,,."
rl
possibilities
I
I nnorut fiings ceuse. le .F.eraCirip*p.-,,e",rt,-o.f.."y..hi.ch bot, rrrtion. There are two schematically opposed possibilities
rtrrrtion.
I I
I Brime and political g.uilt ?.-rje. The commission of countles llc't.c:
llc't.c: ;\g6;r,rltig''-;
\fit;+{iidg
ln
I
vindication, and the imperceptible promotio; of wrong; th wlrich aII participate with their consciousness, their knowl- i i
J I
{ participation in the creation of a public atmosphere tha c, their opinions, and their wills.
i'rlqc, This is the life of
of
and improve-
I
spreads confusion and thus makes evil possible-all that h ,,rlitical liberty as a continuous flow of decay |
consequences that partly condition the political guilt involved mt'rt. It is made possible by the task and the oPPortunit{ u,,..:',1, I
( s+ )
( s )
.---
,l
f,
or Gur.r
li CoxseupNcas
FoncB-Rrcr.r-Mrn.cy
) The consequences of guilt afiect real life, whether or
I the person affected realizes it, and they afiect my l,,,rtc is what decides between m-en, unless they reach agree-
I
esteem if I perceive my guilt. rr,rrl. Any state order serves to control this force so as to
(a) Cime meets. piqh punishrnenl.It requires that ,,( r'vc it-as law enforcement within, as war without. In
judge acknowledge the guilty man,s free determination rrrlt times this had been almost forgotten.
his will-not that the punished ackngwledge the justice Whcre war establishes the situation of force, the right
, r, l,;, We Europeans have tried even then to maintain some
his punishment.
(b) fhgre \ abili1 foq political, rr nruult of it in the rules of international law, which apply
consequer
^guilt rr wiu's in peace and were last expressed in the FIague and
reparatioh is necessary and further loss or restriction
political power and political rights (on the parr of
( it'ncv Conventions. The attempt seems to have been vain.
g"ilty). If the guilt is part of events decided by war, Where force is used, force is aroused' It is up to the victor
consequences for the vanquished may indude
t,, tlccide what shall be done with the vanquished, in line
deportation, extermination. Or the victor can, if he wil rvrtlr the rule of vae tictis.
The vanquished can either die
,, tlr and sufier what the victor wants. As a rule he has
bring the consequences into a form of right, and thus
,rlw;rys preferred to live (here are the roots of the funda-
I
moderation.
ii
(c) The outgrowth of the moral guilt is insight, whi rr r. ntl master-servant relationship as profoundly illustrated
involves penance.ond. r?l?:lpql. It is an inner developmen l,y I lcgel).
r then also taking effect in the world of reality. l{ight is the sublime idea of men who derive their exist-
origin which is secured by force alone, but not
(d) The metaphysical guilt results in a 1ra.nsfor 'rrt: from an
p,l".laqru.cf, self.consciqwsness befors Gpl. Pride is ,l, t.rmined by force. Wherever men become aware of their
i, This self-transformation by inner activity may Iead to lrrrrrranity and recognize man as man, they grasp human
{. new source of active life, but one linked with an indel riilrts and base themselves on a natural law to which both
sense of guilt in that humility which grows modest befo vrr'tor and vanquished may appeal.
God and submerges all its doings in an atmosphere wh As soon as the idea of right arises, men may negotiate to
arrogance becomes impossible. lirrtl the true right in discussion and methodical procedure'
'['rue, what in case of a complete victory becomes right
l,r the vanquished and between victor and vanquished, has
tlrtrs far played only a very limited role in events which are
,lccided by acts of political will. These events become the
ll."*,, (t6) (st)
ttl
r/
fundament of a Iaw which ,rrul object and does not cross these bounds; and it is clear
ln through right.
Right can only apply to guilt in the sense of rime and
,,rrly if it is known who accuses and who is accused.
(l) Let us first be guided by an enumeration of four
the sense of political liability, not to moral and metaphysi tyrcrs of ,guilt. The accused either hears himself ph-q1Sed
guilt. ltortt.wiihoutrby the worldror lrgrnwith,inrby his own soul.
But even the punished or liable pafiy ca recognize [,'rom withou-tr, the c.]rages are meanilgful pnly,in .r,eg1r.:d
right, The criminal can feel his punishment as his honor Itr crimes and pqlitical guilt. They are raised with the inten-
rehabilitation. The one who is politically liable can Irtn of effecting punishment and holding liable. Their
I that the living conditions he must accept now are v,rlidity is legal and political, neither moral nor meta-
determined by fate.
'l
rysical.
irom withiq he. ggifty. hgars himself g.!arggd with qsral
l(grcy. is.yh+J.!,9*pe., the eff qpt of ,.uqdilllted ight
I
I
pf -dpstfuctiye fo.rre. The humanity of man senses in lrilure and metaphysical weakngs-and, if these led to
higher truth, than may be found in the unswerving ,olitical and criminal acts or omissions, with those as well.
sistency of either right or force. Morally man can condemn only himself, not another-
(a) Notwithstanding the existence of right, mercy or, another, then only in the solidarity of charitable
if
to open a realm of justice freed from flaws. For all
,,truggle. No one can morally judge another. It is only
whcre the other seems to me like myself that the closeness
norms are full of flaws and inlustice in their
rrigns which in free communication can make a common
'*l (b) Notwithstanding the possibility of force, the vi
, rrrsc of what finally each does in solitude.
shows mercy. Ie may be motivated by expedience, beca
'fhe assertion of another's guilt cannot refer to his con-
the vanquished can serve him, or by magnanimity,
viction, only to certain acts and modes cf behavior. While
his sense of power and stature is raised by letting the
ir individual judgment we try to take motives and convic-
quished live; or he may in conscience submit to the dem
tions into consideration, we can truthfully do so only insofar
$r
of a universally human natural law, by which the rus they can be established by objective indications, i.e', acts
quished is no more stripped of all rights than is the cri
ilr
,r:ople as a whole can be neither guilty nor innocent,
great that people talking the same language may remain neither
strange to each other as if they did not belong to the rrr the criminal nor in the political (in which only the i
nation. ritizenry of a state is liable) nor in the moral sense.
Morally one can judge the individual only, never a grou 'fhe categorical judgment of a people is always unjust"
The mentality which considers, characterizes and j It presupposes a false substantialization and results in the
; people collectively is very widespread. Such characterizati rlcbasement of thehuman being as an individual.
of the Germans, the Russians, the British-never A world opinion which condemns 4 people collectively
-as
generic conceptions under which the individual h is of a kind with the fact that for thousands of years men
beings might be classified, but are type conceptions to whi lr:rve thought and said, "The Jews are guilty of the Cruci-
they may more or less correspond. This confusion, of fixion." Who are ttthe Jews"l A certain group of religious
generic with the typological conception, marks the thinki
rrnd political zealots whose relative Power among the Jews
in collective grovps-t/re Germans, tlte British, the N
( +o )
(+)
,"1i r,""',,
i;l
' 'orr ','
t/
iil of that time, in cooperation with the Roman
authorities, led to the execution of Jesus.
'r'ry
right to judge in public, having stayed out of
atruggle and failed to stake his existence and his conscience
the.
) That such an opinion will become a matter of course rrr the main causel"
I overpower even thinking people is so amazing because t When the individual's moral and metaphysical guilt is
I error is so simple and evident. One seems to face a blan rliscussed among people sharing a common fate-today
wall. It is as though no reason, no fact were any lo
I
)i .
tively forgotten.
Thus there can be no collective guilt of a people or
i group within a people-except for political liability. f
ul not he speaks of a guilt weighing also upon himself-
whcther he speaks from within or from without, self-
rrrlighteningly or accusingly, as an intimate seeking a way
,I lr
I PI9l9!"."
j giltl
I
a glguP criminally, mgrally or metpphysically
is an error akin !o the lalipgsg and arroganqe "qf 4ve;
., i
trr the possible self-enlightenment of others or as a stranger
allrl mere assailant, as friend or as foe. It is always only
I -r-,..,,,",
?S% qrq.itical thinking. rr the first instance that his right is unquestionable; in the
(c) There must be a right to accuse and indict. Who has sr.rnd it is doubtful and in any case limited to the extent
'. the right to iudge? Whoever does so, exposes himself to oI his charity.
, questions about the source of his authority, the end and When it comesto political liability and criminal guilt,
,, i motive of his judgment, and the situation in which he and howcver, everyone has the right among fellow-citizens to
man judged confront each other. rliscuss facts and their judgment, and to measure them by ..i,
,the "{
'*i d. i No one needs to acknowledge a worldly tribunal in points tlrr: yardstick of clear, conceptional definitions. Political lia-
,yl lof moral and metaphysical guilt. What is possible in close, lrility is graduated according to the degree of participation
't lhuman relationships which are based on love is not permitted irr the rgim*now rejected on principle-and determined
jto distantly cold. analysis. What is true before God i. .rot, hy decisions of the victor, to which the very fact of being
therefore, true before men. For God is represented by no rulive logically forces all to submit who wish to survive the
I authority 61 sh-neither in ecclesiastic nor in foreign
1.hl .t. oro,ft ri'' .,1 " o,+l^l
offices, norin a world opinion announced by the press. {-'
If judgrnents are passed in the situation of a decided war, DrrBxse
that on political liability is the absolute prerogative of the
victor who staked his life on a decision in his favor. But Wherever chargp 4e raised, the accused wilf be.a.lgrygd-a
one may ask (to quote from a letter): ((Does a neutral have lrcaring. Wherever right is appealed to, there is a defense'
(+z) (+:)
I
Wherever force is used, the victim will defend himself i
figlrt for it. In total impotence, the sole remaining possibility
he can.
rc rr spiritual appeal to the ideal right.
If the utterly vanquished cannot defend himself (c) I'he recognition of natural law and human rights is
Ir
t
wants to stay alive, there is nothing left to him but to
",nd
bear the consequences.
E*,E,ry.h,",.-,,q thg.,vigqor 9!tes easonq a{. passes j
3$ b..e. .mpdp .g-ysq in slpotqnpe* rlgt b-y. a.r.ry- fog;
rltrc only to the free will of the powerful, the victors. It is
urr rrct of insight and idealism-mercy shown to the van-
rrri:ihccl in granting them right.
a.""r-p'--.ly,
t a)The" defense c?.n point -alrf w-heg.t[e i+di*.menJ i.s.,rp
hxt"b-'y^tbss.pi.t"rt, ifl"r.-ep$,.is.givgn to.it, A defense is possi
lurrgcr true bill bltt q-.weg297,ytf.l.A: $5..v-,,i,pfg[-fp. qth.pr
a
wherever man may speak. As soon as the victor puts hi
/ I
r r' ) oses, politica[
I
I 91 qsongmip*b.y qorrfuslng" tb'e ggil-q .c.-o-
.
,,,:, rrlr ,rll ,,1 ltct-s, to dishonor it further, once it had dis-
war-guilt question, against Germany. Historians of all
i, ;r.,r,'l rt' ll. llcre we are not discussing this question,'
tries have since discarded the theory that only one side
.. , rlr, ,,,1111;l tlucstion whether, and in what sense, it is
guilty. At that time, as Lioyd George put it, all sides
skidded" into the war. ..,.: ,1 ,,rr,1 rr:;cful to make admissions of guilt' lt may
!, rlrrr rlr (.n(lclnnation of the German people will stand'
Today things are altogether different. The question
guilt has acquired a more comprehensive meaning. It
l, ",,rrl,l lr,rvt: trcmendous consequences for us' We still
t. ,, rlrrl ',.nrc tlrry the statesmen will revise their decision,
i
(+8) ( +s )
lt
I
I
on moral and metaphysical guilt, become untrue in 1)ifferentiation of German Guilt
form, as uncharitable testimony.
h A further meaning of ((You are the guilty could be: Trr Cnr"rcs
rl ('You
took part in these crimes, and are therefore crimi
i
f
yourselves." This statement, applied to the overwhelm I lrrlikc the case in World War I when we Germans did not
N
' majority of Germans, is patently false. rrertl to admit specific crimes committed by one side only
I
I *r*?.1.trt,."!-.Ay-..",K*tL*-r}.
l,*-stJy." "the-.,,Rhres".e. t.L.\41.. me?p:.:, ilY.-g,*rg
may .l::y*.lL:-,.. ..+-,u.$ ,*..! ,.ijl{-eJl-o-.I.f
.i#-"i-o-
( r l'rct cventually recognized by scientific historic research
; Ir4tion, ignoble, criminalr, the qcum o-f the earth, .diffe: Fvnr (,il the part of Germany's enemies), today the crimes
I
i"-frem. all.ethcr n4tie." This is the collectivist type rrrruritted by the Nazi governs-l Gerrnany before
I i thought and appraisal, classifying every individual llrc wrrr, everywhere during the war-are evident.
' these generalizations. It is radically false and itself inh I lrrlike the case in World War I when the war-guilt ques-
whether done for good or evil ends. liun wls not decided against one side by the historians of
' 'tl After these brief anticipatory remarks we shall now rrll rurtions, this war was begun by Hitler Germany. I
up the question at close range. llrrlike World War I, finally, this war really became af
',t w,r'lt[ war. It struck the world in a different situation andf
irr rr clifierent knowledge. Its import, compared with earlieri
wur.s, cntered another dimension. 'f
,( io
rrrrlividual, .crimiryIly-.
"::.-"::4*e#L4lh=1l,-.
p-l.t-"ipJ-".^
*ll
) ( sr )
At this trial we Germans are spectators. We did not ru,rr:, tlrroughout history and there will be more. No one
it about and we are not running it, although the 1,,,,,lt is guilty of war.'Wars are due to human nature, to
1lr, rrrrivcrsal culpability of man. A conscience which pro-
are men who brought disaster over us. (,Indeed the Germa.
,l,rrrr,, i(sclf not guilty is superficial. By its very conduct
--as much as the outside world-have an account to sett ,,1, lr :,t'lf-righteousness breeds future wars.
with the defendantsr', Jackson said.
lirlrtttal: This time there can be no doubt that Germany
Many a German smarts under this trial. The sentiment i
,l,rrrrrctl and prepared this war and started it without provo-
understandable. Its cause is the same which moved the
,;rrr,rr ffom any other side. It is altogether different from
side to blame the whole German people for the Hi
l'rl.l. Ocrmany is not called guilty of war but of this war.
rgime and its acts. Every citizen is jointly liable for A rr,l this war itself is something new and different, occurring
doings and jointly affected by the sufierings of his ,, .r :rituation unparalleled in the past history of the world'
state. A criminal state is charged against its whole po 'l'his objection to the Nuremberg trial may be phrased in
tion. Thus the citizen feels the treatment of his leaders ,,rlr( r' wys, perhaps as follows: It is an insoluble problem
his own, even if they are criminals. In their persons t ol lrrman existence that what must be settled by invoking
people are also condemned. Thus the indignity and mortifi tlr, .irrtlgment of God, keeps pressing time and again for a
cation experienced by the leaders of the state are felt ,l, ti:rion by force. The soldier's feelings are chivalrous, and
the people as their own indignity and mortification. , r', n in defeat he has a right to be offended if treated in an
their instinctive, initially unthinking rejection of the tri rrr lrivalrous manner.
The political liability we have to meet here is painful in Itcbuttal: Germany, throwing all chivalry overboard and
deed. We must experience rnortification if required by viol:rting international law, has committed numerous acts
political liability. Thereby, symbolically, we experience ',',,rrlting
in the extermination of populations and in other
( s, ) r,htrmanities. Flitler's actions from the start were directed
(s:)
f,/ 1, , ,r,i,r:.i,,.:'l 'f':.',' f'l,t,rrnltcJ n,,U,r,
',,'' i .),,:: I,I' !'''r,*
'd5'1"' 't! it"i '{ {iirr"'"r'r"
iil against every chance of a reconciliation. It was to be
or ruin. Now we feel the consequences of the ruin.
rrr ( hrnl{c at all. The Germans would not sit on the court by
urtuc of :r German self-liberation but by the grace of the
claims to chivalry-even though a great many indivi t,l{lr)r.!r.'I'he national disgrace would be the same. The trial J,
(
rnittcd. by a vanquished nation. In sovereign or victorious
a1d democracy, laws already exist by which crimes may .be i *n
determined. rrrtions the same acts are ignored, not erren discussed, muchf
l,',,s punished.
There are a.lso agreements which-if voluntarily signed
by both sides--create such a superior law that can serve as
ltcbuttal: Power and f-orc_9_a19 i"dggd.{ec!g!ve realities in {
a yardstick in case a contract is broken. lhc human world, but they arq ngt lhe g+h, ones. To m4ke t ,r
lhcm absolute is to remove all reliable links between merl.
i,
And the jurisdiction, which in the peaceful order of a .
state rests in the courts, can after a war rest only in the While they are absolute, no agreement is possible. As Hitler
victor's tribunal. irttually said, agreements are valid oniy while they represent
,
(5) Hence the further objection: vjctorious might doss rclf:-interest. (And he acted accordingly.) But this is opposed ]
np.-L..make right. Success cannot claim jurisdiction over right
l,y r will which, admitting the reality of power and the ,
, and truth. A tribunal which could investigate and judge lll'cctiveness of the nihilistic view, holds them undesirable !
war guilt and war crimes objectively is an impossibility. rrrrcl to be changed at any cost.
[,'or in human afiairs reality is not yet truth. That reality,
:
actually part of the victors, following. To. judge. freely, a .l this other reality depends upon the human will. Every i
cgyr1 w-gul{ h4v.e tg be backed by 4 power capable of rrurn, in his freedom, must know where he stands and what i
This argument, of the illusive nature of such justice, goes lirom this point of view it may be said that the trial, as
or to say that every war is blamed on the loser. FIe is forced r ncw attempt in behalf of order in the world, does not grow
to admit his guilt. His subsequent economic exploitation is rncaningless if it cannot yet be based on a legal world order
disguised as restitution. Pillage is forged into a rightful act. lut must still halt within a political framework. Unlike a
If the right is not free, let us have naked force-it would it does not yet take place in the closed order of
tuurt trial,
be honest, and it would be easier to bear. In fact, there is r state.
I{ence Jackson's frank satement that ((if the defense
I
nothing beside the victor's power. Recrimination as such can i
I always be made mutual; but only the victor can make his wcre permitted to deviate from the strictly limited charges of I
i
thc indictment, the trial would be prolonged and the court
charges stick, and he does so ruthlessly and solely in his - I
|
own interest, Everything else merely serves to disguise the cnmeshed in insoluble political disputes."
actual arbitrary force of the powerful. This also melns that the defense does not have to. $931
And: The tribunal,s illusive nature finally shows in the with the question of wa guilt and its historical pr-emi:::,
fact that the so-called crimes are prosecuted only if com- cither, but 9o!9!y wilh the question who began thig w.g.gr
( s6 ) ( st )
:
r. i .,,l
I reff*-.
I
,,
,l
I
J
not
and
make man unable to transform his power, after success
on the strength of his freedom, into a realization of the
i right. And even if this is not entirely accomplished, even if
'ilrrl truth.
)'ct this will not be decided in Nuremberg alone. The
point is whether the Nuremberg trial comes to be
,,rnrtial
,r lirrk in a chain of meaningful, constructive political acts
i right ensues only to some extent, a gteat stride has been ( lr,rwcver often these may be frustrated by error, unreason,
I made on the way to world order. Moderation as such creates h'rrrtlessness and hate) or whether, by the yardstick there
I a zone of refection and examination, a zone of clarity, and ,rrrlicd to mankind, the very powers now erecting it will in
tle-reby makes men more fully aware of the lasting import the r:nd be found wanting. The powers initiating Nuremberg
I
'' I of force as such. tlrrny attest their common aim of world government, by
.Fqr, us Germans, thp adv.antages of this trial are its dis- arrlrrnitting to wor.Ld order. They attest their willingness
' "it'
linction between the definite crimes of the leajers and its r,',rlly to accept responsibility for mankind as the result of
very failure to condemn the people as a whole. tLeir victory-not just for their own countries. Such testi-
But the trial means a great deal more. For the first time, rrrorry must not be false testimony.
and for all times to come, it is to make wai a crime and to r lt will either create confidence in the world that right was
draw the condusions. What the Kellogg-Briand pact began ,J,,rrc and anfoundatio4,laid in Nuremberg-in which casg !f.e
shall be realized. fo. th" first time. There is no more doubt r,,litical trial will havp become a legal qne, with l4w crp-
of the greatness of this undertaking than of the good_will of nlivcly founded and realized for a new world now waitingfo
many who have a hand in it. The undertaking may appear l,u built. Or disappointment b) untruthfulness will qrgate an
fantastic. But when the stakes become clear to us, the event n,(:r worse world Stmosphere breeding new wars; instead of
makes us tremble with hope. The only difierence is whether n lrlcssing, Nuremberg would become a factot of doom, and
we gloat nihilisticall assuming that it could not but be a rn the world's eventual judgment the trial would have beefi
&
:1"
X" "i'',*a t.{if
l.:$lt
r lr.:, l', :
order out of confu.sion. It is wrong, secondl to strike a Wc were German nationals at the time when the crimes
wcrc committed by the rgime which called itself German,
attitude of outraged aggressiveness and to say no from t
wlrich claimed to be Germany and seemed to have the right,
start.
to tlu so, since the power of the state was in its hands and
What happens in Nuremberg, no matter how many obje
rrrtil 1943 it found no dangerous opposition.
tions it may invite, is a feeble, ambiguous harbinger of
'l'he destruction of any decent, truthful German polity
world order, the need of which mankind is beginning to fe
rrrust have its roots also in
TogigldUgqgllh"-eigliU
I
This is the entirely new situation. The wodd order is not
hand by an)r means-rather, there are still huge conflict
,l rhe German population. h pjople
1yg{or its polity.
'u'.l
t' l,)very German is made to shalE-e blame for the crimes
and incalculable perils of war ahead of its realization_but i
r ornmitted in the name of the Reich. We are collectively
I has come to seem possible to thinking humanity; it has
*|r lurhlc. The question is in what sense each of us must feel
peared on the horizon as a barely perceptible dawn,
while i ,,, rcsponsible. Certainly in the political sense of the joint
case of failure the self-destruction of mankind looms as li;rbility of all citizens for acts committed by their state-*but
fearful menace before our eyes. fir'that relson qot necessarily algq !n !!e r-noral .ssqgg of
Utter lack of power can only cling to the world as a whole. rr'lul or intellectual participation in crime..Are we Germans
On the brink of nothingness it turns to the origin]to the all tr Irc held liable for outrages which Germans inficted on us,
encompassing. So it is precisely the German who might or from which we were saved as by a miraclel Yes- -inas-
be_
come aware of the extraordinary import of this harbinger. rrruch as we let such a rgime rise among.-us. Nol-insofp n
Our own salvation in the world depends on the wor rrrrury of i ;" ori d".p"rt hearts opposed all this..evil and
order which-although not yet established in Nuremberg. lurve no morally guilty acts or inner motivations to admit.
is suggested by Nuremberg. 'lir hold liable does not mean to hold morally guilgy.
(6o) Guilt, therefore, is necessarily collective as the political
(6r)
"'ii'i '-,,r'j'lttir',, fr,,;l
' t' t , - , .,
,
,I
wh: live aloof of all politics, like monks, herrnits, ,.hol"rr,
-qt&s^sf f bolsq"ds-! -a*%bevgn*mgat sqil*fo**P-Ieog-+p
is
artists-if really quite non-political, those might possibly they-rlo
.#' oeq {eel -it. They seem incapable of repentance and I
exculd from all guilt. Yet the too, are included rr.rong I
!e change. They are what they are' Force alone can deal with J
the politically liable, because they, too, live by the order oi
such men who live by force alone. rn
the state. There is no such aloofness in modrn states.
But the moral guilt exists for all those who give room
One may wish to make such aloofness possible, yet one
to conscience and repentance. The morally guilty are those
cannot help admit to this liitation. We should like to
'who are capable of penance, the ones who knew, or could
respect and love a non-political life, but the end of political
participation would also end the right of the non_political know, and yet walked in ways which self-analysis reveals to
ones to judge concete political acts of the day and thus to them as culpable error-whether conveniently dosing their
play riskless politics. A non-politi e.l zone demands with- eyes to events, or permitting themselves to be intoxicated,
(62) (6s)
f Itr /r,r:, d {r,.,i t } ro* ;prr!*'! ti{rfl I
ll''t 11' rnr u'
tf r{: rl'1rdflli rx!r:'1
I !r,, r is, rol'4,'ln. rliOt ,*"*n'*'o
(-el} !rr'
i* r'rr,ri rl lr.r'L,t,f :,i 6{ fi(l rn*'tir
1\4
I or bought with personal advantages, or
1edu1d obeying from
of patently evil codiiiffd3, it is a foundation of the sense
,),
i fear. Let us look ar some of these porriblfi.r.
(u) lh.,ing ,ir1. li.sguis.q-unavoidable for anyone
.By who
wanted o suyiys-moral guilt was incured.
Mendacious
avlwals l"Irrt.,.?
:l the Hitlerthreatening bodies like the Gestapo,
] gestures like
salute, attendance at meetings, a4d
',, mlny other things causing a semblance
of participation_
who among us in Germany was not guilty
of that, at one through fJs cossi-e-nep. A frrst-class soldier may have suc-
i,,lr time or anotherl Only the forgetful .In d"..irr.
about it, since they want to deceive themselves.
themselves
.u^bJd to the falsification of his conscience which enabled
{
l.,o r'.
'. r I *',',
*."-,n.,"",,.r'
lr;* la &1 .i.r,f 6
@..%
It was made possible, furthermore, by a misinterpretation reliable, politically lucid German men acquiescing in their
of the Biblical warning: ((Let every soul be subject unto the lot as now cast.
higher powers"-a warning completely perverted by the (.) By.parlt"I approvpl of National-Sqcialism, by strad- ',
and, in fact, forsaking all conscience. is evil and any seemingly good consequences are not what i
Many q youth nauseated by Nazi rule in the years after they seem to te. It ** if,i. erring objectiveness, ready to I
1933 chsse the military career because it seemed to ofier grant something good in National-Socialism, which estranged
the only decent atmosphere uninfluenced by the party. The ose friends so they could no longer talk frankly' The same
army, mentally against the Part seemed to exist outside man who had just lamented the failure of a martyr to
andlwithout the Party as though it were a power of its own. appear and sacrihce himself for the old freedom and against
It.ryas another error of conscience; eventually, with all the injustice was aPt to praise the abolition of unemployment
f inependent genefals in the old tradition eliminated, the (by ,.r"rrs of armament and fraudulent financiat policll)' r
consequences appeared as moral decay of the German officer apt to t"il the absorption of Austia in 1938 as the
fulfrIl- ' u'
, in all positions of leadership-notwithstanding the many ment of the old ideal of a united Reich, aPt to cast doubts *,.
likable and even noble soldierly personalities who had sought onDutchneutralityinlg40andtojustifyIitler'sattack'''-
salvation in vain, misled by a betraying conscience. and apt, above all, to rejoice in the victories' ,,' l
The very fact that honest consciousness and good-will (j Muqry. e4gaged in gonvenient setf-d'eceition' \n d'yp'
were our initial guides is bound to deepen our later disillu- tim-e iir"y *!t" goittg to change this evil governmqgt' Jl-r'g '
sionment and disappointment in ourselves. It leads us to Pprty woutd disappear again-with the- Fuehrer's death at I
, J guestion even our best faith; for we are responsible for our "
' I delusions-for every delusion to which we succumb. froro *ittirr. The iollowing conversations were typical:
((After the war we'II finish National-
'' Awakening and self-analysis of this delusion are indis-
An oficer speaks:
Socialism on the very basis of our victory; but now we must
pensable. They turn idealistic youths into upright, morally
stick together and lead Germany to that victory-when the
(66) (6t)
"-"*1
!
We shall slowly turn all of it back into the old German delusiont *
took part in e race mania, whoever had ",{
spirituality."-Answer: t(You are deceiving yourselves. Al- then
i
_ _,*f
*"1 effective. Itsanxious omission weighs upon the individual Mrreprvsc.er. Gu "1
4l as moral guilt. Blindness for the misfortune of others, lack
el
of imagination of the heart, inner indifierence toward the Morality is always influenced by mundane purposes' I may
evil-that is moral guilt. be morally bound to risk my life, if a tealization is at stake;
I
witnessed
(f) The moral guilt of outward compliance, of rruaning but there is no moral obligation to sacrifice o"9l:-1'--:-'-l-q'"
Nl.l.rlaa.,p.q&, is,shared tq some extenl by a g.re1t many o{ r"r" t"o*i"ag" irtri ;lli r"; i;"* i*d' MoraIIy
"oiriilg
!s. .To,&lair'rtain. his eistence, to keep ils job, to protect his *""t t" ,*d"ly i" a;;;; noi--dty lo"Cho certain doom'
ehansqs a 4lan would join the Pa4y and carry out other Morally, in either case, we rather have the contrary duty,
mil{, of ggnfomlsrn. not to do what cannot serve the mundane PurPose but to save
li B-o. 4.9-ts
Nobody wili find an absolute excuse for doing so-notably ourselves f.or realizations in the world.
rl in view of the many Germans who, in fact, did not conform, But there is within us a guilt consciousness which springs
,k
and bore the disadvantages. from another source. Metlphysical guilt is.the lack of abso-
suqh-an indelible s"
Yet we must remember what the situation looked iike in, ]ute gofid4rity with the human being as
say, 1936 or '37 . The Party was the state. Conditions seemed Jaim beyond mor-ally meaningful duty' T!is--91"t4Arrty -j'
incalculably permanent. Nothing short of a war could upset violated-by 1l"y.pt991199,4. P. rytg.lg 9..1 rime' It is,not
the rgime. AII the powers were appeasing Hitler. All enough lfrrt i lu"tiously risk my life to Prevent it; if it
wanted peace. A German who did not want to be out of haiipns, and if I was there, and if I
survive where the other
I
t
everfthing, lose his profession, injure his business, was ir liit", I know from a voice within myself : I am guilty of
,f obliged to go along-the younger ones in particular. Now, being still alive. ((We
in the Party or its iluote fro* ,. address* I gave in August 1945:
professional organizations
,membership
was no longer a political acti rather, it was a favor granted orr.."lr". have changed since 1933' It was possible for us
by the state which allowed the individual to join. A r(badge,, to seek death in humiliation-in 1933 when the Constitution
was torn up, the dictatorship established in sham
legality
was needed, an external token without inner assent. A man
and all resistance swePt away in the intoxication of a large
asked to join in those days could hardly refuse. It is decisive *
for the meaning of compliance in what connection and from part of our people. We could seek death when the t:ll:t
l
what motives he acquired his membership in the party; each of the rgime became publicly aPparent on June 30, 1934'l
year and every situation has its own mitigating and aggra_ or with th-e lootings, deportations and murders of our Jewish I
vating circumstances, to be distinguished only in each indi_ friends and fellow-citizensin 1938, when to our ineradicable \
vidual case.
*Reprinted inWandlung, Vol' l, No' 1, 1945'
( to ) (lr)
/
,o. Jpwish fiends were led awayi we $id not scream until
too were destroyed. We prefered to stay alive, on the Consequences of Guilt
il .. I We
f"[ feeble, if logical, ground that our death cou]d. not have
If everything said before was not wholly unfounded, there
I helped anyone. We are guilty of being alive. We know of us, are guiltv
can be no doubt qhat 1ve, Germansr every one
before God which deeply humiliates us. What happened to of guilt'
us in these twelve years is like a transmutation of our being.r, i4 sone WFlr. FIence there occur the consequences
(f j Aff Germans without exception share in the political
I In November 1938, when the synagogues burned and liability. AII must cooPerate in making amends to be brought
j Jews *ere deported for the first time, the guilt incurred was
into legal form. All must jointly sufier the effects of the
J chiefl4, moral and political. In either sense, the guilty were of their disunity' We
acts oflhe victors, of their decisions,
]J those still in power. The generals stood by. In every town
are unable here to exert any influence as a factor of power'
Il the commander could act against crime, for the soldier is Only by striving constantly for a sensible presentation of
I there to protect all, if crime occurs on such a scale that the the facts, opportunities and dangers can we-unless everyone
' police cannot or fail to stop it. They did nothing. At that of
alteady knlws what we say---<ollaborate on the premises
moment they forsook the once glorious ethical tradition of,. with reason, we may
the decisions. In the ProPer form, and
the German Army. It was not their business. They had dis-l
appeal to the victors.
sociated themselves from the soul of the German people, ' a very small mi-
i
I
in favor of an absolute military machine that was a law unto 1Z No, every German-indeed only
no.ity of Germans-will be punished for crimes' Another
itself and took orders.
minority has to atone for National-Socialist activities' All
True, among our people many were outraged and many
1
may defend themselves. They will be judged by the courts
I deeply moved by a horror containing a presentiment of com-
i of the victors, or by German courts established by the victors'
ing calamity. But gven more went right qn with their activ-
Probably every German-though in greatly diverse
1
(3)
(tz) .
(tt)
I
whole way of life. There is no absolute division of politics for the leaders lhey Put up
along
and human existence as long as man is still realizing an rpot*rr. The idea i" tf,'t the vast majority -dtd,go '
pro-
power and the glory which Napoleon
I
I By political conditions the Swiss, the Dutch have been French would have t'im; tr;s greatness
was the precision with I
iformed, and all of us in Germany have been brought up for of the people expected' i
which he understood wiat the mass
f ug"r-*" to obey, to feel dynastically, to be indifierent and whatr'
i irresponsible toward political reality-and these conditions *t rt tfr"y wanted to hear, what illusions they wanted' right
are part of us even if we oppose them. ;;;;;i;"riities they *u"t"d' Could Lenz have been
(t6) lt
i.ti
( tt ) ir.:,r
:lttr r ,i , 1
{!.t-
in saying, ('The state was born which suited the genius sclf, there still is a sort of collective morality contained
ini
thc ways of life and feeling, from which no individual
France"l A part, a situation, yes-but not the g"rrius of can{
nation as such! Who can define a national geniusl The oltog"", escape and which have political significance as[*
rts use ls up
genius has spawned very difierent realities. wcll. Here is the key to self-improvementi I
lo us.
GuIr'l **it'1--'"''
lovpuel Awen.Npss or Cor-r'nctrvn
$s1sc,n ehhn t
acts of
We feel something like a co-responsibility for -the
,";;;:;";t*,tit*. This co=respdn6'Ii1, ;"r be
objectivize'd: \Mc-Iib'il4;ject any manner
of.tribal liability'
and proper in a marriage is pernicious on principle in a state. A,rd y"t, because of our consanguinity
ttre are inclined to feel
The loyalty of followers is a non-political relationship in the family
runcerned whenever wrong is done by someone
ited to narrow circles and primitive circumstances. In a ,--and also inclined, therefore, depending on the type and
state all men are subject to control
circumstances of the wrong and its victims,
to make it up to
4gd change.
thcm even if we are not morally and legally
there is twofold guilt-{firs3,} in the unconditional accountable'
],{ence
oilti. surrender to a leader
political ;"j,#e ;;-;*
rJX, andt6ecorrt) in the
leer as-lich, Thus the German-that is, the German-speaking
indi-
lifd of from Ger-
leader submitted to.ifhe atmosphe.J'f bmission,
,*=iriion vic{ual-feels concerned by everything growing \
i9 s"'t,9 cgJlective gri. Oiii '
tnitn roots. I!-ji.+st the 1!a!11i.qy :-f i."'-ti:fi-bl!.t"h",9e:rttt" I
All the restrictions concerning our liberation from ,,[ one who shares the life of the German-spirit.aiO l!'ul, i
guilt-in favor of mere political liability--do not affect who is of one tongue, one stock, one fate
wi*,all 1|e I
what we established at the beginning and shall now restater, to cause, not aS tanglble gulrt, I
tlthers-which here comes
We are politically responsible for our rgime, for the actsi lrr.rt somehow analogous to co-resPonsibility'
is done
of the rgime, for the start of the war in this world-historical We further feel that we not only share in what
of our
irt present-thus being co-responsible for
situation, and for the kind of leaders we allowed to rise, the deeds
among us. For that we answer to the victors, with our labort
,',,r,t.-porr.ies-but in the links of tradition' Wg*Lq"qlo
and with our working faculties, and must make such amends
i rr. tt'e gsi-lt- pf p.-tu- .f arhers' That the, lptt-4yal -cqn-di!"lc*s
,,i c..-"1 Ii" pto"id"d an opportunity f91 9u-c!
as are exacted from the vanquished. a-'r-'gime
In addition there is our moral guilt. Although this always ,ll of o, "" to.t"sPosille'.of course this
burdens only the individual who must ger along with him-
lo,
"lr.ti;;;i;i.r,
tloes not mean that we must acknowledge
(tthe world of
(t8) (tg)
l-o g:npo o
ol,lrr:rX 5 ,, i)-*:e"
- German ideas or,,German thought of the past in gerieral
means, above all, a common inspiring task--of not being
, fas the sources of the National-Socialist misdeeds. But it does {
German as'we happen to bei but becoming German as we
J-"T thlg our nationa-l tradition contains.sorn"tgr r"ighty are not zet but ought to be, and a we hear it in the call of
&
I and threatenjng, which
-il-.1*t.-*p*i_j_+lin. $ $ our ancestors rather than in the history of national idols.
1 We feel ourselves not only as individuals but as Germans.
By our feeling of collective guilt we feel the entire task
Every one, in his real being, is the German people. Who
of renewing human existence from its origin-the task which
iloes not remember moments in his life when he said to him- is given to all men on earth but which appears more urgently,
felt in opposition and in despair of his nation, (.I am Ger-
*o." p".."p,ibly, as decisively as all existence, when its own
!nany"-or, in jubilant harmony with it, fI, too, am Ger- guilt brings a people face to face with nothingness.
imany!" The German character has no other form than these
As a philosopher I nolry seem to have strayed completely
-/individuals. Flence the demands of transmutation, of rebirth,
into the realm of feeling and to have abandoned conception'
lof rejection of evil ae made of the nation in the form of
Indeed language fails at this point, and only negatively we
'demands from each individual.
may recall that all our distinctions-e\ryihstanding the
Because in my innermost soul I cannot help feeling col-
fact that we hold them to be true and are by no means
lectively, being German is e s-i5 to everyone-not a
rescinding them-must not become resting places. We must
condition but a task. This is altogether difierent from mak-
not use them to let matters drop and free ourselves from the
ing the nation absolute. I.afi a.hu.man-being..fust_cfull; in
pressure under which we continue on our path, and which is
_ paricular I am a Frisian, a professor, a German, linked io ,ipen what we hold most precious, the eternal essence of
1' closely enough for a fusion of souls with other collective our soul.
groups, and more or less closely with all groups I have come
/ i., touch with. For moments this proximity enables me to feel
almost like a Jew or Dutchman or Englishman. Through- errr q,linai- . ti.,i i'iie' c,-irr :1|. f rdrm *,11.
out it, however, the fact of my being German-that is,
{'' ri r' ( tr'; } 11 -t n ; & i ht1
essentiall of life in the mother tongue-is so emphatic i-',1 !
that in a way which is rationally not conceivable, which is i"l,d $ti:,., 1 tn,:i,, .,,r i, ,r,
rationally refutable, I feel co-responsible for what f h r, i
ieven i'r rt,r, ir
'Germans do and have done.
I feel closer to those Germans who feel likewise-with-
out becoming melodramatic about it-and farther from the
ones whose soul seems to deny this link. And this proximity
(8o) ( 8, )
P { { lr,{t'iry, }r.,rl iit, !'i,,rir,"'! r\ i'rr']i'r
'l'F h ,)ifi,1
We may say in rebuttal that the 1510001000 foreign work-
ers worked just as well for the war as did the German
workers. There is no evidence that more sabotage acts were
committed by them. OnIy in the final weeks, with the col-
lapse already under way, the foreign workers seem to have
become active on a larger sca1e.
Possible Excuses Large-scale actions are impossible without organizalion
and leadership. To ask a people to rise even against a ter-
I
Both we ourselves and those who wish us well arc ready rorist state is to ask the impossible. Such rebellion can only
with ideas to alleviate our guilt. There can be no question be a scattered, disconnected occurrence, generally anony-
of nullifying
such guilt as we, distinguishing and ,"r.r.r.r_ mous, subsequently unknown-a quiet submersion in death'
' bling, have developed here; but theie are points of view Only a few exceptions were publicized by special circum-
which, by suggesting a more lenient judgment, simultane_ stances, and these only orally and in narrow limits
(as the
ously sharpen and characterize the type of guilt referred to heroism of the two students, Scholls, and of Professor Huber
at each time. in Munich).
).t11.
This being so, we marvel at some accusations' Franz
TsnnonsM Werfel, in an unmerciful indiament of the whole German
./.
lr people written shortly after the collapse of Hitler Germany,
. Germany under the Nazi rgime was a prison. The guilt of
s.y, thrt
((only the one Niemoeller resisted'" In the same
-
* Betting into it is political guilt. Once the gates weie shut, article he mentions the hundreds of thousands who were
however, a prison break from within was no longer possible.
kitled in the concentration camps-why? Surely because they
Any discussion of what responsibility and guilt of it. irn_ resisted, although for the most Part only by word' The
prisoned remained ,rrd ,ror" thereaiter must consider the
inefiective disappearance of these aronymous martyrs under-
question what they could do at all.
lines the impossibility. After all, concentration camps were
To hold the inmates of a prison collectively responsible until 1939, and even after that they
a purely domestic afiair
r
for outrages committed by the prison staff is clearlyunjust. *"r" nil.d largely with Germans. In every month of 1944
It has been said that the millions-the millions of work_ the number of political arrests exceeded 41000' The fact that
ers and the millions of soldiers----should have resisted. Since
there were concentrtion camps until the very end proves
they did not, since they worked and fought for the war, that there was opposition in the country'
they are considered guilty. At times we seem to hear a pharisaical note in the charges'
( ez ) ( 8: )
an ex-
from those who perilously made their escape but finally- could not but so happen, is automatically considered
measured by suffering and death in concentration camps, and cuse. A cause is blind and involuntary' Guiit is seeing and
by the fear in Germany-lived abroad without terrorist com- free.
pulsion, though with the sorrows of exile, and now claim We usually deal in like fashion with political events' The
causal connection of history seems to relieve a
people of
credit for their emigration as such. This note we deem our-
responsibility. Hence their satisfaction if, in adversity'
effec-
selves entitled to reject, without anger.
Some righteous voices have indeed been raised precisely tive to make inevitability plausible'
causes seem
in discernment of the terror apparatus and its consequences. Many tend to accePt and stress their responsibility when
they
Thus Dwight Macdonald. wrote in the magazine politics in they taik of their Present actions whose arbitrariness
and
March 1945: ((The peak of terror and of guilt enforced by *orrld lit" to see released from restraints, conditions
tend
terror was achieved with the alternative, Kill or be killed,,, obligrtiorrr. In case of failure, on the other hand, they
allegedly inescapable ne-
and he added that many commanders assigned to executions to iecli.re responsibility and plead
cessities. Responsibitity had been a talking Point,
not an
and murders refused to take part in the cruelties and were
shot. exPerience.
Thus Hannah Arendt wrote about the participation and AII through these years, accordingly, one could hear that
would
the pomplicity of the German people in the crimes of the if Germany won the war the victory and the credit
the Party's-while if Germany lost, the and
losers the
Fgehrer as the result of organized terror. Family men, sim- be
Jl ple jobholders, whom nobody would ever have suspected of guilty would be the German PeoPle'
But actually, in the causal connections of history'
cause
being capable of murder and who always had done their activity is
,I duty, now obeyed the orders to kill people and to commit and responsibility ,." indivisible wherever human
part in events'
at work. As soon as decisions and actions play
a
other atrocities in the concentration camps with the same or guilt'
sense of duty.*
every cause is at the same time either credit
happenings
E ren those which are independent of will and
decision still are human tasks' The efiects of natural causes
Gurr.r wrrHrN Flsror.y he handles them'
depend also on how man takes them, how
therefore'
We distinguish between cause and guilt. An exposition show- what he makes out of them' Cognition of history'
is never such as to apprehend its course as
fatly necessary'
ing why things happened as they did, and why indeed they (as possi-
This cognitior, .r, ,".,.t make certain predictions
ble, for'instance, in astronomy), nor can it
retrospectively
'i Hannah Aendt's moving, soberly factual article, .,Organized Guilt,,,
la*ih Froruticr, Jauary, 1945.
n!;.1"* ,r, irr*itrbility of general events and individual
(8+) ( 8s )
actions. In either case it sees the scope of possibilities, was alien to the rest, or would in the impotence of a scattered
more richly and con*etely in the case of the past.
whole be left at the mercy of foreign nations'
In turn, this cognition, historic-sociological insight and the Thus Germany had no lasting center, only transient cen-
resulting picture of history, affects events and is to this extent
tcrs of gravity, with the result that none could be felt and
a matter of responsibility.
recognized as its own by ruore than a part of Germany'
Chiefy named as premises independent of freedom__and
Nor, indeed, was there a spiritual center, a common meet-
thus of guilt and responsibility--are the conditions of ge- ing ground for all Germans. Even our classic literature and
ography and the world-historical situation.
ph-ilisophy had not yet become the property of our whole
p.opt". tt belonged to a small, educated stratum, though
"y
Grocnep rr rco" ao*rrrrori, orr" as far as German was sPoken, beyond the
"*,"ndirrg
borders of the German state. And of unanimity in acknowl-
Germany has open borders all around. To maintain itself edging greatness there is no trace here, either'
as a nation, it must be militarily strong at all
times. periods iV" igh, say that the geographical situation not only
of weakness have made it a prey to aggression from the compeleJ German militarism with its consequences-the
West, East and North, finally even from the South (Turks). p."rr"l"rr." of authority-worship and servility, the lack of
Because of its geographical situation Germany iibe.tariunism and a democratic spirit-but also made a nec-
never knew
the'peace of an unmenaced existence, as England knew
it essarily transient Phenomenon of every organized state' To
ald, even more so, America. England could afiord to pay last awhile, any state required favorable circumstances and
{)
for its magnificent domestic evolution in decades of im_ superior, unusually prudent statesmen, while a single irre-
,} potence in foreign politics and military peakness. It
was by splnsible political leader could permanently ruin Germany
no means conquered for that reasoni its last invasion took and the state.
place in 1066. A, country such as German uncemented
by Yet however true this basic trait of our reflections may be'
natural frontiers, was forced to develop military states to it is important for us not to interPret it as absolute necessity'
keep its nationhood alive at all. This function was long per_ In wha-t direction the military develop, whether or not wise
on
formed by Austria, later by prussia. leaders appear-these things are in no way to be blamed
The peculiarity and military style of each state would the geograPhical situation.
mark the rest of Germany and yet would always be felt also Ii a simita. situation, for example, the political energy'
as alien. It took an effort to gloss over the fact that solidarity and prudence of the Romans produced quite dif-
Germany
either had to be ruled by something which, though German, ferent results---a united Italy and later a world empire'
although one which in the end crushed liberty, too' The
(86) (82)
,.)
study of republican Rome is of great interest as showing
a military development and imperialism led a important for Germany since its defenseless central geo-
people to the loss of liberty and to dictatorship. graphical location exPoses it more than other countries to
If geographical conditions leave a margin of Inflr"rr.., from outside. This is why Ranke's assertion of the
the decisive factor beyond guilt and responsibility is primacy of foreign over domestic politics is true of Germany
erally said to be the ((natural national character. This, but not of historY in general.
ever, is a refuge of ignorance and an instrument of fa The political connections of the last half-century-espe-
cialty oi the events and modes of conduct since 1918, since
svluisns-x/hether appreciative or depreciative.
There probably is something in the natural f the llies' first victory over Germany-will not be presented
of our vital existence which has efiects extending to the pr here, although they were certainly not immaterial to the
of or5 spirituality-but we may say that our knowledge d.rr.Iop*"rrt, which became possible in Germany' I shall
itis 'virtually nil. The intuition of direct impressi glance only at an inner, spiritual world phenomenon' Per-
evident as it is deceptive, as compelling for the moment haps-but who could dare assert real cognition herel-we
it is unreliable at length-has not been raised to the may say this:
of real knowledge by any racial theory. irynrt .oL" out in Germany was under way in the entire
In fact, we always describe national character in terms of Western world as a crisis of faith, of the spirit'
arhitrarily selected historical phenomena. yet these in turn This does not diminish our guilt-for it was here in Ger-
hSve always been caused by events, and by conditions marked many that the outbreak occurred, not somewhere else-but
it does free us from absolute isolation' It makes us instruc-
1' by events. At every time they are one group of phenomena,
tive for the others. It concerns all'
appearing only as one of many types. O-ther situations mighi
, r bring entirely different, otherwise hidden character traits to This world-historical crisis is not simply defined' The
the fore. A distinct natural character complete with talents declining efiectiveness of the Christian and Biblical faith;
due
may very well exist, but we simply do not know it. the lack;f faith seeking a substitute; the social upheaval'
We must not shift our responsibility to anything like that. to technology and production methods, which in the nature
As men we must know ourselves free for of things leads irresistibly to socialist orders in which the
porrililiti"r. "of
"li masses the population, that is everyone, comes to his
human right-these upheavals are under way' Everywhere
THr Wonlo-Hrsron.rce Sruerror.
the situation is more or less so as to make men call for
a
--***-ta
come to describe as outer and inner emigration. Each elf-A bosetnemt amd' D efiance
has its S
ordeal. The emigrant has the world of a strange language
to contend with, and homesiclness as in the symbolicltory
Our human disposition-in Europe, at least-is such as to
of the German Jew in New york who had Hitler,s pi.t,rr"
make us equally sensitive to blame and quick to blame others'
on the wall of his room. Whyl Because nothing short
of We do not want our toes stePPed on, but in our moral
this daily reminder of the horrors awaiting him here
would judgment of others we get excited easily. This is the conse-
let him master his longing for the homeland. The trials of
the stay-at-home included being utterly forsaken, an outcast
io.n.. of moralistic poisoning. There is generally nothing
to which we are so sensitive as to any hint that we are
in his own country, in constant danger, alone in the hour of
considered guitty. Even if we are guilty we do not want
need, shunned by all save a few friends whorn he endangered
to let ourselves be told. And if we let ourselves be told we
in turn, thus sufiering anew. yet if now one group accuses
still do not want to be told by everyone' The greater this
the other, we need but to ask ourselves how we feel about
sensitivity to blame, the greater, as a rule, is the inconsiderate
the inner condition and tone of voice of these accusers_
readiness to blame others. The world, down to the
petty
whether \rye are happy that such people feel this way, of everyday life, teems with imputations of
circumstances
whether they set an example, whether there is something
the authorshiP of some mischance'
of an uplift in them, of freedom, of love, which might en_
Oddly, sensitivity to blame is very apt to rebound into an
courage'us. If not, then what they say is not true, either. of guilt-false, because
urge to confess. Such confessions
Thre is no growth of life in mutuai accusation. Talking external
J) . stil-I instinctive and lustful-have one unmistakible
I with each other actually ceasesi it is a form of the severance their opposites in
trait: fed by the same will Power
to as
of communication. And this in turn is always a symptom
the same individual, they bettay the confessor's wish
to
t untruth, and so an occasion for honest men to search enhance his worth by his confession, to edipse
others' FIis
unceasingly where untruth might be hiding. It to confess' There
hides confession of guilt wants to force others
wherever Germans presume to judge Germans morally Moralism as
and is a touch of aggressiveness in such confessions'
metaphysically; wherever the veiled will to compulsion both sensitivity
a phenomenor, i tn" will to power fosters
reigns instead of the good-will to communication; wherever and self-
to blame and confessions of guilt, both reproach
there is zeal to have the other admit guilt; wherever
arro_ reproach, and psychologically it causes each
of these to
gance-((I am not incriminatedrr*looks down on the other;
rebound into the other.
whereyer the feeling of guiltlessness holds itself entitled of anyone
to flence, philosophically, the first thing required
hold others guilty.
dealing *i,l' g"i, *""?',,:;tTt n" deal with himself'
(ro6)
{
,-4
thereby extinguishing both sensitivity and the confession necessity whic.h human consciousness would like to
urge. in order to evade it.
The decision to stay alive in impotence and servitude
Today this generally human phenomenon_here de_ is
self-conceit. Self-disparagement contains an attack on others prfi,ofogiof compliJtion. Not only impotence but guilt
-accepted,
who refrain from it. The ignominy of such cheap self_ *rt " and the transmutation which man would
the disgrace of *ppo."ly helpful flatiery, is like to avoid must grow from both'
"11tion+
Proud defiance ,,ds a multitude of points of
view' of
obvius. At this point the power instincts of the mighty and
*i to help itself
the impotent tatally interlock. grandiloquences and edifying sentimentalities'
the deiusion by which it can be maintaineii'
For instance:
Defiant io
,rs the very pride is diflerent. The moral attack of the others to accePt Past events ls
The meaning of the necessity((own
reason for its stiffened obstinary. It aims at self_
.harrged. A wi"ld inclination to uP to our history"
respect in a supposed inner independence. But
this is not of evil' the discovery of
to be gained if the decisive point remains obscure. ;;;;. the concealed affirmation in the soul as a proud
The decisive point is an eternal basic phenomenon, re_ good io evil, and its preservation
against the victors' This perversion admits
of
today in new form: he who in total defeat prefers Fortres. held
(('We must know that within
i Pj""d ,.rrt"n.", ,r.h i', the following:
to death can only live in truthfulness-the only ignity
I f-e us we still bear the primordiaistrength
of will which created
left to him-if he decides upon this rife in full realization
f the past, and we must also stand by it and.accePt it i+io-'-o'gr
' of its meaning. What Hegel showed in his ((phenomenol_
. . . We have been both and haII ema.i bo-th- ,, '' '
ogyr" in the grandiose chapter on master and servant, is "xi.Lrr.".ourselves are lever b)'.:3": d:9.qi*9"ry
the *" Tylhing
(ro8) "J (ro9)
rrril--J
,whose
strength w;. bear. yilhin up.,, ((Reverence will force Socialism as a matter of "philosophy of history"-'i1 '
the new German generation to become like the previous one. esthetic view compounding obvious evil and disaster, which
A defiance disguised as reverence is here confusing the should be soberly considered, into an emotional fog of false
historic soil-in which we are lovingly rooted-with the magnificence:
entirety of the realities of our common past. Far from loving In the spring of 1932 a German philosopher prophesied
all of those, we reject a good many as alien to our being. that within i"r, y"r.t the world would be governed politically
In this affirming recognition of the evil as evil, queer from two poles only, Moscow and Washington; that Ger-
i emotional obscurities may admit of sentences such as the many, in between, would become irrelevant as a political-
: following: ((We must become so brave and so great and geographical conception, existing only as a spiritual Power'
, so gentle that we can say, yes, even this horror was and -
'"i-rn history-to which the defeat of 1918 had actu-
i will remain our reality, but we are strong enough to make ally opened vistas of greater consolidation and even Great-
i it over within ourselves, for creative tasks. We know within German achievement-revolted against this prophesied and
i us a fearful potentiality which once appeared in miserably indeed impending tendency to simplify the world around
erring forms. We love and esteem our whole historic past two poles. Against this world tendency, German history
contracted for an isolated, self-willed, titanic effort still
with a reverent affection transcending any single historic to
, guilt. We bear this volcano within us, daring to know that reach its own national goal.
1 it maytlblow us up, but convinced that only our ability to
It that philosopher's prophecy was right in placing a
' tame t
will open the last expanse of our freedom and we time limit of orrty ten years on the beginning of Russo-
' *i! realiz, in the dangerous strength of such possibility, what American world rule, the precipitate pace, the haste and
lin common with all others will be the human achievement of violence of the German countereffort was understandable'
, ,lour spirit." It was the pace of an inwardly meaningful and fascinating
Thir is a tempting appeal-born of a bad, irrationalist but historically belated revolt' In the past months we have
seen this pace eventually outrun itself in pure, isolated
rav-
., lvoid a decision and intggt- glfselv.es."ro a
p..h,il9sophy- 1o
i process of existential levelling. '(Taming', is not half enough. ing. A philosophe,lightly pronounces sentence: German
The ('choice" is what matters. Failure to make the choice f,iiory i, pr.r;- the Moscow-Washington era is beginning'
immediately revives the possibility of an evil defiance, bound So grlatly, longingly devised a history as the German one
to end up by saying, "Go and sin." The misapprehension in doef not ti*pfy ."y, ,*"", to such academic resolutions'
It
this appeal to reverence toward evil, even though it is flaresup; in deeply excited resistance and attack, in a savage
negated, is that it could only lead to an illusive community. t,r*olt of faith and hatred it plunges to its doom'"
A third manner of proud defiance may affirm all National- Thus, in the summ* ,:lrr, man who has mv
( rro ) t iro"n*
highest personal esteem wrote in a confusion of dismal In appropriate circumstances, a patient striving for com-
feelings. ,.* iermit, the submission of facts and connections
Allthis is indeed not purification but further entangle- ^o.,
to the victor. Now that we Germans are no longer active in
ment. Thoughts like these-whether self-abasing or defiant not done
the whole of history, we look uPon what is and is
for an instant evoke feelings as of delivery. you think Yet correct this line
-may as deciding our {ate as well. however
you are back on your way, and actually you have only come replace or extinguish
of thoughf may be, it must not serve to
closer to a dead end. It is the impurity of feelings which is here
the guilt question.
increased and sirnultaneously consolidated against the chance
Ti" form of evasion most easily understood is the glance
of a genuine metamorphosis. at our own woes. FIelp us, many think, but don't talk of
All types of defiance feature an aggressive silence. I with_ atonement. Tremendous sufiering excuses'
We hear' for
draw when reasons become irrefutable. I found my self-
example:
respect on silence as the last power left the powerless. I show ttls the bomb terror forgotten, which cost millions of in-
my silence so as to hurt the powerful. I hide my silence so
nocent people their lives or health and all their
cherished
as to plan for a restoration, politically by seizing implements for sinned
porr"rrio.rl Should that not make up what was
of power-laughable though these would be in the hands of which
in G".*"r, landsl Should the misery of the refugees
men without access to the worldrs giant industries that pro_
cries to Fleaven not act disarminglyl"
duce th tools of destruction-and psychologically by a self- ((I came to Germany from the South Tyrol as a bride'
vindicaion admitting of no guilt. Fate decided against me; from the
. thirty years ago. I have shared the German ordeal
iithere was a senseless material superiority; my efeat was blow''making
' tfr" h..t day-to the last, taking blow after
honorable; within myself I tend
-y toyrtiy "rrd my heroism. sacrifice after sarifice, drained the bitter cuP
to the end-
,But the way of such conduct merely augments
the inner and now Ifeel accused, too, of things I never did'"
pison, in illusive thought and anticipating self-intoxication. overtaken the whole nation
'(The misery which has now
size' that one
is so gigantic, growing to such unimaginable
in its
Dodging into Specia.Ities Intrinsically Cotect shoul iot rub salt into the wounds. The population,
bat Unessential to the Guil euesrion surely innocent Parts, has already sufiered more than just
atonement maY PerhaPs require'"
We are evading the guilt question if we deviate from essen- complains'
Indeed the disaster is apocalyptical' Everyone
tials into intrinsically correct details-as if these were the
and rightly so: those who were rescued from
concentration
whole----or if we persistently seek, and indeed find, fault still remember the frightful suf-
."rnpr"o, persecution and
with others. ones in the most cruel
fe.rg, those who lost their dear
(rrz) ( ,r3 )
I
=a,r F",,'
manneri the millions of evacuees and refugees roaming the things, nor in the others; we should not dodge into distress'
road without hope; the many hangers-on of the party now This follows from the decision to turn about, to improve
being weeded out and suddenly in want; the Americns and daily. In doing so we face God as individuals, no longer as
other Allies who gave up years of their lives and had mil- Germans and not collectivelY'u"
lions killed; the European nations tormented under the
terrorist rule of the National-Socialist Germans; the German Dod,ging into a GeneralitY
under the most difficult conditions. Everyone, eyeryone. portant bequ9 the whole is something that happens to me
Everywhere the complaints turn into accusations. Against witt out my- gogPerltion and thus without personal guilt'
whoml In the end: all against all. I live in the view of the whole, then, a mere impotent suf-
In this horrible wodd situation, in which at present our ferer or impotent participant. I no longer live out of myself'
distress in Germany is comparatively the greatest, we must A few examples:
not forget the interrelation of the whole. The guilt question (l) The moral interpretation of history as a whole lets
keeps leading back to it.
us expect a justice on the whole-for "all guilt is on earth
In my enumeration of complainants I put the manifold requitedr" as the poet saYs'
groups side by side with the intention of making the incon-
i t no* myself a prey to a total guilt' My own doing
gruity felt at once. The distress may as such, as destruction
scarcely matters any longer. If*I--Uq-*o:t -i[9 Lq-S,Ig,lid,-"*-!h"
af lif, be all of one kind; but it difiers essentially in its
*' generl connection as well as in its particular place therein. overall metaphysical inescapability is shattering' If I am
on the winning side, my success is flavored with the goo$
It is unjust to call all equally innocent. our-
conscience of superior virtue. This tendency not to take
' , On the whole, the fact remains that we Germans-ho\r-
selves seriously as individuals paralyzes our moral impulses'
ever much we may now have come into the greatest distress
among the nations----also bear the greatest responsibility for Both the pride of a self-abasing [uilt confession in the one
the course of events until 1945. instance and the pride of moral victory in the other become
evasions of the really human task which always lies in
t!e
Therefoie we, as individuals, should not be so quick to
feel innocent, should not pity ourselves as victims of an evil individual.
fate, should not expect to be praised for suffering. We should Yet experience contradicts this total view' The course
question ourselves, should pitilessly analyze ourselves : where of events is not unequivocal at all. The sun shines alike upon
the just and the unjust. The distribution of fortune and
the
did I feel wrongl think wrongly, act wrongly-we should,
as far as possible, look for guilt within ourselves, not in morality of actions r" *j*:lto-be interconnected'
( ,r+ )
!ffiI
t,t
Flowever, it would be an equally false total judgment to the catastrophe of the age. I sufiers for all' It erupts in the
universal guilt, and atones for all.
:,
say, on the contrary, that there is no justice.
True, in some situations the conditions and acts of a state There is a false pathos in this application o{ ideas from
fill us with the ineradicable feeling that ((that can,t end well,, Isaiah and Christianity, serving in turn to divert men from
and
((there
is bound to be a reckoning." But this feeling no the sober task of doing what is really in their power-from
sooner puts its trust in justice, beyond comprehensible human improvement within the sphere of the comprehensible and
reactions to evil, than errors appear. There is no certainty. from the inner transformation. It is the digression into
('estheticism" which by its irresponsibility diverts from real-
Truth and probity fail to come by themselves. In most cases
amends are dispensed with. Ruin and vengeance strike the ization out of the core of individual self-existence' It is a
innocent along with the guilty. The purest will, complete ne\ry way of acquiring a false collective feeling
of our own
v. eracity, the greatest courage may rcmain unsuccessful if value.
the situation is inopportune. And many passive ones come by (a) We seem as though delivered from guilt if in view
((It has
the favorable situation undeservedly, due to the acts of of the vast sufiering among us Germans we cry out,
others. been atoned for."
In the end, such things as atonement and guilt lie only in Flere we have to difierentiate again' A crime is atoned
the personality of the individals. Despite metaphysical truth for; a political liability is limited by a peace treaty and thus
which'{t may contain, the idea of total guilt and being en- b.ouglri to an end. As {ar as these two points are concerned'
the i-dea is correct and meaningful' But moral and
, meta-
. , snared in an overall guilt-atonement relationship comes to
physical guilt, which are understood only by the indiviilual +
i tempt the individual to evade what is wholly and solely his for'
in hi, co-rnity, are by their very nature not atoned
business.
They do not cease. Whoever bears them enters uPon Proces
a
'l (Z) Another total view holds that finally everything in
lasting all his life.
the world comes to an end, that nothing is ever started with-
H".e we Germans face an alternative' Either acceptance
out failing in the end, that everythilg contains the ruinous constantly
of the guilt not rneant by the rest of the world but
germ. This view puts non-success th every other non- trait
r"p"rtJd by our conscience comes to-be a-fundamental
on the one common level of failure, and thus, in an'
of ou G.'.*rn self-consciousness-in which case our soul
success
abstraction, robs it of its weight. subside into the
goes the way of transformation----or we
(3) Interpreting our own disaster as due to the guilt of Io"og" triviality of indifierent, me.re living' Then no true
all, we give it a metaphysical weight by the construction ,"rr. for God awakens any more in our amidst; then
the
of a new singularity. Germany is the sacificial substitute in true nature of existence is no longer revealed to us; then
( 116 ) ( ,r7 )
J,
we no longer hear the transcendent meaning of our sublime right to those deported, robbed, pillaged, tortured and exiled
po.try and art and music and philosophy; then all of this by the Hitler rgime.
.$l
\
,d may, as past, perhaps become a memory of other 1ies- Both demands are fully justified, but there is a difierence
," I nations capable still of hearing the voice of what Germans, in mctivation. Where guilt is not felt, all distress iq !mme-
once upon a time, brought forth and what Germans were diately leveled on the same Plane. If I want to make up for '.'
II but are rio more. what I, too, was guilty of, I must difi.erentiate between the
There is no other way to rcalize truth for the German victims of distress.
' than purification out of the depth of consciousness of guilt. This way of purification by reparation is one we cannot {
dodge. Yet there is much more to purication' Even rep- I
Trr Wev or Purrrcaro ,rrrtn is not earnestly willed and does not fulfill its mord j
purpose except as it ensues from our cleansing-tranyufationt {
Purification in action means, first of all, making Clarification of guilt is at the same timg clarificatiqn
qf
amends. i
Politically this means delivery, from inner affirmation, of our new life and its possibilities. From it spring seriousness'
the legally defined reparations. It means tightening our and resolution.
belts, so part of their destruction can be made up to the Once that happens, life is no longer simply there to be
nations attacked by Hitler Germany. naively, gaily enjoyed. We may seize the happiness of life
Besi&es the legal form assuring a just distribution of the if it is granted to us for intermediate moments, for breath-
loadrlsuch deliveries presuppose life, working ability, and ing spells-but it does not frll our existence; it appears as
working possibility. The political will to make amends musr magic before a melancholy background' Essentially,
",ii"1" remains permitted only to be consumed by a task'
inevitably fag if political acts of the victors destroy these our life
' The result is modest resignation. In inner action before
ffremises. For then we should not have a peace aimed at
reparation but continued war aiming at further destruction. the transcendent we become aware of being humanly finite ,.
and incapable of perfection. Humility coltqs !o bq or 1at31'
11
__. ^ 4ll
Iq'il
for us. Whatever happens will, while we live, remain the solidarity and co-resPonsibility without which there can be
human task that cannot be completed in the world.
no liberty.
Purification is the way of man as such. There, purification Political Iiberty begins with the majority of individuals in
by way of unfolding the guilt idea is just one moment. a people feeling jointly liable for the politics of their com-
Purification is not primarily achieved by outward actions- munity. It begins when the individual not merely covets and
not by an outward, finishing, not by magic. Rather, purifica- chides, when he demands of himself, rather, to see reality and
tion is an inner process which is never ended but in which not to act upon the faith-misplaced in politics-in an earthly
we continually become ourselves. Purification is a matter of paradise failing of realization only because of the others' stu-
our freedom. Everyone comes again and pgain to the fork pidity and ill-will. It begins when he knows, rather, that
in the road, to the choice between the clean and the mur. politics looks in the concrete world for the negotiable Path of
Purication is not the same for all. Each goes his personal each day, guided by the ideal of hurnan existence as liberty'
way. It is not to be anticipated by anyone else, nor can it be In short: without purification of the soul there is no, polit-
shown. General ideas can do no more than alert, perhaps ical liberty.
awaken, Our progress with inner purifrcation on the basis of guilt
, If at this close of our discussions of guilt we ask what consciousness can be checked by our reaction to attacks'
I purification consists in, no concrete reply is possible beyond Without guilt consciousness we keep reacting to every
what has been said. If something cannot be realized as an attack with a counterattack. Once we have been shaken by
J
.J end nf rational will but occurs as a metamorphosis by inner the inner tremors, however, the external attack will merely
action, one c:n only repeat the indefinite, comprehensive brush the surface. It may still be offensive and painful, but
1 it does not penetrate to the interior of the soul'
N figures of speech: uplift by illumination and growing 144
t fpr.ency-love of man. Where consciousness of guilt has been appropriated, we
As for guilt, one way is to think through the thoughts bear false and unjust accusations with tranquillity. For pride
here expounded. They must not only be abstractly, mentally and defiance are molten.
thought, but actually carried out; they must be recalled, If we truly feel guilt, so that our consoousness of being
is in transformation, reproach from others seems to us like
): appropriated or rejected with one's own being. Purification is
harmless child's play, unable to hurt where the real guilt
' this execution and what comes out of it. It is no!.ppp9!li.3g-
consciousness is an indelible prick and has forced a new form
new, tacked on at the end.
on self-consciousness. Reproached like this, we rather feel
Purifiction is the premise of our political liberty, too; for
sorrow at the other's unconcern and unawareness. If an at-
only consciousness of guilt leads to the consciousress of remind him of the guilt
mosphere of trust prevails,
(rzo) Tr-T
*4
potentialities in every human being. But we can no longer enough. When all things fade away, God is-that is the only
get angry. fixed point.
W_lthout!anillgmilati-o..44nd-.tq119f
91_qpgrorr,of 9ul:.9I1, But what is true in the face of death, in extremity, turns
pgnsili,.ipy 1v.,guld . only_ lncrqase in" h_e_lpJ. 9s .i+qot91c,9. The into a dangerous temPtation if fatigue, impatience, despair
poison of psychological transpositions would ruin us. We drive man to plunge into it prematurely. For this stand on
must be ready to put up with reproaches, must listen to a-nd' the verge is true only if borne by the unswerving deliberation
then examine them. We must sek out .rtfr"r tran .i"ru. always to seize what remains possible while life endures'
attacks on us, because they enable us to check up on our o\rn Our share is humility and moderation.
thought. Our,inner aitudg .ryill.stand the test.
Such purification makes us free. The course of events lies
not in man's hand, though man may go incalculably far in
guiding his existence. There remains uncertainty and the
possibility of new and greater disasters, while no new hap-
piness is guaranteed by the awareness of guilt and the result-
ing transformation of our being. These are the reasons why
purification alone can free us so as to be ready for whatever
comesll'For only the pure soul can truthfully live in this
tensida: to know about the possible ruin and still remain
'" i;
tirelessly active for all that is possible in the world.
In regarding wodd events we do well to think of Jere-
krfr. When Jerusalem had been destroyed, state and coun-
try lost the prophet forcibly taken along by the last few Jews
who were fleeing to Egypt-when he had to see those sacri-
ficing to Isis in the hope that she would do more for them
than Jehovah, his disciple Baruch despaired. And Jeremiah
((The
answered, Lord saith thus: Behold; that which I have
built will I break down, and that which I have planted I
will pluck up, and seekest thou great things for thyselfl
Seek them not." What does that mean? That God is, is
(ru2) (,z3)