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EURO PEAN
SO CIETY O F
Original scientific paper CARDIOLOGY
Abstract
Background: We investigated the effects of muscle functional electrical stimulation on muscle sympathetic nerve
activity and muscle blood flow, and, in addition, exercise tolerance in hospitalised patients for stabilisation of heart failure.
Methods: Thirty patients hospitalised for treatment of decompensated heart failure, class IV New York Heart
Association and ejection fraction 30% were consecutively randomly assigned into two groups: functional electrical
stimulation (n 15; 54 2 years) and control (n 15; 49 2 years). Muscle sympathetic nerve activity was directly
recorded via microneurography and blood flow by venous occlusion plethysmography. Heart rate and blood pressure
were evaluated on a beat-to-beat basis (Finometer), exercise tolerance by 6-minute walk test, quadriceps muscle
strength by a dynamometer and quality of life by Minnesota questionnaire. Functional electrical stimulation consisted
of stimulating the lower limbs at 10 Hz frequency, 150 ms pulse width and 70 mA intensity for 60 minutes/day for 810
consecutive days. The control group underwent electrical stimulation at an intensity of < 20 mA.
Results: Baseline characteristics were similar between groups, except age that was higher and C-reactive protein and
forearm blood flow that were smaller in the functional electrical stimulation group. Functional electrical stimulation
significantly decreased muscle sympathetic nerve activity and increased muscle blood flow and muscle strength. No
changes were found in the control group. Walking distance and quality of life increased in both groups. However, these
changes were greater in the functional electrical stimulation group.
Conclusion: Functional electrical stimulation improves muscle sympathetic nerve activity and vasoconstriction and
increases exercise tolerance, muscle strength and quality of life in hospitalised heart failure patients. These findings
suggest that functional electrical stimulation may be useful to hospitalised patients with decompensated chronic heart
failure.
Keywords
Heart failure, electrical stimulation, sympathetic nerve activity, vasoconstriction, exercise tolerance
Received 27 January 2016; accepted 20 May 2016
Introduction
Heart failure (HF) with reduced ejection fraction is a 1
Heart Institute (InCor), University of Sao Paulo Medical School, Brazil
2
complex syndrome caused by insucient cardiac School of Physical Education and Sport, University of Sao Paulo, Brazil
output to maintain the metabolic demand.1 Exercise
intolerance and dyspnoea are the hallmarks of HF.2 Corresponding author:
Carlos E Negrao, Instituto do Coracao HC/FMUSP, Av. Dr. Eneas de
Despite the advances in the treatment of HF, this syn- Carvalho Aguiar, 44 Cerqueira Cesar, Sao Paulo SP Brazil,
drome is by far the most predominant cause of death CEP 05403-000.
among patients with cardiovascular disease.1 E-mail: cndnegrao@incor.usp.br
Moreover, these statistics tend to get worse with the because sympathetic nerve activity and muscle blood
increase in the elderly population.3 ow are independent predictors of mortality in chronic
Observational information shows that the hospital- HF patients.13
isation rate for unstable HF is high. In addition, the We tested the hypothesis that lower limb FES would
duration of hospitalisation may be long, with serious decrease muscle sympathetic nerve activity (MSNA)
economic consequences. Previous studies have shown and would alleviate vasoconstriction in hospitalised
that prolonged inactivity exacerbates exercise intoler- HF patients. In addition, FES would increase muscle
ance worsening patients recovery.4,5 Thus, strategies strength, exercise tolerance and quality of life.
to prevent inactivity during hospitalisation for treat-
ment of decompensated HF represent a challenge in
clinical practice. Methods
Neurohumoral activation is a marker of HF with
Study population
reduced ejection fraction.6,7 Sympathetic nerve activity,
assessed indirectly by plasma norepinephrine levels8 and Thirty patients, New York Heart Association (NYHA)
norepinephrine spillover9 or directly by nerve record- functional class IV, ejection fraction 30%, aged from
ings,6 is augmented in patients with chronic HF. 18 to 70 years, admitted to the hospital for treatment
Increases in the reninangiotensinaldosterone system of decompensated HF were recruited to the study.
have been consistently reported in HF.10 Although neu- The exclusion criteria were body mass index >30,
rohumoral activation exerts an initial compensatory uncontrolled hypertension, lung disease and oxygen-
response on the cardiac level and consequently on under- dependent, neurological and neuromuscular diseases
perfusion of tissues, the sustained adrenergic and renin manifesting as paraesthesia or plegia of the lower
angiotensinaldosterone system hyperactivation leads to limbs, type I diabetes mellitus, peripheral arterial
progression and deterioration of the cardiac dysfunction, obstructive disease, peripheral neuropathy, use of
worsening patients outcome.6,11 This knowledge raises permanent pacemaker or an implantable cardio-
the importance of reducing neurohumoral activation in debrillator because of the possible risk of interference
the treatment of chronic HF. of the electric current generated by FES in the rhythm
Sympathetic nerve activation has haemo- of these devices. The patients were consecutively ran-
dynamic implications, including vasoconstriction2,12 domly assigned into two groups: (a) the FES group
and impairment in peripheral blood ow distribution. (n 15) and (b) the control group (n 15). When the
The vasoconstriction state caused by HF induces patients were selected for the study, they were symp-
pro-inammation, oxidative stress and protein degrad- tomatic and on titration of oral medication.
ation.11 More importantly, sympathetic activation is asso- Medications were prescribed according to patients
ciated with an increased mortality rate in HF patients.8,13 needs. They included beta-blockers, angiotensin-con-
Previous studies have shown that exercise training is verting enzyme inhibitors/angiotensin II receptor
safe and, more importantly, markedly benets patients antagonists, diuretics, anticoagulants, digitalis, statins,
with HF. Exercise training reduces sympathetic nerve vasodilators and antiplatelet agents. At that time, no
activity and peripheral vasoconstriction, thereby intravenous medication was used. Although symptom-
improving exercise tolerance and quality of life.12,14,15 atic, the patients could walk and do daily activities with
However, exercise training is not recommended for limitations. The evaluations were carried out at the
unstable HF patients. Recent studies have demon- beginning of the titration of oral medication and one
strated that involuntary muscle contraction by elec- day before discharge. This period lasted a minimum of
trical stimulation increases muscle strength and 8 days and a maximum of 10 days. This study was
exercise tolerance in outpatients with HF.1619 These performed in accordance with the Declaration of
ndings raise the question that muscle functional elec- Helsinki and was approved by the Research
trical stimulation (FES) may be useful during hospital- Committee of the Heart Institute (SDC 3354/09/105)
isation in decompensated chronic HF patients. Despite and the Human Subject Protection Committee at the
previous studies dealing with muscle electrical stimula- Clinical Hospital of the School of Medicine of the
tion lasting for some weeks, this approach may prevent University of Sao Paulo (CAPPesq- no. 12/04/09).
inactivity and likely the worsening of clinical conditions The study is the product of a doctoral thesis, which
even in a short period of hospitalisation. Moreover, was defended in the cardiology graduate programme
muscle electrical stimulation may improve neurovascu- at the School of Medicine, University of Sao Paulo.
lar control. In fact, the eects of FES on sympathetic All subjects provided written informed consent prior
nerve activity and peripheral vasoconstriction in hospi- to participation in the study. This trial is registered at
talised chronic HF patients for stabilisation of cardiac www.ClinicalTrials.gov (unique identier
dysfunction are unknown. This is an important issue, #NCT01886430).
The secondary endpoint was the increase in muscle Table 1. Baseline characteristics of the hospitalized advanced
blood ow provoked by FES. The sample size was heart failure patients who underwent muscle functional electrical
based on our previous studies conducted on chronic stimulation or control stimulation.
heart failure patients.15 The data are shown as the Control FES
mean standard error (SE). A chi-squared (2) test (n 15) (n 15) P value
was used to assess dierences in the categorical data.
The KolmogorovSmirnov and Levenes tests were Age (years) 49 2 54 2 0.05
used to assess the normality of the distribution and BMI (kg/m2) 22 1 25 1 0.07
homogeneity, respectively, of each variable. Baseline Ejection fraction 22 1 22 1 0.94
dierences between the groups were tested using Gender
Students t test for unpaired data. A two-way repeated Male 13 (87%) 14 (93%) 0.54
measures analysis of variance was used to verify the Female 2 (13%) 1 (7%)
between-group dierences pre and post-intervention. Hospitalisation period (days) 91 91 0.55
In case of signicant dierence, the Schee post hoc NYHA functional class IV 15 (100%) 15 (100%) 1.00
analysis was employed. Pearson correlation was used
HF aetiology
to test the association between the changes (delta) in
Idiopathic 5 (33%) 3 (20%) 0.41
cardiovascular, autonomic and functional variable pre
and post-intervention. P < 0.05 was considered to be Ischaemic 3 (20%) 7 (47%) 0.12
signicant. Hypertensive 0 1 (7%) 0.35
Chagasic 7 (47%) 4 (27%) 0.26
BNP (pg/ml) 929 178 1026 157 0.88
Results CRP (mg/l) 15.3 4.4 5.7 1.0 0.04
Serum creatinine (mg/dL) 1.30 0.08 1.37 0.11 0.59
Basal measurements
Serum sodium (mEq/L) 135 1 136 1 0.33
The baseline characteristics of the patients in the control Serum potassium (mEq/L) 4.8 0.1 4.6 0.1 0.17
and FES groups are shown in Table 1. No between-group Serum urea (mg/dL) 71.3 6.7 62.1 6.6 0.34
dierences in body mass index, ejection fraction, gender, Haemoglobin (g/dL) 12.8 0.4 13.4 0.4 0.28
hospitalisation period, functional class or aetiology were
observed. The patients who underwent FES were older The values are presented as the means SE.
than the control patients. The patients displayed similar FES: muscle functional electrical stimulation;
BMI: body mass index; NYHA: New York Heart Association;
BNP, creatinine, sodium, potassium, urea and haemoglo- HF: heart failure; BNP: plasma B-type natriuretic peptide;
bin levels; however, the CRP level was higher in the con- CRP: C-reactive protein.
trol group. There were no dierences in medications
between the control group and FES group at the begin-
ning and end of treatment (Table 2).
The cardiovascular and autonomic parameters and
exercise tolerance are shown in Table 3. No between-
group dierences in heart rate or systolic, diastolic or Table 2. Medications in control patients and patients submitted
mean arterial pressure were observed. The MSNA burst to functional electrical stimulation at the beginning and end of the
frequency and burst incidence were also similar study.
between the groups. Leg blood ow and vascular con- Control FES
ductance did not dier between the groups. Forearm
blood ow was higher in the control group than in the Pre Post Pre Post
FES group, but no between-group dierence in forearm Beta-blocker 13 (87%) 11 (73%) 15 (100%) 14 (93%)
vascular conductance was observed. The 6-minute ACEI/ARA 13 (87%) 13 (87%) 12 (80%) 13 (87%)
walking distance, knee extensor muscle strength and
Diuretic 13 (87%) 12 (80%) 14 (93%) 11 (73%)
quality of life scores were similar between the FES
Anticoagulant 13 (87%) 9 (60%) 12 (80%) 13 (87%)
and control groups.
Digitalis 1 (7%) 1 (7%) 5 (33%) 5 (33%)
Statin 5 (33%) 5 (33%) 7 (47%) 7 (47%)
Effects of muscle FES Vasodilator 9 (60%) 7 (47%) 9 (60%) 11 (73%)
The FES and control groups caused no changes in Antiplatelet 4 (27%) 4 (27%) 5 (33%) 5 (33%)
heart rate or systolic, diastolic or mean arterial pressure Values are presented as the means SE.
(Table 4). FES, but not control stimulation, signi- FES: muscle functional electrical stimulation; ACEI/ARA: angiotensin-con-
cantly decreased the MSNA burst frequency verting enzyme inhibitor/angiotensin II receptor antagonist.
Table 3. Baseline cardiovascular, autonomic and functional (Figure 1(a), P 0.002) and burst incidence
parameters in hospitalised advanced heart failure patients who (Figure 1(b), P 0.04) and signicantly increased leg
underwent muscle functional electrical stimulation or control blood ow (Figure 2(a), P < 0.001) and leg vascular
stimulation. conductance (Figure 2(b), P < 0.001). Between-group
Control FES comparisons showed that the changes in leg blood
(n 15) (n 15) P value ow (Figure 2(a), P < 0.001) and leg vascular conduct-
ance (Figure 2(b), P < 0.001) were greater in the FES
Cardiovascular parameters group than in the control group. No changes in forearm
Heart rate (bpm) 84 5 82 3 0.81 blood ow or forearm vascular conductance were
SAP (mmHg) 106 5 111 6 0.50 observed between the FES and control groups
DAP (mmHg) 69 3 75 3 0.11 (Table 4).
MAP (mmHg) 81 3 88 3 0.21 Both the FES and control groups increased the 6-
LBF (ml/min/100 ml) 1.09 0.10 0.88 0.09 0.12 minute walking distance (Figure 3, P < 0.001 and
LVC (U) 0.89 0.09 0.80 0.10 0.51 P 0.001, respectively). However, the between-group
FBF (ml/min/100 ml) 2.04 0.19 1.43 0.06 0.05 comparisons indicated that the changes in walking dis-
FVC (U) 1.81 0.19 1.30 0.07 0.12
tance were greater in the FES group than in the control
group (Figure 3, P < 0.001). The knee extensor muscle
Autonomic parameters
strength was signicantly increased (Table 4, P < 0.001)
MSNA frequency (bursts/min) 41 3 49 5 0.28
in the FES group but not in the control group. Thus,
MSNA incidence 45 4 59 6 0.12 the between-group comparisons showed that the knee
(bursts/100 HB)
extensor muscle strength was higher in the FES group
Functional parameters than in the control group (Table 4, P 0.001). The
6-MWT (m) 320 22 304 25 0.66 quality of life score was signicantly increased in the
Knee extensor strength (kgf) 15 2 13 1 0.52 FES (Table 4, P < 0.001) and control groups (Table 4,
Quality of life 70 3 69 5 0.92 P < 0.001). However, the between-group comparisons
The values are presented as the means SE.
revealed that the quality of life score changes were
FES: muscle functional electrical stimulation; SAP: systolic arterial pres- greater in the FES group than in the control group
sure; DAP: diastolic arterial pressure; MAP: mean arterial pressure; LBF: (Table 4, P 0.001).
leg blood flow; LVC: leg vascular conductance; FBF: forearm blood flow; Further analysis showed a signicant correlation
FVC: forearm vascular conductance; MSNA: muscle sympathetic nerve between the changes in MSNA burst frequency and 6-
activity; 6-MWT: distance walked in a 6-minute walk test.
minute walking distance (Table 5, P < 0.01) and BNP
(Table 5, P < 0.02). There was also correlation between
the changes in knee extensor muscle strength and the
Table 4. Effect of muscle functional electrical stimulation on
cardiovascular parameters, muscle strength and quality of life in
changes in leg blood ow (Table 5, P 0.02), 6-minute
hospitalised advanced heart failure patients. walking distance (Table 5, P < 0.001) and quality of life
score (Table 5, P < 0.001). The changes in leg blood
Control FES ow correlated with the changes in 6-minute walking
distance (Table 5, P < 0.001). Finally, the changes in 6-
Pre Post Pre Post
minute walking distance correlated with the changes in
Heart rate (bpm) 84 5 80 3 82 3 77 2 quality of life scores (Table 5, P < 0.001).
SAP (mmHg) 106 5 107 3 111 6 116 5
DAP (mmHg) 69 3 68 2 75 3 74 4 Follow-up
MAP (mmHg) 81 3 81 2 88 3 90 4
FBF(ml/min/ 2.04 0.19 1.68 0.14 1.43 0.06y 2.06 0.12 Three patients from the control group versus no patient
100 ml) from the FES group were readmitted to the hospital in
FVC (U) 1.81 0.19 1.42 0.11 1.30 0.07 1.89 0.15 a 30-day period for treatment of HF. Moreover, one-
Knee extensor 15 2 16 2 13 1 21 2*y
year follow-up showed that the readmission rate was
strength (kgf) seven patients in the control group and ve patients
Quality of life 70 3 45 3* 69 5 26 3*y
in the FES group.
(a) * (b) *
80 100
MSNA (bursts/100HB)
90
MSNA (bursts/min)
70
80
60
70
50 60
40 50
30 40
30
20
20
10 10
0 0
MSNA (bursts/100HB)
50 60 *
MSNA (bursts/min)
* 50
40
40
30
30
20
20
10 10
0 0
Control FES Control FES
Figure 1. Muscle sympathetic nerve activity (MSNA) burst frequency (bursts/minute) (a) and burst incidence (bursts/100 heart
beats) (b) in hospitalised heart failure (HF) patients subjected to 810-day control stimulation (controls, n 9) or muscle functional
electrical stimulation (FES, n 12). Note that the patients who received FES, but not the control patients, exhibited a marked
reduction in the MSNA burst frequency and burst incidence. *Within-group comparison, P < 0.05.
(a) (b)
3.5 3.5
LBF (ml/min/100ml)
3 3
2.5 2.5
LVC (U)
2 2
1.5 1.5
1 1
0.5 0.5
0 0
Pre Post Pre Post Pre Post Pre Post
Control FES Control FES
1.8 1.8
1.6
LBF (ml/min/100ml)
1.6
1.4 1.4
1.2 1.2
LVC (U)
1 1
0.8 0.8
0.6 0.6
0.4 0.4
0.2 0.2
0 0
Control FES Control FES
Figure 2. Leg blood flow (LBF) (a) and leg vascular conductance (LVC) (b) in hospitalised heart failure (HF) patients subjected to 8
10-day control stimulation (controls, n 15) or muscle functional electrical stimulation (FES, n 14). Note that FES, but not the
control stimulation, markedly increased LBF and LVC. *Within-group comparison, P < 0.05; yBetween-group comparison, P < 0.05.
600
500
300
200
100
500
450
400
350
6MWT (m)
300
250
200
150
100
50
0
Control FES
Figure 3. Walking distance on the 6-minute walk test (6-MWT) in hospitalised heart failure (HF) patients subjected to 810-day
control stimulation (controls, n 13) or muscle functional electrical stimulation (FES, n 14). Note that FES, but not the control
stimulation, markedly increased the walking distance. *Within-group comparison, P < 0.05; yBetween-group comparison, P < 0.05.
Table 5. Association between the changes in cardiovascular, autonomic and functional parameters in hospitalized advanced heart
failure patients.
decompensated chronic HF. In addition, this type of norepinephrine concentration guides prognosis in
approach increases the 6-minute walking test distance. chronic HF patients. More recently, we found that
Sympathetic nerve activity has been associated with MSNA is an independent predictor of mortality in
poor prognosis in HF patients. In a classic study, Cohn chronic HF patients.13 Thus, approaches to reduce
and collaborators24 demonstrated that plasma sympathetic activation are of great interest in the
treatment of chronic HF. Exercise training has been myosin isoform and oxidative enzymes,38 mitochon-
shown to provoke a remarkable reduction in MSNA drial volume39 and neoangiogenesis and capillary dens-
in patients with chronic HF.15,25 More recently, ity.32,33 All these muscle adaptations contributed to the
Labrunee et al.26 described that an acute session of increase in muscle strength and 6-minute walking
neuromuscular electrostimulation (muscle and sensorial distance.
stimulation) and transcutaneous electrical nerve stimu- Denitely, the present study was not designed to
lation (sensorial stimulation) decreases MSNA levels in prove the benecial eect of FES on hospitalisation
outpatients with chronic HF. Our study extends this and mortality. However, the hospital readmission rate
knowledge. We found that muscle electrical stimulation to treatment of decompensated HF in a 30-day period
for an 810-day period during hospitalisation to com- and one-year follow-up suggests that FES may play a
pensate chronic HF signicantly decreased MSNA. role in the patients outcome. This is an interesting
An increase in muscle blood ow after weeks of FES topic for future investigation.
in outpatients with HF has been reported.18,27 The nov-
elty of our study is that this improvement in muscle
circulation can be achieved during hospitalisation to
Limitations
treat decompensated HF. An 810-day period of We recognise many limitations in our study. We studied
lower limbs electrical stimulation increases muscle hospitalised unstable class IV HF patients who were
blood ow in hospitalised chronic HF patients. The using many dierent medications according to their
mechanisms involved in this response are out of the needs. Thus, someone could raise the question that
scope of our study. However, the mediation of sympa- the dierences in physiological responses were inu-
thetic nerve activity in the peripheral vasoconstriction enced by medications among patients. This is unlikely,
in HF28,29 suggests that the reduction in MSNA plays a because there were no signicant dierences in medica-
role in the amelioration of muscle blood ow in the tions between control patients and patients with FES at
present study. Of course, we cannot rule out other baseline and one day before discharge (Table 2). The
mechanisms. Improved endothelial function has been blood ow measurements were limited to skeletal
described in exercise-trained HF patients.30,31 muscle. Thus, it is unknown whether the eects of
Likewise, increases in capillary density and neoangio- FES also occurred in other vascular beds with more
genesis have been reported.32,33 prominent haemodynamic implications. The eects of
Another nding of great interest in our study is the FES might have been more apparent if the experimen-
increase in exercise tolerance in patients who underwent tal protocol included a longer period of time. Muscle
FES. In fact, this nding has clinical implications. The biopsy could provide interesting data regarding the
6-minute walking test distance is associated with clin- molecular basis of the FES-induced improvement in
ical outcome and quality of life in patients with HF.34 exercise tolerance. One control group treated with
Moreover, the increase in leg strength and 6-minute standard optimal medical therapy but without interven-
walking distance are evidence that muscle electrical tion could rule out the dose-dependent eects of the
stimulation counteracts muscle strength lost and exer- FES. Finally, the present ndings need to be conrmed
cise intolerance provoked by long periods of hospital- in large trials also including older HF patients.
isation. Improvement in exercise tolerance after weeks
of FES in outpatients with HF has previously been
reported.17,35,36 Our study conrms these ndings in
Perspectives
hospitalised chronic HF patients. There is no denitive The present study provides evidences of the safety of
explanation for this response. However, someone could FES in hospitalised patients with decompensated
suggest that the improvement in neurovascular control chronic HF. More importantly, FES causes benets
contributed to the increase in exercise tolerance. The to these patients. The improvement in neurovascular
rational for this theory is that the reduction in sympa- control and exercise tolerance provoked by muscle elec-
thetic nerve activity increases muscle blood ow, which, trical stimulation suggests that this approach has
in turn, facilitates substrate supply and energy produc- the potential to be associated with standard clinical
tion in the skeletal muscle. The association between therapy in hospitalised patients with decompensated
reduction in MSNA and increase in muscle blood chronic HF.
ow and 6-minute walking distance support this idea. In conclusion, FES reduces sympathetic nerve activ-
Alternatively, the increased performance in the 6- ity and muscle vasoconstriction and improves exercise
minute walking test is linked to an improvement in tolerance in hospitalised patients with decompensated
the recruitment of motor units. Moreover, there is evi- chronic HF. These ndings suggest that this approach
dence that FES improves muscle structure such as the may be useful during hospitalisation to treat decom-
number of muscle oxidative bres,37 expression of slow pensated HF.
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