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The Indus Valley Civilization (IVC) was one of the first industries; microlith blades indicate composite tools, differ-
great civilizations in prehistory. This bronze age civilization entiated occupation levels and a broad-spectrum diet of for-
flourished from the end of the fourth millennium BC. It dis- aging people from 26,000 years before present (a BP) until
integrated during the second millennium BC; despite much at least the second millennium BC, well into the Bronze age
[Petraglia et al., 2009].
research effort, this decline is not well understood. Less re-
Neolithic subsistence is based on a combination of bar-
search has been devoted to the emergence of the IVC, which ley and wheat dominated agriculture and herding of sheep,
arXiv:1110.1091v3 [q-bio.PE] 7 May 2012
shows continuous cultural precursors since at least the sev- goats, and cattle. Domesticates are of mixed origin: barley
enth millennium BC. To understand the decline, we believe and wheat have no local wild progenitor, but zebu cattle
it is necessary to investigate the rise of the IVC, i.e., the es- bears a clear signature of local domestication [Chen et al.,
tablishment of agriculture and livestock, dense populations 2010; Fuller , 2011a]. The beginning of the Neolithic on the
and technological developments 70003000 BC. Although Indian subcontinent is regionally diverse and ranges from
much archaeological information is available, our capabil- 6500 BC in Baluchistan [Jarrige, 1995] to 3000 BC or later
ity to investigate the system is hindered by poorly resolved on the central Indian plateau and in the Himalaya mountain
range [Samuel , 2000; Boivin et al., 2008]. Our focus here is
chronology, and by a lack of field work in the intermedi-
on the period which spans from the Neolithic to the begin-
ate areas between the Indus valley and Mesopotamia. We ning of the Bronze age of the IVC (70003200 BC), i.e., on
thus employ a complementary numerical simulation to de- the early food production and regionalization eras, or the
velop a consistent picture of technology, agropastoralism and Mehrgarh phase and parts of the early Harappan phase ac-
population developments in the IVC domain. Results from cording to the different chronologies [Sharma et al., 1980;
this Global Land Use and technological Evolution Simulator Fuller , 2006; Kenoyer , 2008].
show that there is (1) fair agreement between the simulated Possehl [2002] separated these phases and eras of the
timing of the agricultural transition and radiocarbon dates pre-Harappan Neolithic into two stages (Figure 1a): Early
from early agricultural sites, but the transition is simulated Neolithic and Developed Neolithic. The Early Neolithic
is divided in the Kili Ghul Mohammad (KGM) and the
first in India then Pakistan; (2) an independent agropas- Burj Basket-Marked (BBM) periods. Sites attributed to
toralism developing on the Indian subcontinent; and (3) a these periods are found in the western borderlands of the
positive relationship between archeological artifact richness greater Indus region and cluster in the hills and piedmont of
and simulated population density which remains to be quan- Baluchistan (Figure 1 b1b2). During the BBM, soft pottery
tified. and handmade pottery are introduced. Deposits of trash
with burnt pebbles, ash, animal bones, bone tools, hammer
stones, polishers colored with red ochre, and a large collec-
tion of blades, cores, and flint debris have been discovered,
1. Introduction and point to leather making, basket making, or weaving.
Domesticated wheat, barley and cotton were used, pulses
The Indus Valley Civilization (IVC), often termed Harap- may have been present; the use of copper is visible in the
pan civilization after its major type site, flourished along the form of arrowheads and beads [Moulherat et al., 2002; Fuller ,
banks of the river Indus and its tributaries, including the ad- 2011a].
jacent coastal areas, between the fourth and second millen- The Developed Neolithic is characterized by improved
nium BC. The IVC is characterized by urban centers, bronze pottery, developed agropastoral communities, growth, con-
technology and seals, trade networks with Mesopotamia and tinuity, and geographical expansion. During its first period
Arabia, and an as yet undeciphered writing system [Shaffer , (here defined as both Togau and Sheri Khan Tarakai, SKT,
1992; Possehl , 1998; Kenoyer , 2008]. Much research has Figure 1 b3), the settlement patterns show growth of village
been devoted to the disintegration of the IVC during the life; technological innovations include the use of gold, the
second millennium BC, and much less to the emergence of manufacture of compartmented seals, glazed steatite, and
this great civilization which shows continuous cultural pre- beads. An eastward expansion is visible in sites emerg-
cursors at least since the seventh millennium BC, such that ing along the ancient Ghaggar Hakra river. The second
some authors prefer to speak of the Indus valley cultural period of the Developed Neolithic (Figure 1 b4) comprises
tradition [e.g., Kenoyer , 2006]. several cultural complexes. In the Kechi Beg complex in
The Indus valley is one of the two great river basins on Baluchistan wheat replaces barley; an irrigation canal near
the Indian subcontinent, separated from the Ganges val- Mehrgarh may date to this period [Kenoyer , 2008]. On the
ley to the east by the Aravalli mountain range and the Punjab plain, a change in the assemblage of pottery types
Thar desert (Figure 1b). The region has been occupied by characterizes the Hakra Ware complex: Microlithic tools are
anatomically modern humans for at least 34,000, but pos- abundant, and sites represented by a light scatter of pottery
sibly >80,000 years [Petraglia et al., 2010]. The late Pa- without a buildup of a midden point to seasonal occupations
leolithic and the Mesolithic are visible in stone and blade [Possehl , 2002]. At the same time, the Anarta complex ap-
pears in Gujarat with distinct pottery styles.
Our capability to investigate the system more closely and
consistently in the regional context is hindered by the poorly
Copyright 2012 by the American Geophysical Union. resolved chronology, and by a lack of field work in the inter-
0094-8276/12/$5.00 mediate areas between the Indus valley and Mesopotamia.
1
X-2 LEMMEN AND KHAN: SIMULATION OF INDUS VALLEY NEOLITHIC
Harap.
Ahar IS
AN
NI
Early
Kas
Harappan
Amri o
33 N A N hmi 33 N o
33oN A
GH GH
Kot Diji r
Sothi-Siswal
Early
3000 BC AF AF
ST
Ravi
Ga
Anarta
Sheri-Khan-Tarakai
ey
Damb Sadaat Kili Ghul M. Kili Ghul M.
Kili Ghul M.
KI
ab
ng
nj
ll
o o
30 N 30 N 30oN
kra
an Mehrgarh Pu an Mehrgarh
Burj period Togau Hakra
Kechi
Hakra Ware a
va
rH
ist ist
PA
Mehrgarh
Kechi Beg gga
es
h a h
IRAN
IRAN
Anarta Gh
uc ert ert uc
s
l des des l
e
Ba Ba
n
rang
rang
Indu
Sindh
ar ar
Sindh
o o
27oN
ha
27 N 27 N
Togau Th Th
4000 BC
st
Sheri-Khan-
alli
i
vall
Tarakai Makran coast Makran coast
ja
Pre-Harappan
v
Ara
Ara
Ra
24oN o
24oN
Burj Basket Kili period Gu 24 N
Burj period G
Marked jar I N D I A
70005000 BC at 50004300 BC
63oE 66oE 69oE 72oE 75oE 63oE 66oE 69oE 72oE 75oE 63oE 66oE 69
5000 BC
ST
NI
o Sheri Khan Tarakai o
33 N 33 N
33oN A
GH
Harappa AF
Kili Ghul M.
Kili period
o o
30 N 30 N
Mehrgarh
30oN
re
Kili Ghul Togau
wa an
Mohammad 6000 BC ra ist Mehrgarh
Mehrgarh k ch
IRAN
Ha lu
Ba
27oN 27oN
Kechi Beg 27oN
Makran coast
An
o o
24 N
Togau 24 N
HakraKechi 24oN
art
40% 20% G
7000 BC 43003800 BC 38003200 BC
a
Chronology Fuller (2006) Ressource o
63 E o
66 E o
69 E o
72 E 75 E o o
63 E o
66 E o
69 E o
72 E o
75 E
used here failure 63oE 66oE 6
Figure 1. Temporal and spatial domain for this study: a) Neolithic chronology of Baluchistan, the Indus valley, and
Gujarat based on Possehl [2002] with updates from Fuller [2006]. Relative resource shortage is based on palaeoproxy
evidence from Lemmen and Wirtz [2012] and a transient Holocene climate simulation by Brovkin [2002]. b-e) Geography,
topography and site distribution of artifacts [Law , 2008] typologically associated with the Neolithic.
size (millions)
4100
AF 4100
4300
y
an
4300
4500
le
1.5
size
st
4500
30ooN 4700
i
4700
al
ch
30 N
Population
5000 317 x 26
lu
s v
5000
n
Ba
e
1
Population
rang
ha
Indu
27oN 5600
27oN
st
5600 159 x 29
i
ja
vall
0.5
Ra
Ara
6300 90 x 34
24oN 6300
24oN
INDIA
7000 0
o o o o o
7000 7000 6500 6000 5500 5000 4500 4000 3500
63 E 66 E 69 E 72 E 75 E
63oE 66oE 69oE 72oE 75oE Time (cal/sim
Time BC BC)
Figure 2. a) Timing of the MesolithicNeolithic transition from a GLUES simulation (background color, simulation
years BC) and inferred from the presence of Neolithic sites (foreground triangles, calendar years BC) in the greater Indus
valley. b) Recovered artifact number in relation to simulated population size. Histogram of artifact density in four pre-
Harappan periods of the Indus valley and Baluchistan based on Law s (2008) Indus Google Earth Gazetteer, and corrected
for taphonomic bias (bars, annotated with n x c, where n is the raw number of artifacts and c the taphonomic correction
factor); GLUES-simulated population size in all areas within 200 km from where Neolithic pre-Harappan artifacts were
discovered (solid line).
from Lahuredawa in the middle Ganges plains, where ev- 2010; Fuller , 2011b]. Though not completely detached from
idence for domesticated rice appears as early as 6500 BC Southwest Asian domesticates assemblage in the data, this
[Tewari et al., 2008] (but see Fuller 2011a for a debate on separation is visible in the delayed simulated transition to
the rice morphology). Less favored by the model are the val- agropastoralism in the area between the Indo-Gangetic and
leys along the Indo-Iranian plateau, where broad subsistence the Southwest Asian founder centers.
possibilities are seen as one precondition for the rise of the Building on the earlier idea of Sanders et al. [1979], we
IVC and where agropastoralism arose before 6500 BC [Jar- relate the number of artifacts in the database (corrected for
rige, 1995]. The model might underestimate the potential taphonomic bias) to population estimates from our simu-
for agropastoralism in this area because of its coarse spatial lation (Figure 2b). We summed the total simulated pop-
scale. ulation in each half-degree model grid cell within 200 km
From a regional perspective, the simulated east-west di- distance to the find sites and obtain a population trajectory
rection of agropastoralism contradicts the eastward trend which shows an increase from 0.2 million at 6000 sim BC to
seen in the site data. The westward direction had been 2.5 million at 3500 sim BC; this corresponds to a population
suggested in earlier literature on the Indus valley tradition: density of 0.1 and 1.3 km2 , respectively. At 3500 sim BC
our estimate is higher than the one by Patterson et al. [2010,
Wheeler [1959] wrote of movement of the Neolithic from 0.2 km2 ], as should be expected from our calculation from
Burma if not behind. In their simulation of the spread the surroundings (within 200 km) of mostly settlement sites.
of agriculture into the Indian continent, Patterson et al. To first approximation, the increases in simulated popula-
[2010] assume such a Southeast Asian center in addition tion size and in reconstructed artifact density correspond:
the Mehrgarh location. While Wheeler s (1959) earliest the model correctly represents the emergence of dense set-
dates (1000 BC) have been pushed further back by more tlements. Statistically, however, no meaningful relationship
recent datings, this westward view cannot be upheld from should be derived from only four different periods.
either artifacts [Law , 2008] or the description of sites in cen- In summary, there is fair qualitative agreement be-
tral India (3000 BC, Boivin et al. 2008), the Indus plain tween the reconstructed and the simulated transition to
(4000 BC, Mughal 1990), northern India (5000 BC, Sharma agropastoralism, both in the spatio-temporal distribution of
et al. 1980), or Baluchistan (6500 BC, Jarrige 1995); all of agropastoral sites and simulation regions, as well as the over-
these demonstrate the opposite east- and then southward all artifact and population density. Important lessons from
trend. the model are that it corroborates an independent agropas-
The simulated earliest agropastoralism in the Indus val- toral center, and that it suggests potential for earlier Indian
ley region is independent of the two prescribed early cen- agropastoralism. It will be left to further studies to quan-
ters of agropastoralism in Eurasia, i.e., China and South- tify the agreement and to elaborate on the reasons, both in
west Asia; towards the end of KGM, however, a continu- archaeology and in the simulation, of discrepancies.
ous band of early agropastoralism ranges from the north-
ern Indian subcontinent through northern Southeast Asia 4. Conclusion
to China (not shown). This South and East Asian agricul-
tural area connects to the Southwest Asian center during We presented a novel numerical simulation of the pre-
the BBM period. The simulated independent emergence of Harappan Neolithic of the Indus valley tradition in the con-
South Asian agropastoralism corresponds well to evidence text of representative radiocarbon dates from material cul-
for independent domestication of cattle and rice [Chen et al., ture. Simulated population size is qualitatively reflected in
LEMMEN AND KHAN: SIMULATION OF INDUS VALLEY NEOLITHIC X-5
artifact frequency in four pre-Harappan periods. Within the Fuller, D. Q., Agricultural Origins and Frontiers in South Asia:
uncertainties of the coarse chronology, the model predicts A Working Synthesis, J. World Prehist., 20 (1), 186, doi:
the spatio-temporal structure of the Neolithic transition of 10.1007/s10963-006-9006-8, 2006.
this area fairly well. Our simulation points to a possible Fuller, D. Q., Finding Plant Domestication in the Indian
earlier Neolithic in northern India than seen in the data, Subcontinent, Curr. Anthropol., 52 (S4), S347S362, doi:
and it corroborates an independent South Asian Neolithic. 10.1086/658900, 2011a.
For quantitative modeldata comparisons and clarification Fuller, D. Q., Pathways to Asian Civilizations: Tracing the Ori-
of the connection to Southwest Asia, better chronologic con- gins and Spread of Rice and Rice Cultures, Rice, 4 (3-4), 7892,
doi:10.1007/s12284-011-9078-7, 2011b.
trol of the pre-Harappan material is needed as well as more
Gupta, A., D. Anderson, and J. Overpeck, Abrupt changes in the
evidence from the intervening Iranian plateau. Asian southwest monsoon during the Holocene and their links
to the North Atlantic ocean, Nature, 421, 354356, 2003.
Supplementary material Jarrige, C., Mehrgarh: Field Reports 1974-1985, from Neolithic
Times to the Indus Civilization, Dept. of Culture and Tourism,
Govt. of Sindh; French Ministry of Foreign Affairs, 1995.
The simulated data have been permanently archived on
Kenoyer, J. M., Cultures and Societies of the Indus Tradition,
and are freely accessible from PANGAEA (Data Publisher
in Historical Roots in the Making of The Aryan, edited by
for Earth & Environmental Science, http://www.pangaea.de) R. Thapar, 1, pp. 1019, National Book Trust, New Delhi,
as a netCDF dataset with reference Lemmen, C. and Khan, 2006.
A. (2012): Simulated transition to agropastoralism in the In- Kenoyer, J. M., The Indus Civilization, in Encyclopedia of Ar-
dus valley 75003000 BC. Dataset #779706, doi:XXXX. chaeology, edited by D. M. Pearsall, pp. 715733, Academic
GLUES is open source software and can be downloaded from Press, New York, 2008.
http://glues.sourceforge.net. Kisdi, E., and S. A. H. Geritz, Adaptive dynamics: a framework
to model evolution in the ecological theatre, J. Math. Biol.,
Acknowledgments. We thank R.W. Williams for publicly
providing his extensive data set for further analysis; we thank 61 (1), 1659, doi:10.1007/s00285-009-0300-9, 2010.
three anonymous reviewers and the editor for their critical and Law, R. W., Indus Google Earth Gazetteer,
helpful comments on earlier versions of this manuscript. C.L. ac- https://mywebspace.wisc.edu/rwlaw/, Presented at the
knowledges financial support from the DFG priority program Indus Archaeological Technical Training Workshop, 1720
Interdynamik (SPP 1266), A.K. acknowledges financial support March 2007, Mahara Sayajirao University, Baroda, India,
from the Higher Education Commission of Pakistan and the 2008.
PACES program of the Helmholtz Gemeinschaft. This paper ben- Law, R. W., Inter-regional interaction and urbanism in the an-
efitted greatly from ideas presented and discussed at the AGU cient Indus valley, Linguistics, Archaeology, and the Human
Chapman Conference on Climates, Past Landscapes, and Civi- Past, vol. 11, Research Institute for Humanity and Nature,
lizations, held in Santa Fe, USA, March 2011. Maps were pre- Kyoto, Japan, 2011.
pared with Natural Earth free vector and raster map data avail- Leemans, R., and W. P. Cramer, The IIASA database for mean
able from http://naturalearthdata.com. monthly values of temperature, precipitation and cloudiness of
a global terrestrial grid., Research report, International Insti-
tute of Applied Systems Analyses, Laxenburg, 1991.
Lemmen, C., World distribution of land cover changes during Pre-
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