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Effect of Anchimeric

Assistance in the Reaction


of Triphenylphosphine
with ,-Unsaturated
Carboxylic Acids
ALEXEY V. SALIN, ALBERT R. FATKHUTDINOV, ANTON V. ILIN, VLADIMIR I. GALKIN
A. Butlerov Institute of Chemistry, Kazan Federal University, Kazan 420008, Russia

Received 8 July 2013; revised 9 September 2013; accepted 24 November 2013


DOI 10.1002/kin.20842
Published online 2 January 2014 in Wiley Online Library (wileyonlinelibrary.com).

ABSTRACT: Quaternization of triphenylphosphine with maleic and cis-aconitic acids is strongly


accelerated by participation of the cis-carboxyl group in stabilization of the phosphonium
zwitterion intermediate by intramolecular hydrogen bonding, in spite of steric hindrance by
the acids reaction center. A similar effect for trans-isomeric acids is not observed, which can
be rationalized on the basis of spatial structures of the generated zwitterions, implying an
electrostatic interaction between the phosphonium center and carbonyl oxygen atom. The
effect of anchimeric assistance decreases when the intramolecular hydrogen bonding disfavors
attack of the phosphine on the sterically less hindered carbon atom of the C=C bond, as
observed for cis-aconitic acid. 
C 2014 Wiley Periodicals, Inc. Int J Chem Kinet 46: 206215, 2014

INTRODUCTION lent bleaching agents for pulps, and an interaction


of such phosphines with conjugated carbonyl com-
In recent years, reactions of tertiary phosphines with ponents of lignin is involved in this process [25].
,-unsaturated electrophilic substrates have received The Michael-type addition of tertiary phosphines to
considerable attention in organic chemistry. Stable activated alkenes, alkynes, and allenes is also a con-
products of these transformations, quaternary phos- venient way to generate reactive phosphonium zwit-
phonium salts, attract interest as potential Lewis acidic terionic intermediates, which participate in various
catalysts and phase-transfer catalysts [1]. Hydrophilic synthetically useful transformations, such as Morita
hydroxyalkyl phosphines were found to be excel- BaylisHillman and RauhutCurrier reactions, as well
as allenoateacrylate cycloadditions [68]. Although
the spectrum of unsaturated electrophiles that can be in-
Correspondence to: Alexey V. Salin; e-mail: salin555@mail.ru.
Contract grant sponsor: Grants of the President of Russia for volved in such reactions is rather wide, the best results
Young Scientists. are generally achieved using unsubstituted substrates
Contract grant number: 1316.2012.3. acrylic esters, acrylonitrile, vinyl ketones, etc. Sub-
Supporting Information is available in the online issue at
www.wileyonlinelibrary.com. strates having - and, especially, -substituents re-

C 2014 Wiley Periodicals, Inc. quire more forcing reaction conditions, and attempts to
REACTION OF TRIPHENYLPHOSPHINE WITH ,-UNSATURATED CARBOXYLIC ACIDS 207

involve them in phosphine-catalyzed transformations ethanol and water, respectively. Dimethyl maleate was
under normal temperature or pressure are usually un- redistilled under reduced pressure immediately before
successful [911]. A number of methods have also been use; dimethyl fumarate was purified by recrystalliza-
developed to improve the rate of the MoritaBaylis tion from methanol. Acetic acid (ACS reagent) and
Hillman reaction using microwave [12] and ultra- PPh3 were used as received from Acros Organics.
sound [13] irradiation, Lewis acids [14,15], protic addi-
tives [16,17], ionic liquids [18], etc. Another promising
strategy is based on the concept of hydrogen bonding, Kinetic Studies
when substrates or catalysts are functionalized in a spe- Kinetics were carried out by a spectrophotometric
cific manner by proton-donor groups [1922]. These method under the pseudofirst-order condition with
groups are considered to stabilize the resulting zwit- respect to triphenylphosphine. The general method of
terion via intramolecular hydrogen bonding with the studying the reaction kinetics has been described in
carbonyl oxygen of the electron-withdrawing group of detail previously [25]. Reactions were monitored as a
the activated alkene and thus promote the reaction. To function of time at 310 nm (for dimethyl fumarate and
better understand the impact of such an interaction on trans-aconitic acid), at 300 nm (for dimethyl maleate
the reaction pathway, information about kinetic param- and cis-aconitic acid), and at 290 nm for all other
eters is very valuable. cases up to 80% conversion of PPh3 . Representative
The current work describes the effect of rate ac- examples of the kinetic methodology are given in the
celeration by neighboring group participation in the Supporting Information.
case of the reaction between triphenylphosphine and
unsaturated di- and tricarboxylic acidsmaleic and
cis-aconitic acids; the influence of initial geometry of RESULTS AND DISCUSSION
the acid on the reaction rate is also discussed. A pre-
requisite for this study was our earlier observation that On the basis of kinetic and theoretical studies, we previ-
maleic acid shows unexpectedly high reactivity in a ously proposed a mechanism for a reaction of tertiary
reaction with tertiary phosphines, being much more phosphines with unsaturated carboxylic acids in the
reactive than its trans-isomer, fumaric acid, and also medium of aprotic and protic solvents [2628] similar
the sterically unhindered acrylic acid [23]. Synthetic to that in Scheme 1.
aspects of these reactions have been studied in detail It involves the initial reversible addition of nucle-
previously [24]. To rationalize the unusual behavior ophilic tertiary phosphine to an activated = bond
of maleic acid, using spectrophotometry, we studied of the acid, to form a zwitterionic intermediate with
the kinetics of the triphenylphosphine reaction with an equilibrium constant K = k1 /k1 (k1  k1 ). The
dimethyl maleate and dimethyl fumarate, as well as next rate-determining step is concerted intermolecu-
with cis/trans-aconitic acids in acetic acid media, un- lar proton transfer from the protic solvent or second
der the pseudofirst-order condition with respect to molecule of unsaturated acid to the generated carban-
the phosphine. This investigation provides interesting ion center with a rate constant k2 . When acetic acid is
stereochemical information about the phosphonium used as a solvent, the reaction is first order in phos-
zwitterionic intermediates involved, as well as giving phine, unsaturated acid and acetic acid, third order
an example of the effect of anchimeric assistance in overall; thus, the rate is expressed by Eq. (1):
nucleophilic addition reactions.
Rate = Kk2 [PR3 ][unsaturated acid][AcOH]
= kIII [PR3 ][unsaturated acid][AcOH] (1)
EXPERIMENTAL
where kIII is the measured third-order rate constant.
Materials
We have also shown that this mechanism is gen-
cis/trans-Aconitic acids were obtained from Sigma eralizable to functional derivatives of unsaturated car-
Aldrich (Buchs, Switzerland), whereas all other chem- boxylic acids (esters, amides, nitriles), when reactions
icals were from Acros Organics (Geel, Belgium). are carried out in the presence of a proton-donor source,
Both of the aconitic acids were purified by recrys- for example, in the medium of acetic acid [25]. The
tallization from acetonitrile. In the case of cis-aconitic proposed mechanism explains well the observed high
acid, heating was avoided to prevent thermal isomer- reaction sensitivity to substituent effects (see Table I).
ization into trans-aconitic acid. Maleic and fumaric For example, alkyl groups in the -position, as in
acids were purified by recrystallization from absolute the case of methacrylic and itaconic acids, destabilize

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


208 SALIN ET AL.

Scheme 1 Proposed mechanism for a reaction of tertiary phosphines with unsaturated carboxylic acids in aprotic and protic
solvents.

Table I Third-Order Rate Constants and Activation Parameters for the PPh3 Reaction with Unsaturated Carboxylic
Acids and Related Methyl Esters (30 C)

103 kIII H= S=


Entry Acid (M2 s1 ) (kJ mol1 ) (J mol1 K1 )
1 Acrylic R1 =R2 =R3 =H 8.17 0.16 35 168
2 Methacrylic R1 =R2 =H; R3 =Me 0.163 0.003 45 168
3 Itaconic R =R =H; R =CH2 CO2 H
1 2 3 2.87 0.03 41 157
4 Maleic R1 =R3 =H; R2 =CO2 H 99.5 0.8 31 163
5 Fumaric R1 =CO2 H; R2 =R3 =H 3.12 0.04 34 180
6 cis-Aconitic R =H; R2 =CO2 H; R3 =CH2 CO2 H
1 3.32 0.06 39 164
7 trans-Aconitic R1 =CO2 H; R2 =H; R3 =CH2 CO2 H 0.134 0.006 35 207
8 Crotonic R1 =Me; R2 =R3 =H 0.038 0.001 45 180
9 Tiglic R1 =R3 =Me; R2 =H (0)a

Ester

10 Methyl acrylate R1 =R2 =R3 =H 0.884 0.010 41 169


11 Methyl methacrylate R1 =R2 =H; R3 =Me 0.028 0.001 44 187
12 Dimethyl itaconate R1 =R2 =H; R3 =CH2 CO2 Me 0.268 0.005 44 167
13 Dimethyl maleate R1 =R3 =H; R2 =CO2 Me 0.123 0.003 39 190
14 Dimethyl fumarate R1 =CO2 Me; R2 =R3 =H 0.189 0.006 39 188
a
kIII 106 M2 s1 .

generated carbanion charge and reduce reaction rates the reaction center, which retards nucleophilic attack
by about 50 and 3 times, respectively, as compared by the phosphine. Tiglic acid, which has the methyl
with acrylic acid (see Table I). -Substituents, both group at both the - and -positions, exhibits very low
electron donor and acceptor, as in the case of cro- reactivity, which makes precise determination of the
tonic and fumaric acids, decrease the reaction rate (by rate constant for this acid complicated. However, the
about 215 and 3 times, respectively) due to screening of high reactivity of maleic acid cannot be understood by

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


REACTION OF TRIPHENYLPHOSPHINE WITH ,-UNSATURATED CARBOXYLIC ACIDS 209

Figure 1 Hypothetic energy profile for the PPh3 reaction


with maleic and fumaric acids involving identical intermedi- Scheme 2 A variant of conformationally isomeric zwitte-
ates on the pathway. rions generated from maleic and fumaric acids.

taking into account only the electronic and steric ef- within a seven-membered ring, in which carbonyl oxy-
fects of its -carboxyl group. This indicates that an- gen of the -carboxyl group attached to carbanion cen-
other substituent effect drives the reaction and reduces ter acts as a proton acceptor and the -carboxyl group
its energy barrier. acts as a proton donor (Fig. 2, I).
One can attribute the difference in reactivities of fu- Previous kinetic studies showed that intermolecu-
maric and maleic acids to destabilization of the initial lar hydrogen bonding can greatly increase the reaction
state of the latter acid, caused by the thermodynami- rate, when anionic charge is involved in delocalization
cally less favorable cis-orientation of carboxyl groups within an eight-membered ring with a solventacetic
around the C=C bond. If both acids afforded the same acid (Fig. 2, II) [25]. For this reason, carboxylic acids
zwitterionic intermediate A in different conformations, are about 10 times more reactive than, for example,
which enables free rotation around the C C single related methyl esters, for which the possibility to form
bond (Scheme 2), the higher starting energy level of cyclic associates with acetic acid is lost (Fig. 2, III).
maleic acid would facilitate its interaction with the Evidently, a similar effect of rate acceleration can be
= =
phosphine (G2 > G1 ; see Fig. 1). achieved by means of intramolecular H bonding, as
However, this hypothesis still does not answer the observed for maleic acid. However, no installation of
question: Why is maleic acid even more reactive than a second carboxyl group to the molecule of unsatu-
unsubstituted acrylic acid? Moreover, comparison of rated acid results in a rate increase, as exemplified
relative reactivities of maleic and fumaric esters, as will by relatively low reactivity of fumaric acid. This im-
be discussed below, argues against the assumption that plies that rotation around the single C C bond in
the difference in reaction rates of cis/trans-isomers is generated zwitterions is not free, and the difference
determined exclusively by inequality in starting energy between the two intermediates is not conformational.
levels of unsaturated substrates. Restricted rotation around this bond can be attributed
Most likely, the unusual reactivity of maleic acid to an intramolecular electrostatic interaction between
comes from additional stabilization of the result- the phosphonium center and the carbonyl oxygen of
ing zwitterions, by an intramolecular hydrogen bond the carboxyl group participating in delocalization of

Figure 2 Stabilization of phosphonium zwitterions by I: intramolecular H bonding, II: intermolecular H bonding with acetic
acid within a cyclic complex, and III: intermolecular H bonding with acetic acid within an acyclic complex.

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


210 SALIN ET AL.

Scheme 3 Phosphonium zwitterions derived from carbonyl-containing alkenes and acrylonitrile.

To assess the presented hypothesis, we studied the


kinetics of the reaction of PPh3 with dimethyl maleate
and dimethyl fumarate (Scheme 5), using acetic acid
as a solvent, since intramolecular hydrogen bonding in
esters a priori is impossible.
Interestingly, the study revealed that maleic ester
Figure 3 Theoretically possible isomeric structures of is about 1.5 times less reactive than fumaric ester
zwitterion generated from tertiary phosphine and acrylic in this reaction. A comparison of rate constants for
acid. several unsaturated acids and their related esters (i.e.,
kIII (1)/kIII (10), kIII (2)/kIII (11), etc.; see Table I), shows
that the ratio is within a range of about 616 units,
carbanion charge. The presence of such a P+ O in- whereas the reaction rate for dimethyl maleate is 809
teraction follows from previous experimental and the- times lower than that for maleic acid. Replacement of
oretical observations: an ester group by a carboxyl group in fact enables a role
of internal reaction catalysis, when the rate is only im-
i) The rate of quaternization of triphenylphos-
proved by structural features of the substrate, without
phine with acrylonitrile in the medium of
adding any foreign substances.
acetic acid is lower than with less electrophilic
A rate increase due to neighboring group partici-
substrates activated by carbonyl-containing
pation is known as anchimeric assistance or synartetic
electron-withdrawing groups (CO2 H, CO2 Me,
acceleration. This is a general chemical phenomenon
CO2 NH2 ) [25]. According to the rate law equa-
covering reactions of various mechanisms [2931] and
tion (1), the impossibility of PN interaction via
is also typical for enzymatic reactions, effecting a com-
a nitrile group (Scheme 3) increases the decom-
plementary reduction of their energy barriers [32,33].
position constant k1 , which reduces the overall
A well-known example of anchimeric assistance in nu-
rate constant kIII .
cleophilic substitution reactions is the hydrolysis of
ii) Quantum chemical calculations showed a great
yperite (also known as mustard gas), in which a lone
energetic preference in formation of isomeric
electron pair of the heteroatom in the -position rel-
zwitterion B, which allows realization of the in-
ative to the leaving group attached to the -carbon
tramolecular PO interaction (Fig. 3) [28].
atom generates a three-membered ring that extremely
The initial geometry of maleic acid favors stabi- facilitates the reaction (Scheme 6).
lization of enantiomeric zwitterions formed via nucle- Anchimeric assistance plays a very important role
ophilic attack of phosphine on a stereogenic -carbon in deciphering reaction mechanisms, since it pro-
atom, both by an electrostatic PO interaction and in- vides unique stereochemical information about the
tramolecular hydrogen bonding (Scheme 4, structures intermediates involved, which is usually unavailable
C and C ). At the same time, the PO interaction in from other kinetic data. The finding of anchimeric
zwitterions derived from fumaric acid hinders free ro- assistance for maleic acid strongly suggests that
tation around the C C bond, making stabilization by an intramolecular PO interaction has a significant
intramolecular hydrogen bonding impossible for both impact on the energy profile taking part in stabi-
enantiomers (Scheme 4, structures D and D ). As a re- lization of phosphonium zwitterions when they ap-
sult, fumaric acid is 32 times less reactive than maleic pear in a reaction pathway. Precisely, this interac-
acid, and its rate constant is predictable from electronic tion forms a pseudofive-membered ring containing
and steric substituent effects. a pentacoordinated phosphorus atom, and within the

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


REACTION OF TRIPHENYLPHOSPHINE WITH ,-UNSATURATED CARBOXYLIC ACIDS 211

Scheme 4 Proposed difference between zwitterions generated from PPh3 and maleic/fumaric acids. (Both enantiomers for
each acid are shown.)

fumaric ester. According to Bents rule of apicophilic-


ity, a more electronegative carbonyl oxygen atom occu-
pies an apical position in the trigonal bipyramidal envi-
ronment of a pentacoordinated phosphorus atom [36].
Scheme 5 Quaternization of PPh3 with dimethyl maleate Consequently, a new PC bond formed via attack of
and dimethyl fumarate in acetic acid. phosphine must take an equatorial position. The differ-
ence between two zwitterions generated from dimethyl
maleate (E) and dimethyl fumarate (F) is shown in
cycle rotation around single C C bond becomes Fig. 4.
hindered. Forced synperiplanar orientation of the equatorial
To date, there are antagonistic viewpoints expressed phenyl substituent and the carbomethoxy group in
in the literature on the problem of the PO interaction structure E is energetically less favorable than their
in phosphonium zwitterions: some authors believe that anticlinal orientation in structure F. Higher torsional
it is a key component to stabilize intermediates [34], strain in the first structure increases the decomposi-
whereas others hold the opposite view [35]. All our tion rate k1 , making the overall constant kIII smaller,
previous results and the data presented here are consis- despite the fact that the CO2 Me groups on the same
tent with the first concept, which is also able to explain side of the double carboncarbon bond make dimethyl
lower reactivity of maleic ester in comparison with maleate more polar than dimethyl fumarate, which

Scheme 6 Anchimeric assistance in hydrolysis of yperite.

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


212 SALIN ET AL.

Figure 4 Spatial structures of phosphonium zwitterions generated from dimethyl maleate (E) and dimethyl fumarate (F).

must promote nucleophilic attack of the phosphine the ratio kIII (6)/kIII (7) = 25, rather similar to maleic
(i.e., increase the rate constant k1 ). This conclusion acid: kIII (4)/kIII (5) = 32 (see Table I). Taking itaconic
correlates with previous results [25] showing that elec- acid as a reference, inclusion of a cis-carboxyl group
trophilicity of the substrate is not the main factor gov- slightly improves the reaction rate (kIII (6)/kIII (3) =
erning the rate of quaternization. Such a situation be- 1.2), although the steric effect of a -substituent must
comes possible when the rate-determining step is pro- inhibit addition of phosphine, as observed for trans-
ton transfer, since if nucleophilic attack was the rate- aconitic and fumaric acids. Therefore, the effect of
determining step, the experimental rate constant would anchimeric assistance also takes place in cis-aconitic
depend only on the microscopic constant k1 . More acid; however, it is much weaker than for maleic acid,
rapid quaternization of PPh3 with dimethyl fumarate since kIII (4)/kIII (1) = 12. Most probably, the reason for
conflicts with the hypothesis that increased reactivity this should be sought from how intramolecular hydro-
of maleic acid arises from a higher starting energy level gen bonding within the initial structure of the cis-acid
of this acid, as mentioned above. favors or disfavors anchimeric assistance when phos-
Notably, itaconic acid is one more substrate in which phine attacks one of the carbon atoms of the C=C bond.
a second carboxyl group, similarly to fumaric acid, It is expected that a combination of two interrelated
does not lead to a rate increase. This follows from structural factors maximize the effect of acceleration:
the ratio kIII (3)/kIII (12) = 11, close enough to that for
acrylic and methacrylic acids (see Table I). Explanation
i) an s-cis-conformation of the C=C bond and the
for this fact can again be found from consideration of
C=O group participating in delocalization of
spatial structure of the generated zwitterion implying
carbanion charge, which makes possible an in-
the presence of a PO interaction.
tramolecular PO interaction;
The only possible intramolecular hydrogen bond
ii) the -carboxyl group acts as a proton acceptor,
here does not involve into an interaction as a proton
whereas the -carboxyl group acts as a proton
acceptor the carbonyl oxygen of the carboxyl group
donor, leading to additional delocalization of an-
attached to the carbanion center, and therefore does
ionic charge by means of hydrogen bonding.
not have an effect on the additional delocalization of
anionic charge (Fig. 5, I). In this case, stabilization of
the zwitterion by intermolecular hydrogen with acetic With consideration of these factors, attack of phos-
acid seems to be more preferable (Fig. 5, II). phine on the -carbon atom of maleic acid (path b)
The unusual reactivity of maleic acid encouraged is more preferable than -attack (path a), taking into
us to examine, whether the effect of anchimeric as- account equal steric hindrance of the - and -centers
sistance can be found in other substrates. With this (Scheme 7). According to X-ray data, cis-aconitic acid,
aim, we studied kinetics of PPh3 with tricarboxylic as well as maleic acid, is prone to form an intramolec-
cis/trans-isomeric aconitic acids in the medium of ular hydrogen bond between the two carboxyl groups
acetic acid. Again, cis-isomeric acid exhibited sig- attached to the C=C bond, as shown in Scheme 7,
nificantly higher reactivity than trans-isomeric acid, structure G [37].

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


REACTION OF TRIPHENYLPHOSPHINE WITH ,-UNSATURATED CARBOXYLIC ACIDS 213

Figure 5 Structures of the zwitterion derived from PPh3 and itaconic acid involving intramolecular (I) and intermolecular
(II) H-bonding.

Scheme 7 Influence of intramolecular hydrogen bonding in maleic and cis-aconitic acids on the readiness of PPh3 addition.

However, owing to the steric effect of the CH2 CO2 H the -carboxyl group a proton acceptor, and the -
group, attack toward the -carbon atom is strongly carboxyl group a proton donor (structure H, Scheme 7).
retarded (high reaction sensitivity to substituent ef- Evidently, the need of such isomerization within cis-
fects was discussed earlier), but attack on the -carbon aconitic acid (or the intermediate formed) decreases
atom violates both factors that can contribute to effi- the reaction rate and the effect of anchimeric assis-
cient stabilization of the generated zwitterion. To over- tance in comparison with maleic acid, in which an
come such unfavorable situation, reorganization of the intramolecular bond initially assists interaction with
intramolecular hydrogen bond is necessary to make tertiary phosphine.

International Journal of Chemical Kinetics DOI 10.1002/kin.20842


214 SALIN ET AL.

Notably, enthalpies of activation for reactions of SUPPORTING INFORMATION


fumaric and trans-aconitic acids are not high (com-
pare 5 with 1; 7 with 3 and 6 in the table), and A representative procedure for the determination of
small rate constants are compensated by more nega- kinetic and activation parameters on the example of
tive values of entropy of activation. Apparently, this the Ph3 P reaction with dimethyl maleate, including ab-
is due to transformation of the initially formed less sorbance vs. time data and the corresponding ln plots,
stable zwitterion to the corresponding isomer aris- a plot showing kinetic dependences, and an Arrhenius
ing from maleic or cis-aconitic acids having more plot are presented.
favorable arrangement of substituents. The exother-
mic effect of such isomerization partially compensates
Generous financial support from Dr. Alexandr Kuzmin is
for the enthalpy barrier of the reaction, but this ad- greatly acknowledged. We also thank Prof. Ethan Taylor for
ditional step requiring an intermediate with a more helpful discussions.
ordered structure results in an increased entropy of
activation.
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International Journal of Chemical Kinetics DOI 10.1002/kin.20842

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