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Journal of Autism and Developmental Disorders, Vol. 28, No.

4, 1998

The Vineland Adaptive Behavior Scales: Supplementary


Norms for Individuals with Autism

Alice S. Carter/'^ Fred R. Volkmar,^ Sara S. Sparrow,^ Jing-Jen Wang,^ Catherine Lorcl,^
Geraldine Dawson,^ Eric Fombonne,^ Katherine Loveland,^ Gary Mesibov,^ and Eric Schopler^

Vineland Adaptive Behavior Scales Special Population norms are presented for four groups
of individuals with autism: (a) mute children under 10 years of age; (b) children with at
least some verbal skills under 10 years of age; (c) mute individuals who are 10 years of age
or older; and (d) individuals with at least some verbal skills who are 10 years of age or
older. The sample included 684 autistic individuals ascertained from cases referred for the
DSM-IV autism/PDD field trial collaborative study and five university sites with expertise
in autism. Young children had higher standard scores than older individuals across all
Vineland domains. In the Communication domain, younger verbal children were least im-
paired, older mute individuals most impaired, and younger mute and older verbal individuals
in the midrange. Verbal individuals achieved higher scores in Daily Living Skills than mute
individuals. The expected profile of a relative weakness in Socialization and relative strength
in Daily Living Skills was obtained with age-equivalent but not standard scores. Results high-
light the importance of employing Vineland special population norms as well as national
norms when evaluating individuals with autism.
KEY WORDS: Vineland Behavior Scales; special population norms; autism.

INTRODUCTION als with autism. Additional analyses within the spe-


cial population normative sample address some of
This paper presents special population norms on the limitations of employing standard and age
the Vineland Adaptive Behavior Scales for individu- equivalent scores from the Vineland national stand-
ardization sample with individuals with autism. Autis-
'Department of Psychology and Yale School of Medicine Child tic individuals show a unique pattern or profile of
Study Center, New Haven, Connecticut. scores across dimensions of adaptive behavior rela-
^Yale School of Medicine Child Study Center and Yale University tive to age- and mental age-matched peerT (Ando,
Department of Psychology, New Haven, Connecticut.
Yoshimura, & Wakabayashi, 1980; Freeman, Ritvo,
American Guidance Service, Minneapolis, Minnesota.
"Department of Psychiatry, University of Chicago, Chicago, Illinois. Yokota, Childs, & Pollard, 1988; Jacobson & Acker-
'Department of Psychology, University of Seattle, Seattle, Wash- man, 1990; Loveland & Kelley, 1988, 1991; Rodrigue,
ington. Morgan, & Geffken, 1991; Sloan & Marcus, 1981;
Medical Research Council, University of London, London, Volkmar et al., 1987). Studies of adaptive behavior
United Kingdom. Formerly at the INSERM, Centre de Alfred
Binet, Paris, France. consistently demonstrate that individuals with autism
'Department of Psychiatry and Behavioral Science, University of evidence significant deficits in socialization, relative
Texas, Houston, Texas. strengths in daily living skills, and intermediate
^Division TEACCH, University of North Carolina at Chapel Hill, scores in communication (e.g., Loveland & Kelley,
Chapel Hill, North Carolina.
'Address all correspondence to Alice S. Carter, Yale University, 1991; Volkmar et al., 1987). In addition, recent evi-
Department of Psychology, 2 Hillhouse Avenue, New Haven, dence suggests that children with autism show
Connecticut 06520-8205. greater intradomain scatter when eompared to typi-

287
0162-3257/98/0800-0287$15.00/0 1998 Plenum Publishing Corporalion
288 Carter et al.

cally functioning and retarded children (VanMeter, adoption of specific criteria for deficits in adaptive
Fein, Morris, Waterhouse, & Allen, 1997). In light of behavior, the development of instruments that pro-
the unique pattern of adaptive functioning observed vide national norms such as the Comprehensive Test
in individuals with autism (cf. Carter, Gilham, Spar- of Adaptive Behavior (Adams, 1984) and Vineland
row, & Vblkmar, 1997), comparing individuals with Adaptive Behavior Scales (Sparrow et al., 1984) has
autism to a similarly affected normative group rather facilitated the use of specific quantifiable guidelines.
than relying on national norms may provide a more For example, to assign a diagnosis of mental retar-
appropriate context for understanding a particular dation, some states require performance that falls ap-
autistic individual's current adaptive functioning. proximately below the fourth percentile (e.g.,
The assessment of adaptive behavior in individu- Standard Score below 70-75) in two of the following
als with autism has traditionally been employed along adaptive behavior domains: (a) Communication, (b)
with standardized measures of intellectual function- Daily Living Skills/Self Help Skills, (c) Socializa-
ing to determine whether or not to assign a diagnosis tion/Social Functioning/Interpersonal Skills, and (d)
of mental retardation. Approximately three fourths Motor Skills.
of individuals with autism obtain verbal IQ scores in Although the assessment of mental retardation
the mentally retarded range of cognitive functioning is central to a comprehensive assessment of an indi-
(Ritvo et al., 1989) with estimates of mental retarda- vidual with autism (Klin et al., 1997), it is critical to
tion among individuals with autism as high as 85% recognize that individuals who are affected with both
(Volkmar & Cohen, 1986, 1988). In addition to the autism and mental retardation differ significantly
central role of adaptive behavior in diagnosing men- from individuals who only meet criterion for mental
tal retardation, the assessment of adaptive behavior retardation in the pattern of acquisition of adaptive
is clinically informative for educational and voca- behavior and other competencies. Indeed, significant
tional planning for individuals with autism through- progress has been made in the field of mental retar-
out the spectrum of intellectual functioning. The dation by recognizing that it is not a homogeneous
traditional inclusion of adaptive behavior assess- entity (Bailey, Phillips, & Rutter, 1996). Thus, when
ments to diagnose or rule out mental retardation evaluating an individual with autism and mental re-
contributed to the current recognition that it is im- tardation, the use of special population norms for
portant to assess adaptive skills across the spectrum mentally retarded individuals does not provide an
of cognitive functioning within autism. To maximize adequate comparison group.
the clinical utility of the assessment of adaptive be- Independent of their level of cognitive function-
havior for individuals with autism, this paper presents ing, individuals with autism have a profound inability
new supplemental norms for individuals with autism. to relate to people as well as language abnormalities
These norms enable clinicians and researchers to and stereotyped repetitive behaviors (Cohen, Paul, &
compare an individual with autism's adaptive func- Volkmar, 1986; Fein, Pennington, Markowitz, Braver-
tioning to a peer group of similarly affected individu- man, & Waterhouse, 1986; Frith, 1989; Happe, 1994;
als as well as to national normative data. Lord, 1993; Rutter, 1978; Sigman, 1995; Wing &
Diagnosing or ruling out the presence of mental Gould, 1979). Indeed, Kanner's (1943) original de-
retardation is an essential component of a compre- scription of the syndrome of autism emphasized the
hensive evaluation for an individual with autism social impairment of individuals with autism. This fo-
(Klin, Carter, & Sparrow, 1997). The most widely ac- cus on the eentrality of social deficits has continued
cepted definition of mental retardation involves the in more recent definitions and descriptions of the
presence of subaverage cognitive functioning and clinical features of autism (Bailey et al., 1996; Cohen
deficits in adaptive behavior with onset prior to age et al., 1986; Fein et al., 1986; Rutter, 1978; Wing &
18 (American Psychiatrie Association [APA], 1994; Gould, 1979). In addition, the most recent edition of
Grossman, 1983). Significant deficits in adaptive be- the Diagnostic and Statistical Manual of Mental Dis-
havior are demonstrated by significant impairments orders (DSM-IV; APA, 1994) is consistent with Kan-
in the performance of daily activities required for ner's early conceptualization of autism in highlighting
personal and social sufficiency (Sparrow, Balla, & social deficits. Thus, the deficits observed in social
Cicchetti, 1984) as measured by standardized instru- functioning are far greater than what one would ex-
ments designed to assess adaptive behavior. Al- pect, even given the typically observed cognitive limi-
though there are state and local differences in the tations. As the social and linguistic deficits and
Vineland Supplementary Norms for Autism 289

deviance present in autism impact on the day-to-day parent when individuals with autism are matched to
performance of adaptive behaviors, it is not surpris- normally developing children on the basis of overall
ing that even high-functioning individuals with adaptive behavior scores (Rodrigue et al., 1991).
autism typically show significant deficits in adaptive While the pattern of a relative deficit in sociali-
behaviors (cf. Carter et al., 1996). zation and a relative strength in daily living skills is
Recently, Volkmar and colleagues argued that so- apparent early in life (Loveland & Kelley, 1991) and
cial deficits in individuals with autism can be quanti- in older individuals with autism (Volkmar et al.,
fied by determining the magnitude of the discrepancy 1987), it is important to note that adaptive behavior
between a standard score in the adaptive domain of profiles for individuals with autism may be affected
socialization and mental age (Volkmar, Carter, Spar- by age (Jacobson & Ackerman, 1990) and level of
row, & Cicchetti, 1993; Gilham, Carter, Volkmar, & cognitive functioning (Burack & Volkmar, 1992). In-
Sparrow, 1998). This conceptual model emphasizes dividuals with autism with IQ scores in the average
developmental delay in the acquisition of adaptive so- range and higher typically exhibit deficits in adaptive
cial behaviors in contrast to previous categorical mod- behavior, especially in the socialization domain, cou-
els that highlighted developmental social, linguistic pled with a high frequency of maladaptive behaviors
and behavioral deviance. They demonstrated that the (Burack & Volkmar, 1992; Freeman et al., 1988;
Vineland Adaptive Behavior Scales (Sparrow et al., Volkmar et al., 1987). While both high- and low-func-
1984) were sensitive to the overall impairments ob- tioning individuals with autism display more scatter
served in autism and could be used to quantify the in their adaptive behavior profiles than chronologi-
social deficits observed among autistic individuals. cally- and mental aged-matched peers (Volkmar et al.,
VanMeter et al. (1997) examined intratest scatter 1987), low-functioning individuals with autism display
among preschoolers who were carefully matched to greater scatter than high-functioning individuals with
either fypically functioning or mentally deficient chil- autism (Burack & Volkmar, 1992). Thus, the chrono-
dren on Vineland raw scores to highlight the presence logical and mental age of an individual with autism
of deviance as well as delay in the acquisition of adap- must be considered when interpreting the level and
tive behavior in autism. While these studies have im- profile of observed adaptive behavior scores.
plications for research in the area of autism, they also A number of psychometric issues are relevant to
highlight the clinical utility of the assessment of adap- the interpretation of Vineland Adaptive Behavior
tive behavior in autism and more specifically the use Scale scores for individuals with autism. Specifically,
of the Vineland Adaptive Behavior Scales in the as- very low functioning individuals with autism may
sessment of adaptive behavior in autism. show relatively little scatter in standard scores across
Autistic individuals show a unique pattern or domains due to basal effects. Moreover, the use of
profile of scores across dimensions of adaptive be- age-equivalent scores to examine domain differences
havior relative to age- and mental age-matched peers may be misleading due to lack of comparability in
(Ando et al., 1980; Freeman et al., 1988; Jacobson & range across domains and subdomains. For example,
Ackerman, 1990: Loveland & Kelley, 1988, 1991; Ro- several Vineland domains have relatively low ceilings
drigue et al., 1991; Sloan & Mareus, 1981; Volkmar (e.g., the highest possible age-equivalent scores in re-
et al., 1987). Several studies have employed the ceptive communication is 7 years 10 months). For
Vineland Adaptive Behavior Scales to document this this reason, standard scores are recommended for
unique pattern of adaptive behavior across domains use in clinical applications while raw scores are rec-
(i.e.. Communication, Daily Living Skills, and Sociali- ommended in research applications. When employ-
zation) in individuals with autism as compared with ing raw scores, statistical analyses can be employed
individuals with mental retardation. These studies to control for chronological and/or mental age dif-
consistently indicate that while individuals with men- ferences.
tal retardation have relatively flat profiles across The clinical management of children and adults
adaptive behavior domains, autistic children and with autism typically requires clinicians to make rec-
adults evidence significant deficits in the Socializa- ommendations regarding appropriate educational
tion Domain, when compared to relative strengths in services, vocational training and eommunity-based
Daily Living Skills, and intermediate scores on Com- living facilities (Freeman et al., 1991). Adaptive skills
munication (Loveland & Kelley, 1991; Volkmar et al., may be more predictive of vocational success and
1987). A similar relative deficit in socialization is ap- level of independence achieved than either academic
290 Carter et al.

achievement or intellectual abilities. For example, different sites: the Yale Child Study Center Devel-
Rumsey, Rapoport, and Sceery (1985) reported that opmental Disabilities Clinic (225 cases). Division
14 high-functioning men with relative deficits in so- TEACCH (195 cases). University of Texas (42 cases).
cialization as assessed by the Vineland Socialization University of Washington (43 cases), and the Center
domain had considerable difficulty with vocational Alfred Binet (42 cases). These 684 individuals (497
adjustment and independent living despite their rela- male, 157 female, 30 cases missing gender) had par-
tively high IQs and academic achievement. ticipated in a comprehensive evaluation that included
Thus, independent of cognitive level, the assess- the administration of the Vineland (survey or ex-
ment of adaptive behavior is a critical component of panded form), psychological testing, and diagnostic
any comprehensive clinical assessment of individuals assessment by highly experienced examiners. As the
with autism (Klin et al, 1997). Specifically, the as- focus of the majority of the assessments was to docu-
sessment of adaptive behaviors with standardized in- ment a primary diagnosis of Autism, it is possible
struments: (a) is necessary to document a diagnosis that some individuals may have met criteria for dis-
of mental retardation; (b) can inform the diagnosis orders that have recently been included in the DSM-
of autism; (c) can help to identify an individual's IV, including Childhood Disintegrative Disorder
strengths and weaknesses for planning educational, (Volkmar & Rutter, 1995) or Asperger syndrome. In
vocational, and treatment goals; (d) can serve to 42% of the cases the individual was noted to be
monitor an individual's progress over time and across largely or entirely mute. The definition of mute, de-
settings (Perry & Factor, 1989); and (e) may be used rived verbatim from the DSM-IV field trial, was as
to document the efficacy of intervention programs. follows: "little or no language, uses language only oc-
The unique profile and greater scatter evident casionally; only single words or echolalic language
among individuals with autism suggested the need to with limited or no spontaneous speech." The mean
develop norms based on autistic samples (Volkmar et age of cases was 11.17 years {SD = 7.83); cases
al., 1987). When making educational and vocational ranged from preschool to middle age (ages 2 to 59
recommendations or when evaluating an individual's years). Assessments of full-scale IQ based on various
progress over time it is often useful to evaluate an assessment instruments were available in 606 cases;
individual with special needs relative to their own in the remaining 78 cases the individual was noted
peer group rather than in contrast to a typically de- to be "untestable."
veloping normative group (Sparrow et al., 1984). Suc- The total sample was divided into four norming
cessful individual intervention efforts and outcome groups based on age (younger than 10 years of age
evaluations require the specification of attainable or 10 to 59 years of age) and language status (mute
goals. Employing the national standardization sample and verbal). The distinction between mute and verbal
norms or even special population norms for mentally is critical for intervention and can be determined
retarded individuals may lead to unrealistically high without formal psychological assessment. Although
goals in socialization and an underestimate of poten- ideally, special population norms would be available
tial within Daily Living Skills. This paper presents for smaller chronological and mental age bands (i.e.,
Special Supplemental norms for individuals with preschool, school-aged, adolescents, adults), sample
autism in four categories: (a) below age 10-mute; (b) size limitations precluded the creation of more re-
ages 10 to 59-mute; (c) below age 10-at least some fined groups. The decision to divide the sample, at
verbal skills; (d) ages 10 to 59-at least some verbal 10 years of age was based on a desire to acknowledge
skills. the different developmental concerns of younger ver-
sus older children and adults with autism as well as
by pragmatic power constraints within the available
METHOD sample. Table I presents sample characteristics for
each of the of the four norming groups (i.e., gender,
Participants IQ, and age).
The preponderance of males in each of the autis-
The sample included 684 autistic individuals tic norm groups is expected given the increased fre-
from records of evaluations performed either as part quency of the condition in males (Lord & Schopler,
of the DSM-IV autism/PDD field trial collaborative 1987; Volkmar, Szatmari, & Sparrow, 1993). In addi-
study (137 cases) (Volkmar et al, 1994) or from five tion, consistent with the increased severity in affected
Vineland Supplementary Norms for Autism 291

Table I. Sample Characteristics


Verbal Mute
Age 10 and Age 10 and
Age below 10 above Age below 10 above
(n = 141) = 186)
in -- in = 252) (n --= 104)
n % n % n % n %

Gender
Male 86 61 139 75 158 63 64 62
Female 26 18 42 23 57 23 37 36
Missing 29 21 5 3 37 15 3 3

Age
M SD 6.20:t 1.92 19.30 8.18 5.72:t 2.26 14.89 4.73
Range 2.67-9.91 10.0-59.0 2.25-9.92 10.0-33.0

IQ
<25 3 2 24 13 32 13 35 34
25-39 12 9 33 18 42 17 12 12
40-54 12 9 30 16 53 21 13 13
55-69 38 27 31 17 54 21 17 16
70-85 33 23 21 11 17 7 9 9
>85 32 23 43 23 3 1 3 3
Missing 11 8 4 2 51 20 15 14

females as compared to males (Volkmar et al., 1993), crepant numbers of cases from each site (e.g., 42 vs.
females were more likely to be mute, x^(l) = 4.08, p 252), site was not included as a control variable in
< .05, and severely delayed cognitively than males, analyses.
X\5) = 11.08, p < .05.
All cases had a primary diagnosis of autism as
assigned by the clinician on the basis of a compre- Measures
hensive assessment. In most cases this diagnosis was
also supported by the results of assessment instru- Vineland Adaptive Behavior Scales-Survey Form
ments specifically developed for autism (e.g., the {Sparrow et al., 1984). The Vineland Adaptive Be-
Children's Autism Rating Scale; Schopler, Reichler, havior Scales evaluate children's personal and social
& Renner, 1988; the Autism Behavior Checklist; sufficiency in a semistructured interview with a pri-
Krug, Arick, & Almond, 1980; Autism Diagnostic In- mary caregiver. This instrument assesses four areas
terview-Revised; Lord, Rutter, & Le Couteur, 1994). of adaptive behavior: Communication, Daily Living
As both DSM-IV (APA, 1994) and ICD-10 (World Skills, Socialization, and Motor Skills. Communica-
Health Organization [WHO], 1992) diagnoses were tion refers to those skills required for receptive, ex-
under preparation at the time of the data collection, pressive, and written language; Daily Living Skills
it was not always possible to utilize these most recent includes the practical skills needed to take care of
categorical diagnostic systems. However, for those oneself and contribute to a household and commu-
cases provided as part of the DSM-IV autism/PDD nity; Sociahzation pertains to those skills needed to
field trial and for all of the Yale cases, the most re- get along with others, regulate emotions and behav-
cent ICD-10 (WHO, 1992) criteria were applied and ior, as well as skills involved in leisure activities such
only subjects who met the ICD-10 criteria were in- as play; Motor Skills, comprising both fine and gross
cluded in the sample. The majority of the cases were motor items, are typically assessed in individuals be-
receiving special educational services but were not in low the age of 6 years or when significant difficulty
residential placements. Cases did vary significantly in in motor development is suspected. The Vineland
the distribution of age, sex, 10, and adaptive func- also contains a Maladaptive Behavior Domain, which
tioning across sites. However, due to the widely dis-
assesses the presence of problematic behaviors that
292 Carter et al.

interfere with an individual's functioning. The and differences observed in the pattern of adaptive
Maladaptive Behavior Domain is administered to functioning across the four groups from which the
children aged 5 and older and includes both behav- special norms were derived: Mute and verbal indi-
iors that are common in early development but are viduals with autism who were below 10 years of age
less common as children get older and more serious or 10 years of age or older. This large sample allowed
behaviors that are of concern throughout develop- the opportunity to replicate previous findings that
ment. Based on a nationally representative sample, suggested the need to develop special population
reliabilities for each of four domains (Communica- norms. Moreover, as this sample was culled from sev-
tion, Daily Living Skills, Socialization, Motor Skills) eral different clinics, it was important to determine
range from .93-.99. In some cases the Expanded whether there were age differences in the younger
Vineland was administered rather than the briefer and older samples across mute and verbal subjects.
Survey form for which the supplemental norms are Analysis of variance (ANOVA) revealed an age
derived. As all of the items on the survey form are group by mute status interaction, F(l, 679) = 24.37,
included in the Expanded form, the Survey form was p < .0001, such that within the older age group, ver-
derived based on the responses to the shared items. bal individuals were significantly older than mute in-
Concurrent validity between Vineland (Sparrow et dividuals (19.3 vs. 14.9, respectively). Given the lack
al, 1984) and the AAMD Adaptive Behavior Scale of comparability across these two groups, age was in-
School Edition (Lambert, Windmiller, Thanringer, & cluded as a covariate in subsequent analyses de-
Cole, 1981) is good (Perry & Factor, 1989). signed to examine group differences in Vineland
domain standard scores and age equivalents, i"
Statistical Analysis
Group Comparisons of Adaptive Behavior Scores
Percentile ranks corresponding to domain raw
scores were developed separately for each of the four The first set of analyses employed analysis of co-
norming groups. Due to the lack of variability in variance (ANCOVA) to examine differences in
standard score distributions for these four samples, Vineland domain standard scores and age equiva-
raw score frequency distributions were used to de- lents across the two group factors (mute versus ver-
velop the percentile rank norms. bal and younger than age 10 vs. 10 years old and
Percentile ranks for the four autism samples were older) with continuous age as a covariate. Means and
developed by first determining the cumulative per- standard deviations for raw scores, standard scores,
centages for raw scores. Frequency distributions and and age equivalents for Communication, Daily Living
the first four moments of the distributions (mean, Skills, Socialization, and the Adaptive Behavior
standard deviation, skewness, and kurtosis) were ob- Composite are presented in Table II. Table III pre-
tained. An algorithm developed by Hill (1976; Hill, sents age-adjusted standard and age-equivalent
Hill, & Holder, 1976) and Roid (1989) that is based scores for the three Vineland domains that were as-
on systems of frequency curves described by Johnson sessed across the two age groups for mute and verbal
(1949) was used to calculate the percentile ranks. This individuals.
algorithm provides fitted curves that preserve the first Standard Scores. The full model for the Com-
four moments of the observed raw score distributions munication domain standard score, which included
and yields percentile estimates that are smoothed
continuous age as a covariate and main effects and
across the distributions. This method is comparable
the interaction of age group and mute status was sta-
to the method that was employed with the Vineland
tistically significant, F(4, 678) = 65.84, p < .0001. Age,
standardization sample for the development of na-
F(l, 678) = 18.93, p < .0001; age group, f (1, 678) =
tional percentiles (Sparrow et al., 1984, p. 23).
51.44, p < .0001; and mute status, F(l, 678) = 58.09,
p < .0001, were statistically significant but the inter-
action term was not. Children below 10 years of age
RESULTS
As the younger children exhibited much higher standard scores
than the older groups, a decision was made to covary age for
Prior to presenting the special norm tables, sev- both sets of analyses. A separate set of analyses that did not
eral analyses were conducted to describe similarities include age as a covariate yielded comparable findings.
Vineland Supplementary Norms for Autism 293

Table II. Standard and Age-Equivalent Scores for Vineland Domains"


Verbal Mute
Below 10 Above 10 Below 10 Above 10
years i3f age years 1of age years 1of age years of age
(n = 141) ( = 186) (" = 252) {n = 104)
Vineland domain M SD M SD M SD M SD
Communication
Raw scores 58.90 23.2 81.33 31.2 21.1 26.2 48.37 34.1
Standard scores 62.64 19.8a 38.15 21.6a 50.5 14.8a 30.37 18.2a
Age equivalent 3.20 2.0, 5.66 3.7, 1.98 1.6, 2.89 2.6,

Daily Living
Raw scores 60.19 24.3 99.31 36.9 47.12 27.2 76.97 36.9
Standard scores 55.35 19.3b 38.91 24.4a 50.65 19.1b 32.63 21.0b
Age equivalent 3.19 3.20, 6.36 3.9O2 2.59 I.5O2 4.42 2.6O2

Socialization
Raw scores 45.09 15.5 56.82 23.3 40.14 21.7 45.23 26.3
Standard scores 59.73 12.7, 34.03 16.3b 57.38 13.4b 33.07 20.3b
Age equivalent 2.20 I.3O2 3.50 2.8O3 2.01 1.70) 2.52 2.3O3

Composite
Standard scores 55.00 15.9 34.35 15.8 48.79 14.0 30.23 16.8
"Different letter subscripts indicate significant differences between domains within groups for standard
scores. Different numeric subscripts indicate significant differences between domains within groups
for age equivalents (p < .05).

Table III. Mean Standard and Age-Equivalent Scores for Vineland Domains Adjusted for Age"
Verbal Mute
Below 10 Above 10 Below 10 Above 10
years of age years of age years. of age years of age
(n = 141) (n = 186) (n --= 252) {n --= 104)
Vineland domain M M M M
Communication
Standard scores 59.74a 47.26b 43.31b 32.82c
Age equivalent 3.70a 2.54b 4.76c 2.46b

Daily Living
Standard scores 58.54a 54.16b 33.25c 29.94c
Age equivalent 4.59a 4.17b 3.83b 3.23c

Socialization
Standard scores 59.14a 56.73a 35.08b 33.57b
Age equivalent 3.04a 2.93a 2.01b 1.81b
"Different letter subscripts indicate significant differences between cells within a domain across
groups for standard scores and age equivalents (p < .05).

had higher Communication standard scores than in- pectations, verbal individuals were more likely to
dividuals 10 years of age and older (adjusted means, have higher scores than mute individuals (adjusted
combining mute and verbal subjects were 53.50 and means were 51.52 and 40.04, respectively,/7 < .0001).
38.06, respectively, p < .0001). Consistent with ex- The full model for the Daily Living Skills standard
294 Carter et al.

score was statistically significant, F(4, 678) = 30.09, respectively, p < ,001) and verbal individuals were
p < .0001; with age, F(l, 678) = 17.48, p < .0001; less impaired than mute individuals (adjusted means
age group, F(l, 678) = 101.48, p < .0001; and mute were 4.21 and 3.70, respectively, p < ,01). For the
status, F(l, 678) = 4.98, p < .05, contributing sig- Socialization age equivalent score, the full model was
nificantly to the model. The interaction term was not significant, F(4, 678) = 53.74, p < .0001; with age
statistically significant. Younger individuals (i.e., as a covariate, F(l, 678) = 143,50, p < ,0001; and
younger than 10 years of age) had higher standard age group, F(l, 678) = 22.12, p < ,0001, contributing
scores than older individuals (i.e., those 10 years of significantly. Neither mute status or the interaction
age or older) with autism (adjusted means combining term contributed significant variance. Consistent with
mute and verbal individuals were 56.35 and 31.59, re- the Communication and Daily Living Skills domains,
spectively, p < .0001) and verbal individuals achieved younger children appeared less impaired than older
higher scores than mute individuals (adjusted means, individuals (adjusted means, combining mute and
combining younger and older individuals, were 45.89 verbal individuals were 2.99 and 1,91, respectively, p
and 42.05, respectively, p < .05). The full model for < .001).
Socialization standard scores was also statistically sig-
nificant, f(4, 678) = 108.12, p < .0001. Only age
group, F(l, 678) = 169.52, p < .0001, contributed Profile Analyses
significant variance to the model. There was no effect
of continuous age as a covariate, main effect of mute To examine similarities and differences in the
status, or interaction of age group and mute status. profiles of domain scores across the four groups, two
Thus, consistent with findings for Daily Living Skills, repeated measures ANOVAs were conducted to
younger children (i.e., younger than 10 years of age) compare standard scores and age equivalents scores
were more likely to have higher standard scores on across the three Vineland domains assessed at all
Socialization than older individuals (i.e., 10 years of ages (i.e.. Communication, Socialization, and Daily
age or older; adjusted means, combining mute and Living Skills). As the critical comparison was within
verbal individuals, were 57.93 and 34.33, respectively, group, age was not covaried for this analysis. Parallel
p < .0001), However, in contrast to Communication analyses that included age as a covariate provide the
and Daily Living Skills, mute and verbal individuals same pattern of results. Specifically, a model was
did not differ in Socialization. tested that included main effects of mute status
Age Equivalent Scores. The full model for the (mute vs. verbal) and age group (below age 10 years
Communication age-equivalent scores was signifi- vs. age 10 or older) and Vineland domain standard
cant, F(4, 678) = 67.41, p < .0001; with age group scores and age equivalents as a repeated factor. The
F(l, 678) = 30.84, p < .0001; mute status, F(l, 678) expectation was that there would be a main effect of
= 69,42, p < .0001; and the interaction between age the repeated Vineland profile factor such that all in-
group and mute status, F(l, 678) = 7.51, p < .01, dividuals with autism would show highest scores in
contributing significantly to the model. There was no Daily Living Skills and poorest performance in So-
main effect of continuous age as a covariate. A com- cialization. There was also an expectation that due
parison of adjusted means across the four groups in- to basal effects for the older mute group, there would
dicated that younger verbal children were least be an interaction between mute status, age group
impaired, older mute individuals were most im- and Vineland profile.
paired, and younger mute and older verbal individu- Standard Score Profiles. Results for the three do-
als were functioning in the midrange (see Table III main standard scores revealed a main effect for
for adjusted means). The full model for the Daily Vineland profile (Wilks's X = .9877), F(2, 678) =
Living Skills age equivalent was statistically signifi- 4.22, p < .05; an interaction between Vineland pro-
cant, F(4, 678) = 195.42, p < .0001; with age as a file and age group (Wilks's X = .9371), F(2, 678) =
covariate, F(l, 678) = 371.51, p < .0001; age group, 22,74, p < ,0001; an interaction between Vineland
F(l, 678) = 12.57, p < ,001; and mute status, F(l, profile and mute status (Wilks's X = ,9187), F(2, 678)
678) = 9,64, p < .01, contributing significant vari- = 30,02, p < .0001); and a trend for a three-way in-
ance. The interaction term was not significant. teraction between Vineland profile, age group, and
Younger children appeared to be less impaired than mute status (Wilks's X = .9929), F(2, 678) = 2.42, p
older individuals (adjusted means were 4.37 and 3.53, < .10. Both age grouping and mute status contrib-
Vineland Supplementary Norms for Autism 295

uted significant variance to differences between each Socialization (F = 5.31, p < .05) and Daily Living
possible pairing of domains (i.e.. Communication vs. Skills and Socialization (F = 6.65, p < .05) but not
Socialization, Communication vs. Daily Living Skills, for differences in Communication and Daily Living
and Socialization vs. Daily Living Skills; all ps < Skills.
.001). The interaction term was only statistically sig- Although each of the four groups (i.e., younger
nificant in predicting to differences between Commu- and older mute and verbal individuals) evidenced a
nication and Daily Living Skills (F = 4.82, p < .05). statistically significant profile effect for both standard
Age-Equivalent Profiles. For the age-equivalent scores and age-equivalent scores, patterns of differ-
scores, there was a main effect for Vineland profile ences across standard patterns of differences across
(Wilks's X = .4336), F(2, 678) = 442.74, p < .0001; standard scores and age equivalents were not com-
an interaction between Vineland profile and age parable. Most groups evidenced the expected pattern
group (Wilks's X = .7481), F{2, 678) = 114.14, p < of a relative strength in Daily Living Skills and a rela-
.0001; an interaction between Vineland profile and tive weakness in Socialization when profiles of age-
mute status (Wilks's X = .8711), F(2, 678) = 50.12, equivalent scores were examined. In contrast,
p < .0001; and a significant three-way interaction be- standard scores revealed inconsistent and unexpected
tween Vineland profile, age group, and mute status patterns across the four groups (see Table II that de-
(Wilks's X = .98427), F(2, 678) = 5.42, p < .01. Both tails significant differences in means across domains
age grouping and mute status contributed significant within each group). For example, the younger mute
variance to differences between each possible pairing group exhibited a relative strength on Daily Living
of domains (i.e.. Communication vs. Socialization, Skills on the age-equivalent scores but evidenced a
Communication vs. Daily Living Skills, and Socializa- relative strength in Socialization when standard
tion vs. Daily Living Skills; allps < .001). In addition, scores were examined.
the interaction term was statistically significant in pre- With respect to the supplementary norms, per-
dicting differences between Communication and centile ranks are reported in Tables IV through X.

Table IV. Supplemental Norm Group Percentile Ranks Corresponding Raw Scores:
Ages Less Than 10 Years OldAutism Special Population: Mute
Raw scores
Supplementary
norm group Daily Living
percentile rank Communication Skills Socialization Motor Skills

SP99 100-134 119-184 92-132 72


SP98 98-99 113-118 90-91 70-71
SP95 87-97 96-112 79-89 65-69
SP90 76-86 84-95 70-78 61-64
SP85 65-75 75-83 63-69 58-60
SP80 56-64 67-74 56-62 55-57
SP 75 48-55 61-66 50-55 53-54
SP 70 41-47 55-60 45-49 51-52
SP65 35-40 50-54 40-44 49-50
SP60 30-34 45-49 36-39 47-48
SP55 26-29 41-44 33-35 45-46
SP50 23-25 37-40 30-32 43-44
SP45 20-22 34-36 27-29 41-42
SP40 18-19 31-33 25-26 40
SP35 16-17 28-30 23-24 38-39
SP30 15 25-27 21-22 35-37
SP25 14 22-24 19-20 33-34
SP 20 13 20-21 18 31-32
SP 15 12 17-19 17 28-30
SP 10 10-11 15-16 16 25-27
SP 5 5-9 12-14 15 19-24
SP 2 3-4 11 14 17-18
SP 1 0-2 0-10 0-13 0-16
296 Carter et al.

Table V. Supplemental Norm Group Percentile Ranks Corresponding Raw Scores:


Ages Less Than 10 Years OldAutism Special Population; Verbal
Raw scores
Supplementary
norm group Daily Living
percentile rank Communication Skills Socialization Motor Skills
SP99 118-134 123-184 84-132 69-72
SP 98 112-117 116-122 79-83 67-68
SP 95 97-111 98-115 69-78 63-66
SP90 88-96 89-97 63-68 61-62
SP85 82-87 83-88 59-62 59-60
SP80 76-81 78-82 56-58 58
SP 75 72-75 73-77 54-55 56-57
SP70 68-71 69-72 51-53 55
SP65 64-67 66-68 49-50 54
SP 60 61-63 62-65 47-48 52-53
SP55 58-60 59-61 45-46 51
SP 50 55-57 56-58 43-44 50
SP45 52-54 53-55 42 49
SP40 49-51 50-52 40-41 47-48
SP35 46-48 47-49 38-39 46
SP30 43-45 44-46 36-37 44-45
SP25 40-42 41-43 34-35 43
SP 20 37-39 37-40 31-33 41-42
SP 15 34-36 34-36 29-30 38-40
SP 10 30-33 29-33 25-28 35-37
SP 5 24-29 21-28 19-24 28-34
SP 2 22-23 19-20 16-18 26-27
SP 1 0-21 0-18 0-15 0-25

Table VI. Supplemental Norm Group Percentile Ranks Corresponding Raw Scores:
Ages 10 Years and OlderAutism Special Population: Mute
Raw scores
Supplementary norm
group percentile rank Communication Daily Living Skills Socialization
SP99 115-134 145-184 101-132
SP 98 113-114 142-144 100
SP 95 110-112 130-141 91-99
SP90 105-109 121-129 83-90
SP85 97-104 112-120 74-82
SP 80 84-96 105-111 66-73
SP 75 69-83 98-104 58-65
SP 70 55-68 91-97 51-57
SP65 44-54 84-90 45-50
SP60 35-43 78-83 40-44
SP 55 29-34 72-77 36-39
SP 50 28 67-71 32-35
SP 45 27 61-66 29-31
SP 40 26 56-60 26-28
SP35 25 50-55 24-25
SP 30 24 45-49 22-23
SP 25 23 40-44 20-21
SP20 22 35-39 19
SP 15 20-21 30-34 18
SP 10 19 25-29 17
SP 5 10-18 19-24
SP 2 8-9 18 _
SP 1 0-7 0-17 0-16
Vineland Supplementary Norms for Autism 297

Table VII. Supplemental Norm Group Percentile Ranks Corresponding Raw Scores:
Ages 10 Years and OlderAutism Special Population: Verbal

Supplementary norm Raw scores


group percentile rank Communication Daily Living Skills Socialization
SP99 129-134 174-184 114-132
SP98 128 170-173 108-113
SP95 125-127 156-169 94-107
SP 90 121-124 147-155 86-93
SP85 117-120 139-146 80-85
SP 80 113-116 132-138 76-79
SP 75 108-112 126-131 72-75
SP 70 103-107 121-125 68-71
SP65 98-102 115-120 64-67
SP 60 93-97 110-114 61-63
SP55 87-92 105-109 58-60
SP50 81-86 99-104 55-57
SP 45 76-80 94-98 52-54
SP40 70-75 89-93 49-51
SP 35 64-69 84-88 46-48
SP 30 58-63 78-83 43-45
SP 25 53-57 72-77 40-42
SP20 47-52 66-71 37-39
SP 15 42-46 58-65 33-36
SP 10 37-41 50-57 28-32
SP 5 32-36 37-49 21-27
SP 2 31 33-36 19-20
SP 1 0-30 0-32 0-18

Table VIII. Supplemental Norm Group Percentile Ranks Corresponding to Sum of Raw
Scores: Ages Less Than 10 Years OldAutism Special Population: Mute
Supplementary Sum of 3 domain raw scores Sum of 4 domain raw scores
norm group (Communication -1- Daily Living (Communication -1- Daily Living
percentile rank Skills -1- Socialization) Skills -1- Socialization + Motor)
99 303~Up 366-Up
98 294-302 357-365
95 258-293 319-356
90 227-257 287-318
85 201-226 258-286
80 177-200 232-257
75 157-176 210-231
70 139-156 189-209
65 124-138 171-188
60 111-123 156-170
55 99-110 141-155
50 89-98 129-140
45 80-88 118-128
40 73-79 108-117
35 66-72 100-107
30 61-65 92-99
25 56-60 86-91
20 52-55 60-85
15 48-51 75-79
10 45-47 71-74
5 43-44 67-70
2 42 65-66
1 0-41 0-64
298 Carter et al

Table IX. Supplemental Norm Group Percentile Ranks Corresponding to Sum of Raw Seores:
Ages Less Than 10 Years OldAutism Special Population: Not Mute
Supplementary Sum of 3 domain raw scores Sum of 4 domain raw scores
norm group (Communication + Daily Living (Communication + Daily Living
percentile rank Skills + Socialization) Skills + Socialization + Motor)

99 311~Up 321~Up
98 293-310 306-325
95 251-292 370-305
90 228-250 250-269
85 212-227 236-249
80 199-211 225-235
75 188-198 215-224
70 178-187 206-214
65 170-177 198-205
60 162-169 191-197
55 154-161 184-190
50 146-153 177-183
45 139-145 170-176
40 132-138 163-169
35 125-131 156-162
30 118-124 149-115
25 110-117 142-148
20 102-109 134-141
15 93-101 124-133
10 82-92 113-123
5 65-81 94-112
2 59-64 88-93
1 0-58 0-87

Table X. Supplemental Norm Group Percentile Ranks Corresponding to Sum of Raw


ScoresAges Greater Than or Equal to 10 Years Old: Autism Special Population Sample
Sum of 3 domain raw scores (Communication + Daily
Supplementary
Living Skills + Socialization)
norm prouD
percentile rank Not mute {n = 171) Mute (n = 98)

99 404~Up 348~Up
98 396-403 345-347
95 368-395 327-344
90 347-367 304-326
85 330-346 277-303
80 314-329 249-276
75 300-313 222-248
70 286-299 196-212
65 272-285 172-195
60 259-271 152-171
55 246-258 134-151
50 234-245 120-133
45 221-233 108-119
40 209-220 99-107
35 196-208 92-98
30 183-195 86-91
25 170-182 81-85
20 156-169 78-80
15 141-155 76-77
10 124-140 74-75
5 101-123 73
2 95-100 72
1 0-94 0-71
Vineland Supplementary Norms for Autism 299

Tables IV and V present the supplementary norm functional levels in each of the four groupings. The
group percentile ranks corresponding to raw scores observed pattern of verbal individuals acliieving
in mute and verbal children with autism less than 10 higher cognitive and adaptive scores than mute indi-
years old across the four domains assessed by the viduals is not surprising. Previous research would sug-
Vineland Adaptive Behavior Scales. Tables VI and gest that individuals with autism at all levels of
VII present the supplementary norm group percen- cognitive functioning would exhibit a distinctive adap-
tile ranks corresponding to raw scores in mute and tive profile (Ando et al., 1980; Freeman et al., 1988;
verbal individuals with autism who are 10 years of Jacobson & Ackerman, 1990: Loveland & Keiiey,
age or older across three domains assessed by the 1988, 1991; Rodrigue et al., 1991; Sloan & Marcus,
Vineland Adaptive Behavior Scales. The motor do- 1981; Volkmar et al., 1987). Qf course, when devel-
main was not included in the older samples. Finally, oping special population norms an epidemiological
Tables VIII, IX, and X present supplementary norm sample of individuals with autism would ultimately be
group percentile ranks corresponding to the sums of preferable to aggregating across clinical sites.
raw scores across three or four domains for mute and Consistent with previous research, individuals
verbal younger and older samples. with autism demonstrated a unique profile of adaptive
behavior scores across the domains of the Vineland
Adaptive Behavior Composite. Specifically, when age
DISCUSSION equivalent scores were employed in profile analyses,
there was a relative strength in Daily Living Skills, a
This paper presents special population norms for relative weakness in Socialization, and intermediate
four groups of individuals with autism: (a) mute chil- scores on Communication. In contrast, profile analy-
dren under age 10 years; (b) children with at least ses employing standard scores were not consistent
some verbal skills under age 10 (verbal); (c) mute in- with expectations based on previous research. The in-
dividuals who are age 10 or older; and (d) verbal in- consistency in these findings is a reflection, in part,
dividuals who are age 10 or older. The sample was of range restriction due to basal effects in this popu-
ascertained from cases referred for the DSM-IV lation. The fact that typically employed standard
autism/PDD field trial collaborative study and five scores revealed inconsistent patterns highlights the
other university-based sites with expertise in the di- need for the special population norms presented in
agnosis of autism. Thus, although the sample is one this paper. When examining adaptive behavior pro-
of "convenience," the cases that were utilized to gen- files, the use of age-equivalent scores appear more
erate these special population norms most likely rep- appropriate for lower functioning and/or mute indi-
resent valid cases of autism that are representative of viduals, as basal effects are most likely to obscure ac-
the general population of individuals with autism. tual differences between adaptive domains.
Representativeness has been increased by aggregating Scores for the younger and older mute individu-
individuals across sites that tend to serve slightly dif- als were significantly lower than for the individuals
ferent populations of individuals with autism. That with some verbal skills, suggesting the need for de-
the total sample included the expected higher ratio veloping independent norms for these two groups.
of males to females and of mute females relative to Younger children's higher standard scores may in
mute males (Volkmar et al, 1993) lends further sup- part reflect a developmental feature of the disorder,
port to the likelihood that the sample is repre- such that the failure to acquire appropriate adaptive
sentative. In addition, it should be noted that the age skills contributes to a greater relative deficit with age.
range of the older samples is from 10-33 years for This could be part of a more global developmental
mute and 10-59 years for verbal individuals, with 95% decline in functioning, as younger verbal children
of the verbal individuals younger than age 35 years achieved the highest IQ scores. However, it is likely
at the time of assessment. Thus, the use of these that floor effects are responsible for the observed
norms is most appropriate for individuals with autism patterns. The basal standard scores for younger chil-
below age 35 years. Differences in cognitive function- dren are often higher than for older individuals; the
ing across the four groups (e.g., the younger verbal lowest standard score possible at a very young age
group achieved the highest IQ scores), although sta- may be 40, whereas for the older individuals the low-
tistically significant should not interfere with the clini- est possible standard score is 20. It is important to
cal use of the special population norms across note that this problem is not unique to the Vineland
300 Carter et aL

Adaptive Behavior Scales. Indeed, the Vineland was but will also be able to provide more realistic expec-
the first standardized instrument of adaptive behav- tations for adaptive behavior skill acquisition based
ior to develop a normative range that included stand- on the distribution of performance within a more
ard scores as low as 20. Moreover, the availability of comparable sample of individuals with autism.
special supplementary norms for individuals with The special population norms provided in this
autism addresses this psychometric problem in the paper can assist clinicians in assigning appropriate
Vineland, especially for younger children. goals for intervention. Specifically, expectations for
Dividing the sample on the basis of mute status adaptive functioning that are based on the special
(i.e., mute vs. at least some verbal skills) rather than populations norms will factor not only cognitive or
relying on mental age or IQ scores, greatly simplifies linguistic functioning, but also the social delays and
the employment of these special population norms deficits that are a core feature of autism. A high-
and extends the norms to individuals who may be la- functioning 12-year 6-month-old child with autism
beled "untestable." Given the importance of includ- achieves a Verbal IQ of 95, a Performance IQ of 112,
ing an assessment of adaptive behavior skills for a Vineland Communication raw score of 112, which
educational and vocational planning for individuals corresponds to a Standard Score of 68 (2nd percen-
with autism and the difficulty inherent in obtaining tile), a Daily Living Skills raw score of 138, which
an adequate assessment of IQ (cf. Klin et al., 1997), corresponds to a Standard Score of 76 (5th percen-
classification that is independent of a determination tile), and a Socialization raw score of 52, which cor-
of IQ is advantageous. responds to a Standard Score of 40 (below 0.1
The assessment of adaptive behavior in individu- percentile). As this child is not mentally retarded, no
als with autism is central to a comprehensive, devel- previously available special population norms would
opmentally sensitive assessment. As noted earlier, be appropriate. The raw scores that correspond to
including standardized assessments of adaptive be- these standard scores were obtained in Appendix C
havior: (a) is necessary for documenting mental re- Table B.I of the Vineland manual (Sparrow et al.,
tardation, a condition that is extremely common 1984, p. 213). Using the special population autism
among individuals with autism; (b) can help identity norms presented in Table VII for individuals 10 years
strengths and weaknesses when planning educational, and older who are not mute, the child's raw scores
vocational, residential, or home-based treatment correspond to the following percentile scores: SP 75
goals; and (c) can serve to monitor progress over in Communication, SP 80 in Daily Living Skills, and
time and across settings. In addition, the inclusion SP 45 in Socialization. Thus, Socialization appears to
of adaptive behavior can provide important informa- be a relative weakness and a potential focus for in-
tion for diagnosing autism. Specifically, individuals tervention even when employing the special popula-
with autism achieve Socialization scores that are tion norms. A second 12-year 6-month-old boy with
much lower than would be expected on the basis of minimal verbal expression is declared untestable, but
their mental age (Gilham et al, 1998; Volkmar et al., achieves the following Vineland standard scores
1993). Finally, the assessment of adaptive behavior based on parent report: a Vineland Communication
can be used as an outcome measure to document the raw score of 73, which corresponds to a Standard
efficacy of intervention programs. Score of 35 (below 0.1 percentile). Daily Living Skills
raw score of 101, which corresponds to a Standard
The availability of special population norms for Score of 37 (0.1 percentile), and a Socialization raw
individuals with autism provides an additional point score of 47, which corresponds to a Standard Score
of comparison that will often be more appropriate of 36 (below 0.1 percentile). The new special popu-
than either national norms for typically developing lation norms yield the following profile: SP 75 in
individuals or special population norms for individu- Communication, SP 75 in Daily Living Skills, and SP
als with mental retardation. In contrast to individuals 65 in Socialization. In this case, the profile of scores
with mental retardation, who typically achieve a rela- does not shift, but expectations for performance can
tively flat profile of scores across adaptive behavior be modified appropriately.
domains, individuals with autism show significant
scatter within and across domains. Thus, an evalu- In contrast to intellectual functioning, adaptive
ation will be able to determine an individual with behavior is modifiable. For all individuals, however,
autism's percentile relative to national norms, which cognitive functioning will set some constraints on the
may be essential for documenting mental retardation. level of adaptive functioning that can be achieved.
Vineland Supplementary Norms for Autism 301

Specifically, it is not reasonable to expect an individ- nal of the American Academy of Child and Adolescence Psy-
ual to achieve a level of adaptive functioning that is chiatry, 30, 479-482.
Gilham, J. G., Carter, A. S., Volkmar, F R., & Sparrow, S. S.
significantly more advanced than their intellectual (1998). Toward a developmental operational definition of
level or mental age. For individuals with autism, so- autism: Replication and extension. Manuscript submitted for
cial deviance sets further constraints, especially publication.
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