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PUBLIC HEALTH BRIEFS

should be investigated more fully; however, the absence of rates by census tract are subject to substantial variability
association between THM concentrations and incidence of since many rates are based on few cases and the occurrence
other cancers and the additional problem of lack of associa- of one or two tumor cases in a particular census tract greatly
tion between THM concentrations and pancreatic cancer in influences the incidence rate. Furthermore, use of adjusted
any other sex- or race-specific group raises doubts as to the rates glosses over associations that may be present in specif-
validity of this finding. Since ecological studies are theoreti- ic categories. Measurements of the independent variables
cally biased toward Type I error, there is the distinct possi- were taken after the appearance of the diseases and, al-
bility that this finding is a spurious product of confounding though chlorination practices in Erie County have not
by unmeasured variables. changed appreciably in four decades, this theoretically does
Concurrent with the Type I bias, is a lower probability not account for the long latency period usually associated
of missing a true association. Given a sound methodology, with cancer. Patterns of population migration out of Erie
this no-effect phenomenon could be due to the modest range County have not been quantified and differential migration
of THM values (71 ppb) or to factors actually inhibiting the by water quality could be a source of bias due to incomplete
disease process; an actual association might be masked by a cohort followup.
competing risk, (e.g., the population has a high incidence of On the other hand, this research does not present meth-
another disease which diminishes the susceptibility pool for odology inferior to previous research reporting positive as-
these cancers, or a competing exposure, or the environmen- sociations, and in some ways it may be considered more re-
tal "noise" in Erie County is too great to allow the surfacing fined.
of a modest THM effect).
One must also add that information gathered from dis- REFERENCE
ease registries is subject to biases such as differences in path- 1. Wilkins JR, Reiches, NA and Kruse CW: Organic chemical con-
ological diagnosis, and incomplete reporting or non- taminants in drinking water and cancer. Am J Epidemiology.
compliance, and that the site-specific age-adjusted incidence 110:420-448, 1979.

Evaluation of Utilization of Laboratory Tests


In a Hospital Emergency Room
ZACHARY BLOOMGARDEN, MD, AND VICTOR W. SIDEL, MD

The hospital emergency room (ER) has become an in-


Abstract: Visits to a metropolitan teaching hospital creasingly important source of ambulatory care for the com-
emergency room were evaluated for laboratory test utiliza- munity, often for patients with self-limited and non-urgent
tion and quality of care by chart review. Of 630 tests, 197 problems or for the "worried well."' 4 There appears also to
(32 per cent), clustered in 44 out of 476 (9 per cent) patient be a marked increase in the number of laboratory tests ob-
visits, were considered unnecessary. The number of tests per tained in the ER, as in other areas of medical practice.56
visit showed a strong negative correlation with the necessity The phenomenon of excessive laboratory testing, well docu-
of tests and with the quality of care. Results suggest the use- mented in hospitalized patients,7-"l has received less atten-
fulness of identifying a subgroup of patients with excessive tion in the ER setting. In this communication we report an
tests and implementing measures to alter testing behavior for analysis of utilization of laboratory tests in a metropolitan
this subgroup. (Am J Public Health 70:525-528, 1980.) hospital ER.

Methods
From the Departments of Medicine and Social Medicine, Mon- We reviewed the charts of every fifth adult visit over a
tefiore Hospital and Medical Center, Albert Einstein College of three-week period to the ER of a 700-bed teaching hospital.
Medicine. Address reprint requests to Zachary Bloomgarden, MD, Without reference to the results of the tests, a panel of six
Department of Social Medicine, Montefiore Hospital and Medical
Center, 111 East 210th Street, Bronx, NY 10467. This paper, sub- reviewers (three senior resident physicians and three attend-
mitted to the Journal April 4, 1979, was revised and accepted for ing physicians in the Department of Medicine) evaluated
publication December 26, 1979 each test performed with respect to: 1) necessity of the test

AJPH May 1980, Vol. 70, No. 5 525


PUBLIC HEALTH BRIEFS

TABLE 1-Relationship of Necessity of Tests Performed to Quality of Care

Classification of Tests
Assessment of
Quality of Care Necessary* Relevant" Not Indicated Total

Optimal 339 (77) 44 (10) 57 (13) 440 (100)


Less than optimal 77 (48) 27 (17) 56 (35) 160 (100)
Inadequate 17(57) 1 ( 3) 12(40) 30(100)
TOTAL 433 (68) 72 (12) 125 (20) 630 (100)
Note: Percentages shown in parentheses.
*X2 (for deviation from null hypothesis that per cent necessary is independent of quality of care) = 15.2; d.f. = 2;
p < .01)
"Includes tests classified as "medico-legally required"

for clinical decision-making during the ER visit; 2) relevance 100-


of the test to the patient's clinical condition; and 3) medical- (82)
legal requirement for the test.* The reviewers also classified (40)
90-
the overall care on each visit as: 1) optimal; 2) less than opti-
mal but adequate; or 3) inadequate.** La
tn
to
a) 80- (20)
L)
z (21)
Results
70-
I-
A total of 476 visits were sampled. After excluding visits
during which no laboratory tests were ordered and visits 0

whose laboratory evaluation consisted only of roentgeno- c


tL 60- (22)
grams of bones with suspected fracture, 218 patient-visits a. (18) (15)
with 630 laboratory tests or roentgenograms remained. Of 50-
these 630 tests, 433 (68 per cent) were classified as "neces-
sary" for clinical decision-making in the ER, an additional 68
(11 per cent) as "relevant", and 4 (1 per cent) as "medico-
2
E3
3 4 5
5 6m
6
e
->7
legally required," leaving 125 tests (20 per cent) classified as
"not indicated" (Table 1). Number of Tests/Patient Visit
The correlation between the number of tests done per FIGURE 1-Relationship of Necessity of Tests to Total Number of
patient-visit and the evaluation of necessity of the tests is Tests Performed during the Visit. The Number of Patient Visits in
shown in Figure 1. For the 82 visits in which only one labora- Each Category is Shown in Parentheses.
tory test was performed, fully 94 per cent of these tests were
considered necessary. In visits with two to four tests, 79 per
cent were classified as necessary, while only 55 per cent of tests with increasing number of tests given is statistically
the tests in patients with five or more tests per visit were so highly significant. It is noteworthy that the total of 197 tests
classified. The trend for decreasing percentage of necessary not considered necessary were obtained in only 44 patient
visits.
The necessity for individual types of laboratory tests is
*Each test was coded separately for the attending and house- examined in Table 2; 12 types of tests were done with suf-
staff reviewers as being:
(1) Necessary: classified as necessary for clinical decision- ficient frequency for evaluation; for nine types, more than
making during the ER visit by two or more of the three reviewers; three-fourths were classified as necessary. The SMA-6***
(2) Relevant: not coded as "necessary" but classified as rele- and SMA-12t and prothrombin time, however, were eval-
vant or necessary by two or more reviewers; uated as necessary in less than one-half of the visits in which
(3) Medico-legally required: not coded as "necessary" or they were done, a finding partly explained by the practice of
"relevant" but classified as necessary, relevant, or midicol-legally
required by two or more reviewers; ordering an "admission survey" (CBC, SMA-6, SMA-12,
(4) Not indicated: not fulfilling any of the above criteria. and prothrombin time) done customarily for all patients hos-
The combined coding for the attending and housestaff reviewers pitalized on the Medical Service at the hospital in which the
was based on the same principles, with equal weight given to each
reviewer.
**The overall evaluation of patient care was coded as "in- ***The SMA-6 is an automated analysis of serum sodium, po-
adequate" if two or more of the six reviewers classified it as such, tassium, chloride, bicarbonate, urea nitrogen, and glucose.
regardless of the classification assigned by other reviewers; care was tThe SMA-12 is an automated analysis of serum calcium, phos-
coded as "less than optimal" if three or more reviewers classified it phate, uric acid, albumin, total protein, lactate dehydrogenase,
as either "less than optimal" or "inadequate"; the remaining visits creatinine phosphokinase, glutamate-oxalate transaminase, alkaline
were coded as "optimal". phosphatase, creatinine, and total and direct bilirubin.

526 AJPH May 1980, Vol. 70, No. 5


PUBLIC HEALTH BRIEFS

TABLE 2-Evaluation of Necessity of Individual Laboratory Tests


No. of times Per Cent Per Cent Per Cent Per Cent
Test Test Done Necessary Relevant* Not Indicated Total

CBC 122 80 10 10 100


SMA-6 80 55 19 26 100
SMA-12 56 17 36 47 100
Prothrombin Time 55 17 14 69 100
Urine Analysis 49 88 3 9 100
Amylase 20 80 3 17 100
Arterial Blood Gas 17 79 6 15 100
Electrocardiogram 91 96 2 2 100
Chest Roentgenogram 57 91 4 5 100
Abdominal Roentgenogram 23 82 11 7 100
Other Roentgenogram 26 87 2 11 100
Culture 28 73 14 13 100
Other Tests 15 60 17 23 100

X2 (for deviation from null hypothesis that per cent of tests necessary is independent of type of test) = 69.3; d.f. =
12; p < 0.001
*Includes tests "medico-legally required"

study was performed. Fifty such four-test "'surveys" were making, and 20 per cent were considered not indicated on
ordered, but in only two visits were all the survey tests con- any grounds; 42 per cent of tests considered not necessary
sidered necessary by both housestaff and attending review- were ordered as parts of screening surveys. These were clus-
ers. Twenty of the 50 surveys of four tests each were consid- tered in 44 patient visits, 20 per cent of the 218 visits eval-
ered by the reviewers to have included three or more unnec- uated and only 9 per cent of the total of 476 sampled visits.
essary tests. In all, 81 (41 per cent) of these 200 tests Unnecessary tests were correlated with the total number of
performed as surveys were considered "not necessary" tests per visit, and with the reviewers' judgment of quality of
compared with the 116 (23 per cent) unnecessary tests care delivered. These correlations may be confounded by
among the group of 430 tests not performed as surveys (X2 = the reviewers including the total number of tests as an ele-
5.76; p < .02). ment in judging necessity, despite instructions not to do so,
Of the 218 patient visits evaluated, the care was classi- or their view of the necessity of testing as an element in judg-
fied as "inadequate" in nine (4 per cent), and "less than opti- ing the overall quality of care.
mal" in 33 (15 per cent). Visits in which care was felt to be This study did not evaluate illness outcome or patient-
"'inadequate" or "less than optimal" had, respectively, physician interaction; it was designed to use reviewer judg-
means of 3.3 and 4.9 tests per visit, while those with "ade- ment as a normative standard. Such "'implicit" standards are
quate" care had 2.5 tests per visit. As shown in Table 1, 77 frequently used in evaluating diagnostic processes, although
per cent of tests done on patients with "optimal" care were they have not been shown to be directly relevant to improve-
considered necessary, compared to 48 per cent and 57 per ment of outcome.'2-'5 Since outcome may be remote or
cent of tests done on patients with "less than optimal" or unrelated to treatment, "implicit" criteria of the type em-
"inadequate" over-all care. ployed here'6 can be used to produce alterations in the
No clear differences emerged between the evaluation existing patterns of establishing diagnoses, specifically test-
patterns of housestaff and attending reviewers, with similar ordering behavior. Interventions to alter physician test-
judgments of necessity and relevance of the entire group of ordering might include requiring explicit presentation of the
laboratory tests. The attending physicians' evaluations are indications for the test and regular review of physicians'
compared with the housestaff members' evaluations on all of testing patterns.
the 630 tests in the study in Table 3. Both groups agreed on It is of interest that an assessment of care of adult wom-
their assessment of "necessity" in 531 instances (84 per en with symptoms of urinary tract infection in the same ER
cent). Of the 99 tests (16 per cent) in which there was dis- showed a significant correlation of physician performance
agreement, housestaff members were almost twice as likely
as attending physicians to assess a test as being necessary.
TABLE 3-Comparison of Attending Physician and House Staff
Evaluation of Tests Performed
Discussion Attending Physician Evaluations
House Staff
Of 630 laboratory tests evaluated by the reviewers, 32 Evaluations "Necessary" "Not Necessary" Total
per cent were considered not necessary for clinical decision-
"Necessary" 389 60 449
X2 for deviation from the null hypothesis that per cent neces- "Not Necessary" 39 142 181
sary is independent of the number of tests done = 69.1; d.f. = 6; TOTAL 428 202 630
p < 0.0001.

AJPH May 1980, Vol. 70, No. 5 527


PUBLIC HEALTH BRIEFS

with outcome.'9 It would appear useful, based on the results 10. Edwards LD, Levin S, Balagtus R, et al: Ordering patterns and
of this study, to isolate the relatively small number of pa- utilization of bacteriologic culture reports. Ann Internal Med
tient-visits which led to inappropriate use of laboratory tests, 132:678-682, 1973.
11. Dixon RH and Lazzio J: Utilization of clinical chemistry serv-
and, by making a determined effort to alter testing behavior ices by medical house staff: An analysis. Ann Internal Med
in these visits in a controlled experiment, determine the rela- 134:1064-1067, 1974.
tionship between change in this aspect of the diagnostic pro- 12. Sidel VW: Evaluation of the quality of medical practice. JAMA
cess and change in the outcome of care. 198:763-764, 1966.
13. Lewis CE: The state of the art of quality assessment-1973.
Medical Care 12:799-806, 1974.
14. Sidel, VW: Quality for whom? Effects of professional responsi-
bility for quality of health care on equity. Bull NY Acad Med
REFERENCES 52:164-176, 1976.
1. Weinerman ER, Ratner RS, Robbins R, et al: Yale studies in 15. Eyes B and Evans AF: Post-traumatic skull radiographs: Timn
ambulatory medical care: V. Determinants of use of hospital for a reappraisal. Lancet 2:85-86, 1978.
emergency service. Am J Public Health 56:1037-1056, 1966. 16. Donabedian A: The quality of medical care. Science 200:856-
2. Garfield S: The delivery of medical care. Scientific American 864, 1978.
222:15-23, 1970. 17. Donabedian A: Promoting quality through evaluating the pro-
3. Gibsen G: Status of urban services. Hospitals JAHA 45:49-54, cess of patient care. Medical Care 6:181-202, 1968.
1971. 18. Brook RH and Appel FA: Quality-of-care assessment: Choosing
4. Jonas S, Flesh R, Brook R, et al: Maintaining utilization of a a method for peer review. N Engl J Med 288:1323-1329, 1973.
municipal hospital emergency department. Hospital Topics 19. Rubenstein L, Mates S and Sidel VW: Quality of care assess-
54:43-48, 1976. ment by process and outcome scoring: Use of weighted algorith-
5. Carter PM, Davison AJ, Wickens I, et al: The horns of the path- mic assessment criteria for evaluation of emergency room care
ological dilemma. Hosp and Health Serv Rev, pp 346-350, Oc- of women with symptoms of urinary tract infection. Ann Inter-
tober 1975. nal Med 86:617-625, 1977.
6. Scitovsky AA and McCall N: Changes in the Costs of Treatment
of Selected Illnesses, 1951-1964-1971. U.S. DHEW, U.S. Pub-
lic Health Service, DHEW Publication No. (HRA) 77-3161, ACKNOWLEDGMENTS
1977. The authors are grateful to: Drs. David Hamerman, David
7. Griner PF and Liptziu B: Use of the laboratory in a teaching Kindig, and Isidore Levine for their advice on and support of this
hospital: Implications for patient care, education, and hospital study; Dr. Herbert Levine for help with the statistical evaluation;
costs. Ann Internal Med 75:157-163, 1971. Drs. Harold Keltz, Stephen Brenner, Philip Lief, Michael Seidman,
8. Griner PF: Treatment of acute pulmonary edema: Conventional Mary Ann Chase, and James Bradof for acting as reviewers; Drs.
or intensive care? Ann Internal Med 77:501-506, 1972. Lewis Goldfrank, Leo Koss, Susan Mates, and Thomas Ben-
9. Griner PF: Medical intensive care in the teaching hospital: eventano, and Daniel Drosness and Mo Katz for reviewing the
Costs versus benefits: The need for an assessment. Ann Internal manuscript; and Jean Nardelli, Eve Teitelbaum, and Edythe Weber
Med 78:581-585, 1973. for their patient and meticulous work on the manuscript.

The Achievement of Continuity of Care In a


Primary Care Training Program
JOHN ROGERS, MD, AND PETER CURTIS, MRCP, MRCGP, DOBST

Although the importance of continuity in primary care is The extent to which physicians in primary care training
intuitively accepted by many authorities in medical educa- programs achieve continuity with their patients is not well
tion and health services, its value in terms of outcomes is not established.
well proven. In spite of the relative lack of evidence, resi- This study, undertaken at the Family Practice Center at
dency training programs in primary care are committed by the University of North Carolina, was designed to measure
accreditation boards to the implementation of a continuous the degree of continuity of care achieved by resident and
clinical experience.' faculty physicians over a one year period (July 1976 to June
1977).
The Family Practice Center served an enrolled popu-
Address reprint requests to Dr. Peter Curtis, Assistant Profes- lation of 5,020 patients (1,980 families) over the 12 months.
sor, Department of Family Medicine, School of Medicine, Universi- Each physician was responsible for a specific "practice" of
ty of North Carolina, Chapel Hill, NC 27514. Dr. Rogers is a Fellow,
Department of Family Medicine, University of Washington School assigned patients or families on a continuing basis. In addi-
of Medicine. This paper, submitted to the Journal August 1, 1979, tion, the physicians worked within three defined medical
was revised and accepted for publication December 26, 1979. teams.

528 AJPH May 1980, Vol. 70, No. 5

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