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Asian Journal of Psychiatry 11 (2014) 114118

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Asian Journal of Psychiatry


journal homepage: www.elsevier.com/locate/ajp

DSM 5 and child psychiatric disorders:


What is new? What has changed?
Valsamma Eapen a,b,*, Rudi Crncec a,b
a
Academic Unit of Child Psychiatry, South Western Sydney Local Health District (AUCS), Liverpool Hospital, Mental Health Centre (Level 1: ICAMHS),
Locked Bag 7103, Liverpool BC, NSW 1871, Australia
b
School of Psychiatry & Ingham Institute, University of New South Wales, Sydney, Australia

A R T I C L E I N F O A B S T R A C T

Article history: The signicant changes in DSM 5 as these relate to a number of the child psychiatric disorders are
Received 29 March 2014 reviewed by several authors in this special issue: In this paper we address some of the changes in the
Accepted 22 April 2014 conceptual organisation of DSM 5 and specically focus on anxiety and related disorders. In the case of
child and adolescent psychiatry, the most notable feature is that the chapter on Disorders Usually First
Keywords: Diagnosed in infancy, Childhood or Adolescence has been deleted. Instead, a new chapter in DSM 5
DSM 5 describes Neurodevelopmental Disorders which typically manifest early in development. Further, an
Classication
expectation had been built that DSM would be based on the latest data in neuroscience and that a clear
Child and adolescent psychiatric disorders
direction towards a mixed dimensional and categorical approach would be evident. This has been the
Neurodevelopmental disorders
case with some disorders and a notable example is the removal of Obsessive Compulsive Disorder (OCD)
from the Anxiety Disorder chapter and placement with other related disorders that share similar
neurobiology and treatment response. In this regard, the addition in DSM 5 of a new specier tic-
related to OCD is worth noting as there is emerging evidence that differential treatment response exists
when tics are associated with OCD. The same situation applies to tics with ADHD, thus presenting the
argument for a dimensional approach to Tic Spectrum Disorder (TSD) incorporating categories such as
those with tics only, tics with OCD, tics with ADHD etc. to be given due consideration in the future.
Another important change that clinicians in the eld of child psychiatry will no doubt notice is the
demise of the multiaxial classication. Instead, DSM 5 has moved back to a nonaxial documentation of
diagnosis with separate notations for important psychosocial and contextual factors as well as level of
functioning and disability. Clinicians are urged, however, to continue to recognise the need to
understand how symptoms and behaviours might have arisen and assess relevant contextual factors
such as the family relationships, quality of care, any history of abuse, and so on. Further, the move to
harmonise DSM 5 with the structure of ICD 11 (scheduled for release in 2015) should make
understanding and familiarising oneself with the two major classicatory systems easier in the future.
2014 Elsevier B.V. All rights reserved.

Preface already been much debate and controversy. In this regard,


concerns have been raised that some patients who need assistance
Twenty years after the last edition of the Diagnostic and but fall short of fullling revised criteria under DSM 5, such as in
Statistical Manual (DSM) series, the DSM IV, was published and the case of Autism Spectrum Disorder (ASD), might miss out -
after 13 years in the development, the publication of DSM 5 in May while there have been criticisms that developmentally appropri-
2013 has been met with renewed optimism from some quarters ate mood regulation difculties such as behavioural and
and disappointment from others. Since the publication there has emotional outbursts and irritability in adolescents may be
labelled as Disruptive Mood Dysregulation Disorder, a new
diagnostic entity in DSM 5, and be subjected to unnecessary
* Corresponding author at: Academic Unit of Child Psychiatry, South Western treatment. The clinical implications of the changes in DSM 5 for
Sydney Local Health District, Liverpool Hospital, Mental Health Centre (Level 1: day to day practice will depend on a number of factors including
ICAMHS), Locked Bag 7103, Liverpool BC, NSW 1871, Australia. individual clinicians training and theoretical orientation, as well
Tel.: +61 2 96164205.
E-mail address: v.eapen@unsw.edu.au (V. Eapen).
as the nature of the specic disorder, the setting in which patients

http://dx.doi.org/10.1016/j.ajp.2014.04.008
1876-2018/ 2014 Elsevier B.V. All rights reserved.
V. Eapen, R. Crncec / Asian Journal of Psychiatry 11 (2014) 114118 115

are seen, and the access to medical insurance or public resources within these major nosological frameworks may ultimately need
available to treat the disorder, both psychological and pharmaco- to acquaint themselves with the changes such as they are. This
logical. Further, in DSM 5, a clear direction towards a mixed special issue attempts to facilitate the process of clinicians
dimensional and categorical approach was expected. This has adaptation to DSM 5 by providing an overview of the main changes
been the case with only some disorders such as the removal of as these relate to disorders with onset in infancy, childhood or
Obsessive Compulsive Disorder (OCD) from the Anxiety Disorder adolescence.
chapter and placement with other related disorders that share It may be important to observe at the outset that the DSM 5, or
similar neurobiology and treatment response. In this regard, the any other nosological system, should not dictate our practice.
addition of a new specier tic-related to OCD is worth noting as Clinicians must continue to assess individual patients including in
those with OCD and tics often benet from augmentation with a their relational context, dene their symptoms, make an accurate
neuroleptic in conjunction with an SSRI. There is emerging and comprehensive formulation of why they are presenting with
evidence that a similar differential treatment response exists these symptoms at this time, and then offer targeted psychological
when tics are associated with ADHD, thus presenting the and pharmacological therapies. Notwithstanding the concerted
argument for a dimensional approach to Tic Spectrum Disorder and unprecedented efforts to link the DSM 5 to the scientic
(TSD) incorporating categories such as those with tics only, tics literature, perhaps we ought to consider all nosological systems,
with OCD, tics with ADHD, tics with ASD etc. to be given especially at this time of change, with a grain of proverbial
consideration in the future. historical salt. Related to this, a particular difculty for child and
The signicant changes in DSM 5 as these relate to several of adolescent clinicians is that the DSM 5 would appear in general
the child psychiatric disorders are reviewed by several authors in terms to have been attributed in the community with a level of
this issue. In this paper we review some of the changes in the certainty and comprehensiveness that it was never meant to-and
conceptual organisation of DSM 5 and specically focus on cannot-have.
anxiety and related disorders. The most notable change in child Within this special issue the reader will nd a range of
and adolescent psychiatry is that the chapter on Disorders Usually manuscripts discussing changes within the DSM 5 with respect to
First Diagnosed in infancy, Childhood or Adolescence has been specic disorders, including ASD, disruptive behavioural dis-
deleted. Instead, a new chapter in DSM 5 describes Neurodevelop- orders a new diagnostic category of Disruptive Mood Dysregula-
mental Disorders which typically manifest early in development. tion Disorder, Separation Anxiety Disorder and Tourettes
This change has been inspired by the general life-span approach Disorder. In this paper we endeavour to introduce the reader to
taken in DSM 5 with disorders starting in childhood and some of the conceptual and overarching changes within the DSM 5
adolescence found virtually throughout the manual. For example, that are of relevance to the child and adolescent clinician, and also
Separation Anxiety now sits within the Anxiety Disorders chapter to focus some attention upon changes with the anxiety disorders
of DSM 5 and Pica within the Feeding and Eating Disorders chapter. and OCD.
Another important change that clinicians in the eld of child
psychiatry will no doubt notice is the demise of the multiaxial 2. Major conceptual and criterion changes in DSM 5
classication which in DSM IV allowed the integrated concep-
tualisation of the childs primary mental health disorder within The reader may already be aware of changes to the meta-
the context of their intellectual level, associated physical/ structure of the DSM 5 specically of the ordering and content of
medical conditions, psychosocial situation and overall level of chapters dealing with mental disorders. With the removal of the
functioning. Instead, DSM 5 has moved to a nonaxial documen- DSM IV Disorders Usually First Diagnosed in Infancy, Childhood or
tation of diagnosis with separate notations for important Adolescence chapter, disorders of childhood and adolescence may
psychosocial and contextual factors, as well as for the level of now be found virtually throughout the manual. Age-related
functioning and disability. Clinicians should however continue to aspects of disorders are identied by arranging each diagnostic
assess how symptoms and behaviours might have arisen and chapter in a chronological fashion, with diagnoses most applicable
assess relevant contextual factors such as the childs relation- to infancy and childhood listed rst, followed by diagnoses more
ships, quality of care, any history of abuse, and so on. Further, it is common to adolescence and early adulthood.
expected that the move to harmonise DSM 5 with the structure of A useful example relates to anxiety disorders where the Anxiety
ICD 11 (scheduled for release in 2015) will make it easier for Disorders chapter in DSM IV has been replaced with three adjacent
clinicians in the future. chapters in DSM 5: Anxiety Disorders, Obsessive-Compulsive and
Related Disorders, and Trauma- and Stressor-Related Disorders, the
1. Introduction latter two of which are new to the DSM. In general terms the
chapters in DSM 5 are designed to cluster together around current
At the time DSM 5 was released in 2013 (American Psychatric understanding of antecedent, concurrent and predictive validators.
Association, 2013) nearly two decades had elapsed since the last For example, the separation of Obsessive-Compulsive and Related
major revision to the DSM series, DSM IV was published in 1994 Disorders from the Anxiety Disorders has occurred in response to the
(American Psychatric Association, 1994). The subsequent text accumulating evidence over the past several decades with regard
revision of DSM IV, DSM IV TR, published in 2000 contained to the distinct neurocircuitry and treatment response of obsessive
relatively minor changes that necessitated only modest adjust- compulsive disorders (Phillips et al., 2010a). This arrangement of
ments for clinicians. A preface to the DSM 5 highlights that chapters holds the potential to aide in clinical decision making, as
enhancements made include better representation both of related disorders are more likely to be found within the same or
developmental issues related to diagnosis and of the research adjacent chapters. A further chapter change to highlight to child
literature. Thus, a relatively substantial overhaul to the main and adolescent clinicians is the new chapter on Disruptive, Impulse-
nosological system underpinning ones practice happens several control and Conduct Disorders which addresses disorders char-
times in ones career, with each of these new editions and revisions acterised by problems in emotional and behavioural self-control,
necessitating the process of adapting and coming to understand and that are frequently comorbid with ADHD. The articles in this
the nature of these changes within ones own unique setting, special issue by Florence levy and David Hawes relating to
which can be challenging. Given that the structure of the DSM 5 is disruptive behavioural disorders covers many of the changes in
analogous to the upcoming ICD 11, however, clinicians working this area. One notable change in the case of Conduct Disorder is the
116 V. Eapen, R. Crncec / Asian Journal of Psychiatry 11 (2014) 114118

inclusion of a specier for those young people with limited the Major Depressive Episode criteria, and altering of the previous
prosocial emotions. post-partum specier to a peri-partum specier in recognition
Other relevant changes include the introduction of several new that depression is common during pregnancy. Another change
diagnoses relevant to child and adolescent clinicians. Of the 13 new includes moving Prementrual Dysphoric Disorder from DSM IV
diagnoses in the manual, several are worth highlighting including Appendix B (a disorder requiring further study) to the main body of
Social (Pragmatic) Communication Disorder, Disruptive Mood DSM 5, while Nonsuicidal Self-Injury (NSSI) is included as a
Dysregulation Disorder, Excoriation (Skin Picking) Disorder, condition for further study in DSM 5.
Disinhibited Social Engagement Disorder, and Binge Eating There are some subtle but important changes to the ADHD
Disorder. Changes to ASD and the new category of Social criteria such that (1) symptoms can be present prior to age 12 years
(Pragmatic) Communication Disorder are covered in the contribu- as opposed to 7 years in the DSM IV, (2) in recognition of the
tion by Antonio Hardan, while the new diagnostic category of lifespan nature and adult form of the disorder, for young people
Disruptive Mood Dysregulation Disorder forms the focus of the aged 17 and older, only 5/9 symptoms of inattention and
manuscript by Uma Rao. We deal with Excoriation (Skin Picking) hyperactivity/impulsivity are required for diagnosis, and (3) the
Disorder below: This disorder has been added to Obsessive terminology of ADHD subtypes has been altered to current
compulsive and Related Disorders chapter in DSM 5 due to the presentation speciers in recognition of these tending to be
compulsive/habitual nature of the condition. Disinhibited Social unstable over time.
Engagement Disorder is within the Trauma- and Stressor-Related One of the signicant alterations in DSM 5 is that it has moved
Disorders chapter and describes a pattern in children of disin- back to a nonaxial documentation of diagnosis (i.e. collapsing of
hibited interactions with unfamiliar adults related to extremes of Axes I, II and III in DSM IV) with separate notations for important
insufcient care (e.g., neglect; repeated changes of primary psychosocial and contextual factors (Axis IV in DSM IV) and
caregivers). This diagnosis was split from Reactive Attachment disability (Axis V in DSM IV). A great deal of child and adolescent
Disorder in DSM IV. Yet another addition in DSM 5 is the work is of course couched within the context of family and
introduction of Gender Dysphoria as a new diagnostic class. relationship difculties as well as other psychosocial factors. These
A substantial number of DSM IV disorders have also been relational aspects have historically been difcult to encapsulate
merged together to replace some of their constituent diagnoses, within a framework focused upon mental disorders experienced by
including Autism Spectrum Disorder (replacing Autistic Disorder; an individual. We note that the former Axis IV in DSM IV of
Aspergers Disorder; Childhood Disintegrative Disorder; Retts Psychosocial and Environmental Problems is essentially retained
Disorder; and Pervasive Developmental Disorder NOS), Language and expanded upon within DSM 5, but now under the chapter
Disorder, Specic Learning Disorder, Panic Disorder, and Somatic Other Conditions that May Be a Focus of Clinical Attention. There is
Symptom Disorder. Other disorders have been renamed, for also no longer a specic requirement for clinicians to complete a
example, Avoidant/Restrictive Food Intake Disorder expands upon disability rating, that is, an assessment of overall functioning as
and replaces the DSM IV Feeding Disorder of Infancy or Early had been suggested in Axis V of DSM IV with the Global
Childhood diagnosis, and Mental Retardation is now Intellectual Assessment of Functioning. However, DSM 5 does include,
Disability (Intellectual Developmental Disorder). DSM IV not amongst a range of other useful tools, a measure in Section 3 of
otherwise specied (NOS) diagnoses have been replaced with the manual that is suggested for this purpose. An alternative model
other specied and unspecied diagnoses and we would urge for personality disorders is also presented in Section 3 of the
readers to acquaint themselves with this change. Particularly as manual along with a range of other conditions for further study,
other specied diagnoses have the potential to hold some use for although the actual personality disorders criteria have remained
treatment planning and for the accurate description and commu- unchanged. There have been concerns that placing the personality
nication of the difculties faced by a young person whereas NOS disorders on the same axis as other mental disorders may lead to
diagnoses, the most commonly given diagnostic category in DSM over diagnosis in this area.
IV, typically did not. A further conceptual shift within the DSM 5 has been towards
For some of the disorders, the criteria have changed in ways an increasingly dimensional approach to diagnosis. That is, in
that are substantial. We certainly cannot claim to be comprehen- addition to making a categorical diagnosis, including subtypes and/
sive in describing these here, but do offer some key examples. In or speciers, clinicians are also now asked to rate a number of
the case of Schizophrenia, the removal of subtypes and the disorders along a continuum of severity. There is also a
reduction of emphasis upon Schneiderian rst-rank symptoms requirement for a number of disorders to provide descriptive
are notable changes. There has also been a shift from a cross- features such as those related to insight, and information about
sectional to a longitudinal approach in the diagnosis of course such as remission status when making a diagnosis.
Schizoaffective Disorder, with a requirement that a major mood
episode be present for a majority of the disorders total duration,
after criterion A for Schizophrenia has been met. Another 3. Anxiety disorders
diagnosis that may be of relevance in adolescence is the inclusion
of Attenuated Psychosis Syndrome in Section 3 of DSM 5 as a We will focus our attention at this point upon some of the
condition for further study and possible inclusion in the main specic changes within the Anxiety Disorders in DSM 5.Unfortu-
body of subsequent versions of DSM. The syndrome requires the nately space constraints do not afford the possibility of contrasting
presence of delusions, hallucinations or disorganised speech in an the DSM 5 nosology with alterative systems for encapsulating
attenuated form with relatively intact reality testing, but of anxiety disorders for example, that related to fear and
sufcient severity or frequency to warrant clinical attention. distress disorders (cf. Clark & Watson, 2006). We may do well
Symptoms must be present at least once per week in the past in the rst instance to remind ourselves of the landscape with
month, and must have begun or worsened during the past year. respect to anxiety within the paediatric context. Specically, that
People with the syndrome often also experience anxiety and/or anxiety disorders are impairing and common (Creswell et al.,
depression. 2014), occurring with a lifetime prevalence of 1520% of children
Changes in relation to disorders involving mood include the and adolescents; and that a majority of young people that have
addition of a with mixed features specier to the depressive and developed an anxiety disorder will be affected by the same
bipolar disorders; the removal of the bereavement exclusion from condition or other psychiatric disorders (including other anxiety
V. Eapen, R. Crncec / Asian Journal of Psychiatry 11 (2014) 114118 117

disorders, depressive disorders, or substance use disorders) over DSM IV Impulse-Control Disorders Not Elsewhere Classied chapter.
the further course of life (Beesdo et al., 2009). This gives the following grouping of disorders; Obsessive-
Given the removal of the Disorders Usually First Diagnosed in Compulsive Disorder, Body Dysmorphic Disorder, Hoarding
Infancy chapter, Separation Anxiety Disorder and Selective Mutism Disorder, Trichotillomania (Hair-Pulling Disorder), Excoriation
have now found a home amongst the anxiety disorders. The (Skin-Picking) Disorder, and then substance/medication-induced,
wording of the criteria for Separation Anxiety Disorder have been due to another medical condition, other specied and unspecied
modied to better recognise that symptoms can also be expressed obsessive-compulsive and related disorder variants.
in adulthood and the article by Derrick Silove in this special issue Hoarding Disorder was added in light of the substantial
addresses this fully. scientic literature supporting this as a separate disorder that
The reader will also notice that PTSD and Acute Stress Disorder can be severe and prevalent, occurring in 26% of the population
have been removed from the Anxiety Disorders section. This leaves (Mataix-Cols et al., 2010). Moreover, most hoarders (up to 80%) do
the following diagnoses within this chapter: Separation Anxiety not meet criteria for OCD, which had been the typical diagnosis
Disorder; Selective Mutism; Specic Phobia; Social Anxiety given in DSM IV. Amongst a range of differentiating features from
Disorder (Social Phobia); Panic Disorder; panic attack specier; OCD include a more chronic course, as well as poorer response to
Agoraphobia; Generalised Anxiety Disorder; and then the sub- SSRI medication and exposure/response prevention techniques -
stance/medication-Induced, due to another medical condition, which form the mainstay of treatment for OCD. The core feature of
other specied and unspecied variants. Hoarding Disorder is difculty discarding or parting with
Of the specic changes to criteria within the Anxiety Disorders possessions regardless of actual value. A specier was also added
chapter it is fair to observe that these are not particularly with respect to excessive acquisition of items. While many
substantial. Indeed for Generalised Anxiety Disorder and Selective children have collections, pathological hoarding in children seems
Mutism there were no changes. We highlight the more signicant to be easily distinguished from normal saving behaviour (Plimpton
of the revisions here. et al., 2009), and thus, it is clear that Hoarding Disorder does not
For Panic Disorder, the criteria now clarify that panic attacks simply reect a culturally sanctioned activity (Frost et al., 2012;
can arise from a calm or an anxious state. This was done partly to Mataix-Cols et al., 2010).
improve the cultural sensitivity of Panic Disorder, as was the Excoriation (Skin Picking) Disorder was also added in recogni-
addition of some culturally specic symptoms of panic such as tion of the substantial underpinning scientic literature, the often
tinnitus and headache (Lewis-Fernandez et al., 2010). Further, the severe nature of the condition and the prevalence of 12% in the
previous terminology for describing different types of panic community - but the absence of an existing diagnosis within DSM
attacks (i.e., situationally bound/cued, situationally predisposed, to adequately cover these patients (Stein et al., 2010). The core
and unexpected/uncued) was replaced with the terms unexpected feature is recurrent skin picking resulting in lesions, however these
and expected panic attacks. The diagnoses of Panic Disorder and can be concealed. The face, arms and hands are most commonly
Agoraphobia were unlinked which helps to simplify this section. picked but any part of the body may be affected. The skin picking is
Importantly, panic attack has now been included as a specier not thought to be done due to any particular cognition, for example
that is applicable to all DSM 5 disorders in recognition of the to improve the appearance of the skin, but is more akin to a habit or
important role of panic attacks across a range of disorders. compulsion with no intent to self-harm. In this regard, habit reversal
Phobias are described more consistently than was the case in training can be an effective intervention. Given skin picking can
DSM IV and all emphasise fear, anxiety and avoidance. DSM IV occur in the context of a number of other medical and mental
Social Phobia is now called Social Anxiety Disorder (Social Phobia) disorders, these need to be carefully excluded including
and the generalised specier has been deleted and replaced with Stereotypic Movement Disorder, Body Dysmorphic Disorder and
a performance only specier in recognition of the distinct Psychosis.
aetiology and treatment response of this group (Bogels et al., 2010). The changes to OCD criteria themselves are relatively minor. In
With respect to Social Anxiety disorder (Social Phobia), Specic the denition of obsession urge replaces impulse, and
Phobia, and Agoraphobia, the criteria no longer requires a patient unwanted replaces inappropriate to improve cultural inter-
aged over 18 years to recognise that their fear is excessive or pretations. Perhaps the main change relates to the addition of a
unreasonable. This is replaced with phrasing that makes the new specier tic-related. It would appear highly useful and
clinicians judgement. Note that there was reportedly insufcient important to ask patients with a diagnosis of OCD whether they
research to include a specic insight specier, as is now the case have a current or past history of a tic disorder. The literature also
with respect to OCD and Body Dysmorphic Disorder (LeBeau et al., suggests that this form of OCD is highly heritable, with an early
2010). In addition, the 6-month duration, which was limited to age of onset. Furthermore, a gender dependent difference in the
individuals under age 18 in DSM IV, is now extended to all ages. expression of the putative Tourette gene(s) has been suggested
Another important change in the DSM 5 has been the inclusion with male members of the family having tics and female members
of a with anxious distress specier for the Depressive and Bipolar having obsessive compulsive behaviours (Eapen et al., 1993). We
and Related Disorders. This was done in recognition of the frequent would refer the reader to the paper by Mary Robertson and
occurrence of anxiety symptoms in the context of depression and Valsamma Eapen in this special issue where tic disorders are
bipolar disorder, and the often different course and treatment explored comprehensively. From a treatment perspective,
response for patients who were anxious/agitated as part of their patients with a history of tic disorder tend to show better
presentation(Coryell et al., 1992; Goldberg & Fawcett, 2012) response to neuroleptic augmentation of an SSRI than patients
with OCD without a history of tic disorder (Leckman et al., 2010).
4. Obsessive compulsive disorder Similarly, it has been noted that children with ADHD and tics
would benet more from clonidine than those with ADHD without
There are more notable changes within the Obsessive-Compul- tics, suggesting overlapping and yet distinct neurchemical and
sive and Related Disorders chapter, including the addition of two of neuronal circuitry involvement (Robertson and Eapen, 2013).
the new disorders to DSM, Hoarding Disorder and Excoriation (Skin With the wide range of comorbidities occurring within the
Picking) Disorder. In addition, Body Dysmorphic Disorder has been context of tics, and similar patterns of differential treatment
moved to this section from the DSM IV Somatoform Disorders response when tics are also present, due consideration should be
chapter and Trichotillomania (Hair-Pulling Disorder) from the given to a nosological entity of Tic Spectrum Disorder (TSD)
118 V. Eapen, R. Crncec / Asian Journal of Psychiatry 11 (2014) 114118

covering those with pure tics only and those with tics and OCD, energise the profession and set the stage for clinically informed
tics and ADHD, tics and ASD etc. debate about assisting our patients through the development of
A further substantial change to the OCD criteria relates to the subsequent iterations of the DSM.
addition of a new insight specier. We note that this specier also
applies to Hoarding Disorder and Body Dysmorphic Disorder. The Funding
insight specier has been expanded to include absent insight or
delusional beliefs, and the specier thus describes good or fair No Funding.
insight; poor insight; and absent insight/delusional beliefs. This is
an important development for a variety of reasons. One is that Conict of interest statement
patients no longer need to recognise, as was the case in DSM IV,
that their OCD obsessions or compulsions are excessive or Both authors report no conict of interest.
unreasonable. A second is to highlight the reality that many
patients with poor insight may require motivational interviewing References
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