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Review article
a r t i c l e i n f o a b s t r a c t
* Corresponding author. Department of Clinical Epidemiology and Biostatistics, McMaster University, Hamilton, Canada.
E-mail addresses: grossa@mcmaster.ca, grossa@sympatico.ca (A.R. Gross).
http://dx.doi.org/10.1016/j.math.2016.04.005
1356-689X/ 2016 Elsevier Ltd. All rights reserved.
26 A.R. Gross et al. / Manual Therapy 24 (2016) 25e45
1. Background categorised. Therefore, the true impact of exercise alone could not
be determined with strong evidence.
1.1. Description of the condition
1.5. Objectives
Neck disorders are common (Hogg-Johnson et al., 2008; Hoy
et al., 2014), painful, and limit function in the general population To present an abbreviated report of a Cochrane systematic re-
(Carroll et al., 2008; Haldeman et al., 2010). The global point view that assessed the immediate to long-term effect of exercise
prevalence of neck pain was estimated to be 4.9% in 2010 (Hoy et al., therapy on pain, function/disability, patient satisfaction, quality of
2014). life (QoL), and global perceived effect (GPE) in adults experiencing
mechanical neck pain with or without cervicogenic headache or
1.2. Description of the intervention radiculopathy.
Exercise has both physical and mental benets through its ef- 2.1. Search methods for identication of studies
fects on numerous systems such as the cardiovascular, immune,
neurologic, and musculoskeletal systems (Abernethy et al., 2013). A research librarian searched computerised bibliographic data-
Central to these benets are the stages of change, encompassing the bases for medical, chiropractic and allied health literature. Elec-
health belief and cognitive behaviour models. tronic searches included databases from their start to May 2014
(See Fig. 1 and Gross et al., 2015 for greater details). See Appendix 1
1.4. Why it is important to do this review for Characteristics of Included Studies.
In our last Cochrane update on exercise therapy, we found low to 2.2. Measures of treatment effect
moderate quality evidence of pain relief benets for combined
cervical, scapulothoracic stretching and strengthening for chronic For continuous data, standard mean difference (SMD) with 95%
neck pain in the short and long-term. Since then, ve other reviews condence intervals (CI) was calculated. The minimal clinically
have found primarily very low to low GRADE evidence, as well as important difference (MCID) for pain was 10 on a 100-point pain
low GRADE evidence for no benecial effect on pain (Table 2). A intensity scale (Goldsmith et al., 1993; Felson et al., 1995; Farrar
number of these reviews included studies that were not clearly et al., 2001). We considered the effect small when it was less
Table 1
The Therapeutic Exercise Intervention Model to sub-classify exercise (Sahrmann, 2002) is foundational to classication of exercise in this systematic review.
Support element:
An exercise categorised under this element would affect the functional status of the cardiac, pulmonary and metabolic systems (e.g. aerobic endurance activities).
Base Element:
Exercises categorised under base would affect the functional status of the muscular and skeletal systems and is commonly linked to the biomechanical element. This
element provides the basis for movement as follows:
extensibility/stiffness properties of muscle, fascia and periarticular tissues for range of motion and stretching exercises,
mobility of neuromeningeal tissue for neural mobilisation exercises,
force or torque capability of muscles and the related muscle lengthetension properties for strengthening exercises, and endurance of muscle also involved in
strengthening for endurance-strength training.
Modulator Element:
Exercises under this element relate to motor control for neuromuscular re-education as follows:
Table 2
Review of review shows very low to low GRADE evidence.
Very low to low GRADE evidence for 1) stretching and strengthening for chronic neck pain (Bertozzi et al., 2013; Southerst et al., 2014; Vanti et al., 2015)
benecial effect on pain 2) strengthening, endurance, and modular element for chronic cervicogenic headache (Bronfort et al., 2004; Kay et al., 2005;
Racicki et al., 2013)
3) neuromuscular exercises (proprioception/eye-neck coordination) (Leaver et al., 2010; Teasell et al., 2010a)
4) stretching and range of motion exercises for non specic neck pain (Leaver et al., 2010)
5) stretching, strengthening, endurance training, balance/coordination, cardiovascular training and cognitive/affective
elements for chronic neck pain (Lee et al., 2009; Leaver et al., 2010; Teasell et al., 2010b; Salt et al., 2011; Southerst
et al., 2014)
6) qigong exercises for chronic neck pain (Lee et al., 2009; Southerst et al., 2014)
7) supervised exercises for chronic WAD (Teasell et al., 2010b)
8) strengthening neck exercises for chronic neck pain (Bertozzi et al., 2013; Southerst et al., 2014)
Low GRADE evidence for no benecial 1) stretching and strengthening for radiculopathy (Salt et al., 2011; Southerst et al., 2014)
effect on pain 2) general tness training for acute to chronic neck pain (Kay et al., 2012; Bertozzi et al., 2013)
3) stretching and endurance training in chronic neck pain (Kay et al., 2012; Bertozzi et al., 2013)
Table 3
Criteria for considering studies for this review.
Types of studies Published or unpublished randomized controlled trials (RCTs) in any language
Types of Adults (M/F 18 years with acute (<30 days), subacute (30e90 days), or chronic (>90 days) neck disorders categorised as:
Participants - mechanical neck disorder (MND): whiplash associated disorders (WAD) Category I/II, myofascial neck pain, degenerative changes like
osteoarthritis/cervical spondylosis
- cervicogenic headache (CGH)
- neck disorders with radicular ndings (NDR)
Excluded: studies of neck disorders with denitive/possible long term signs (eg. Myelopathies), neck pain caused by other pathological entities,
headache associated with neck but not cervical origin, co-existing headache when neck pain is not dominant, headache not provoked by neck
movements/sustained neck postures, mixed headache
Types of One or more types of exercise therapy specied in Therapeutic Exercise Intervention Model Excluded: exercise therapy as part of a multidisciplinary
Interventions treatment, multimodal treatment, or exercise requiring manual therapy techniques by a trained individual
Types of 1) sham/placebo
Comparisons 2) no treatment or wait list
3) exercise plus another intervention vs. that same intervention
Types of Outcomes Included if used any one of ve of the primary outcome measures:
1) pain
2) function and disability (eg. Neck Disability Index, activities of daily living, return to work, sick leave)
3) patient satisfaction
4) global perceived effect
5) quality of life (e.g. SF-12)
When available: adverse events, cost of care
Timelines included:
Immediate post treatment: one day
Short term follow-up: one day e 3 months
Intermediate-term follow-up: 3 monthse1 year
Long-term follow-up: 1 year
Key: CGH cervicogenic headache; F female, M male; MND mechanical neck disorder; RCTs randomized controlled trials; WAD whiplash associated disorder.
than 10% of the Visual Analog Scale (VAS), medium when between 3. Results
10% and 20%, and large when it was 20%e30%. For the Neck
Disability Index (NDI), we used an MCID of 7/50 units (MacDermid We identied 5658 records and found 27 trials that used exer-
et al., 2009). For other outcomes we used the hierarchy of Cohen cise treatment. The results presented are an abridged version of our
(1988): small (0.20), medium (0.50) or large (0.80). Risk ratios Cochrane review update (Kay et al., 2015); refer to it for full details.
(RR) were calculated for dichotomous outcomes. The Number We used the quadratic weighted Kappa (Kw) statistic to assess
Needed to Treat (NNT) was calculated. Assessment of heterogeneity agreement on a per question basis (Kw 0.23e1.00). Each risk of bias
was tested using the Chi (Hoy et al., 2014) method and I2 method. In item is presented as a percentage across all included studies (See
the absence of heterogeneity (p > 0.10), we calculated a pooled Fig. 2).
SMD, Mean Difference or RR.
3.1.2. Base element using cervical movement exercises (McKenzie protocol) contrasted
with sham ultrasound for chronic MND.
3.1.2.1. Stretching. Cervical Stretch/ROM Exercises Another Inter-
vention versus That Same Intervention: There is low quality evidence
(one trial (Allan et al., 2003), 16 participants) that neck stretching 3.1.2.2. Strengthening. Static Cervical Strengthening Static Stabili-
exercises, either before or after a manipulation, made no difference sation versus No Intervention or Wait List: Two trials (three com-
on pain and function when compared with that same manipulation parisons) studying chronic neck pain compared manually (1)
for chronic neck pain immediately post treatment. resisted isometric neck exercise plus postural training with mirror
Cervical Stretch/ROM Exercises Dynamic Cervical Stabilisation feedback to a control, (2) these same isometric neck exercises and
versus Sham: Low quality evidence (one trial (Kjellman and Oberg, the use of an orthopaedic pillow compared with the use of an or-
2002), 50 participants) shows no difference on pain and function thopaedic pillow (Helewa et al., 2007) or (3) isometric exercise
immediately post intervention, at six and 12-month follow-up alone against no intervention or control (Goldie and Landquist,
A.R. Gross et al. / Manual Therapy 24 (2016) 25e45 29
Fig. 2. Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies.
1970). Evidence of benet showed people may improve slightly short-term follow-up. It may improve functional outcomes when
when exercise was added to a pillow versus a pillow alone compared to a control at short-term follow-up.
(NNT 9). However, this was not observed when isometric exercise
alone was evaluated for function and quality of life, from immedi-
ately post treatment to short-term follow-up. Low quality evidence 3.1.2.3. Stretch and strengthening. Cervical/upper extremity Stretch/
(one trial (Goldie and Landquist, 1970), 47 participants) supports ROM Exercise Cervical/upper extremity Strengthening Dynamic
improvement of GPE favouring isometric exercise immediately post Cervical Stabilisation versus Placebo or Sham: Low quality evidence
treatment. A clinician may need to treat three people to achieve this (one trial (Kjellman and Oberg, 2002), 50 participants) shows no
type of benet in one person. difference for pain relief and function immediately post interven-
Postural Exercise versus Control: There is very low quality evi- tion, at 6 and 12 months follow-up when general exercises
dence for postural exercise versus control, Cervical/Scapulothoracic including neck and shoulder ROM, active neck endurance and
Strengthening Endurance Training versus Control, and neuro- strengthening exercises is contrasted against sham ultrasound for
muscular exercise another intervention versus that same inter- chronic MND.
vention (See Gross et al., 2015 for greater details). Cervical Stretch/ROM Exercises Cervical/Scapulothoracic
Scapulothoracic Upper Extremity Strengthening versus Control: Strengthening Static/Dynamic Cervical/Shoulder Stabilisation versus
Three trials (Andersen et al., 2008, 2012; Dellve et al., 2011), each Wait List: Moderate quality evidence [two trials (von Trott et al.,
with different dosages, compared specic strength training of the 2009; Rendant et al., 2011), 147 participants, MD pooled 10.94
scapulothoracic region and upper extremity with a reference (CI 95% 18.81 to 3.08)]; Fig. 4) shows a standardised exercise
intervention Fig. 3. There is moderate quality evidence [three trials program for neck pain including repeated active cervical rotations,
(Andersen et al., 2008, 2012; Dellve et al., 2011), 157 participants; strengthening and exibility exercises compared to a wait list
SMD pooled 0.71 (95%CI:1.33 to 0.10)] that scapulothoracic probably has benecial effect for pain and function, but not GPE and
and upper extremity strength training probably improves pain quality of life immediately post treatment and at short-term
moderately to a large amount immediately post treatment and at follow-up. A clinician may need to treat four people to achieve a
Fig. 3. Forest Plot of comparison: Scapulothoracic upper extremity strengthening versus control.
30 A.R. Gross et al. / Manual Therapy 24 (2016) 25e45
Fig. 4. Forest Plot of comparison: Cervical stretch/ROM exercises cervical/scapulothoracic strengthening static/dynamic cervical/shoulder stabilisation versus wait list.
moderate degree of pain relief and ve to achieve moderate func- small treatment benets initially but larger benets in the long
tional benet in one person. term. For function outcomes, there was evidence of benet for
Cervical/upper extremity Stretch/ROM Exercises Cervical/ function immediately post treatment, at intermediate (Bronfort
Scapulothoracic upper extremity Strengthening Dynamic/Static et al., 2001a; Chiu et al., 2005; Franca et al., 2008) [SMD
Cervical Stabilisation Another Intervention versus That Same pooled 0.45 (95% CI: 0.72, to 0.18); Fig. 5] and long-term
Intervention: Four trials studying chronic neck pain compared the (Bronfort et al., 2001a) follow-up. In conclusion, moderate quality
following exercise interventions with a control group: evidence (four trials (Bronfort et al., 2001a; Chiu et al., 2005; Franca
et al., 2008; Martel et al., 2011), 341 participants) shows moderate
deep neck exor retraining with pressure biofeedback and pain relief and improved function up to long-term follow-up for
resisted neck exion/extension strengthening using multi- combined cervical, scapulothoracic stretching and strengthening
cervical rehabilitation unit (Chiu et al., 2005); for chronic neck pain. A clinician may need to treat six to 18 people
low technology exercise including progressive resisted neck and to achieve this type of pain relief and four to 13 to achieve this
upper body strengthening using dumbells and pulley systems, functional benet. Changes in GPE measures indicate a difference
light stretching and a short aerobic warm-up program (Bronfort immediately post treatment and at long-term follow-up.
et al., 2001a);
muscle stretching and strengthening exercises of the neck and 3.1.2.4. Stretching and endurance training.
upper limb regions including strengthening of the deep cervical Cervical/Scapulothoracic/upper extremity Stretch upper extremity
exor muscles (Franca et al., 2008); Endurance Training versus No Intervention: Moderate quality evi-
a home exercise program of ROM, stretching/mobilisation and dence (one trial (Viljanen et al., 2003), 393 participants), shows
strengthening exercises of the cervical and upper thoracic spine little to no difference for upper extremity stretching and endurance
(Martel et al., 2011). training compared to ordinary activity for chronic neck pain and
function immediately post treatment, at short-term and long-term
For pain outcomes, we found consistent evidence for reduced follow-up.
pain immediately post treatment (Bronfort et al., 2001a; Chiu et al.,
2005; Franca et al., 2008; Martel et al., 2011), at intermediate-term 3.1.2.5. Strengthening and endurance training.
and long-term follow-up (Bronfort et al., 2001a). This suggests Cervical/Scapulothoracic Strengthening Endurance Training versus
Fig. 5. Forest Plot of comparison: Cervical/upper extremity stretch/ROM exercises cervical/scapulothoracic upper extremity strengthening dynamic/static cervical
stabilisation another intervention versus that same intervention.
A.R. Gross et al. / Manual Therapy 24 (2016) 25e45 31
Control: Very low quality evidence (one trial, 68 participants (Ang 3.1.5. Base cognitive/affective element
et al., 2009)) shows we are uncertain whether cervical/scap- Stretch/ROM Endurance Training Dynamic
ulothoracic strengthening and endurance-strength exercises im- Stabilisation Cognitive (mindfulness & emotional balance) versus
proves the prevalence of neck pain in chronic neck pain at Wait List: Two trials (Rendant et al., 2011; von Trott et al., 2009)
immediately post treatment and at long-term follow-up. compared a program of Qigong exercises (Dantian Qigong). There
Pattern synchronisation and cervical/scapulothoracic strength- was evidence of reduced pain and function post treatment at 12
ening and scapulothoracic endurance versus Control: Low quality weeks [MD pooled (pain) 13.28 (20.98 to 5.58)j [SMD pooled
evidence (one trial (Lange et al., 2013), 55 participants) shows deep (function) 0.36 (0.68 to 0.03)] and 24 weeks [MD pooled
neck exor recruitment combined with upper extremity strength- (pain) 7.82 (14.57, 1.07) j SMD pooled (function) 0.28 (0.68
ening/endurance exercises may have little difference on pain to 0.11)] of treatment. For quality of life, there was evidence of
immediately post treatment when compared to a control. benet for SF36 physical component immediately after 12 weeks of
treatment, but not after 24 weeks. In conclusion, moderate quality
evidence (two trials (Rendant et al., 2011; von Trott et al., 2009), 191
3.1.2.6. Endurance training. Scapulothoracic/UE Endurance Training participants) shows Dantian Qigong exercises may improve pain
versus Control: Moderate quality evidence (one trial (Andersen and function slightly when compared with a wait list control at
et al., 2011a), 198 participants (Andersen et al., 2011a)) shows a immediate and short-term follow-up. It may have little or no
medium benecial effect size for pain relief immediately post benet at immediate and short-term follow-up on QoL and GPE. A
intervention when using shoulder abduction endurance training clinician may need to treat four to six people to achieve this type of
for 2 min or 12 min with a control group for (sub)acute/chronic pain relief, ve to eight people to achieve this functional benet,
MND. A clinician may need to treat four people to achieve this type and seven to 10 people for this improvement QoL.
of pain relief in one person.
3.3. Effects of interventions: acute radiculopathy function immediately post treatment and at long-term follow-
up.
3.3.1. Base element a small or no difference in chronic neck pain and function with
3.3.1.1. Stretching and strengthening. Cervical Stretch/ the use of cervical, scapulothoracic and upper extremity
ROM Cervical/Scapulothoracic/UE Strengthening Static/Dynamic stretching and endurance training both immediately post
Cervical Stabilisation versus Wait List: There is low quality evidence treatment as well as short- and long-term follow-up.
(one trial (Kuijper et al., 2009), 133 participants) showing cervical
mobilisation and stabilisation exercises may improve pain slightly,
but may make no difference in function and patient satisfaction 4.2. Overall completeness and applicability of evidence
when compared with a control immediately post treatment for
acute cervical radiculopathy. However, there may be no difference Many studies had an incomplete description of exercise details.
in pain and functional improvement at intermediate-term follow- In general, there is limited evidence (Bronfort et al., 2001b; Jull
up. et al., 2002) on optimal dosage requirements for exercise thera-
pies, and other modalities used to treat neck disorders. The
magnitude of effect and clinical applicability showed benets that
3.4. Adverse events outweigh any transient and minor side effects. The use of primarily
self-reported outcome measures carries an inherent bias and may
Sixteen of the 27 trials (Revel et al., 1994; Takala et al., 1994; overestimate the magnitude of effect.
Lundblad et al., 1999; Humphreys and Irgens, 2002; Kjellman and
Oberg, 2002; Viljanen et al., 2003; Hall et al., 2007; Andersen 4.3. Quality of the evidence
et al., 2008; Ang et al., 2009; Kuijper et al., 2009; Dellve et al.,
2011; Hallman et al., 2011; Andersen et al., 2012; Beer et al., One of the major methodological difculties is blinding of
2012; Hansson et al., 2013) did not report on adverse events; six therapists and patients. None of the trials in this review blinded the
trials (Allan et al., 2003; Chiu et al., 2005; Helewa et al., 2007; care provider. The use of self-reported outcome measures makes
Franca et al., 2008; Martel et al., 2011; Lange et al., 2013) found the patient the outcome assessor and blinding cannot be achieved
patients did not report any adverse events; six studies (Bronfort easily. Two of the 28 trials did blind the outcome assessor and
et al., 2001b; Jull et al., 2002; Stewart et al., 2007; von Trott et al., therefore, blinding can be obtained for certain outcomes. Other
2009; Rendant et al., 2011; Andersen et al., 2011a) reported self- issues include compliance (reducing the treatment effect), co-
limiting side effects such as headache, neck, shoulder or thoracic intervention (increasing the treatment effect and reducing the
pain or worsening of symptoms. magnitude of effect in the control group) and contamination
(reducing the magnitude of effect). Twelve of the 28 studies had
4. Discussion acceptable compliance, and eight of 28 monitored co-interventions.
Adequate randomisation is crucial; however, adequate sequence
4.1. Summary of main results generation was evident in only 46% (13/28) of the trials. Ninety-six
per cent (27/28) of the clinical trials contained small sample sizes
Limiting the eligible trials to those with single interventions that (<70 per arm analysed). Risk of random error can be reduced if
compared exercise with a control or comparative group maximized future trials increase precision through trials with adequate sample
the opportunity to evaluate the treatment effect of exercise in- size.
terventions. Moreover, having selected a priori an exercise classi-
cation system allowed us to use a clinical rationale for selecting 4.4. Potential bias in the review process
studies with similar interventions for interpretation and inclusion
within meta-analyses, particularly for the outcomes of pain and The validity of any systematic review is dependent on the se-
function. Although there were only 28 studies eligible for this lection of all relevant studies. Although studies published in any
systematic review, these two new strategies provided greater language were accepted, many scientic journals in non-English
clarity in our conclusions about the effectiveness of exercise ther- languages are not indexed in MEDLINE and Embase. We did not
apy. In summary, for moderate quality evidence there is still un- search non-English databases, which may have introduced lan-
certainty about the effectiveness of exercise for neck pain; guage bias in the review. Studies without a control or comparative
moderate grade evidence suggests there may be: group were excluded so that exercise treatment effectiveness and
efcacy could be properly ascertained (Carroll et al., 2008). This
a small benecial effect on chronic mechanical neck pain with review contains only published studies therefore publication bias
the use of scapulothoracic and upper extremity endurance was not guarded against.
training immediately post treatment.
a small improvement in chronic mechanical neck pain and 5. Conclusions
function with the use of Qigong (stretch, endurance, dynamic
stabilization exercises combined with cognitive exercises 5.1. Implications for practice
emphasizing mindfulness and emotion) immediately post
treatment and at short-term follow-up. There may be little to no This review shows that effectiveness of exercise for neck pain is
difference in quality of life and general perceived effect mea- lacking high quality evidence. The use of specic strengthening
sures with the use of qigong exercises. exercise as a part of routine practice is supported by moderate
a large benecial effect on pain in cervicogenic headaches when quality evidence for chronic neck pain and cervicogenic headache
combining the use of static and dynamic cervical, scap- and by low quality evidence for cervical radiculopathy. Strength-
ulothoracic strengthening and endurance exercises including ening exercises combined with endurance or stretching exercises
pressure biofeedback immediately post treatment and probably may also yield similar benecial results. However, low quality ev-
improves pain moderately in cervicogenic headaches at long- idence shows minimal benecial effects when only stretching or
term follow-up. There was also a moderate benecial effect on endurance type exercises were used for the cervical,
A.R. Gross et al. / Manual Therapy 24 (2016) 25e45 33
scapulothoracic and shoulder regions. Low quality evidence sup- studies, quality assessment, or data extraction for the study for
ports the use of Self-SNAG exercises for cervicogenic headache. which he was author.
This update shows some positive ndings for using exercise for Acknowledgements
neck pain, but further research is warranted because it is likely to
have an important impact on the effect estimate. Ongoing research We thank the Cochrane Back and Neck Group, the Cervical
to increase sample size and to pool similar data is required to Overview Group, Bruce Craven, Western University student
further validate these ndings. Optimal dosage to reach efcacy research groups for their contribution to this document. Dr. Craven
also needs to be explored. Use of prognostic and treatment-based was instrumental in directing us to the exercise classication
classication variables may aid in distilling which subgroups will framework that was used as our foundation within this review. This
most benet from what specic exercise. is one review of a series conducted by the Cervical Overview Group:
Gross A, Goldsmith C, Graham N, Santaguida PL, Burnie S, Forget M,
Funding Rice M, Miller J, Peloso P, Kay T, Kroeling P, Trinh K, Langevin P, Patel
K, Haines T, Haraldsson B, Radylovick Z, Szeto G, LeBlanc F, Ezzo J,
No funding was received for this update. Our reviews are sup- Morien A, Cameron I, Wang Z, Lilge L, White R, Bronfort G, Hoving J,
ported through the generous volunteer work of our members from Gelley G, Lalonde P.
various universities and learning institutes from around the world.
Conict of interest
Appendix 1. Characteristics of the Included Studies
Gert Bronfort is the rst author of one of the trials included in
this systematic review. He was not involved in the selection of
(continued )
(continued )
(continued )
(continued )
depth of 10e15 mm. YNSA was carried out as the symptom REASONS FOR DROP-OUTS: Reported (3 drop-outs, 1 in each
treatment with a selection of the kinetic and ypsilon points as the group)
main scalp points to treat TNS. The kinetic points were SIDE EFFECTS: Reported; no record of serious complication of
stimulated bilaterally with needle measuring 0.25 mm x 5 acupuncture or physiotherapy occurred during treatments or
e15 mm (Dongbang Acupuncture Needle, Korea) to a depth of 1 during the follow-up period after any of the treatments that
e2 mm, whereas the selection of the ypsilon points were could harm the patients during the assessment all stages of the
ipsilateral of the scalp to the diagnosed side of the neck. All trial
acupoints (body and scalp points) were stimulated in an uneven COST OF CARE: NR
manner every 10 min to maintain the needling sen. Chinese
acupuncture was performed in 20 min and YNSA was maintained
until 40 min. Stage 2: Physiotherapy given simultaneously with
YNSA.
COMPARISON TREATMENTS:
Arm 3 e Acupuncture (G2): Same protocol of acupuncture
therapy as described in the rst stage of G1 for 20 min.
Arm 4 e Physiotherapy (G3): Same protocol of physiotherapy as
described in the second stage of G1 for 20 min.
Treatment Schedule: 10 weeks, 20 sessions
Duration of Follow-up: 6 months follow-up
CO-INTERVENTION: avoided in trial
Hall et al., 2007 INDEX TREATMENT PAIN Headache intensity change score (VAS 0 to 100)
(sub)acute Cervicogenic headache Arm 1 e C1-2 self -SNAG (SSng): Activity e Belt was used as per Baseline Mean: SSng 52 Mock 51
(CGH) Mulligans detailed techniques. Mode e The participant was Reported Results: group difference in patient-rated pain favours
instructed by the PT on the proper positioning and technique of the SSng exercise group
mobilisation belt on 3 trials to familiarize themselves. The SMD(SSng vs Mock) at ST follow-up: 1.58 (95% CI: 2.38
participant was instructed to perform technique without to 0.77); power 100%, NNTB 2, Treatment advantage 40%
producing pain. Movement e supplemental video available on SMD(SSng vs Mock) at LT follow-up: 1.74 (95% CI: 2.57
line to 0.91); power 100%, NNTB 3, treatment advantage 40%
Treatment schedule: 1 day REASONS FOR DROP-OUTS: NA
COMPARISON TREATMENT SIDE EFFECTS: NR
Arm 2 e Control group (Mock): Sham mobilisations with same COST OF CARE: NR
belt. This group did not receive instruction to rotate head
towards restriction.
Treatment Schedule: 1 day
Duration of Follow-up: 4 weeks and 12 months
CO-INTERVENTION: Not avoided
Hallman et al., 2011 INDEX TREATMENT PAIN (Borg Scale 0 to 10)
Stress-related chronic neck-shoulder Arm 1 e Practice paced breathing: Activity e breathing Baseline Mean: Treatment 2.6, Control 2.5
pain exercises; Mode e resonance heart rate variability (HRV) Reported Results: no signicant difference between groups
biofeedback (BF) training and paced breathing; Movement e SMD (treatment vs control): 0.19 (95% CI: 1.01 to 0.63)
respiration. Dosage e Type of contraction e concentric FUNCTION (NDI 0 to 100)
diaphragm concentrically contracts with this breathing exercise, Baseline Mean: Treatment 21.3, Control 25.6
intensity -low as was breathing exercises, On-site sessions: Reported Results: no signicant difference between groups
speed e Sessions 1 and 10: between 4.5 and 6.5 breaths per SMD (treatment vs control): 0.52 (95% CI: 1.35 to 0.32)
minute to determine speed with highest HRV. Sessions 2e9: QUALITY OF LIFE SF-36 (physical function subscale)
performed at speed of highest HRV, duration -Sessions 1 and 10: Baseline mean: Treatment 89.6, Control 77.5
2 min of paced breathing for 2 min of free, non-paced breathing. Reported Results: no signicant difference between groups
Sessions 2 to 9: 4 times 5 min of resonant HRV BF with 2- SMD (treatment vs control): 0.65 (95% CI: 0.19 to 1.49)
min breaks, frequency 1time/week, environment in which REASONS FOR DROP-OUTS: NR
exercise is performed e morning or afternoon is standardized in SIDE EFFECTS: NR
a comfortable semi-reclined chair semi-reclined, 23 Celsius, dim COST OF CARE: NR
light, relaxing atmosphere, feedback -(psychologist weekly
session.
Home exercise-program: at least 15 min of paced breathing with
watch or easy air pacer software, 5 times/week
Treatment schedule: 10 weeks
COMPARISON TREATMENT
Arm 2 e Control Group: This group took part in the breathing
protocol in sessions 1 and 10, without any prescribed treatment
in between.
Treatment schedule: week 1 and 10
Duration of Follow-up: Directly after 10 weeks
CO-INTERVENTION: Not specied
Hansson et al., 2013 INDEX TREATMENT PAIN (VAS 0 to 100)
WAD Arm 1 e Vestibular rehabilitation program: Activity e circuit Baseline Median: Intervention 60, Control 60
training of six balance exercises with warm-up and recovery Reported Results: no signicant difference between groups;
phases; Mode e static and dynamic balance exercises with neck SMD (6 weeks vs control) 6 weeks 0.07 (95% CI: 0.68 to 0.82);
movements, eyes opened and closed; Movement e Warm-up SMD (3 months vs control) 0.60 (95% CI: 1.35 to 0.15)
phase- walking around the room and changing direction as well REASONS FOR DROP-OUTS: reported
as turning the head from side to side. Exercises in standing, SIDE EFFECTS: NR
including training of co-ordination of movements. Circuit COST OF CARE: NR
training- Standing up and sitting down on a chair while turning
the head from side to side. Eyes closed if possible. Standing on a
trampoline, eyes closed and slightly exing the knees and
turning the head from side to side simultaneously. Standing on a
(continued on next page)
38 A.R. Gross et al. / Manual Therapy 24 (2016) 25e45
(continued )
10 cm foam with eyes closed and turning the head from side to
side. Standing on a sport mat, walking on the spot and turning
the head from side to side. Eyes closed if possible. Sitting on a
ball, feet on foam, eyes closed and bouncing slightly while
turning the head from side to side. Walking forward and
backward while turning the head from side to side. Recovery
phase- Soft, relaxing movements. Stretch of the muscles in the
upper cervical region. Dosage e Warm-up duration- 10 min.
Circuit training duration- 2- minutes per exercise, 2 laps.
Recovery phase duration- 5 min. Frequency 2 times/week,
environment in which exercise is performed -physical therapy
centre, feedback -supervised group sessions.
Treatment Schedule: 6 weeks, 12 sessions
COMPARISON TREATMENT
Arm 2 e Control Group: no intervention
Treatment Schedule: 6 weeks
Duration of Follow-up: 6 weeks and 3 months
CO-INTERVENTION: reported and not avoided
Helewa et al., 2007 INDEX TREATMENT PAIN (VAS 0 to 10)
Chronic MND Arm 1 e Exercise: Activity eStandard Pillow Exercise Active Baseline Mean: Exercise 2.9, Pillow 3.6, Exercise Pillow 2.3,
Control Treatment Group: Standard (regular) pillow is assumed Control 2.5
to be used by this group. Mode e Exercise including: Posture, Reported Results: Not signicant at all points
Relaxation, Active Movement e 1-Postural correction in sitting, SMD (exercise vs control): 0.00 (95% CI: 0.52 to 0.52)
standing or during work and leisure activities emphasizing chin SMD (exercise pillow vs pillow): 0.59 (95% CI: 1.09
in retracted position with cervical spine elongations not beyond to 0.09); power 50.69%
normal curves of cervical spine practised with mirror feedback FUNCTION Northwick Park Neck Pain Questionnaire (NPQ 0 to
rst, then freely using other prompts to become habitual, 2- 100)
Relaxation Exercise Techniques designed to interrupt cycle of Baseline Mean: Exercise 32.3, Pillow 35.01, Exercise Pillow
pain and muscle spasm (hold-relax approach repeated up to 5 29.9, Control 27.4
times and/or rhythmic stabilisation applied manually by the PT Reported Results: Interaction of pillow and exercises are
and taught to the patient), 3-Free Active Exercise (following statistically signicant and clinically important
relaxation techniques patients freely move head and neck SMD (exercise vs control): 0.00 (0.52 to 0.52); power 100%
according to normal patterns of movement, may initially be SMD (exercise pillow vs pillow): 0.61 (1.11 to 0.12);
helped by the physiotherapists, patterns are diagonal and power 100%
involve head exion and rotation to the right followed by head QUALITY OF LIFE (SF 36 0 to 100)
extension and rotation to the left, diagonal patterns are then Baseline Mean: Exercise 42.8, Pillow 41.1, Exercise Pillow 43.7,
repeated to the contralateral sides), and 4- Strengthening Control 43.8
Exercises (to strengthen the anterior neck muscles using manual Reported Results: no signicant difference between groups
resistance (within the limit of pain) with a combination of SMD (exercise vs control): 0.15 (95% CI: 0.34 to 0.65); power
isometric and isotonic movements, the principle involving 100%
reversing movements of exion and extension, using the SMD (exercise pillow vs pillow): 0.46 (95% CI: 0.95, to
principles of successive induction (Sherrington, 1961). Dosage e 0.04); power 100%
13 sessions over 10 weeks, as well as home exercises and Active REASON FOR DROP-OUTS: Reported
Control treatment (massage and thermal modality) were SIDE EFFECTS: None present
administered to this group isometric rehabilitative exercise. COST OF CARE: NR
Arm 2 e Neck Support (Pillow): Activity e Orthopaedic
Pillow(s) Active Control Treatment Group: Mode e Neck
Support Pillows Movement e could be one of two designs:
Shape of Sleep pillow (Manutex Products, Mississauga, ON,
Canada) or the Sissel Design AB pillow (Sissel Design AB, Svedala,
Sweden). The two types of pillows were randomly assigned
equally in each arm. The pillows did not differ in shape but in the
rmness of the foam. The pillow use was combined with the
Active Control treatment (massage and thermal modality).
COMPARISON TREATMENT
Arm 3 e Neck Support and Exercise (Exercise Pillow):
Orthopaedic Pillow(s) Exercise Active Control Treatment:
Orthopaedic pillows were used and were of two types: Shape of
Sleep pillow (Manutex Products, Mississauga, ON, Canada) or the
Sissel Design AB pillow (Sissel Design AB, Svedala, Sweden). The
two types of pillows were randomly assigned equally in each
arm. The pillows did not differ in shape but in the rmness of the
foam. Pillow use, plus Exercise plus Active control treatment
(massage and thermal modality) were administered in this
group.
Arm 4 e Massage Therapy and thermal modality (Control):
Standard (regular) Pillow Active Control Group: The Standard
(regular) pillow is assumed to be used by this group. Active
Control treatment that included massage and thermal modality,
Efeurage type massage for 10 sessions in 10 weeks. Visits were
2 sessions/week for 3 weeks, then 1 visit/week for 3 weeks, then
1 visit in 10th week.
Arm 5 e Thermal modality: 20 min of moist heat or ice.
Treatment Schedule: 6 weeks (assume that the use of the pillow
was constrained to these 6 weeks)
A.R. Gross et al. / Manual Therapy 24 (2016) 25e45 39
(continued )
(continued )
group were advised to continue their daily activities as much as Baseline Mean: Cervical Collar 41.0, Physiotherapy 45.1, WLG
possible. As well they were asked to note in their diaries the parts 39.8
of the day where they were unable to continue their normal Reported Results: The collar group showed a signicant
activities. Patients were asked to contact the investigators if they difference in rate of improvement compared with the control
had any questions. group, the weekly change in the physiotherapy group was not
Arm 3 e Collar Group (CG): Semi-hard collar (Cerviex S, signicantly different from that of the control patients.
Bauerfeind and available in 6 sizes), The best size (to t snugly) SMD (PT vs WLC) at immediate post treatment: 0.11 (95%
was selected for each patient. Patients advised to wear the pillow CI: 0.45 to 0.23)
during the day for 3 weeks. Over the next 3 weeks patients were PATIENT SATISFACTION (scale 0 to 5)
weaned off the collar. After 6 weeks they were asked to no longer Reported Results: NR
wear the collar. RR (PT vs WLC) at immediate post treatment: 0.92 (95% CI: 0.62
Treatment Schedule: 6 weeks, 12 sessions e1.37)
Duration of Follow-up: 6 months REASONS FOR DROP-OUTS: NR
CO-INTERVENTION: Comparable between index and control SIDE EFFECT: NR
groups. Patients were asked to take paracetamol (usually) either COST OF CARE: NR
with or without a non-steriodal anti-inammatory. If necessary
opioids were prescribed.
Lange et al., 2013 INDEX TREATMENT PAIN (VAS 0 to 10)
Acute to chronic non-specic neck Arm 1 e Training group: Activity e Patterns and Baseline Mean: Training group 1 and control 1.2
and shoulder pain synchronisation of muscle recruitment, Strengthening exercises, Reported Results: no signicant difference between groups
Endurance exercises; Mode e Patterns and synchronisation SMD (training vs control): 0.58 (95% CI: 1.12 to 0.04)
-Standing supine and gentle rotation stood erect, Strengthening- REASON FOR DROP-OUTS: Reported
the whole spine was held in an anatomic neutral position during SIDE EFFECTS: Reported
pull exercises, shrugs standing erect holding the dumbbells in COST OF CARE: NR
their hands on both sides and sitting position leaning the upper
body 45 forward with a straight back for reverse ies.
Endurance-holding the body blade with both hands, and with
shoulders 90% exed and elbows 5% exed; Movement e
Patterns and synchronisation-3 conditioning exercises focussing
on activation of the deep cervical exors, Strengthening-Static
pull in 8 directions, shrugs, reverse ies, Endurance-Small
shoulder extensions and exions were performed to make the
body blade oscillate; Dosage e Patterns and synchronisation-
Type of contraction e concentric, Speed -slow and controlled
movement, Duration/Frequency 5 repetitions, 3 week,
Sequence -sequence warm-up then strengthening then
endurance, Feedback -the pilots had access to help from
educated trainers at the base and at Tactical Air Command Karup,
Strengthening-Type of contraction -concentric, Intensity
-equivalent to 70%e85% of 1 repetition maximum, Duration/
Frequency 8 to15 repetitionss, 3 week, Shrugs and static neck
pull were performed during every session and reverse ies were
performed every second session, Sequence -after warm-up,
Feedback-(the pilots had access to help from educated trainers at
the base and at Tactical Air Command Karup, Endurance-Type of
contraction -dynamic, Intensity -equivalent to 70%e85% of 1
repetition maximum, Speed -as the participants became more
accustomed to the body blade exercise, they attempted to make
it oscillate increasingly more rapidly, Duration/Frequency -up to
60 s, performed every second session, 3 week, Sequence -after
strengthening, Feedback -the pilots had access to help from
educated trainers at the base and at Tactical Air Command Karup.
Dosage e 3 sessions a week, 20 min of training session for 24
weeks
COMPARISON TREATMENT
Arm 2 e Control group: No intervention but offered the training
after the study. Encouraged to continue their physical activity as
usual.
Treatment Schedule: 24 weeks
Duration of Follow-up: none
CO-INTERVENTION: comparable between index and control
groups
Lundblad et al., 1999 INDEX TREATMENT PAIN (VAS 0 to 10)
Chronic MND Arm 1 e Feldenkrais Intervention (F): Activity e Education Baseline Mean: VAS e usually PT 1.2, F 1.5, control 2.0, VAS e
Mode e Individualized (functional integration) teacher guides worst PT 4.1, F 4.4, control 5.5
through movement sequences; Group (awareness through Reported Results: no signicant differences
movement) verbally guided through exercises for Movement e SMD (PT vs control) at LT follow-up: 0.14 (95% CI: 0.80 to
neck-shoulder complaints, home exercises, frequency 0.51)
-individually 4 times and in group (7e8 participants) 12 times; DISABILITY Work and leisure (0e4) Sick leave, days and %
required 50% participation in both segments of program. Dosage Baseline Mean:
e 50 min per week Disability e work PT 1.3, F 1.2, control 1.3,
Arm 2 e Physiotherapy Intervention (PT): Activity e Disability e leisure PT 0.6, F 0.9, control 0.6
Stabilisation exercises for low back and pelvis, isolated and Sick leave (days) PT 12.7, F 12.0, control 11.5,
relaxed shoulder movements Mode e Education use of body Sick leave (%) PT 6.5, F 5.8, control 5.9
emphasizing self-directed control and responsibility for body, Reported Results: no signicant differences
ability to cope with pain, muscle tension, and complaints. REASON FOR DROP-OUTS: Reported
A.R. Gross et al. / Manual Therapy 24 (2016) 25e45 41
(continued )
(continued )
KEY: 2.1 Intervention: CBT Cognitive Behavioral Therapy; CCF Craniocervical Flexion; ET Exercise Therapy; IR infrared Radiation; McK McKenzie; Mock Mock
therapy; MT manual therapy; MyoT Myofeedback training; ROM range of motion; SMT Manipulation; SSng Self Snag; SUS Sham Ultra Sound;
TENS transcutaneous electrical nerve stimulation.
2.2 Outcome measures: BORG Borg pain scale; DASH disability of the arm, shoulder and hand; NDI neck disability index; NPDI Neck Pain Driving Index;
NPQ Northwick Park questionnaire; PPT pain pressure threshold [measured by algometer]; SF-12 Short Form 12; SF-36 Short Form 36; VAS visual analogue scale.
2.3 Other: CI condence interval; G group; NA not applicable; NNTB number-needed-to-treat-to-benet; NR not reported; p probability value; RCT randomized
controlled trials; RR relative risk; SMD standardised mean difference; vs versus.
44 A.R. Gross et al. / Manual Therapy 24 (2016) 25e45
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