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G Model
RECYCL-2749; No. of Pages 7
a r t i c l e i n f o a b s t r a c t
Article history: The metal nishing industry consumes a range of chemicals that are considered hazardous to human
Received 19 January 2012 health and the environment. The technology and processes used in metal nishing operations such as
Received in revised form 3 September 2013 electroplating of metal parts and rinsing operations are the major sources of environmental pollution. The
Accepted 6 September 2013
aim of this study is to achieve a more efcient use of raw materials and water and to reduce the rinsing
water consumption and hazardous waste generation for the selected zinc electroplating plant. This can
Keywords:
be achieved through source reduction and material reuse and recovery that will lead to reduction in total
Metal nishing
amount of waste, emissions and waste toxicity. The zinc electroplating process and its resulting envi-
Zinc electroplating
Cleaner production
ronmental loads were investigated within the scope of the study, by considering the cleaner production
Counter current rinsing (CP) opportunities. The proposed source reduction options include (a) closed loop cleaning system that
Closed loop cleaning eliminates hazardous chemical consumption as a technology modication and (b) counter current rinsing
and drag-out tank application as an on-site reuse/recovery/recycling. The CP assessment methodologies
implemented in the study cover on-site plant auditing and mass-balance analysis of zinc electroplating
process. In order to determine all involved inputs and outputs, measurements and data collection were
performed for the related process ows as a part of the mass-balance analysis. The selected CP oppor-
tunities were evaluated in terms of their environmental benets and economic feasibility. The results of
the study indicate that implementation of the closed loop cleaning system prevents hazardous chemical
consumption by utilizing aqueous cleaning solutions instead of toxic solvents resulting in 14.7% chemi-
cal and 80% water consumption reduction during pre-treatment of metal parts while implementation of
counter current rinsing application for the entire zinc electroplating process reduces the rinsing water
consumption by 62% thus, decreasing the end-of-pipe treatment cost.
2013 Elsevier B.V. All rights reserved.
0921-3449/$ see front matter 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.resconrec.2013.09.002
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002
ARTICLE IN PRESS
G Model
RECYCL-2749; No. of Pages 7
followed by a series of rinsing stages, leading to generation of high CP scenarios were excluded by the joint decision of the company
volumes of hazardous liquid and solid wastes mainly contaminated managers and the CP audit team members. Finally, prioritized
with heavy metals and inorganic anions (Viguri et al., 2002). Over 11 production processes and their corresponding CP options were
million tons of zinc are produced annually worldwide and roughly selected for further technical, economic and environmental analy-
half of it is used in electroplating industry for galvanizing to pro- sis in the feasibility phase.
tect steel against corrosion (IZA, 2011). Approximately 1% of the
hazardous waste in Europe is generated by the electroplating indus- 2.1. Pre-assessment phase: evaluation of the zinc electroplating
try (Fresner et al., 2007). Due to highly hazardous nature of solid process
and liquid wastes generated by this industry and the regulatory
pressures on discharge limits, the pollution prevention measures The selected zinc electroplating process starts with a pre-
have become important tools in achieving environmental and eco- treatment stage that consists of cleaning and degreasing opera-
nomic improvements in metal nishing industry. Giannetti et al. tions. Metal surfaces contaminated with oil or grease lubricants,
(2008) implemented a CP practice in a medium size gold-plating dust, soil matter, metal nes, particulates and oxidation products
company in order to reduce waste and pollution load of the plant. are cleaned in this stage (Randal, 1998). While the cathodic and
A 35% reduction in water volume was achieved by manually con- anodic cleaning baths are used to remove oil, grease and particles,
trolling each rinsing tank and only opening the valve when the acid washing (pickling) is applied for the removal of metal oxides
rinsing water showed a certain turbidity controlled by the line staff. from the surfaces being plated (Erol and Thming, 2005). After the
Additionally, 18% reduction in energy consumption was achieved pre-treatment stage, metal parts are plated with an alkaline zinc
by using polyvinyl chloride (PVC) balls in process bath to reduce electroplating process. Zinc plating provides a homogeneous sur-
evaporation and heat loss. The volume of degreasing solution con- face and corrosion resistance to the metal object. The activation
taining caustic soda, cyanides and hypophosphite was also reduced and passivation processes (electro-polishing) of the post-treatment
by 86% through prolongation of the bath life by tieing it up to the stage, consist of application of hot concentrated acid that yields
mass of pieces degreased rather than replacing the solution at xed stainless steel mirror sheen parts and enhances the corrosion resis-
intervals. tance of the nishing material. The use of nitric acid and trivalent
The main objective of this study is to implement a CP audit chromium solution as cleaning agents in these stages results in pro-
for the selected zinc electroplating plant through evaluation of duction of highly acidic and heavy metal containing wastewater.
the main characteristics and quantity of the generated waste and Each chemical bath is followed by an overow rinsing bath in the
identify the CP options that would lead to less wastewater and haz- zinc electroplating process.
ardous waste generation. A comprehensive on-site data collection Rinsing operations were the primary source of wastewater in
was performed to identify the CP opportunities for zinc electro- the selected zinc electroplating process. Almost 88% of the water
plating process. The economic benets of these CP options were was used for the rinsing operations and the rest was used for the
considered along with the technical and environmental evaluation. chemical bath replacement and cleaning of the chemical baths.
The rinsing operations are necessary for the removal of the drag-
out from racks and parts after being drawn out from the process
2. The company prole and the methodology of CP baths. The chemical and metal loss through drag-out from process
assessment baths pollutes the rinsing water. Depleted process baths are also
periodically discharged and added to the wastewater volume. In
The background information of the company and related envi- order to comply with efuent discharge regulations, the selected
ronmental aspects were assessed in the pre-assessment phase zinc electroplating plant had an end of pipe treatment plant which
in order to develop the company prole. The selected zinc elec- generated sludge that required further disposal.
troplating plant is a small and medium-size plant (SME) with Due to outdated equipment and poor maintenance there were
220 personnel and production capacity of 6,000,000 dm2 elec- excessive levels of waste generation and unnecessarily large quan-
troplated metal parts per year. The company manufactures and tities of water consumption from these processes. According to
markets racks, cabinets, wall-mount enclosures, subracks, mechan- the STS BREF, efcient process control methods such as measuring
ical assemblies, structural cabling products, ber optic products and controlling process parameters (ow rate, pressure, tempera-
for domestic and international telecommunications, Internet, net- ture, composition and quantity) and development of a maintenance
working and electronics industries. Three main stages of the zinc program were suggested to the company management (STS-BREF,
electroplating process were considered within the scope of the CP 2007). Since there were no scheduled training programs for work-
audit; pre-treatment, zinc electroplating and post-treatment. ers, informational seminars and workshops were conducted during
An environmental and technical analysis was carried out in the the pre-assessment phase on the topics of occupational health and
assessment phase to determine the process ow charts to identify environmental safety for the plant managers, administrators, tech-
the waste streams and their sources. Direct on-site measurements nicians and workers in order to efciently implement the CP plan.
and data collection for the mass balance analysis were performed
to quantify the raw material, water and chemical inputs and out- 2.2. Assessment phase: input and output evaluation of selected
puts including waste and emissions from different process stages. process
On-site auditing of the existing production processes revealed high
amount of chemical consumption with toxic properties and the A detailed site audit was performed during the assessment
resulting losses due to drag-out, particularly in zinc electroplating phase to identify the quality and quantity of raw materials,
and passivation processes in addition to considerable wastewater water and chemicals consumed and wastewater produced since
generation resulting from rinsing operations. 11,800 m3 water and no recorded data was available for the plant. The process mass
24,200 kg process chemicals in total were consumed in the electro- balance was established to determine the amount of raw mate-
plating processes in the year 2005. rials, products, byproducts, wastes and emissions for the zinc
Further information regarding available CP opportunities was electroplating process (Fig. 1). In order to determine all inputs
obtained through evaluation of previous case studies, literature and and outputs, chemical concentration and replacement periods of
personal communications with the CP expert team. After identica- process baths, input water type (recycled water or tap water) of
tion of CP options and their environmental benets, the unfeasible process baths, tank volumes, inlet/outlet points of rinsing tanks
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002
ARTICLE IN PRESS
G Model
RECYCL-2749; No. of Pages 7
Table 1
The generated CP option categories for the selected processes.
CP option Advantages
were considered by evaluating the pre-treatment, electroplating focused on the reduction of the process water consumption (STM-
and post-treatment bath preparation data sheets. Flow meters were BREF, 2006).
used to identify the amount of rinsing water consumption. Drag-
out and evaporation losses were adopted as 1.5 mL/dm2 from the 2.3. Generation of cleaner production options
literature for the wastewater generation calculations (EPA, 1998;
Mediterranean Action Plan, 2000). The annual and monthly data The CP options were developed based on the process informa-
records of the accounting and purchasing departments were also tion gathered from the company and literature survey. Evaluation
evaluated. Since, there was no energy consumption data collection and mass balance assessment of inputs and outputs had led to
and calculation system at the company for the selected processes, identication of the processes with excessive resource consump-
the annual energy consumption inventory and related cost calcula- tion (Koefoed and Buckley, 2008). Development of the CP options
tions for the selected product groups could not be included in this that include process changes and product improvements leading
study. to reduced environmental impacts and economic benets through
The material balances were evaluated to identify the amounts resource conservation and recycling were carried out in coopera-
of the inputs, outputs and identied losses. The environmen- tion with the company managers. The generated CP options were
tal performance indicators for the involved unit processes were grouped under (a) technology and process modication, (b) on-site
developed from the material balance data sheets by dividing the recycle/reuse/recovery and (c) good housekeeping practices cate-
quantity of a raw material input or waste stream by the sur- gories and the list of generated CP options were given in Table 1.
face area of the electroplated metal part produced over the same Once all possible CP options and their benets were identied,
period (Barbiroli and Raggi, 2003; Fresner, 1998; Gurbuz et al., the prioritized CP opportunities were dened and further evalu-
2004). According to the environmental performance indicator cal- ated.
culations, 1.97 kg water and 4 103 kg process chemicals were
consumed to electroplate 1 dm2 sheet steel (Fig. 1). The 1.97 kg/dm2 2.4. Prioritization of focus points
water consumption is signicantly higher than the limit value of
0.030.2 kg/dm2 described in the STM-BREF, Chapter 3 current Production processes with the most severe environmental pol-
consumption and emission levels for the surface treatment of met- lution potentials were considered in the identication of focus
als and plastics-, and thus, the pollution prevention efforts were points. Among those, the closed loop cleaning system for the
Chemical consumption;
Water consumption:
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002
ARTICLE IN PRESS
G Model
RECYCL-2749; No. of Pages 7
Table 2
The selected and prioritized CP options.
Technology modication
Conventional pre-treatment (anodic Closed loop cleaning system Elimination of hazardous solvents, recovery and reuse of the cleaning
and cathodic cleaning) solution, reduction of water consumption, sludge production
minimization
On-site recycle/reuse/recovery
Rinsing operations of zinc plating Two stage counter current rinsing and drag-out Minimization of rinsing water consumption, recovery and reuse of
tank application process chemicals
Original System
Proposed System
Fig. 2. The mass balance analysis of (a) the overow rinsing and (b) the counter current rinsing with drag-out tank.
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002
ARTICLE IN PRESS
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RECYCL-2749; No. of Pages 7
Table 3
The Summary of the economic evaluation of counter current rinsing and drag-out tank application.
annual savings, internal rate of return (IRR) values and pay-back the recovery of plating metal and passivation chemicals (Koefoed
periods were used as indicators of the economic viability of the and Buckley, 2008; Reeve, 2007; Telukdarie et al., 2006a). A chem-
options (Barbiroli and Raggi, 2003). The comparison of the plants ical metering pump is used to return the drag-out from this tank to
environmental and economic performance before and after imple- the plating tank. The pumps are controlled by level sensors placed
mentation of a given CP option served as a basis for its subsequent in the process tanks (Roy and Shapiro, 1999).
implementation. The overall results were expressed as net environ- Counter current rinsing in metal plating provide over
mental impacts, in the units of pollution intensity indices, such as 6200 m3 /year water saving which corresponds to 62% reduction in
kilogram of water and chemical used per unit of product described companys total water consumption (Table 3). The pollution inten-
further below (Howgrave-Graham and Berkel, 2007). sity index as kilogram of water per unit of product is decreased to
0.6 kg water/dm2 SS from 1.7 kg water/dm2 SS for rinsing opera-
3.1.1. Counter current rinsing and drag-out tank in zinc tions. The recommended option leads to 4181 D saving on annual
electroplating basis with a short payback period of 6 months. Moreover, drag-
The existing rinsing operations were operated by the skip rins- out bath application provides 515 D /year worth process chemical
ing technique that used the same rinsing tanks for different stages recovery. This option was considered in 2-year middle term appli-
of plating and cleaning processes in the selected zinc electroplating cation plan starting from the year 2007, due to its relatively high
process and consisted of four rinsing baths (Mediterranean Action IRR value (208%) and short payback period.
Plan, 2000; UNEP, 1998a). Overow rinsing 1 and 2 are used after
both anodic cleaning and acid washing and overow rinsing 3 and 3.1.2. Closed loop cleaning system for zinc plating
4 are used after both cathodic cleaning and zinc plating which The recommended closed loop cleaning system that replaced
leads to increase of the hazardous waste load of rinsing water and conventional pre-treatment system as illustrated in Fig. 3, works
accumulation of sludge residues, as the quantity of the sludge is with aqueous cleaning solutions instead of cathodic (electrolytic oil
proportional to the concentration of metal in the waste rinsing cleaner) and anodic (hot oil cleaner) cleaning solvents. In this sys-
water (Park et al., 2000). tem, naturally occurring microorganisms digest and metabolize oils
The two stage overow rinsing was used in the existing zinc and greases by enzyme action and convert them into carbon dioxide
electroplating process as shown in Fig. 2. Each tank had its own and water (Groudeva et al., 2001; Reeve, 2007; UNEP, 1998b).
inlet point for fresh water with 200 L/h capacity. In the recom- In the recommended system, the aqueous cleaner is constantly
mended counter current rinsing, only the last rinsing bath has an replenished and returned back to the tank in the optimum con-
inlet point for fresh water and the excess water goes to preceding dition for a steady-state operation. The benets of the system
rinsing bath. The excess wastewater from the rst rinsing bath is include energy saving due to low operating temperature, minimal
sent to the reverse osmosis (RO) system and recycled through the tank residue generation that eliminates costly hazardous sludge
rinsing system. Additionally, a drag-out tank lled with deionized disposal, continuous replenishment of chemicals, safer working
water is recommended after zinc plating and passivation tanks for environment, moderate pH and simple operation. Since this is a
Table 4
The summary of the economic evaluation of closed loop cleaning system.
Technology modication (substitution of the conventional pre-treatment of zinc plating with the closed loop cleaning system)
Water consumption m3 /year 7550 1263 6287
Chemical consumption kg/year 680 630 50
EUR/year 713 1152 439
Wastewater production m3 /year 732 732
Cost of treatment EUR/year 772 772
Recycled water production m3 /year 6776 1260 5516
EUR/year 4140 618 3522
Running costs EUR/year 5625 1770 3855
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002
ARTICLE IN PRESS
G Model
RECYCL-2749; No. of Pages 7
Original System
Overflow Overflow
Cathodic Anodic
Sheet steel Cleaning rinsing rinsing Sheet steel
cleaning
a. Conventional Pre-treatment
Proposed System
Recycled water:
1,250 m3/year
Fig. 3. The mass balance analysis of (a) conventional pre-treatment and (b) closed loop cleaning system.
closed loop system and contains only aqueous cleaning solutions, action plan by the plant management starting from the year
there is no toxic fume release which is a serious concern in open- 2006.
vertical baths (Veglio et al., 2003).
The recommended system eliminates consumption of 680 kg 4. Conclusions
electrolytic oil cleaner, a highly corrosive and strong oxidizing
solution, per annum and substitutes acidic cleaning solvents with The inputoutput evaluation method based on ow and
aqueous cleaners (Table 4). The closed loop system not only material balances was implemented to reveal the possible CP
reduces the wastewater generation but, also provides recovery and applications in the selected zinc electroplating plant. Water and
reuses opportunities for the cleaning solution with 11.5 years chemical unit indices were calculated using material ows related
of cleaner bath life and as a result, reduces the consumption of to the selected processes. The CP assessment method was employed
cleaning chemicals by 14.7%. The closed loop cleaning system for the modication of the existing processes by providing alter-
together with the counter current rinsing application results in native technologies that lead to manufacture of the products of
80% of rinsing water saving. The closed loop system is also suit- equal quality. In the feasibility phase, technical, environmental and
able for workers environment as it prevents hazardous solvent economic performances of the prioritized CP options were evalu-
consumption and air mist generation. The water and chemical ated. The closed loop cleaning system as a technology modication
consumption indices were reduced from 0.7 kg water/dm2 SS option and counter current rinsing and drag-out tank application as
to 0.2 kg water/dm2 SS which is within the range of the limit an on-site recycle/reuse/recovery option have constituted the focus
value of 0.030.2 L/m2 described in the IPPC Directive and from points of the CP assessment in the zinc electroplating process.
1.13 104 kg chemical/dm2 SS to 1.05 104 kg chemical/dm2 SS The rinsing water consumption can be reduced from
respectively (STM-BREF, 2006). This system, with 15% IRR value 10,000 m3 /year to 3789 m3 /year in the whole metal nishing
and 3.3-year payback period, was considered in 5-year long term line after application of the counter current rinsing method,
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002
ARTICLE IN PRESS
G Model
RECYCL-2749; No. of Pages 7
Please cite this article in press as: Daylan B, et al. Hazardous process chemical and water consumption reduction through cleaner production
application for a zinc electroplating industry in Istanbul. Resour Conserv Recy (2013), http://dx.doi.org/10.1016/j.resconrec.2013.09.002