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OPINION The promise of pre-exposure prophylaxis with
antiretroviral drugs to prevent HIV transmission:
a review
Catherine A. Hankins a,b and Mark R. Dybul c,d
Purpose of review
Public health experts are wrestling with how to translate recent scientific findings from pre-exposure
prophylaxis (PrEP) effectiveness trials into real-world programmes. This review summarizes clinical trial
findings on oral and topical PrEP, discusses how decision-makers can evaluate the place of PrEP within
combination prevention and highlights anticipated developments that could be important in future
HIV-prevention strategies.
Recent findings
PrEP taken daily as oral tablets to create systemic protection has been found to be effective in the Pre-
Exposure Prophylaxis Initiative (iPrEx), Partners PrEP and TDF2 trials, but not in Fem-PrEP or the Vaginal
and Oral Interventions to Control the Epidemic (VOICE) tenofovir arm. Tenofovir gel for topical protection
was effective in CAPRISA 004 when used peri-coitally but not in VOICE with daily use. These findings
underscore the importance of adherence to achieve adequate drug levels and the potential additive role of
PrEP within combination prevention. Pivotal phase III trials are underway of the dapivirine ring, whereas
phase I trials of injectable formulations show promise.
Summary
Antiretroviral-based HIV-prevention programmes should be tailored to those most likely to be adherent,
providing them with state-of-the-art counselling and support to achieve high adherence during the time
period of use. Long-acting products, if found well tolerated and effective, could be ideal for overcoming
adherence challenges.
Keywords
combination HIV prevention, pre-exposure prophylaxis, programme implementation, tenofovir
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PrEP with antiretroviral drugs to prevent HIV transmission Hankins and Dybul
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15 million on ART by 2015: a realistic target or just a dream?
VOICE tested 1% tenofovir gel used daily, whether results publicly. TDF/FTC taken daily reduced HIV
risk by 62% (95% CI 2383; P 0.03) in TDF2 [26 ]
&&
or not sex was anticipated or had occurred. Only
after study completion will data analysis indicate and by 75% (95% CI 5587; P < 0.001) in Partners
&&
whether women used the gel and it provided no PrEP [27 ]. The TDF-only arm of Partners PrEP
protection or they simply did not use it. found a 67% (95% CI 4481; P < 0.001) reduction
The South African Follow-on AIDS Consortium in risk. Whereas TDF2 is offering TDF/FTC to all
of Tenofovir Studies (FACTS) 001 trial enrolling participants after the trial, Partners PrEP, having
2900 women uses the same peri-coital dosing as found no significant difference between TDF alone
CAPRISA 004 [21]. The US FDA considers FACTS and TDF/FTC, has randomized placebo recipients to
001 the second pivotal trial needed for licensure the two active arms. Of note, the TDF2 trial was
of coital-use 1% tenofovir gel and has agreed to fast underpowered to show differences in PrEP effective-
track approval should it confirm a reduction in ness between men and women, whereas the
womens risk of HIV acquisition [22]. Meanwhile, Partners PrEP trial found no significant difference
CAPRISA 008 is exploring the acceptability and by sex.
feasibility of offering tenofovir gel in family plan- In contrast, the VOICE trial closed its oral TDF
ning clinics to CAPRISA 004 participants. arm for futility in September 2011 [28] and the
Trials of oral PrEP for HIV have also had mixed completed Fem-PrEP trial, conducted among 2120
results. The Pre-Exposure Prophylaxis Initiative HIV-negative women in Kenya, South Africa and
(iPrEx) trial in Brazil, Ecuador, Peru, South Africa, Tanzania, found that TDF/FTC taken daily did not
Thailand and the US evaluated daily oral TDF/FTC in protect women. Although 95% of women in both
2499 HIV-negative men or transgender women who arms of Fem-PrEP reported that they usually or
have sex with men. Recruited participants were always took their pills and pill counts suggested that
considered at higher risk for HIV exposure because study drug was taken on 88% of days, only 15% of
they used condoms inconsistently or not at all seroconverting women had target plasma drug
during sex with a partner of positive or unknown levels at either end of the infection window. The
HIV status, had high numbers of sex partners or investigators concluded that the study could not
exchanged sex for commodities. They were random- evaluate PrEP effectiveness due to poor adherence
&&
ized to once-daily TDF/FTC versus placebo. Whereas [29 ].
the overall reduction in risk was 44% (95% CI
1563), plasma and intracellular drug levels among
those in the active arm differed: 8% of seroconvert- KEY ISSUES IDENTIFIED IN THE CLINICAL
ers versus 54% of nonseroconverters had detectable TRIALS
drug [23]. Those who took the pills were almost 13 Among the key issues that clinical trials conducted
times less likely to seroconvert than those with no to date have identified are adherence, drug resist-
drug detected (OR 12.9; 95% CI 1.799.3): a 92% ance, behavioural risk compensation and safety.
reduction in HIV acquisition risk (CI 4099%). On
the basis of the iPrEx findings, the US Centers for
Disease Control released interim clinical guidelines Adherence
for similar patients [24]. A post-trial implementation Although differences in the populations studied,
study, iPrEx-open label extension (OLE), is gather- sexual behaviours, genital mucosa integrity and
ing real-world information on ways to improve other co-factors for HIV acquisition plausibly con-
adherence while reducing HIV testing frequency tributed to the divergent trial results; low levels of
to quarterly, rather than monthly, as in the trial. actual use leading to inadequate drug concen-
It will determine whether knowledge of PrEP effec- trations in the genital tract was clearly a key factor
&& & &
tiveness stimulates improved adherence, thereby [30 ,31 ,32 ]. Whereas self-reported medication use
reducing the risk of HIV acquisition, or leads to and pill counts were generally unreliable across
behavioural risk compensation, that is an altered the trials, there was a clear relationship between
perception of risk associated with more risky sexual detectable drug levels as a marker of adherence
behaviours [25]. and outcome. In Partners PrEP, a medication event
In July 2011, the DSMBs of two trials, the monitoring system (MEMS) and unannounced
Partners PrEP trial in Kenya and Uganda among household visits, along with partner support,
4758 serodiscordant heterosexual couples (one achieved the highest adherence levels. Drug was
partner was HIV-positive and one was HIV-negative) detected in 82% of 902 samples from a random
and the Botswana TDF2 HIV Prevention Study sub-group of 198 active-arm participants who did
(TDF2) trial in Botswana among 1219 heterosexual not acquire HIV. Relative risk reductions were
men and women, recommended revealing their 86% with detectable TDF and 90% with detectable
Copyright Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
PrEP with antiretroviral drugs to prevent HIV transmission Hankins and Dybul
&& &&
TDF/FTC in Partners PrEP [27 ] and 92% with scores were seen in TDF2 [26 ] and iPrEx [37], but
detectable TDF/FTC in iPrEX [23]. were not measured in Partners PrEP or Fem-PrEP,
It remains to be seen which of the adherence and periods of observation were short (12 years).
support measures used in the clinical trials can be Further monitoring of the effects of TDF and TDF/
effective in PrEP roll-out, but iPrEX found both next- FTC on bone mineral density over longer periods of
step counselling and neutral assessment to be feas- use is warranted. Likewise, monitoring liver and
&
ible, acceptable low-intensity approaches [33 ]. In kidney (proximal tubular) function, after establish-
next-step counselling, patients are experts, with ing initial normal hepatic and renal function, will be
providers assisting patients to identify adherence- important in longer-term demonstration projects.
related needs and solutions for incorporating PrEP Although safety studies of tenofovir use in preg-
within the context of their lives. Evaluation is nancy have been generally reassuring [3840],
underway in iPrEx-OLE to determine whether this ongoing assessment of exposed infants to rule out
brief adherence-support discussion approach corre- longer-term effects remains important.
lates with drug detection levels [34].
The frequency of dosing could impact adher- Next steps
ence. However, a study using MEMS in African men As conditions of US FDA approval, Truvadas
who have sex with men and sex workers found lower manufacturer, Gilead Sciences, Inc., will develop
adherence to intermittent (twice a week) and post- an adherence questionnaire to assist prescribers in
&
coital dosing than to daily PrEP [35 ]. identifying individuals at risk for low adherence,
evaluate viral isolates from individuals who acquire
HIV while taking TDF/FTC for drug resistance and
Drug resistance collect data on pregnancy outcomes for women who
No case of drug resistance was seen in trial partici- become pregnant while taking TDF/FTC for PrEP.
pants who became infected after being placed on
&& &&
tenofovir-containing PrEP [23,26 ,27 ]. All five
cases of resistance found in the iPrEx, Partners PrEP PRE-EXPOSURE PROPHYLAXIS AS A
and TDF2 started PrEP with unrecognized acute COMPONENT OF COMBINATION
infection, highlighting the critical importance of PREVENTION
ensuring that people starting PrEP are not in the The challenge for policy makers is to decide what
HIV-negative window period before HIV antibodies role PrEP should play in strengthening country
appear. These five cases occurred against a backdrop combination prevention programmes to meet
of a total of 118 infections averted in these trials. It is Universal Access Targets [41] and Millennium
predicted that drug resistance from treatment scale- Development Goals [42]. Combination prevention
up will far exceed that from PrEP [36]. combines behavioural, biomedical and structural
interventions to address both the immediate risks
and underlying causes of vulnerability to HIV infec-
Behavioural risk compensation tion and the pathways that link them [43]. It is
As seen in other biomedical HIV prevention trials, evidence-informed, human rights-based and con-
reported risky sexual behaviours declined in all arms text-specific. Effective prevention programmes are
of the PrEP trials and remained lower through the tailored to local epidemics, with relevant com-
trials than at baseline. However, participants ponents delivered at an intensity, quality and scale
received monthly counselling, HIV testing and necessary to achieve intended effects. The added
access to condoms. Interestingly, in iPrEX, efficacy value of systemic or topical PrEP within combi-
was highest in those least likely to report condom nation prevention will depend on its efficacy,
use for receptive anal sex at baseline [23], suggesting costeffectiveness, acceptability and the availability
individual selection preferences for different pre- of resources.
vention methods. Whether expectation of known In terms of population-level impact, mathemat-
benefit will lead to risk compensation remains to be ical modelling predicts that tenofovir gel used by
seen in follow-up studies. South African women in 80% or more of sexual
encounters would avert up to 2 million new infec-
tions and 1 million AIDS deaths over 20 years, with
Safety gel use as low as 25% being cost effective [44].
Adverse events among thousands of healthy, HIV- Studies of oral PrEP costeffectiveness have esti-
&
negative trial participants were not severe and mated cost per HIV infection averted [45,46 ,47],
generally declined after the first month cost per quality-adjusted life year (QALY) gained
&& && &
[23,26 ,27 ]. Decreases in bone mineral density [46 ,4852], cost per disability-adjusted life year
1746-630X 2012 Wolters Kluwer Health | Lippincott Williams & Wilkins www.co-hivandaids.com 53
Copyright Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
15 million on ART by 2015: a realistic target or just a dream?
& &
(DALY) averted [53 ], cost per year life saved [54] and [76 ]; female sex workers in China [77] and truck
PrEP years per infection averted [55]. Some models drivers in India [78]. A study among 1790 sex
address PrEP in general, whereas others prioritize workers, men who have sex with men, people
key populations in epidemic settings as diverse as who inject drugs, serodiscordant couples and young
southern Africa, the USA, Botswana, Kenya, women in Peru, Ukraine, India, Kenya, Botswana,
southern India, South Africa, Ukraine and Peru. Uganda and South Africa found that respondents
Although the overall results are heterogeneous, PrEP generally perceived that PrEP would give them fur-
is generally estimated to be a potentially cost-effec- ther HIV prevention choices and 61% reported they
tive addition to HIV-prevention programmes, definitely would use PrEP [79]. Policy makers, health-
particularly when those at highest risk of HIV care workers and representatives of nongovernment
exposure are prioritized [56]. organizations involved in HIV prevention in the
A mathematical model that translates adherence same countries expressed appreciation of the poten-
data from the trials into population-level predictions, tial benefits of PrEP in prioritizing and empowering
based on the population proportions in each adher- key populations. Perceived challenges and program-
ence category, estimates that adherence is as import- matic considerations resulted in about half indicat-
ant as efficacy in determining programme success ing that they would wait to see PrEP implemented in
[57]. Modellers could usefully examine key questions other countries before introducing it in their own
&
concerning implementation, as was done for VMMC [80 ]. Healthcare providers interviewed in California
[58] prior to the refinement of a decision-makers during the year after the iPrEx results acknowledged
programme planning tool [59]. This tool is actively implementation challenges, but most expressed
used by countries planning national VMMC pro- optimism that they could prescribe and monitor PrEP
grammes and tracking implementation costs [60]. in their practice [81].
Unlike the VMMC vertical programme approach, a A key consideration will be provider capacity to
PrEP-inspired practical, user-friendly interactive assist confirmed HIV-negative people in deciding
modelling tool informed by modelling consensus whether they could adhere and when and for how
would need to address the cost and impact of intro- long PrEP might be a good choice for them to comp-
ducing PrEP programming against a backdrop of lement condom use and other safer sex measures. As
scale-up of other prevention programmes and anti- with contraceptive choices, rather than being a con-
retroviral treatment. tinuous prevention strategy, PrEP might be selected
Pre-exposure prophylaxis prevents acute HIV by people as circumstances in their lives change or in
infection and its high viraemia fuelling HIV trans- the context of certain sexual partnerships.
mission [61], constituting primary prevention and Equity and justice are key ethical issues for
providing partial protection, as do VMMC and cor- decision-makers wishing to avoid exacerbating
rect and consistent male and female condom use. existing healthcare inequalities [82]. Universal
PrEP can be complementary to early treatment for access to antiretroviral treatment has not been
prevention (T4P), another novel antiretroviral-based achieved in many countries under existing national
strategy that also requires knowledge of HIV status. In guidelines [83]. Difficult decisions are required to
the HIV Prevention Trials Network (HPTN 052) trial, make PrEP available for those at highest risk of HIV
T4P reduced genotypically linked HIV transmission exposure, particularly those who are marginalized
by 96% among serodiscordant couples when the HIV- and stigmatized. At the population level, prioritiza-
positive partner began HIV treatment at CD4 cell tion of PrEP for those at highest risk of HIV exposure
&&
counts between 350 and 550 cells/ml [62 ]. Some will require addressing structural barriers such as
couples may prefer PrEP for the seronegative person stigma and discrimination, criminalization and lack
to early treatment for the seropositive person. of tailored healthcare delivery into which PrEP pro-
Regardless of whether treatment is initiated early gramming can be integrated. Although PrEP is not
or according to local treatment eligibility criteria, approved by national authorities [84] other than the
PrEP may be useful for the seronegative partner for FDA, debate is underway on whether it should be
the 6 months until the partner achieves undetectable part of the prevention package offered to all HIV-
viral loads on treatment. PrEP may reduce the risk of prevention trial participants or as a comparator arm
HIV acquisition peri-conceptually when serodiscord- in trials of novel strategies.
ant couples desire pregnancy [63,64].
The acceptability of PrEP has been assessed in
populations as diverse as men who have sex with FUTURE DEVELOPMENTS
men in China [65,66], Thailand [67,68], Peru [69], The PrEP research pipeline is diversifying, in terms
France [70], Canada [71], the USA [72,73] and of candidate drugs, dosing strategies and delivery
Australia [74,75]; serodiscordant couples in Kenya mechanisms.
Copyright Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
PrEP with antiretroviral drugs to prevent HIV transmission Hankins and Dybul
Additional references related to this topic can also be found in the Current
immunizations before full development of vaccine- World Literature section in this issue (p. 80).
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