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2014 APDS SPRING MEETING

Workplace Bullying of General Surgery


Residents by Nurses

Lisa L. Schlitzkus, MD,*, Kelly N. Vogt, MD,*, Maura E. Sullivan, PhD,*


and Kimberly D. Schenarts, PhD

Department of Surgery, University of Southern California, Los Angeles, California; LACUSC Medical
*

Center, Los Angeles, California; and Department of Surgery, University of Nebraska Medical Center,
Omaha, Nebraska

OBJECTIVE: Workplace bullying is at the forefront of social of recommendations or orders by nurses occurs on a daily,
behavior research, garnering signicant media attention. weekly, or monthly basis for 30.2% of residents (work-
Most of the medical research has addressed bullying of related bullying). The most frequent person-related bullying
nurses by physicians and demonstrates that patient care and act is ignoring the resident when they approach or reacting
outcomes may suffer. The intent of this study was to in a hostile manner (18.0%), followed by ignoring or
determine if general surgery residents are bullied by nurses. excluding the resident (17.1%).
DESIGN: A survey instrument previously validated (Neg- CONCLUSIONS: Workplace bullying of general surgery
ative Acts QuestionnaireRevised) to evaluate for work- residents by nurses is prominent. Future research is needed
place bullying was modied to reect the resident-nurse to determine the toll on the residents well-being and
relationship. After institutional review board approval, the patient outcomes. ( J Surg 71:e149-e154. J C 2014 Associa-

piloted online survey was sent to general surgery program tion of Program Directors in Surgery. Published by Elsevier
directors to forward to general surgery residents. Demo- Inc. All rights reserved.)
graphic data are presented as percentages, and for negative
KEY WORDS: workplace bullying, general surgery resi-
acts, percentages of daily, weekly, and monthly frequencies
dents, nurses
are combined.
COMPETENCIES: Professionalism, Interpersonal and
SETTING: Allopathic general surgery residencies in the
Communication Skills, Patient Care
United States.
PARTICIPANTS: General surgery residents.

RESULTS: The response rate was 22.1% (n 452). Most INTRODUCTION


respondents were men (55%) and had a mean age of 29
years (standard deviation 7). Although 27.0% of the Workplace bullying has recently garnered signicant atten-
respondents were interns, the remaining classes were equally tion,1 affecting various organizations from schools2 and
represented (12%-18% of responses/class). The respondents governmental agencies3 to the National Football League.4
were primarily from medium-sized residency programs Health care workers are at greater risk as described by Zapf
(45%), in the Midwest (28%), training in university et al.5 because their jobs require a high level of personal
programs (72%), and rotating primarily in a combined involvement, that is, a form of emotional labour and
private and county hospital that serves both insured and [the] more possibilities for being attacked exist.
indigent patients (59%). Current data are equivocal about the gender and organ-
The residents had experienced each of the 22 negative acts izational status (superiors vs. subordinates) of the victims of
(11.5%-82.5%). Work-related bullying occurs more than workplace bullying.6 However, most research about work-
person-related bullying and physical intimidation. Ignoring place bullying has been conducted in European countries
with varying cultural, workplace, and legal differences.6
Thus, its applicability to the American health care system is
Presented as podium presentation at the 2014 Meeting of the Association of unknown. In 1967the same year President Lyndon
Program Directors in Surgery, Chicago, Illinois, April 2014.
Johnson expanded the Afrmative Action Policy to cover
Correspondence: Inquiries to Lisa L Schlitzkus, MD, LACUSC Medical Center,
2051 Marengo Street, IPT C5L100, Los Angeles, CA 90033; fax: (323) 441-9907; discrimination on the basis of genderStein rst described
e-mail: lisaschlitzkus@gmail.com the game of the doctor-nurse relationship where women

Journal of Surgical Education  & 2014 Association of Program Directors in Surgery. Published by 1931-7204/$30.00 e149
Elsevier Inc. All rights reserved. http://dx.doi.org/10.1016/j.jsurg.2014.08.003
were nurses and men the physicians with clearly dened roles.7 Surveymonkey.com) to their residents. The survey was
Much of the bullying literature with regard to American health administered during the nal 2 weeks of October. All
care has been published in the nursing literature. Numerous survey answers were condential; no individual resident
nursing organizations lobby against workplace bullying of was contacted, and the program directors were used to
nurses by issuing position statements, calling for dialogue, ensure condentiality. Further, 2 generalized reminders
and petitioning for zero tolerance policies.8 were sent out to the program directors asking them to
With respect to physician trainees, the Association of remind their residents to complete the survey.
American Medical Colleges advocates for medical students Data collected included demographics and responses to
and annually assesses bullying on the Medical School the 22 survey questions. The size of the residency programs
Graduation Questionnaire.9 Unfortunately, data about the was categorized based on the number of residents per year
bullying of residents are not formally gathered, and the
TABLE 1. Demographics
topic is rarely addressed.10 Thus, we sought to describe the
workplace bullying of general surgery residents: a group of Resident gender
learners with increased responsibility in a discipline where Male 55.1%
bullying has previously been reported at higher levels.11,12 Female 40.7%
Resident clinical year
Specically, we questioned whether general surgery resi- PGY 1 27.0%
dents are bullied by nurses based on the unequal balance of PGY 2 18.8%
medical knowledge on the physicians part, and experience PGY 3 15.3%
and tenure of nurses who contribute to the residents PGY 4 13.5%
education. PGY 5 11.7%
Research year 9.5%
Resident race
White 69.5%
METHODS African American 3.5%
Hispanic 5.8%
This study was approved by the Biomedical Institutional Asian 11.9%
Review Board at the University of Southern California. Other 4.9%
Resident sexual orientation
Participation in the survey was voluntary and without Heterosexual 92.9%
compensation. The Negative Acts QuestionnaireRevised Homosexual 1.8%
is a previously validated instrument that is utilized by Bisexual 0.7%
various organizations to survey workplace bullying.13 Other 0.2%
It targets the persistent exposure to interpersonal aggression Played team sport (high school or college)
Yes 77.9%
and mistreatment from colleagues, superiors, or subordi- No 17.9%
nates.13 The Negative Acts QuestionnaireRevised was Resident in military
ideal for this study, given its brevity, reliability, adaptability Yes 4.9%
to many institutional settings, and development specically No 90.9%
for Anglo-American culture.13 The 22 questions were Nurse in residents immediate family
Yes 24.8%
tailored to reect the general surgery resident and nurse No 71.0%
relationship. Additionally, demographic questions were Surgeon in residents immediate family
included before the instrument questions. Yes 10.2%
No 85.6%
Type of program
Instrument Validity University 71.9%
Community 23.5%
The validity of the survey tool was conrmed by piloting Military 2.2%
with 15 obstetric/gynecological residents. We felt this was a Location of program
reasonable comparison, given the similarity of a surgical Northeast 4.6%
East 15.7%
background. Following completion of the pilot survey, Southeast 15.9%
1 investigator discussed the survey tool with the pilot South 11.3%
participants to ensure that the survey questions and answers Midwest 27.7%
were understandable. Southwest 5.1%
West 17.3%
Small (2-4 residents/y) 28.8%
Survey Methodology Medium (5-7 residents/y) 44.9%
Large (Z8 residents/y) 23.9%
A personal invitation e-mail was sent to all allopathic general Private hospital 21.2%
surgery program directors. They were asked to electronically County hospital 19.5%
distribute the link to the online survey (designed using Combined or hospitals of both type 35.6%

e150 Journal of Surgical Education  Volume 71/Number 6  November/December 2014


(Table 1). Age is presented as a mean with standard manner (Table 3). Physical intimidation is the type of
deviation and the remaining data as frequencies with bullying most people recognize and give as an example
associated percentages. when asked, What is bullying? It is worrisome that
physical intimidation is still prevalent today and that
shouting and making residents the target of spontaneous
RESULTS anger occurs with monthly, weekly, and even daily fre-
quency (Table 4).
Presently, there are 249 general surgical residencies with
6662 residents; a total of 244 programs with 6550 residents
were contacted (e-mails from 5 programs were returned). DISCUSSION
Survey responses were received from at least 1 resident in 76
programs. A total of 452 responses were received from the Workplace bullying has many similar and euphemistic
2044 residents represented in these programs, giving a terms: workplace violence, lateral violence, harassment,
response rate of 22.1%. mobbing, etc; some trivialize these behaviors: incivility,
Most respondents were men (55.1%) and had a mean age disrespect, difcult people, personality conicts, disruptive
of 29 years (standard deviation 7). Although 27.0% of behavior, etc. All of these share the concept that the victim
the respondents were interns, the remaining classes were must be repeatedly exposed to negative, aggressive behav-
equally represented. Respondents were primarily from ior at work. These behaviors are mainly of psychological
medium-sized residency programs (44.9%) in the Midwest nature, resulting in the victim feeling humiliated, intimi-
(27.7%). Most were training in university programs dated, fearful, or constantly punished.17 Researchers who
(71.9%) and rotated primarily in a combined private and have signicantly contributed to workplace bullying liter-
county hospital that serves both insured and indigent ature acknowledge that these acts alone commonly occur
patients (59.3%). Demographic data are summarized in in the workplace,17 but the repetition (frequency),
Table 1. duration (over a period of time), and patterning (of a
The 22 questions describe negative acts and are divided variety of behaviors involved) are the hallmarks of work-
into work-related (Table 2), person-related (Table 3), and place bullying.18
physical intimidation (Table 4) acts of bullying.13,14 Exam- Several of the acts such as monitoring work and even
ples of work-related bullying include giving someone too ignoring orders can be attributed to nurses advocating for and
many, too few, or too simple tasks or persistently criticizing protecting their patients on the grounds that residents are still
them or their work.15 Personal acts of bullying include in training. However, it is shocking, that acts such as
slander, social isolation, and insinuation about mental withholding information, pressure to not report errors, and
health,15 whereas physical intimidation includes acts or ignoring or excluding residentsacts that could directly affect
threats of violence.16 The overall response rates to each patient care and harm a patientstill occur in this day and
question are included in Tables 2-4. age. Additionally, several acts that residents reported should
Work-related bullying occurs more than person-related never be tolerated in any workplace: shouting, threatening
bullying or physical intimidation and on a more regular violence, shovingthese are simply unacceptable.
basis (Tables 2-4). Interestingly, the most frequent negative The effect of workplace bullying on patient safety, from
act by nursing staff is ignoring residents recommendations medication errors to reporting changes in a patients
or orders (Table 2). However, among person-related bully- condition, led the Joint Commission on Accreditation of
ing, the most frequent act was ignoring or excluding the Healthcare Organizations (JCAHO) to issue a Sentinel
resident, followed closely by the nurse ignoring the resident Event Alert in 2008.19 JCAHO recognized that these
when they approach or reacting to the resident in a hostile behaviors have been exhibited by nurses, pharmacists,

TABLE 2. Overall Responses for Work-Related Bullying


Never Now and Monthly Weekly Daily
Item Wording Has a Nurse Ever (%) Then (%) (%) (%) (%)
Withheld information which affected your performance 33.0 46.2 5.8 3.8 0.7
Asked you to do work below your level of competence such
31.9 31.9 8.8 12.2 4.6
as asking a chief to do intern level work
Ignored your recommendations or orders 17.5 41.8 14.8 10.8 4.6
Made a request of you with an unreasonable deadline 57.5 19.2 6.6 5.1 1.2
Excessively monitored your work 58.6 21.7 5.1 2.2 0.9
Pressured you not to report a near miss incident or critical
76.5 10.2 1.8 0 0
patient error
Deliberately contributed to an unmanageable workload 69.9 11.5 4.6 2.0 0.4

Journal of Surgical Education  Volume 71/Number 6  November/December 2014 e151


TABLE 3. Overall Responses for Person-related Bullying
Never Now and Monthly Weekly Daily
Item Wording Has a Nurse Ever (%) Then (%) (%) (%) (%)
Humiliated or ridiculed you in connection with your work 50.2 31.2 5.1 2.9 0.4
Made you or expected you to perform trivial or unpleasant tasks
in addition to your normal responsibilities such as scut work, 50.4 29.9 4.6 4.4 1.5
changing bedpans, etc.
Spread gossip and rumors about you 53.1 26.3 4.2 3.5 1.8
Ignored or excluded you 27.7 45.6 10.2 5.8 1.1
Insulted or made offensive remarks about you, your attitude,
59.7 22.6 4.4 2.0 0.2
or your private life
Made hints of signals that you should quit your job 86.9 2.0 0.4 0.4 0.2
Repeatedly reminded you of your errors or mistakes 64.8 21.0 3.3 0.9 0.4
Ignored you when you approached them or have you ever
29.4 42.3 10.4 4.9 2.7
faced a hostile reaction when you approached them
Persistently criticized you about your errors or mistakes 71.2 14.2 2.0 1.3 0.7
Made you the butt of a practical joke 82.7 5.5 0.9 0.2 0.2
Made allegations against you 69.0 16.8 1.8 0.9 0.2
Excessively teased you or been excessively sarcastic toward you 67.3 16.8 2.9 1.5 0

therapists and other support staff,19 but in revisiting the behavior.22 Residents too can be distracted, have difculty
topic 5 years later, the medical director of JCAHO stated it concentrating, not want to go to a bedside and write an
is the behavior of the doctors which most often causes order, or ask the nurse a clinical question when facing a
problems.20 Interestingly, the rst reference of the JCAHO negative, aggressive nurse. It is common for general surgery
Sentinel Event Alert and the revisiting commentary dem- residents to be highly involved in patient care, taking in-
onstrate 68% and 65% of respondents, respectively, had house or home calls. They are often the rst responders,
witnessed disruptive behavior by nurses.21,22 Specically, answering questions, writing orders, making plans, and
48% of physicians had witnessed nurses exhibiting disrup- intervening in patient care. If general surgery residents are
tive behavior, and 28% of all respondents felt disruptive experiencing workplace bullying at the hands of nurses, then
behaviors by any staff occurred most often in general avoiding interaction with those individuals would be a likely
surgery.22 Our ndings demonstrate that residents had and understandable reaction. What effect this discord has
experienced each of the 22 negative acts at the hands of on patient safety is unknown and may be an area for future
nurses with frequencies ranging from 11.5% (physical research.
violence) to 82.5% (ignored recommendations or orders). The effects of workplace bullying on the victim have been
Excluding physical violence, each of the remaining 21 documented and include health issues (hypertension,
negative acts occurred on a daily to monthly basis for insomnia, and gastrointestinal problems) and mental health
1.3% to 30.2% of respondents. issues (posttraumatic stress disorder, depression, and suicidal
Rosenstein and ODaniel22 further examined the clinical ideation) extensively documented by Namie.23 The suicide
effect of disruptive behaviors that may contribute to adverse rate of male physicians is 40% higher than in the general
patient events: 83% of respondents felt that disruptive male population and that of female physicians is 130%
behavior caused loss of concentration, 89% felt that it higher than in the general female population.24 Moreover,
reduced team collaboration, 87% felt that it reduced physicians are more likely to be effective at such attempts.24
information transfer, 91% felt that it reduced communica- Residents also have a higher depression and suicide rate than
tion, and 99% felt that it impaired the nurse or physician. observed in the general population.25 Residents who were
Nearly 1 of 5 respondents were aware of specic adverse sexually harassed at a Canadian hospital experienced
events that occurred as a direct result of disruptive embarrassment (24.0%), anger (23.4%), frustration

TABLE 4. Overall Responses for Physically Intimidating Bullying


Never Now and Monthly Weekly Daily
Item Wording Has a Nurse Ever (%) Then (%) (%) (%) (%)
Shouted at you or made you the target of their spontaneous anger 52.2 29.6 4.4 1.8 1.1
Demonstrated intimidating behaviors towards you such as pointing their
nger at you, invading your personal space, shoving you, or blocking 68.8 16.4 4.0 0.7 0.4
your view or way
Threatened violence against you or physically abused you 88.5 0.4 0 0 0

e152 Journal of Surgical Education  Volume 71/Number 6  November/December 2014


(20.8%), helplessness (7.1%), and depression (5.8%) at a 2. Bullying, U.S. Department of Education. Available at:
statistically higher proportion than nonharassed residents.26 http://www.ed.gov/category/keyword/bullying; Accessed
From an employers perspective, workplace bullying results 21.3.14.
in an increased number of sick days,27 high turnover,28 low
3. Stop Bullying, U.S. Department of Health and
productivity,29 and burnout.29 In fact, nurses with less than
Human Services. Available at: http://www.stopbully
3 years of experience demonstrated decreased productivity
ing.gov/index.html; Accessed 21.3.14.
with just a single act of workplace bullying.29 Just as new
nurses struggle with adapting to the stressful situations of a 4. Report to the National Football League Concerning
new job, health care hierarchy, and unmanageable work- Issues of Workplace Conduct at the Miami Dolphins.
loads,29 so do residents.30 Yet the effect of workplace Available at: http://63bba9dfdf9675bf3f10-68be460
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response from every general surgery program. In our effort to
5. Zapf D, Escartin J, Einarsen S, Hoel H, Vartia M.
protect condentiality, we had a limited population and a
Empirical ndings on prevalence and risk groups of
possible selection bias among those completing the survey.
bullying in the workplace. Einarsen S, Hoel H, editors.
Despite sending out 2 reminders, the response rate was low.
Bullying and Harassment in the Workplace: Develop-
Our results may not translate to the entire general surgery
ments in Theory, Research and Practice. London:
resident population. Our survey only involved surgical resi-
Taylor & Francis, 2011. p. 86.
dents, and as such, our results may be not hold true across
different residency disciplines. We did not specically dene 6. Zapf D, Escartin J, Einarsen S, Hoel H, Vartia M.
the term nurse and left the interpretation up to the Empirical ndings on prevalence and risk groups of
respondent, so our results may be different when asking bullying in the workplace. Einarsen S, Hoel H, editors.
about specic nursing populations such as operating room Bullying and Harassment in the Workplace: Develop-
nurses or nurse practitioners. In addition, our results may be ments in Theory, Research and Practice. London:
subject to recall bias, as we asked the respondents to recall the Taylor & Francis, 2011. p. 79-83.
frequency of events in the past, which may be underreported
7. Stein LI. The doctornurse game. ArchGen Psychol.
or overreported. Finally, our survey tool was one-sided, in
1967;16:699-703.
that, we did not ask nurses the frequency with which they
were subjected to negative acts. Certainly, the reverse is 8. Lateral violence and bullying in the workplace position
equally important in forming a collaborative health care team statement, Center for American Nurses. Available at:
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https://www.aamc.org/download/352546/data/2013
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occur. Understanding the triggers, circumstances, and variables
10. ACGME Resident Survey Content Areas. Available at:
that affect the bullying may help us to create preventative
http://www.acgme.org/acgmeweb/Portals/0/Resident
strategies. We do not know how workplace bullying affects the
Survey_ContentAreas.pdf; Accessed 22.3.14.
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patient. Future research should be directed toward these goals 11. Richardson DA, Becker M, Frank RR, Sokol RJ.
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