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Improvement of Left Ventricular Function After Cardiac

Resynchronization Therapy Is Predicted by Tissue Doppler


Imaging Echocardiography
Martin Penicka, MD; Jozef Bartunek, MD, PhD; Bernard De Bruyne, MD, PhD; Marc Vanderheyden, MD;
Marc Goethals, MD; Marc De Zutter, RN; Pedro Brugada, MD, PhD; Peter Geelen, MD, PhD

BackgroundCardiac resynchronization therapy was shown to reverse left ventricular (LV) remodeling in patients with
congestive heart failure (CHF). However, the prediction of benefit is controversial. We aimed to investigate predictive
factors of LV functional recovery and reversed remodeling after biventricular pacing.
Methods and ResultsForty-nine consecutive patients with CHF and a wide QRS complex (18232 ms) were studied by
echocardiography before resynchronization. Intraventricular and interventricular asynchrony and their combination were
assessed by pulsed-wave tissue Doppler imaging from measurements of regional electromechanical coupling times in
basal segments of the right and left ventricle. At 6-month follow-up, responders were defined by a relative increase in
LV ejection fraction 25% compared with baseline (n27). Receiver operating curve analysis revealed the degree of
intraventricular asynchrony (area under the curve0.77), interventricular asynchrony (area under the curve0.69), and
their combination (area under the curve0.84) as the best predictors of functional recovery after resynchronization. In
addition, the degree of intraventricular and interventricular asynchrony correlated significantly with the improvement of
LV ejection fraction (r0.73, P0.0001), end-diastolic diameter (r0.59, P0.0001), and end-systolic diameter
(r0.48, P0.001) at follow-up. QRS duration and conventional echo-Doppler indices were not predictive of
reversed LV remodeling.
ConclusionsIn patients with CHF, the degree of intraventricular and interventricular asynchrony and their combination
are the best predictive factors of LV functional recovery and reversed remodeling after cardiac resynchronization
therapy. (Circulation. 2004;109:978-983.)
Key Words: pacing heart failure imaging remodeling

C ardiac resynchronization therapy (CRT) with biventric-


ular pacing (BP) was shown to improve symptoms,
quality of life, and exercise tolerance in patients with refrac-
term BP are limited. In the study by Sgaard et al,7 the extent
of myocardium with delayed longitudinal contraction was
predictive of LV functional recovery and reversed remodel-
tory systolic heart failure and a wide QRS complex of left ing after CRT.
bundle-branch blocklike morphology.1 6 Previous studies Mechanical asynchrony can also be assessed from the
used the morphology and duration of the QRS complex for comparison of time intervals between the onset of the QRS
selection of patients for CRT. However, the accuracy of QRS complex and the regional velocity of myocardial systolic
duration in predicting left ventricular (LV) functional recov- shortening as a surrogate of regional electromechanical cou-
ery after BP is controversial.2,3,5,6 11 pling. We therefore hypothesized that assessment of intraven-
The extent of mechanical asynchrony and its reduction by tricular and interventricular mechanical asynchrony with
BP was proposed as the main mechanism underlying LV TDI-derived electromechanical coupling times would be
functional recovery.79,1216 Thus, the assessment of mechan- superior to ECG or conventional echocardiographic parame-
ical asynchrony may be crucial to predict effects of CRT on ters to predict LV functional recovery and reversed remod-
LV remodeling and function. In this regard, tissue Doppler eling after BP.
imaging (TDI) has emerged as a technique that allows
accurate assessment of the regional timing of mechanical Methods
events relative to the phases of the cardiac cycle.7,9,12,16 18 Patients
However, data on the value of TDI-derived indices of Fifty-five consecutive patients undergoing BP were prospectively
asynchrony to predict reversed LV remodeling after long- selected with the following criteria: (1) congestive heart failure (New

Received October 10, 2002; de novo received August 19, 2003; revision received November 18, 2003; accepted November 18, 2003.
From Cardiovascular Center Aalst, OLV Hospital, Aalst, Belgium.
Correspondence to Peter Geelen, MD, PhD, and Jozef Bartunek, MD, PhD, Cardiovascular Center, OLV Hospital, Moorselbaan 164, 9300 Aalst,
Belgium. E-mail peter.geelen@olvz-aalst.be or jozef.bartunek@olvz-aalst.be
2004 American Heart Association, Inc.
Circulation is available at http://www.circulationaha.org DOI: 10.1161/01.CIR.0000116765.43251.D7

978
Penicka et al Tissue Doppler and Resynchronization Therapy 979

Figure 1. Example of assessment of cardiac asynchrony. In apical 4-chamber (A4C) and long-axis (ALAX) view, cardiac asynchrony
was assessed from time interval between onset of QRS complex and onset of regional velocity of myocardial systolic shortening at TDI
(right lower corner) as surrogate of regional electromechanical coupling time. Regional activation was measured at basal lateral (LV L),
basal septal (LV S), and basal posterior (LV P) segments of LV and basal lateral (RV L) segment of RV (asterisks). Intraventricular asyn-
chrony was calculated as difference between longest and shortest regional electromechanical coupling time in 3 basal LV segments (LV
L, LV S, and LV P). Interventricular asynchrony was calculated as difference between regional electromechanical coupling time in RV L
segment and most delayed from 3 LV segments (ie, longest regional electromechanical coupling time).

York Heart Association [NYHA] class II or greater) for at least 12 with a visual estimate of regurgitant color-coded jet.23 A grade 3
months owing to idiopathic or ischemic cardiomyopathy; (2) stable for mitral regurgitation was considered significant.
medication (ACE inhibitors, -blockers) for 3 months; (3) wide Cardiac asynchrony was assessed from measurements of time
QRS complex (130 ms) of left bundle-branch blocklike morphol- intervals between the onset of the QRS complex and the beginning
ogy; and (4) LV ejection fraction (LVEF) 35%, as assessed by of regional velocity of myocardial systolic shortening, considered as
echocardiography. Patients with acute coronary syndrome or revas- a surrogate for regional electromechanical coupling intervals (Figure
cularization in the previous 6 months were excluded. 1). Time intervals were measured in basal LV segments and basal
lateral right ventricular (RV) segments (Figure 1). Intraventricular
Implantation of Biventricular Pacemaker (LV) asynchrony was determined as the difference between the
longest and shortest electromechanical coupling times in the basal
All leads were implanted transvenously (Easytrak lead, Guidant
septal, lateral, and posterior segments of the LV.1719 Interventricular
Corp), connected to a biventricular pacemaker (Contak TR, Guidant) (LV-RV) asynchrony was determined as the difference between
or implantable cardioverter-defibrillator (Contak CD, Guidant) as electromechanical coupling times in the basal lateral segment of the
described previously,19 and placed in the basal to mid posterolateral RV and in the most delayed LV segment. Moreover, the combined
wall in all patients. index of intraventricular and interventricular mechanical asynchrony
was calculated by adding both numbers: sum asynchronyLV
Protocol asynchronyLV-RV asynchrony.
Data were collected at baseline and at 6-month follow-up. LV At 6-month follow-up, patients were divided into 2 groups
dimensions were measured from M-mode echocardiography in the according to their response to BP. Responders were identified by a
parasternal long-axis view. LV end-diastolic dimension (LVEDd) relative increase in LVEF 25% versus baseline. This cutoff value
was measured at the onset of the QRS complex, and LV end-systolic is 2 SD above the changes of both parameters observed after
dimension (LVESd) was defined by the smallest LV cavity.20 LV administration of placebo in randomized trials with -blockers.24 26
volumes and LVEF were quantified by the Simpson method.20 LV
filling pattern was assessed from the transmitral flow in apical Statistical Analysis
views.21 At pulsed-wave TDI (Acuson Sequoia C256), velocities of Data are presented as meanSD. Paired and unpaired t test, Fishers
long-axis wall motion were assessed in apical views during end- exact test, and Pearson test were used when appropriate. Receiver
expiratory apnea, with sample volume of 5 mm positioned in the operating characteristic curves were derived to assess the predictive
center of the analyzed segment. Care was taken to keep the incidence value of individual parameters. Statistical significance was defined at
angle between the direction of the Doppler beam and the analyzed P0.05.
vector of myocardial motion as small as possible. The spectral
Doppler signal filters were adjusted to obtain Nyquist limits between Results
15 and 20 cm/s with the lowest wall filter settings and the optimal Implantation of the device was successful in 96% (53/55) of
gain to minimize noise. Sweep speed was set at 150 mm/s. All patients. One patient died of massive cerebral bleeding a few
studies were saved on super-VHS videotapes and analyzed by an
experienced echocardiographer. The average value from 3 to 5 hours after implantation. Another patient had permanent
consecutive beats was taken for each measurement. All echocardio- diaphragmatic stimulation. Two patients died due to ventric-
graphic analyses were performed by observers not involved in ular fibrillation 3 and 4 months after implantation, respec-
clinical follow-up and were blinded at all times to the clinical data. tively. The remaining 49 individuals entered the study. At
Atrioventricular delay was optimized at 3 days after implantation, 6-month follow-up, 27 patients showed a significant increase
and patients were paced at optimal delay during follow-up.
in LVEF (responders). The remaining 22 patients were
Data Analysis classified as nonresponders.
Brain natriuretic peptide (BNP) levels were determined from whole
blood with a rapid BNP assay.22 Restrictive LV filling pattern was Clinical and ECG Data
defined as E/A 2 or 1.5E/A2 and E-wave deceleration time At baseline, responders had a shorter duration of heart failure
160 ms.21 Mitral regurgitation was graded on a 0-to-4 point scale and longer QRS duration than nonresponders (Table 1). There
980 Circulation March 2, 2004

TABLE 1. Clinical and ECG Data of Both Groups at Baseline and at


6-Month Follow-Up
Responders (n27) Nonresponders (n22)

Baseline Follow-Up Baseline Follow-Up


Age, y 706 NA 7314 NA
Ischemic/idiopathic, % 44/56 NA 50/50 NA
Duration of heart failure, y 4.02.9 NA 7.74.2* NA
NYHA class 3.20.9 1.70.6 3.40.9 1.90.6
BNP level, pg/mL 858453 453412 807447 740442
ACE inhibitors, % 89 89 86 86
-Blockers, % 82 85 86 86
Heart rate, bpm 7714 7015 7412 7614
Sinus rhythm, % 93 89 91 91
Atrioventricular delay, ms 19529 13311 20032 13313
QRS complex, ms 19030 15237 171 27* 15430
Significant mitral regurgitation, % 37 4 36 14
*P0.01 for baseline responders vs baseline nonresponders; P0.0001, P0.01, P0.001,
P0.05, vs baseline; P0.01 for follow-up responders vs follow-up nonresponders.

were no other differences between groups. At follow-up, both time was longer and the prevalence of restrictive LV filling
groups showed a significant reduction of NYHA class, QRS decreased only in responders. Furthermore, responders
duration, and prevalence of severe mitral regurgitation. showed a decrease in the extent of myocardium with postsys-
tolic shortening and a reduction of all indices of cardiac
Echocardiographic Data asynchrony after BP. These parameters remained unchanged
At baseline, responders had lower E/A ratios and greater LV in nonresponders. E/A ratio and RV systolic pressure were
asynchrony, LV-RV asynchrony, and sum asynchrony than reduced in both groups. Finally, responders had significantly
nonresponders (Table 2). Maximal LV asynchrony was pres- lower BNP levels at follow-up than nonresponders (P0.01).
ent between the septal and posterior segments in 32 patients
(65%) and between the septal and lateral segment in 17 Predictors of Effects of BP on LV Function
patients (35%). All other parameters were similar in both and Remodeling
groups. As shown in Figure 2, there was a large overlap in individual
At follow-up, LV volumes and dimensions decreased in values of QRS duration between responders and nonre-
responders but not in nonresponders. E-wave deceleration sponders. In contrast, LV, LV-RV, and sum asynchrony had

TABLE 2. Conventional and Tissue Doppler Echocardiographic Parameters of Both Groups at


Baseline and at 6-Month Follow-Up
Responders (n27) Nonresponders (n22)

Baseline Follow-Up Baseline Follow-Up


LVEDd, mm 737 678* 747 748
LVESd, mm 616 527* 628 609
LVEDV, mL 28972 25179* 29782 29887
LVESV, mL 22463 15958* 21975 22380
LVEF, % 245 378* 276 278
E/A of mitral inflow 1.570.97 1.280.73 2.161.24 1.440.74
E-wave deceleration time, ms 15553 19655* 14226 16347
Patients with restrictive LV filling, % 44 19 41 27
Extent of myocardium with postsystolic shortening, % 7225 4525 6528 5631
RV systolic pressure, mm Hg 3713 268 4211 3510
LV asynchrony, ms 8433 3415* 3823# 4312
LV-RV asynchrony, ms 8437 4317* 4320# 4917
Sum asynchrony, ms 16757 7521* 8136# 8821
LVEDV indicates LV end-diastolic volume; LVESV, LV end-systolic volume.
*P0.0001, P0.05, P0.001 vs baseline; P0.05, #P0.0001 for baseline responders vs baseline
nonresponders; P0.01, P0.001 for follow-up responders vs follow-up nonresponders.
Penicka et al Tissue Doppler and Resynchronization Therapy 981

Figure 2. Individual values of QRS dura-


tion, intraventricular (LV) asynchrony,
interventricular (LV-RV) asynchrony, and
their combination (Sum asynchrony) in
responders (open circles) and nonre-
sponders (solid circles).

smaller overlaps of individual values. As shown in Figure 3, Discussion


all 3 parameters of TDI asynchrony had a larger area under The present study investigated clinical, ECG, and echocar-
the receiver operating characteristic curve than the QRS diographic factors associated with LV functional recovery
duration, with the largest area for the combined index of and remodeling after CRT. The main findings are as follows:
intraventricular and interventricular asynchrony. The value of (1) Clinical, ECG, and conventional echocardiographic pa-
sum asynchrony with the optimal predictive accuracy (the rameters did not enable the identification of responders to
highest sensitivity and specificity) was 102 ms. When this CRT. (2) In contrast, TDI-derived indices of intraventricular
cutoff value was used, all but 6 patients (12%) were correctly and interventricular asynchrony accurately predicted positive
identified with sensitivity, specificity, and accuracy of 96%, LV remodeling in response to CRT. (3) Reversed LV remod-
77%, and 88%, respectively. eling in responders was associated with improvement of the
Moreover, the sum asynchrony correlated closely with LV restrictive filling pattern and a decrease in BNP levels.
improvements in LVEF, LVEDd, and LVESd after resyn-
chronization (Figure 4). QRS duration did not show a LV Remodeling Versus Symptoms After BP:
significant association with any parameter.
Clinical Perspective
The beneficial effects of CRT have been related to clinical
Reproducibility parameters such as NYHA class, quality of life, and exercise
In 10 study subjects, interobserver variability was 9.6% for tolerance.1 6,10 We also observed a decrease in NYHA class
after CRT in nearly all patients. However, improvement in
the measurement of LVEF, 7.9% for LVEDd, 8.2% for
NYHA class may not always represent a better outcome. In
LVESd, 8.5% for LV asynchrony, and 7.2% for LV-RV.
contrast, other parameters, such as the response of BNP
Intraobserver variability was 8.2% for LVEF, 5.5% for
levels27 or persistent restrictive LV filling pattern despite
LVEDd, 6.3% for LVESd, 6.8% for LV asynchrony, and
optimal medical therapy,28,29 bear prognostic information in
6.1% for LV-RV asynchrony.
heart failure patients. In the present study, the restrictive LV
filling pattern improved and BNP levels decreased in re-
sponders but not in nonresponders. Furthermore, improve-
ments in LV filling pattern and BNP levels were associated
with a reduction of LV volumes and dimensions. It is of note
that previous trials with -blockers30,31 indicated that re-
versed LV remodeling correlates with improved survival.
This suggests that despite a similar decrease in NYHA class,
the observed reversed LV remodeling, larger decrease in BNP
levels, and improvement of restrictive LV filling pattern in
responders may be associated with better prognosis than in
nonresponders. Accordingly, identification of predictive fac-
tors for reversed LV remodeling after BP may be of value for
the clinical management of heart failure patients.

Predictors of LV Remodeling After BP


In current practice, patient selection for CRT is based on
duration of the QRS complex. Nevertheless, our data and
previous data2,3,6 10 demonstrate that the degree of electrical
Figure 3. Receiver operating characteristic curves for QRS asynchrony is a poor predictor of response to CRT. On the
duration, intraventricular (LV) asynchrony, interventricular (LV-
RV) asynchrony, and their combination (Sum asynchrony). AUC other hand, in the PAcing THerapies for Congestive Heart
indicates area under curve. Failure (PATH-CHF) trial,10 the degree of baseline LV
982 Circulation March 2, 2004

Figure 4. Relationship between QRS duration and combined index of intraventricular and interventricular asynchrony (Sum asynchrony)
at baseline and relative increase in LVEF and decrease in LVEDd and LVESd diameter at follow-up.

remodeling determined the effect of CRT. In the present these criteria, all 3 indices of mechanical asynchrony are
study, the degree of LV remodeling at echocardiography did superior to other parameters in predicting therapeutic effects
not distinguish responders from nonresponders. Nevertheless, of BP, with the highest predictive accuracy for the combined
responders might have been less sick, which is supported by index.
the lower E/A ratio and a shorter history of congestive heart Furthermore, the extent of intraventricular and interven-
failure. However, patients with greater systolic asynchrony tricular asynchrony at baseline correlated with changes in
(responders) have a significant extent of myocardium that indices of LV remodeling at follow-up. These beneficial
exhibits postsystolic shortening that occurs during early effects on LV remodeling appeared to be independent of
diastole of the remaining segments. This may suppress early therapy with ACE inhibitors or -blockers. This suggests that
diastolic filling by a time shift in driving pressures with a correction of mechanical asynchrony is sufficient to cause a
relative reduction of early filling.31 Taken together, these data reversal of negative remodeling in patients with congestive
suggest that patients with greater asynchrony may have lower heart failure irrespective of concomitant medication.
E waves and higher A waves, resulting in a lower E/A ratio
than patients with less asynchrony despite a similar degree of Study Limitations
LV dysfunction and comparable baseline BNP levels. The reproducibility of LV volume measurements by echocar-
Recent studies suggested that the degree of LV asynchrony diography may be limited because of interindividual variabil-
could identify patients responding to CRT.7,9,1215 In the ity caused by variable degrees of LV shortening in apical
present study, we used simple measurements of time intervals views. Nevertheless, LV volume measurements were consis-
between the beginning of the QRS complex and the onset of tent with changes in LV dimensions that are less susceptible
regional mechanical activation as surrogates of regional to interindividual variations. In addition, we used cutoff
electromechanical coupling to assess the degree of both LV values of LVEF and LV dimensions for identification of
and RV asynchrony. An important issue is whether analysis responders above 2 SD of the reproducibility of measure-
of either intraventricular or interventricular asynchrony alone ments in our population of patients with severe LV
is sufficient to identify responders. In the present study, 4 dysfunction.
responders had only mild to moderate intraventricular asyn- In contrast to color-coded TDI, pulsed-wave TDI does not
chrony despite severe interventricular asynchrony. Four non- allow simultaneous comparison of regional timing in differ-
responders with isolated intraventricular or interventricular ent segments during 1 beat. Color-coded analysis may reduce
asynchrony were identified only by using the combined index patient scanning time and eliminate errors introduced by
of asynchrony. Consequently, 22 patients were identified beat-to-beat variations in loading conditions or heart rate.
correctly only after both indices of cardiac asynchrony were Thus, the use of color-coded measurements may improve
combined. Another question is how to define interventricular accuracy for assessment of cardiac asynchrony compared
asynchrony. In the present study, interventricular asynchrony with the use of only pulsed-wave TDI analysis.
was defined as the difference between the basal lateral Apart from active contraction, regional systolic velocities
segment of the RV and the most delayed LV segment. With may reflect passive motion of the segment due to heart
Penicka et al Tissue Doppler and Resynchronization Therapy 983

motion or tethering by adjacent segments. In the present 12. Yu C-M, Chau E, Sanderson JE, et al. Tissue Doppler echocardiographic
study, none of the patients had RV volume overload or evidence of reverse remodeling and improved synchronicity by simulta-
neously delaying regional contraction after biventricular pacing therapy
significant pericardial effusion. To minimize the effect of in heart failure. Circulation. 2002;105:438 445.
whole heart motion, all measurements were performed during 13. Kerwin WF, Botvinick EH, OConnell JW, et al. Ventricular contraction
end-expiratory apnea. To avoid the effect of tethering, the abnormalities in dilated cardiomyopathy: effect of biventricular pacing to
sample volume was always placed in the mid portion of each correct interventricular dyssynchrony. J Am Coll Cardiol. 2000;35:
12211227.
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14. Breithardt LA, Stellbrink C, Kramer AP, et al. Echocardiographic quan-
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This study demonstrated that the combined index of intraven- 40:536 545.
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dyssynchrony and acute resynchronization from left or biventricular
LV functional recovery and reversed remodeling after BP.
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