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10.1177/0013164404272493
EDUCATIONAL AND PSYCHOLOGICAL MEASUREMENT
LE ET AL.
HUY LE
Human Resources Research Organization
ALEX CASILLAS
University of Iowa
STEVEN B. ROBBINS
RONELLE LANGLEY
ACT, Inc.
The authors used a rational-empirical approach to construct the Student Readiness Inven-
tory, measuring psychosocial and academic-related skill factors found to predict two
important college outcomes, academic performance and retention, in a recent meta-
analysis. The initial item pool was administered to 5,970 first-year college students and
high school seniors to empirically validate and cross-validate the underlying factor struc-
ture. Ten first-order and 3 second-order factors were derived, partially resembling the
original conceptual model. Future study is needed to explore the criterion and predictive
validities of the factors constituting this inventory.
The search for predictors of college success has long been a research
theme in the educational psychology literature (Hezlett et al., 2001;
Pascarella & Terenzini, 1991). This line of research has both theoretical and
practical significance. Theoretically, the identification of higher order factors
Correspondence concerning this article should be addressed to Steven B. Robbins, ACT, Inc.,
P.O. Box 168, Iowa City, IA 52243-0168; e-mail: steve.robbins@act.org.
Educational and Psychological Measurement, Vol. 65 No. 3, June 2005 482-508
DOI: 10.1177/0013164404272493
2005 Sage Publications
482
LE ET AL. 483
The educational persistence models. The two leading models in the edu-
cational literature predicting studentscollege retention were proposed by
Tinto (1975, 1993) and Bean (1980, 1985). As shown by Robbins et al.
(2004), these models have several common factors: (a) contextual influence,
which includes factors pertaining to an institution that may be likely to affect
college outcomes; (b) perceived social support; (c) social involvement; and
(d) academic engagement, which includes commitment to obtain a degree
and commitment to an academic institution. Because of their roles in the edu-
cational literature, both models have been well researched. Accordingly, the
constructs from these models also were examined in Robbins et al.s meta-
analysis. In particular, the social support, social involvement, and institu-
tional commitment factors were found to be predictive of the college reten-
tion criterion and were included in the current study.
Motivation Conscientiousness The extent to which a student is self-disciplined, achievement oriented, responsi- 40
ble, and careful.
Goal focus The extent to which a student has functional, well-defined academic goals and is 37
committed to achieving these goals.
Academic self-confidence The extent to which a student has confidence in his or her academic abilities and 30
is willing to use these abilities to cope with academic challenges.
Academic-related Study skills The ability to develop effective strategies and habits for learning in an academic 31
skills environment.
Problem solving skills The ability to use a process of identifying an obstacle, considering solutions, 26
making decisions, and taking appropriate action that results in positive outcomes.
Communication skills The ability to exchange information effectively with others 28
Emotional control skills The ability to understand and effectively manage ones emotions. 27
Social engagement Teamwork The ability to work collaboratively with others. 28
Social activity The ability to develop and maintain relationships with others. 27
Social connection The extent to which a student (a) feels connected to his or her environment and 31
(b) has available social resources.
Total items 305
487
488 EDUCATIONAL AND PSYCHOLOGICAL MEASUREMENT
Method
Preliminary test of item clarity. To ensure that the items would be compre-
hensible to 1st-year college students, we organized the items into two forms,
each containing 160 items, and administered them to a small group of high
school seniors (N = 38). The students were asked to rate the readability of the
items (i.e., the extent to which they understood the meaning of the items)
using a 5-point, Likert-type scale ranging from very easy to understand (1) to
LE ET AL. 489
very difficult to understand (5). On the basis of the mean ratings of item clar-
ity, we deleted or revised items. Subsequently, the revised items were pre-
sented to a group of experts in education and communication, who were
asked to comment on item clarity. The items were again revised on the basis
of this feedback. The resulting item pool consisted of 305 items. (Table 1 fea-
tures the number of items assigned to each scale.)
Study Design
Study sample. Because the scales were constructed with the goal of identi-
fying at-risk college students, the primary population of interest was 1st-year
students at postsecondary institutions (i.e., community colleges and 4-year
universities). Thus, we selected samples that closely resemble this popula-
tion. Specifically, we recruited 1st-year students at community colleges and
universities, as well as high school seniors, to participate in the study. Partici-
pating institutions were given group summaries of their students results as
an incentive for participating.
A total of 50 institutions (22 high schools, 22 community colleges, and six
4-year universities) participated in the study. Reflecting the ACT customer
base, high schools primarily were located in the Midwest, South, Southeast,
490 EDUCATIONAL AND PSYCHOLOGICAL MEASUREMENT
and Southwest, whereas 2- and 4-year colleges were dispersed across all
regions (the ACT is administered to more than 5 millions students and adults
each year). The total number of questionnaires returned was 6,456 (high
school: 2,337; community college: 2,471; university: 1,648). Of these, 5,970
were usable. Data from 486 questionnaires were discarded because partici-
pants did not indicate which test form was used, rendering the forms un-
scorable, or because of random response patterns. Participants were mostly
female (57.2%) and Caucasian (66.9%), with a mean age of 20 years (SD =
5.90 years, range 16 to 68 years). Because of the relatively small sample sizes
of some ethnic and racial subgroups (e.g., n = 48 Native Americans, n = 23
Native Hawaiian/Pacific Islanders), we were unable to make group compari-
sons using each ethnic and racial groups. Instead, we grouped ethnic and
racial minorities into an overall minority group. This group was used for
some of the comparative analyses presented in subsequent sections.
Data Analyses
root mean square residual [SRMR]; Hu & Bentler, 1999). We then reselected
the items on the basis of the magnitudes of their path coefficients using
LISREL (version 8.30) (Jreskog & Srbom, 1999). Approximately 10
items were selected for each factor.
Results
We randomly selected 3,300 responses (330 for each test form) from the
total 5,970 responses for this analysis. Because of our partially overlapping
492 EDUCATIONAL AND PSYCHOLOGICAL MEASUREMENT
study design, the effective sample size ranged from 990 (i.e., three tenths of
3,300) to 1,980 (i.e., three fifths of 3,300). Exploratory factor analysis
(principal-axis factoring) with pairwise deletion was carried out. On the basis
of the resulting scree plot (Cattell, 1966), we initially extracted 11 factors.
The factors were then rotated using the oblimin rotation method (different
rotation methods were also used to thoroughly examine the factor solutions,
including different oblique [i.e., promax and oblimin with different parame-
ters] and orthogonal [varimax and quartimax] methods, all of which yielded
essentially the same results). On item examination, we decided to retain only
10 factors because of the uninterpretability of the items belonging to Factor
11. Following the suggestion of a reviewer, we additionally conducted a par-
allel analysis (using the procedure provided by Thompson & Daniel, 1996)
to further determine the number of factors to be extracted. This analysis
resulted in 16 factors. However, out of those factors, only 10 were interpret-
able. These 10 factors were very similar to those retained in the earlier
analyses.
We reran the exploratory factor analysis specifying a 10-factor solution
using oblique rotation (using the oblimin rotation [ = 0] method). The 10
factors appeared interpretable. The 10 factors accounted for about 37.4% of
the total variance. This percentage of variance appeared to be acceptable,
given the relatively large number of items examined (i.e., 305). The factors
were low to moderately correlated with one another. The mean of the
interfactor correlations was .06 (range r = |.02| to |.42|), and the standard devi-
ation was .19. (A table with the resulting factors and factor intercorrelations
and the number of items clearly associated with each factor is available from
the authors on request.) From these results, we tentatively selected 145 items
on the basis of the relative magnitudes of their pattern coefficients (i.e., larger
than .30 on the principal factor and lower than .20 on other secondary factors)
for further (confirmatory) analysis.
Data for this analysis were the remaining 2,670 responses (minimum n =
800). Confirmatory factor analysis was carried out examining the model
specifying 10 latent factors with 145 items as indicators. The items were
specified to be indicators of the factors determined in the earlier step. We
used the maximum likelihood estimation method, with sample size specified
as the geometric mean of sample sizes of all correlation pairs (n = 1,035; cf.
Viswesvaran & Ones, 1995). The model showed a very good fit (@ 2 =
10,486.72, df = 10,250, p = .05, CFI = .99, RMSEA = .012, SRMR = .035),
confirming the factor structures determined in the exploratory analysis. We
then proceeded to reselect the items on the basis of the magnitudes of the
regression weights for their assigned factors, as previously stated in the
LE ET AL. 493
The entire sample (N = 5,970) was used in these analyses. Scale scores
were formed by averaging (instead of summing) the items belonging to each
factor. Because of the nature of our study design (see the Method section),
this procedure was necessary, because participants were not administered all
items. Means and standard deviations of the scales are presented in Table 2.
Except for three scales (i.e., Commitment to College, Communication Skills,
and General Determination), whose distributions were somewhat negatively
skewed, the distributions of most of the scales were approximately normal.
(Distributional statistics [e.g., skewness, kurtosis] and plots of the scales are
available from the authors on request.) Table 2 also shows the internal consis-
tencies (Cronbachs coefficient ) of the scales (range = .72 to .87, median
= .82).
Scale intercorrelations and their correlations with other variables of inter-
est (i.e., demographic variables, high school GPA, and ACT Assessment
scores) are presented in Tables 3 and 4, respectively. Overall, the scales show
a good convergent-discriminant pattern, with scales correlating more
strongly with scales conceptually designed to relate more highly to one
another than with other scales. For example, the General Determination,
Academic Discipline, Goal Striving, and Commitment to College scales
were correlated more highly with one another (range r = .39 to .56, median
r = .46) than with other scales (range r = .16 to .53, median r = .34). This pat-
tern was also seen in the relation between the Social Activity and Social Con-
nection scales, which correlated more highly with each other (r = .40) than
with other scales (range r = .14 to .39, median r = .27). However, the con-
vergent-discriminant pattern was less apparent between the remaining two
sets of scales, Study Skills and Communication Skills and Academic Self-
Confidence and Emotional Control. Thus, to better examine the underlying
structure of the scales, we performed higher order analyses (featured in sub-
sequent sections).
As can be seen in Table 4, the correlations with ethnicity and reported
family income were generally small (range r = .00 to .10). Although some of
these correlations were statistically significant because of the large sample
size, their magnitudes did not seem practically significant. This pattern of
correlations suggests that the scales do not discriminate on the basis of these
important demographic variables. Additionally, most correlations between
the scales and age were small in the practical sense, with the exception of the
General Determination: the extent to which students are dutiful, careful, and dependable. Sample
item: When I make plans, I follow through with them. 5 .72 4.82 0.99
Academic Discipline: the extent to which students value schoolwork and approach school-related tasks
conscientiously. Sample item: I do my best in my classes. 10 .83 4.27 0.97
Goal Striving: the extent to which students (a) set important goals, (b) make efforts to achieve the goals,
and (c) are confident about their abilities to succeed. Sample item: Once I set a goal, I do my best to
achieve it. 10 .87 4.60 0.89
Commitment to College: the extent to which students appreciate the values of education and are
committed to attaining the college degree. Sample item: I am motivated to get a college degree. 10 .86 4.90 1.01
Study Skills: the extent to which students know how to approach academic related problems
systematically and effectively. Sample item: I organize my thoughts before I prepare an assignment. 12 .82 4.02 0.93
Communication Skills: the extent to which students know how to handle interpersonal problems
effectively and can work cooperatively with others in team or group settings. Sample item: Im
willing to compromise when resolving a conflict. 10 .84 4.71 0.90
Social Activity: the extent to which students are comfortable in becoming involved in social activities.
Sample item: I find it hard to talk to people I dont know well. 10 .83 4.11 1.02
Social Connection: the extent to which students are involved in the college or school environments. Sample
item: I am involved in campus activities. 11 .79 3.94 0.97
Academic Self-Confidence: the extent to which students are confident that they can perform well in school.
Sample item: I am a fast learner. 9 .76 3.96 1.04
Emotional Control: the extent to which students can effectively control their emotions and keep them from
negatively affecting other activities. Sample item: I have a bad temper. 8 .76 3.71 1.06
Note. Means and standard deviations are the averages of the items belonging to each scale, with a potential range of 1.00 to 6.00.
Table 3
Intercorrelations Among the Final Scales
Scale Name 1 2 3 4 5 6 7 8 9 10
1. General Determination
2. Academic Discipline .41
3. Goal Striving .47 .56
4. Commitment to College .39 .46 .56
5. Study Skills .35 .44 .50 .28
6. Communication Skills .43 .38 .53 .45 .37
7. Social Activity .22 .18 .36 .29 .14 .26
8. Social Connection .21 .27 .39 .28 .27 .36 .40
9. Academic Self-Confidence .17 .33 .37 .35 .20 .20 .23 .19
10. Emotional Control .16 .29 .28 .29 .21 .30 .22 .15 .26
495
496
Table 4
Correlations of the Scales With Demographic and Academic Variables
a b
Scale Ethnicity Income Age Gender High School GPA ACT Score
correlation between the Study Skills scale and age (r = .21). We thought that
this correlation might be influenced by the fact that older respondents were
more likely to be community college or university students. Therefore, we
carried out additional analyses partialing out student status (high school stu-
dent vs. community college or university student). The resulting correlation
(r = .19) was only slightly smaller than the zero-order correlation. Although
this finding ruled out the hypothesis that the correlation was due to student
status, the reason for this correlation remains unknown. If replicated, we plan
to explore this issue in subsequent research.
Several scales (i.e., Commitment to College, Communication Skills, Aca-
demic Discipline, and to a lesser extent General Determination, Goal Striv-
ing, and Study Skills) were correlated with gender (range r = .14 to .24). Spe-
cifically, these correlations indicated that women tended to score higher than
men on these scales. These findings were generally expected, given the
nature of the constructs underlying the scales and previous research findings
that men and women tend to score differently on various psychological mea-
sures, including measures of agreeableness (Budaev, 1999; Charbonneau &
Nicol, 2002; Feingold, 1994), measures of conscientiousness (Charbonneau
& Nicol, 2002; Gullone & Moore, 2000; Guthrie, Ash, & Stevens, 2003), and
study strategy measures (e.g., Hong & Milgram, 1999; Slotte, Lonka, &
Lindblom-Ylaenne, 2001). Moreover, a recent international study conducted
by the Organisation for Economic Co-operation and Development (2003)
found that on average, adolescent girls tend to score higher on measures of
motivation, self-related cognitions, and learning strategies.
matory factor analysis carried out on a new subsample (n = 3,970, with effec-
tive sample size ranging from 1,867 to 3,957). Examination of the resultant
scree plot suggested that there were 3 to 4 second-order factors underlying
the 10 first-order factors. We initially used a solution with 4 second-order
factors. On the basis of the meanings of the first-order factors that served as
indicators, the second-order factors were named Motivation (underlying the
Commitment to College, Goal Striving, Academic Discipline, and General
Determination scales), Skills (underlying the Study Skills and Communica-
tion Skills scales), Social Engagement (underlying the Social Activity and
Social Connection scales), and Self-Management (underlying the Academic
Self-Confidence and Emotional Control scales).
A second-order confirmatory factor analysis was then carried out on the
remaining holdout sample (n = 2,000, with effective sample size ranging
from 566 to 1,987). Following Viswesvaran and Oness (1995) suggestion,
we calculated the geometric mean of the sample sizes of all the bivariate cor-
relations and used the result (n = 1,060) as the sample size in our confirma-
tory factor analysis. Each scale was split into two halves to create indicators
for the first-order factors. The analysis confirmed the higher order factor
structure found in the exploratory factor analysis (fit indices: @ 2 = 695.52,
df = 154, p < .001, CFI = .927, RMSEA =.058, SRMR = .043). However, the
estimated correlation between the second-order constructs of skills and moti-
vation was quite high (r = .96). This finding suggests that the two constructs
may be the same. To explore this possibility, we carried out an additional
analysis, testing a model containing three second-order factors, with the
skills and motivation constructs combined into a single factor (henceforth
referred to as Model 2). Model 2 was nested within the model with four sec-
ond-order factors model discussed earlier (henceforth referred to as Model
1), so we could compare the fit indices of the two models to determine the
appropriateness of Model 2. In particular, we examined the difference
between the chi-square values of the two models, which itself is distributed as
a chi-square statistic with degrees of freedom equal to the difference in the
degrees of freedom of the models (Widaman, 1985). Model 2 provided a rea-
sonable fit (fit indices: @ 2 = 712.34, df = 157, p < .001, CFI = .925, RMSEA =
.058, SRMR = .044). The chi-square difference was statistically significant
(@ 2 = 16.82, df = 3, p < .001), indicating that Model 2 did not fit the data as
well as Model 1. It is worth noting that the chi-square difference statistic, just
like the chi-square statistic, is largely dependent on sample size (see Cheung
& Rensvold, 2002). With a sufficiently large sample, the chi-square statistic
provides a sensitive statistical testbut not a practical testfor model fit. In
fact, our sample size was relatively large (effective n = 1,060), which likely
inflated the small difference between the models. Recently, Yuan and Bentler
(2004) showed that the nested chi-square test is not reliable when the base
model is not correctly specified. Although we believed that our Model 1 was
LE ET AL. 499
Discussion
The main objective of the current study was to develop an inventory of
psychosocial and skill factors that (a) captured the constructs found to be pre-
500 EDUCATIONAL AND PSYCHOLOGICAL MEASUREMENT
Table 5
Results of Analyses Examining Factor Invariance Across Subgroups
Note. Base model: models allowing parameters to be independently estimated in each subgroup; nested model:
models constraining major parameters (i.e., second-order factor covariances, path coefficients from the
second-order factors to the first-order factors and from the first-order factors to the indicators) to be equal
across subgroups.
Normative data. Because of the nature of the design, participants did not
respond to all items. This limitation forced us to average available responses
for items belonging to each scale to form scale scores. Although this proce-
dure should not seriously affect our correlation-based (or covariance-based)
analyses (Zwick, 1987), the estimations of scale distributional characteristics
(i.e., mean, standard deviation, skewness, and kurtosis) may not be as accu-
rate. Accordingly, further study with a traditional, fully crossed design (i.e.,
all students responding to all items; cf. Cronbach et al., 1972) is needed to
obtain more conclusive information about the characteristics of the scales.
Moreover, a detailed sampling procedure targeting the population of interest
(i.e., community colleges, 4-year universities across different levels of selec-
tivity) should be used to obtain the normative data that are essential for the
scales evaluation and use.
504 EDUCATIONAL AND PSYCHOLOGICAL MEASUREMENT
emphasizing basic academic skills, work habits, and work values, Evans and
Burck (1992) found that the overall effect size (e.g., Cohens d) of 67 studies
was .16, producing a positive gain in academic achievement. Thus, it seems
that if at-risk students can be identified early (e.g., at the beginning of their
1st year of college), developmental interventions designed to facilitate stu-
dent success may yield significant positive outcomes. Thus, we are interested
in forming partnerships with institutions who are committed to examin-
ing the efficacy of such interventions for at-risk students identified in their 1st
year.
Finally, we are interested in exploring whether the aforementioned
noncognitive factors can influence course placement decisions for those stu-
dents who appear within the decision zone of either a more difficult or eas-
ier college course on the basis of achievement testing (e.g., the ACT Assess-
ment or COMPASS [Computer-Adaptive Placement Assessment and
Support System]). For example, when controlling for achievement test
scores, will noncognitive factors predict successful performance on a more
difficult course? That is, given two students with comparable achievement
scores, do motivational and skills, social, and self-management factors dem-
onstrate incremental validity for course placement? We hope to explore such
questions in future research.
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