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a r t i c l e i n f o a b s t r a c t
Article history: Near-infrared spectroscopy (NIRS) is a novel technology for low-cost noninvasive brain imaging suitable for
Accepted 17 May 2013 use in virtually all subject and patient populations. Numerous studies of brain functional connectivity using
Available online 28 May 2013 fMRI, and recently NIRS, suggest new tools for the assessment of cognitive functions during task performance
and the resting state (RS). We analyzed functional connectivity and its possible hemispheric asymmetry
Keywords:
measuring coherence of optical signals at low frequencies (0.010.1 Hz) in the prefrontal cortex in 13
Near-infrared spectroscopy
Brain hemodynamics
right-handed (RH) and 2 left-handed (LH) healthy subjects at rest (48 min) using a continuous-wave
Functional connectivity NIRS instrument CW5 (TechEn, Milford, MA). Two optical probes were placed bilaterally over the inferior
Resting state frontal gyrus (IFG) and the middle frontal gyrus (MFG) using anatomical landmarks of the 1020 system.
Prefrontal cortex As a result, 28 optical channels (14 for each hemisphere) were recorded for changes in oxygenated (HbO)
Hemispheric asymmetry and de-oxygenated (HbR) hemoglobin. Global physiological signals (respiratory and cardiac) were removed
using Principal and Independent Component Analyses. Inter-channel coherences for HbO and HbR signals
were calculated using Morlet wavelets along with correlation coefcients. Connectivity matrices showed
specic patterns of connectivity which was higher within each anatomical region (IFG and MFG) and
between hemispheres (e.g., left IFG b > right IFG) than between IFG and MFG in the same hemisphere.
Laterality indexes were calculated as t-values for the left > right comparisons of intrinsic connectivity
within each regional group of channels in each subject. Regardless of handedness, the group average laterality
indexes were negative thus revealing signicantly higher connectivity in the right hemisphere in the majority of
RH subjects and in both LH subjects. The analysis of Granger causality between hemispheres has also shown a
greater ow of information from the right to the left hemisphere which may point to an important role of the
right hemisphere in the resting state. These data encourage further exploration of the NIRS connectivity and its
application for the analysis of hemispheric relationships within the functional architecture of the brain.
2013 Elsevier Inc. All rights reserved.
1053-8119/$ see front matter 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.neuroimage.2013.05.092
A.V. Medvedev / NeuroImage 85 (2014) 400407 401
(Lu et al., 2010; White et al., 2009). Here, we explore the feasibility of signal. Independent Component Analysis (ICA) was performed and
analyzing RSNs within the left and right prefrontal cortex in the tem- artifactual components generated by supercial layers (scalp and
poral and spectral domains measuring correlation of hemodynamic skull) as well as cardiac and respiratory signals were removed
NIRS signals along with their coherence at low frequencies (0.01 using the approach as described previously (Medvedev et al.,
0.1 Hz) in the resting state. In this report, we present preliminary 2008). After the ICA procedure, optical signals from all resting
data with the major goal to assess the applicability of noninvasive op- periods were combined and used to calculate relative changes in
tical imaging as a tool for hemispheric lateralization of functional con- concentration of oxygenated (HbO) and deoxygenated (Hb) hemo-
nectivity. In this study, we focused on temporal modulations of globin using the open-source software HOMer (Photon Migration
optical signals measuring correlation and coherence of those modula- Laboratory, Massachusetts General Hospital, MA; http://www.nmr.
tions within and between the investigated areas to study local and bi- mgh.harvard.edu/PMI/resources/homer/home.htm). Hemodynamic
lateral functional connectivity in the resting state. activity for each source-detector pair is referred to as an optical
channel throughout.
Materials and methods Anatomical localization of optode positions has been described
previously (Medvedev et al., 2011) and is briey reviewed here. The
Participants standard locations Cz, C3, F3, F7 and T3 in the left hemisphere (and
the corresponding locations in the right hemisphere) from the
Thirteen right-handed and two left-handed young adults (six 1020 system were determined for each individual subject by taking
females, age 1830, mean age 23) took part in the study after signing head measurements before experiments. Then a 128-channel EGI
a consent form approved by the Georgetown University Institutional electrode sensor net was placed on subject's head and the placement
Review Board. All subjects reported as being in good health, having of the corresponding electrodes at the 1020 locations was veried.
normal (or corrected to normal) vision and without medications. Be- Optical probes were positioned on top of the electrode net using elec-
fore experiments, they undertook a battery of behavioral tests which trodes C3/4, F3/4, F7/8 and T3/4 as reference points (Fig. 1). F3/F4
included measures of IQ (Weschler Abbreviated Scale of Intelligence; electrodes have been shown to be located on left/right middle frontal
the average IQ score 121.7) and handedness. During one or two gyrus, between posterior 1/3 and 1/2; while F7/F8 electrodes are lo-
separate experimental sessions lasting up to 40 min, they performed cated on pars triangularis of left/right inferior frontal gyrus (Kim et
a rapid target detection task with simultaneous optical and EEG re- al., 2007). Taking this information into account and relating positions
cording of brain activity as described earlier (Medvedev et al., 2010, of optical bers to the reference electrode positions, we assumed that
2011). Before and after the task, two minute segments of brain activ- source-detector pairs from the lower half of the left probe (i.e., s1-d2,
ity were recorded during the resting state when subjects were asked s1-d4, s1-d6, s2-d4, s2-d6, s3-d6, s3-d8) reect the activity of the left
to sit in the dental chair quietly and relaxed avoiding thinking about inferior frontal gyrus (IFG) while source-detector pairs from the
anything specically. For each 2-min segment, rst half was recorded upper half (i.e., s1-d1, s1-d3, s1-d5, s2-d3, s3-d5, s2-d7, s3-d7) reect
when subjects were asked to focus their gaze on the crosshair the activity of the left middle frontal gyrus (MFG) (Fig. 1). According-
presented in the middle of a computer monitor (viewing distance of ly, the corresponding source-detector pairs from the lower/upper
75 cm) thus minimizing eye movements and the second half was halves of the right probe were taken as reecting the activities of
recorded with their eyes closed. As a result, 4 or 8 min of the resting the right IFG/MFG, respectively.
state from each subject were taken into further analysis. The The typical frequency band used in the fMRI eld to assess func-
results related to task performance have been published elsewhere tional connectivity is 0.010.1 Hz because other bands are contami-
(Medvedev et al., 2010, 2011) and here we present the data related nated by noise and physiological artifacts such as respiratory- and
to the resting state. cardiac-related uctuations in oxygen supply (Glerean et al., 2012).
We therefore bandpass ltered our signals within 0.010.1 Hz. We
Optical data collection utilized a seed-based approach to calculate functional connectivity
which is commonly used in the fMRI eld and based on correlations
Optical signals were recorded using a continuous-wave NIRS between the signal in the seed voxel (or over a relatively small
instrument CW5 (TechEn, Milford, MA) with two 14 8-cm probes, group of voxels) and all other voxels (Friston et al., 1993). However,
each accommodating 11 optodes with three dual-wavelength (690 we did not use a specic seed channel and calculated correlations
and 830 nm) laser sources and eight detectors for each hemisphere. between all optical channels pairwise. First, pairwise correlation coef-
The light sources and detectors of the CW5 instrument were cients were calculated using the preprocessed raw data and the
connected to the subject's head by exible optical ber bundles. corrcoef Matlab function (The Mathworks Inc., Natick, MA). Coef-
Their front ends (optodes) were arranged on a supporting plastic cients of correlation (here referred to as correlations) were calculat-
base (optical probe) which was placed on the head using anatomi- ed separately for oxy- and deoxygenated hemoglobin thus giving two
cal landmarks provided by the international 1020 system. Two such separate measures of connectivity. Second, time-frequency decompo-
optical probes were placed bilaterally over the prefrontal areas be- sition of HbO and HbR signals was performed with the Morlet wave-
tween locations F3/4-F7/8-C3/4 thus covering the inferior frontal lets and power/coherence were also calculated for all pairwise
gyrus (IFG) and the middle frontal gyrus (MFG) (Fig. 1). As a result, channel combinations. Using original Matlab scripts, we calculated
28 optical channels (14 for each hemisphere) were recorded. During pairwise correlations/coherences between all optical channels in each
data preprocessing, respiratory and cardiac oscillations were removed subject and divided them into the following four groups: 1)2) unilater-
using Independent Component Analysis and signals were pass band l- al relationships (all pairwise correlations/coherences between channels
tered between 0.01 and 0.1 Hz to target slow oscillations of the resting within the IFG and channels within the MFG, separately for the left (1)
state networks. and the right (2) hemispheres); and 3)4) bilateral relationships (be-
tween all homologous channels within the left/right IFG (3) and the
Optical data analysis left/right MFG (4)). All correlations/coherences were subjected to Fisher's
z-transform (making their statistical distributions close to normal
After ofine frequency demodulation, optical data were ltered distributions).
b1 Hz, downsampled to 20 samples per second and stored on the We also analyzed functional connectivity by Granger causality
acquisition computer for further analysis. The cutoff frequency of (GC) applied to the whole time courses of activities in brain struc-
1 Hz was used to reduce cardiac oscillations present in the optical tures. Granger causality as a measure of connectivity has important
402 A.V. Medvedev / NeuroImage 85 (2014) 400407
Fig. 1. A: Optical probes positioned on top of the EEG sensor net. B: Positions of all optical bers were digitally co-registered in reference to the standard locations of the 1020
electrode placement system and then projected on the cortical surface using the NIRS-SPM toolbox (Ye et al., 2009). C: the locations of optical channels (dened as midpoints
between the corresponding source and detector for each source-detector pair taken into analysis) and their numbers are shown.
Granger causality
Fig. 3. Group average connectivity matrices showing pairwise z-coherences (top panels) and correlations (bottom panels) for all channels. Coherence/correlation between channels
v1 and v2 is represented by color at point with x-coordinate = v1 and y-coordinate = v2. Inf L and Inf R are left/right IFG, Mid L and Mid R are left/right MFG. Matrices are
symmetrical along the main diagonal from bottom-left to top-right.
404 A.V. Medvedev / NeuroImage 85 (2014) 400407
Fig. 4. A: Group average connectivity matrices showing pairwise z-coherences for all channels for two groups of subjects (right- and left-handed). Note a stronger connectivity
within the right hemisphere (top-right quadrants) in both groups. B: Group-average Laterality Indices (LI = t-values for L > R comparisons for connectivity within and between
each anatomical region and each signal, HbO and HbR). Note a relatively weaker, but signicant, rightward hemispheric asymmetry of connectivity in the right-handed group
(LI b 0 at p b 0.05) and a stronger rightward asymmetry in the left-handed group (LI b 0 at p b 0.001; differences between groups are also signicant at p b 0.01).
connectivity is commonly studied using fMRI, the studies of function- even greater right-hemispheric bias of connectivity although these
al connectivity based on optical imaging are in their infancy due to data are obviously preliminary and should be conrmed in further ex-
limited head coverage in many NIRS instruments and the lack of stan- periments. Hemispheric asymmetry is a well established phenome-
dardized methods of analysis. Nevertheless, several groups have non and it is usually discussed in the context of specic behavioral
reported the use of NIRS for the assessment of functional connectivity (sensory, cognitive and motor) tasks. Its hemodynamic correlate is
(Hu et al., 2013; Rykhlevskaia et al., 2006; White et al., 2009; Zhang et greater activation of the dominant hemisphere during those tasks
al., 2010). The results demonstrate the feasibility of using NIRS for the usually measured by BOLD fMRI. However, hemispheric asymmetry
analysis of resting state functional networks and that the hemody- regarding functional connectivity has not been studied comprehen-
namic modulations in the resting state as well as connectivity within sively and is not well established yet for both active and resting
and between functional networks can be effectively measured by op- states. We are aware of only a few imaging studies focusing on the
tical methods. NIRS-based connectivity patterns correspond well to laterality of connectivity. One of the rst studies where laterality
the anatomical and functional compartmentalization of the prefrontal was assessed from intrinsic brain activity during passive xation
cortex (namely, the inferior and middle frontal gyri). Thus, our study (one of the eyes open variants of the resting state) has demonstrated
makes an important step extending the range of possible applications that both leftward and rightward regional laterality can be observed
of the NIRS technology. across different brain systems depending on multiple factors includ-
The current results demonstrate hemispheric asymmetry of func- ing gender (Liu et al., 2009). In this study, brain asymmetry was
tional connectivity in the resting state. Specically, functional con- shown to be more pronounced in males than in females. Relevant to
nectivity appeared to be stronger within the right compared to our ndings, the authors demonstrated that the inferior frontal
the left prefrontal cortex in both right-handed and left-handed indi- gyrus was among the brain regions with rightward laterality (Liu et
viduals. The nding of the right-hemispheric bias of connectivity in al., 2009). Yan et al. found signicantly greater resting state connec-
the right-handed participants motivated the inclusion of two tivity in the cognitive division of anterior cingulate cortex in the
left-handed subjects in the study. The left-handed subjects showed right hemisphere of right-handed participants (Yan et al., 2009).
A.V. Medvedev / NeuroImage 85 (2014) 400407 405
Fig. 5. Granger causality (GC) calculated for interhemispheric relationships (between homologous areas in left and right hemispheres) for frequencies 0.010.1 Hz. The graphs rep-
resent the GC matrices averaged over all 14 leftright channel pairs for each subject. Panels represent directed Granger causalities namely, from the left hemisphere to the right
hemisphere (panels titled Left Right) as well as in the opposite direction from the right hemisphere to the left (panels titled Left Right). Granger causality is a directed mea-
sure which allows for a separate analysis of how much signal 2 is dependent on signal 1 (1 2) as well as how much signal 1 is dependent on signal 2 (1 2). Note a similar
pattern of causality over all frequencies with slightly higher GC values at low frequencies 0.010.03 Hz.
Saenger et al. have studied resting state functional connectivity of the which again emphasizes the informative value of functional connec-
default mode network in both right- and left-handed groups of sub- tivity being not identical to the structural connectivity. In a recent
jects and found various degrees of asymmetry (either leftward or study, Tomasi and Volkow have investigated laterality patterns of
rightward) in different brain regions (Saenger et al., 2012). Relevant short-range (implicated in functional specialization) and long-range
to the current study, they found rightward functional asymmetries (implicated in functional integration) connectivity and the gender ef-
in the middle frontal and middle/superior temporal gyri in the fects on these laterality patterns using a method of functional connec-
right-handed group. Interestingly, asymmetries of functional connec- tivity density mapping (Tomasi and Volkow, 2012). They found that
tivity were not accompanied by similar hemispheric differences in short-range connectivity was rightward lateralized in areas around
gray matter volume (measured by voxel-based morphometry) the lateral sulcus, whereas long-range connectivity was rightward
Fig. 6. Interhemispheric granger causality averaged over all channels and frequencies 0.010.1 Hz for each subject. Group averaged values are shown in the right panels. Granger
Causality was greater from-the-right-to-the-left (i.e., left right) than from-the-left-to-the-right (i.e., left right). This difference was signicant for the HbO signal (paired
t-test, p b 0.05, the top-right panel) while the HbR signal also showed a similar trend.
406 A.V. Medvedev / NeuroImage 85 (2014) 400407
lateralized in lateral sulcus and leftward lateralized in inferior pre- and long-distance functional connectivity in the resting state which
frontal cortex and angular gyrus. However, males had greater right- can be used for lateralization and cortical mapping of brain processes
ward lateralization of brain connectivity in superior temporal in a variety of clinical applications. The results provide evidence for an
(short- and long-range) and inferior frontal cortex. Although we important role of the right prefrontal cortex as a leading hub in the rest-
have not found any gender effects on connectivity, our nding of ing state. This may be in contrast to the active states during specic
rightward lateralization in the lateral prefrontal cortex is in line cognitive tasks requiring activation of the dominant (left) hemisphere.
with all the studies cited above. Although our understanding of the brain processes during resting states
Electrophysiological studies also demonstrate brain functional (including nap and sleep) is still very limited, the current results point
asymmetry. For example, Thatcher et al. (2007) have explored corti- to a possible important role of the right hemisphere in these processes.
cal connectivity using current source correlations derived from the These results encourage further exploration of the NIRS connectivity
resting state EEG with source imaging LORETA software. The authors and its application for the analysis of hemispheric relationships within
showed that, in general, the right hemisphere exhibited higher the functional architecture of the brain.
intrahemispheric source correlations than the left hemisphere. This
study conrmed the earlier results based on surface EEG coherence
which also found higher right versus left hemispheric coherence Acknowledgment
(Tucker et al., 1986). Thus, both electrophysiological and brain imag-
ing studies provide converging evidence that functional connectivity The project described was supported by awards R01EB006589
is higher in the right hemisphere. These results are consistent with from the National Institute of Biomedical Imaging and Bioengineer-
anatomical studies which indicate that the architecture of the left ing, R21RR025786 from the National Center for Research Resources
hemisphere favors more local processing within cortical regions and R21GM103526 from the National Institute of General Medical
whereas the right hemisphere is better wired for the integration of Sciences. The content is solely the responsibility of the authors and
information across distant regions (for review, see Thatcher et al., does not necessarily represent the ofcial views of the National Insti-
2007). Taken together, these data provide the anatomical and func- tutes of Health.
tional basis for the existing view that the left hemisphere is more
involved in analytical and sequential processing while the right hemi- Conict of interest
sphere is more involved in integration and synthesis of multimodal
information (Kinsbourne, 1974). None declared.
In addition to the demonstration of higher functional connectivity in
the right hemisphere by optical imaging, which is consistent with pre-
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