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gov Paper 6
571-272-7822 Entered: September 28, 2017
v.
Case IPR2017-01198
Patent 8,538,498 B2
____________
DECISION
Institution of Inter Partes Review
37 C.F.R. 42.108
IPR2017-01198
Patent 8,538,498 B2
I. INTRODUCTION
Petitioner Unified Patents Inc. requested an inter partes review of
claims 124 (the Challenged Claims) of U.S. Patent No. 8,538,498 B2
(the 498 patent). Paper 1 (Petition or Pet.). Patent Owner Silver
State Intellectual Technologies, Inc. filed a Preliminary Response. Paper 5
(Prelim. Resp.).
Under 35 U.S.C. 314(a), an inter partes review may not be instituted
unless it is determined that there is a reasonable likelihood that Petitioner
will prevail with respect to at least one of the Challenged Claims. Based on
the information presented in the Petition and Preliminary Response, we are
persuaded that there is a reasonable likelihood Petitioner would prevail with
respect to the Challenged Claims. Accordingly, we institute an inter partes
review of the Challenged Claims on the grounds specified below.
II. BACKGROUND
A. The 498 patent (Ex. 1001)
The 498 patent relates to communicating information, including
advertising information, with automobiles. Ex. 1001, 1:2325. The
498 patent discloses an information and control system for use in a vehicle
and capable of communicating with remote servers through a
communications network. Id. at 3:5762. The system includes a user
interface having a display that presents several options on a main directory
page. Figure 6 of the 498 patent is reproduced below.
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B. Challenged Claims
Claims 1 and 13 are independent and are reproduced below with
bracketed material added.1
1. A method for use in a system in a vehicle, the
vehicle including a display element, the method
comprising:
[1a.] sensing a location of the vehicle;
[1b.] showing, on the display element, at least one
indicator indicating a location of at least one product or
service provider in relation to the sensed location of the
vehicle;
1
Petitioner identifies the limitations of claim 1 using different bracketing
notations than the notations set forth here. See Pet. 1327.
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E. Related Proceedings
The 498 patent was the subject of a petition for inter partes review
filed by Google Inc. on August 17, 2015. Google Inc. v. Silver State
Intellectual Technologies, Inc., IPR201501747, Paper 1. Further, Petitioner
states the 498 patent was the subject of Silver State Intellectual
Technologies, Inc. v. Google Inc. et al., Case No.: 2:14-cv-00662 (D. Nev.)
(filed Apr. 30, 2014), which was terminated on October 2, 2015. Pet. 2.
III. ANALYSIS
A. Overview of Cited References
1. Maekawa
Maekawa relates to a vehicle touch screen navigation system.
Ex. 1004, 1:78, 3:4849. Figure 5A of Maekawa is reproduced below.
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station, a family restaurant, a bank and so on. Id. at 7:913. The facility
selecting switches of Figure 5C are displayed in response to a user selecting
the peripheral search switch of Figure 5A. Id. When a user selects a facility
selecting switch, facilities of the selected type are displayed on a map as
shown in Figure 6A of Maekawa, which is reproduced below.
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The IVC 1100 displays a menu from which occupants may select any
number of desired items to form an occupant order. Id. at 2:510. The
primary purpose of the IVC is to: (i) display menu information, (ii) receive
advertising, merchandising and menu indicia, and (iii) order and provide
payment for selected items from within the vehicle. Id. at 9:3744.
3. Spiegel
Spiegel discloses selecting items to order using a shopping cart
model. Ex. 1006, 1:59. Figure 2 of Spiegel is reproduced below.
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B. Claim Construction
We interpret the claims of an unexpired patent that will not expire
before issuance of a final written decision using the broadest reasonable
interpretation in light of the specification. See 37 C.F.R. 42.100(b);
Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 214446 (2016). Under
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Section 4(c) of the Leahy-Smith America Invents Act (AIA), Pub. L. No.
112-29, 4(c), 125 Stat. 284 (2011), re-designated 35 U.S.C. 112 6 as
35 U.S.C. 112(f). Because the 498 patent has a filing date before
September 16, 2012 (effective date of the statute), we refer to the pre-AIA
version of 35 U.S.C. 112.
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standard. In re Aoyama, 656 F.3d 1293, 1297 (Fed. Cir. 2011) ([T]he
broadest reasonable interpretation . . . [of] means-plus-function language is
that statutorily mandated in [Section 112] paragraph six. (quoting In re
Donaldson Co., 16 F.3d 1189, 119495 (Fed. Cir. 1994) (en banc)));
Donaldson, 16 F.3d at 1193 ([P]aragraph six applies regardless of the
context in which the interpretation of means-plus-function language arises,
i.e., whether as part of a patentability determination in the PTO or as part of
a validity or infringement determination in a court.).
Our Rules specifically require that a petition for inter partes review
identify how each challenged claim is to be construed, including
identification of the corresponding structure for means-plus-function
limitations. 37 C.F.R. 42.104(b)(3). In particular, where the claim to be
construed contains a means-plus-function limitation as permitted under
35 U.S.C. 112 6, the construction of the means-plus-function limitation
must identify the specific portions of the specification that describe the
structure, material, or acts corresponding to each claimed function. Id.
Petitioner asserts claim limitations 13a and 13d constitute means-plus-
function limitations as permitted under 35 U.S.C. 112 6. Pet. 10; see also
supra Section II.B (bracketed notations identifying limitations). For each
limitation, Petitioner identifies a recited function and corresponding
structure disclosed in the Specification. Pet. 1013. Patent Owner does not
challenge Petitioners identification of limitations 13a and 13d as subject to
construction under 35 U.S.C. 112 6 or Petitioners corresponding
proffered constructions of these limitations. See generally Prelim. Resp.
Limitation 13a recites a device for sensing a location for the
vehicle. Petitioner identifies the function of the claimed device as sensing
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a location of the vehicle. Pet. 12 (citing Ex. 1001, 20:9). Generic terms
such as mechanism, element, device, and other nonce words that reflect
nothing more than verbal constructs may be used in a claim in a manner that
is tantamount to using the word means because they typically do not
connote sufficiently definite structure and therefore may invoke 112,
para. 6. Williamson, 792 F.3d at 1348 (internal citations omitted). In light
of this tenet, we agree with Petitioner that limitation 13a is subject to 35
U.S.C. 112 6 and adopt Petitioners identification of the claimed function
as sensing a location of the vehicle. Relying on Dr. Michalson, Petitioner
further identifies the corresponding structure for the identified function as a
GPS receiver, or equivalents thereof. Id. at 13 (citing Ex. 1007 29). We
observe the Specification recites navigation subsystem 141 in FIG. 1
receives signals from a constellation of satellites[,] which is part of the U.S.
governments GPS. Ex. 1001, 12:1315. Given this disclosure, we agree
with Petitioner that the corresponding structure for the claimed device for
sensing a location for the vehicle is a GPS receiver, or equivalents
thereof.
Limitation 13d recites a processor configured to provide for display
on the display element of the indication of the selectable option to order,
through a communications network, one or more of the plurality of products
or services based on the information. Petitioner and Dr. Michalson
summarily assert limitation 13d constitutes a means-plus-function limitation.
Pet. 13; Ex. 1007 29. Petitioner does not set forth in the record before us
sufficient analysis of why one of ordinary skill in the art would fail to
understand the processor recited in limitation 13d as providing sufficiently
definite structure for performing the claimed function. See id. Petitioner
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thus fails to rebut the presumption that limitation 13d is not intended to
invoke 35 U.S.C. 112 6 because it does not recite the word means.
Williamson, 792 F.3d at 1348. Accordingly, we are not persuaded on the
record before us that limitation 13d constitutes a means-plus-function
limitation.
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our discretion not to institute review under 314(a) and turn to the merit of
the Petition.
3
Petitioner identifies the limitations of claim 1 using different notations
from ours. See Pet. 1327. We refer to the limitations of claim 1 as
indicated by the notations set forth in Section II.B above.
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claim 13. Pet. 3648.4 For example, to meet the device for sensing a
location limitation, which we have construed as a mean-plus-function
limitation requiring a GPS receiver as the means for sensing the location,
Petitioner identifies Maekawas GPS receiver 21. Pet. 37 (citing Ex. 1004,
4:4553, Fig. 1). Petitioner further identifies structures recited by Maekawa
and Dickson for meeting limitations 13c and 13d. Id. at 4348. For
instance, to meet limitation 13c, Petitioner identifies Maekawas touch
screen display 12 as an interface, and relies on the combined teachings of
Maekawa (selecting and displaying restaurant information) and Dickson
(selecting and displaying a restaurant menu, and an option to order from the
menu) to disclose an interface configured to receive a user request to obtain
information concerning a plurality of products or services offered by the
provider indicated by the indicator and to receive a user request to order one
or more of the plurality of products or services. Id. at 46. To meet
limitation 13d, Petitioner identifies Maekawas central processing system 4
and CPU 40, together with the teachings of Dickson regarding displaying
order information, to disclose a processor configured to provide for display
on the display element . . . the indication of the selectable option to order . . .
one or more of the plurality of products or services. Id. As with claim 1,
Petitioner relies on Dr. Michalsons testimony to contend that it would have
been obvious to an artisan of ordinary skill to combine the cited teachings of
Maekawa and Dickson. Id. at 3648 (citing Ex. 1007 6981). Thus,
Petitioners analysis, as supported by the Michalson First Declaration,
4
Petitioner identifies the limitations of claim 13 using different notations
from ours. See Pet. 3648. We refer to the limitations of claim 13 as
indicated by the notations set forth in Section II.B above.
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See generally Prelim. Resp. Based on the current record at this stage of the
proceeding, we determine Petitioner has shown a reasonable likelihood of
prevailing with respect to its obviousness challenges to claims 2 and 14 over
Maekawa and Dickson.
4. Dependent claims 3 and 15
Dependent claims 3 and 15 recite, in relevant part, wherein the
information includes descriptions of the products or services. Claim 15
further recites and the display element is further configured to show the
information. Petitioners analysis, as supported by the Michalson First
Declaration, demonstrates where Petitioner contends each element of
dependent claims 3 and 15 is taught or suggested by Maekawa and Dickson.
Pet. 30, 4950 (citing Ex. 1007 61, 83). In particular, Petitioner identifies
Dicksons menu as meeting the claimed description of products. Id.
We have reviewed the information provided by Petitioner, including
the relevant portions of the supporting Michalson First Declaration. Patent
Owner does not address Petitioners contentions regarding claims 3 and 15.
See generally Prelim. Resp. Based on the current record at this stage of the
proceeding, we determine Petitioner has shown a reasonable likelihood of
prevailing with respect to its obviousness challenges to claims 3 and 15 over
Maekawa and Dickson.
5. Dependent claims 4 and 16
Dependent claims 4 and 16 recite, in relevant part, wherein the
descriptions comprise a menu.5 Petitioners analysis, as supported by the
Michalson First Declaration, demonstrates where Petitioner contends each
5
Dependent claim 4 recites comprises while dependent claim 16 recites
comprise.
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orders in past order box 202 teaches or suggests the claimed indication of the
descriptions of products or services previously ordered in a select status,
which we construed above as a representation reflecting a previous order of
a product or service. See supra Section III.B.1. We are persuaded,
therefore, that Petitioner has demonstrated in the record before us a
reasonable likelihood of prevailing on its challenge to claims 5 and 17.
2. Dependent claims 6 and 18
Dependent claims 6 and 18 recite, in relevant part, wherein the
information includes promotional information. Petitioners analysis, as
supported by the Michalson First Declaration, demonstrates where Petitioner
contends each element of dependent claims 6 and 18 is taught or suggested
by Maekawa, Dickson, and Spiegel. Pet. 5659 (citing Ex. 1007 98101,
103). In particular, Petitioner identifies Dicksons menu as meeting the
claimed promotional information. Id. at 56. Neither party addresses directly
the scope of term promotional information in the record before us.
Petitioner further does not identify evidence, either intrinsic or extrinsic to
the 498 patent, that would suggest a menu such as that disclosed in Dickson
would constitute promotional information. See id. Therefore, we are not
persuaded that Dicksons menu meets this claim limitation under its broadest
reasonable interpretation.
Alternatively, Petitioner identifies Spiegels teaching to customize
recommendations for items to purchase based on the purchasing or, more
generally, access patterns of a user as meeting the claimed inclusion of
promotional information. Id. at 57 (citing Ex. 1006, 2:4649; Ex. 1007
99, 103). Petitioner further identifies Spiegels teaching to track the
electronic commerce activity of the user . . . and customize advertising and
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recommendations for the user. Id. (citing Ex. 1006, 3:3640, 4:2327;
Ex. 1007 99, 103). Patent Owner does not address Petitioners
contention. See generally Prelim. Resp. At this stage of the proceeding and
based on the record before us, we agree with Petitioner that Spiegels
description of displaying to the user particular items for purchase based on
the users purchasing and access patterns (Ex. 1006, 2:4652) and Spiegels
description of providing customized advertising to the user based on the
users electronic commerce activity (id. at 3:3640, 4:2327) teaches or at
least suggests the claimed promotional information.
Having reviewed the information provided by Petitioner, including the
relevant portions of the supporting Michalson First Declaration, and based
on the current record at this stage of the proceeding, we determine Petitioner
has shown a reasonable likelihood of prevailing with respect to its
obviousness challenge to claims 6 and 18. We direct the parties to address
the scope of the term promotional information at trial. In so doing, the
parties shall proffer all evidence in support of their arguments, including
citations to the Specification and file history of the 498 patent.
IV. SUMMARY
We determine that Petitioner has demonstrated a reasonable likelihood
of prevailing on its challenges. At this stage, we have not made a final
determination as to the patentability of any of the Challenged Claims.
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V. ORDER
It is, therefore,
ORDERED that, pursuant to 35 U.S.C. 314(a), an inter partes
review of the 498 patent is hereby instituted on the following grounds:
A. Obviousness of claims 14, 716, and 1924 over Maekawa and
Dickson;
B. Obviousness of claims 5, 6, 17, and 18 over Maekawa, Dickson,
and Spiegel.
FURTHER ORDERED that review based on any other proposed
grounds of unpatentability is not authorized; and
FURTHER ORDERED that pursuant to 35 U.S.C. 314(c) and
37 C.F.R. 42.4, notice is hereby given of the institution of a trial
commencing on the entry date of this Decision.
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FOR PETITIONER:
Ashraf A. Fawzy
Jonathan Stroud
UNIFIED PATENTS INC.
afawzy@unifiedpatents.com
jonathan@unifiedpatents.com
PATENT OWNER:
Glen L. Nuttall
Daniel M. Cavanagh
KLEIN, ONEILL & SINGH, LLP
gnuttall@koslaw.com
dcavanagh@koslaw.com
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