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Abstract
Numerous analytical techniques, analytical theories, and analytical/design models have been proposed for the rational
shear designs and shear behavior examinations of reinforced concrete beams. However, since shear design regulations
in design codes are primarily based on experimental observations along with the elastic beam theory, the regulations
may not accurately represent the true shear behavior of general reinforced concrete beams. Accordingly, much attention
has been focused on the development of a general and consistent model or method. In this study, the strength and be-
havior of four reinforced concrete beams tested to shear failure were estimated using a nonlinear strut-tie model ap-
proach. Based on the strut-tie model analysis results, the validity of the nonlinear strut-tie model approach in the rea-
sonable design of reinforced concrete beams and in the accurate examination of many shear-related failure phenomena
was evaluated.
zones in the strut-tie models change according to the in- additional positioning of concrete ties and steel struts at
ternal member forces of struts and ties, an iterative algo- the locations of steel ties and concrete struts, respectively.
rithm is required in the strut-tie model analysis of the A flow chart for the ultimate strut-tie model analysis of
beams. Therefore, an interactive computer graphic pro- structural concrete using the nonlinear strut-tie model
gram NL-STM (Yun 2000b) implementing the iterative approach is shown in Fig. 1. Detailed descriptions of the
algorithm was used in this study. approach will be introduced in the ultimate strength
analysis of the four reinforced concrete beams tested to
2. Nonlinear strut-tie model approach shear failure.
Selecting a strut-tie model using the conventional strut- 3. Summary of previous shear test results
tie model approach is an iterative process. In this process,
the first step is to select the initial truss model. The next Four rectangular reinforced concrete beams with differ-
step is to calculate the effective strengths, cross-sectional ent stirrup detailing, fabricated and tested to failure at
areas, and the member forces of struts and ties. The last Purdue University (Anderson & Ramirez 1987), were
step is to examine the conditions of geometric compati- considered in this study. The shear span to depth ratio of
bility and nodal zone strength of the strut-tie model. If the beams was equal to 2.15. The tensile reinforcement
the cross-sectional areas of two almost parallel concrete consisted of 2D32 (or 2D29) and 2D25 deformed bars
struts placed side by side overlap with each other or the arranged in two layers, and the compressive reinforce-
dimensioned strut-tie model is not compatible with the ment consisted of 2D25 deformed bars. The detailing for
actual size of the structural concrete, the strut-tie model the specimens and the strain gage locations on the stirrup
itself and/or its geometry must be modified and the pro- legs and longitudinal bars are shown in Fig. 2. The de-
cedure repeated until a satisfactory solution is obtained. tailed information on the test specimens is given in Table 1.
Selecting a strut-tie model using the nonlinear strut-tie In Beam 1, flexural cracks occurred in the region of
model approach is also an iterative process. However, constant moment at a load of 44.5kN. At a load of
unlike the conventional strut-tie model approach, the 177.9kN both flexural-shear cracks formed and web-
nonlinear strut-tie model approach incorporates nonlinear shear cracks developed at 222kN. Failure occurred at a
techniques in the selection, analysis, and verification load of 478.6kN when the web-shear crack extended
processes of a strut-tie model to eliminate the limitations from the support to near the loading plate. Figure 3(a)
of the conventional strut-tie model approaches relating to shows the detailed crack pattern at failure. The shaded
the behavior and strength predictions of structural con- region near the applied load represents the concrete fail-
crete and the design of structural concrete which experi- ure zone. In Beam 3, flexural cracks occurred in the con-
ences nonlinear behavior. The approach also incorporates stant moment region at a load of 44.5kN. At a load of
177.9kN both flexural-shear and web-shear cracks devel- 4. Strut-tie model prediction of test results
oped. Failure occurred at a load of 511.1kN when the
inclined crack extended from the support to near the 4.1 Selection of strut-tie model
loading plate. Figure 3(b) shows the detailed crack pat- In selecting the strut-tie models of the four beams, the
tern at failure. In Beam 8, flexural cracks occurred in the locations of the steel reinforcements were used to deter-
constant moment region at a load of 44.5kN. At a load of mine the locations of the steel ties, while the directions of
133.4kN both flexural-shear and web-shear cracks devel- compressive principal stresses were used to determine
oped. Failure occurred prematurely at a load of 359.9kN the locations and orientations of concrete struts. The fi-
when the 2D25 compressive longitudinal bars buckled nite element analysis of Beam 1 considering it as plain
and cracked the concrete in the flexural compression concrete indicated that each point load was carried to the
zone near the concentrated load. Figure 3(c) shows the nearest support by a combination of a single diagonal
detailed crack pattern at failure. In Beam 10, the initial strut and arch action due to the presence of stirrup rein-
flexural crack formed at a load of 89.0kN. At reaching a forcements, as shown in Fig. 4. The arch was constructed
load of 133kN, some flexural shear and web-shear cracks using multiple concrete struts following the trajectories
occurred. The failure of Beam 10 occurred at a load of of compressive principal stresses. The flexural compres-
386.6kN when the inclined crack extended from the sup- sive zone between the point loads was modeled as a hori-
port to near the loading plate. Figure 3(d) shows the de- zontal concrete strut. The shear spans were divided into
tailed crack pattern at failure. three equal zones and transverse steel ties were placed at
the center of each zone representing the stirrup rein-
312 Y. M. Yun and C-G. Cho / Journal of Advanced Concrete Technology Vol. 3, No. 2, 309-319, 2005
The shapes of the strut-tie models for the other beams for
the evaluation of the behaviors and shear strengths were
very similar to the Beam 1 strut-tie model. The additional
concrete ties and steel strut were also considered in the
models.
Table 2 Coefficient of effective strut strength v (=fcs/fc) in beam 1 strut-tie model subject to experimental failure load.
Strut No. v Strut No. v
8,15 0.97 23,27 0.99
9,14 0.96 24,26 1.00
10,13 0.92 25 1.00
11,12 0.52 29,30 0.96
22,28 0.95 - -
fc: uniaxial concrete strength
Fig. 4 Compressive principal stress flow of beam 1 subject to experimental failure load.
x>y x>y>z
Fig. 6 Effective cross-sectional area of concrete tie.
4.3 Nonlinear analysis of strut-tie model itself figure was formulated as (Saenz 1964):
To represent the complete nonlinear behavior and redis-
tribution of internal forces in the reinforced concrete E0
f = (2)
beams, the external loads were applied incrementally E0
1 + ( 2) + ( )2
with twenty loading steps in the finite element material Es cs cs
nonlinear analysis of the strut-tie model itself. At each
loading step, the tangent modulus of a concrete strut was where Eo and Es are the initial and secant tangent
computed from its nonlinear stress-strain relationship modulus of elasticity respectively. The stress-strain rela-
employing the effective strength f cs and its correspond- tionship of a steel tie was assumed to be bi-linear model-
ing peak strain cs of a concrete strut, as shown in Fig. ing the elastic and strain-hardening plastic stress-strain
8(a). The shape of the stress-strain relationship in the relationship of the steel bar, as shown in Fig. 8(b). The
314 Y. M. Yun and C-G. Cho / Journal of Advanced Concrete Technology Vol. 3, No. 2, 309-319, 2005
Table 3 Cross-sectional areas of struts and ties in beam strut-tie models subject to experimental failure loads.
Beams
1 3 8 10
Ele. No.
1-7 23.1 23.1 23.1 23.1
8,15 83.8 82.6 75.5 92.6
9,14 95.5 94.2 85.8 105.0
10,13 90.92 89.0 81.4 99.2
11,12 130.2 128.8 116.2 142.0
22,28 38.3 37.8 34.3 41.8
23,27 99.7 98.0 89.9 110.2
24,26 152.2 149.5 137.4 168.5
25 217.8 214.7 131.6 176.6
29,30 139.8 134.8 114.1 124.7
33** 10.2 10.2 10.2 10.2
34*-40* 45.6 45.6 45.6 45.6
Unit for area: cm2; *: concrete tie; **: steel strut
Fig. 7 Dimensioned strut-tie model for beam 1 subject to experimental failure load.
tangent modulus of a steel tie before and after yielding stress state was determined using the finite element mate-
was obtained from the slopes of two straight lines. When rial nonlinear analysis of the concrete member consid-
the stresses of a strut and a tie reached respectively its ered as the plane plain concrete.
peak stress f cs and its ultimate stress f ult , it was as- According to the results of the finite element material
sumed that the stiffness of the strut and the tie became so nonlinear analyses of the strut-tie model themselves, the
small that the strut and the tie could not carry further two load transfer mechanisms, the arch action mecha-
resisting forces. For a concrete tie, the tensile stress- nism constructed by the combination of the vertical steel
strain fracture relationship, as shown in Fig. 8(c), was ties representing the stirrups and multiple concrete struts
employed to represent the cracking phenomenon. After following the compressive principal stress trajectories
perpendicular cracking in a concrete tie, the tensile stress and the single diagonal strut mechanism constructed by
of the concrete tie releases to zero. The incremental load- the main diagonal strut which connects the loading points
ing step in which a perpendicular crack occurs in a con- to the supports, were effective in carrying the applied
crete tie was computed by checking the stress state of the load prior to the yielding of the stirrups. In Beam 1, stir-
plane finite elements modeling the concrete tie. The rup ties 17 and 20 yielded when the external load reached
Y. M. Yun and C-G. Cho / Journal of Advanced Concrete Technology Vol. 3, No. 2, 309-319, 2005 315
at 407.0kN. When a load of 450.1kN, the main diagonal specific areas in which further research is required is
struts 29 and 30 reached their peak stresses, and the stiff- nodal zones. Even though nodal zones are critical parts
ness of the struts was so small that those struts could not of a strut-tie model, they are not fully understood as yet.
carry any additional load at the subsequent loading steps. Before the strut-tie model approach can be practically
In contrast, the arch struts with yielded stirrups continued implemented to various regions of structural concrete,
to carry the load up to failure. Figure 9 shows the strain aproper way of checking the strength limits of nodal
behaviors of the longitudinal tensile reinforcements in zones to allow safe transfer of strut and tie forces through
the beams. The strain behaviors evaluated by the nonlin- nodal zones must be established.
ear strut-tie model approach compared well with the ex- In this study, the bearing capacities of the nodal zones
perimental results. It is understood that the reason for the in the beam strut-tie models were verified using finite
nonlinear load-strain relationships is the redistribution of element material nonlinear analyses of the nodal zones
internal forces in the strut-tie models caused not only by considering them as plain plane concretes with the failure
the inelastic behavior according to the nonlinear stress- criteria incorporating the different state of stresses (Yun
strain relationships of steel ties and concrete struts, but & Ramirez 1996; Yun 2000a). The approaches for evalu-
also by the inability to resist additional loads for the main ating the safety and bearing capacity of nodal zones in a
diagonal struts and the concrete ties after they reach their strut-tie model up to present time, which check the con-
peak compressive and tensile strains, respectively. crete compressive stresses in the nodal zone boundaries,
do not ensure the safety of nodal zones. On the contrary,
4.4 Strength verification of nodal zone the present approach has advantages over the other ap-
Despite the advantages of the strut-tie model approach, proaches in that it permits us to examine the nodal zone
portions of them lack adequate definition and have not strength more accurately.
been extensively verified for use in designs. One of the In the finite element material nonlinear analysis, the
600 600
500 500
400 400
Load (kN)
Load (kN)
300 300
0 0
0 1 2 3 0 1 2 3
Steel Strain(mm/1000mm) Steel Strain(mm/1000mm)
500 500
400 400
300 300
Load (kN)
Load (kN)
100 100
0 0
0 1 2 3 0 1 2 3
Steel Strain(mm/1000mm) Steel Strain(mm/1000mm)
concept of equivalent uniaxial strain, hypo-elastic and the cantilever regions should not occur and the angle
incremental orthotropic stress-strain constitutive model, between neighboring nodal zone boundaries should not
smeared cracking model, and tensile stress-strain-fracture be an obtuse angle, following the suggestion of Yun
relation were employed. In the finite element modeling, (2001). When the applied load reached 94% of the ex-
the effect of reinforcing bars (steel ties and/or steel perimental failure load, a crushing mechanism at the
struts) lying inside and/or outside a nodal zone on the nodal zone boundary constructed by the concrete strut 12
nodal zone behavior and strength was taken into account occurred, indicating the strut compression failure that
by considering the reinforcing bar forces as the passive occurred in the test along with a shear compression fail-
forces acting to the finite element nodes of the nodal ure. The directions of the compressive principal stress
zone. Steel tie and steel strut forces were imposed on the flows were close to those of the corresponding region of
finite element nodes of a nodal zone with consideration Beam 1, shown in Fig. 4. The maximum compressive
of reinforcing bar detailing and bar development length. principal stress at the nodal zone when the failure
Figure 10 illustrates the imposing method of a steel tie mechanism occurred was 1.14 f'c.
force in a nodal zone. The development length of a ten- Similarly, the bearing capacities of the nodal zones
sile reinforcing bar was measured from the boundary of under the loading plates for Beam 3, 8, and 10 were also
the nodal zone. The steel strut force was evenly distrib- verified. When the applied loads reached about 95%,
uted along the development length of the compressive 123%, and 99% of the experimental failure loads in
steel representing the steel strut. When a failure mecha- Beam 3, 8, and 10, respectively, the failure mechanisms
nism occurred at a nodal zone, it was assumed that the occurred. The maximum compressive principal stresses
nodal zone could not resist any more forces of struts and were 1.12 f'c, 1.03 f'c, and 1.12 f'c, respectively. The
ties framing into the node. The failure mechanism at a crushed concrete regions at the nodal zones predicted by
nodal zone was classified as two categories. The one was the present model were almost identical to the experi-
the crush of concrete at the boundary surface of the nodal mental results, and the flows of the compressive principal
zone as shown in Fig. 11(a), and the other was the pro- stresses at the nodal zones were also well agreed with
gressive cracking of concrete from one side to the oppo- those obtained from the finite element plane stress analy-
site side of the nodal zone as shown in Fig. 11(b). The sis of the beams.
failure criteria judging the crushing and cracking of con-
crete were determined from the biaxial failure envelope 4.5 Prediction of shear strength
of concrete. The criteria for the ultimate limit state in the nonlinear
Since the failure in Beam 1 occurred when the flexural strut-tie model approach were: (1) the occurrence of a
compression zone near the north point load was crushed nodal zone failure mechanism, (2) the instability of the
along with the web-shear crack spanning from the sup-
port to the concentrated load penetrating the compression
zone, the bearing capacity of the nodal zone under the
north point load was verified. After determining the con-
figuration of the nodal zone based on the dimensioned
strut-tie model that could carry the maximum load in a
stable status without the violation of the strut-tie models
geometric compatibility condition, the finite element grid
was laid out on the nodal zone. The axial forces in the
individual struts and applied loads were divided into their
components. These forces were then applied as concen-
trated loads at the nodes of the finite elements bordering
each strut and the loading plate. The axial force of the Fig. 10 Strut and tie forces imposed on finite element
steel strut placed at the flexural compression zone be- nodes of nodal zone.
tween the two point loads was evenly distributed to the
finite element nodes located along the development
length of the compressive steel representing the steel
strut. As boundary conditions, a hinge at the finite ele-
ment node where the center lines of struts and ties meet
and vertical rollers at the finite element nodes of the
nodal zone boundary constructed by the loading plate
were imposed. Figure 12 illustrates the configuration of
the nodal zone in Beam 1, the crushed shapes according
to load levels, and the compressive principal stress flows.
As shown in Fig. 12(a), the geometric shape of the nodal (a) Crushing failure (b) Cracking failure
zone, initially determined by connecting the intersection
points of the uniaxial stress fields, was modified so that Fig. 11 Failure mechanisms in nodal zones.
Y. M. Yun and C-G. Cho / Journal of Advanced Concrete Technology Vol. 3, No. 2, 309-319, 2005 317
(a) Geometrical shape of nodal zone In the present study, the strength and nonlinear behavior
of four reinforced concrete deep beams tested to failure
with the ratio of the shear span to depth equal to 2.15
were evaluated using the nonlinear strut-tie model ap-
proach. The behavior of concrete beams in the ultimate
limit state was largely governed by two mechanisms in-
volving a single main diagonal strut between the concen-
trated load and the support and a series of arch struts
(b) Finite element model supported by vertical stirrups. According to the strut-tie
model analyses of the deep beams, both the arch struts
and single main diagonal strut were active in carrying the
applied load prior to the yielding of vertical steel ties
(stirrups). The main diagonal strut reached its ultimate
strength shortly after the yielding of the stirrups and did
not carry any further load at the subsequent loading steps.
Consequently, a second mechanism involving the arch
struts and other diagonal struts, which interacted with the
yielded stirrups, continued to carry additional load up to
failure. Prior to failure, the stirrups sustained a certain
amount of load after yielding, even though they experi-
enced a large strain history, and significant diagonal
cracks opened parallel to the main diagonal strut; this
then reduced the effective area of the main diagonal strut.
The failure mechanism consisting of a series of arch
struts was thus reasonable and more practical than the
single diagonal strut mechanism. The predicted results
showed that the behaviors of the longitudinal reinforce-
ments in the selected strut-tie models were in good
agreement with the test results. Likewise, the nonlinear
analyses of the strut-tie model themselves using the in-
cremental loading procedure explained clearly the load
transfer and load distribution mechanisms of the beam
(c) Crushed and cracked shapes according to load levels.
strut-tie models.
The bearing capacities of the critical nodal zones were
verified following the procedure employed in the nonlin-
ear strut-tie model approach. In the approach, the nodal
zones were considered as plane stress problems whose
boundaries were initially determined by the intersection
of the stress fields framing into each node and modified
so that the cantilever regions should not occur and the
angle between neighboring nodal zone boundaries should
(d) Compressive principal stress flows not be an obtuse angle. A steel tie was considered as the
equivalent strut acting on the node in an opposite direc-
Fig. 12 Strength evaluation of critical nodal zone in tion to the tie. A steel tie could also be incorporated as
beam 1.
forces/unit length when developed through the node.
Finite element nonlinear analysis of the plain concrete
selected strut-tie model due to the strength reduction of nodal zone was then conducted until the nodal zone be-
struts and ties during the incremental loading steps, and came unstable due to the development of a failure
318 Y. M. Yun and C-G. Cho / Journal of Advanced Concrete Technology Vol. 3, No. 2, 309-319, 2005
(b) Comparison
Vpredicted / Vtest
Vtest
Beams Zsutty MCFT EC2 CEB-FIP ACI* Current
(kN)
[20] [14] [7] [6] [1] Approach
1 478.6 0.87 0.74 1.07 1.06 0.77 0.94
3 511.1 0.82 0.69 1.03 1.04 0.73 0.95
8 359.9 1.13 1.00 1.35 1.32 1.01 1.23
10 386.6 1.03 0.92 1.21 1.17 0.93 0.99
*: detailed equation for nominal shear strength of concrete was used.
mechanism. The results of nodal zone analyses showed of nodal zones. The detailed framework provided by the
that the failure modes of the critical nodal zones were nonlinear strut-tie model approach for the evaluation of
similar to the test results, indicating that the procedure the behavior and strength of reinforced concrete deep
implemented in the nonlinear strut-tie model approach beams is strong motivation for its application with other
was reasonable. reinforced concrete structural members.
The ultimate strengths of the reinforced concrete deep
beams were predicted using the nonlinear strut-tie model References
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