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Articles

Incidence of unilateral arm lymphoedema after breast


cancer: a systematic review and meta-analysis
Tracey DiSipio, Sheree Rye, Beth Newman, Sandi Hayes

Summary
Lancet Oncol 2013; 14: 50015 Background The body of evidence related to breast-cancer-related lymphoedema incidence and risk factors has
Published Online substantially grown and improved in quality over the past decade. We assessed the incidence of unilateral arm
March 27, 2013 lymphoedema after breast cancer and explored the evidence available for lymphoedema risk factors.
http://dx.doi.org/10.1016/
S1470-2045(13)70076-7
Methods We searched Academic Search Elite, Cumulative Index to Nursing and Allied Health, Cochrane Central
See Comment page 442
Register of Controlled Trials (clinical trials), and Medline for research articles that assessed the incidence or prevalence
School of Public Health and
Social Work, Institute of Health
of, or risk factors for, arm lymphoedema after breast cancer, published between Jan 1, 2000, and June 30, 2012. We
and Biomedical Innovation, extracted incidence data and calculated corresponding exact binomial 95% CIs. We used random eects models to
Queensland University of calculate a pooled overall estimate of lymphoedema incidence, with subgroup analyses to assess the eect of dierent
Technology, Queensland,
study designs, countries of study origin, diagnostic methods, time since diagnosis, and extent of axillary surgery. We
Australia (T DiSipio PhD,
S Rye MAppSc, assessed risk factors and collated them into four levels of evidence, depending on consistency of ndings and quality
Prof B Newman PhD, and quantity of studies contributing to ndings.
S Hayes PhD)
Correspondence to: Findings 72 studies met the inclusion criteria for the assessment of lymphoedema incidence, giving a pooled estimate
Dr Tracey DiSipio, School of of 166% (95% CI 136202). Our estimate was 214% (149298) when restricted to data from prospective cohort
Public Health and Social Work,
Faculty of Health, Queensland
studies (30 studies). The incidence of arm lymphoedema seemed to increase up to 2 years after diagnosis or surgery of
University of Technology, breast cancer (24 studies with time since diagnosis or surgery of 12 to <24 months; 189%, 142247), was highest
Victoria Park Road, Kelvin Grove, when assessed by more than one diagnostic method (nine studies; 282%, 118535), and was about four times higher
QLD 4059, Australia
in women who had an axillary-lymph-node dissection (18 studies; 199%, 135282) than it was in those who had
t.disipio@qut.edu.au
sentinel-node biopsy (18 studies; 56%, 6179). 29 studies met the inclusion criteria for the assessment of risk factors.
Risk factors that had a strong level of evidence were extensive surgery (ie, axillary-lymph-node dissection, greater
number of lymph nodes dissected, mastectomy) and being overweight or obese.

Interpretation Our ndings suggest that more than one in ve women who survive breast cancer will develop arm
lymphoedema. A clear need exists for improved understanding of contributing risk factors, as well as of prevention and
management strategies to reduce the individual and public health burden of this disabling and distressing disorder.

Funding The National Breast Cancer Foundation, Australia.

Introduction Individual studies report arm lymphoedema in up to


Lymphoedema after breast cancer is characterised by 94% of patients with breast cancer,5 with the wide
regional swelling, typically in one or both arms, due to variation (as low as 0%) in reported results an indication
excess accumulation of protein-rich uid in body tissues.1 of dierences in study design, diagnostic methods and
The adverse consequences of lymphoedema are well criteria used, and timing of lymphoedema measurement
known, and cause much morbidity. Arm lymphoedema, with respect to breast cancer diagnosis and treatment.6
and its associated symptoms, such as pain, heaviness, Some estimates suggest that about 20% of women will
tightness, and decreased range of motion, impede daily develop arm lymphoedema after breast cancerthis
function and adversely aect gross and ne motor skills, estimation is the average incidence of studies that have
with negative ramications for work, home, and personal been included in several systematic reviews of
care functions, as well as recreational and social relation- lymphoedema after breast cancer.79 However, the average
ships.2 The appearance of a swollen and sometimes incidence of a group of studies does not take into account
disgured limb provides an ever-present reminder of factors that are known to aect detection rates, such as
breast cancer, which can contribute to anxiety, depres- study design or timing and method of lymphoedema
sion, and emotional distress in aected women.3 Fur- assessment. How common such lymphoedema is after
thermore, preliminary ndings show that lymphoedema breast cancer is, therefore, unclear. Furthermore, our
might also lead to shortened survival.4 In view of the understanding of acquired and pre-existing risk factors is
increasing incidence of breast cancer worldwide, imperfect. Although more extensive treatment and a
understanding the incidence of subsequent secondary higher body-mass index have long been thought to be the
lymphoedema and its associated risk factors is clearly of major risk factors for the development of lymphoedema,
public health importance. advances in treatment over the past 1015 years raise

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questions about whether associations between the risk of of pretreatment lymphoedema status, prevalence was
lymphoedema and these characteristics, as well as other thought to be a reasonable estimate of incidence because
personal, treatment, and behavioural characteristics, the proportion of women with lymphoedema before
have changed. surgery for breast cancer has been reported to be very
The body of evidence relating to the incidence of arm low.12,13 Time period: outcome data measured within
lymphoedema after breast cancer has grown substantially 3 months of diagnosis or surgery were excluded because
and has improved in quality during the past decade, arm-related changes during this timeframe were
now including ndings from several prospective cohort considered potentially indicative of an acute treatment-
studies. We therefore did this systematic review and related response. Language and origin: we included
meta-analysis to provide the most up-to-date estimate of studies available from all locations with reports written
the incidence of arm lymphoedema after breast cancer. in English; non-English-language papers, when
Also, although the strength of treatment-related risk translations were unavailable, were excluded.
factors has been assessed in a 2009 meta-analysis,10 it is
important to also consider the strength and consistency Data extraction
of the association between lymphoedema and other non- One investigator (TD) selected articles that potentially met
treatment-related risk factors, as well as timely to update our inclusion criteria on the basis of their titles and
ndings regarding treatment-related risk factors. abstracts. Full articles were then retrieved for a more
detailed assessment. We developed a data abstraction sheet
Methods to collect necessary information to establish the level of
Search strategy and selection criteria evidence, study quality, and available outcome and risk
We did a systematic review to identify all studies ad- factor details. From every included study, one investigator
dressing the incidence of, prevalence of, or risk factors (TD) extracted data for study location (country), study
for breast-cancer-related arm lymphoedema. We did a design, sample size, time since breast cancer diagnosis,
comprehensive search of databases including Academic method of lymphoedema assessment, denition of
Search Elite, Cumulative Index to Nursing and Allied lymphoedema, incidence or prevalence of lymphoedema,
Health, Cochrane Central Register of Controlled Trials and any risk factor information. Study designs included
(clinical trials), and Medline to identify studies published randomised controlled trials, cross-sectional, prospective
between Jan 1, 2000, and June 30, 2012, that included cohort, retrospective cohort, and casecontrol studies
women who had undergone surgery for breast cancer. (casecontrol studies were only included for risk factor
The search terms included keywords for breast cancer analysis). For our meta-analysis of incidence, we recorded
(breast and cancer or onco*, or neoplasm*), results from randomised controlled trials assessing an
lymphoedema (lymphoedema or lymphedema), and exercise intervention: we included baseline data for the
the outcomes of interest (incidence, prevalence, risk intervention groups and all data (including baseline date)
factor, or prognosis). for the control groups. Lymphoedema measurement refers
Eligibility criteria for inclusion of studies in this review to the technique used to dene the presence of
and meta-analysis fell into six categories. Type of study: lymphoedema and included bioimpedance spectroscopy,
published research articles were included; review papers, arm circumferences, water displacement or perometry
meta-analyses, editorial or comment papers, case re- (optoelectronic volumeter), lymphoscintigraphy, clinician
ports, and case series were excluded, as were randomised diagnosis, and patient-reported diagnosis by a clinician or
controlled trials that did not report lymphoedema at self-reported swelling.
baseline or lymphoedema for the control group sep- We categorised all studies that analysed the incidence
arately. Patient characteristics: studies of female patients of arm lymphoedema into levels of evidence, on the basis
with unilateral breast cancer were included; studies of of study design, using levels of evidence (Prognosis
patients with bilateral breast cancer, primary lymph- column) dened by the Australian National Health and
oedema, or metastatic disease were excluded. Diagnosis Medical Research Council (NHMRC).14 Two investigators
of lymphoedema: self-reported swelling was the only (TD, SR) independently categorised each study with
symptom taken as an indication of self-reported disagreements resolved through discussion with a third
lymphoedema; studies that reported the incidence of assessor (SH) to attain consensus.
lymphoedema on the basis of only multiple symptoms We assessed the presence of publication bias using
(eg, do you have pain, tingling, or weakness of the funnel plots by precision, Eggers Test of the Intercept,15
arm?) were excluded, because these symptoms are and Duval and Tweedies trim and ll procedure (data
common irrespective of lymphoedema status,11 and the not shown).16 Funnel plots were analysed for the overall
inclusion of such symptoms might therefore lead to an incidence and subgroup random eects models (relating
overestimation of lymphoedema incidence. All objective to sentinel-lymph-node biopsy compared with axillary-
methods of diagnosing lymphedoema were included. lymph-node dissection) by plotting the event rate against
Outcome: incidence of, prevalence of, or risk factors for the inverse of the SE. The funnel plot was symmetrical
secondary lymphoedema were includedin the absence about the summary eect, with larger studies at the top

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50% of maximum attainable score) were regarded as low


Panel: Criteria for assessment of the methodological quality.1719 Disagreement between the investigators was
quality of studies (risk factors) again resolved with the aid of a third assessor (SH).
Criteria were scored as positive (sucient information and a Findings for each risk factor were collated into four levels
positive assessment), negative (sucient information but of evidence, depending on consistency (ie, association in
potential bias due to inadequate design or conduct), or the same direction), quality, and quantity of studies. Each
unclear (insucient information). study was also classied according to the NHMRC Levels
of Evidence; the Aetiology column was used in most cases
Study population except for exercise or surgical intervention trials, in which
A Description of target or source population case we used the Intervention column.14
B Description of relevant inclusion and exclusion criteria
C Description of study population Statistical analysis
Response The main outcome of interest for this analysis was overall
D Response 75% cumulative incidence (%) of arm lymphoedema after
E Information on non-responders versus responders diagnosis of or treatment for breast cancer, which was
abstracted from the published reports of incidence or
Follow-up prevalence; exact binomial 95% CIs were subsequently
F Prospective data collection calculated. When incidence was presented separately by
G Follow-up 6 months treatment (eg, sentinel-lymph-node biopsy vs axillary-
H Dropouts or loss to follow-up 20% lymph-node dissection), we calculated an overall incidence
I Information on participants who completed the trial for the study using data from the reports. For each risk
versus those who dropped out or were lost to follow-up factor, we abstracted odds ratios, hazard ratios, or risk
Treatment ratios and associated 95% CIs, based on unadjusted results
J Treatment in study population was described for randomised controlled trials and adjusted estimates
obtained from multivariate analyses (ie, controlled for at
Outcome measures least one other factor) for other study designs. Odds ratios
K Standardised assessment of relevant outcome measures tend to overestimate relative risk;22 however, the clinical
Analysis and data presentation interpretation of ndings remains similar unless
L Frequencies of most important outcome measures prevalence of the disorder under investigation is greater
M Appropriate analysis techniques than 30%.23 When study results were not appropriately
N Suciently large study population (100 people per study presented (such as mean arm volume change presented
group) without a threshold for dening lymphoedema, p values
but no odds ratios presented for risk factors, or odds ratios
presented for risk factors without CIs), we contacted the
and smaller studies at the bottom, indicating no clear investigators of the studies (n=5) but were unable to
evidence of publication bias. Analysis with Eggers Test provide results needed for inclusion in the meta-analysis.
of the Intercept suggested that the intercept of the In the absence of a diagnostic gold standard, and
regression line approached the origin, which is indicative because some studies presented more than one esti-
of no or low publication bias (intercept 082; 95% CI mation of incidence, a hierarchy of decisions was
36 to 201; p=056). The Duval and Tweedies trim and established to assess which result to include in the overall
ll procedure also suggested no publication bias from meta-analysis. For timing, the result at or closest to
potentially missing studies. 2 years after diagnosis was considered the most
Two investigators (TD, SR) independently assessed each appropriate because most patients usually present by this
risk factor study for methodological quality using a 14-item time.6,24,25 For studies that used more than one method of
standardised checklist of predened criteria (panel) arm lymphoedema assessment, when available, results
modied from an established criteria list for systematic from objective circumference measurements were
reviews.1719 Similar adaptations have been used to review abstracted (because this is the most common method
studies on lymphoedema and quality of life in breast used in clinical practice),26 followed by perometry
cancer survivors.20,21 Each item of a selected study was (because it assesses size dierence between limbs,
assigned one point, with the highest possible score for any similar to circumferences), followed by bioimpedance
one study being 14. Although all 14 indicators were used spectroscopy (an objective and validated measure27), and
equally, criteria specic to follow-up were included in the then self-report. When incidence was presented for more
checklist, hence prospective cohort studies were assigned than one diagnostic criterion, incidence data abstracted
extra points. Studies scoring more than 10 points (>70% or for inclusion in the meta-analysis showed the most
more of the maximum attainable score) were rated as high common diagnostic criteria used by the studies included
quality, studies scoring 79 points were rated as moderate in the review (specically, 2 cm dierence between
quality, and studies scoring 6 or fewer points (lower than limbs for circumferences and 10% for perometry).

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We used a random eects model to produce a pooled Incidence of arm lymphoedema following breast cancer
overall estimate for lymphoedema incidence and inci- We calculated a pooled estimate for arm lymphoedema
dence estimates that allowed for comparison within incidence of 166% (95% CI 136202) using data
lymphoedema measurement (bioimpedance spectros- abstracted from 72 studies of 29 612 women with
copy, clinical diagnosis, circumferences, perometry, self- breast cancer (table 1). Incidence ranged between
reported diagnosis, self-reported swelling, and multiple 84% and 214%, with prospective cohort studies giving
methods), time since diagnosis (3 months to <6 months, the highest estimate and retrospective cohort studies
6 months to <12 months, 12 months to <24 months, giving the lowest (table 1).
2 years to <5 years, 5 years), and extent of axillary The lowest incidence was in the UK and the highest
surgery (sentinel-lymph-node biopsy or axillary-lymph- was in Australasia. The highest estimates were reported
node dissection). We used Comprehensive Meta-analysis by studies that used more than one measure to classify
(version 2) for statistical analyses.28 lymphoedema, whereas the one study31 that classied
lymphoedema according to lymphoscintigraphy reported
Role of the funding source the lowest incidence (table 1). Incidence of a clinical
The study sponsor had no role in the study design, data
collection, data analysis, data interpretation, or writing of Included Incidence (%; 95% CI)
the report. The corresponding author had full access to studies (n)
the data in the study and had nal responsibility for the Pooled estimate
decision to submit for publication. All studies 72 166 (136202)
Prospective cohort studies 30 214 (149298)
Results Randomised clinical trial 7 104 (79135)
We identied 398 potentially relevant citations, of which
Retrospective cohort 10 84 (54128)
79 were included in our analysis (gure 1).
Cross-sectional studies 25 177 (138224)
Most studies were either prospective or cross-
Location of study
sectional, but we also identied randomised control
Asia 4 180 (102298)
trials and retrospective cohort studies, nearly half of
Australasia 7 215 (150298)
studies were from North America, and the most
Europe 17 142 (109184)
common method of lymphoedema measurement was
Middle East 1 175 (139218)
arm circumference; timing of measurements varied
North America 32 210 (151285)
greatly, ranging from 3 months to 20 years after
South America 3 137 (81222)
diagnosis (tables 1 and 2).
UK 8 84 (51136)
Axillary surgery
SLNB 18 56 (6179)
398 individual studies identified and screened
ALND 18 199 (135282)
Measurement method*
286 excluded after assessment of abstracts
Lymphoscintigraphy 1 50 (16144)
and titles
Bioelectrical impedance 3 159 (46426)
Self-reported clinical diagnosis 5 125 (62236)
112 full-text articles for eligibility
Clinical diagnosis 7 126 (81193)
Circumference 38 148 (114190)
33 articles excluded Perometry 17 164 (109241)
7 duplicate or secondary analyses Self-reported swelling 19 204 (138290)
3 recored pre-operation incidence only
19 did not meet eligibility criteria More than one measure 9 282 (118535)
3 simply assessed lymphoedema Time since breast cancer diagnosis or surgery*
1 was done more than 30 years ago
3 to <6 months 8 103 (62167)
6 to <12 months 15 138 (73245)
79 articles included in review (74 incidence 12 to <24 months 24 189 (142247)
and 31 risk factors)
2 to <5 years 30 186 (136248)
5 years 16 156 (100235)
72 studies on incidence* More than one time category 6 76 (27195)
29 studies on risk factors
ALND=axillary-lymph-node dissection. SLNB=sentinel-lymph-node biopsy.
*Numbers (percentages) might not add to 72 (100%) because some studies
Figure 1: Flow diagram of study selection for inclusion in this review and
measured lymphoedema with more than one method or at more than one
meta-analysis
timepoint.
*We included 74 articles, which presented results of 72 studies (two studies were
each presented in two articles). We included 31 articles, which presented results Table 1: Incidence of breast cancer-related lymphoedema
of 29 studies (two studies were each presented in two articles).

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Sample size and Measurement method Lymphoedema denition Incidence* Risk factors (RF) Level of evidence
characteristics and study quality
Prospective cohort studies
Armer et al 236 newly diagnosed patients Arm circumferences; 2 cm circumference; 200 mL At 6 months: 2 cm, Level II
(2010);5 USA followed up for 5 years perometry perometry 78/178 (44%)
At 24 months: 2cm,
144/178 (81%); 200 mL,
108/193 (56%)
At 60 months: 2 cm,
167/178 (94%)
Bennett 50 patients 12-months Arm volume >10% relative increase in At 3948 months: Level II
Britton et al post-surgery and reassessed at volume of the ipsilateral arm 14/50 (28%)
(2007);29 UK 3948 months
Bland et al 90 newly diagnosed patients Arm circumferences >2 cm change at any site At 3 years: 32/90 (36%) Level II
(2003);30 USA (stage 0IV) followed up for
3 years
Celebioglu et al 60 newly diagnosed patients Water displacement; Arm volume: operated arm Arm volume: 6/60 (10%) Level II
(2007);31 (grade 13) followed up for lymphoscintigraphy >10% the size of the Lymphatic dysfunction:
Sweden 3 years non-operated arm 3/60 (5%)
Lymphatic dysfunction:
clearance from the injection
site, amount of indicator in the
axilla vs in the injection site
after 180 min, and time before
1% of the injected activity
reached the axilla
Clark et al 188 newly diagnosed patients Percentage volume dierence PVD change 5% PVD change 5% at 3 years: Level II
(2005);24 UK followed up for 3 years (PVD): dierence in volume Clinical diagnosis made by a 19/188 (10%)
between the aected and health-care professional Any LE at 3 years:
unaected arm expressed as a 39/188 (21%)
percentage of the unaected
limb volume
PVD change: baseline to
3 years adjusted for volume
change in the unaected limb
Clinical diagnosis
Clough Gorr 400 newly diagnosed patients Self-reported swelling in the Persistent LE: positive response Persistent LE (over 7 years): Level II
et al (2010);32 (stage IIII) followed up for past 4 weeks on at least two interviews over 145/400 (36%)
USA 7 years the follow-up period
Devoogdt et al 49 patients (level I or II) Arm circumference >10% dierence between the 3 months: 2/49 (4%) Level II
(2011);33 3-months post-surgery involved and the uninvolved 34 years: 9/49 (18%)
Belgium (axillary dissection) and side; at least at one or both
followed up for 34 years measurement sites
Francis et al 155 newly diagnosed patients Arm circumference and Discrepancy in volume or 12 months: total, 105/155 Severe LE (>10%): Incidence: level II
(2006);34 USA (stage 03) followed up for volume circumference of 5% (68%); SLNB, 26/155 (17%); axillary surgery RF: level II
12 months ALND, 73/155 (47%) Study quality 10
Geller et al 145 initial interviews done an Self-report arm swelling Arm or hand swelling since Follow-up: 55/145 (38%) <50 years Incidence: level II
(2003);35 USA average of 97 months diagnosis RF: level II
post-diagnosis and follow up Study quality 8
interviews an average of
26 months; stage local or
regional/distant recruited
Goldberg et al 600 newly diagnosed patients, Arm circumferences >2 cm for either the upper arm Follow-up: 31/600 (5%) Level II
(2010);36 USA reassessed 38 years or the forearm
post-surgery (median of
5 years); node-negative
recruited; T stage Tis to T2,
N stage N0 to N1
Goldberg et al 600 newly diagnosed patients, Self-reported swelling Current swelling Follow-up: 18/600 (3%) Greater number of Incidence: level II
(2011);37 USA reassessed 38 years lymph nodes RF: level II
post-surgery (median of removed during Study quality 10
5 years); T stage Tis to T2, surgery
N stage N0 to N1
Han et al 97 newly diagnosed patients Arm circumference 2 cm 6 months: total, 1/97 (1%); Level II
(2012);38 South (N0N3), reassessed every SLNB, 0/14 (0%); ALND,
Korea 3 months 1/83 (1%)
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Sample size and Measurement method Lymphoedema denition Incidence* Risk factors (RF) Level of evidence
characteristics and study quality
(Continued from previous page)
Hayes et al 287 patients (grade 13) Bioimpedance spectroscopy 3 or more SDs higher than Age, income, RF level II
(2008a);39 recruited 6 months normative data surgery, physical Study quality 12
Australia post-diagnosis when recruited activity levels
Hayes et al 287 patients (grade 13) Cumulative burden SOAC measured by 6 months: SOAC (11%) Income, child Incidence: level II
(2008b);6 6 months post-diagnosis and SOAC lymphoedema >5 cm; BIA 9 months: SOAC (15%) status, side of RF: level II
Australia followed up for 18 months Bioimpedance spectroscopy measured by lymphoedema 3 or 12 months: SOAC (19%) treatment, lymph Study quality 10
post-diagnosis (BIA) more SDs higher than normative 15 months: SOAC (20%) node excision,
Self-reported arm swelling data; self-reported arm swelling 18 months: SOAC (22%); radiation, baseline
measured by lymphoedema BIA (34%); self-report (45%) symptoms
denition of yes
Hayes et al 183 patients (grade 13) Bioimpedance spectroscopy >3 SD above norm 6 year follow-up: BIA, Level II
(2011);4 6 months post-diagnosis and Self-reported swelling History of arm swelling 11/166 (7%); swelling,
Australia followed up to 6 years 40/183 (22%)
post-diagnosis
Helyer et al 137 newly diagnosed patients Arm volume >200 mL increase Arm volume at 20 months: BMI Incidence: level II
(2010);40 (grade 13), followed-up for 16/137 (12%) RF: level II
Canada 20 months (16 years) Study quality 10
Herd-Smith et 1278 newly diagnosed patients Arm circumference Increase >5% 46 years post-diagnosis: Radiotherapy; Incidence: level II
al (2001);41 (stage T1N0 to T4N+) and 203/1278 (16%) number of nodes RF: level II
Italy followed up for 46 years removed Study quality 9
Krki et al 96 patients 6 months SAQ impairments and severity Upper limb oedema 6 months: 23/96 (24%) Level II
(2005);42 post-surgery and followed up 12 months: 25/96 (26%)
Finland for 12 months
Kosir et al 30 newly diagnosed patients Arm volume 10% increase in limb volume 3 months: 1/20 (5%) Level II
(2001);43; USA (stage 03) followed up for 6 months: 2/19 (11%)
6 months
McLaughlin et 936 newly diagnosed patients Arm circumferences and >2 cm Circumferences: total, Level II
al (2008);44 (T stage Tis to T3; N stage self-report swelling Arm swelling 86/936 (9%); SLNB,
USA N0 to N3) followed up for a 31/600 (5%); SLNB+ALND:
median of 5 years post-surgery 55/336 (16%)
recruited Current arm swelling: total,
109/936 (12%)
Norman et al 631 newly-diagnosed patients Self-reported presence and Whether right and left hands Cumulative incidence: year 1, Level II
(2009);25 USA (stage in situ to III/IV) and degree of LE diered in size 160/631 (25%); year 2:
followed up for 5 years Dierence rated: none 191/631 (30%); year 3,
(score 0), mild (13), moderate/ 211/631 (33%); year 4,
severe (49) 228/631 (36%); year 5,
238/631 (38%)
Norman et al 631 newly diagnosed patients Self-reported presence and Whether right and left hands Any LE, BMI, RF level II
(2010);45 USA (stage in situ to III/IV) followed degree of LE diered in size education, ALND, Study quality 9
up for 5 years Dierence rated: none any previous
(score 0), mild (13), moderate/ anthracycline-based
severe (49) chemotherapy
Moderate/severe,
LE: ALND
Chemotherapy
Ozcinar et al 218 newly diagnosed patients Arm circumference 2 cm 12 months: total 54/218 Incidence: level II
(2012);46 (stage I, II, N0) followed up to (25%), SLNB 6/80 (8%),
Turkey 64 months post-surgery ALND 25/138 (18%); 64
(53 years) months: total 16/218 (7%)
Pain et al 70 newly diagnosed patients Volume 10% relative increase in 3 months: 11/70 (16%) Level II
(2005);47 UK followed up for 12 months volume of all or part (forearm or 12 months: 8/70 (11%)
upper arm) of the ipsilateral arm
Paskett et al 622 newly diagnosed patients SAQ: arm and hand swelling Any swelling in their arm or By 1 year: 224/622 (36%) Persistent swelling, Incidence: level II
(2007);48 USA (stage IIII) followed up for hand since surgery or in the By 3 years: 336/622 (54%) number of nodes RF: level II
3 years past 6 months removed, obese Study quality 11
Petrek et al 263 newly diagnosed patients Self-reported arm No LE: no arm swelling plus During the 20 years follow-up Level II
(2001);49 USA followed up for 20 years circumferences: standardised dierence of 127 cm LE was identied in:
mailed instrument, verbal Mild: <127 cm plus self-report of 128/263 (49%)
reports of arm swelling during arm enlargement or heaviness
telephone interviews Moderate: >127 cm
Severe: 508 cm
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Sample size and Measurement method Lymphoedema denition Incidence* Risk factors (RF) Level of evidence
characteristics and study quality
(Continued from previous page)
Quinlan et al 278 patients (stage IIII) Arm morbidity: volume, McGill Any of the following: >10% Some form of arm morbidity: Level II
(2009);50 612 months post-surgery Pain SAQ increase, score >0, <80 for 211/278 (76%)
Canada Range of motion rotation, <170 for abduction
Rampaul et al 1242 patients diagnosed Self-reported arm swelling Problematic arm symptoms Arm swelling: 5/1242 Level II
(2003);51 UK between 1973 and 2000 and within a 15 week period at the (<05%)
assessed at various times of clinic
follow-up
Ronka et al 83 newly-diagnosed patients Arm circumference, Mean dierence at the six 1 year post-surgery: Level II
(2005);52 (stage Tis to T4) and self-reported arm oedema measurement points (LE%) circumference: 13/83 (16%);
Finland followed up for 12 months >5%, arm oedema self-report, 35/83 (42%)
Schrenk et al 70 newly diagnosed patients (T Self-report (none, mild, Arm swelling of the operated At follow-up: total, Level II
(2000);53 stage T1a to T2) with a median moderate, severe) arm compared with the 19/70 (27%); SLNB, 0/35
Austria follow-up of 154 months in non-operated arm (mild: periods (0%), ALND 19/35 (54%)
the SNLB group and 17 months of arm swelling but no constant
in the ALND group increase in greatest dimension
and clothes t the same, to
severe: constant arm heaviness,
disability, decreased functional
activity, huge arm swelling)
Stout Gergich 196 newly diagnosed patients Perometer Volume increase 3% in treated Cumulative: 43/191 (23%) Level II
et al (2008);54 (stage 03) followed-up for upper limb compared with
USA 18 months pre-operation measure
Wilke et al 5327 newly diagnosed patients Arm circumference >2 cm change from baseline 6 months: 201/2904 (7%) Age, BMI Incidence: level II
(2006);55 USA (stage T1 to T2) followed up for compared with contralateral RF: level II
6 months arm Study quality 10
Wojcinski et al 34 newly diagnosed patients Arm circumference or 4 cm, manual compression 3 months: 12/34 (35%) Level II
(2012);56 (who had ALND surgery) subjective complaints or lymphatic massage, 6 months: 16/34 (47%)
Germany followed-up for 6 months medical treatment compression garments,
bandaging
Yang et al 191 newly diagnosed patients Arm circumference >1 cm dierence 3 months: 11/191 (6%) LE at 12 months: Incidence: level II
(2010);57 South followed up for 12 months 6 months: 16/187 (9%) ALND RF: level II
Korea 12 months: 22/183 (12%) Study quality 14
Retrospective cohort studies
Crosby et al 1117 patients (1499 breasts) Subjective or objective Data documented by 50/1499 (3%) Axillary Incidence: level III-3
(2012);58 USA 56 months post-treatment health-care providers interventions, RF: Level III-2
greater number of Study quality 9
positive lymph
nodes, radiation
therapy, BMI
Hayes et al 2579 patients (stage III) Assessed at regular intervals Severity: graded by the 464/2579 (18%) Radiotherapy eld, Incidence: level III-3
(2008c);59 USA 81 months post-treatment (every 612 months after physicians physical obesity index, RF: level III-2
radiotherapy) by the treating examination adjuvant therapy, Study quality 9
radiation oncologist number of lymph
nodes dissected
Hinrichs et al 105 patients (stage IIV) Oedema Presence of ipsilateral arm Median time to onset 391 days Radiotherapy Incidence: level III-3
(2004);60 USA post-radiotherapy oedema noted by a treating (range, 331632 days): before 1999 RF: level III-2
physician (severity based on the 28/105 (27%) Study quality 8
treating physicians impression)
Kingsmore et 2122 patients (grade 13), Objective persistent arm At least 1 year after completion Total, 136/1960 (7%); SLNB, Level III-3
al (2005);61 UK median follow-up of 8 years swelling noted by clinician of axillary treatment requiring 20/146 (5%); ALND,
since diagnosis further treatmenteg, 69/1099 (6%)
a compression sleeve
Lumachi et al 205 patients (pT1b to pT2) Arm circumferences >2 cm Total, 15/205 (7%); SLNB, Level III-3
(2009);62 Italy with median follow-up of 2/54 (4%); ALND, 13/151 (9%)
22 months post-surgery
Mathew et al 506 patient >2 years Arm circumferences >2 cm Total, 31/506 (6%); SLNB, Level III-3
(2006);63 UK post-surgery 7/312 (14%); ALND,
24/194 (12%)
Powell et al 727 newly diagnosed patients Arm circumferences assessed > 2cm Persistent arm lymphoedema, Level III-3
(2003);64 USA (stage III) given breast at regular intervals Persistent oedema: if 21/727 (3%)
conservation treatment symptoms did not resolve at
included subsequent visits
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Sample size and Measurement method Lymphoedema denition Incidence* Risk factors (RF) Level of evidence
characteristics and study quality
(Continued from previous page)
Schijven et al 393 patients (stage 0III) SAQ: treatment-specic QoL Complaint present if responded Total, 17/393 (4%); SLNB, ALND Incidence: Level III-3
(2003);65 3 months to 3 years SAQ developed and validated 23; absent if responded 01 2/180 (1%); ALND, RF: III-2
Netherlands post-treatment for this study 15/213 (7%) Study quality 9
Shih et al 1877 patients; used data for Insurance claims for LE Formal diagnosis listed on Within 2 years of treatment ALND; Incidence: level III-3
(2009);66 USA the 2 years after treatment treatment or diagnosis on health insurance claims initiation, 180/1877 (10%); chemotherapy RF: level III-2
health insurance database database 4 year follow-up, 12% Study quality 8
Wernicke et al 265 patients (stage T1 to T2) Arm circumferences >1 cm dierence Total, 45/223 (20%); SLNB, Level III-3
(2011);67 USA median follow-up at 99 years 5/108 (5%); SLNB+ALND,
post-treatment 40/115 (35%)
Randomised clinical trials
Ahmed et al 45 patients (stage DCIS to III), Arm circumference, Circumference 2 cm; Baseline results for total Level IV
(2006);68 USA 23 in intervention (weight self-reported clinician self-reported clinical diagnosis sample: 2 cm, 8/45 (18%);
training) and 22 in control; 22 diagnosis of LE at baseline clinical diagnosis,
months post-diagnosis at 13/45 (29%)
baseline Control group at 6 months
follow-up (post-intervention):
2 cm, 1/22 (5%)
Box et al 65 newly diagnosed patients Arm circumferences (CIRC); Increase 5cm from Results for control group BMI Incidence: level III-2
(2002);69 (stage IIII), 32 in treatment arm volume; multi-frequency pre-operation, increase 3 months: 5 cm, 0/33 (0%) RF: level IV
Australia (early physiotherapy after bBioimpedance impedance 200 mL from pre-operation 6 months, 5 cm: 1/33 (3%) Study quality 13
axillary dissection), 33 in (MFBIA) operated arm:unoperated arm 12 months: 5 cm: 1/33 (3%)
control ratio ratio below the 95% CI of 24 months: 5 cm: 4/33
pre-operation study group (12%); 200 mL, 9/33 (27%);
MFBIA, 5/33 (15%)
Lee et al 61 patients (stage DCIS to III), Arm circumference >2 cm Results for control group Level III-2
(2007);70 30 in the control group and 3 months: 6/61 (10%)
Australia 31 in the intervention group 7 months: 4/30 (13%)
(stretching after radiotherapy);
3437 months post-surgery
Lucci et al 891 newly diagnosed patients Arm circumferences; >2 cm; patient self-report or 6 months: total, 50/541 (9%) ALND; age Incidence: level III-2
(2007);71 USA (T stage T1 or T2 recruited; N0, subjective (risk factors) physician diagnosis (risk 12 months: total, RF: level II
M0) factors) 40/468 (9%) Study quality 9
445 SLND+ALND (usual), SLND alone: 14/226 (6%)
446 SLND alone SLNB+ALND: 26/242 (11%)
Newly-diagnosed
Mansel et al 1031 newly diagnosed patients Self-assessment for severity Mild, moderate, severe 3 months: total, 81/812 (10%) ALND Incidence: level III-2
(2006);72 UK (stage IIII); 515 SLNB, 6 months: total, 90/846 (11%) RF: level II
516 standard axillary surgery 12 months: total: 73/815 Study quality 10
(9%); SLNB, 20/412 (5%),
ALND, 53/403 (13%)
Schmitz et al 154 patients (stage in situ to Arm volume; clinician-dened 5%; certied LE therapists used Results for control group at Level III-2
(2010);73 USA III), 77 in intervention (weight a standardised clinical 1 year (post-intervention)
lifting) and 77 control; assessment, including inter-limb Arm volume, 13/75 (17%);
15 years post-diagnosis at dierences, changes in tissue clinician-dened, 3/69 (4%)
study entry tone or texture, and symptoms
Veronesi et al 516 patients (grade 13): 257 in Arm circumference >2 cm 6 months: total, 8/200 (4%) Level IV
(2003);74 Italy the axillary-dissection group 24 months: total,
(SLNB+total axillary dissection) 12/200 (6%); SLNB, 0/100;
and 259 in the sentinel-node ALND, 12/100 (12%)
group (SLNB+axillary dissection
if SLNB contained metastases);
100 patients in each study
group was used to describe
side-eects
6 and 24 months after surgery
Casecontrol studies
Soran et al 156 patients (T stage 0 to IV): Arm circumferences: severity Still well: % above normal arm: Infection of the RF level III-3
(2006);75 USA 52 with LE, 104 without dened according to dierence slight, 1120; moderate, 2140; operated side Study quality 6
(control) in volume between aected marked, 4180; severe, >80 High body-mass
Breast/axillary surgery between and unaected arms index, more use of
1990 and 2000 hand (occupation/
hobby)
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Sample size and Measurement method Lymphoedema denition Incidence* Risk factors (RF) Level of evidence
characteristics and study quality
(Continued from previous page)
Swenson et al 388 patients: 94 with LE, Clinical diagnosis; referred for Overweight RF level III-3
(2009);76 USA 94 without (control) LE management; arm Study quality 6
Average of 6 years after circumferences
surgery
Cross-sectional studies
Ahmed et al 1287 (stage in situ to regional Self-reported LE Self-reported diagnosis 104/1287 (8%) Level IV
(2008);77 USA or distant); 81 years
post-diagnosis
Armer et al 100 patients (stage 0 to IV) Arm circumferences 2 cm Total: 36/100 (36%) Level IV
(2004);78 USA 28 months post-surgery SLNB alone: 2/9 (22%)
ALND+SLNB: 32/79 (41%)
Asim et al 193 who had ALND, Arm circumference; arm 2 cm; 10%; quite a bit or very 2 cm: 49/193 (25%) Increasing age; Incidence: level IV
(2012);79 New 56 months post-surgery volume; self-reported arm much >10%: 14/73 (19%) radiotherapy to RF: level IV
Zealand swelling Swelling: 21/193 (11%) axilla; radiotherapy Study quality 7
to breast
Infection to
operated arm
Blanchard et al 776 patients with early-stage Self-reported presence of arm Total: 70/774 (9%) Level IV
(2003);80 USA invasive node-negative breast LE SLNB-only: 39/683 (6%)
cancer (stage 0 to III); 24 years SLNB+ALND: 31/91 (34%)
post-surgery
Deo et al 299 patients (stage IIII) Arm circumferences >3 cm 100/299 (33%) Axillary irradiation; Incidence: level IV
(2004);81 India 25 years post-treatment comorbidities RF: level IV
Study quality 8
Edwards et al 201 patients 3 years Water displacement; 10% dierence between limbs; Objective: 22/201 (11%) Level IV
(2000);82 post-treatment subjective assessment swelling Subjective: 48/201 (24%)
Australia
Eversley et al 116 patients (stage IIV) Swelling from LE (110 scale) LE related swelling 73/116 (63%) Level IV
(2005);83 USA diagnosed and treated in the
past 2 years
Freitas-Silva 70 patients (stage IIII) Arm circumferences 2 cm dierence between limbs Overall prevalence of LE: Level IV
et al (2010);84 2535 years post-surgery 11/70 (16%)
Brazil
Golshan et al 125 patients (TNM stage 1 Arm circumferences >3 cm dierence between Total: 15/125 (12%) Level IV
(2003);85 USA to 3) >1 year post-surgery operated and non-operated SLNB: 2/77 (3%)
side ALND: 13/48 (27%)
Graham et al 91 patients (T stage 14) Arm circumferences; limb Arm circumferance: >2 cm; Circumferance: LE by VOL+CIR: Incidence: level IV
(2006);86 42 years post-radiotherapy volume volume >200 mL 40/89 (45%); volume axillary irridation RF: level IV
Australia 36/85 (42%) Age Study quality 7
Haddad et al 355 patients, 7984 months Arm circumferences Increase of 10% in the 62/355 (17%) Level IV
(2010);87 Iran post-surgery circumference of the arm on the
involved side compared with
the opposite arm
Hayes et al 176 Patients (grade 13) Arm circumferences; sum of SOAC: >5 cm Side of treatment; RF level IV
(2005);88 6 months post-diagnosis arm circumferences; SOAC: >10% blood pressure Study quality 10
Australia multifrequency bioimpedance MFBIA: 3 SD readings taken on
spectroscopy; self-reported Self-report: yes in previous operated arm
arm swelling 6 months
Kwan et al 467 patients , >2 years Arm volume 200 mL 14/112 (13%) Level IV
(2002);89 post-diagnosis
Canada
Leidenius et al 139 patients 3 years Arm circumferences; clinical >2 cm between operated and >2 cm: 3/139 (2%) Level IV
(2005);90 post-surgery signs; self-report non-operated wrist; swelling Clinical signs: 7/139 (5%)
Finland Swelling: 18/139 (13%)
Lopez Penha et 145 patients, >5 years Arm circumferences; >5 cm 5 cm: 23/145 (16%) Level IV
al (2011);91 post-surgery perometry; self-report >200 mL SLNB: 24/76 (32%)
Netherlands Swelling in the past year of the ALND: 37/69 (54%)
upper-limb on the treated side Total: 200mL, 11/145 (8%);
self-report, 25/145 (17%)
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Sample size and Measurement method Lymphoedema denition Incidence* Risk factors (RF) Level of evidence
characteristics and study quality
(Continued from previous page)
McCredie et al 809 patients, median of Self-reported arm problems: Arm problem on the treated Arm swelling: 119 years Arm swelling; BMI Incidence: level IV
(2001);92 31 years post-diagnosis shoulder stiness, arm side (excluding the rst post-diagnosis, 20%; RF: level IV
Australia swelling, arm numbness or 6 months after diagnosis) 229 years post-diagnosis, Study quality 8
pain or ache in the arm 25%; 339 years
post-diagnosis, 28%; 4 years
post-diagnosis, 29%
Meeske et al 494 (stage in situ to III-A) Self-reported arm LE Swelling due to an 4 years post-diagnosis Age at diagnosis; Incidence: level IV
(2009);93 USA <18 months post-diagnosis to accumulation of uid in their 120/494 (24%) high blood RF: level IV
4 years post-diagnosis arm, not to be confused with pressure; BMI Study quality 9
swelling that occurs after >10 nodes excised
surgery
Nagel et al 106 (stage IIII); median of Arm circumferences; volume 2 cm; >200 mL Circumference: 10/106 (9%) Level IV
(2003);94 143 months post-surgery Volume: 13/106 (12%)
Netherlands
Nesvold et al 263 Volume+circumferences 10% in volume or 2cm Volume/arm circumference: Number of Incidence: level IV
(2008);95 Median of 47 months Self-report circumference 43/263 (16%) metastatic axillary RF: level IV
Norway post-surgery; stage II recruited Arm swelling Swelling: 63/263 (24%) lymph nodes; Study quality 10
redical modied
mastectomy; BMI
Ozaslan et al 240 patients (stage IIII) Arm circumferences >4 cm 22/240 (9%) Axillary Incidence: level IV
(2004);96 1843 months post-surgery radiotherapy; BMI RF: level IV
Turkey Study quality 8
Paim et al 96 patients, 660 months Perimetry. Symptoms: 1 cm, plus 2 symptoms Total: 16/96 (17%) Level IV
(2008);97 Brazil post-surgery heaviness, swelling, tightness, SLNB: 2/48 (4%)
rmness ALND: 14/48 (29%)
Park et al 450 patients (stage IIII) Arm circumferences 2 cm 112/450 (25%) Stage; modied Incidence: level IV
(2008);98 1224 months post-surgery radical RF: level IV
South Korea mastectomy; Study quality 8
axillary dissection;
axillary
radiotherapy; BMI;
low exercise; low LE
education; low
preventive;
self-care activities
Querci della 201 patients (grade 13) Arm circumferences; >2 cm; >5% any site (risk >2 cm: 44/198 (22%) Dominant side; Incidence: level IV
Rovere et al >6 months post-treatment subjective factors); swelling noted by Subjective: 20/199 (10%) positive nodal RF: level IV
(2003);99 UK patient with clinical inspection status; Study quality 8
by nurse or doctor chemotherapy
Thomas- 347 patients (stage IIII) Arm circumferences; volume >2 cm dierence; >150 mL >2 cm: 39/347 (11%) Level IV
MacLean et al 612 months post-diagnosis dierence >150 mL: 31/347 (9%)
(2008);100
Canada
van der Veen et 245 patients, time not Arm circumferences 25 cm dierence 59/245 (24%) Level IV
al (2004);101 specied
Belgium
Velloso et al 45 patients, 213 months Arm circumferences >10% dierence 2/45 (4%) Level IV
(2011);102 Brazil post-surgery

Incidence data are n/N (%). ALND=axillary lymph node dissection. LE=lymphoedema. SLNB: sentinel-lymph-node biopsy. SOAC=sum of arm circumferences. SAQ: self-administered questionnaire. Tis=carcinoma
in situ. QoL=quality of life. BMI=body-mass index. *Timing of incidence reported is the timing lymphoedema was measured relative to diagnosis of breast cancer. Risk factors shown to be statistically signicant
(p005) in multivariable analyses or randomised clinical trials. Level of evidence (as per National Health and Medical Research Council guidelines): incidence level is the level of evidence for incidence
component; RF level is the level of evidence for risk factor component. Study quality: each item of a selected study, which met our criteria, was assigned one point (the highest possible score was 14the higher
the score the higher the study quality). Data selected as per the hierarchy of decisions and which are used in the meta-analysis pooled estimate.

Table 2: Studies reporting lymphoedema incidence or prevalence after breast cancer treatment and associated risk factors

diagnosis of lymphoedema was 126%, whereas the to decrease (table 1); incidence in women who had
incidence by all other methods of assessment was axillary-lymph-node dissection was almost four times
between 148% (circumferences) and 204% (self- higher than it was in those who had sentinel-lymph-node
reported swelling; table 1). The incidence of arm biopsy (table 1, gure 2).
lymphoedema seemed to increase with time up to 2 years Of the 29 studies (involving 17 933 participants) that
from diagnosis or surgery, after which incidence seemed investigated risk factors, two were low quality, 17 were of

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income, age, education), disease (axillary radiotherapy,


A
Number of studies Event rate (95% CI) stage, postoperative infection), side of treatment, and
Armer et al (2004)78 9 0222 (00560579) lifestyle-associated factors (blood pressure, preventive
Blanchard et al (2003)80 683 0057 (00420077) self-care activities, upper body symptoms, comorbidities,
Francis et al (2006)34 155 0168 (01170235) hand use, education about lymphoedema).
Golshan et al (2003)85 77 0026 (00070098)
Han et al (2012)38 14 0033 (00020366)
Kingsmore et al (2005)61 416 0048 (00310073)
Discussion
Lopez Penha et al (2011)91 76 0316 (02220428) Our ndings suggest that of the 138 million women
Lucci et al (2007)71 226 0062 (00370102) worldwide diagnosed with breast cancer every year,103
Lumachi et al (2009)62 54 0037 (00090136) 295 320 (21%) will develop arm lymphoedema. These
Mansel et al (2006)72 412 0049 (00320074) ndings are based on data from prospective cohort studies,
Mathew et al (2006)63 312 0022 (00110046)
which are well suited for assessing incidence. Although
McLaughlin et al (2008)44 600 0052 (00370073)
Ozcinar et al (2012)46 80 0075 (00340157)
similar to reports from previous reviews,2,7,104 which
Paim et al (2008)97 48 0042 (00100152) averaged the incidence results from included studies, the
Schijven et al (2003)65 180 0011 (00030043) subgroup analyses reported here provide additional
Schrenk et al (2000)53 35 0014 (00010187) insight. First, the incidence of arm lymphoedema seems to
Veronesi et al (2003)74 100 0005 (00000074) increase over time, at least up to 24 months after breast
Wernicke et al (2011)67 108 0046 (00190106)
cancer diagnosis or surgery, although two prospective
Total 0056 (00370085)
cohort studies25,48 have shown that cases continue to
B accumulate beyond this period but at a slower rate. Second,
Armer et al (2004)78 79 0405 (03030516) whereas almost one in ve women with breast cancer
Blanchard et al (2003)80 91 0341 (02510444) living in North America, Australasia, Asia, and the Middle
Francis et al (2006)34 155 0471 (03940550) East develop secondary lymphoedema, less than one in six
Golshan et al (2003)85 48 0271 (01640412)
women in Europe, the UK, and South America develop the
Han et al (2012)38 83 0012 (00020081)
Kingsmore et al (2005)61 1099 0063 (00500079)
disorder. Third, this high rate of arm lymphoedema is
Lopez Penha et al (2011)91 69 0536 (04190650) about four times more likely when axillary-lymph-node
Lucci et al (2007)71 242 0107 (00740153) dissection is used compared with when the more
Lumachi et al (2009)62 151 0086 (00510143) conservative sentinel-lymph-node biopsy procedure is
Mansel et al (2006)72 403 0132 (01020168) used. Finally, substantial evidence lends support to several
Mathew et al (2006)63 194 0124 (00840178)
risk factors for arm lymphoedema, including extensive
McLaughlin et al (2008)44 336 0164 (01280207)
Ozcinar et al (2012)46 138 0181 (01250254)
surgery, a high body-mass index, adjuvant therapy, and low
Paim et al (2008)97 48 0292 (01810434) physical activitythese factors are potential targets for
Schijven et al (2003)65 213 0070 (00430114) future prevention strategies or for more eective
Schrenk et al (2000)53 35 0543 (03790698) management of the disorder.
Veronesi et al (2003)74 100 0120 (00690200) The accuracy of our estimate of arm lymphoedema
Wernicke et al (2011)67 115 0348 (02670439)
incidence (214%) should be considered. Missing data
Total 0199 (01350282)
can aect estimates of incidence. However, the direction
10 05 0 05 10 of the bias is unknown because we do not know whether
Decreased incidence Increased incidence
individuals who develop lymphoedema would be more
or less likely to remain in a study (eg, they might be more
Figure 2: Incidence of arm lymphoedema after sentinel-lymph-node biopsy (A) and axillary-lymph-node likely to remain in a study because their lymphoedema is
dissection (B) being measured, or they might be less likely to remain in
the trial, because those who are more ill tend to drop out
moderate quality, and ten were high quality (table 3). of research studies). By contrast with prospective cohort
Risk factors that are lent support by a strong level of studies, retrospective studies rely on data recall or
evidence (consistent ndings in at least 75% of studies, information available from records collected for other
including at least two high-quality studies) include purposes, cross-sectional studies often show the
receipt of axillary-lymph-node dissection, and having a prevalence of lymphoedema only at one timepoint or
mastectomy, a greater number of lymph nodes dissected, include women at a wide range of times after treatment,
and a high body-mass index. Risk factors that are lent and clinical trials might recruit and follow-up study
support by a moderate level of evidence (consistent populations with inherent bias (eg, restrictive eligibility
ndings in at least 75% of studies, including at least one criteria or low recruitment rates decrease the likelihood
high-quality study) are the presence of metastatic lymph of participants being representative of the wider
nodes, receipt of chemotherapy or radiotherapy, and not population of patients). All these limitations would tend
participating in regular physical activity. We identied to yield lower lymphoedema incidence, as we saw in this
weak or inconclusive evidence to lend support to other study (table 1). Furthermore, the incidence of arm
risk factors: demographic characteristics (children, lymphoedema is likely to be underestimated irrespective

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Strong evidence Moderate evidence Weak evidence Inconclusive


evidence
Demographics
Children in care aged 14 years* 1 (OR 02)
High income* 2 (OR 0205)
Age 7 (OR 0433)
Education* 1 (HR 15)
Disease and treatment
Axillary lymph node dissection 9 (OR 1367; RR 27; HR 2526)
Greater number of lymph nodes 6 (OR 1021; HR 12)
dissected
Mastectomy 3 (OR 2774)
Higher number of metastatic lymph 3 (OR 1128: RR 20)
nodes*
Radiotherapy 5 (OR 1738; HR 13)
Receiving chemotherapy* 5 (OR 1620; HR 1437)
Axillary radiotherapy 5 (OR 0177; HR 01; RR 27)
Higher stage of disease 1 (OR 25)
Postoperative infection 2 (OR 67325)
Treatment on the dominant side* 4 (OR 0247; RR 29)
Lifestyle and behaviours
Higher body-mass index 14 (OR 0155; HR 14; RR 55)
Did not participate in regular physical 2 (OR 2161)
activity*
Had blood pressure readings taken on 1 (OR 34)
the treated side*
Had not done preventive self-care 1 (OR 124)
activities
Presence of at least mild upper-body 1 (OR 2331)
symptoms*
Presence of comorbidities* 2 (OR 16; HR 01)
High blood pressure before breast 1 (OR 23)
cancer
Occupation requiring a high level of 1 (OR 2146)
hand use (eg, computer programmer)
Not receiving pretreatment 1 (OR 22)
education of lymphoedema

Data are number of articles (range of summary statistics). HR=hazard ratio. OR=odds ratio. RR=relative risk. *Evidence includes one level two (prospective cohort) study.
Evidence includes at least two level two (prospective cohort) studies. Evidence includes one randomised clinical trial. Evidence includes at least two randomised clinical trials.

Table 3: Summary of possible risk factors from multivariable analyses for the development of breast cancer-related lymphoedema

of study design. Lymphoedema is acute for some was included in the meta-analysis. Finally, characteristics
patients, uctuating or chronic for others, with the of the cohort assessed in the prospective cohort studies
potential for new cases to present beyond 2 years post- also aect incidence data. Treatment advancessome
diagnosis.25,39 Therefore, prevalence data, especially when being associated with reduced lymphoedema risk (eg,
frequency of assessment or length of follow-up are sentinel-node biopsy) and others being associated with
restricted, are unlikely to capture all cases. increased risk (eg, chemotherapy)dier between and
The type of method used to diagnose lymphoedema within countries (eg, regional vs urban areas; racial
also aects incidence data (table 1). Because each method disparities in treatment). Also, stage of disease or other
assesses dierent attributes of lymphoedema,2 its diag- demographic characteristics (eg, level of health
nostic sensitivity will depend on the lymphoedema insurance, access to health care) will dictate the need for
characteristics of the cohort being measured, with the more invasive surgery and adjuvant therapy, irrespective
use of multiple methods of assessment leading to higher of subsequent risk of lymphoedema. Nearly half (13 of
incidence (28% compared with 20% for all other 30 studies) of the prospective cohort studies included in
individual methods; table 1). Incidence derived from only the meta-analysis involved North American women, and
one method of assessment, none of which took into seven of these studies discussed the representativeness
account the possibility of breast or trunk lymphoedema, of their sample; only two regarded their sample as

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representative of the wider breast cancer population (in bodyweight changes over time by assessing relative
terms of disease and treatment characteristics). Women change or inter-limb dierences rather than absolute
living in more rural and regional areas and women of scores.2 Self-report methods are also inexpensive, and,
specic ethnic origins (eg, black women) are under- unlike objective methods, can capture other symptoms
represented in the data included in this meta-analysis. A alongside arm symptoms potentially indicate lymph-
combination of the above issues could have aected the oedema over an extended period of time. However, used
incidence estimate for each country (table 1). Overall, we on their own, self-report methods lack specicity, because
consider our nding that 214% of women will develop many symptoms associated with lymphoedema are also
arm lymphoedema after breast cancer to be a conservative common after breast cancer in women without
estimate. lymphoedema.11
The call to integrate prospective surveillance of lymph- In view of the pros and cons of the various methods, it
oedema into standard breast-cancer care is building seems more reasonable to expect the use of multiple
momentum,105107 in part because early detection of methods over the use of any one method as being the
lymphoedema is believed to have been associated with gold standard in the diagnosis of lymphoedema. However,
more eective treatment and prevention of progression. use of multiple measures might not be feasible in the
Unfortunately, little scientic evidence exists to lend clinical setting. Instead, clinics could rely on specic
support to this idea. Although a prospective cohort study methods during specic periods. For example,
has shown that treating lymphoedema with compression bioimpedance spectroscopy could be used during the rst
led to its successful resolution, the ecacy of com- 612 months, followed by circumferences up to 2 years
pression was not compared with a control group.54 Also, after treatment. When there is evidence of lymphoedema,
ndings from several prospective cohort studies show additional methods could then be used to assist in a
that lymphoedema, at least during the rst 1824 months denitive diagnosis. Alternatively, a second measure
after breast cancer, might dissipate with or without could be scheduled (outside the standard prospective
treatment in some patients.5,25,39 These results draw surveillance protocol), and only when lymphoedema is
attention to the risk of giving unnecessary lymphoedema conrmed at this additional visit (or shows signs of
treatment, which would come at individual and public further progression later), is treatment initiated. The
health cost. Nonetheless, the physical, psychosocial, and potential advantages of being able to change the methods
nancial burden associated with lymphoedema is well during the prospective surveillance period, for assessment
established,66,108 lymphoedema is more likely to be under- or conrmation of a diagnosis, would be best realised
diagnosed than over-diagnosed (with the exception of when multiple methods are used to document patients
lymphoscintigraphy incidence, incidence was lowest status before treatment. However, even in this ideal
when reliant on a clinical diagnosis; table 1), and it is situation, pretreatment assessment might not accurately
likely that with more research, early detection, and show baseline lymphoedema status; swelling can present
management of the disorder will prove cost-eective.109 before treatment and the contribution of the breast cancer
Therefore, ndings from this meta-analysis could be disease to lymphoedema remains unknown.
used to guide the methods (ie, measurement technique, One potential way to optimise the cost-eectiveness
denition of lymphoedema, timing of assessments) of of prospective surveillance is to stratify women into a
prospective surveillance of lymphoedema in clinical more or less frequent and comprehensive surveillance
practice, to optimise early diagnosis, and to minimise the protocol based on presence of lymphoedema risk factors.
potential for overtreatment. Unfortunately, due to insucient raw data being re-
Because most patients seem to present within the rst ported in the included risk factor studies, we were unable
2 years after breast cancer, more frequent surveillance to report a common statistic (notably risk ratios) for each
throughout this time (eg, once every 36 months) seems of the potential risk factors. Although the absence of risk
reasonable. The sensitivity of diagnostic methods could ratios is a limitation of this work, our ndings
be considered when deciding which method to use and nonetheless clearly indicate that there is strong evidence
when. Bioimpedance spectroscopy has been shown to be showing that more extensive surgery (chest wall and
sensitive to early extracellular uid changes, is fast, axilla) and being overweight or obese are associated with
reliable, and easy to administer,27 with testing being increased risk of lymphoedema, and moderate evidence
reimbursed by some private health insurers in the that also lends support to adjuvant therapy (radiation and
USA.109 The circumferences method is inexpensive (little chemotherapy) and sedentary lifestyles as risk factors.
equipment needed, although it requires sta time), Our detection of chemotherapy as a risk factor is in
reliable when used by trained assessors, and might be contrast with the ndings of a previous meta-analysis on
the most appropriate method in the long term because it breast cancer-related treatment risk factors.10 A possible
detects size change and inter-limb size dierences reason that we detected chemotherapy as a risk factor is
irrespective of the tissue composition of the lymph- because it is a surrogate measure for more advanced
oedema. However, it has little sensitivity to detect disease and thus more extensive surgical treatment, or it
preclinical lymphoedema and needs to take into account might be indicative of an adverse interaction between

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Articles

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Contributors
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TD, BN, and SH participated in the conception and design of the review.
22 Schmidt CO, Kohlmann T. When to use the odds ratio or the
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BN, and SH participated in the interpretation of data and writing of the
23 Davies HT, Crombie IK, Tavakoli M. When can odds ratios mislead?
paper. All authors approved the nal version. BMJ 1998; 316: 98991.
Conicts of interest 24 Clark B, Sitzia J, Harlow W. Incidence and risk of arm oedema
We declare that we have no conicts of interest. following treatment for breast cancer: a three-year follow-up study.
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