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SpectraStructure Correlations in the Mid- and

Far-infrared
H.F. Shurvell
Queens University, Kingston, Ontario, Canada

1 INTRODUCTION AND GROUP for obtaining IR spectra such as reflection, attenuated total
FREQUENCIES reflection (ATR) and IR microscopy are presented else-
where in this Handbook.
Information on the structure of a molecule is obtained
1.1 Introduction
from a detailed study of those bands in the spectrum that
are characteristic of certain functional groups. Some of
An infrared (IR) spectrum provides a rapid and simple these bands are indicated in Figure 1. The IR spectrum also
method for obtaining preliminary information on the iden- can be used as a fingerprint for molecule identification.
tity or structure of a molecule. The spectrum is a plot A computer can be used to search a database of spectra
of the amount of IR radiation that passes through the digitally to find a number of spectra that most closely match
sample (transmittance T) versus the wavelength, l (or that of the unknown. The final identification is then made
wavenumber, n) of the radiation. An example is shown by visual comparison with spectra in a collection of spectra
in Figure 1. The sample absorbs IR radiation at various such as the Aldrich Library of FT-IR Spectra.
wavelengths (or wavenumbers) and the positions of the
Characteristic group frequencies and the various factors
absorptions give clues to the structure of the molecule, as
that affect their location in the IR spectrum are discussed
indicated in Figure 1. The spectra may also be exhibited
in detail in this section. How spectra-structure correlations
in absorbance A D log10 1/T versus wavenumber units.
Absorption maxima (or transmission minima) are referred
to as peaks, bands, or absorptions. The wavenumber (cm1 )
is the reciprocal of the wavelength (cm) of the IR radiation.
This unit is also a frequency (s1 ) divided by the velocity of
light, c (cm s1 ). Vibrational spectroscopists often use the CH
word frequency instead of wavenumber (with the division
Transmittance

by c assumed). This is logical, because the frequency of an


IR absorption is numerically the same as the frequency of
antisym
a molecular vibration. CCC
IR spectra are usually obtained using Fourier trans-
form infrared (FT-IR) spectrometers. Earlier spectra were
obtained using dispersive IR spectrometers and the early lit-
CH3
erature and spectral libraries are based on spectra recorded C O
on these instruments. Instrumentation and sample prepara-
tion techniques for transmission IR and other techniques 3500 3000 2500 2000 1500 1000
Wavenumber /cm1

John Wiley & Sons Ltd, 2002. Figure 1. The IR spectrum of acetone.
2 SpectraStructure Correlations

may be used to identify a compound is the subject of


Section 2.
The material for these sections is based on Chapters 7, 8
and 9 of Organic Structural Spectroscopy.1 Cl
C O
C3H7
1.2 Vibrations of molecules

IR spectroscopy gives information on molecular structure


through the frequencies of the normal modes of vibration
of the molecule. A normal mode is one in which each atom (a) 1800
executes a simple harmonic oscillation about its equilibrium
position. All atoms move in phase with the same frequency,
while the center of gravity of the molecule does not move.
There are 3N  6 normal modes of vibration (known as
fundamentals) of a molecule (3N  5 for linear molecules), H
where N is the number of atoms. For a molecule with no
C O
symmetry, all 3N  6 fundamental modes are active in the
C3H7
IR and may give rise to absorptions. There is also the pos-
sibility of overtones and combinations of the fundamentals,
some of which may absorb (usually weakly) and thereby
increase the total number of peaks in the IR spectrum.
Vibrations of certain functional groups such as OH, (b) 1730
NH, CH3 , CDO, C6 H5 , and so on always give rise to
bands in the IR spectrum within well-defined frequency
ranges regardless of the molecule containing the functional
group. The exact position of the group frequency within
the range gives further information on the environment
NH2
of the functional group. As an example, we might take
C O
the carbonyl stretching band (nCDO ) of simple aliphatic
(CH3)3C
aldehydes or ketones as the standard (1730 cm1 ). Acid
chlorides, carboxylic acid (monomers) and esters have
their (nCDO ) bands at higher frequencies, while amides and
aromatic ketones have lower CDO stretching frequencies.
1655
This is illustrated in Figure 2.
The observation of a band in the spectrum within an 2000 1600 1200
appropriate frequency range can indicate the presence of (c) Wavenumber /cm1
one or more different functional groups in the molecule, Figure 2. The carbonyl stretching bands of (a) an acid chloride,
because there is considerable overlap of the ranges of many (b) an aldehyde and (c) an amide. (Reproduced by permission
functional groups. It is therefore necessary to examine other from Sigma-Aldrich Co.)
regions of the spectrum for confirmation of a particular
group. Examples of this procedure are given in Section 2. of special beam-splitters, detectors and window materials,
Comparison of the spectrum of an unknown material with some IR spectrometers can be configured to cover a wider
a reference spectrum, or with the spectrum of a known range, which extends below 400 cm1 . The region below
compound, can provide absolute proof of the identity of 400 cm1 down to 10 cm1 is defined as the far-infrared.
the unknown substance. The region below 200 cm1 is not readily accessible
and there are not many useful spectra-structure corre-
lations in this region. However, compounds containing
1.3 The far-infrared halogen atoms, organometallic compounds and inorganic
compounds absorb in the far-infrared and torsional vibra-
The spectral region called the far-infrared is not very tions and hydrogen bond stretching modes are found in
well defined. For the present purposes the mid-infrared this region. The far-infrared also is important for studies of
range will be assumed to be 4000400 cm1 . With the use external (lattice) modes of crystalline solids.
SpectraStructure Correlations in the Mid- and Far-infrared 3

A useful discussion of some spectra-structure correlations Table 1. Calculated frequencies of some diatomic groups.
in the far-infrared is given by Stewart.2
Group Reduced mass Force constant Frequency
(amu) (N m1 ) (cm1 )
1.4 Introduction to group frequencies OH 0.94 700 3600
NH 0.93 600 3300
IR spectra of a large number of compounds containing CH 0.92 500 3000
a particular functional group such as carbonyl, amino, CC 6.00 425 1100
phenyl, nitro, and so on are found to have certain features CDC 6.00 960 1650
CDO 6.86 1200 1725
that appear at more or less the same frequency for every
CC 6.00 1600 2100
compound containing the group. It is reasonable, then, to CN 6.46 2100 2350
associate these spectral features with the functional group,
provided a sufficiently large number of different compounds
twice and three times those of single bonds, respectively.
containing the group have been studied. For example, the IR
Carboncarbon single bonds are included in Table 1, but
spectrum of any compound that contains a CDO group has
CC stretching does not usually give a well-defined group
a strong band between 1800 and 1650 cm1 . Compounds
frequency. Most organic molecules contain several CC
containing NH2 groups have two IR bands between 3400
single bonds and other groups that have similar vibrational
and 3300 cm1 . The spectrum of a compound containing
frequencies to that of the CC stretching mode. These
the C6 H5 group has sharp peaks near 1600 and 1500 cm1
vibrations interact with each other, and the simple model
due to stretching modes of the benzene ring. These are just
does not apply. Vibrational interactions can take several
three examples of the many characteristic frequencies of
forms and are discussed later in this section.
chemical groups observed in IR spectra.
When two or more identical groups are present in a
A simple calculation can give an idea of where to expect
molecule, one might expect to observe two or more bands
a band due to stretching of a bond between a pair of atoms
in the IR spectrum at similar wavenumbers. However, if
in a molecule. The stretching frequency (cm1 ) of such a
the groups are attached to the same carbon atom, or to two
diatomic group may be calculated using equation (1):
adjacent atoms, the observed bands may be spread over
p
1 k a few hundred wavenumbers by interactions between the
ncm  D 130.3 1 vibrations of the groups. The four CH groups in ethylene
m
(C2 H4 ) provide an example of this behavior. The four
where k is the force constant (N m1 ) and m is the reduced observed CH stretching frequencies are 3270, 3105, 3020,
mass, m1 m2 /m1 C m2  in atomic mass units (amu). The and 2990 cm1 .
p
numerical constant 130.3 D 1/2cp N 101 (N is Avo- Polyatomic groups also have characteristic frequencies,
gadros number, 6.022 1023 , and c is the velocity of light, which involve both stretching and bending vibrations or
2.998 108 m s1 ). combinations of these. No simple equation like equation (1)
This simple approach gives surprisingly good results can be found to calculate the bending frequencies of poly-
when one of the atoms of the pair is a light atom, not bonded atomic groups, and the best way to establish whether or not
to any other atom, for example, CH and NH in CH3 NH2 a particular group such as CH2 , CH3 , NH2 , or C6 H5
or CH and CDO in (CH3 )2 CO. The stretching frequencies has characteristic bending in addition to stretching frequen-
(cm1 ) of these and other diatomic groups, including CC cies is to examine the vibrational spectra of a large number
and CDC can be calculated from equation (1). A band char- of compounds containing these groups.
acteristic of the group will be observed in the IR spectrum
in the predicted region, provided the vibrational frequency
of the group is not close to that of another group in the 1.5 Factors affecting group frequencies
molecule. Calculated frequencies for some diatomic groups
are given in Table 1. These are all examples of charac-
1.5.1 Symmetry
teristic group frequencies and can be used to establish the The vast majority of organic molecules have little or no
presence of the functional group in the molecule. The expla- symmetry. Nevertheless, some knowledge of symmetry can
nation of these characteristic diatomic group frequencies be of considerable help in understanding the factors that
lies in the approximately constant values of the stretching affect intensities of group frequencies.
force constant of a bond in different molecules. Occasionally, a group frequency is not observed in the
It can be seen from Table 1 that the values of the force IR spectrum. This is usually a consequence of symmetry. If
constants of double and triple bonds are approximately a molecule possesses a center of symmetry, all vibrations
4 SpectraStructure Correlations

+ + +
H H H H H H H H H H H H

C C C C C C

C H stretch (sym) HCH bend CH2 twist CH2 wag C H stretch (antisym) CH2 rock

Figure 3. CH2 group vibrations. The arrows show the direction of motion of atoms in the plane of the CH2 group. The C and  signs
denote motion above and below the plane, respectively.

that are symmetric with respect to that center are inactive in group. This conclusion is amply supported experimentally.
the IR, because they do not produce a change in the dipole The presence of the methyl group also contributes three
moment. An example of the effect of a center of symmetry skeletal modes to the vibrations of the molecule. These
is given by the CC stretching mode. In methylacetylene correspond to translations of the free methyl group.
(CH3 CCH) the vibration is IR active, and a strong IR When the methyl group is part of a molecule with lower
band is observed at 2150 cm1 . On the other hand, in symmetry, the degeneracies are removed, leading to the
dimethylacetylene (CH3 CCCH3 ), which has a center of observation of doublets in some of the regions of the
symmetry, no band is observed in the IR near 2150 cm1 . spectrum where the methyl group frequencies are expected.
In larger, more complicated molecules, a local symmetry The torsional mode is actually inactive in the IR, because it
may exist for a homonuclear diatomic group such as CDC produces no change in dipole moment. However, it may be
or SS, so that the IR absorption from the group vibration allowed by the low symmetry of the whole molecule and,
may be weak or absent. in fact, methyl torsions are sometimes observed as weak
Molecules of high symmetry have simple IR spectra. As bands in the far-infrared.
an example consider the benzene molecule. It has 12 atoms The vibrations of a methylene group (CH2 ) can also be
and therefore has 3N  6 D 30 normal modes of vibration. described in terms of the local symmetry of the group,
The first effect of the high symmetry is to make 10 pairs which has a twofold axis and two planes of symmetry.
of these vibrations have identical frequencies (degenerate Figure 3 shows the vibrations associated with a CH2 group,
modes). This leaves 20 different normal frequencies. The when it is attached to a molecule. The free CH2 group
second effect of the high symmetry is to reduce the num- would have three modes, symmetric and antisymmetric
ber of modes for which there is a change in dipole moment (with respect to the twofold axis) stretching and the bending
(IR active). In fact, the IR spectrum of benzene contains (scissors) vibration. When the group is part of a larger
only four bands due to fundamentals. When the symme- molecule, three additional modes described as twisting,
try of benzene is reduced, as in 1,3,5-trichlorobenzene, wagging and rocking are produced. Of these, the twisting
the number of IR active modes increases, but there are mode produces no change in dipole moment and hence is
still some degenerate modes and the spectra are relatively not allowed in the IR. However, it can give rise to a very
simple. When the symmetry is completely removed, as in weak band in the spectrum of an unsymmetrical molecule.
1-chloro-2-bromobenzene, all 30 normal modes are active. The terms twofold and threefold axis, plane of symme-
However, because of the residual symmetry of the benzene try, and center of symmetry are examples of symmetry
ring, some of these vibrations, although allowed, appear elements. The collection of all symmetry elements that a
only very weakly and are hard to distinguish from the weak molecule possesses is known as a point group and provides
bands that are due to overtones and combinations. a way of classifying the symmetry of the molecule. This,
Vibrations of the methyl group (CH3 ) in an unsym- in turn, leads to an understanding of the symmetry of the
metrical molecule can be described in terms of the local normal vibrations of a molecule and to a prediction of the
symmetry of the free group, which has a threefold axis and number of frequencies expected in the IR spectrum.
three planes of symmetry. A free methyl group would have
3N  6 D 6 normal modes of vibration comprising sym-
1.5.2 Mechanical coupling of vibrations
metric and degenerate antisymmetric (with respect to the
threefold axis) stretching and bending modes. When the Two completely free identical diatomic molecules will,
methyl group is attached to a molecule, three new modes of course, vibrate with identical frequencies. When the
appear, a torsional mode and a degenerate pair of rocking two diatomic groups are part of a molecule, however,
vibrations. These motions would be rotations in the free they can no longer vibrate independently of each other
methyl group. Thus, there are four regions of the spectrum because the vibration of one group causes displacements
where we expect to find group vibrations of the methyl of the other atoms in the molecule. These displacements
SpectraStructure Correlations in the Mid- and Far-infrared 5

are transmitted through the molecule and interact with the than the uncoupled frequencies. These bands are known as
vibration of the second group. The resulting vibrations amide II and amide III bands. (The CDO stretching mode
appear as in-phase and out-of-phase combinations of the is known as the amide I band.)
two diatomic vibrations. When the groups are widely sep- Singly bonded carbon atom chains are, of course, not
arated in the molecule, the coupling is very small and the linear, so that the simple model used for the allene molecule
two frequencies may not be resolved. would have to be modified. In addition, we were able to
Consider the two CH stretching modes in acety- ignore the bending of the CDCDC group in allene, which
lene (HCCH). These occur at 3375 cm1 (in- cannot couple with the stretching modes, because it takes
phase) and 3280 cm1 (out-of-phase). In diacetylene place at right angles to the stretching vibrations. Mechanical
(HCCCCH), the two CH stretching vibrations have coupling will always occur between CC single bonds in
closer frequencies, near 3330 and 3295 cm1 . The vibra- an organic molecule, so that there is no simple CC group
tions of two different diatomic groups are not coupled stretching frequency. One can expect that there will always
unless the uncoupled frequencies are similar as the result be several bands in the IR spectra in the 1200800 cm1
of a combination of mass and force constant effects. For range in compounds containing saturated carbon chains.
example, in thioamides and xanthates, the CDS group has
a force constant of about 650 N m1 and the reduced mass 1.5.3 Fermi resonance
is 8.72 amu, so that the vibrational frequency calculated
A special case of mechanical coupling, known as Fermi
from equation (1) is approximately 1120 cm1 . The CN
resonance, often occurs. This phenomenon, which results
and CO groups have force constants of about 480 and
from coupling of a fundamental vibration with an overtone
510 N m1 , respectively, and the reduced masses are 6.46
or combination, can shift group frequencies and introduce
and 6.86 amu. The calculated frequencies are both approx-
extra bands. For a polyatomic molecule there are 3N  6
imately 1120 cm1 . Consequently, in any compound con-
energy levels for which only one vibrational quantum
taining a CDS group adjacent to a CO or CN group, there
number (v1 ) is 1 when all the rest are zero. These are called
may be an interaction between the stretching vibrations of
the fundamental levels and a transition from the ground
the groups. In compounds such as thioamides and xanthates, state to one of these levels is known as a fundamental. In
where the carbon atom is common to both groups, the cou- addition, there are the levels for which one v1 is 2, 3, and
pling is large and the two vibrations interact with each other so on (overtones) or for which more than one v1 is nonzero
to produce two new frequencies, neither of which is in the (combinations). There are therefore a very large number of
expected region of the spectrum. vibrational energy levels, and it quite often happens that the
The way in which such mechanical coupling occurs can be energy of an overtone or combination level is very close to
illustrated for the case of two CDC groups coupled through that of a fundamental. This situation is termed accidental
a common atom, as in the allene molecule, CH2 DCDCH2 . degeneracy, and an interaction known as Fermi resonance
In the absence of strong coupling one might expect to can occur between these levels provided that the symmetries
observe a band in the IR spectrum near 1600 cm1 due to the of the levels are the same. Since most organic molecules
antisymmetric (out-of-phase) combination of the vibrations have no symmetry, all levels have the same symmetry
of the two CDC groups. For the 1,3-butadiene molecule and Fermi resonance effects occur frequently in vibrational
(CH2 DCHCHDCH2 ), this vibration gives rise to a band spectra.
at 1640 cm1 . However, for allene the observed frequency Normally, an overtone or combination band is very weak
is near 1960 cm1 . This result can be understood in terms in comparison with a fundamental, because these transitions
of mechanical coupling of the two CDC group vibrations. are not allowed. However, when Fermi resonance occurs
When such coupling occurs, it is usually found that the there is a sharing of intensity and the overtone can be quite
antisymmetric (out-of-phase) vibration occurs at a higher strong. The result is the same as that produced by two
frequency and is IR active, while the symmetric (in-phase) identical groups in the molecule. As an example, two peaks
vibration occurs at lower frequency and is IR inactive. are observed in the carbonyl stretching band of benzoyl
It is possible for coupling to occur between dissimilar chloride, near 1760 and 1720 cm1 (Figure 4). If this were
modes such as stretching and bending vibrations, when the an unknown compound, one might be tempted to suggest
frequencies of the vibrations are similar and the two groups that there were two nonadjacent carbonyl groups in the
involved are adjacent in the molecule. An example is found molecule. However, the lower frequency band is due to the
in secondary amides, in which the CN stretching vibration overtone of the CH out-of-plane bending mode at 865 cm1
is of a similar frequency to that of the NH bending mode. in Fermi resonance with the CDO stretching fundamental.
Interaction of these two vibrations gives rise to two bands in Numerous other well-characterized examples of Fermi
the spectrum, one at a higher and one at a lower frequency resonance are known. The NH stretching mode of the
6 SpectraStructure Correlations

group frequencies through solventsolute interactions, such


as molecular association through hydrogen bonding.

1.5.5 Hydrogen bonding


Hydrogen bonding (written XH Y) occurs between the
Transmission

O
hydrogen atom of a donor XH group such as OH or NH
COCl and an acceptor atom Y which is usually O or N. The main
effects are broadening of bands in the IR spectra and shifts
of group frequencies. XH stretching frequencies are low-
ered by hydrogen bonding, and XH bending frequencies
are raised. Hydrogen bonding also affects the frequencies of
Fermi doublet the acceptor group, but the shifts are less than those of the
XH group. Inert solvents can reduce the extent of hydro-
3500 3000 2500 2000 1500 1000 500 gen bonding and even eliminate the effect in very dilute
Wavenumber / cm1 solutions.
Figure 4. The IR spectrum of benzoyl chloride showing the A very broad band centered near 3100 cm1 in the
Fermi doublet at 1760 cm1 and 1720 cm1 . spectrum of pure carboxylic acids is due mainly to OH
stretching of hydrogen-bonded carboxylic acid polymers.
CONH group in polyamides (nylons), peptides, proteins, In the solution spectra of these compounds the bands are
appears as two bands near 3300 and 3205 cm1 . The sharper. However, hydrogen-bonding persists even in dilute
NH stretching fundamental and the overtone of the NH solution and the carboxylic acid is present mainly as a cyclic
deformation mode near 1550 cm1 combine through Fermi dimer. Hydrogen bonding manifests itself in very broad OH
resonance to produce the two observed bands. The CH and NH stretching bands at frequencies considerably lower
stretching region of the CHO group in aldehydes pro- than normal. Changes in the intensity of these bands can be
vides another example of Fermi resonance. Two bands brought about by changes in temperature and concentration.
are often observed near 2900 and 2700 cm1 in the IR Stretching of the hydrogen bond itself (XH Y) has been
spectra of aldehydes. This doublet is attributed to Fermi observed in the far IR in many cases between 200 and
resonance between the overtone of the CH deformation 50 cm1 , and bending of the hydrogen bond occurs at very
mode, which occurs near 1400 cm1 , and the CH stretch- low frequencies, usually below 50 cm1 .
ing mode, which would also occur near 2800 cm1 in the Intramolecular hydrogen bonding can occur between
absence of Fermi resonance. OH groups in alcohols or phenols and halogen atoms.
In 2-chloroethanol, for example, an intramolecular hydro-
In many molecules, mechanical coupling of the group
gen bond stabilizes the gauche rotational isomer. The
vibrations is so widespread that there are few, if any,
free nOH in the trans conformation absorbs at 3623 cm1 ,
frequencies that can be assigned to functional groups. Many
whereas for the hydrogen-bonded isomer the frequency is
such examples are found in aliphatic fluorine compounds,
3597 cm1 . Halophenols also show two nOH bands sep-
in which the CF and CC stretching modes are coupled
arated by 50100 cm1 due to bonded and nonbonded
with each other and with FCF and CCF bending vibrations.
conformations. IR spectra also indicate that intermolecular
The presence of fluorine can be deduced from several very
OH halogen bonding occurs between alkyl halides and
strong IR bands in the region between 1400 and 900 cm1 .
phenols or alcohols.

1.5.4 Chemical and environmental effects 1.5.6 Steric effects


Hydrogen bonding, electronic and steric effects, physical Ring strain increases the frequency of the carbonyl stretch-
state, and solvent and temperature effects all contribute ing frequency in alicylic ketones. For cyclohexanone,
to the position, intensity, and appearance of the bands in cyclopentanone, and cyclobutanone, the observed carbonyl
the IR spectrum of a compound. Lowering the temperature stretching frequencies are 1714, 1746, and 1783 cm1 ,
usually makes the bands sharper and shifts them to higher respectively. This increase in frequency with increasing
frequencies. There is also a possibility of splittings arising angle strain is generally observed for double bonds directly
due to crystal effects, which must be considered when attached (exocyclic) to rings. Similar frequency changes are
examining the spectra of solids under moderately high observed in the series of compounds, methylenecyclohex-
resolution. Polar solvents can cause significant shifts of ane, methylenecyclopentane, and methylenecyclobutane, in
SpectraStructure Correlations in the Mid- and Far-infrared 7

which a CDCH2 group replaces the CDO group in the ring.


D,L-Alanine
The observed CDC stretching frequencies are 1649, 1656,
and 1677 cm1 , respectively.
When the double bond is a part of the ring, a decrease
in the ring angle causes a lowering of the CDC stretch- Ethyl carbamate
ing frequency. The observed frequencies for cyclohex-

Transmission
ene, cyclopentene, and cyclobutene are 1650, 1615, and
1565 cm1 , respectively.
1-Nitropropane

1.5.7 Electronic effects


Effects arising from the change in the distribution of elec-
trons in a molecule produced by a substituent atom or
group can often be detected in the vibrational spectrum.
3500 3000 2500 2000 1500 1000 500
There are several mechanisms such as inductive and reso-
Wavenumber /cm1
nance effects, which can be used to explain observed shifts
and intensity changes in a qualitative way. These effects Figure 5. IR spectra of three compounds with the empirical
formula C3 H7 O2 N.
involve changes in electron distribution in a molecule and
cause changes in the force constants that are, in turn,
out-of-plane deformation patterns in the 850700 cm1
responsible for changes in group frequencies. Inductive and
region are different for each isomer. Substituted pyridines,
resonance effects have been used successfully to explain
pyrimidines, and other heterocyclic compounds provide fur-
the shifts observed in CDO stretching frequencies pro-
ther examples of structural isomers that can be distinguished
duced by various substituent groups in compounds such
by their vibrational spectra.
as acid chlorides and amides. High CDO stretching fre-
quencies are usually attributed to inductive effects and low
frequencies arise when delocalized structures are possi- 1.5.9 Geometrical (cistrans) isomerism
ble. For example, in acid chlorides the CDO frequency
is near 1800 cm1 , which is high compared with a nor- IR spectroscopy is useful in distinguishing between cis and
mal CDO frequency such as that observed for aldehydes trans isomers. Absorption of IR radiation by a molecule
or ketones (near 1730 cm1 ). On the other hand, in amides can only occur if there is a change of dipole moment
the carbonyl frequency is lower (near 1650 cm1 ). In acid accompanying a vibration. For cis isomers a dipole moment
chlorides the electronegative chlorine atom adjacent to the change occurs for most of the normal vibrations. However,
carbonyl group causes the increase in frequency, whereas in trans isomers usually have higher symmetry, which leads
amides the delocalized electronic structure lowers the CDO to a zero or very small dipole moment change for some
stretching frequency. vibrations, so that they are not observed in the IR spectrum.
Conjugation of double bonds tends to lower the double Thus, we can conclude that trans compounds often have
bond character and increase the bond order of the interven- simpler IR spectra than their cis isomers.
ing single bond. For compounds in which a carbonyl group
can be conjugated with an ethylenic double bond, the CDO 1.5.10 Rotational isomerism
stretching frequency is lowered by 2030 cm1 .
In open chain compounds, the barriers to internal rotation
about one or more carboncarbon single bonds may be too
1.5.8 Structural isomerism high for rapid interconversion between different configura-
Structural (constitutional) isomers often differ in the func- tions. In such cases, two or more different isomers can exist
tional groups present, and their vibrational spectra then and their presence may be detected in the IR spectrum. The
differ considerably. Some examples are the a-amino acid restriction of rotation about double bonds can be thought
alanine, the ester ethyl carbamate (urethane), and the nitro of as an extension of the above concept. In this case, very
compound 1-nitropropane. All three compounds have the high barriers are involved and cis and trans compounds
empirical formula C3 H7 O2 N. IR spectra of these three com- result. The axial-equatorial conformations of cyclohexane
pounds are shown in Figure 5. and cyclopentane derivatives are examples of another kind
A good example of the importance of vibrational spectra of conformational (rotational) isomerism.
in differentiating between structural isomers is found in In noncyclic structures, rotation about a single bond
ortho-, meta-, and para-disubstituted benzenes. The CH can produce an infinite number of configurations. Some of
8 SpectraStructure Correlations

these are energetically favored (energy minima). The sim-


plest examples are the substituted ethanes, CH2 XCH2 Y, for
which there are several preferred staggered conformations.
When there is a stabilizing interaction, the eclipsed form
may be one of the stable conformations. Many such exam-
ples can be found in a-halo ketones, esters, acid halides, and

Transmission
amides. In these compounds, the halogen atom is believed
to be either cis (eclipsed) or gauche (staggered) with respect Enol
to the carbonyl group. Two CDO stretching bands are
observed in such cases. One is at higher frequencies, owing
to the eclipsed interaction between the halogen atom and
Keto
the CDO group. The other is found at the normal frequency.
For a-halocarboxylic acids, multiple carbonyl bands are not
usually observed because of complications from hydrogen
bonding. 3500 3000 2500 2000 1500 1000 500

In cyclic compounds, the possibility of axial and equa- Wavenumber / cm1


torial conformations exists. For example, in a-chloro sub- Figure 6. The IR spectrum of ethyl propionylacetate.
stituted cyclopentanones or cyclohexanones, two distinct
carbonyl stretching frequencies can be observed. One band
is found near 1745 cm1 , due to the equatorial conforma- 1.6 IR group frequencies
tion, in which interaction between the Cl and CDO groups
can occur. A second band near 1725 cm1 is attributed to A good group frequency is one that falls within a fairly
the axial isomer, in which interaction is minimized. The restricted range regardless of the compound in which the
relative proportions of axial and equatorial forms change group is found. Mechanical coupling, symmetry, or other
with phase, temperature, and solvent, and such changes can effects discussed in the previous sections may occasionally
be readily followed in the vibrational spectra. cause group frequencies to fall outside the normal range, so
Ortho-halogenated benzoic acids also show two carbonyl one should be aware of this possibility. A list of frequency
stretching frequencies, due to the two rotational isomers, ranges from 4000 down to 50 cm1 is presented in Table 2,
which could be described as cis and trans with respect to with possible groups that could absorb within a given range.
the halogen and CDO groups. Table 2 is by no means comprehensive and in order to
Vinyl ethers show a doublet for the CDC stretching make full use of the group frequency method for structure
mode at 16401620 and 16201610 cm1 . These bands determination, the literature should be consulted.2 9
correspond to rotational isomers about the CDC bond. The
two bands show variations in intensity with temperature.
The CH2 deformation band also is found to be a doublet
2 SPECTRASTRUCTURE
due to the two different rotational isomers. CORRELATIONS
2.1 Introduction
1.5.11 Tautomerism
IR spectroscopy offers a useful means of distinguishing A preliminary examination of the IR spectrum of a com-
between possible tautomeric structures. A simple example pound will indicate the various XH bonds present in the
is found in b-diketones. The keto form has two CDO molecule and the presence or absence of triple or double
groups, which have separate stretching frequencies, and bonds, carbonyl groups, aromatic rings, and other func-
a doublet is often observed in the usual ketone carbonyl tional groups. This information will suggest various pos-
stretching region, near 1730 cm1 . The enol form, on the sible structures. The IR spectrum can then be searched in
other hand, has only one carbonyl group, the frequency detail for bands due to the various groups in the postulated
of which is lowered by hydrogen bonding and conjugation structures. Comparison with published IR spectra of com-
by 80100 cm1 . This structure also has an alkenic double pounds having the suggested or a similar structure may then
bond that should give a band between 1650 and 1600 cm1 . be made. Published spectra are found in the literature.10 14
The CDO and CDC peaks may then appear as a doublet. Also, the computer attached to the FT-IR spectrometer usu-
An example of tautomerism is shown in Figure 6. The IR ally has search software and a library of IR spectra which
spectrum of the compound ethyl propionylacetate clearly may be searched for spectra that most closely match the
shows both keto and enol forms. spectrum of the unknown compound.
SpectraStructure Correlations in the Mid- and Far-infrared 9

Table 2. Wavenumber ranges in which some functional groups and classes of compounds absorb in the mid- and far-infrared.

Range (cm1 ) Group and class Assignment and remarks


and intensitya

37003600 (s) OH in alcohols and phenols OH stretch; (dilute solution)


35203320 (m-s) NH2 in aromatic amines, primary amines and amides NH stretch; (dilute solution)
34203250 (s) OH in alcohols and phenols OH stretch; (solids and liquids)
34003300 (vs) OOH in hydroperoxides Hydrogen bonded OOH stretch
33603340 (m) NH2 in primary amides NH2 antisymmetric stretch; (solids)
33203250 (m) OH in oximes OH stretch
33003250 (m-s) CH in acetylenes CH stretch
33003280 (s) NH in secondary amides NH stretch; (solids); also in polypeptides and proteins
32003180 (s) NH2 in primary amides NH2 symmetric stretch; (solids)
32003000 (vs) NH3 C in amino acids NH3 C antisymmetric stretching; very broad band
31002400 (vs) OH in carboxylic acids H-bonded OH stretch ; very broad band
31003000 (m) DCH in aromatic and unsaturated hydrocarbons DCH stretch
29902850 (m-s) CH3 and CH2 in aliphatic compounds CH antisymmetric and symmetric stretching
28502700 (m) CH3 attached to O or N CH stretching modes
27502650 (w-m) CHO in aldehydes Overtone of CH bending; (Fermi resonance)
27502350 (br) NH3 C in amine hydrohalides NH stretching modes
27202560 (m) OH in phosphorus oxyacids Associated OH stretching
26002540 (w) SH in alkyl mercaptans SH stretch
24102280 (m) PH in phosphines PH stretch; sharp peak
23002230 (m) NN in diazonium salts NN stretch; (in aqueous solution)
22852250 (s) NDCDO in isocyanates NDCDO antisymmetric stretch
22602200 (m-s) CN in nitriles CN stretch
22602190 (w-m) CC in disubstituted alkynes CC stretch
21902130 (m) CN in thiocyanates CN stretch
21752115 (s) NC in isonitriles NC stretch
21602080 (m) NDNDN in azides NDNDN antisymmetric stretch
21402100 (w-m) CC in monosubstituted alkynes CC stretch
20001650 (w) Substituted benzene rings Several bands from overtones and combinations
19801950 (s) CDCDC in allenes CDCDC antisymmetric stretch
18701650 (vs) CDO in carbonyl compounds CDO stretch
18701830 (s) CDO in b-lactones CDO stretch
18701790 (vs) CDO in anhydrides CDO antisymmetric stretch; part of doublet
18201800 (s) CDO in acid halides CDO stretch; lower for aromatic acid halides
17801760 (s) CDO in g-lactones CDO stretch
17651725 (vs) CDO in anhydrides CDO symmetric stretch; part of doublet
17601740 (vs) CDO in a-keto esters CDO stretch; enol form
17501730 (s) CDO in -lactones CDO stretch
17501740 (vs) CDO in esters CDO stretch; 20 cm1 lower if unsaturated
17401720 (s) CDO in aldehydes CDO stretch; 30 cm1 lower if unsaturated
17201700 (s) CDO in ketones CDO stretch; 20 cm1 lower if unsaturated
17101690 (s) CDO in carboxylic acids CDO stretch; fairly broad
16901640 (s) CDN in oximes CDN stretch; also imines
16801620 (s) CDO and NH2 in primary amides Two bands; (CDO stretch and NH2 deformation)
16801635 (s) CDO in ureas CDO stretch; (broad band)
16801630 (m-s) CDC in alkenes, etc. CDC stretch
16801630 (vs) CDO in secondary amides CDO stretch; (amide I band)
16701640 (s-vs) CDO in benzophenones CDO stretch
16701650 (vs) CDO in primary amides CDO stretch; (amide I band)
16701630 (vs) CDO in tertiary amides CDO stretch
16551635 (vs) CDO in b-keto esters CDO stretch; enol form
16501620 (w-m) NH in primary amides NH deformation; (amide II band)
16501580 (m-s) NH2 in primary amines NH2 deformation
16401580 (s) NH3 C in amino acids NH3 C deformation
16401580 (vs) CDO in b-diketones CDO stretch; enol form
16201610 (s) CDC in vinyl ethers CDC stretch; doublet due to rotational isomerism

(continued overleaf )
10 SpectraStructure Correlations

Table 2. (continued )

Range (cm1 ) Group and class Assignment and remarks


and intensitya

16151590 (m) Benzene ring in aromatic compounds Ring stretch; sharp peak
16151565 (s) Pyridine derivatives Ring stretch; doublet
16101580 (s) NH2 in amino acids NH2 deformation; broad band
16101560 (vs) COO in carboxylic acid salts COO antisymmetric stretch
15901580 (m) NH2 primary alkyl amide NH2 deformation; (amide II band)
15751545 (vs) NO2 in aliphatic nitro compounds NO2 antisymmetric stretch
15651475 (vs) NH in secondary amides NH deformation; (amide II band)
15601510 (s) Triazine compounds Ring stretch; sharp band
15501490 (s) NO2 in aromatic nitro compounds NO2 antisymmetric stretch
15301490 (s) NH3 C in amino acids or hydrochlorides NH3 C deformation
15301450 (m-s) NDNO in azoxy compounds NDNO antisymmetric stretch
15151485 (m) Benzene ring in aromatic compounds Ring stretch, sharp band
14751450 (vs) CH2 in aliphatic compounds CH2 bending (scissors) vibration
14651440 (vs) CH3 in aliphatic compounds Antisymmetric CH3 deformation
14401400 (m) OH in carboxylic acids In-plane OH bending
14201400 (m) CN in primary amides CN stretch; (amide III band)
14001370 (m) tert-Butyl group Symmetric CH3 deformations; (two bands)
14001310 (s) COO group in carboxylic acid salts COO symmetric stretch; (broad band)
13901360 (vs) SO2 in sulfonyl chlorides SO2 antisymmetric stretch
13801370 (s) CH3 in aliphatic compounds CH3 symmetric deformation
13801360 (m) Isopropyl group CH3 symmetric deformations; (two bands)
13751350 (s) NO2 in aliphatic nitro compounds NO2 symmetric stretch
13601335 (vs) SO2 in sulfonamides SO2 antisymmetric stretch
13601320 (vs) NO2 in aromatic nitro compounds NO2 symmetric stretch
13501280 (m-s) NDNO in azoxy compounds NDNO symmetric stretch
13351295 (vs) SO2 in sulfones SO2 antisymmetric stretch
13301310 (m-s) CF3 attached to a benzene ring CF3 antisymmetric stretch
13001200 (vs) NO in pyridine N-oxides NO stretch
13001175 (vs) PDO in phosphorus oxyacids and phosphates PDO stretch
13001000 (vs) CF in aliphatic fluoro compounds CF stretch
12851240 (vs) ArO in alkyl aryl ethers CO stretch
12801250 (vs) SiCH3 in silanes CH3 symmetric deformation
12801240 (m-s) COC in epoxides CO stretch
12801180 (s) CN in aromatic amines CN stretch
12801150 (vs) COC in esters, lactones COC antisymmetric stretch
12551240 (m) tert-Butyl in hydrocarbons Skeletal vibration; second band near 1200 cm1
12451155 (vs) SO3 H in sulfonic acids SDO stretch
12401070 (s-vs) COC in ethers COC stretch; also in esters
12301100 (s) CCN in amines CCN bending
12251200 (s) COC in vinyl ethers COC antisymmetric stretch
12001165 (s) SO2 Cl in sulfonyl chlorides SO2 symmetric stretch
12001015 (vs) COH in alcohols CO stretch
11701145 (s) SO2 NH2 in sulfonamides SO2 symmetric stretch
11701140 (s) SO2 in sulfones SO2 symmetric stretch
11601100 (m) CDS in thiocarbonyl compounds CDS stretch
11501070 (vs) COC in aliphatic ethers COC antisymmetric stretch
11201080 (s) COH in secondary or tertiary alcohols CO stretch
11201030 (s) CNH2 in primary aliphatic amines CN stretch
11001000 (vs) SiOSi in siloxanes SiOSi antisymmetric stretch
10801040 (s) SO3 H in sulfonic acids SO3 symmetric stretch
10651015 (s) CHOH in cyclic alcohols CO stretch
10601025 (vs) CH2 OH in primary alcohols CO stretch
10601045 (vs) SDO in alkyl sulfoxides SDO stretch
1055915 (vs) POC in organophosphorus compounds POC antisymmetric stretch
1030950 (w) Carbon ring in cyclic compounds Ring breathing mode
SpectraStructure Correlations in the Mid- and Far-infrared 11

Table 2. (continued )

Range (cm1 ) Group and class Assignment and remarks


and intensitya

1000950 (s) CHDCH2 in vinyl compounds DCH out-of-plane deformation


980960 (vs) CHDCH in trans disubstituted alkenes DCH out-of-plane deformation
950900 (vs) CHDCH2 in vinyl compounds CH2 out-of-plane wag
900865 (vs) CH2 DCRR0 in vinylidenes CH2 out-of-plane wag
890830 (w) Peroxides OO stretch
890805 (vs) 1,2,4-Trisubstituted benzenes CH out-of-plane deformation (two bands)
860840 (w) Hydroperoxides OOH stretch
860760 (vs) RNH2 primary amines NH2 wag; broad band
860720 (vs) SiC in organosilicon compounds SiC stretch
850830 (vs) 1,3,5-Trisubstituted benzenes CH out-of-plane deformation
850810 (vs) SiCH3 in silanes SiCH3 rocking
850790 (m) CHDC in trisubstituted alkenes CH out-of-plane deformation
850550 (m) CCl in chloro compounds CCl stretch
830810 (vs) p-Disubstituted benzenes CH out-of-plane deformation
825805 (vs) 1,2,4-Trisubstituted benzenes CH out-of-plane deformation
820800 (s) Triazines CH out-of-plane deformation
815810 (s) CHDCH2 in vinyl ethers CH2 out-of-plane wag
810790 (vs) 1,2,3,4-tetrasubstituted benzenes CH out-of-plane deformation
800690 (vs) m-Disubstituted benzenes CH out-of-plane deformation (two bands)
785680 (vs) 1,2,3-Trisubstituted benzenes CH out-of-plane deformation (two bands)
775650 (m) CS in sulfonyl chlorides CS stretch; strong in Raman
770690 (vs) Monosubstituted benzenes CH out-of-plane deformation (two bands)
760740 (s) o-Disubstituted benzenes CH out-of-plane deformation
760510 (s) CCl alkyl chlorides CCl stretch
740720 (w-m) (CH2 )n in hydrocarbons CH2 rocking in methylene chains; intensity depends
on chain length
730665 (s) CHDCH in cis disubstituted alkenes CH out-of-plane deformation
720600 (s) ArOH in phenols OH out-of-plane deformation; broad band
710570 (m) CS in sulfides CS stretch
700590 (s) OCDO in carboxylic acids OCDO bending
695635 (s) CCCHO in aldehydes CCCHO bending
680620 (s) COH in alcohols COH bending
680580 (s) CDCH in alkynes CDCH bending
650600 (w) SCDN in thiocyanates SC stretch
650600 (s) NO2 in aliphatic nitro compounds NO2 deformation
650500 (s) ArCF3 in aromatic trifluoro-methyl compounds CF3 deformation (two or three bands)
650500 (s) CBr in bromo compounds CBr stretch
645615 (m-s) Naphthalenes In-plane ring deformation
645575 (s) OCO in esters OCO bend
640630 (s) DCH2 in vinyl compounds DCH2 twisting
635605 (m-s) Pyridines In-plane ring deformation
630570 (s) NCDO in amides NCDO bend
630565 (s) CCOC in ketones CCOC bend
615535 (s) CDO in amides CDO out-of-plane bend
610565 (vs) O2 in sulfonyl chlorides SO2 deformation
610545 (m-s) SO2 in sulfones SO2 scissoring
600465 (s) CI in iodo compounds CI stretch
580530 (m-s) CCCN in nitriles CCCN bend
580520 (m) NO2 in aromatic nitro compounds NO2 deformation
580430 (s) Ring in cycloalkanes Ring deformation
580420 (m-s) Ring in benzene derivatives In-plane and out-of-plane ring deformations (two bands)
570530 (vs) SO2 in sulfonyl chlorides SO2 rocking
565520 (s) CCDO in aldehydes CCDO bend
565440 (w-m) Cn H2nC1 in alkyl groups Chain deformation modes (two bands)
560510 (s) CCDO in ketones CCDO bend

(continued overleaf )
12 SpectraStructure Correlations

Table 2. (continued )

Range (cm1 ) Group and class Assignment and remarks


and intensitya

560500 (s) CO2  in amino acids CO2  rocking


555545 (s) DCH2 in vinyl compounds DCH2 twisting
550465 (s) CCDO in carboxylic acids CCDO bend
545520 (s) Naphthalenes In-plane ring deformation
530470 (m-s) NO2 in nitro compounds NO2 rocking
520430 (m-s) COC in ethers COC bend
510400 (s) CNC in amines CNC bend
490465 (variable) Naphthalenes Out-of-plane ring bending
440420 (s) ClCDO in acid chlorides ClCDO in-plane deformation
405400 (s) SCDN in thiocyanates SCDN bend
395360 (variable) CSO in sulfoxides Symmetric CSO bend
385355 (m-s) Nitriles CCN bend
380330 (m-s) Secondary amides CCDO bend
360305 (m-s) Primary amides CCDO bend
355330 (variable) Alkynes CCC bend
330230 (variable) Halogenated aromatic compounds In plane phenyl-halogen bend (Cl and Br)
330175 (variable) Halogenated aromatic compounds Out-of-plane phenyl-halogen bend (Cl and Br)
270220 (w) CCH3 , OCH3 , NCH3 Methyl torsion
265180 (variable) Dichloro alkenes Two bands due to DCCl2 deformation and rocking
20050 (w) Hydrogen-bonded OH group OH . . . Y stretch (Y is the hydrogen acceptor atom)
185160 (variable) Aliphatic halogeno acetylenes CCX bend (X D Cl, Br, I)
a s, strong; m, medium; w, weak; v, very; br, broad.

Table 3. Regions of the IR spectrum for preliminary analysis.

Region (cm1 ) Group Possible compounds present (or absent)

37003100 OH Alcohols, aldehydes, carboxylic acids


NH Amides, amines
CH Alkynes
31003000 DCH Aromatic compounds
DCH2 or CHDCH Alkenes or unsaturated rings
30002800 CH, CH2 , or CH3 Aliphatic groups
28002600 CHO Aldehydes (Fermi doublet)
27002400 POH Phosphorus compounds
SH Mercaptans and thiols
PH Phosphines
24002000 CN Nitriles
NDNDN Azides
CC Alkynesa
18701650 CDO Acid halides, aldehydes, amides, amino acids, anhydrides,
carboxylic acids, esters, ketones, lactams, quinones
16501550 CDC, CDN, NH Unsaturated aliphatics,a aromatics, unsaturated heterocycles,
amides, amines, amino acids
15501300 NO2 Nitro compounds
CH3 and CH2 Alkanes, alkenes, etc.
13001000 COC and COH Ethers, alcohols, sugars
SDO, PDO, CF Sulfur, phosphorus, and fluorine compounds
1100800 SiO and PO Organosilicon and phosphorus compounds
1000650 DCH Alkenes and aromatic compounds
NH Aliphatic amines
800400 Chalogen Halogen compounds
Aromatic rings Aromatic compounds
a Band may be absent owing to symmetry.
SpectraStructure Correlations in the Mid- and Far-infrared 13

2.2 Preliminary analysis


(a) (d)
The IR spectrum can be arbitrarily divided into the regions
CH3
shown in Table 3. The presence of bands in these regions
C2H5CHCH2OH (C2H5)2CHCH2NH2
gives immediate information on structural groups in the
compound. The absence of bands in these regions is
also important information, since many groups can be (b) (e)
excluded from further consideration, provided the factors
affecting group frequencies (Section 1.5) have been con-

Transmission
sidered.
Certain types of compounds give strong broad absorp- C4H9NHCH3
CHCl2COOH
tions, which are very prominent in the IR spectrum. The
hydrogen-bonded OH stretching bands of alcohols, phe- (c) (f)
nols, and carboxylic acids are easily recognized at the
high frequency end of the spectrum (36003200 cm1 ). The
stretching of the NH3 C group in amino acids gives a very
broad asymmetric band, which extends over several hun-
dred wavenumbers (33002300 cm1 ). Broad bands asso- O

ciated with bending of NH2 or NH groups of primary or C3H7CNH2


secondary amines are found at the low frequency end of CH2ClC2H4NH2 HCl
the spectrum (850650 cm1 ). Amides also give a broad
3800 3000 2200 1000 600
band in this region. Some examples of these characteris-
tic broad absorptions are illustrated in Figure 7. These and Wavenumber /cm1
other broad bands are listed in Table 4. Figure 7. Some characteristic broad IR bands.

Table 4. Characteristic broad absorption bands.

Range or band center Possible compounds Assignment and remarks


(cm1 ) and intensitya

36003200 (vs) Alcohols, phenols, oximes OH stretch (hydrogen-bonded)


34003000 (vs) Primary amides NH2 stretch; usually a doublet
34002400 (vs) Carboxylic acids and other compounds with OH groups H-bonded OH stretch of dimers and polymers
32002400 (vs) Amino acids (zwitterion), amine hydrohalides NH3 C stretching; a very broad asymmetric band
30002800 (vs) Hydrocarbons, all compounds containing CH3 and CH2 CH stretch; bands due to Nujol obscure this region
groups when spectra are obtained from Nujol mulls
17001250 (vs) Amino acids CDO stretch; a broad region of absorption with
much structure
16501500 (vs) Salts of carboxylic acids COO antisymmetric stretch
ca 1250 (vs) Perfluoro compounds CF stretches; may cover the whole region from
14001100 cm1 with several bands
ca 1200 (vs) Esters COC stretch; ester linkage (not always broad)
with much structure
ca 1200 (vs) Phenols COH stretch
ca 1150 (vs) Sulfonic acids SDO stretch; with structure
1150950 (vs) Sugars Very broad band with structure
ca 1100 (vs) Ethers COC stretch
11001000 (s) Alcohols COH stretch
ca 1050 (vs) Anhydrides Not always reliable
1050950 (vs) Phosphites and phosphates PDO stretch; often two bands
ca 920 (ms) Carboxylic acids H-bonded COH deformation
ca 830 (vs) Primary aliphatic amines May cover the region 1000700 cm1
ca 730 (s) Secondary aliphatic amines May cover the region 850650 cm1
ca 650 (s) Amides May cover the region 750550 cm1
800500 (w) Alcohols A weak, broad band
a s, strong; m, medium; w, weak; v, very.
14 SpectraStructure Correlations

Table 5. Some characteristic overtone or combination bands.

Range (cm1 ) Classes of compounds Assignment and remarks

ca 3450 Esters Overtone of CDO stretch


31003060 Secondary amides Overtone of NH deformation
ca 2700 Aldehydes Part of a Fermi doublet between 28002700 cm1
22002000 Amino acids and amine hydrohalides Combination of NH3 C torsion and NH3 C antisymmetric deformation
20001650 Aromatic compounds Overtones and combinations of CH out-of-plane deformations
19901960 and Vinyl compounds Overtones of CH and CH2 out-of-plane deformations (high
18301800 frequency band is stronger)
18001780 Vinylidine compounds Overtone of CH2 wag

O Br
(a) CH3CH2CH2COCH2CH3
(d)

Br

O
(b) H3CCNHCH2CH2OH
Transmission

(e) CH2 CH(CH2)3CH3

O
(c) CH3(CH2)4CH

CH3
(f) CH2 CCH2CH2CH3

4000 3000 2000 2000 1500


Wavenumber /cm1 Wavenumber /cm1
Figure 8. Some characteristic weak IR bands due to overtones or combinations: (a) an ester, (b) a secondary amide, (c) an aldehyde,
(d) a substituted benzene, (e) a vinyl compound, (f) a vinylidene compound.
SpectraStructure Correlations in the Mid- and Far-infrared 15

In the IR spectra of certain compounds there are weak but


characteristic bands that are known to be due to overtones
or combinations. Some of these bands are listed in Table 5 Fermi doublet
with assignments and are shown in Figure 8.

Transmission
O
2.3 Hydrocarbons or hydrocarbon groups C
H

2.3.1 CH stretching bands Cl

The nature of a hydrocarbon or the hydrocarbon part


of a molecule can be identified by first looking in the
region between 3100 and 2800 cm1 . If there is no absorp-
tion between 3000 and 3100 cm1 , the compound contains 3500 3000 2500 2000 1500 1000 500
no aromatic or unsaturated aliphatic CH groups. Cyclo- Wavenumber /cm1
propanes, which absorb above 3000 cm1 , are an exception.
If the absorption is entirely above 3000 cm1 , the com- Figure 10. The IR spectrum of an aromatic aldehyde showing
pound is probably aromatic or contains DCH or DCH2 the Fermi doublet.
groups only. Absorption both above and below 3000 cm1
indicates both saturated and unsaturated or cyclic hydro- and the doublet is clearly resolved. An example is given in
carbon moieties. This is illustrated for sec-butylbenzene Figure 10.
in Figure 9. It should be noted that, when IR spectra of solids are
CH stretching bands are occasionally observed outside recorded from paraffin oil mulls, the CH stretching region
the 31002800 cm1 range. A band near 3300 cm1 indi- is obscured by strong bands from the mulling material.
cates the presence of an acetylenic hydrogen atom, while a Other mulling materials such as hexachlorobutadiene can
band near 2710 cm1 usually means that there is an alde- be used for this region, or spectra can be recorded from
hyde group in the molecule. KBr disks.
The CH stretching mode of the aldehyde group appears Saturated compounds can have methyl, methylene, or
as a Fermi doublet (see Section 1.5.3) near 2820 and methine groups, each of which has characteristic CH
2710 cm1 . The 2710 cm1 absorption is very useful and stretching frequencies. CH3 groups absorb near 2960 and
characteristic of aldehydes, but the higher frequency com- 2870 cm1 and the CH2 bands are at 2930 and 2850 cm1 .
ponent often appears as a shoulder on the 2850 cm1 CH2 In many cases, only one band in the 28702850 cm1
stretching band. In the spectrum of a purely aromatic region can be resolved when both CH3 and CH2 groups are
aldehyde there is no overlap of other CH stretching bands present in the molecule. Figure 11 shows the CH stretching
region of three normal saturated molecules.
As the carbon chain becomes longer, the CH2 group
bands increase in intensity relative to the CH3 group absorp-
tions. The doublet at 2960 cm1 is due to the antisymmetric
CH3 stretching mode, which would be degenerate in a free
CH3 group or in a molecule in which the three-fold sym-
metry of the group was maintained, for example, CH3 Cl.
Transmission

CH2CH(CH3)2
Aromatic CH The degeneracy is removed in the saturated molecules, and
consequently two individual antisymmetric CH3 stretching
bands are observed. The methine CH stretch can only be
observed (as a weak peak near 2885 cm1 ) when CH3
Aliphatic CH
and CH2 groups are absent. The methoxy group CH3 O
has a characteristic sharp band of medium intensity near
2830 cm1 separate from other CH stretching bands. Satu-
rated cyclic hydrocarbon groups also have characteristic CH
4000 3500 3000 2500 2000 1500 1000 500
stretching bands in their IR spectra. The frequencies range
Wavenumber /cm1
from 3100 cm1 in cyclopropanes down to 2900 cm1 in
Figure 9. The IR spectrum of sec-butylbenzene. cyclohexanes and larger rings.
16 SpectraStructure Correlations

CH3 Table 6. Frequencies of the symmetric CH3 deformation vibra-


tion in various compounds.
C4H10
Compounds Group Range (cm1 )

Esters, ethers, etc. OCH3 14601430


Amines, amides NCH3 14401410
Hydrocarbons CCH3 13801360
Sulfoxides, thiophenes, etc. SCH3 13301290
Phosphines PCH3 13101280
Silanes SiCH3 12801250
Organomercury compounds HgCH3 12101190

n-C8H18
Section 2.3.3). When the methyl group is attached to an
atom other than carbon, there is a significant shift in the
Transmission

symmetric CH3 deformation frequency. Table 6 lists some


typical wavenumber ranges.
The CH3 rocking vibrations are usually coupled with
skeletal modes and may be found anywhere between 1240
and 800 cm1 . Medium to strong bands in the IR spectrum
may be observed, but these are of little use for structure
n-C20H42 determination. The methyl torsion vibration has a frequency
in the far-infrared between 200 and 50 cm1 , but is often
not observed. In cases where torsional frequencies can
be observed or estimated, information on rotational iso-
merism, conformation, and barriers to internal rotation can
be obtained.

2.3.3 Isopropyl and tert-butyl groups


Isopropyl and tertiary butyl groups give characteristic
CH2
doublets in the symmetric CH3 deformation region of
the IR spectrum. The isopropyl group gives a strong
3000 2900 2800 doublet at 1385/1370 cm1 , while the tert-butyl group
Wavenumber /cm1 gives a strong band at 1370 cm1 with a weaker peak
Figure 11. The CH stretching region of n-C4 H10 , n-C8 H18 , and at 1395 cm1 . Examples of these doublets are seen in
n-C20 H42 . Figure 12.

2.3.2 Methyl groups 2.3.4 Methylene groups


The vibrations of a methyl group: stretching, bending There are two kinds of methylene groups, the CH2 group
(deformation), rocking, and torsion give rise to IR absorp- in a saturated chain and the terminal DCH2 group in vinyl,
tion in four different regions of the spectrum. The frequen- allyl, or vinylidene compounds. Diagrams of stretching,
cies of CH stretching vibrations of methyl groups have been bending, wagging, twisting, and rocking motions of a CH2
discussed above. Antisymmetric deformation of the HCH group were given in Figure 3. The CH stretching vibrations
angles of a CH3 group gives rise to very strong IR absorp- were covered in Section 2.3.1. However, bending, wagging
tion in the 14701440 cm1 region. Bending of methylene and rocking modes of CH2 groups also give rise to impor-
(CH2 ) groups also gives rise to a band in the same tant group frequencies.
region. The symmetric CH3 deformation gives a strong,
sharp IR band between 1380 and 1360 cm1 . This band CH2 bending (scissoring). The bending (sometimes called
appears as a doublet when more than one CH3 group is scissoring) motion of saturated CH2 groups gives a band
attached to the same carbon atom and gives a good indica- of medium to strong intensity between 1480 and 1440 cm1 .
tion of the presence of isopropyl or tert-butyl groups (see When the CH2 group is adjacent to a carbonyl or nitro
SpectraStructure Correlations in the Mid- and Far-infrared 17

CH3 H H
C C
CH3 C CH2NH2 (a) CH3CH2CH2 CH2CH3

CH3

(a)

H CH2CH3
C C
CH3CH2CH2 H

CH3
CH3CHCH2CH2NH2
(b)

1000 800 600


Wavenumber /cm1
Figure 13. Portions of IR spectra of (a) cis- and (b) trans-
(b)
disubstituted alkenes showing the out-of-plane CH bending bands.
(Reproduced by permission from Sigma-Aldrich Co.)
2000 1600 1200
Wavenumber /cm1 aliphatic molecules. The band will always be present in
Figure 12. Examples of the doublets observed in the symmetric spectra recorded from Nujol mulls.
CH3 deformation region for (a) an isopropyl group and (b) a tert-
butyl group. (Reproduced by permission from Sigma-Aldrich Co.) DCH and DCH2 bending modes. The CH and CH2
wagging or out-of-plane bending modes are very impor-
group, the frequency is lowered to 14301420 cm1 . A tant for structure identification in unsaturated compounds.
vinyl DCH2 group gives a band of medium intensity They occur in the region between 1000 and 650 cm1 .
between 1420 and 1410 cm1 . This band is sometimes The trans-CH bending of a vinyl group gives rise to
assigned as an in-plane deformation, since the two hydrogen a strong IR band between 1000 and 980 cm1 , while
atoms are in the same plane as the CDC group. a trans-disubstituted alkene is characterized by a very
strong band in the 980950 cm1 frequency range. Elec-
CH2 wagging and twisting. The CH2 wagging and tronegative groups tend to lower this frequency. The
twisting frequencies in saturated groups are observed bet- cis disubstituted alkenes give a medium to strong, but
ween 1350 and 1150 cm1 . The IR bands are weak unless less reliable band between 750 and 650 cm1 . IR spec-
an electronegative atom such as a halogen or sulfur is tra of trans- and cis-disubstituted alkenes are shown in
attached to the same carbon atom. The CH2 twisting modes Figure 13.
occur at the lower end of the frequency range and give very
weak IR absorption. CH2 wagging in vinyl and vinylidene compounds. The
CH2 wagging modes in vinyl and vinylidene compounds
CH2 rocking. A small band is observed near 725 cm1 in are found at much lower frequencies than in the saturated
the IR spectrum when there are four or more CH2 groups groups. In vinyl compounds, a strong band is observed in
in a chain. The intensity increases with the increasing chain the IR spectrum between 910 and 900 cm1 . For vinyli-
length. This band is assigned to the rocking of the CH2 dene compounds the frequency range is 10 cm1 lower.
groups in the chain. However, many compounds have bands The overtone of the CH2 wag often can be clearly seen
in this region, so the CH2 rocking band is only useful for as a band of medium intensity near 1820 cm1 for vinyl
18 SpectraStructure Correlations

Table 7. CH2 wagging and out-of-plane bending frequencies of alkenes.

Range (cm1 ) Group or class Assignment and remarks


and intensitya

1000980 (s) Vinyl group (CHDCH2 ) trans CHDCH bending (lower in vinyl ethers)
980950 (vs) trans-Disubstituted alkenes (vinylenes) CHDCH bending (frequency lowered by halogen substituents)
920900 (s) Vinyl group (CHDCH2 ) DCH2 out-of-plane wagging (frequency higher in vinyl ketones
but lower in vinyl ethers)
900880 (s) Vinylidene group (CDCH2 ) Terminal DCH2 out-of-plane wagging
750650 (m-s) cis-Disubstituted and cyclic alkenes cis CHDCH bending
a s, strong; m, medium; v, very.

and 1780 cm1 for vinylidene compounds. These frequen- in Figure 14 and provide a useful confirmation of the
cies are raised above the normal range by halogens or other structural grouping. The unsaturated DCH2 stretch can be
functional groups on the carbon atom. observed near 3100 cm1 .
The CH2 out-of-plane wagging vibration of vinyl and
vinylidene compounds gives a strong band between 910 CH2 vibrations in cyclic alkenes. Cyclic alkenes usu-
and 890 cm1 . This band coupled with the trans CH bend- ally have a strong band between 750 and 650 cm1 due
ing mode gives a very characteristic doublet (1000 and to out-of-plane bending of the two CH groups in a cis
900 cm1 ) and distinguishes the vinyl group from the arrangement. However, when another group such as methyl
vinylidene group (900 cm1 only). Examples of IR spectra substitutes one of these hydrogens, the band between 750
of vinyl and vinylidene compounds are seen in Figure 14. and 650 cm1 is absent. There are always several bands
The overtones of the out-of-plane CH bend and the CH2 of medium intensity between 1200 and 800 cm1 in the
wagging modes give weak but characteristic bands near IR spectra of cycloalkyl and cycloalkene compounds due
1950 and 1800 cm1 , respectively. These are clearly seen to CH2 rocking. A summary of the out-of-plane CH2
bending or wagging modes in alkenic compounds is given
100
in Table 7.
Vinyl
80
2.4 Aromatic compounds
60
Bands characteristic of aromatic compounds can be
40 found in five regions of the IR spectrum. These are
31003000 cm1 (CH stretching), 20001700 cm1 (over-
20
tones and combinations), 16501430 cm1 (CDC stretch-
Transmission (%)

0 ing), 12751000 cm1 (in-plane CH deformation) and


900690 cm1 (out-of-plane CH deformation). Examples
(a)
of IR spectra of three aromatic compounds can be seen
Vinylidene in Figures 9, 10 and 15. In these spectra, there are bands
80 in all five regions. However, the intensities of the bands
vary widely.
60 The intensities of the CH stretching bands range from
medium, to weak. Occasionally, these bands are seen only
40
as shoulders on a strong aliphatic CH stretching band. There
20
are usually sharp bands near 1600, 1500, and 1430 cm1
in benzene derivatives. The 1600 cm1 absorption can be
0 hidden by a strong CDO stretching band in some car-
4000 3000 2000 1600 1200 800 400 bonyl compounds, or an NH deformation band in amines.
(b) Wavenumber /cm1 There are also several sharp bands between 1275 and
Figure 14. IR spectra of (a) 3,4-dimethyl-1-hexene, a compound 1000 cm1 in aromatic compounds. In the 900690 cm1
containing a vinyl group, and (b) 2,3-dimethyl-1-pentene, a com- region, one or two strong bands are observed. These bands,
pound containing a vinylidene group. together with the pattern of weak bands between 2000 and
SpectraStructure Correlations in the Mid- and Far-infrared 19

In addition, monosubstitution is indicated by four weak


but clear absorptions between 2000 and 1700 cm1 . Again,
Figure 9 illustrates this pattern. The polystyrene test film
supplied by the instrument manufacturers also provides a
C4 H9 NH 2 text book example of monosubstitution. The patterns of
bands in these two regions can also give an indication
Transmission

of the positions of substitution in di- and trisubstituted


benzene rings. These regions are less useful for highly sub-
NH2 str. stituted derivatives. The characteristic bands of mono-, di-,
and trisubstituted aromatic compounds are summarized in
Table 8. Examples of the three disubstitution patterns are
NH2 def.
shown in Figure 16.

3500 3000 2500 2000 1500 1000 500 2.5 Compounds containing C=C and CC
Wavenumber /cm1 bonds
Figure 15. The IR spectrum of an aniline derivative, p-butyl-
aniline. 2.5.1 The CDC stretching mode
1700 cm1 , give an indication of the type of substitution on Stretching of a CDC bond gives rise to a sharp but weak
the benzene ring. peak near 1650 cm1 . The corresponding IR band is often
weak and sometimes is not observed at all in symmetrical
molecules. Weak absorption due to overtones or combina-
2.4.1 Substituted aromatic compounds tions may occur in this region and could be mistaken for a
The monosubstitution pattern is easily recognized by two CDC stretching mode.
very strong bands near 750 and 700 cm1 in the IR spec- The exact frequency of the CDC stretching mode gives
trum due to out-of-plane CH bending. These are very some additional information on the environment of the dou-
prominent in the spectrum of Figure 9, which will now ble bond. Tri- or tetralkyl-substituted groups and trans-di-
be recognized as a monosubstituted benzene derivative. substituted alkenes have frequencies in the 16901660 cm1

Table 8. Absorption bands characteristic of substitution in benzene rings.

Type of substitution Range (cm1 ) and intensitya Remarks

Monosubstitution 770730 (vs) and 710690 (s) Two bands; very characteristic of monosubstitution
20001700 (w) Four weak but prominent bands; also very characteristic of
monosubstitution
Ortho-disubstitution 770730 (vs) A single strong band
19501650 (vw) Several bands, the two most prominent near 1900 and1800 cm1
Meta-disubstitution 810750 (vs) and 725680 (s) Two bands similar to monosubstitution, but the higher frequency
band is 50 cm1 higher, and the lower is more variable in position
and intensity than in monosubstituted benzenes
19301740 (vw) Three weak but prominent bands; the lowest frequency band may be
broader with some structure
Para-disubstitution 860800 (vs) A single strong band, similar to ortho-disubstitution, but 50 cm1
higher in frequency
19001750 (w) Two bands; the higher frequency one is usually stronger
1,3,5-Trisubstitution 865810 (s) and 765730 (s) Two bands with wider separation than mono- or m-disubstitution
18001700 (w) One fairly broad band with a much weaker one near 1900 cm1
1,2,3-Trisubstitution 780760 (s) and 745705 (s) Two bands, similar to m-disubstitution, but closer in frequency
20001700 (w) Similar to monosubstitution, but only three bands
1,2,4-Trisubstitution 885870 (s) and 825805 (s) Two bands at higher frequencies than mono-, m-di-, and the other
trisubstituted compounds
19001700 (w) Two prominent bands near 1880 and 1740 cm1 with a much weaker
one between
a s, strong; m, medium; w, weak; v, very.
20 SpectraStructure Correlations

NH2
C2H5

(a)
Transmission

CH3

(b) CN

OCH3

(c) Br

4000 3000 2000 1600 1200 800 400


Wavenumber/cm1

Figure 16. IR spectra showing characteristic substitution patterns in (a) ortho-, (b) meta-, and (c) para-disubstituted benzenes.

range. Vinyl and vinylidene compounds as well as cis- The CDC stretching frequencies of cyclic unsaturated
alkenes absorb between 1660 and 1630 cm1 . Substitu- compounds depend on ring size and substitution. Cyclo-
tion by halogens may shift the CDC stretching band out butene, for example, has its CDC stretching mode at
of the usual range. Fluorinated alkenes have very high 1565 cm1 , whereas cyclopentene, cyclohexene, and cyclo-
CDC stretching frequencies (18001730 cm1 ). Chlorine heptene have CDC stretching frequencies of 1610, 1645,
and other heavy substituents, on the other hand, usually and 1655 cm1 , respectively. These frequencies are increa-
lower the frequency. sed by substitution.
SpectraStructure Correlations in the Mid- and Far-infrared 21

2.5.2 The CC stretching mode If hydrogen bonding is absent, the OH stretching band
will be sharp and at higher frequencies (36503600 cm1 ).
A small sharp peak due to CC stretching is observed
Carboxylic acids give very broad OH stretching bands
in the IR spectra of terminal alkynes near 2100 cm1 . In
between 3200 and 2700 cm1 . Several sharp peaks may
substituted alkynes the band is shifted by 100150 cm1
be seen on this broad band near 3000 cm1 due to CH
to higher frequencies. If the substitution is symmetric, no
stretching vibrations.
band is observed in the IR because there is no change in
A very strong band between 1850 and 1650 cm1 is
dipole moment during the CC stretching vibration. Even
almost certainly due to the CDO stretching of a carbonyl
when substitution is unsymmetrical, the band may be very
group. (Poly(vinyl alcohol) has a band in this region,
weak in the IR and could be missed.
but this is probably due to the presence of the precursor
polymer, poly(vinyl acetate), which has not been fully
hydrolyzed). The CO3 2 antisymmetric stretching mode in
2.6 Compounds containing oxygen
carbonates gives rise to a very strong broad band near
There are three regions of the IR spectrum that may 1450 cm1 . Some examples of CDO stretching bands were
contain bands due to oxygen-containing functional groups. shown earlier in Figure 2. The third region is between 1300
A strong broad band between 3500 and 3200 cm1 is likely and 1000 cm1 , where bands due to COH stretching of
due to the hydrogen-bonded OH stretching mode of an alcohols and carboxylic acids and COC stretching modes
alcohol or a phenol (water also absorbs in this region). of ethers and esters are observed. Some examples of CO
stretching bands are shown in Figure 17.
The presence or absence of the bands due to OH, CDO,
and CO stretching gives a good indication of the type of
(a) oxygen-containing compound. IR spectra of aldehydes and
ketones show only the CDO band, while spectra of ethers
have only the COC band. Esters have bands due to both
C5H11COOCH3 CDO and COC groups, but none due to the OH group.
Alcohols have bands due to both OH and CO groups,
but no CDO stretching band. Spectra of carboxylic acids
sym C O C contain bands in all three regions mentioned above.

antisym C O C 2.6.1 The carbonyl stretching region


(18501650 cm1 )
(b)
A very important region of the spectrum for structural
Transmission

analysis is the carbonyl stretching region. If we were to


C4H9 O C4H9 include metal carbonyls and salts of carboxylic acids, the
region of the CDO stretching mode would extend from
2200 cm1 down to 1350 cm1 . However, most organic
compounds containing the CDO group show very strong
antisym C O C
IR absorption in the range 18501650 cm1 . The actual
position of the peak (or peaks) within this range is charac-
(c)
teristic of the type of compound. At the upper end of the
range are found bands due to anhydrides (two bands) and
C4H9CHCH2OH four-membered rings (b-lactones), while acyclic amides and
C2H5 substituted ureas absorb at the lower end of the range. In
compounds that have two interacting carbonyl groups out-
of-phase and in-phase (antisymmetric and symmetric) CDO
stretching vibrations can occur (see Section 1.5.2). Usually,
C OH
the out-of-phase mode is found at higher frequencies than
4000 3000 2000 1600 1200 800 the in-phase mode.
Wavenumber /cm1 The type of functional group usually cannot be identi-
Figure 17. The IR spectra of (a) an ester, (b) an ether, and (c) an fied from the CDO stretching band alone, because there
alcohol, showing the CO stretching bands between 1300 and may be several carbonyl-containing functional groups that
1000 cm1 . absorb within a given frequency range. However, an initial
22 SpectraStructure Correlations

Table 9. Carbonyl stretching frequencies for compounds having one carbonyl group.

Range (cm1 ) Classes of compounds Remarks


and intensitya

18401820 (vs) b-Lactones Four-membered ring


18101790 (vs) Acid chlorides Saturated aliphatic compounds
18001750 (vs) Aromatic and unsaturated esters The CDC stretch is longer than normal
18001740 (s) Carboxylic acid monomer Only observed in dilute solution
17901740 (vs) g-Lactones Five-membered ring
17901760 (vs) Aromatic or unsaturated acid chlorides Second weaker band near 1740 cm1 due to Fermi resonance
(see text)
17801700 (s) Lactams Position of band depends on ring size
17701745 (vs) a-Halo esters Higher frequency due to electronegative halogen
17501740 (vs) Cyclopentanones Unconjugated structure
17501730 (vs) Esters and -lactones Aliphatic compounds
17501700 (s) Urethanes RO(CDO)NHR compounds
17451730 (vs) a-Halo ketones Noncyclic compounds
17401720 (vs) Aldehydes Aliphatic compounds
17401720 (vs) a-Halo carboxylic acids 20 cm1 higher frequency if halogen is fluorine
17301705 (vs) Aryl and a, b-unsaturated aliphatic esters Conjugated carbonyl group
17301700 (vs) Ketones Aliphatic and large ring alicyclic ketones
17201680 (vs) Aromatic aldehydes Also a, b-unsaturated aliphatic aldehydes
17201680 (vs) Carboxylic acid dimer Broader band
17101640 (vs) Thiol esters Lower than in normal esters
17001680 (vs) Aromatic ketones Position affected by substituents on ring
17001680 (vs) Aromatic carboxylic acids Dimer band
17001670 (s) Primary and secondary amides Observed in dilute solution
17001650 (vs) Conjugated ketones Check CDC stretch region
16901660 (vs) Quinones Position affected by substituents on ring
16801630 (vs) Amides (solid state) Note second peak due to NH deformation near 1625 cm1
16701660 (s) Diaryl ketones Position affected by substituents on ring
16701640 (s) Ureas Second peak due to NH deformation near 1590 cm1
16701630 (vs) Aromatic ketones with ortho OH or CDO frequency has been lowered by chelation with the ortho
NH2 group OH or NH2 group
a s, strong; m, medium; v, very.

separation into possible compounds can be achieved using bonds or bending of the COH group. The position and
Tables 9 and 10. For example, a single carbonyl peak in multiplicity of the absorption together with evidence from
the region 17501700 cm1 could indicate an ester, an other regions of the spectrum can help to distinguish the
aldehyde, a ketone (including cyclic ketones), a large ring particular functional group. The usual frequency ranges
lactone, a urethane derivative, an a-halo ketone, or an for these groups in various compounds are summarized in
a-halo carboxylic acid. The presence of the halogen could Table 11.
be checked from the elemental analysis, an aldehyde would
have a peak near 2700 cm1 and esters and lactones give
2.6.3 Ethers
a strong band near 1200 cm1 , which is often quite broad
in esters. Urethanes would have an NH stretching band The simplest structure with the COC link is the ether
near 3300 cm1 if hydrogen bonding is present or near group. Aliphatic ethers absorb near 1100 cm1 , while alkyl
3400 cm1 if it is absent. aryl ethers have a very strong band between 1280 and
1220 cm1 and another strong band between 1050 and
2.6.2 The COC and COH stretching region 1000 cm1 . In vinyl ethers the COC stretching mode is
(1400900 cm1 ) found near 1200 cm1 . Vinyl ethers can be further dis-
tinguished by a very strong CDC stretching band and
Carboxylic acids and anhydrides, alcohols, phenols, and the out-of-plane CH bending and CH2 wagging bands,
carbohydrates all give strong, often broad IR absorption which are observed near 960 and 820 cm1 , respectively.
bands somewhere between 1400 and 900 cm1 . These These frequencies are below the usual ranges discussed
bands are associated with stretching of the COC or COH in Section 2.3.4. Examples of these three types of ether
SpectraStructure Correlations in the Mid- and Far-infrared 23

Table 10. Carbonyl stretching frequencies for compounds having two interacting carbonyl groups.

Range (cm1 ) and intensitya Classes of compounds Remarks

18701840 (m-s) and 18001770 (vs) Cyclic anhydrides Two bands, low-frequency band is stronger
18251815 (vs) and 17551745 (s) Non-cyclic anhydrides Two bands, high-frequency band is stronger
17801760 (m) and 17201700 (vs) Imides Two bands, low frequency band is broad; high frequency
band may be obscured
17601740 (vs) a-Keto esters Usually only one band
17401730 (vs) b-Keto esters (keto form) May be a doublet due to two CDO groups
16601640 (vs) b-Keto esters (enol form) May be a doublet due to a CDO and a CDC group
17101690 (vs) and 16401540 (vs) Diketones Two bands, high-frequency band due to keto form;
low-frequency band due to enol form
16901660 (vs) Quinones Frequency depends on substituents
16501550 (vs) and 14401350 (s) Carboxylic acid salts Two broad bands due to antisymmetric and symmetric
COO stretches
a s, strong; m, medium; v, very.

Table 11. COC and COH group vibrations.

Range (cm1 ) Group or class Assignment and remarks


and intensitya

14401400 (m) Aliphatic carboxylic acids COH deformation; may be obscured by CH3 and CH2 deformation bands
14301280 (m) Alcohols COH deformation; broad band
13901310 (m-s) Phenols COH deformation
13401160 (vs) Phenols CO stretch; broad band with structure
13101250 (vs) Aromatic esters COC antisymmetric stretch
13001200 (s) Aromatic carboxylic acids CO stretch
13001100 (vs) Aliphatic esters COC antisymmetric stretch
11601000 (s) Aliphatic esters COC symmetric stretch
12801220 (vs) Alkyl aryl ethers Aryl CO stretch; a second band near 1030 cm1
12701200 (s) Vinyl ethers COC stretch; a second band near 1050 cm1
12651245 (vs) Acetate esters COC antisymmetric stretch
1250900 (s) Cyclic ethers COC stretch, position varies with compound
12301000 (s) Alcohols CO stretch; see below for more specific frequency ranges
12001180 (vs) Formate and propionate esters COC stretch
11801150 (m) Alkyl-substituted phenols CO stretch
11501050 (vs) Aliphatic ethers COC stretch; usually centered near 1100 cm1
11501130 (s) Tertiary alcohols CO stretch; lowered by chain branching or adjacent unsaturated groups
11101090 (s) Secondary alcohols CO stretch; lowered 1020 cm1 by chain branching
10601040 (s-vs) Primary alcohols CO stretch; often fairly broad
10601020 (s) Saturated cyclic alcohols CO stretch; not cyclopropanol or cyclobutanol
10501000 (s) Alkyl aryl ethers Alkyl CO stretch
960900 (m-s) Carboxylic acids COH deformation of dimer
a s, strong; m, medium; v, very.

are compared in Figure 18. Cyclic saturated ethers such alcohols, this band is centered near 3300 cm1 , while in
as tetrahydrofuran have a strong antisymmetric COC phenols the absorption maximum is 50100 cm1 lower.
stretching band in the range 12501150 cm1 , while unsat- A sterically hindered OH group will give rise to a sharp
urated cyclic ethers have their COC stretching modes at band in the free OH stretching region near 3600 cm1 .
lower frequencies. Phenols absorb near 1350 cm1 due to the OH deformation
and give a second broader, stronger band due to COH
stretching near 1200 cm1 . This second band often has
2.6.4 Alcohols and phenols
fine structure due to underlying aromatic CH in-plane
Alcohols and phenols in the pure liquid or solid state have deformation vibrations. IR spectra of an alcohol and a
broad bands due to hydrogen-bonded OH stretching. For phenol are compared in Figure 19.
24 SpectraStructure Correlations

C5H11 O C5H11 found near 1700 cm1 , while in the monomer spectrum the
band is located at higher frequencies (18001740 cm1 ). In
(a)
CH2 rock addition to the very broad OH stretching band mentioned
in Section 2.2, there are three vibrations associated with
the COH group in carboxylic acids: a band of medium
C O C intensity near 1430 cm1 , a stronger band near 1240 cm1 ,
C6H5 O C4H8Br and another band of medium intensity near 930 cm1 . The
presence of an anhydride is detected by the characteristic
(b)
Transmission

absorption in the CDO stretching region. This consists of


a strong sharp doublet with one band at unusually high
frequency (18401800 cm1 ) and a second band at about
C O C
60 cm1 lower (17801740 cm1 ). The COC stretch
C2H4Cl O CH CH2
gives rise to a broad band near 1150 cm1 in open chain
(c) anhydrides and at higher frequencies in cyclic structures.
C Cl
2.6.6 Esters
CH CH2
The antisymmetric COC stretching mode in esters gives
C O C
rise to a very strong and often quite broad band near
2000 1800 1600 1400 1200 1000 800 600 1200 cm1 . The actual frequency of the maximum of this
Wavenumber /cm1 band can vary from 1290 cm1 in benzoates down to
Figure 18. The IR spectra of three types of ethers: (a) a simple 1100 cm1 in aliphatic esters. There may be structure on
aliphatic ether; (b) an alkyl aryl ether; and (c) a vinyl ether. this band due to CH deformation vibrations that absorb
in the same region. The band may be even stronger than
the CDO stretching band near 1750 cm1 . The symmetric
(a)
COC stretch also gives a strong band at lower frequencies
between 1160 and 1000 cm1 in aliphatic esters.
C2H5CH(CH3)CH2OH

OH C OH 2.6.7 Peroxides and hydroperoxides


Transmission

Ethers slowly form hydroperoxides (OOH) on standing


(b)
in contact with air. These compounds are often danger-
ously unstable and suppliers usually add small amounts of
inhibitors to prevent the formation of hydroperoxides. The
C2H5 OH dominant feature of the IR spectra of hydroperoxides is a
OH very strong broad band centered near 3350 cm1 , which is
C OH assigned to the hydrogen bonded OOH stretching mode.
3500 3000 2500 2000 1500 1000 The OO stretching vibration gives rise to a weak absorp-
Wavenumber /cm1 tion near 850 cm1 .
The OO stretching vibration in hydrogen peroxide
Figure 19. IR spectra of (a) an alcohol, 2-methyl-1-pentanol, and
(b) a phenol, 4-ethylphenol. occurs at 877 cm1 . A band in the range 890830 cm1
often is observed in the spectra of organic peroxides. How-
In simple alcohols the frequency of the COH stretch ever the band is weak and difficult to differentiate from
is raised by substitution on the COH carbon atom. Sug- skeletal frequencies in large molecules.
ars and carbohydrates give very broad absorption bands
centered near 3300 cm1 (OH stretching), 1400 cm1 (OH
deformation) and 1000 cm1 (COH stretching). 2.7 Compounds containing nitrogen

In an examination of the IR spectrum of a compound


2.6.5 Carboxylic acids and anhydrides
known to contain nitrogen, one or two bands in the region
Carboxylic acids usually exist as dimers except in dilute 35003300 cm1 indicate primary or secondary amines or
solution. The carbonyl stretching band of the dimer is amides. These bands may be confused with OH stretching
SpectraStructure Correlations in the Mid- and Far-infrared 25

bands. Amides may be identified by a strong doublet in and e). This band is not present in the spectra of tertiary
the IR spectrum centered near 1640 cm1 . These bands amines or amine hydrohalides.
are associated with the stretching of the CDO group and
bending of the NH2 group of the amide. A sharp band near 2.7.2 Anilines
2200 cm1 is characteristic of a nitrile.
When both nitrogen and oxygen are present, but no NH In anilines, the characteristic broad band shown by aliphatic
groups are indicated, two very strong bands near 1560 and amines in the 830730 cm1 region is not present, so
1370 cm1 provide evidence of the presence of nitro groups. that the out-of-plane CH deformations of the benzene ring
An extremely broad band with some structure centered near can be observed. These bands permit the ring substitution
3000 cm1 and extending as low as 2200 cm1 is indicative pattern to be determined. Of course, when an aliphatic
of an amino acid or an amine hydrohalide, while a broad amine is joined to a benzene ring through a carbon chain,
band between 850 and 650 cm1 suggests an amine or an both the characteristic amine band and the CH deformation
amide. Figure 7 shows examples of these broad bands. pattern will be present.
The presence of primary or secondary amines and amides In Figure 15 the IR spectrum of an aniline derivative
can be detected by absorption due to stretching of NH2 or is shown. Figure 22 shows the spectrum of an aliphatic
NH groups between 3350 and 3200 cm1 . Tertiary amines amine joined to a benzene ring. The presence of the ben-
and amides, on the other hand, are more difficult to iden- zene ring is identified in both compounds by CH stretch-
tify, because they have no NH groups. Nitriles and nitro ing bands between 3100 and 3000 cm1 , out-of-plane CH
compounds also give characteristic IR absorption bands bending bands between 850 and 700 cm1 , and bands
near 2250 and 1530 cm1 , respectively. Isocyanates and diagnostic of the substitution patterns between 2000 and
carbodiimides have very strong IR bands near 2260 and 1700 cm1 . In the out-of-plane bending region, the single
2140 cm1 , respectively, where very few absorptions due band at 825 cm1 in Figure 15 indicates the presence of a
to other groupings occur. Oximes, imines, and azo com- para-disubstituted benzene ring, while the doublet at 740
pounds give weak IR bands in the 17001600 cm1 region and 700 cm1 in Figure 22 indicates monosubstitution (see
due to stretching vibrations of the CDN, or NDN Section 2.4.1).
group. Some characteristic group frequencies of nitrogen-
containing compounds are listed in Table 12. 2.7.3 Nitriles
Saturated nitriles absorb weakly in the IR near 2250 cm1 .
2.7.1 Amino acids, amines, and amine hydrohalides Unsaturated or aromatic nitriles for which the double bond
or ring is adjacent to the CN group absorb more strongly
Three classes of nitrogen-containing compounds (amino in the IR than saturated compounds, and the band occurs
acids, amines, and amine hydrohalides) give rise to very at somewhat lower frequencies near 2230 cm1 .
characteristic broad absorption bands. Perhaps the most
striking of these are found in the IR spectra of amino
acids, which contain an extremely broad band centered near 2.7.4 Nitro compounds
3000 cm1 and often extending as low as 2200 cm1 , with Nitro compounds have two very strong absorption bands in
some structure. An example is shown in Figure 20. the IR due to the antisymmetric and symmetric NO2 stretch-
Amine hydrohalides give a similar, very broad band, ing vibrations. In aliphatic compounds, the frequencies are
which has structure on the low frequency side. The center near 1550 and 1380 cm1 , whereas in aromatic compounds
of the band tends to be lower than in amino acids, especially the bands are observed near 1520 and 1350 cm1 . These
in the case of tertiary amine hydrohalides, the band center frequencies are somewhat sensitive to nearby substituents.
for which may be as low as 2500 cm1 . In fact, this band In particular, the 1350 cm1 band in aromatic nitro com-
gives a very useful indication of the presence of a tertiary pounds is intensified by electron-donating substituents in
amine hydrohalide, and an example is shown in Figure 21. the ring. The out-of-plane CH bending patterns of ortho-,
Both amino acids and primary amine hydrohalides have a meta-, and para-disubstituted benzene rings are often per-
weak but characteristic band between 2200 and 2000 cm1 , turbed in nitro compounds. Other compounds containing
which is believed to be a combination of the NH3 C NO bonds have strong characteristic IR absorption bands.
deformation near 1600 cm1 and the NH3 C torsion near
500 cm1 .
2.7.5 Amides
Primary amines have a fairly broad band in their IR
spectra centered near 830 cm1 , whereas the frequency for Secondary amides (N-monosubstituted amides) usually
secondary amines is about 100 cm1 lower (see Figure 7d have their NH and CDO groups trans to each other. The
26 SpectraStructure Correlations

Table 12. Details of IR frequencies of some nitrogen-containing groups.

Group and class Range (cm1 ) Assignment and remarks


and intensitya

The NH2 group


Primary amides (solid state) 33603340 (vs) NH2 antisymmetric stretch
31903170 (vs) NH2 symmetric stretch
16801660 (vs) CDO stretch; (amide I band)
16501620 (m) NH2 deformation; (amide II band)
Primary amines 34503250 (m) NH2 stretching; broad, with structure
16501590 (s) NH2 deformation
850750 (s) NH2 wagging; broad band
The NH Group
Secondary amides 33003250 (m) NH stretch; solid state
31003060 (w) Overtone band
16801640 (vs) CDO stretch; (amide I band)
15601530 (vs) Coupled NH deformation and CN stretch; (amide II band)
750650 (s) NH wag, broad band
Secondary amines 35003300 (m) NH stretch
750650 (s, br) NH wag
The CN group
Saturated aliphatic nitriles 22602240 (w) CN stretch
Aromatic nitriles 22402220 (variable) CN stretch; stronger than in saturated aliphatic nitriles
Isonitriles (alkyl) 21802110 (w-m) NC stretch
Isonitriles (aryl) 21302110 (w-m) NC stretch
The CDN group
Oximes 16901620 (w-m) CDNOH stretch
Pyridines 16151565 (s) Two bands, due to CDC and CDN stretching in ring
The CN group (amines and amides)
Primary aliphatic 11401070 (m) CCN antisymmetric stretch
Secondary aliphatic 11901130 (m-s) CNC antisymmetric stretch
Primary aromatic 13301260 (s) Phenyl-N stretch
Secondary aromatic 13401250 (s) Phenyl-N stretch
The NO2 group
Aliphatic nitro compounds 15601530 (vs) NO2 antisymmetric stretch
13901370 (m-s) NO2 symmetric stretch
Aromatic nitro compounds 15401500 (vs) NO2 antisymmetric stretch
13701330 (s-vs) NO2 symmetric stretch
Nitrates RONO2 16601620 (vs) NO2 antisymmetric stretch
13001270 (s) NO2 symmetric stretch
710690 (s) NO2 deformation
The NO groups (NDO, NO)
Nitrites RONO 16801650 (vs) NDO stretch
Oximes 965930 (s) NO stretch
Nitrates RONO2 870840 (s) NO stretch
Aromatic N-oxides 13001200 (vs) NO stretch
Aliphatic N-oxides 970950 (vs) NO stretch
The NN and NDN groups
Azides 21202160 (variable) NN stretch
Azo compounds 14501400 (vw) NDN stretch
a s, strong; m, medium; w, weak; v, very.

carbonyl stretching mode gives rise to a very strong IR band and CN stretching vibrations. The trans amide linkage
between 1680 and 1640 cm1 . This band is known as the also gives rise to absorption between 1300 and 1250 cm1
amide I band. A second, very strong absorption that occurs and to a broad band centered near 700 cm1 (Figure 7f).
between 1560 and 1530 cm1 is known as the amide II Occasionally, the amide linkage is cis in cyclic compounds
band. It is believed to be due to coupling of the NH bending such as lactams. In such cases, a strong NH stretching band
SpectraStructure Correlations in the Mid- and Far-infrared 27

is seen near 3200 cm1 and a weaker combination band


CH3 CH(NH2)COOH
near 3100 cm1 involving simultaneous excitation of CDO
stretching and NH bending. The amide II band is absent
but a cis NH bending mode absorbs between 1500 and
1450 cm1 . This band may be confused with the CH2 or
Transmission

antisymmetric CH3 deformation bands.

2.8 Compounds containing phosphorus


and sulfur
OH and NH2
C O The presence of phosphorus in organic compounds can
be detected by the IR absorption bands arising from the
PH, POH, POC, PDO, and PDS groups. A phospho-
3500 3000 2500 2000 1500 1000 500 rus atom directly attached to an aromatic ring is also well
Wavenumber /cm1 characterized. The usual frequencies of these groups in var-
ious compounds are listed in Table 13. Thomas9 is a good
Figure 20. The IR spectrum of an amino acid, L-alanine.
source of information on IR spectra of organophosphorus
compounds. Most of these groups absorb strongly or very
strongly in the IR, with the exception of PDS. There is no
characteristic PC group frequency in aliphatic compounds.
The SO2 and SO groups give rise to very strong IR
bands in various compounds between 1400 and 1000 cm1 .
Other bonds involving sulfur, such as CS, SS, and SH,
Transmission

give very weak IR absorptions. Characteristic frequencies


of some sulfur-containing groups are also listed in Table 13.
CH3 The CDS group has been omitted from the table because
N C2H4Cl HCl the CDS stretching vibration is invariably coupled with
CH3 vibrations of other groups in the molecule. Frequencies in
Amine hydrochloride the 1400850 cm1 range have been assigned to this group
with thioamides at the low frequency end of the range. The
3500 3000 2500 2000 1500 1000 500
IR bands involving CDS groups are usually weak.
Wavenumber /cm1
Figure 21. The IR spectrum of a tertiary amine hydrohalide, 2.8.1 Phosphorus acids and esters
(2-chloroethyl)dimethylamine hydrochloride. Phosphorus acids have POH groups that give one or
two broad bands of medium intensity between 2700 and
2100 cm1 . Esters and acid salts that have POH groups
also absorb in this region. A small, sharp band near
2400 cm1 indicates the presence of a PH group. In ethoxy
and methoxy phosphorus compounds, as well as other
NH2 aliphatic compounds with a POC linkage, a very strong
Transmission

and quite broad IR band is observed between 1050 and


950 cm1 . The presence of a PDO bond is indicated by a
Primary amine strong band close to 1250 cm1 .

C2H4NH2
2.8.2 Aromatic phosphorus compounds
Aromatic phosphorus compounds have several character-
istic group frequencies. A fairly strong, sharp IR peak is
3500 3000 2500 2000 1500 1000 500 observed near 1440 cm1 in compounds in which a phos-
Wavenumber /cm1 phorus atom is attached directly to a benzene ring. A
Figure 22. The IR spectrum of an aliphatic amine joined to a quaternary phosphorus atom attached to a benzene ring has
benzene ring, phenethylamine. a characteristic strong, sharp band near 1100 cm1 . The
28 SpectraStructure Correlations

Table 13. Characteristic IR frequencies of groups containing phosphorus or sulfur.

Group and class Range (cm1 ) Assignment and remarks


and intensitya

The PH group
Phosphorus acids and esters 24252325 (m) PH stretch
Phosphines 23202270 (m) PH stretch; sharp band
Phosphines 10901080 (m) PH2 deformation
Phosphines 990910 (m-s) PH wag
The POH group
Phosphoric or phosphorus acids 27002100 (w) OH stretch; one or two broad and often
weak bands
Esters and salts 1040929 (s) POH stretch
The POC group
Aliphatic compounds 1050950 (vs) Antisymmetric POC stretch
830750 (s) Symmetric POC stretch (methoxy and
ethoxy phosphorus compounds only)
Aromatic compounds 12501160 (vs) Aromatic CO stretch
1050870 (vs) PO stretch
The PC group
Aromatic compounds 14501430 (s) P joined directly to a ring; sharp band
Quaternary aromatic 11101090 (s) PC joined directly to a ring; sharp band
The PDO group
Aliphatic compounds 12601240 (s) Strong, sharp band
ROP(DO)
Aromatic compounds 13501300 (s) Lower frequency (12501180 cm1 ) when
ArOP(DO) OH group is attached to the P atom
Phosphine oxides 12001140 (s) PDO stretch
The SH group
Thiols (mercaptans) 25802500 (w) SH stretch
The CS group
General 720600 (w) CS stretch
The SS group
Disulfides 550450 (vw) SS stretch
The SDO group
Sulfoxides 10601020 (vs) SDO stretch
Dialkyl sulfites 12201190 (vs) SDO stretch
The SO2 group
Sulfones, sulfonamides, sulfonic 13901290 (vs) SO2 antisymmetric stretch
acids, sulfonates, sulfonyl 11901120 (vs) SO2 symmetric stretch
chlorides
Dialkyl sulfates and 14201390 (vs) SO2 antisymmetric stretch
sulfonyl fluorides 12201190 (vs) SO2 symmetric stretch
The SOC group
Dialkyl sulfites 1050850 (vs) SOC stretching (two bands)
Sulfates 1050770 (vs) SOC stretching (two or more bands)
a s, strong; m, medium; w, weak; v, very.

PO group attached to an aromatic ring gives rise to two 2.8.3 Compounds containing CS, SS, and SH
strong bands between 1250 and 1160 cm1 and between groups
1050 and 870 cm1 due to stretching of the ArPO link-
age. When the PO group is attached to a ring through the IR spectra of compounds containing CS and SS bonds
oxygen atom, the ArOP group again gives two strong contain very weak bands due to these groups between 700
bands, but the higher frequency of these is found between and 600 and near 500 cm1 , respectively. The SH stretch-
1350 and 1250 cm1 . ing band near 2500 cm1 is normally quite weak in the IR.
SpectraStructure Correlations in the Mid- and Far-infrared 29

2.8.4 Compounds containing SDO groups Overtone and combination bands are observed between
2000 and 1750 cm1 in the IR spectra. These bands
The stretching vibration of the SDO group in sulfoxides are similar to those observed for benzene derivatives
gives rise to strong broad IR absorption near 1050 cm1 . In and are characteristic of the position of substitution. In
the spectra of alkyl sulfites the SDO stretch is observed near aromatic heterocyclic compounds involving nitrogen, the
1200 cm1 . Organic sulfones contain the SO2 group which coupled CDC and CDN stretching modes give rise to
gives rise to two very strong bands due to antisymmet- several characteristic vibrations. These are similar in fre-
ric (13691290 cm1 ) and symmetric (11701120 cm1 ) quency to their counterparts in the corresponding nonhete-
stretching modes. rocyclic compounds. Ring stretching modes are found in the
The frequencies of the SO2 stretching vibrations of 16001300 cm1 region. Other skeletal ring modes include
sulfonyl halides are about 50 cm1 higher than those of ring-breathing modes near 1000 cm1 , in-plane ring defor-
sulfones due to the electronegative halogen atom. In the IR mation between 700 and 600 cm1 and out-of-plane ring
spectra of sulfonic acids, very broad absorption is observed deformation modes, which may be observed between 700
between 3000 and 2000 cm1 due to OH stretching. The and 300 cm1 .
antisymmetric and symmetric SO2 stretching modes give
two strong bands near 1350 cm1 and between 1200 and
2.9.2 Pyrimidines and purines
1100 cm1 respectively in both alkyl and aryl sulfonic acids
and sulfonates. Pyrimidines and purines absorb strongly in the IR between
1640 and 1520 cm1 due to CDC and CDN stretching of
the ring. A band near 1630 cm1 is attributed to CDN
2.9 Heterocyclic compounds stretching and a second band between 1580 and 1520 cm1
is assigned to a CDC stretch. (The CDN stretch usually
Heterocyclic compounds containing nitrogen, oxygen, or gives rise to a very strong Raman line in these and related
sulfur may exhibit three kinds of group frequencies: those heterocyclic compounds.) Pyrimidines and purines usually
involving CH or NH vibrations, those involving motion have absorption bands between 700 and 600 cm1 due to
of the ring, and those due to the group frequencies of CH out-of-plane bending. Nitrogen heterocycles can form
substituents on the ring. The identification of a heterocyclic N-oxides, which have a characteristic very strong IR band
compound from its IR spectrum is a difficult task. However, near 1280 cm1 .
characteristic frequencies for some heterocyclic compounds
are collected in Table 14 and the identification of a few 2.9.3 Five-membered ring compounds
types of compound are discussed in this section. Details of
Pyrroles, furans and thiophenes generally have a band in
IR spectra of numerous classes of heterocyclic compounds
their IR spectra due to CDC stretching near 1580 cm1 . A
may be found in Socrates.4
strong band is also observed between 800 and 700 cm1 due
to an out-of-plane deformation vibration of the CHDCH
2.9.1 Aromatic heterocycles group, similar to that of cis-disubstituted alkenes. In the
Hydrogen atoms attached to carbon atoms in an aro- spectra of pyrroles a strong broad band is observed between
matic heterocyclic ring such as pyridine give rise to CH 3400 and 3000 cm1 due to the H-bonded NH stretching
stretching modes in the usual 31003000 cm1 region, or mode. Furans have medium to strong IR bands between
a little higher in furans, pyrroles, and some other com- 1610 and 1560 cm1 , 1520 and 1470 cm1 and 1400 and
pounds. Characteristic ring stretching modes, similar to 1390 cm1 due to ring stretching vibrations. All furans have
those of benzene derivatives, are observed between 1600 a strong absorption near 595 cm1 , which is attributed to a
and 1000 cm1 . The out-of-plane CH deformation vibra- ring deformation mode.
tions give rise to strong IR bands in the 1000650 cm1 Thiophenes absorb in the IR between 3100 and 3000 cm1
region. In some cases, these patterns are characteristic of (CH stretching), 1550 and 1200 cm1 (ring stretching) and
the type of substitution in the heterocyclic ring. Some 750 and 650 cm1 (out-of-plane CH bending). IR spec-
examples include furans, indoles, pyridines, pyrimidines, tra of thiophenes generally have a band in the region
and quinolines. The in-plane CH bending modes also give 530450 cm1 due to an out-of-plane ring deformation.
several bands in the 13001000 cm1 region for aromatic
heterocyclic compounds. CH vibrations in benzene deriva- 2.9.4 NH stretching bands in heterocyclic
tives and analogous modes in related heterocyclic com- compounds
pounds can be correlated and may be useful in structure Spectra of heterocyclic nitrogen compounds may contain
determination. bands due to a secondary or tertiary amine group. Pyrroles,
30 SpectraStructure Correlations

Table 14. Characteristic IR frequencies for some heterocyclic compounds.

Classes of compounds Range (cm1 ) Assignment and remarks


and intensitya

Azoles (imidazoles, isoxazoles, 33002500 (s) Broad, H-bonded NH stretch; resembles carboxylic acids
oxazoles, pyrazoles, triazoles 16501380 (m-s) Three ring-stretching bands
tetrazoles) 1040980 (s) Ring breathing
1,4-Dioxanes 14601440 (vs) CH2 deformation
14001150 (s) CH2 twist and wag
11301000 (m) Ring mode
Furans 31403120 (m) CH stretch; higher than most aromatics
16001400 (m-s) Ring stretching modes (three bands)
770720 (vs) Band weakens as number of substituents increases
Indoles 34703450 (vs) NH stretch
16001500 (m-s) Ring stretching modes (two bands)
900600 (vs) Substitution patterns due to both 6- and 5-membered rings
Pyridines (general) 30803020 (w-m) CH stretch; several bands
20801670 (w) Overtones and combinations, similar to substituted benzenes
16151565 (s) Two bands due to CDC and CDN stretching in ring
1030990 (s) Ring-breathing
Pyridines (2-substituted) 780740 (s) CH out-of-plane deformation
630605 (m-s) In-plane ring deformation
420400 (s) Out-of-plane ring deformation
Pyridines (3-substituted) 820770 (s) CH out-of-plane deformation
730690 (s) Ring deformation
635610 (m-s) In-plane ring deformation
420380 (s) Out-of-plane ring deformation
Pyridines (4-substituted) 850790 (s) CH out-of-plane deformation
Pyridines (disubstituted) 830810 (s) and CH out-of-plane deformations
740720 (s)
Pyridines (trisubstituted) 730720 (s) CH out-of-plane deformation
Pyrimidines 15901370 (m-s) Ring stretching; four bands
685660 (m-vs) Ring deformation
Pyrroles 34803430 (vs) NH stretch; often a sharp band
31303120 (w) CH stretch; considerably higher than normal
15601390 (variable) Ring stretching; usually three bands
770720 (s) Broad band due to CH out-of-plane deformation
Thiophenes 15901350 (m-vs) Several bands due to ring stretching modes
810680 (vs) CH out-of-plane deformation; lower than in pyrroles and furans
Triazines 15601520 (vs) and Two bands due to ring stretching modes
14201400 (s)
820740 (s) Out-of-plane ring deformation
a s, strong; m, medium; w, weak; v, very.

indoles, and carbazoles in nonpolar solvents have their NH group frequency. Some examples are listed in Table 15.
stretching vibrations between 3500 and 3450 cm1 , and the Fluorine is particularly important in this regard and spe-
band is very strong in the IR. In saturated heterocyclics, cial care must be exercised in conclusions drawn from
such as pyrrolidines and piperidines, the band is at lower IR (and Raman) spectra when this element is present.
frequencies. Azoles have a very broad hydrogen-bonded Carbonfluorine stretching bands are very strong in the
NH stretching band between 3300 and 2500 cm1 . This IR, usually between 1350 and 1100 cm1 . The CF stretch-
band might be confused with the broad OH stretching band ing band may hide other functional groups that absorb
of carboxylic acids. in this region of the spectrum. It should be mentioned
that there are many known cases of symmetrical CF
2.10 Compounds containing halogens stretching modes at frequencies much lower than the usual
13501100 cm1 . The usual regions for the CX stretch-
A halogen atom attached to a carbon atom adjacent to ing and bending vibrations have been given previously in
a functional group often causes a significant shift in the Table 2.
SpectraStructure Correlations in the Mid- and Far-infrared 31

Table 15. The effect of halogen substituents on some group frequencies.

Group or class Range (cm1 ) Assignment and remarks

Fluorine
Fluorocarbons (FCH and CF2 H) 30102990 CH stretch; higher frequency than normal
F2 CDCF 18701800 CDC stretch; much higher frequency than normal
F2 CDC 17601730 CDC stretch; much higher frequency than normal
Acid fluorides (FCDO) 19001820 CDO stretch; very high carbonyl group frequency
Ketones (CF2 COCH2 ) and (CD2 COCF2 ) 18001770 CDO stretch; normal range for ketones is 17301700 cm1
Carboxylic acids (CF2 COOH) 17801740 CDO stretch; the normal range for carboxylic acids (dimers)
is 17201680 cm1
Nitriles (CF2 CDN) 22802260 CDN stretch; 20 cm1 higher than normal
Amides (CF2 CONH2 ) 17301700 CDO stretch; 30 cm1 higher than normal
Chlorine, bromine, and iodine
CH2 Cl 13001240 CH2 wag; strong IR band
CH2 Br 12401190 CH2 wag; strong IR band
CH2 I 11901150 CH2 wag; strong IR band
Acid chlorides 18101790 CDO stretch
a-Halo esters 17701745 CDO stretch; 20 cm1 higher than the normal range
Noncyclic halo ketones 17451730 CDO stretch; 15 cm1 higher than the normal range
a-Halo carboxylic acids 17401720 CDO stretch; the normal range is 17201680 cm1
Chloroformates 18001760 CDO stretch; near 1720 cm1 in formate esters
a-Chloro aldehydes 17701730 Higher than normal aldehydes

The CH2 wagging mode in compounds with a CH2 X organomercury and organotin compounds and between
group gives rise to a strong band whose frequency depends 11701150 cm1 in organolead compounds.
on X. When X is Cl, the range is 13001250 cm1 . For The IR spectra of aromatic organometallic compounds
Br, the band is near 1230 cm1 , and for I, a still lower usually contain a fairly strong, sharp band near 1430 cm1
frequency near 1170 cm1 is observed. due to a benzene ring vibration. This band has been
observed for compounds in which As, Sb, Sn, Pb, B, Si,
and P atoms are attached directly to the ring.
2.11 Boron, silicon and organometallic
compounds
2.12 Examples of the use of spectra structure
Boroncarbon and siliconcarbon stretching modes are correlations
not usually identifiable, since they are coupled with
other skeletal modes. However, the CBC antisymmetric Deducing the structure of a compound from its IR spectrum
stretching mode in phenylboron compounds gives a strong is not easy; in fact, for large complicated molecules it is not
IR band between 1280 and 1250 cm1 , and a silicon possible. The best way to obtain structural information from
atom attached to an aromatic ring gives two very strong IR spectra is by practice. A list of sources of interpreted
bands near 1430 and 1110 cm1 . Metalcarbon stretching spectra and problems is given in the literature.15 17
frequencies are found between 600 and 400 cm1 with the It is useful to have a checklist of questions giving
lighter metals at the high frequency end of the range, as basic information on the structure. For example, which
expected from equation (1). The BO and BN bonds in elements are present? what is the molecular mass? is the
organoboron compounds give very strong IR bands between molecular formula known? what additional information is
1430 and 1330 cm1 . The SiOC vibration gives a very available from other instrumental or chemical methods?
strong IR absorption, which is often quite broad in the Then, from an IR survey spectrum, further clues can be
11001050 cm1 range. Some characteristic frequencies gathered. Again, a checklist is useful. Are there any broad
for boron and silicon compounds are listed in Table 16. absorption bands? (See Table 4.) Is there an aromatic ring
The BCH3 and SiCH3 symmetric CH3 deformation present? (See Section 2.4.) What kind of XH bonds are
modes occur at 13301280 cm1 and 12801250 cm1 , present? (OH, NH, CH, SH, etc.) Is there a carbonyl
respectively. The CH3 deformations in metalCH3 groups group in the molecule? Then a systematic analysis of the
give rise to bands between 1210 and 1180 cm1 in bands in the IR spectrum can be made, first using Table 3,
32 SpectraStructure Correlations

Table 16. Some IR group frequencies in boron and silicon compounds.

Group Range (cm1 ) Assignment and remarks


and intensitya

Boron BOH 33003200 (s) Broad band due to H-bonded OH stretch


BH and BH2 26502350 (s) Doublet for BH2 stretch
BH and BH2 12001150 (ms) BH2 deformation, or BH bend
BH2 980920 (m) BH2 wag
B-Benzene ring ca 1430 (m-s) Benzene ring vibration
BN 14601330 (vs) BN stretch; borazines and aminoboranes
BO 13801310 (vvs) BO stretch; boronates, boronic acids
CBC 12801250 (vs) CBC antisymmetric stretch
Silicon - SiOH 37003200 (s) OH stretch, similar to alcohols
SiOH 900820 (s) SiO stretch
SiH, SiH2 , and SiH3 21502100 (m) SiH stretch
SiH, SiH2 , and SiH3 950800 (s) SiH deformation and wag
Si-Aromatic ring ca 1430 (m-s) Ring mode
Si-Aromatic ring 1100 (vs) Ring mode
SiOC (aliphatic) 11001050 (vvs) SiOC antisymmetric stretch
SiOAromatic ring 970920 (vs) SiO stretch
SiOSi 11001000 (s) SiOSi antisymmetric stretch
a s, strong; m, medium; v, very.

then Table 2. Tentative assignments can be made to each An elemental analysis indicates that only C, H, and O
band, cross-checking where possible in other regions of are present and the molecular formula is C5 H8 O3 . Looking
the spectrum. When a tentative identification has been at the CH stretching region, we conclude that there is no
made to a class of compounds, the IR spectrum of the unsaturated group present. This is confirmed by the absence
unknown compound should be compared to spectra of of absorption between 1670 and 1540 cm1 .
similar compounds in a library of IR spectra.10 14,18 21 A CH3 group or groups (bands at 2980 and 1355 cm1 )
and possibly a CH2 group (bands at 2930 and 1415 cm1 )
2.12.1 Example 1. A compound containing two are present. Now, turning to the carbonyl stretching region,
CDO groups we note from Tables 9 and 10 that the compound could
be a cyclic ketone, an ester, a lactone, an aldehyde, or
The IR spectrum of an example of this type of compound an a-keto ester. We can eliminate aldehyde (no band near
is shown in Figure 23. 2700 cm1 ) and lactones or cyclic ketones (not possible
with three oxygens and a methyl group). The bands at 1135
and 1020 cm1 suggest an ester linkage. The weak band at
3440 cm1 (see Table 5) supports this assignment.
Thus the IR spectrum indicates that the compound is
an a-keto ester. Two a-keto esters could have the molec-
ular formula C5 H8 O3. One of these is ethyl pyruvate
Ester CH3(CO)COOC2H5 (CH3 COCOOC2 H5 ). The other (C2 H5 COCOOCH3 ) con-
Transmission

tains a methoxy group, which would give a sharp band


near 2830 cm1 (see Section 2.3.1).

2.12.2 Example 2. A compound containing C, H


and O
C O

antisym C O C
sym C O C A low-melting white solid of molecular weight 164 gave
the spectrum shown in Figure 24.
The very strong broad band extending from 3500 cm1
3500 3000 2500 2000 1500 1000
down to 2400 cm1 is characteristic of a hydrogen-bonded
Wavenumber/cm1
carboxylic acid (Table 4). The weaker broad band centered
Figure 23. The IR spectrum of an a-keto ester, ethyl pyruvate. near 930 cm1 together with the strong carbonyl stretching
SpectraStructure Correlations in the Mid- and Far-infrared 33

Transmission
Transmission

4000 3500 3000 2500 2000 1500 1000 500 4000 3500 3000 2500 2000 1500 1000 500
Wavenumber /cm1 Wavenumber /cm1
Figure 24. The IR spectrum of a solid compound of molecular Figure 26. The IR spectrum of a compound of molecular
weight 164. weight 153.

band at 1700 cm1 also indicate the presence of a COOH 3310 cm1 confirms this assignment, and the absence of
group (Table 9). The sharp bands near 1600 cm1 (weak) any CH stretching bands above 3000 cm1 indicates that
and 1500 cm1 (medium) suggest a benzene ring, and the molecule is saturated. Another feature is the weak band
the doublet at 750 and 700 cm1 indicates that the ring at 725 cm1 , which indicates a chain of at least four CH2
is monosubstituted (Table 8). Peaks are seen on top of groups. The band at 1385 cm1 is due to a methyl group,
the broad OH stretching band at 3035 and 2940 cm1 , so that a possible structure of molecular weight 101 is
indicating the presence of both aromatic CH and aliphatic CH3 (CH2 )5 NH2 . The compound is hexylamine.
CH2 or CH3 groups.
The combined molecular weight of the C6 H5 and
COOH groups is 122. The remaining mass of 42 could 2.12.4 Example 4. A compound containing C, H, O
be due to C3 H6 , which would be present in any of the and N
three structural isomers 2-, 3-, and 4-phenylbutyric acid.
The absence of a band near 1375 cm1 indicates that there The strongest bands in the spectrum in Figure 26 are the
is no methyl group in the molecule. Thus it is concluded broad feature centered at 3400 cm1 and the very strong
that the compound is 4-phenylbutyric acid. peaks at 1530 and 1355 cm1 . The first of these can be
assigned to an OH group, while the other two suggest
the presence of an aromatic nitro compound (Table 12).
2.12.3 Example 3. A compound containing C, H
The weak peaks at 3105, 2940, and 2950 cm1 suggest
and N
that both unsaturated and saturated CH groups are present.
A liquid of molecular weight 101 gave the spectrum shown The sharp peaks at 1590 and 1485 cm1 could be due to a
in Figure 25. benzene ring, and in that case the strong doublet at 810 and
The most striking feature of the spectrum in Figure 25 730 cm1 indicates a 1,3-disubstituted benzene derivative.
is the strong broad band centered near 800 cm1 . Exam- A possible structure with the appropriate molecular weight
ination of Table 4 indicates that the compound is proba- is m-nitrobenzyl alcohol.
bly a primary aliphatic amine. The doublet at 3380 and

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Transmission

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weight 101. tion, John Wiley & Sons, Chichester (1994).
34 SpectraStructure Correlations

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