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IEEE TRANSACTIONS O N COMMUNICATIONS, VOL. COM-27, NO.

5, MAY 1979

P.PorzioGiusto,L-PSK: a new type ofPSK modulation, significantly from Laws and Parsons distribution. For a given
Alta Frequenza, vol. 43, pp. 981-987, Dec. 1974. rain rate, different distributions of raindrop sizes and canting
B. Goldand C. M. Rader, Digital Processing of Signals. New angles can produce considerablydifferent attenuations. (2)
York: McGraw Hill, 1969.
P. D. Welch, The use of Fast Fourier Transform for the estima- The spatial structureof rainfall and the altitudeof water freez-
tion of power spectra: a method based on time averaging over ing level of rain clouds vary erratically from storm to storm.
shortmodifiedperiodograms, IEEE Trans. AudioElectro- The short-term measurement of rain rate at a point is insuffi-
acoustics, vol. AU-15, pp. 70-73, June 1967. cient to predict the corresponding short termspatial extent of
L. Moreno,Analisi spettrale disegnalidigitalicontecniche
numeriche, Alta Frequenza, vol. 46, pp. 214-224, May 1977. rainfall, and hence the attenuation, on the entire radio path.
International RadioConsultativeCommittee(CCIR), XIIZth The prediction of path rain attenuation distribution from a
Plenary Assembly, Geneva 1974, vol. IX, Recommendation 497, point rain rate distribution is, therefore, meaningful only if the
Report 608, Report 609. time base is sufficiently long to yield a stable, unique, average
C. Colavito and M. SantAgostino, Binary and quaternary PSK relationship. Consequently this paper addresses only the long-
radiosystemsin a multiple-interferenceenvironment, IEEE
Trans. Commun., vol. COM-21, pp. 1056-1067, Sept. 1973. term average relationship.
P. Ruella,Linearized
multistage
IMPATT amplifier,
in Oneshould note that the difficulty in theprediction of
Con$ Rec. IEEE Int. Con$ Communications, Chicago,Ill., instantaneous path rain attenuation from short-term measure-
June 1977. ment of surface point rain rate does not impose anysignificant
G. Robinson, 0. Shimbo,and R. Fang,PSKsignalpower
spectrumspreadproduced by memorylessnonlinear TWTs,
impediment to the engineering of satellite communication sys-
COMSAT Tech. Rev., vol. 3, pp. 227-256, Fall 1973. tems. This is because the reliability requirement of communi-
cation systems is usually specified in terms of allowable total
outage time per year which is a long-term average number. In
other words, short-term prediction is usually not required.
The rain attenuation on a microwave radio path is a compli-
Empirical Rain Attenuation Model for EarthSatellitePaths cated function of the nonuniform rain rates on the path, the
raindrop size distribution,raindrop shapes andorientations,
SING H. LIN, MEMBER, IEEE the speed, the local direction and thegradient of wind and the
rain temperature. Rigorous analyses of rain attenuation prob-
Abstruct-A set of three simple empirical formulas is given for the
lems, even on long-term basis, are fairly complex0-12.21,22.
calculation of long-term rain attenuation distributionson earth-satellite
microwave radio paths from long-term (220 yr) distributions of S-min For engineering applications, a simple but accurate method is
point rain rates. The calculated results agree well with six sets of rain required. This paper presents a simple empirical model, con-
attenuation data on earthsatellite paths measured in Illinois, Georgia sisting of three simple equations, which gives long-term rain
andNewJersey.Thissimple method, whichis an extensionof that attenuation distribution computed from path parameters and
obtained previously by the author for terrestrial radio application, is from the available rain rate data.
useful in the engineeringof satellitecommunicationsystems at fre- Several radiometerand satellite
beacon
experi-
quencies above 10 GHz. ments1-4,17,23p24 have been carried out at various locations
to gather rain attenuationstatisticsonearthsatellitepaths.
1. INTRODUCTION Long-term p 2 0 yr) distributions of 5-min point rain rates*
The engineering of satellite communication systems at fre- for 200 U.S. locations have also become available r e ~ e n t l y . ~ ~
quencies above 10 GHz requires a method for estimating rain It is shown that the resultscalculatedbythissimple model
caused outage probabilities on earthsatellite microwave radio agree well withthe rain attenuationdataonearthsatellite
paths. Most available long-term data on rain rate statistics are paths measured in Illinois, Georgia and New Jersey. The calcu-
measured by a single rain gauge at a given geographic location. lations indicate that a possible way to reduce the rain caused
A procedurefor calculatinga rainattenuationdistribution outage time or to reduce the required fademargin to meet the
from a point rain rate distribution is, therefore, needed. reliability objective is t o select a satellite position to maximize
However, the available experimental data indicate that on a the satellite elevation angle as viewed from the ground stations
short-term basis (e.g., storm-bystorm basis) the relationship located in heavy rain zones.
between the path attenuation a and the surface pointrain rate 2. THE BACKGROUND OF THE EMPIRICAL APPROACH
R measured by a single rain gauge is not unique. Inother
words, it is impractical to attempt to predict the short-term The set of empirical formulasforearthsatellitepath
path rain attenuation from short-term measurementof surface attenuation is an extension of those obtained previously for
point rain rate. There are two important factors contributing terrestrial microwave radio paths.5 In the case of terrestrial
to this erratic variation of short-term a-R relationship: (1) The paths, the calculation of the expected rain attenuation distri-
rain attenuation depends not only onrain rate, but also on the bution from a long-term ( 2 2 0 yr) distribution of 5-min point
distributions of sizes and canting angles of the nonspherical rain rates is accomplished using empirical formulasdeduced
raindrops. Thecommonly used Laws and Parsons raindrop from available rain rate and rain attenuation data measured on
size distribution is valid onlyon long-term average. On a nine 11 GHz radio paths, ranging from 5 to 43 km, at five dif-
storm-by-storm basis, thedrop size distribution candeviate ferent U.S. locations.5
These formulas are
Paperapproved by the EditorforSpaceCommunicationof the P(R) = a X R b dB/km , (1)
IEEE Communications Society for publication after presentationat the
IEEE Electronics and Aerospace Systems Convention, Arlington, VA,
September 1978. Manuscript received June 16, 1978; revised December * A 5-min rain rate is the average value of the randomly varying rain
21, 1978. rate in a 5-min interval and iscalculatedas AH/A7 where AH is the
The author is with Bell Laboratories, Holmdel, NJ 07733. 5-min accumulated depth of rainfall and7 = 1/12 h or 5-min.

0090-6778/79/0500-0812$00.75 0 1979 IEEE


IEEE TRANSACTIONS
COMMUNICATIONS,
ON VOL.
NO.
COM-27, 5, MAY 1979 813

R is the 5-min point rain rate in mm/h, L is the radio path b 1.0 a
length in km, a(R, L ) is the path rain attenuation in dB at the
same probability level as that of R , andthe parameters a
and b are functions13,14*15~31,36~37 of radio freequency, **
as shown in Figure 1.
Equation (1) is well known and has been used extensively
in the literature.10-12p31.32144*45 Strictly speaking, the pre-
cise, theoretical relationship between p and R is very complex
and arigorouscalculationrequires the use of a high power
computer.21*22 However, many authors have found that, in
practice, equation ( 1 ) is asimple but reasonably accurate
0.1
approximation to the complicated problem. The simplicity of 6 8 10 12 44 46 18
the empirical formula (1) is highly desirable in many practical FREOUENCY IN GHZ
engineering applications.
Fig. 1 Dependence of parameters a and b on the radio frequency.
Similarly, the rigorous analyses carried out previously by
the author12 and by o t h e r ~ ~showed ~ ~ ~thatl ~thel theoreti-
~
cal relationships among a(R, t), P(R) and L are very compli-
serve as solid bases for model development. On the other hand,
cated. In the same spirit of equation (1) in the pursuit of sim-
to my knowledge, no measured long-term (220 yr) distribu-
plicity, we have spent considerable effort in finding an empiri-
tions of one minute rain rates are available anywhere to cali-
cal short-cut to the complicated relationships among a(R, L ) ,
bratethe accuracy of several approximate models of one
O(R) and L . Equation (2), deduced from rain rateand rain
minute point rain rate distribution in the literature. The time
attenuation data measured on nine 1 1 GHz radio paths,5 is the
bases of available measured oneminute rain ratedata are
result of suchaneffort. In this approach,onlytwo simple
mostly considerably shorter than 10 yr and are insufficient t o
equations, (1) and (2), are required to predict the rain attenua- yield stable representative statistics5 for accurate model devel-
tion distribution on aterrestrial microwave radio path from
opment. Second, our experience5 indicates that the distribu-
the long-term distribution of 5-min point rain rate.
tion of 5-min point rain rates is fairly close to the distributions
The literatures of rain attenuation problems on microwave
of effective path average rain rates for a wide range of radio
radio paths generally recognize the need for rain rate data with
path lengths of interest.The slight differences betweenthe
long time base (220 yr) and with rain gauge integration times
distributions of 5-min point rain rates and of path average rain
in theorder of minutesor shorter.10-12.26-28,34,35,42-46
rates can be compensated for by a mild correction factor as
The bases for using 5-min point rain rates in this paper and in
discussed in the following.
Reference 5 are twofold. First, in theavailable long-term ( 2 2 0 If the rain rates were uniform over a radio path of length L ,
yr) rain ratedata published by the NationalClimaticCen- the path rain attenuation a(R, L ) would be simply p ( R ) x L ,
ter,29930 theshortest rain gauge integrationtime is 5 min. representingalinearrelationship betweenand L . However,
Twenty to fifty year distributionsof 5-min point rain rates for actual rainfalls are not uniform over. the entire radio path, and
more than 200 U.S. locations*** have already been obtained
therefore on long-term average the increase of a(R, L ) with L
from these publication^.^-^ To obtain long-term rain rate dis- ~ ~ factors in
at a given probability level is n 0 n l i n e a r . ~ 6 ?Two
tributionswithintegration times shorterthan 5 min will
the empirical methodaccountforthe radio path averaging
require very costly, time consuming and tedious reprocessing effect. First, the method is based upon the long-term distribu-
of a very large volume of original strip chart records of rain- tion of 5 m i n point rain rates in which the 5-min time averag-
falls maintainedby the NationalClimatic Center.Further- ing partially accounts for the fact that the radio path performs
more,these Weather Bureau rain gauges and the associated a spatial averaging of non-uniformrain rates.18-20 A 5-min
strip chart recorders were designed to measure rainfall accumu- average of the rain rate seen at a point corresponds to spatially
lationsin 5-min intervals or longer. Attempting to estimate averaging approximately 2.1 km of vertically variable rain
high rain rates in durationsmuchshorterthan 5 min from
rates, assuming 7 m/s average descent velocity of rain-
these strip charts will encounter significant uncertainty. The
d r o p ~ . ~ ~ , ~ ~
difficulty stems from the fact that the rain rate is the deriva- Fig. 2 shows how the point rain rate distribution, from two
tive of the rainfall accumulation as a function of time recorded years of measurements atPalmetto, Ga., depends onthe
on these strip charts on which the width of the pen trace is averaging time intervals (range: 0.5-60 min). The probability
generally wider than a minute. of a 5-min rain rate exceeding the 40 mm/h threshold is 1/2
In other words, measured long-term (>20 yr) distributions
that of a 0.5-min rain rate exceeding the same threshold. From
of 5-min point rain rates are available at many locations to another viewpoint, increasing the averaging time interval from
0.5 to 5 min reduces the 0.01 percentile (i.e., 53 minlyr) rain
** Strictly speaking, the parameters a and b are also functions of rate from 87 to 58 mm/h. Additional data on the effects of
wave polarization.
*** Similarresultshave also been obtained for ten locations near averaging time intervals on rain rate distributions can be found
the Vancouver area in Canada.41 in References 43 and 44.
814 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. COM-27, NO. 5, MAY 1979

10000

4000

100

0 40 00 120 160
RAINRATE IN mmlhr
Fig. 2! Dependence of rain rate distribution on rain gauge integration
time from two years of measurement at Palmetto,Ga.

However, since most radio paths of interest are longer than mildly nonlinear behavior. We select the single parameter func-
2.1 km, the fixed 5-min averaging interval cannot adequately tion (4) forits simplicity. Theadequacy of this simple ap-
account for all the path length variations. This deficiency is proximation is supported by the rain rate and rain attenuation
compensated for by a path length correction factor: data measured on nine, 11 GHz, terrestrial radio paths at five
U.S. locations.5
1
(4) 3. THE EMPIRICAL MODEL FOR
L
+
1: EARTH-SATELLITE PATH
L(R) To extend the method to earthsatellite paths, let H be the
in equation ( 2 ) . In other words, the auxiliary nonlinear factor long-term average height of the (water) freezing level in the
(4)represents theeffective terrestrial path length at a given rain atmosphere, measured relative to the sea level. The effective
rate divided bytheactual terrestrial pathlength. Since the average length of the earthsatellite path affected by rain is
significant difference between the 5-min point rain rate and then
0.5-min point rain rate in Fig. 2 already accountsforthe
major portion of the difference between the radio path average L = ( H - G)/sin 9 (5)
rain rate and the 0.5 min point rain rate, the auxiliary factor
(4)is a weak? nonlinear function of L . Obviously, many dif- where 0 is the satellite elevation angle as viewed from the earth
ferentanalyticfunctions canbe used to approximatethis station, and G is the ground elevation measured from the sea
level. The radarmeasurements of rainfallreflectivity at Wal-
t Other approaches use rain rate distribution with rain gauge inte- lops Island, Virginia indicate that on the average over raining
gration time in the order ofseconds.Such distribution of short dura- &ys,16.25,38,39
tion rain rates differs substantially from those
of path average rain rates
and require a more severe correction factor for path rain attenuation
calculation.Oneadvantageofusing5-minpointrain rate is that the HZ4km. (6)
required path length correction factor (4) is fairly close to unity for a
wide range of rain rate and path lengthof interest. Thus, given the elevation angle 0 , the ground elevation G and
IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. COM-27, NO. 5 , MAY 1979 815
n
5000 5000 I I I I I I I
- Y I I I I I I I I
-A
- GRANT PARK, ILLINOIS HOLMDEL, NEW JERSEY
GROUND ELEVATION: NEGLIGIBLE
GROUND ELEVATION =0.2km
SATELLITE ELEVATION ANGLE.27.3O-
a A ADATA,
A RADIOMETER
v) 3 YEARS ( 4 / 6 9 - 9 / 7 2 ]
z
0
ELEVATION ANGLE = 32O
Oo0 I Y E A RD A T A( 7 / 7 6 - 6 / 7 7 ) - m 000 CTS
SATELLITE BEACON

- CALCULATED ln
n
W
W
-
DATA, I YEAR ( 4 / 7 6 - 4 / 7 7 1 1
ELEVATIONANGLE = 27O
CALCULATED, NEWARK,N.J.
:
-
- --
0 20 YEARS
X
W CALCULATED, TRENTON,N.J.-
28.56 GHz, z 20 YEARS

t3 -
RADIOMETER z
w - i-
2 IOOl
0
I .I
10
I I
20
I
30
I I
40
I I 1
50
a
0
100 -
a
W
A T T E N U A T I O N I N dB >
0
Fig. 3 Comparisonofmeasured and calculated(solidlines)distribu- W
a
tions of rain attenuation on earth-satellite path at Grant Park, Illinois. m
W
3
5
I
I LL
0
PALMETT0,GEORGIA -
E L E V A T I O NA N G L E - 4 9 . 5 6
m
10
GROUND ELEVATION 3 9 KM x

f
3
nn COMSTAR BEACON DATA z
001( 8 / 7 7 - 8 / 2 8 ) W
(I)
-CALCULATED
2W
3

1
0 10 20 30 40
ATTENUATION IN dB

Fig. 5 Comparisonofmeasuredandcalculated(solidlines)distribu-
tions of rain attenuation on earth-satellite path at Holmdel,NJ.
28GHz

appears that 4 km is a good approximation for H in eastern


U.S.A. wheretheserain attenuation data aremeasured. The
19GHz slight differences betweenthe measured andthe calculated
results in Figures 3, 4 and 5 may be caused by the following
factors:
1. the time bases (G3 yr) of attenuation measurements are
W
shorter than those (20 yr) of point rain rate data for
2 calculation,
6 10 2. the polarization dependence of rain attenuation is
z 0.0 10.0 20.0 30.0 40.0 neglected, and
R A I NA T T E N U A T I O N IN dB 3. the value of H may not be exactly 4 km and may vary
Fig. 4 Comparison of measuredandcalculated(solidlines)distribu- slightly from one location to another. Strictly speaking,
tions of rain attenuation on earth-satellite path at Palmetto, Ga. H i s a function of season and geographic latitude.33
At Holmdel, N.J., simultaneousmeasurements of earth-
the distribution of 5-min point rain rates, we can calculate the satellite path rain attenuationsfromtwodifferent satellites
rain attenuation distribution of the earthsatellite path through (1 9 GHz Comstar beacon and 1 1.7 GHz CTS satellite) at two
different elevation angles (18 and 27) were made.3 Fig. 7
the use of the three simple equations (l), (2)and (5).
Notice that equation (5) does not imply that the path rain shows the close agreement between the measured and calcu-
attenuation a(R, L ) varies exactly as the cosecant of the eleva- lated dependences of rain attenuation on frequency andeleva-
tion angle 8 because of the nonlinear path length factor (4). tion angle.
These simple formulas are valid only on long-term average.
Theshort-term relationships betweenthe surface point rain
4. COMPARISON OF MEASURED VERSUS
rate and the earth-satellite path rain attenuation, on a storm-
CALCULATED RESULTS by-storm basis, are erratic anddifficult to predict.
Figures 3 , 4 and 5 show close agreement between calculated Pigure 2 indicates that the distribution of point rain rates,
results and measured data at Grant Park, Illinois,l Palmetto, at any given geographic location, is not unique unless the rain
. ~ these calculations
Georgia4 and Holmdel, New J e r ~ e y . . ~ All gauge integration time is specified. The occurrence probability
are based on 20-yr distributions of 5-min point rain rates5- at of high rain rate varies considerably with integration time. The
the respective locations (Fig. 6 ) , and assume 4 km for H . It calculated rain attenuation distribution is, therefore, also not
816 IEEE TRANSACTIONS
ON COMMUNICATIONS, VOL. COM-27, NO. 5 , MAY 1979

E 20 -
0-
I-
N
I
- I
CALCULATED
I I I I

0 0 0 MEASURE01A.J.RUSTAKO)
0
i% 15 - CRAWFORD H1LL.N.J. -
p
Nz
JULY 29- AUG. 27.1976

;c
55 10-
El-
4 C
-14
35
zz 5 -
-
4
,
I
. I I I I I 1
Z O
10 15 20 25 30 35 40 45
RAIN ATTENUATION IN dB
~ ~ G H ~ . V E R T I CPOLARIZATION,
AL e w . COYSTAR BEACON
Fig. 7 Comparison of measured and calculated (solid line) dependence
of earth-satellite path rain attenuation on frequency and elevation
angle 0.

PALMETT0,GEOffiIA
GROUND ELEVATION=O.29 KM
CALCULATED RESULTS

0 40 80 i2 0 160
5 MINUTE POINT RAIN RATE IN mm/hr

Fig. 6 Twenty year distributions of 5-min point rain rates at Atlanta,


Ga., Chicago, Illinois, andNew York, N.Y.

unique unless the integration time of the basis rain rate data is
specified. The formulas in this paper are applicable only to
5-min rain rate distribution. Applying these formulas to rain
ratedistributionswithotherintegrationtimes (e.g., one
minute or one hour)may result in substantial errors dueto the
variations of rain rate statistics with the integration time.
5. EFFECT O F ELEVATION ANGLE 0.0 l0.0 20.0 30.0 4on 50.0 601)

13.6GHrATTENUATIONIN dB
Equation (5) indicates that the average path length, L , af-
fectedby rain increases as the elevation angle 0 decreases. Fig. 8 Effect of elevationangle on 13.6 GHz rain attenuation dis-
Figure 8 shows that decreasing the elevation angle w iincrease
l tribution at Palmetto, Georgia.
the outage probability for a given fade margin, or will increase
the required fade margin to meet a given reliability objective.
Therefore, one possible way to reduce the rain outage time or figuration and the parameters of the satellite communication
to reduce the required fade margin is to select a suitable satel- systems are varied to search for the optimum solution under
lite position t o maximize the elevation angle. This is especially certain criteria. Therequired rain ratestatisticsforsuch
importantforgroundstationslocatedin heavy rainzones, available in References 5 to 9.
studies in the United States are
such as southeastern U.S.A., where rain attenuation is a severe
limitation on the systemreliability.
ACKNOWLEDGMENT
6. CONCLUSION I am grateful to A. J. Rustako, Jr. for providing the 11.7
Asimple method is presented for the calculation of rain GHz data in Figure 5 and to H. J. Bergmann for providing the
attenuationdistributionsonearthsatellitepathsfrom long- 13.6, 19.0 and 28.56 GHz data in Figures 3 and 4.
term (>20 yr) rain ratedistributions. These formulas are
supported bysix sets of rain rate and rain attenuation data REFERENCES
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IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. COM-27, NO. 5, MAY 1979 817

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