Escolar Documentos
Profissional Documentos
Cultura Documentos
Brendan D. Maxcy
Authors Note: I would like to thank William R. Black, Margaret Grogan, Thu Suong Thi
Nguyen, Jay D. Scribner, and Jay P. Scribner for their helpful comments on the initial draft of this
article.
DOI: 10.1177/0013161X05279449
2006 The University Council for Educational Administration
256
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258 Educational Administration Quarterly
public services, including but not limited to education, health care and social
services, prisons, and national defense. Locating accountability reforms with
NPM, I will use insights gleaned from Leaving Children Behind to make a
case that the book is important reading for practicing administrators, those
who prepare them, and those who make and research educational policy.
Valenzuela uses these themes to introduce and tie together the chapters.
In the second chapter, Jorge Ruiz de Velasco examines assumptions under-
lying federal (NCLB) and state (TSA) performance-based accountability
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Maxcy / POLICY COMMENTARY AND BOOK REVIEW 259
systems focused on typical students, which fail to hold and pose substantial
problems for ELL students. Specifically, he notes a host of ill-fitting assump-
tions concerning the linguistic and cultural resources of ELL students and the
current organizational capacity or the capacity of schools to adapt programs
and practices to effectively serve ELL students. In light of these gaps, he
questions the appropriateness of TSA to improve educational services for
ELL populations. To close the gaps, Ruiz de Velasco sketches a federal
research agenda to better inform ELL-related policy, suggests greater atten-
tion to exemplary programs serving ELL students, and calls for professional
development targeted to ELL needs. He also argues for a federal role ensur-
ing reciprocal accountability, whereby state and district leaders are also
accountable to students, teachers, and parents for ensuring equitable oppor-
tunities to learn.
In Chapter 3, Linda McNeil contributes to an ongoing invective against
TSA by a number of scholars (see also Haney, 2000; Klein, Hamilton,
McCaffrey, & Stecher, 2000; McNeil, 2000; Waite, Boone, & McGhee,
2001). Highly skeptical about the grand claims of TSA, she raises a number
of questions related to the substance of the achievement gains and the closure
of the achievement gap, perverse incentives and associated loopholes con-
tributing to exclusionary practices disproportionately visited on poor and
non-White students, and the reinforcement of structural inequality through
curriculum narrowing aimed at test preparation, especially in traditionally
underserved communities. Of the chapters, this, entitled Faking Equity, is
the most biting, denouncing the system as a public relations scheme that is
flawed, fraudulent and harmful to children (p. 102).
The fourth chapter by Richard Valencia and Bruno Villarreal examines the
phasing in of high-stakes consequences for primary and middle school stu-
dents as grade promotion becomes contingent on passing the state tests at the
third grade in 2002-2003, fifth grade in 2004-2005, and eighth grade by
2007-2008. The authors note the strong push for the policy by then-governor
Bush, despite a vast body of research that grade retention (a) demonstrated
little or no positive effect and often negative effects on achievement, (b) con-
sistently resulted in a disparate effect on low-income and non-White stu-
dents, and (c) was a strong predictor of dropping out of school. Valencia and
Villarreal argue the grade promotion policy is informed by and reinforcing of
deficit thinking (Valencia, 1997) with regard to poor and non-White stu-
dents. Looking at the projected effect according to the states figures and the
recent effect of a similar policy in Louisiana, the authors conclude that the
policy is fatally flawed as an intervention and unethical in electing to subject
students to negative consequences prior to redressing well-known structural
inequalities.
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260 Educational Administration Quarterly
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Maxcy / POLICY COMMENTARY AND BOOK REVIEW 261
scripted English-only reading programs (e.g., Open Court, Success for All,
etc.) among California school districts. The discussion of policy making ech-
oes the themes identified in the fourth chapter. Like Valencia and Villarreal,
Amarillo et al. document the passage of policies despite seemingly clear and
convincing evidence that these would visit a disproportionately negative
effect on 1.5 million language minority students, 25% of the California pub-
lic school enrollment. After reviewing these policies and programs, the
authors attempt to ascertain the subsequent effects in schools that maintained
and those that eliminated bilingual programs. With regard to effects, the
authors identify effects similar to those reported in the chapters by Sloan and
Hampton. They find a supplementary curriculum directed to test prepara-
tion, choking off time for bilingual instruction. Teacher autonomy and
morale decline as increased testing in English and adoption of scripted
instructional programs emerge. The authors conclude that the slate policies
and programs hasten the transition of language minority students to English-
only instruction and increase the prevalence of subtractive schooling
(Valenzuela, 1999), whereby linguistic resources of ELL students are
allowed to decay or, worse, are treated as impediments to achievement.
In addition to consistent findings with regard to changes in curriculum,
pedagogy, and climate, the authors of these chapters reveal interesting con-
trasts between teacher and administrator in attitudes toward TSA and associ-
ated effects. The administrators in Sloans study appear to appreciate the
increased instructional focus and administrative control offered by the test-
ing system. Teachers, in contrast, held largely negative views of the effect of
the test on the craft and content of their teaching and on their relationships
with students. Paralleling Sloans findings, the West Texas teachers inter-
viewed by Hampton report frustration and morale erosion in the wake of the
strong testing focus, whereas administrators laud the increased focus, better
curricular alignment, and better targeting and remediation of curricular defi-
ciencies. Amarillo et al. note similarly divergent views between teachers and
administrators, if administrators held no prior philosophical commitment to
bilingual education. Principals with a prior commitment seemed to share
negative views and a sense of powerlessness with teachers. Thus, commit-
ment to bilingual education mediated the feelings toward the policies, but the
principals mediation of the policies appeared to be limited.
Returning to Texas in the eighth chapter, Belinda Bustos Flores and Ellen
Riojas Clark raise concerns related to higher education responses to TSA
pressures, specifically effects on the preparation of bilingual teachers to meet
the states growing demand. In this case, the authors are troubled by dubious
protective strategies used by a teacher preparation program to screen out oth-
erwise qualified candidates who may underperform on the states
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262 Educational Administration Quarterly
certification exam. Although state policy now prohibits these specific prac-
tices, Flores and Clark remind us that higher education, like its primary and
secondary counterparts, is sensitive to accountability pressures and can fall
prey to perverse incentives resulting from simplistic and narrowly drawn
accountability policies.
The similar responses across states and among institutional levels may
reflect an imbalance in the relative influence of a culture of measurement
over a culture of engagement as discussed in the following chapter by Ray-
mond Padilla. The measurement culture, emphasizing hierarchy of individu-
als, languages, and culture, emanates from an absolutist ontology that pro-
motes assimilation. The other, emphasizing the historical, transient, mutable
nature of language, culture, and society, works from a pluralistic and condi-
tional ontology that values diversity and syncretism. Padilla argues that the
current sociopolitical environment continues to privilege the former over the
latter, reinforcing the deficit thinking that informs TSA and naturalizes the
subtractive practices noted throughout the book.
Valenzuela closes the book by recasting TSA as a stage-setting maneuver
in a longer term privatization agenda, which, she argues, surfaced prominently
during Texas legislatures 78th session in 2003, following a shift from Demo-
cratic to Republican leadership of the Texas House and Senate. She discusses
proposed legislation and lobbying efforts related to a series of bills dramati-
cally expanding the availability of school vouchers and helping to underwrite
home-schooling through provisions for textbooks and purchases of online
curricular materials through so-called virtual charter schools. Lobbying
against privatization were various constituencies of what is often termed the
educational establishment, including members of the academy (Valenzuela
testified herself), district representatives, and teacher unions. She argues that
efforts to bolster the public school case by invoking pro-TSA arguments
often backfired as parents dismissed the data and the technicist case
offered. In contrast to the more predictable positioning of privatization advo-
cates and opponents, she reports that the participation of parents and commu-
nity members was more complex and notes some fractures within tradition-
ally unified advocacy groups. Whereas some parents spoke on behalf of the
schools, manyand perhaps, not surprising, those from communities tradi-
tionally underserved by public educationstrongly supported the voucher
option. She recounts the applause elicited by Milton Friedman as he casti-
gated those in charge of government schools for pursuing their own inter-
ests at the expense of its clients. Boos and hisses directed at some antivoucher
witnesses who attributed school failure to low parental involvement under-
scored growing frustration of parents and community members with per-
ceived deflection and shifting of blame by many within public education.
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266 Educational Administration Quarterly
A public education system designed to meet the needs of the new urban econ-
omy will mix public accountability with school-level entrepreneurship. . . . Un-
der this vision of decentralization, each school would become a real organiza-
tion with its own staff, mission, approach to instruction, budget, and spending
authority. (pp. 499-500)
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TABLE 1
Three Sets of Core Values in Public Management
Standard of suc- frugality (matching of resources rectitude (achievement of fairness, resilience (achievement of reliability,
cess to tasks for given goals) mutuality, the proper discharge adaptivity, robustness)
of duties)
Standard of fail- waste (muddle, confusion, ineffi- malversation (unfairness, bias, abuse catastrophe (risk, breakdown,
ure ciency) of office) collapse)
Currency of suc- money and time (resource costs of trust and entitlements (consent, security and survival (confidence,
cess and fail- producers and consumers) legitimacy, due process, political life and limb)
ure entitlements)
Control emphasis output process input/output
Slack low medium high
Goals fixed/single incompatible double bind emergent/multiple
Information costed, segmented (commercial structured rich exchange, collective asset
assets)
Coupling tight medium loose
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SOURCE: Adapted from Hood (1991, p. 11).
267
268 Educational Administration Quarterly
Given the extent of the movement, it seems reasonable to suggest that the
influence of NPM on school management is of central concern to the field of
educational administration. What I want to do in the next couple of pages is to
glean some insights from Leaving Children Behind about the realized and
predictable effects of NPM on school management, school leadership, and
the public school project, generally. The discussion addresses three issues:
the promise of powerful new governance instruments to manage uncertainty
related to growing cultural and linguistic diversity, the seductiveness of these
tools that fit well-worn managerial ideologies, and the hidden costs of draw-
ing on private-sector models of entrepreneurial management to improve
public-sector performance.
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Maxcy / POLICY COMMENTARY AND BOOK REVIEW 269
Indeed, in this school, the teachers are hyper-aware that they and their school
will be judged by how well their students later do on the states third-grade ba-
sic reading test. So here we see quite sophisticated techniques being used to en-
force the old-style hidden curriculum, but in a way that will, in fact, produce
kids with better basic skills. (p. 6)
The pursuit of social justice seems to have been reduced to impelling ade-
quate levels of test performance from each child (Anderson, 2001; Black,
2005).
As noted above, advocates of NPM-style reform argue that decentraliza-
tion promotes entrepreneurialism, unleashing creativity and innovation.
Some might argue that the development and dissemination of these more
sophisticated techniques will at least improve the instruction available to tra-
ditionally underserved students. In practice, the fragmented centralization
of NPM appears to foster and perhaps exacerbate mimetic isomorphism
(DiMaggio & Powell, 1991), paradoxically contributing to the widespread
adoption of one-size-fits-all strategies that its proponents associate with cen-
tral bureaucracy (Hood & Peters, 2004). Hood (1991) argued much earlier
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270 Educational Administration Quarterly
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We have learned . . . the physical, psychic and spiritual search for normative
versions of the good life remain [sic] for some not only worth dying for, but
apparently worth risking ones life and family, and, in cases, killing and inflict-
ing violence for. As frightening and unsettling as these signs should be, they sit
on a balance beam against the uncontested domination of the human capital
rationale. (p. 2)
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as Sloan notes, when the accounts offered by district officials distant from the
classroom appear tenuously linked to classroom practice.
It is important to understand the new accountability (Fuhrman, 1999)
emerging in the 1990s and reflected in TSA as a manifestation of a broader
challenge to the provision of public sector services. This management-
oriented challenge often appears a matter of ideology as much as actual per-
formance (Hood & Peters, 2004; Pollitt, 2003). Much of this critique on the
public-sector valorizes private-sector management technique spurred by
market competition. In the final section, I discuss the potential costs of
recasting school leadership within entrepreneurial forms.
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276 Educational Administration Quarterly
individual and societal progress through education, but they hardly shared
equally in its benefits (p. 22). Thus, as with concerns of inefficiency and
underperformance, the viability of public education is vulnerable to claims
of unfairness, especially when these appear to reinforce rather than redress
embedded social inequality.
Hood (1991) argues that NPM cannot simultaneously promote all three
core values of public management and will inevitably privilege sigma values.
TSA appears to promise all three, resulting in an educational system that is
more effective, more fair, and having regained public trust, more robust.
These promises are founded on a belief that the schools will respond appro-
priately to leaning out the system as attention shifts to improving specific
outputs while inputs are held constant or reduced. School managers are
expected to respond to the withdrawal of slack in the system by narrowing the
scope of activity, refining processes, and replacing loose couplings with tight
couplings. As Ruiz de Velasco reminds us in the second chapter, predicting
the nature of the black box responses is a dangerous business when assump-
tions about the instructional needs of the entering children and the instructional
capacity of the schools they enter do not hold. Although NPM promises much,
in the absence of close scrutiny, it seems likely that values of robustness and
resilience might be pitted against those of fairness and honesty.
According to some, the deployment of NPM logics has in fact fostered a
de-skilling and reskilling of school administrators as performance managers
concerned with ensuring results by standardizing and normalizing educa-
tional work (Ball, 1993, 2003; OSullivan, 2005; Power et al., 1997). Power
and colleagues suggest that the NPM response to the legitimation crisis has in
many cases been increasing estrangement of administrators as the managers
from their teaching colleagues as the managed. Ball notes that within the
management-oriented environment associated with the NPM emphasis on
decentralization and interorganizational competition, the critique of organi-
zational processes from within is effectively suppressed as potentially endan-
gering the institution. The result is greater opacity of organizational pro-
cesses as well as intensified feelings among educators of self-estrangement
from work. Neither trend, each figuring prominently in Leaving Children
Behind, is likely to serve public education or its clients well.
Studying teacher responses to accountability policies, Leithwood et al.
(2002) found that control strategies trained on input, process, and outputs in-
tended to regulate and standardize school practices tended to be overrated by
reformers. In contrast, commitment strategies aimed at unleashing teacher
energy and expertise appeared particularly productive in the new
accountability contexts.
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Maxcy / POLICY COMMENTARY AND BOOK REVIEW 277
Most of what we know about building commitment to change tells us that feel-
ings of enthusiasm and satisfaction are an important part of what sustains peo-
ple under conditions of risk and uncertainty. (p. 115)
The accounts in Leaving Children Behind suggest that a concern with the ero-
sion of teacher commitment under performance management pressures is
well placed given the importance of public trust in schools. Following the in-
tensification of control strategies associated with the Twin Oaks blueprint for
success, Sloan finds a shift in tenor as educators begin to identify low-income
and language-minority students as impediments to improved school perfor-
mance as measured by testing outputs. Hampton and Amarillo et al. find
teachers more ambivalent about their work and alienated from students and
administrators. Similarly, Valenzuela finds the connection between the pub-
lic and the public education system cracking, expressed in the hisses and
boos from parents as school officials attempted to relocate the blame for low
achievement to the home.
As slack is withdrawn from the system and demands for performance
increase, managers face pressure to find quick fixes to reestablish legitimacy.
Rather than seeking to renegotiate practices at the school and classroom level
with parents and students, schools may attempt to regain their footing by
adopting prelegitimated command and control strategies. This sort of man-
aged innovation is both predictable and well documented (DiMaggio &
Powell, 1991; Meyer & Rowan, 1991; Ogawa & Bossert, 1995). Arguably,
the institution of quasi-markets has made public schools more responsive to
private-sector vendors rather than to the public. Schools represent tremen-
dously attractive buyers, as textbook publishers have long known. As the
accounts by Amarillo et al. and by Sloan make clear, TSA systems help put a
premium on high-dollar instructional packages that provide legitimacy, if not
results. Ironically, as Foster (1980) noted, schools often gain little from this
sort of managed innovation whose failure to provide a meaningful educa-
tion may threaten the legitimacy not of the academics who develop them but
of teachers who are forced to use them (p. 501). Thus, the adoption of
decontextualized scripted reading programs as noted by Sloan and by
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278 Educational Administration Quarterly
Amarillo et al., programs that neither fit nor provide for nuanced adjustments
needed to serve language minority students (or any students) with atypical
learning needs, appears to be a questionable bargain.
As Ogawa and Bossert (1995) remind us, educational organizations are
adept at managing public pressure to sustain legitimacy. This is illustrated in
the Flores and Clark chapter suggesting that preparation programs are sensi-
tive to the quasi-market pressures, but those responses may run counter to the
needs of the public these institutions are intended to serve. The recent
account of administrator preparation by OSullivan (2005) suggests that
NPM-style reforms in England and Wales have had a substantial effect on the
types of training demanded from, the governance and funding of, and the
academic independence allowed those institutions traditionally charged with
preparing administrators and studying administration. It appears that admin-
istrative practice and leadership preparation is impoverished, to the degree
that the role of critique loses ground to demands for management training.
NPM principles have and will likely continue to have substantial influ-
ence on the training and education of school leaders, policy analysts, and
scholars. As the school administrator is recast as entrepreneur and his or her
performance judged in narrow terms, his or her role as public servant and
leader is diminished (Terry, 1998). Much is lost if the public trust is under-
mined by a perception that the education establishment appears to work for
private-industry hucksters rather than children or taxpayers, or seems more
concerned with its public front than with the services it provides. These are
not inevitable outcomes of NPM-style reform, but they follow from the
logics of TSA and the accounts in Leaving Children Behind offer evidence
that they occur and are highly problematic. As the field of educational adminis-
tration grapples with questions about the effectiveness of its leadership prepa-
ration programs (Levine, 2005; The Fordham Foundation, 2003), we must
respond to the critiques and be responsible to the broader public we serve
(Young, Crow, Orr, Ogawa, & Creighton, 2005). Part of this responsibility
lies in interrogating the logics to which leadership preparation (and public
education establishment, generally) is being made responsive, not to reject
the critiques out of hand but to thoughtfully participate with the public in
(re)shaping our mission and specifying the multiple criteria by which our
public contribution will be judged.
CONCLUSION
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Maxcy / POLICY COMMENTARY AND BOOK REVIEW 279
the title and thus the authors may at times be preaching to the choir. This is
unfortunate, because there is much that proponents of TSA can glean from a
close reading. To be certain, there are a number of points where more
nuanced language might better engage a skeptical audience and times when
proponents of TSA are portrayed in unnecessarily cynical terms. That said,
the tenor of the book seems understandable in light of the problematic but
predictable effects of TSA detailed by these researchers. The accounts
offered are largely consistent with my own findings (Maxcy, 2004) and those
of colleagues examining school-level responses to TSA (Black, 2005).
Reports of ethical lapses in the print and broadcast media underscore the
pressures invoked by high-stakes systems.4
To be certain, we should not romanticize the good old days before high-
stakes testing. I am quite confident the contributors to this volume do not. The
contributors are among those who have contributed substantively to the cri-
tique of schools for failing to equitably and effectively serve the historically
underserved in our communities and now seek a renewed and expanded com-
mitment to the public school, not a maintenance of the status quo (e.g.,
McNeil, 1982, 2000; Valencia, 1997, 2000; Valenzuela, 1999). As these
authors correctly argue, holding schools accountable for eliminating
achievement gaps on high-stakes testing without first redressing longstand-
ing structural inequality is a recipe for finger pointing, the exacerbation of
deficit thinking, and ultimately a fracturing of the public commitment to pub-
lic schools. However bloated, inefficient, and unresponsive public education
has been and may be, simply leaning out the institution through cost-cutting
and invocation of performance management is unlikely to contribute to
greater equity in the system.
Leaving Children Behind is a dark account of the state of education for
ELL students subjected to powerful performance-based accountability sys-
tems represented by TSA. Moreover, the fracturing of public commitment to
Texas public education reported in the closing chapter poses very troubling
issues for the so-called education establishment. Although some (Skrla et al.,
2001) point to the potential of TSA as an instrument of social justice, the
accounts here raise serious questions about the rationale for such systems and
suggest particularly pernicious effects on our most vulnerable students and
on an increasingly vulnerable public institution. Considering the stakes for
the students and for the increasingly compromised public trust on which the
public school project depends, the demands for reciprocal, upward account-
ability from the contributors to Leaving Children Behind cannot and should
not be understated.
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280 Educational Administration Quarterly
NOTES
1. See the critical ethnographies by Willis (1981) and Foley (1990) for theorization of these
processes of cultural production.
2. Whereas Lukes us is more expansive, the caution expressed is particularly relevant for
Americans in the wake of the World Trade Center bombing, the recent recession and weak recov-
ery, and concerns that multinational corporations can move wider segments of our job base off-
shore.
3. A reader might correctly argue that the accounting of Texas-style accountability by the au-
thors of Leaving Children Behind and this review are simply differently ideologically informed.
The concern is that the ideological nature of New Public Management is both unacknowledged
and contrary to its billing as evidence-based and objective.
4. Most notorious is the cheating scandal implicating district administrators in the Austin In-
dependent School District in 1999 and more recent allegations of deliberate underreporting of
dropouts in the Houston Independent School District.
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Brendan D. Maxcy is an assistant professor of educational leadership and policy analysis at the
University of MissouriColumbia. His research focuses on the influence of state and federal
accountability policies on the leadership, governance, and performance of public schools.
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