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0MB No 1545-0052
Return of Private Foundation
Form990-PF or Section 4947(a)(1) Trust Treated as Private Foundation
',!;I ~ Do not enter Social Security numbers on this form as it may be made public. By law, the
IRS cannot redact the information on the form.
2013
Departmentof theTreasury ~ Information about Form 990-PF and its instructions is at www.irs.gov/form990pf. Open to Public
InternalRevenue Service Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation A Employer identification number
The Thirteen Foundation
27-6977311
B Telephone number (see 1nstnuct1ons)
Number and street (or PO box number 1fmail Is not delivered to street address) Room/suite
17010 Interstate 20
(254) 850-3600

'
City or town, state or province, country, and ZIP or foreign postal code C If exemption application Is pending, check here ~
Cisco, TX 76437

G Check a II that apply r In1t1al return


r In1t1al return of a former public charity
'
D 1. Foreign organizations, check here ~

r Final return
r A mended return 2. Foreign organizations meeting the 85% test,
r Address change
r Name change
'
~
check here and attach computation
E If private foundation status was terminated
H Check type of organIzatIon P"Section 501(c)(3) exempt private foundation
'
under section 507( b)( l)(A), check here ~
r Section 494 7(a)(l) nonexempt charitable trust r Other taxable private foundation
I Fair market value of all assets at end J Accounting method P"Cash r Accrual F If the foundation Is in a 60-month temnmatIon
r
'
under section 507( b)( 1)( B), check here ~
of year (from Part II, col. (c), Other (specify)
!me 16),..$ 105,583,996 (Part I, column (d) must be on cash basis.)

l:a-11 Analysis of Revenue and Expenses


total of amounts m columns (b), (c), and (d) may not
(The (a) Revenue and
(b) Net investment (c) Adjusted net
(d) Disbursements
for charitable
expenses per
necessanly equal the amounts m column (a) (see income income purposes
books
mstmctwns) ) ( cash basis only)
1 Contributions, gifts, grants, etc, received (attach 137,500
schedule)
2 Check,.. 1 1fthe foundation Is not required to attach
Sch B
3 Interest on savings and temporary cash investments 389,025 389,025 389,025

4 D1v1dends and interest from securities. 1,326,309 1,326,309 1,326,309

Sa Gross rents

b Net rental income or (loss)

6a Net gain or (loss) from sale of assets not on line 10 3,645,184


4'
; b
:r; Gross sales price for all assets
47,908,806
on line 6a

~ 7 Capital gain net income (from Part IV, line 2) 3,652,149


Ci::
8 Net short-term capital gain 1,102,018

9 Income mod1f1cat1ons

10a Gross sales less returns and


allowances
b Less Cost of goods sold

C Gross profit or (loss) (attach schedule)

11 Other income (attach schedule) ',!;I 664,723 587,345 587,345

12 Total. Add lines 1 through 11 6,162,741 5,954,828 3,404,697

13 Compensation of officers, directors, trustees, etc

14 Other employee salaries and wages 177,837


,fl
4' 15 Pension plans, employee benefits
,fl
!:: 16a Legal fees (attach schedule). ',!;I 21,837 1,200
t
)(
b Accounting fees (attach schedule). ',!;I 6,967
Li.I
C Other professional fees (attach schedule)
4'
>
p 17 Interest
,:::;
'- 18 Taxes (attach schedule) (see 1nstruct1ons) ',!;I 60,685 16,327
t--:
i:: 19 DeprecIatIon (attach schedule) and depletion ',!;I 763 382 382

E 20 Occupancy 2,191 1,096 1,096


-::::::
-.:r 21 Travel, conferences, and meetings.
-::::::
!:: 22 Printing and publ1cat1ons
,:::;
23 Other expenses (attach schedule) ',!;I 463,113 452,569 452,569 240,948
!::'
...,
- 24 Total operating and administrative expenses.
,:::;
'-
555,556 454,047 454,047 436,312
t
0 25
Add lines 13 through
Contributions, gifts,
23
grants paid. 6,049,820 6,049,820

26 Total expenses and disbursements. Add lines 24 and 6,605,376 454,047 454,047 6,486,132
25
27 Subtract line 26 from line 12
a Excess of revenue over expenses and disbursements -442,635

b Net investment income (1f negative, enter -0-) 5,500,781

C Adjusted net income (1f negative, enter -0-) 2,950,650


For Paperwork Reduction Act Notice, see instructions. Cat No 11289X Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) Page 2
Attached schedules and amounts in the description column Beginning of year End of year
l:F-TillU
Balance Sheets should be for end-of-year amounts only (See instructions ) (a) Book Value (b) Book Value (c) Fair Market Value
1 Cash-non-interest-bearing. 346,822 346,822

2 Savings and temporary cash investments 4,750,764 3,736,457 3,736,457

3 Accounts receivable,..
Less allowance for doubtful accounts,..
4 Pledges receivable,..
Less allowance for doubtful accounts,..
5 Grants receivable
6 Receivables due from officers, directors, trustees, and other
d1squal1f1ed persons (attach schedule) (see 1nstruct1ons)
7 Other notes and loans receivable (attach schedule),..
Less allowance for doubtful accounts,..

'-"" 8 Inventories for sale or use


m
'-"" 9 Prepaid expenses and deferred charges 8,000 47,000 47,000
'-""
~ 10a Investments-Li S and state government obl1gat1ons (attach schedule)
b Investments-corporate stock (attach schedule). 53,549,660 56,479,851 56,479,851

C Investments-corporate bonds (attach schedule). 16,356,845 20,061,922 20,061,922

11 Investments-land, bu1ld1ngs, and equipment basis,..


Less accumulated deprec1at1on (attach schedule),..
12 Investments-mortgage loans
13 Investments-other (attach schedule) 22,904,382 24,907,232 24,907,232

14 Land, bu1ld1ngs, and equipment basis,.. 6,030

Less accumulated deprec1at1on (attach schedule),.. 1,318 5,475 ~ 4,712 4,712

15 Other assets (describe,.. ) ~ 4,685

16 Total assets (to be completed by all filers-see the


InstructIons Also, see page 1, item I) 97,579,811 105,583,996 105,583,996

17 Accounts payable and accrued expenses 35,317 6,782

18 Grants payable
,fl 19 Deferred revenue
Q)

-e 20 Loans from officers, directors, trustees, and other d1squal1f1ed persons


..0 21 Mortgages and other notes payable (attach schedule)
,r.:;
.::i 22 Other l1ab1l1t1es (describe,.. ) ~ 729 ~ 73,319

23 Total liabilities (add lines 17 through 22) 36,046 80,101

Foundations that follow SFAS 117, check here ,..

,fl
Q)
u 24
and complete lines 24 through 26 and lines 30 and 31.
Unrestricted
'
!:: Temporarily restricted
,r.:; 25
,r.:;
26 Permanently restricted
ca
-::::::
!::
Foundations that do not follow SFAS 117, check here ...p-
~ and complete lines 27 through 31.
u.
,_ 108,401,000 108,538,500
27 Capital stock, trust principal, or current funds
0
,fl 28 Pa1d-1n or capital surplus, or land, bldg, and equipment fund
$,fl -10,857,235 -3,034,605
29 Retained earnings, accumulated income, endowment, or other funds
,fl
-.:r 30 Total net assets or fund balances (see page 1 7 of the
$ 1nstruct1ons). 97,543,765 105,503,895
z
31 Total liabilities and net assets/fund balances (see page 1 7 of
the 1nstruct1ons) 97,579,811 105,583,996

ifflfOI Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beg1nn1ng of year-Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year's return) 1 97,543,765
2 Enter amount from Part I, line 27a 2 -442,635
3 Other increases not included In line 2 (1tem1ze),.. ~ 3 8,859,219
4 Add lines 1, 2, and 3 4 105,960,349
5 Decreases not included In line 2 (1tem1ze),.. ~ 5 456,454
6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 105,503,895
Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) Page 3
l:F-Til.l'ft Capita Gams an d Losses f or Tax on Investment Income
(b) How acquired
(a) List and describe the k1nd(s) of property sold (e g, real estate, (c) Date acquired (d) Date sold
P-Purchase
2-story brick warehouse, or common stock, 200 shs M LC Co) (mo, day, yr) (mo, day, yr)
D-Donat1on
la See Add1t1onal Data Table
b
C

d
e
(f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss)
(e) Gross sales price
(or allowable) plus expense of sale (e) plus (f) minus (g)
a See Add1t1onal Data Table
b
C

d
e
Complete only for assets showing gain 1n column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus
(j) AdJusted basis (k) Excess of col (1) col (k), but not less than -0-) or
(i) FM V asof12/31/69 Losses (from col (h))
asof12/31/69 over col (J), 1f any
a See Add1t1onal Data Table
b
C

d
e

2 Capital gain net income or (net capital loss) { If gain, also enter 1n Part I, line 7
If (loss), enter -0- 1n Part I, line 7 } 2 3,652,149
3 Net short-term capital gain or (loss) as defined 1n sections 1222(5) and (6)

If gain, also enter 1n Part I, line 8, column


1n Part I, line 8
(c) (see 1nstruct1ons) If (loss), enter -0-
} 3 1,102,018
..
ifliA,.4 Quahf1cat1on Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subJect to the section 4940(a) tax on net investment income)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year 1n the base period7 I Yes P- No
If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part

1 Enter the appropriate amount 1n each column for each year, see page 18 of the 1nstruct1ons before making any entries
(a) (d)
(b) (c)
Base period years Calendar Net value of nonchantable-use assets D1stnbut1onratio
Adjusted qualifying d1stnbut1ons
year (or tax year beginning in) (col (b) d1v1dedby col (c))
2012 13,150,743 96,693,259 013601
2011 3,026,694 60 ,6 53,679 0 04990
2010
2009
2008

2 Total of line 1, column (d). 2 018591


3 Average d1stribut1on ratio for the 5-year base period-d1v1de the total on line 2 by 5, or by
the number of years the foundation has been 1n existence 1f less than 5 years 3 0 09295

4 Enter the net value ofnoncharitable-use assets for 2013 from Part X, line 5. 4 101,777,103

5 Multiply line 4 by line 3.


5 9,460,487

6 Enter 1% of net investment income (1% of Part I, line 27b). 6 55,008

7 Add lines 5 and 6. 7 9,515,495

8 Enter qual1fy1ng d1stribut1ons from Part XII, line 4. 8 9,586,132


If line 8 1s equal to or greater than line 7, check the box 1n Part VI, line 1 b, and complete that part using a 1 % tax rate See
the Part VI 1nstruct1ons
Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) page 4
l:J.fiifJI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948-see page 18 of the instructions)
'
la Exempt operating foundations described In section 4940 (d)(2 ), check here ,.. 1 and enter "N/A"
on line 1
Date of ruling or determ1nat1on letter ______ (attach copy of letter if necessary-see )
instructions)
b Domestic foundations that meet the section 4940 (e) requirements In Part V, check 1 55,008
here,.. p-and enter 1% of Part I, line 27b '

c All other domestic foundations enter 2% of line 27b Exempt foreign organIzatIons enter 4% of
Part I, line 12, col (b)
2 Tax under section 511 (domestic section 494 7(a)(l) trusts and taxable foundations only Others
enter -0-) 2
3 Add lines 1 and 2. 3 55,008
4 Subtitle A (income) tax (domestic section 4947(a)(l) trusts and taxable foundations only Others
enter -0-) 4
5 Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0-. 5 55,008
6 Credits/Payments
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 47,000
b Exempt foreign organIzatIons-tax withheld at source 6b
c Tax paid with appl1cat1on for extension oft1me to file (Form 8868) 6c 15,000
d Backup w1thhold1ng erroneously withheld. 6d
7 Total credits and payments Add lines 6a through 6d. 7 62,000
8 Enter any penalty for underpayment of estimated tax Check here p- 1f Form 2220 Is attached ~ 8 148
9 Tax due. If the total ofl1nes 5 and 8 Is more than line 7, enter amount owed. ,.. 9
10 Overpayment. If line 7 Is more than the total of lines 5 and 8, enter the amount overpaid. 10 6,844
11 Enter the amount of line 10 to be Credited to 2014 estimated tax... 6,844 Refunded 11
Part VII-A Statements Regarding Act1v1t1es
la During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did Yes No
It partIcIpate or intervene In any pol1t1cal campaIgn7 la No
b Did It spend more than $100 during the year (either directly or 1nd1rectly) for pol1t1cal purposes (see page 19 of
the InstructIons for def1n1t1on)7 lb No
If the answer 1s "Yes" to 1a or 1b, attach a detailed descnptJOn of the act1v1t1es and copies of any matenals
published or d1stnbuted by the foundatJOn 1n connection with the act1v1t1es.
c D 1d the foundation file Form 1120-POL for this yea r7. le No
d Enter the amount (1fany) of tax on pol1t1cal expenditures (section 4955) imposed during the year
(1) On the foundation ,.. $ ________ (2) On foundation managers ,.. $ _______ _
e Enter the reimbursement (1f any) paid by the foundation during the year for pol1t1cal expenditure tax imposed
on foundation managers ,.. $ _______ _
2 Has the foundation engaged In any actIvItIes that have not previously been reported to the IRS7 2 No
If "Yes," attach a detailed descnpt1on of the act1v1t1es.
3 Has the foundation made any changes, not previously reported to the IRS, In its governing instrument, articles
of IncorporatIon, or bylaws, or other s1m1lar Instruments7 If "Yes," attach a conformed copy of the changes 3 No
4a Did the foundation have unrelated business gross income of$1,000 or more during the year7. 4a No
b If "Yes," has It filed a tax return on Form 990-T for this year7. 4b No
5 Was there a l1qu1dat1on, termInatIon, d1ssolut1on, or substantial contraction during the year7 5 No
If "Yes," attach the statement required by General Instruct/On T.
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) sat1sf1ed either
By language In the governing instrument, or
By state leg1slat1on that effectively amends the governing instrument so that no mandatory d1rect1ons
that conflict with the state law remain In the governing instrument? 6 No
7 Did the foundation have at least $5,000 In assets at any time during the year7 If "Yes," complete Part II, col. (c), and
Part XV. 7 Yes

Sa Enter the states to which the foundation reports orw1th which It Is registered (see 1nstruct1ons)
... TX

b If the answer Is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G7 If "No," attach explanation. Sb Yes
9 Is the foundation cla1m1ng status as a private operating foundation w1th1n the meaning of section 4942(J)(3)
or 4 9 4 2 (J)(5) for calendar year 2 O 13 or the taxable year beg1nn1 ng In 2 O 13 (see I nstructIons for Pa rt XIV )7
If "Yes," complete Part XIV 9 No
10 Did any persons become substantial contributors during the tax year7 If "Yes," attach a schedule l1st1ng their names
and addresses.~ 10 Yes

Form 990-PF (2013)


Form 9 9 O- P F ( 2 O 1 3 ) Page 5
I:F-Til I'd9~1 Statements Regarding Activities (continued)
11 At any time during the year, did the foundation, directly or 1nd1rectly, own a controlled entity w1th1n the
meaning of section 512(b)(13)7 If"Yes," attach schedule (see 1nstruct1ons). 11 No
12 Did the foundation make a d1stribut1on to a donor advised fund over which the foundation or a d1squal1f1ed person had
advisory priv1Ieges7 If"Yes," attach statement (see 1nstruct1ons) 12 No
13 Did the foundation comply with the public InspectIon requirements for its annual returns and exemption appl1cat1on7 13 Yes
Webs Ite address .,__N_,_/_A
______________________________________________ _

14 The books are In care of.,._R_o_b_e_rt_E_a_rl~y


_______________________ Telephone no .,_(817) 850-3600
Located at .,_17010 Interstate 20 Cisco TX ZIP +4 .,_.;..7...;;6_4;...3;;...;..7
________ _

15 Section 494 7(a)(l)


and enter the amount
nonexempt
of tax-exempt
charitable
interest
trusts
received
f1l1ng Form 990-PF
or accrued
In lieu of Form 1041-Check
during the year.
here.
.,_ 15
.,_'
16 At any time during calendar year 2013, did the foundation have an interest In ora signature or other authority over I Yes No
a bank, securities, or other f1nanc1al account In a foreign country? 16 I No
See InstructIons for exceptions and f1l1ng requirements for Form TD F 90-22 1 If "Yes", enter the name of the
foreign country .,_

Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No
la During the year did the foundation (either directly or 1nd1rectly)
(1) Engage In the sale or exchange, or leasing of property with a d1squal1f1ed person? I Yes F No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept It from)
a d1squal1f1ed person?. I Yes F No
(3) Furnish goods, services, or fac1l1t1es to (or accept them from) a d1squal1f1ed person? I Yes F No
(4) Pay compensation to, or pay or reimburse the expenses of, a d1squal1f1ed person? I Yes F No
(5) Transfer any income or assets to a d1squal1f1ed person (or make any of either available
for the benefit or use of a d1squal1f1ed person)?. I Yes F No
(6) Agree to pay money or property to a government off1c1al7 (Exception. Check "No"
1f the foundation agreed to make a grant to or to employ the off1c1al for a period
after termInatIon of government service, 1f termInatIng w1th1n 90 days ). 1 Yes F No
b If any answer Is "Yes" to la(l )-(6 ), did any of the acts fail to qualify under the exceptions described In Regulations
section 53 4941(d)-3 or In a current notice regarding disaster assistance (see page 20 of the 1nstruct1ons)7. lb No
O rganIzatIons relying on a current notice regarding disaster assistance check here.
c Did the foundation engage In a prior year In any of the acts described In 1 a, other than excepted acts,
that were not corrected before the first day of the tax year beg1nn1ng In 20137. le No
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined In section 4942(J)(3) or4942(J)(5))
a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beg1nn1ng before 20137. 1 Yes F No
If "Yes," 11st the years.,_ 20 __ , 20 __ , 20 __ , 20 __
b Are there any years listed In 2a forwh1ch the foundation Is not applying the provIsIons of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year's undistributed Income7 (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement-see 1nstruct1ons). 2b No
c If the provIsIons of section 4942(a)(2) are being applied to any of the years listed In 2a, 11st the years here
.,_ 20 , 20 __ , 20 __ , 20 __
3a Did the foundation hold more than a 2% direct or 1nd1rect interest In any business enterprise at
any time during the year7. 1 Yes F No
b If "Yes," did It have excess business holdings In 2013 as a result of (1) any purchase by the foundation
or d1squal1f1ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved
by the CommIssIoner under section 4943(c)(7 )) to dispose of holdings acquired by gift or bequest, or (3)
the lapse of the 10-, 15-, or 2 0-yea r f1rst phase hold1 ng period7 (Use Schedule C, Form 4720, to determme
If the foundation had excess bus mess holdmgs m 2013.). 3b No
4a Did the foundation invest during the year any amount In a manner that would Jeopardize its charitable purposes? 4a No
b Did the foundation make any investment In a prior year (but after December 31, 1969) that could Jeopardize its
charitable purpose that had not been removed from Jeopardy before the first day of the tax year beg1nn1ng In 20137 4b No
Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) Page 6
l:F-Till'dl!l:I
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
Sa During the year did the foundation pay or incur any amount to
(1) Carry on propaganda, or otherwise attempt to influence leg1slat1on (section 4945(e))7 1 Yes [7 No
(2) Influence the outcome of any spec1f1c public election (see section 4955), orto carry
on, directly or 1nd1rectly, any voter regIstratIon drive 7. 1 Yes [7 No
(3) Provide a grant to an 1nd1v1dual for travel, study, or other s1m1lar purposes? 1 Yes [7 No
(4) Provide a grant to an organIzatIon other than a charitable, etc, organIzatIon described
In section 509(a)(l ), (2), or (3), or section 4940(d)(2)7 (see 1nstruct1ons). 1 Yes [7 No
(5) Provide for any purpose other than rel1g1ous, charitable, sc1ent1f1c, literary, or
educational purposes, or for the prevention of cruelty to children or animals 7. .1 Yes [7 No
b If any answer Is "Yes" to 5a(l )-(5 ), did any of the transactions fail to qualify under the exceptions described In
Regulations section 53 4945 or In a current notice regarding disaster assistance (see 1nstruct1ons)7. Sb No
O rganIzatIons relying on a current notice regarding disaster assistance check here. Jr,.'
C If the answer Is "Yes" to question 5a(4 ), does the foundation claim exemption from the
tax because It ma1nta1ned expenditure respons1b1l1ty for the grant?. I Yes [7 No
If "Yes," attach the statement required by Regulations sectJOn 53.4945-S(d).
6a Did the foundation, during the year, receive any funds, directly or 1nd1rectly, to pay premiums on
a personal benefit contract?. 1 Yes [7 No
b Did the foundation, during the year, pay premiums, directly or 1nd1rectly, on a personal benefit contract?. 6b No
If "Yes" to 6b, file Form 8870.
7a At any time during the tax year, was the foundation a party to a proh1b1ted tax shelter transactIon7 I Yes [7 No
b If yes, did the foundation receive any proceeds or have any net income attributable to the transactIon7. 7b No
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
l:bil*dil and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(b) Title, and average (c) Compensation (d) Contributions to
(e) Expense account,
(a) Name and address hours per week (If not paid, enter employee benefit plans
other allowances
devoted to posItIon -0-) and deferred compensation
Farns C Wilks Trustee 0
17010 IH 20 4 00
CISCO, TX 76437
JoAnn Wilks Trustee 0
17010 IH 20 4 00
CISCO, TX 76437
Jonathan Francis Exec Director 0
17010 IH 20 40 00
CISCO, TX 76437
2 Compensation of five highest-paid employees (other than those included on line 1-see instructions). If none, enter "NONE."
(d) Contributions to
(b) Title, and average
(a) Name and address of each employee employee benefit (e) Expense account,
hours per week (c) Compensation
paid more than $50,000 plans and deferred other allowances
devoted to posItIon
compensation
NONE

Total number of other employees paid over $50,000. ...


Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) page 7
~-,. 111"!"1"'1" Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
lifliia,.IU and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE

Total number of others rece1v1ng over $50,000 for professional services. ...
i:bilf:d.;I Summary of Direct Charitable Activities
List the foundation's four largest direct charitable act1v1t1es
during the tax year Include relevant stat1st1calinformation such as the number of
organizations and other benef1c1aries served, conferences convened, research papers produced, etc Expenses

1 The Thirteen Foundation has direct charitable act1v1ty through a wholly owned disregarded entity set up as a 0
Missouri L1m1ted L1ab1l1ty Company with the following name Reach for Yahweh International! D # 80-
0768642The expenses are recorded on Page 1 of Form 990-PF column (d)
2
3
4
:r.-.,;;a:t1 Summary of Program-Related Investments (see instructions)
Describethe two largest program-related investments made by the foundation during the tax year on Imes 1 and 2 A mount
1

All other program-related investments See page 24 of the 1nstruct1ons


3

Total. Add lines 1 through 3 ...


Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) page 8
l:bil!I Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)
1 Fair market value of assets not used (or held for use) directly 1n carrying out charitable, etc,
purposes
a Average monthly fair market value of securities. la 97,427,533
b Average of monthly cash balances. lb 5,860,375
C Fair market value of all other assets (see 1nstruct1ons). le 39,100
d Total (add lines la, b, and c). ld 103,327,008
e Reduction claimed for blockage or other factors reported on lines 1 a and
le (attach detailed explanation). I 1e I 0
2 Acqu1s1t1on indebtedness applicable to line 1 assets. 2
3 Subtract line 2 from line ld. 3 103,327,008
4 Cash deemed held for charitable act1v1t1es Enter 1 1/2% of line 3 (for greater amount, see
1ns truct10 ns ). 4 1,549,905
5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 5 101,777,103
6 Minimum investment return. Enter 5% of line 5. 6 5,088,855

1:1.fiS:d Distributable Amount (see instructions) (Section 4942(])(3) and (J)(S) private operating foundations and
certain fore1qn orqan1zat1ons check here.,._ r
and do not complete this part.)
1 M 1n1mum investment return from Part X, line 6. 1 5,088,855
2a Tax on investment income for 2013 from Part VI, line 5. I 2a I 55,008
b Incometaxfor2013 (This does not include the tax from Part VI ). I 2b I
C Add lines 2a and 2b. 2c 55,008
3 Distributable amount before adJustments Subtract line 2c from line 1. 3 5,033,847
4 Recoveries of amounts treated as qual1fy1ng d1stribut1ons. 4
5 Add lines 3 and 4. 5 5,033,847
6 Deduction from distributable amount (see 1nstruct1ons). 6
7 Distributable amount as adJusted Subtract line 6 from line 5 Enter here and on Part XIII,
line 1. 7 5,033,847

1m1:.+iQualifying Distributions (see instructions)


1 Amounts paid (1nclud1ng adm1n1strat1ve expenses) to accomplish charitable, etc, purposes
a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26. la 6,486,132
b Program-related investments-total from Part IX-B. lb
2 Amounts paid to acquire assets used (or held for use) directly 1n carrying out charitable, etc,
purposes. 2
3 Amounts set aside for spec1f1c charitable proJects that satisfy the
a Su1tab1l1ty test (prior IRS approval required). 3a
b Cash d1stribut1on test (attach the required schedule)~- 3b 3,100,000
4 Qualifying distributions. Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 9,586,132
5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income Enter 1% of Part I, line 27b (see 1nstruct1ons). 5 55,008
6 Adjusted qualifying distributions. Subtract line 5 from line 4. 6 9,531,124
Note: The amount on line 6 will be used 1n Part V, column (b), 1n subsequent years when calculating whether the foundation qual1f1es for
the section 4940(e) reduction of tax 1n those years
Form 990-PF (2013)
Form 9 9 0 - P F ( 2 0 1 3 ) Page 9
:F-Til1:.n
Undistributed Income (see instructions)
(a) (b) (c) (d)
Corpus Years prior to 2012 2012 2013
1 Distributable amount for 2013 from Part XI, line 7 5,033,847
2 U nd1stributed income, 1f any, as of the end of 2013
a Enter amount for 2012 only.
b Total for prior years 20 __ __
, 20 , 20 --
3 Excess d1stribut1ons carryover, 1fany, to 2013
a From 2008.
b From 2009.
C From 2010. 98,415
d From 2011. 1,244,786
e From 2012. 8,355,484
f Total of lines 3a through e. 9,698,685
4 Q ual1fy1ng d1stribut1ons for 2013 from Part
XII, line 4 ...
$ 9,586,132
a Applied to 2012, but not more than line 2a
b A ppl1ed to undistributed income of prior years
(Election required-see 1nstruct1ons).
c Treated as d1stribut1ons out of corpus (Election
required-see 1nstruct1ons). 0

d Applied to 2013 distributable amount. 5,033,847


e RemaInIng amount distributed out of corpus 4,552,285
5 Excess d1stribut1ons carryover applied to 2013
(If an amount appears 1n column (d), the
same amount must be shown 1n column (a).)
6 Enter the net total of each column as
indicated below:
a Corpus Add lines 3f, 4c, and 4e Subtract line 5 14,250,970
b Prior years' undistributed income Subtract
line 4b from line 2b.
C Enter the amount of prior years' undistributed
income for which a notice of def1c1ency has
been issued, or on which the section 4942(a)
tax has been previously assessed.
d Subtract line 6c from line 6b Taxable amount
-see InstructIons.
e Undistributed income for 2012 Subtract line
4a from line 2a Taxable amount-see
InstructIons.
f U nd1stributed income for 2 0 13 Subtract
lines 4d and 5 from line 1 This amount must
be distributed In 2014. 0

7 A mounts treated as d1stribut1ons out of


corpus to satisfy requirements imposed by
section 170(b)(l)(F) or4942(g)(3) (see
1nstruct1ons).
8 Excess d1stribut1ons carryover from 2008 not
applied on line 5 or line 7 (see 1nstruct1ons).
9 Excess distributions carryover to 2014.
Subtract lines 7 and 8 from line 6a. 14,250,970

10 Analysis ofl1ne 9
a Excess from 2009.
b Excess from 2010. 98,415
C Excess from 2 0 11. 1,244,786
d Excess from 2 0 1 2. 8,355,484
e Excess from 2 0 1 3. 4,552,285
Form 990-PF (2013)
Form 9 9 0 - P F ( 2 0 1 3 ) Page 10
M:itii!tl*M Foundations see instructions and Pa rt VII-A uest1on 9
la If the foundation has received a ruling or determ1nat1on letter that It Is a private operating
foundation, and the ruling Is effective for 2013, enter the date of the ruling. ...-~------------------

b Check box to 1nd1cate whether the organIzatIon IS a private operating foundation described In section r 4942(J)(3) or r 4942(J)(5)
2a Enter the lesser of the adJusted net Tax year Prior 3 years
income from Part I or the mInImum (e) Total
(a)2013 (b)2012 (c) 2011 (d) 2010
investment return from Part X for each
year listed.
b 85% ofl1ne 2a.
C Q ual1fy1ng d1stribut1ons from Part XII,
line 4 for each year listed.
d Amounts included In line 2c not used
directly for active conduct of exempt
actIvItIes
e Q ual1fy1ng d1stribut1ons made directly
for active conduct of exempt actIvItIes
Subtract line 2d from line 2c.
3 Complete 3a, b, or c for the
alternative test relied upon
a "Assets" alternative test-enter
(1) Value of all assets
(2) Value of assets qual1fy1ng
under section 4942(J)(3 )(B)(1)
b "Endowment" alternative test- enter 2/3
of mInImum investment return shown In
Part X, line 6 for each year listed.
C "Support" alternative test-enter
(1) Total support other than gross
investment income (interest,
d1v1dends, rents, payments
on securities loans (section
512(a)(5)), or royalties).
(2) Support from general public
and 5 or more exempt
organIzatIons as provided In
section 4942(J)(3)(B)(111).
(3) Largest amount of support
from an exempt organIzatIon
(4) Gross investment income
1:r. .... ~ .... Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year-see instructions.)
1 Information Regarding Foundation Managers:
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only 1fthey have contributed more than $5,000) (See section 507(d)(2))

See Add1t1onal Data Table


b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:


Check here .,_p
1fthe foundation only makes contributions to preselected charitable organIzatIons and does not accept
unsol1c1ted requests for funds If the foundation makes gifts, grants, etc (see 1nstruct1ons) to 1nd1v1duals or organIzatIons under
other cond1t1ons, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom appl1cat1ons should be addressed

b The form In which appl1cat1ons should be submitted and 1nformat1on and materials they should include

c Any subm1ss1on deadlines

d Any restrictions or l1m1tat1ons on awards, such as by geographical areas, charitable fields, kinds of InstItutIons, or other
factors

Form 990-PF (2013)


Form 9 9 0 - P F ( 2 0 1 3 ) Page 11
i:ifll!tfJ Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
If recIpIent Is an 1nd1v1dual,
RecIpIent Foundation
show any relat1onsh1p to Purpose of grant or
status of A mount
any foundation manager contribution
Name and address (home or business) recIpIent
or substantial contributor
a Paid dunng the year
See sch of Donees addressesstatus e None 501(c)(3) Vanous 6,049,820
Vanous
Vanous,TX 76437

Total. .....3a 6,049,820


b Approved for future payment
See Sch of Donees addresses status None 501(c)(3) Vanous 18,817,613
Vanous
Vanous,TX 76437

Total. .....3b 18,817,613


Form 990-PF (2013)
Form 9 9 O- P F ( 2 O 1 3 ) Page 12
I :F-Til;i,.~!lit~J Ana IYSIS 0 f Income-Pro d ucmg Act1v1t1es
Enter gross amounts unless otherwise 1nd1cated Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
(a) function income
(b) (c) (d)
Business (See
1 Program service revenue A mount Exclusion code A mount
code 1nstruct1ons )
a
b
C

d
e
f
g Fees and contracts from government agencies
2 Membership dues and assessments.
3 Interest on savings and temporary cash
investments 14 389,025
4 D1v1dends and interest from securities. 14 1,326,309
5 Net rental income or (loss) from real estate
a Debt-financed property.
b Not debt-financed property.
6 Net rental income or (loss) from personal
property
7 Other investment income.
8 Gain or (loss) from sales of assets other than
inventory 18 3,645,184
9 Net income or (loss) from special events
10 Gross profit or (loss) from sales of inventory.
11 Other revenue a Inc Candlewood&
Strategic 14 196,470
b Income from K-ls 14 372,581
c MISC income @ BNY 1099 14 18,294
d Non-d1v d 1stnbut1on 14 73,524
e Tax exemet d1v1dend 14 3,854
12 Subtotal Add columns (b), (d), and (e). 6,025,241
13 Total. Add line 12, columns (b), (d), and (e). 13 _________ 6~,_0_2_5~,2_4_1
(See worksheet 1n line 13 1nstruct1ons to verify calculations)
I :F-Til;i,.~ !Iii:1 Re I at1ons h"IP 0 f A ct1v1t1es to t h e A ccomp r1sh ment o f E xempt p urposes

..
Line No.
Explain below how each act1v1ty for which income 1s reported 1n column (e) of Part XVI-A contributed
the accomplishment
1nstruct1ons )
of the foundation's
importantly
exempt purposes (other than by prov1d1ng funds for such purposes) (See
to

Form 990-PF (2013)


Form 9 9 O- P F ( 2 O 1 3 ) Page 13
l:ifll!tf,il Information Regarding Transfers To and Transactions and Relationships With
Noncharitable Exempt Organizations
1 Did the organIzatIon directly or 1nd1rectly engage In any of the following with any other organIzatIon described In
section 5 O 1 (c) of the Code (other than section 5 O 1 (c )(3) orga n1zat1ons) or In section 5 2 7, relat1 ng to pol1t1ca I Yes No
organ IzatI o ns 7
a Transfers from the reporting foundation to a noncharitable exempt organIzatIon of
(1) Cash. 1a(1) No
(2) Other assets. 1a(2) No
b Other transactions
(1) Sales of assets to a noncharitable exempt organIzatIon. 1b(1) No
(2) Purchases of assets from a noncharitable exempt organIzatIon. 1b(2) No
(3) Rental of fac1l1t1es, equipment, or other assets. 1b(3) No
(4) Reimbursement arrangements. 1b(4) No
(5) Loans or loan guarantees. lb(S) No
(6) Performance of services or membership or fundra1s1ng sol1c1tat1ons. 1b(6) No
c Sharing of fac1l1t1es, equipment, ma1l1ng lists, other assets, or paid employees. le No
d If the answer to any of the above Is "Yes," complete the following schedule Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value
In any transaction or sharing arrangement, show In column (d) the value of the goods, other assets, or services received

(a) Line No (b) Amount involved (c) Name of nonchantable exempt organIzatIon (d) Description of transfers, transactions, and sharing arrangements

2a Is the foundation directly or 1nd1rectly aff1l1ated with, or related to, one or more tax-exempt organIzatIons
described In section 5 O 1 (c) of the Code (other than section 5 O 1 (c )(3 )) or In section 5 2 7 7. .rYes
b If "Yes," complete the following schedule
(a) Name of organIzatIon (b) Type of organIzatIon (c) Description of relat1onsh1p

Under penalties of perJury, I declare that I have examined this return, 1nclud1ng accompanying schedules and statements, and to
the best of my knowledge and belief, It Is true, correct, and complete Declaration of preparer (other than taxpayer or f1duc1ary) Is
Sign based on all 1nformat1on ofwh1ch preparer has any knowledge
Here i 2014-11-05 IMay
~ ~
****** ****** the IRS discuss this returnl
with the prepclrer shown below
Signature of officer or trustee Date Title (see instr )7 [7 Yes I No

Date Check 1f self- PTIN


Print/Type preparer's name Pre pa re r's SI g nature
V Ictor K Munson
employed ~P- P01215687
Paid
Preparer
Firm's EIN ~
Use Firm's name ~ VIctorK Munson CPA
Only Firm's address ~ 6060 N Central Expwy Suite 560 Dallas, TX 75206 Phone no (214) 237-2920

Form 990-PF (2013)


Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d
(a) List and describe the k1nd(s) of property sold (e g, real estate, (b) How acquired (c) Date acquired (d) Date sold
2-story brick warehouse, or common stock, 200 shs MLC Co) P-Purchase (mo, day, yr) (mo, day, yr)
D-DonatIon

See Gain/Loss Sch Attached BNY Mellon p 2013-01-01 2013-07-01

See Gain/Loss Sch Attached BNY Mellon p 2013-01-01 2013-07-01

See Gain/Loss Sch Attached BNY Mellon p 2012-01-01 2013-07-01

See Gain/Loss Sch Attached BNY Mellon p 2012-01-01 2013-07-01

217700 5 Platinum Tax-Exempt Fund p 2012-04-01 2013-01-01

324182 02 Optima Partners Focus Fund p 2012-04-01 2013-01-01

Capital Gain D1v1dends


Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h
(e) Gross sales price (f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss)
(or allowable) plus expense of sale (e) plus (f) minus (g)

21,473,015 20,752,141 7 20,874

387,293 395,271 - 7,978

18,693,844 16,243,815 2,450,029

71,862 72,395 -5 3 3

3,114,206 3,000,000 114,206

4,068,484 3,800,000 2 68,484

100,102
Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i - I
Complete only for assets showing gain In column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus
col (k), but not less than -0-) or
(i) FM V asof12/31/69 (j) AdJusted basis (k) Excess of col (1) Losses (from col (h))
asof12/31/69 over col (J), 1f any

720,874

-7,978

2,450,029

-5 3 3

114,206

268,484
Form 990PF Part XV Line la - List any managers of the foundation who have contributed more than 2% of
the total contributions received by the foundation before the close of any tax year (but only if they have

I
contributed more than $5,000).

Fams C w,lks
JoAnn Wilks
letile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:93491309006014I
0MB No 1545-0047
Schedule B Schedule of Contributors
(Form 990, 990-EZ,
or 990-PF)
Departrrent of the Treasury
,... Attach to Form 990, 990-EZ, or 990-PF.
,... Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at 2013
Internal Re1.enueSer1,1ce www.irs.gov/form990.
Name of the organization Employer identification number
The Thirteen Foundation
I 27-6977311
Organization type ( check one)

Filers of: Section:

Form 990 or 990-EZ r 501 ( C )( ) ( enter number) organization

r 4947( a)( 1) nonexempt charitable trust not treated as a private foundation

r 527 polItIcal organization

Form 990-Ff" P" 501(c)(3) exempt private foundation

r 4947( a)( 1) nonexempt charitable trust treated as a private foundation

r 501(c)(3) taxable private foundation

Check If your organization Is covered by the General Rule or a Special Rule.


Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule See InstructIons

General Rule

P" For an organization fIlIng Form 990, 990-EZ, or 990-Ff" that received, during the year, $5,000 or more ( In money or
property) from any one contributor Complete Parts I and II

Special Rules

1
1 For a section 501 ( c )( 3) organization fIlIng Form 990 or 990-EZ that met the 33 /3 % support test of the regulations
under sections 509( a)( 1) and 170( b)( 1)(A)(vI) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (1) Form 990, Part VIII, line 1h, or (11)Form 990-EZ, line 1 Complete Parts I and II

1 For a section 501 ( c )(7), ( 8), or ( 10) organization fIlIng Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclus1vely for relIgIous, charitable,
scIentIfIc, literary, or educational purposes, or for the prevention of cruelty to children or animals Complete Parts I, II, and
Ill

1 For a section 501 ( c )(7), ( 8), or ( 10) organization fIlIng Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclus1vely for relIgIous, charitable, etc , purposes, but these contributions did
not total more than $1,000 If this box Is checked, enter here the total contributions that were received during
the year for an exclus1vely relIgIous, charitable, etc, purpose Do not complete any of the parts unless the General Rule
applies to this organization because It received nonexclus1vely relIgIous, charitable, etc, contributions of $5,000 or more
during the year . . . . . . . . . . . . . . . . . . . . . . . . . ,... $ ________ _

Caution. An organization that Is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-Ff"), but It must answer "No" on Part IV, line 2, of its Form 990, or check the box on line Hof its
Form 990-EZ or on its Form 990Ff", Part I, line 2, to certify that It does not meet the fIlIng requirements of Schedule B ( Form 990,
990-EZ, or 990-Ff")

For Paperwork Reduction Pct Notice, see the Instructions Cat No 30613X Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
for Form 990, 990-EZ, or 990-PF
Schedule B (Form 990, 990-EZ, or 990-Ff") (2013) Page 2
Name of organization Employer identification number
The Thirteen Foundation
27-6977311
.. Contributor S (see instructions) Use duplicate copies of Part I 1fadd1t1onalspace 1sneeded

(a) (b) (c) (d)


No. Name, address, and ZIP+ 4 Total contributions Type of contribution

--
1 Person p
Farris Wilks Payroll r
17010 Interstate 20
$ 68,750 Noncash r
Cisco, TX76437 (Complete Part II for
noncash contributions )

(a) (b) (c) (d)


No. Name, address, and ZIP+ 4 Total contributions Type of contribution

--
2 Person p
JoAnn Wilks Payroll r
17010 Interstate 20
$ 68,750 Noncash r
Cisco, TX76437 (Complete Part II for
noncash contributions )

(a) (b) (c) (d)


No. Name, address, and ZIP+ 4 Total contributions Type of contribution

-- Person r
Payroll r
$ Noncash r
(Complete Part II for
noncash contributions )

(a) (b) (c) (d)


No. Name, address, and ZIP+ 4 Total contributions Type of contribution

-- Person r
Payroll r
$ Noncash r
(Complete Part II for
noncash contributions )

(a) (b) (c) (d)


No. Name, address, and ZIP+ 4 Total contributions Type of contribution

-- Person r
Payroll r
$ Noncash r
(Complete Part II for
noncash contributions )

(a) (b) (c) (d)


No. Name, address, and ZIP+ 4 Total contributions Type of contribution

-- Person r
Payroll r
$ Noncash r
(Complete Part II for
noncash contributions )

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)


Schedule B (Form 990, 990-EZ, or 990-Ff") (2013) Page 3
Name of organization Employer identification number
The Thirteen Foundation
27-6977311
1=,,.,,.11 l\bncas h Property (see instructions) Use duplicate copies of Part II 1fadd1t1onalspace 1s needed

(a) l\b. (c)


(b) (d)
from FMV (or estimate)
Description of noncash property given Date received
Part I (see instructions)

--

(a) l\b. (c)


(b) (d)
from FMV (or estimate)
Description of noncash property given Date received
Part I (see instructions)

--

(a) l\b. (c)


(b) (d)
from FMV (or estimate)
Description of noncash property given Date received
Part I (see instructions)

--

(a) l\b. (c)


(b) (d)
from FMV (or estimate)
Description of noncash property given Date received
Part I (see instructions)

--

(a) l\b. (c)


(b) (d)
from FMV (or estimate)
Description of noncash property given Date received
Part I (see instructions)

--

(a) l\b. (c)


(b) (d)
from FMV (or estimate)
Description of noncash property given Date received
Part I (see instructions)

--

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)


Schedule B (Form 990, 990-EZ, or 990-Ff") (2013) Page 4
Name of organization Employer identification number
The Thirteen Foundation
27-6977311
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the follow 1ng line entry
For organizations completing Part Ill, enter the total of exclus1vely rel1g1ous,charitable, etc ,
contributions of $1,000 or less for the year ( Enter this 1nformat1ononce See 1nstruct1ons ) ,... $
Use duplicate copies of Part Ill 1f add1t1onalspace 1s needed
(a) l\b.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I

--

(e) Transfer of gift


Transferee's name, address, and ZIP 4 Relationship of transferor to transferee

(a) l\b.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I

--

(e) Transfer of gift


Transferee's name, address, and ZIP 4 Relationship of transferor to transferee

(a) l\b.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I

--

(e) Transfer of gift


Transferee's name, address, and ZIP 4 Relationship of transferor to transferee

(a) l\b.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I

--

(e) Transfer of gift


Transferee's name, address, and ZIP 4 Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)


lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Accounting Fees Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Category Amount Net Investment Adjusted Net Disbursements for
Income Income Charitable
Purposes
Accounting & 6,967 0 0 0
adm1n1strat1ve
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Cash Distribution Explanation Statement

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Explanation: See explanation and detail for "set aside" attached. The amount
set aside will be paid w1th1nthe spec1f1edtime not to exceed more
than 60 months. The 2013 tax year 1sthe f1rst/1nit1al year to
record/claim an amount set aside to future d1stnbut1on as a
"qualified d1stnbut1on".
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:93491309006014

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2013 Depreciation Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Description of Date Cost or Other Prior Years' Computation Method Rate/ Current Year's Net Investment Adjusted Net Cost of Goods
Property Acquired Basis Depreciation Life(# of years) Depreciation Income Income Sold Not
Expense Included

Computer 2011-10-07 3,633 556 91 10 0000 763 382 382


lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Land, Etc. Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1

Category / Item Cost/ Other Accumulated Book Value End of Year Fair
Basis Depreciation Market Value
Machinery and Equipment 6,030 1,318 4,712 4,712
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Legal Fees Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Category Amount Net Investment Adjusted Net Disbursements for
Income Income Charitable
Purposes
Legal & professional 21,837 0 0 1,200
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Other Decreases Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1

Description Amount
Disbursements for charitalble purposes 436,312
Prior period federal tax adJustment 20,142
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Other Expenses Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Description Revenue and Expenses Net Investment Adjusted Net Income Disbursements for
per Books Income Charitable Purposes

A mort1zat1on of bond prem/d1sc 2,139 2,139 2,139

Brokerage and bank fees 102,219 102,154 102,154 231

Deprec1at1on - various 41,567

Donations - net 61,631

Dues & subscriptions 2,121 2,121 2,121

Expenses from K-ls 255,396 255,396 255,396

Foreign tax W/H- d1v1dends 55,025 55,025 55,025

Insurance other 4,278

Insurance -employee 33,815

Investment fees BNY 17,336 17,336 17,336

Meals & entertainment 1,756 6,664

M 1scellaneous 176

O ff1ce expense 8,157

Postage, delivery & supplies 1,194

Printing 70

Strategic Partners expenses 18,398 18,398 18,398

Supplies 1,011

Travel 7,548 56,324

Ut1l1t1es 2,572

Vehicle expense 1,175 23,258


lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Other Income Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Description Revenue And Net Investment Adjusted Net Income
Expenses Per Books Income

Inc Candlewood& Strategic 196,470 196,470 196,470

Income from K-1 s 372,581 372,581 372,581

MISC income@ BNY 1099 18,294 18,294 18,294

Non-div d1stnbut1on 73,524

Tax exempt d1v1dend 3,854


lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Other Increases Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Description Amount
Book income In excess of income on 990-PF 245,870
Prior period adJustment 1,104
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Other Liabilities Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Description Beginning of Year - End of Year - Book
Book Value Value
Accrued fed era I taxes 60,685
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Substantial Contributors Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Name Address
Farris Wilks 17010IH20
Cisco, TX 76437

JoAnn Wilks 17010IH20


Cisco, TX 76437
lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913090060141

TY 2013 Taxes Schedule

Name: The Thirteen Foundation


EIN: 27-6977311
Software ID: 13000170
Software Version: 2013v3.1
Category Amount Net Investment Adjusted Net Disbursements for
Income Income Charitable
Purposes
Federal income tax 60,685

Payroll taxes 13,222

Property 3,105
WE.ALHi
>
B\'Y M r,_f.LO\
Mt,N ~r, l ~.',[ N f THm.TEF.N fOlJ:-JD.A:rIONI:'\1/\
2013 Tax In formatioo
.\tcounl ;'liund1~r l05 l33J3400
P:1g~ S

Income for 2013

Tnrs section reports your proceeds irom sales during the yoar. We me not rccu1rc-d nor do we report your net gains and losses to the Internal
Reveriue Service. An asterisk syrr,bol (*) nexi to the tax cost indicates that the tax cost tw.is been adjustec for the current year-s return oi
capita[ A schedule oi your not gains anci losses is shown tic low. rlease note that 1fyou have sold a;i asset ror which we do not have cost
basis ir.formation. 1t 1s e1U1Brshown separat8ly 1nthe ~ect1on entltlec Cos~ Not Available or 1t may appear with a zero tax cos~. Please review
these carefully betorc- ::iroparcngyour tax r-cturn.

Add1tio11alty, to provide you with corn~lete :nformat1on for your tax returns, we have shown IRC Sectiori 888 translation gains and losses sepa-
rately w1lh1n the sales sections. Please no~e these gains or lasses are not entitled ta {;ctpital grnns trnc'.\trncnt. Rather, under IRC Section 988,
they are either ordinary income rn loss

Short 1erm trans.~ldions


Thrs category includes sales of assets he IC:12 mo11ths or less
Dc.te01 fail8'~ 1,f I,~ I~$<; ::'"~;y~tt.:r

Descr1p::or1 S~:-nt}ol CJ31[} Ouarit1v ~,;J'd a :q .1S\t1on ~;;.I~dci:-.:: 'Tl n1 1s~


..-,;c.: ons crier b1s,~ N~l ga111ur k1$S

CIEi\!/~CORf-' c:::N 71778309 11() Dfl:?0.'1? Dl :\'.,~.'1:~ $6,[4..:::93 S/ 030 i4 S-3G:::i9i

CIE::f\.'I\
C0H.P CIEN 71779309 ?~)() 1~ /;"i,1-::i ;)1 :C4.'1:~ $4,1Uv Ui .S4 0/8 1 / 502090
r UI I ~PO r Hf--k, INC TiJL .=:391 761 n3 2DO Q[l 231" 2 Jl,'(]4.'13 $0,6: r 9.' SG.436 46 5131s:
Df=A_ ::;AT RAC.{ I ll DGS lr\'C TRll.K ;:,1;:,:_:ir:s,10., 150 ce.,.::io,.2 ::ll :C~/13 $4,525.05 $4, 195.-'::::' S329 53
T

r.lFAl :::RT RACK111.DGS INC TRAK ?1?3~:;;1O? .210 O!l.'29.';:2 -:-1:o,;,:13 S6,335 -:::,s SS,380 fl9 5454 09

IDEX CQR P COM IFX 6~ 0!1Sll2 C1;0-!/13 S8 ftY ,~r, ~7.?fi9 ~.4 s, ,3!',fi 91

TEU=DYNE TFCf .NOLOGIFS


r:--JC
Nl-'VTDY
4:5~lJA1U-1

~ 7g:~,/}1 [)5
l

6~ OB/2,,.112
-~
C1/0<1,113 S3,97-~l:'-6 s:u,,y::,r~- $1 ~J1?4

TEL!::DYrE TE.ct \rKJL~1G1i:=; ~,\IC ~WV rnY fl71:i:~~-~


1 [)5 !:;~ 0.fl:'2.f/12. ,:.1:04/13 <:;;:::-:1::,
,19 S,1,::>:11
7? $60 (F

A:=l;;;)S
GROUP INC t,nRS -:-~2690100 1 f'.,J 0[1/~b,~2 01 ."04,11
:3 $2.14~ ~~ S2,461 Gal S284 43

A,"tRS GROUP1r-,.;c ,\RAS :~269Ql 00 (:,J fJJJ/:;: ~ 2


~~. '.J1;0<:/13 ~9;::; 1? S622 q3 $92 7,j_

(J (:()M~,lf-HCIAIHI-Al f-0 lAf a-ARI


APO'....l
-, ~~----
...,_ - -
D37fJ;iU10fi
----
Li~ Ull,l~~.''.c! .JI:U~/13 53,392 ?3
- ...__....
~ ____ "A830 _. __S7
................. __. ______
S-137 s~

t,POL-O CCMM EilC IN_ 11EAL [SV,T[ Ar-II ~i:31~2u1 :)~ -,i~ OS!22/l 2 01:0.::.:13 $2 369.~9 ~2.454 83 S-85 3~

APOL. ~:iCOMMFRCIA H:::Al.l::S-,1\If: f\RI )~762UK-S --7r. Oi'l/~1',.'1? r:1,-0-:,:1:", $? il77,?". S?,97:-i .-:::, $-96 17

=::=NTA cr;:i '\IC NFW -lC, 76009N1-JO 2C~ (H ,1 1..-,,


1
12 01 ."(Jr./1:~ $t,,BM :'4 .s(~,;,:~{,2 ~~~7 1~~
W(AL
>
BNY t,1[ I. L.O:\
f 11 ~.~Ai>AG(MtN ~ THrRTEC~ FOUND,\ rlOI\ 1Mi\
2013 Tax loformatiun
Act:ouni .'lu mhr r 10513333-WG
!'agr 9

Short term transaction~


This cate~ory includes sales ot assets held 12 months or less.
Dste :)f SoiI~~ prn:e I~~~ Cc:st or
Dcs:1pt1cr, s~,.nbol Cus1p ~ !d
0,1<:.nu1y o.cqu1s1t10'1 Si'ile d9.tG! cornrn, 5t,1 ~r 5 r)n1~r t,;;is1s NH [Jol'rlur 1- s~
JDS UNIPHP.SF C09P JDS~' 46612J~0.' f~ 0 08/26: 1? :11:W,/13 .;ob:~12 ~9 $7.163 22 S1 ,149 77

v-.1c3s
En r1NL con::> \VGS 947%J109 1 ~U 0li.'Z9 ~ ;) I 10.<:./13 S2, SQ ~5 52 139,12
-- .
,. ,--------
s!: 33
WE3ST::n FINL conr WBS 947%0109 230 (l[l/28,1',:2 0 I ,ICq/I 3 S4,955 24 $19113 ;)1 s:~7?0
ANWOR IHM I G A;:-!Sf-r ( :(}HP Ar\"~ 037'.'~71 (]1 ~ 80 0-8/291"2 01:C~.'18 $?,i:ir,g 10 ~.:~,2 Bfi 9D .s-.,;nmi
AN\"JORTI I MTG A3 ~,ET GOA P N:f~ m1,Y171fJ1 3660 0 S.'28.'1 2 o,,:o~;~J ::::'~,'J1 ~) ilfl $24,'.U4.btl s 3::~41:m

_[APF"ROG [NTERPRIS[S INC Lr- ~21flGN105 g30 1Q.'1(i/1 ? 011~4;:-1 $-9,5,ln 3C ::,,J,J49.31 S240.5S

_EAPFROG rnT~RPRISES INC LF bJ1n(;N1QS 370 1::i:15:1 ::' ()1.";)1.-,", s~.?.1] 1.2 SJ,11'::i:::i~ Sl2? :::-t
;:-NMAPOOL t,B54 7 ' 3 SL,, 6 I\B5471 /1. 314 l i'CCH ?.:~~1:~?.7). 11(5:(H
~:12 C 1.'10.'1~ $245 459 6 $2~J.304 1 SJ,155 55

~-iLMC GULlJ J18958 2 5 4 J 85'58f :112a1~v5 i 7 l~-,.,~1 ::!J (] t/11 ,11~ 01: 14:'13 Se:t:i.69197 SeB.455.07 5236.H)

rNMA PCUL A6599q :J O"S 8 f135994t, 314: 7CUU7 J1 r-;;~f,7~2 01l/~1W1?. ::ll .'1,;/ I 3 S22/,:2L,4 14 S226.2~1 57 S-967 43
CAT iOLlC lIE,>L-:-1I INITI ~ -~tT~ 11 CTt!C?.~ i ~.,,1
fi">ACH 5COOO -c/25112 o-,'15, 311
<;S0,372 OG S,t9,l'.67 oc: oo
si::::is
-- -- ------
Gi ~[AD SC IENC CS INC GILD -~.rj::._~n101 - 160 03/22.'l 2 o,:15,-13 S39,722 8J S53,6~~ -:; GB.
:::;313,037
SOUTHE;;;N cm,:rANY so b42:::ilY I 01 10,10 0~/04.'12 01/1 fi: 3 :;.~...,6::lG,8~ $, 7J)ri7 ,9? ~.-?,~::>0 9S

rHJYAL Cl:.JTCH SH[LL rLC S:'ONS A[ RDS A fB02 '">')20'. 250 C4/0J./12 Cl .'16:13 S17 289.3~ S17.2o?.~2 Si1,72

\ffRCK & CO INC MnK 5i'.:iJ~3Y L~


0
350 (:~.'01/1? (:1116.'lJ $H,g37 ,p, $1'.',,5CJ] P~ S1 ,310 68'
ROYAL ou-:-cI I S1IE"_L 1-'IC sa:.oO.\I!;
Al f-1.rx,p. 760259206 ~bO ,_;1:5/12 ()1 ,'1(5:13 S1 r,2B8 24 $1(_$ 1 49~ $-15 51

J S TrtE/,SUnY .\IQT!:. 1 2fin< 1 J LiST11 rn 912/t::~ I VJ 6C:)00 l2/!0o']2 Ch'l /11:1 S~_06C 7:J SW.9M- ~7 S-83. Gr

UST 1-lE:!\SUHY NO r::. UKIT13 ll1'.c!J~~8PLt:i !;)00 CJ/14/12 01/171) S5,02J.3.7 %,032.2q ~-6 S7
US 84.NCORF-' IJE--1 US3 9:i29iJ::i04 ;,e,~o c.-::2J/1 :::- (11'17:1} $93 10? ~I', S-'l3,?3':i .:::i::; 5r,J66 99
U ND EFl t,FlM O 'J n lNC lJA 811~:-1}1107 1 ::io (~~,'2(]/12 q1 :1 n1~~ S6 DD5 [(, $;",41lJ 74 $-1.:mr. HP.
11\n conr
L::.W-... LEN 5?fi0!:i7101 31U ":.../I ::!/12 G1 !1 /.'1 ::l S1 ~_il3,; ll:~ $11.4it: ~b $1 ,:,fi'l rr-.,
US I RFASURY NO I~ 1 .25% ~0 us--:-I119 912d21:iTV2 5C~OO 12,~C.'12 C1 '17.'1J S50 05,) 58 S-50.8-9 74 S il'8 IU
FlnST nErUGLIC OANK/SA.N FRA;,..1(:1 FH(: 336' 5G100 ?tJO 1, :?0:1? 1"'1!17:1::: 510 38? 58 $9,756 67 $625 91
ATI AS AIR INC A!!..\V'N G4fl 11)4~(L~ 160 11.'09.'12 -:-1:'7/13 $7,17;) 47 $6,l"!S5 57 $,1, 4 ')0

/1.fL/1S t,,:;::;;
INC AA\V\\' ~J19161?r:r, 13,~ '.JJ:2b.'1~ ~i1,- 7/13 $6,~2fi.00 ::;t1,%1 :,1 s-nr; :-:-
J~Dcrl A~MOUR INC 1,_;A U().1:l111(""7 2,JC 11,09/ 12 81.'', ?113 $:J, 12!) :),") s1:::i,,1~17
o~~ ;-;.-%71i3

GIi.FAD SCIFNC:f-S INC G':_;J :3i'~~jtl1 ~~ -l5;:'. Oi.,'23:' 2 o,:,5:: 3 S3L,li'3 9G $23,2,"l ' & $ '., .t'--'2.7.-l

U S T.::.:~.BSlJRY~WTF 1 250 4 13-..!1;19 9'2528~T!:l 120CGJ 09/21. - 2 0 1 :22:; J s 21.2s: cs s: 2~ ,406 7J $- ISS .::~
>
Bl\;Y .vtr:'.LI .0.\
'NL~,LT t~ ,'.1A u,;;~ r,,r~IT THJRTEFN FOUND.-\TlON-1:\L\
2013 1)1x Information
An:ount l\umb{'r l05lJJ3J--400
Page 10

Short term tram:actions


rhis categor; 1r.cludcs sores of asset~ hclc: 12 rnoriths or less.
0'.!.tC of S3 e~ price IE;SS Co51 or
01?-',Cr"litlC 11
s~'I[t..ol Cus,p .r; t>OIC o1cqu1b: l1~ r
OL<~n- Sale cat~ ((J;'ll Ini.S$1Q.1_q ~ti)Prbf.!~,~ r,;~tg,:1lfl <.::r IUSS

AIWONll:-r=: INC cor,i r-:Y\I /~4901 103 1';;11 c~,..?1 ::2 01.'2:~/P, :;;:,~ 4El2 t.:, $9, 1 .f!:lOti Sl.2%56

:=-u C( )Mr,, Hi-'!'~


H & R B'....OCI(INCO'.::JL:trJHAr 093671105 q20 0.S/20:;2 G1!23/l:} ",8,9-06 07 S7,07S 3SI $1 827 68

~'\GILENT TECHNOLCGl[S lt'--:C A PDi>-1,l Ji 1,1 60 CS.'21:' 2 J1.'23:13 s.-:i.w_;7


i::!:'- n;
S/,..-1.~~J s.-
..~f\ 01
T,MKEN CO "l"KR ,9c,7:,1,91,:4 130 o:o4t~? :1."?3/1J $1\6110 .:-; $"J,:2,:;:~ 21 SGE\38

llMKl::.NCO TKll ,JSf3891C4 ,.[) ]B,'21,1; 01."~],11~ S4,631 '.'.:,4 $3,82~ 00 $8,;)7 04

VFCTR!-=N COHI-' WC 9224001)1 b[) fJl\120:12 :) I :23/1 '.l S2 478 45 s2,:no,4- S148 Q<!.

V[CTRCN CO,C:P '.IVC OG1:)1


(J?.?.4 100 c&:21n2 :I
:)1,':;\'1.'1 :$:',ODil C7 SJ.,fJJt.OQ SHll.UT

CHIC/1GO BnlDCE & IROt\' cor-.~PANY CEll 16.'2~0109 ~[.) o~:;.,1.11:.0 ~11
:n/1 :~ .::-2.00019 S1.~27.61, 3472 55

HUMANA INC COM IR1M ,:4411tio102 e'O OBl?0/1? P1.").J/13 Sl .44-9 67 S1,362.73 S85 9~

I llJt,'ANA lt'{C crn.-1 H\...'~~ <1~~R~()10?


- 50 08.'2' /12 01,-2)/13 $3,nJ.1 C'm S3 415 5 S206 :SJ

I IA\/o,'AIIN.JELECTRLC INIJS INC HI:: '119870100 50 08120!12 0-/::,::,;13 $:,J.'M.4u SI ,366 69 S 72 41


---
HMNAIIAN ELECTRIC NOS ING llE 41 ~m1ri100 110 Do:?/1? 01,.~:~:1:, $3,6-:2:ol
5~ S3.825 2J S-20G.6El

RAYO~IE::P l,\lf: Cot,'. RY\I 7519(171:)3 110 08!20.'12 /;,:~11:~ Qf $~.acn.iln SS.289 G6 S779 fl 1
~____. .........
.....
VFC:TRF~.' ~0~ P IJVC g;,::_::-10G101
-----.-..~.-.
160 08!21:'12 0'/2~."13 s-1.w;:~ 2::i $4.fo: ~:) $30:2Ct,

1/EC~R !=.~."
CORP NC
1 922~0G1 :,1 1,10 09:18/1 ~ ()i /::'~."1cl $-1,334 OB S3.ll13 1..6 $42, G3
H1\Wt\if /\N E LEC rn IC INDS :r-,..:c hE 4126?oco 2BO 1.JB,'2~/12 01124,'13 $7,2~7 98 S7 6fi0 .-;7 $-10? .~q
---
Uf\ 1~ot',:~ACIFIC COR? UNP CJC7~11l~~~- 521 G4l23.'1:? 01 ,.;,p.:1::; $6B,'.c!22 /1l S56.333 d S12,839 ~9

DCT IND- TR 1\IG I ~CI ?J,115:~,o~, "2340 G6!2Sl/1? ~1,.',"Jq11:, S1b,:::i::10/9 S14.657 C6 * 51 873 73

s:11n1T AE..:OSYST[MS 11LDGS lt\C SPr~ 1l4~~:'4108 p~[) GB12[):12 :1."'.,!3/1


::i .s1s.-ss 1.07 S?1 31~ 17 $- 7, 79: ell"',

CITY N"1iTIO~A'_ co;-;;;, CYN li'd.566105 ,,J~ CB!::\01,2 ) I :29-/1J S12. 15S.36 $~1 [:lUti3~ $:~~2()i:,
CI I Y NA I 10.\IA!...COH:.J CYN 17/'l~t>f,10:, 2~~ 0fl:?9:~? :01,?8/13 S12.31l7OU S12 362 i'8 S32,! 22
- ----
:JCT INDL Tn l~~C :ic~ 2331~~10;:, ~=[) l;f\'30.'~ ;_' ~ll,"'.c!'::!113 $3,532 22 S31??" X "I< $4()-A.fl?

Anr-i::s
cno~r NC ARRS ::l4268QICJC: /...:D (:(i.'28.'i~ 81!:2:3.'13 S4 831 67 s:Vlf:io,.b $1k:t, -~-)

SPIRI I Al-:HOSYS r t:.r-.'2r"'..Xk, INC sr,;~ 84357.:l109 2~0 06:29:12 :Jl /,3,:.,13 s:-:,c1~::1
o. $(]_[)[11'i::? $-2.24L; ~J:',
------- -
s:m.~r~)41:1 s~n.41 , ~4 .::2,4;:,/ ~~
M/l.1EL 'NC '.-1AT .~77Dili 1~l2 .SJ::: (}~.'J4/ 1 2 'J11J('.'13

l)V NDL "7"R!NC DC ~:33: ~-~1[):) 77'J ce,::=;0,-1;:, :-)1,3r,13 $i'i,:Nr;nf, $4,<11~ ~~ 1': $tim12

DC~ NLJI ~R 1NG oc- 233'.';3105 ~b[)L:l ~:~s,.,2


,: 1 () I ,.3:..13 S2G,C<t2'5 S17,322,';;9 * i;;:,rfi.16

Cl Iv ;~,1\IiONI\L CJl1P CV\J 1?2;ses1os ~_D 1..'L\13012 Ol.'J:,113 S~.7"S~ 1 3 St 6-,g,e,s r.~5J 27
>
B:\Y MELLO\'
WC.A_rH M h.hAG LMl H ~ Tl URl"t,EN 1-'0li)Ifo\T!ONlJ\1:\
2013 Tn:\ Information
Accounl l\"urnb~r I05 I 3J33400
l~a~[) JI

Short term transactions


Th1& G8togory 1ricludes sale~ of assets held 12 mor.tlls or less
Dell'.' o' nc~1P,~<-.
Sa IE>:~ CtJ~~l(I[
~.::sc::rirnon Sy~bol Cus1~ Q Jar,tl1}' scild ~C~lt,lilOil Salo clnlr- ::::-:
rr m1~!::1or~5 othe ba~1.;: Nel ga1r, or lv.Ss

(.:ITY NAT l()NAI_ COHP CYN li'il5C!GIO.S 17~ 03:28.'12 i)l!J0.'1J S-=i,03.; fll SQ,i':2 t,3 ::;,:,:~~~8
SP RIT ACROSYS~~rv.s HU")GS INC SP~ 648574109 30 0.3.'28,12 01."30/1 J S43l 63 $757 9J $-21~ ~[)
CllSN::Y (WA.LT'1Cot,iPANY I LCJLDIN(3 (JIS 25'16671% n,n O<t:::'3.'1 ? :)?:0,,113 -S42.578,94 SJ2.639 57 S9 889 ~7

,\IXF-',<'..'.f-:'.,ICONDUCTOns N \' NXr i\!r.,~DGX109 1GO 04/23."~2 tJ2:0L/1 J -'=~4.3:J [)1 .S2GJjS~ 73 S? ,7(Vi, 18

OUAL COMM IN(: OCCM .'47S.2ti~G.3 120 11.'9/12 02/QL/] 3 :::r,9U46 $[.4/2 03 $r.:t') 13

QUALCOMM INC OCCM 74-;52s~CJ 500 GJ/09.'12 02.0L:.'13 532 ,94:,_?6 S::i2,CU ::iO $/l~,') w
Ff- IZER ; NC cm/. PFE 717031103 51 !)() f"141?3/1? f))/Y,.'13 51~0.::179 l!;i S11 'i,5G2 613 $24,B?o 4U
... .._
,...._

BNY Mi-=L'.ON GOrH-' ao>JD-M 3YMMX U55m,\.1 :~61.l 2J:102 iJb1'3~/1::::: 0~.'0f.'13 s:~.~1') w ::::;3,,:::is.s:G 311 65

BNY M[LUJN CORP 80ND-~.1 ~YMMX


-- 05569M%3 .239.oa :9!23!12 02/07113 SJ,098 ~:2 $3,112 /I $-1 ~.:-:,:;

BNY MELLO;,.! conr 80~0-M BV.l.1MX G'::569r...136a ;,,,fi ()? 1 :),'3, ,'1? 0:2!07!13 S1,J8J. 71 S3,120 42 $-3:::,_/1
~ I ..

Br-.v ~.-,1-:
1 ( JN CORP acNo-~1 GY'.-1t,,'X or-;r;c<:,r.J3r.c 238 [:, 11,.:m,.12 !}?.'07,'1 ~ SJ.O'l.':',?6 SJ, 1 2B .Cq s 3.:::ra
-
3NYMFlLO~~OH~~U~~M BY'.-,tv~X D5~ti<:JM:~t,,i f.!j,'_4J 12.'~7!12 ..:?..'07:i;1 SP,391 ?~ se.:::;97,72 S-:::LlG
~

[)NY MEL~ON CORP n0,\11 ~-M BY\-,MX f.i~~b<::IM::~d :228 6=:! ~l;J1/1 J G~.'Oi,11:! S?,tJr,3 6Y S?.959,12 S4 S/

BNY MEL_QN ::onp ElO\ID-,\.1 RY,'.1MX CS569M368 20~75 - :: ~3:C6.'12 C:2!0i'.'i3 $2 b(j 6:::i~;iEl $/~f:;~-=-17?,;~~ ,310.0S~ 83

BNY M::.L-ON CORP GO\lcl-.\.1 HYM.\~X G~~68M'.lbo ,__


:233 73 ~1.'31/12 ~~','0/ 1J .S3.02'..l-:cl S'.\001 r", $28.0~

(Ot-1.MI I 1"0 P'.)R FHLMG CO~D sr\.1 CT~004:~S 02HC32620 ~-~:"oon J11: C '13 C2.'07:3 5:Ji'",048 q~ $i3(,4,4 ~b $-:-=:ri..i::,t12
COMMIT TO PUH f-=W,~A~f- M"iG ~~~MM2 01 t03?T,?') 2C~DOU 1.i1 : r::13 0:::-.07,
:;-i S216,723,q~ $217,259 91: $-h31) ";?
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m,Y MELLON COHP 50ND r,1, GYMMX O!:i569M368 ::'fF C:6.'29/12 02/01.'::) s:e:.61.,275 :;i?.,fiOi'i;:,;:, $74,53

E~/C CORPfMML~) USIJ ,J 01 E\'1C ::',ilr..-:1310::i n:m G&.o /12 1)"2!07:13 $32,r I/ 2o $3~' :~)J ~(] 51 .724 67
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:,/11;_[:Sronc[ COM INC cnM 711C6l30? ",16 ('3.l~~,'12 02:os:; J $.:::3./10 t:,:,> s~~.~\t1fl/::ir;, $5.254 16
cor-.,~.11r-;-o Pun ;:r1Lr,,,c c.ot ~) -:, l, I f-"00275 02il(]J ~42ti IJ~'.JLJU 1J1 :: ~/1:, ~,-;;,,,-
1.'19 s,q-4~2 so $ .::::1
J_i:34::.:!L:. S-1?1,88
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~V[X :NC: V,'[X %?OB l ~C~ 13C os,-2e.112 C2: 1213 sgfi::>1~;; se_<t29.6e $1 /J'J1 :~:"i
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[3>1Q\.~.'N& gRO'NN INC [lRO ~15236101 270 08/J0."12 ;):2.'~/I:~ ;,i7,IJ7~ 2~. S7 o::,:. ~5 Si!~-~ o9

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Ac<onTI t l\ mn her 10513333400
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'.VE:.!,L: t I r>'.A' ;ACil,'.~f ,'I"

Short term transaction!.


This category 111cludes sales oi assets held "l2 months or less.
Dae ct oale~ i-,r r,~ 1%~ Ct)q" f'r
De~ :r1~t1cr, Sy1~bol Cl S,p 0,1,:1
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AME~ :CAK CAP ITto._t..GE ~ r.Y r:OR P AGN(: O?':ir:,,xr,, 10'C 04:0<.'.,112 02!12!1 J ~3?,,-~g~ 10 s:m.:~~ u, 51, s2. 1 1~ r;:::o

co~r-.ff;- TO PU;:::;FHLMC CCLD StM :J2::io22~2::i 1 ?.OOOG 01 /; .~,:1::; 02/12.1 J S124,1b~ ~u s 124,81!} 00 S 1 '2 50
COM~.,5~r O 1-'t_;'..:Jh\lMA 3F M rG CTP0027,\ 01FC}042l 1 ~E)OU~ o:,.;~,:1:i 0:2/ 12:: :::! $14 ~ ,-813 23 S 1 .12,3,.,) Fi:-i S-:527,35

BqowN P,_~RO\"/N IN(; BRO 115?36101 230 081JO/ 12 02/13.': J $5,1137 51:1 :',7,?.~:)_::;r, $(1(}7 ?S-
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SCH LU t,!D [RG [ R L .',11


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5Ce-JLUMBE;=;;G.ERLIMITE) COM SLB c.06857108 1:mo CU/22/12 fJ2.' I3/:J S:08,048 06 S99,3% 2a 't:r:J,"::S-?
77

oCr-lLUMl::lf::.HGc:H LIMI I c.:i cm.,, SLB B06857108 420 03:C:9/ 12 02/13:',3 S32,9,19 77 s:~:,,171 .:n $nb1n

:;u~l UMF:ll-HGFH I IMI 11=~1COM 5LB 606857103 420 i 2/l~/12 02/13,113 ~-:1?.~1()T7 $~'..l.O~l(:l_(J(] $3,:'.::42lli

HAL LI HJ H; ON COM PA.Nv COM HAL 4062161 o &60 J::!/G?!l2


1 o~,,.-3:1 J -S~G 90: G(i sn.223.fll S3,Bi'"7.2.::

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LIONS GAT[ ~NTM-:- COR~ LGF h:b!l1'J2(H ?GD (l~."?l'l."1? Q?.'1-~.'1:~ $3,9 ~9 43 ~2.623 ..2.6 S1 ,091, ~7

r! IU,'.C GOLD G:Jfi.~77 .:"r F:.:::--.:5 G05177F 31lilM7M2~1 34';,S5 G-1!161,? D?:1 ~,113 S34.:: s~ S374 00 S-28 <i5
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G0, 1'- NATL MTGE ASSN POOL


01~93~F

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FH LMC GO_~1POOL t\90393 ::i G% 12 /19~3931- 3129:JBNJ.e 2239 ~2 0::i:':2.:J,112 02! !j/1 ~-
1 $?.2:N ~2 .S2,432 S? s 193 s

1-1-11
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FHLMG POCJL GO- ~,;,,;,7 (,o,:;3;,7,.: ~1?BM7f-"'N~ 2R8 ;~. o ,:15113 0-;.1n/1.:., $21)[114 S:ll' 19 $-23 05

FHL~/.C rooL GO-t:s::i1 GQt,:~3/1 ::iI2llt,,~(HN9 1n ii~1 er r~o,.1:i 02./ 15/13 s172 eg S137 ,,~ $-14 7~,

r-H Lr-/C GOLD G 11l3tb .a::;LY'-"::,


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-"r G(J?.?1!'.JF :~1 ?PiMti.l>ll 2 S173 !:i8 '.(].';>?.'1? :)2111:i/13 $5,4 ,'J 58 S5.993 70 S-'i?.!:i 1 ::.'
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FHLr-/C GCLD GD4216 .S 5'llo 12 G04216;:- 31.2oM6~R9 f;5, Wl (h/W,12 02: \5/13 S556 99 5609.73 S-52. 74

F H U-i.C i."";GID GQ'iS3o 5 {)"\ (305938- 3- 28rl7dX1 42: % O.S/10:12 02:',5/l J $421,96 S455% S-3,.,C2

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Acfonrit l\umbcr 10513333400
PagC""13

Short krm tramacHon ~


Tt11s category include~ "ales of assets held 12 months or less.
DcrE>.A Sales pm,(> I~~::; Cosl (:
118'$:~I Plh)fl S:rnbol Cu~p Quarit1ty s ~Id acq uIsItion s~:c d810 C!)rrini SSIC '"!.S ~the- ba8Is N~t l)ci1n nr le.!%
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N'::.W VLO 9 ,9 U.._.I OG E!SO 03.'2.2."12 G:?/20;11 s.::1 353.97 523,398 15 S17.955 82

NASDAQ STK Mf(T :NC. \l:)AU 63" 103 cs :::ii 03::.'1.'1., "}::'."20/1-'1. 32,79?.~!:', s~,p-. ,3 S6SO 85
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GUESS INC GE.S ~o: r.,71O:, ~[) ~


Od1.::.~:1 ~2,"20:1:~ Sl.137 14 S1,301 3? S-17? 18.

(JUHS I,\IC GE-S 401 ti (105 110 08/2I.'l 2 C2 120/1 ::i S::i i 2./ 14 S! Gb b7 $-;5]8 7,",

M.l>RA.TI I:)N PFl R0L f:U.\,,COH F-' \olPC S65S~AC2 30 09/18.'12 ,:2120: 13 52,421 ?3 Sl.5:56 26 sa:~-..
47

TECH DATA C:ORP :c:::8I) 67023?106 1?O 08/20'12 02:2(1/13 56 4B1 73 S6.25S 59 $22.'.:I14

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06 ~~~:3.:)8
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PI .Al N 8 ,: X?L & PRODTN" CO COM PXP 7,:,c:e:,:.')1


oa ~u 05/18/' 2 J?;?,!13 $:::1,::!B6
50 5181321 $~;J2[)

DOI RY LAl:lOrl\l ORIEo INC '.:JL[l ?~fii;i8T107 ~(l ~11-:!-'?(l/"i;:.. fP:'X.'1 :.'I 8' ,S64 59 S1 7"71 1, S 1Cl6.W

DOL8 Y LAl:l0~/1 l OR IEb INC DLrl ?.5ti59 I :c, 4(: 1


:~.:::,...~ 1/1 ;, 02:zo,' 3 31,267 67 Sl ,415 1 $-14' -V,

0 CEANE EHi NG :N l t:.HNt~Ti ON"AL INC :i: f)7~?3?102 14(1 :,11:(l,t/1? 0?/~:):~3 S8,677 51 57,572 32 Sl I0~.'.~l
OLOGIC CORP OLGC i-1/:C:771(11 li:IG '.1El."~(]/1
~- 0?1?:J,1 -:."J ::;;.2,11-.:21 S.2.229 J~ S-1I8 ,:i

OLOGIC CORP OLGC "/4i-'.2r / I (J1 SSC: :)fl:21/12 o::,,:~:O;:,, -Sf.,~fi~5J? SS,670 66 $ 418./1
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Hl-=LIX l::f\ERGY SOLJTlONS GROUP l:X '1:2JJQ;.J1,)7 ~na JS:2'/12 02:20:}J s r,82< 2~ n
s~,,:~ti:~ $1 ,127 95

TFS0'-10 f-'1::.IHc-LEUM conror-tATIO: TSO as ,s,:;;;1o, PO oe:2 ,.12 02:'20, 3 .::6,23U'..Ir $~. 7fl(] ~6 51 450 51
VALERO FNFR(~Y GOHf-' NE~~ VLO ~):(J1",V~r,:) t:(J
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\/AU:.Fm Et~E;-;;GYCORP NE'/'J \/I_{) 9191JYIU1) 2SO ()./23.'"L 02:ZJ, 13 il 1,?90 1(} $5,802 6t, St>4El74:"i
M".RAl HO~ OIL conr r,.20 5658491:)6 290 a~.:23.''..2 02/..:::J,
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LN=VERSAL HI-AL;H S1-'CS INC CU) UIIS ':i13SIOJ100 10 O.'n~./12 02/21:' J $5.~-H1 C::127,1:1,6 :.;.13~] ~]f.

L.r-..dVEnSAL I l[ALTH A:cs I~~~ c;_ 3 UHS '..1130(]~1DO :ru OEll<'~.'1? : -3


Q? ::>1 s:,_%1ot:i .:;,::1lJ', 31 S1 128 3r
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~J.::i:-.::1.) S-427.2~
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P~ge l-l

Short term transactions


This category incfudes :::.alesora~sets held 12 months or less
C'.!.te'cf !:r!.l..:!Strl::r"".:tc:::s Cosl or
'.)~~, rip,1c~ S11rbol CJ~q: Ol,;m",ly ~ol:l <l(.qrn~ t1: r! So11~,1,t~ mmm 1~<;1.w~ .)lh~r tJ<'i'.;I'.;
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FNMA P :JOL OAI-IJb20 Al 13020.l> 31'3BA5A'N2 999 9B c;~.11.,-; 0?/7',, 13


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FNMA POOi. OA H351 9 1iH35 I 9A 3138,\4404 .~[)1.'.fo [)5:1 (],'12 iJ2,:~.'13 SL;Ol 26 5425 58 S-2L 33
FN~lA POOL OAL020" ALC?OiA :,,1:-:31-GGK l t,30.~4 03:2 /12 02.'2Sfl 3 8630 5<i $6132.56 S-52.02
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1 :)2:h/13 $36S 47 S392 % S-24.~ 1

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FNMA POOL 1'A! 1916 AL 1946,\ 3133c.JEU8 106 ~3 0 , ..., ~.i ::I 02/26/1 ~ S1%SS .S208,77 $-12 22

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Page 15

Short term trnnsactjons


This category includes sales of assets held 12 months or less.
~<ltG o S <'les w1ce -e:;,s Cost or
De~lr,pt1on Sy r,b(J: Cus1;:: Ouar,t11v s.flkl acquI sI tic i Sa:e date :iris
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1 S9 65J 21 Sa, fl~ib.:5'l $757,71

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..1:! 55907,IE ss.-&e
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I IA'NAIIAN Fl f-C i ~IC INDS INC +: 419-':!70100 ~o 08/29: 12 C".2/21:~i S1 07<l 15 $1,:)flb 31:! s-1 ~ .s:i

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03 ~ :;l'l;J 03/22;12 02/2111 s,~ 26? ')? $90,S~O 57 :.:.-12 ...fJ-1-an~

AUXl!...IUr: rHAnMACEU,ICAI s IN(: f1UXL Ufl:n~D1D7 -L..:1 oa..~9:12 C2/27:~ J $.r 1~nti.:i,r-;:::- 81"3,2:73 33 $-4 i'(JiJ J1

Gl./11 !-EL-Er-I USO 1..U' GLI 3/ /31 r-;1[)4 i-.::L.:.. Od/?P,/1? o;:::.27,
....3 $'1,HJ'"J-: ..J $~0,3~4 33 $1,:l::i ,,(,

GLAT'--FI TFR USO(} Uf (,I T 'Jf/:);t;IU4


-
~..-::...U<l:2:.'12 c;::,!?7."~3 S::.:a,6
~L ._:;:,_) $3,3Cl0% $22, '.M

AL'XIL:UM PI-IAP,MAC:::UTIC/\.LS .NC Ac..'XL J<;33.::0107 <-4J Oi3/2t:i:12 ..::21'27,'18


1 $7 433 5? $10.~l\U 35 S-2,896 18

TEn.ADATt.. CORP DEL


-
TDC ~flo7;:;v,103 S'i:) 03:'22:12 ~ ~-;'2.'!J.'
1~
-
S31 350 16 SJ6 066 J3 3-5,5- 5.93
lJ S T:::;;EA.Sl'ilY NOE UNITl 3 U12b21:lPUI 1 (]'~~[) (]:_:!111:".":: J2,-2a:1::i .;,1(),(]~", r,7 810 06L 49 ~-11', 32

Af'PL[ COMPli I ~i-:: INC cor,~ A.l>PL 037BJ3100 f!.1 (IL/2:3:~ :2 .~~:()1 /1} .$34.938 Si' z.;..,
~:.:i&
..-:1 $ 10,49( M

(I.PPL.!: Cot,.' PlJ I ~k INC Cor-/ MP_ 037832100 pa::.


,~ 03/22,'; 2 r;::,:01,-13 Si'/.2CJ 92 $-iC.7~776,76 $ :30,.:::[:,[~
<11

f c llAD,\TA CORP DE I TDC c!l:'-076W103 122.-J OL,'23: 12 C:,01/1-'J. S71 ,6C9 l 0 su~ 11oi-1
~-.,, S-1 ~ , 19;. I :~

r,1ICROCHIP -cct-it.OLCGY IN"C MCt-ir ~1r;o; 71 :-1 S70 04,-:~:12 ~~::)1,-:1 ;;20.656 57 520,24() ;,r< "I,
S4 l 6 28

NXP S!-MH~()NlJUGTOns NV NXI-'" Nr:;~tk,X100 d~~(] D,1:."='3."12 OJ!C,4:I8 $1,:::,CJ35.~1 $L,~82 2~ S,<;,i(5<-,16

LINi:Ail -:-ECllr\Olf;GY ccnr COM Ll TC 535GrGur:, c,mi ':J7.'~9:1::, 03:D~ll 3 $2~.f,fi),<:;:) s2- .:66.2 S~_G8'56~

r~NALOG D[VICi=s ,1\IC AJI 03265-llO.::: r:.oo -;~."04,11;::: 0310"'/13 $:.!7,:)89 ~1 S23,C::i6 34 5~ 053 17
---
fEW10ATACORP DFI TDC 86076W10J .,l0 ~1/2:~/, 2 :13.'0!:io'13 $2.:i,'.:4tJ UU S?9."355.27 $-~,~19 1B

Cl Ii=i=s N/1.T5 nES INC CLF 18C-EJK Cl 7-&0 03:213,.~L. D3:0,.13 SI 9,J94.4~ S.5:=..79~12 .::-34.~~9 %

CL'F::-3 NATS -'lc.S INC cu- 11ltii'l.;lK1 o- 7.::;o ,2


o.e:.,:04,- ;):~,'()(,/1::; 518,166 % ~.5[),1-l~r, 17 s J2,6bii.2~
ACTA'v'IS INC ~0.:i'J7K102 21<:J:1 03,22.2 W:Uo:::/1:~ ";190,219 - ~ S1 ~b.214 5? s~4.9?4.ti2
OCGIDENTN_ ~C"~(X.FUM COR?C[l} OXY f:'"45~1810~ 2[:,;j C1/1 G,-:3 03:06/1 ::i $21,??~ ,'j~ S21 .~Jo 82 $-211 LI
OCC11H::N I,'\._ ;-,EHIOL [ lJ t./,C0-~--'0 RI OXY 67~599105 i-10 : ?/1 ?.":7 03,06:'13 7, '!0~1 AS~
$=-.. S54,JJ9 99 SJ,622 41

Cl_ 1-:.:s NATS :=:::=sINC CLt 1868:'.:!KIO' ,:23::_) tl, :30,,3 03:0-!13 ~1/1:.Ef:i7~t e .530,%( 1lU s-c 100.Jr.
cow.1I1 ro PJn FNMA ,,F r,.TG c-;-ic:.,42c o I-IJ"32WJ 130CW (Y.. /07/" :i 110.'07/13 $ I ::J/.~41,4,; ~137,"C& 3G $-RO 9~

US 1HI-AS',, RY NOT[ 'J\IIT' :'.:! '=11


?~t:_:ePl.B ::iCOO CJ/14:'12 03:07/13 St:.~22 2,~ S5.CJ2 24 $-9 99

CU,1t./, T TO 1-"U~ F rl LMC GOLD ,;FM c rpc,:~~:, (J)R03?.638 210CG~ 02/0/:1.'.:I 113:07.'13 s22e.~~m
4.~ '3?20 ,901 95 S--303 51
B~Y MELLO~
> THlRTEEJ\ FOCKDATIOI\-lMA
20 IJ.Tax I nforma lion
Aci:01.mt l\umb~r I 051 _,,.,,:n..tOO

Page- 16
V,E \ l TH ~.1 /,N ~,Gt.M LNT

Short krm tr~nt,actions


This category ir1clLldes sales of a~sets herd 12 months or less
Date o: Sal c~ price I~ ss Co~t :}r
:J~scr'ipt:on Symbc1 C:1-51:i CJ ;;.r,tlty sold ac:qu1sit10:1 S8Ie dat~ :(J 11
mi~~l(l'lS Oil er I)<'!$,::, Net gain or o5s

COMMIT TO PURCt-'AS!- I-HI ~.'C C ri-'0027F C2RJ3043~ 130UC:.O 1


.:2/~1/1:.; u:3,-;1.'1:, $,J~.0:3I :2!} SI 3~.tl t 1 813 .;,-40 63

U 5 Tr1EASUnY KOT[ LJNIT1;., 81?6~8PI R 500G OJ/14: 12 ;)3: 11/13 S5,022 25 $5,03:2..24 $-3-99
COM~1IT TO FUR F~;MA SF t,~TG FNMA)8 01 t-=030.:Js- l::iOOCO 0:2/12! 13 83!l l/l 3 sJS.373 ,;1 S136,37S 13 .5:000

~-~ICROCHIP T!::CI INCLOGY INC r,U-'P 6951"'171[l~. :)W 04/~4112 OJ/ 12.': J s~ 3,soos 1 $13,0? 42 ~
s~:1:109

HAEMO N ETI CS GORP MASS IIA~ -1(150:-'~1


()(] 20,) 00,:2:e,,-12 03/12!" J 88,159 B.O: $7,3~.0:'51 $-':!15.30

MO--iAW!'( INDS INC r,,iI-:K h()H1l)[) 10-1 BO


-
11:09/12 OJ/12/'. 3 .S8 ?fi/. i:'j4
1 :!;t,.~1(, "" $2,1~5 (,(,

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:?ti 3 :$1,21(l ~~ St,L92 83 S-b2 05

HOT "Of'IC INC HOTT 44"330108 ~ao us:;:9.'1) 03/1 ;.>:::~ :$6,313 ta~ $4,1L,: 45 $2,169 10

HOT -orIc INC HOTT 44,33':l10ll 3?0 (l~.'J:):1~ 03- 1?....~.:i


11
.S4424 67 $3,056 10 $, ,368 57

H 1\N COCK H LDC CO HB~C 4:0120109 ... ~Q ~;...!;.>[).',) .;:~.12,


1 1 "';~ S-13.6I1' 91 S'L,5B8 33 s, e70.42

:-JOT 1OPIC I~.'(; HO-T 4LlJ3910B ..:=.()U Gfl,28:1.2 03,~2/1 :~ $5,530.54 33-.755.52
------
S1, 7 7;5,32

I lANr:OCK HLDG en Hl-lf-C ,t 01 ::>01og 2:10 11.'.20/12 0$.'13/13 ';6,9<':~ ?R S7,1~?. 81 S-1 G1 ti::=!.

I IANCOf:K I ILDG r:n HhH"'; 1101 ?01 o:=i 3<;0 ~ 2:19~2 03:13/, J S10.3::.'11
50 ::;~,:,qb6 5~ $-f">5fj (]2

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FHLMC POOL /rJ 1 f!34:::: ~ 1mi.;~r ~I2(.WYr::'.VJ 13o:-:~~ 7 "'3 1/1'3 ,:,:13 ..~, $144./:::i/ (8 ~ 4L:, rS?.18 $0 UC:-

QUALCOMM INC OCOM 747525 l 03 ~(_](.\ 1Ini.:1~ (.);}.'I 3,1' J s13_3a.::..20 $'..'I~,
133 1!:i S?,?50 75

AC 1"1\\/
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11 0.3 14.:J
11
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A~ll CJ26:J,t 11)5
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0'.1/15:: 3
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$41:2 ::14
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$oJ3 02
S 1,-::{~2)j
I

S-20 68
C GO LO i"'OOL O 1 2B:l4 :rno 1 I 012ri::Ar 3132r1PI-IIS:::l
----
COV"T t\'AT L MTGE ASS~ PCC"JL m:1)3:)X ::i624i -:.A'/'J 1 ?Pi(,, ci::~1~/1:::- (l:~/1fl.'13 s12a 66 s1.:::2 3- S-14 f ;i

FHLMC r..mLD POOL AS039J ~ a~,, 12 A9Q1'13F ::i1~9Je~ua [;?7.:l~ [H::!1!12 U::1/lb/"J 5627 51 S678 49 $-50 98

I- H LMC GOLD POGL IIS-0393 5.0'-'o l 2 A902:?3F 3129Je.NJa 1 f\5 ?~) (J,,:}1112 Q~/I b:' J S1.105.29 s,,2137 ~2 s-rn~.n
FHLMC F nm Go- i:;337 G0533T- 32e,rn:-M ~40 7 06:27J12 03/15:" J 17
S,r:;1,::: sr,p,s_rn S-48 r./.
.. -
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FHLMC f' OOL GO-S33; Go.,:i:~/.-= :,1 )HM .'f :~;u 156 37 0'.'1 i:;113 03 '1~3/~
13 :~16.i! U $1 i'"l :513 s-I2 n
FHI r,.ff: POOL GC-~J37 C.05JJ7:: 312-8M7f-M .Jt:..:~J rr,UIJ'l3 Q1.'J5/" J S95 32 S103 J.5 S-8 J
--
FlIL~.IC GO_:J Gi cl:m~ .~.:r ,i G1a3:y:;;: 3121:',M',1KT9 5910 2f 1
2/C7!12 CJ/15: J. ~s.si~
::>6 $[.?F..~ ~t2 $-372 ~ [,
--- -
Fl IU1/,GGO .. J G(l~?1 'J ~-; fJQ 1 GOt?1 CJ~ :_:!1?6M(JNP 62J8 85 C:'22,12 CJ:1 :5:1J Sfi,T',~ ofi .Sr:;~::li JO $ :::,91)!::~

FHU,'C GOt..) <.~0,:216 5 50 12 C,0~216"- 3126M6Af;9 416 '2 0.5/18."' 2 -:s:1 -"j:,::. s~.rn1~ ;;4b:::i S.2 S 39 4~
WE.ALln
>-
BNY \1 ELLO\'
MAN/1.Gl'.M(Nr .n lJR.TccN J,o U:"l 0/\T[ ON-I MA
2013 Tax Information
Account Number 1U513.B3--Ul0
l'Hg~ 17

Short term transactions


Tf1Is category include~ sales. of ass~t; held 12 month5 or (e5s.
:l81~ o: Sal~;;: p.-1,:c,I f>SS C(:_St ,~;

D~.scnpe,on Sy.1 bnl ClJ::>1p (.l ll ~-ritity :,t)l(.l


;,l(".{L,i.<;1t1(:1 ~,:1le c1rte L L)rc,r-h ',~I ,r~.., ntnQr tJ<:1,:~ N 5:t gs~no.r:o5s

1HUJ.C GOLD GDtiS:38 ::i C-=::o


1 G(l.~fl:mF 112iB,17~X1 4~J ~2 (J!:;/ I 0/: :2 ;)3,-;::,/l::i $44~42 $4dJ 1 ; S-3~ 7)
:::>W:i% $2 M5 ~6 S2 636n
- 03.'"
F-HI ~H' (j()I_I) A9?.S21 -5,ov. 7 A923"21F 3I29~ l D20 03/:?1 .';?. !:/13 $ '91 Ob
___
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------
t 1-1Lr,/C G.OLD A~l2 fl?' ~ [)O~ ] A'Y'i:!~1~ 312341D2G 1mJ2c1 (]~,.'24,-~2 [):',/. ~.'1:~ $1,Wl? 1,1 ",?.1.~1:',.',;1 r-:so2.0
rH u,,~cGOLD G 0:5477 4 5r_,, 5 G,(l!'ir,77~ ,1 ?Ht,~n-,;,"tt :82 25 f"]r,,118/2 m:",.5,-13 $'92 ?5 $?01', ;JR S-15,8:::t

FHL~/C COLD G054?i 4 ~ o b GO,~,:r <";- :,1 ~'~ M 7M:.' J ::2e. 17 01;1 !,1~3 08/1 ~/ 13 $12b 11 ~~nr :~o
- -
S-? 13
_,_
~
FHU,J.C GOLD G0:54:ri' 4 t,,;, ~ GCl,1~<"
1:::: :) 1).1-lt.i 7/'.,1;,-::; ~92 2~ 02.:28/~J 03/1 ~-1 :~ $1~~? ?fi $?0607 ~-13 32
-
F H Lt-.'C (j OLD -=.)90.25 25~ ::i rntic:~~r J12B4U.l>29 656 74 02/12/1::l 0::J/1~.' I ::J $6~6 /4 SbbU.14 $-::'3 10

L lt-,:i;,t,.RTFCHNOI OGY COF-H-'COM LUC 535678106 ~00 07,1,3,112 OJ.'15!' 3 Sl.::i,0135.70 512,391 92 52,B::3 /~'

AT.5,T l~C T 002.06c'll02. ?O :->~;07/1? o::i:1 s:: :.::i $721 20 3S29 48 $ 105 21:i

CHICAGO ElRIDG[ & \RON COMPAt\. v CR, ''37250109 f(] D3!::i1/1? n~~.1
s.~.~~ ::::4,::i?. 07
- -
:::'.."::,673.37 S 1,347 ~:)
---r'lr~
DUKE R~,:... TY conr DRE :?G-1t1150c ~20 10/1 (VI 2 .1::i,'lil/1 :~
1
s::>.orn:1
rn 51 .777,':!J * 5232 28

MACK CALI Al I Y COi-l~ CLI .:::.'::4488104 270 00121/12 03.'18.113 St ?Oi % Sf 26/ ~(j * S4~,n ~2
PTC l~C 1-':C f'::!370C', : 0 >:Q 10.'16.'1?. 03:1o.'13 ~J.55l 56 SJ.0:)J ~I $:51H 15

I-' 1 C lf\C PTC ~'l370C:r:~, ~J1..' 10/1711:~ :)~/1 ili1 ~ S1~Yl1 r;3 311 -~5:?.64 $1,9JS GB

I It. r.0I N :: U:::C:


H LlK~3 I NC LECO i~~~()(] 1(,(~ JC, 06,-1:~I~ ~:~:1il:'1 -~ $5Cl WS 815C..-.4 Sl ~L 41

~ECI I DATA CCJHF-' TECD


-- ll /~2:r, 11.1G eG OG.'21/12 G'.l; I il/1 ~ .::2 93_;,'71 .S2 [.li'J.'; ",f'i S,C.,33

HOSPITALITY FROPFRrn=s l"HUS I HPT 44106M l 02 1~c 08:20.'l 2 O::i:I8:'1::i .::'.~/f)L; ;;:~ s~::,u,;,r:i "!< $49}51
-
-iOS"'ITALITY PRC"JPFR1 IFS I HU~ I 44I06M 102 430 OG.'21/12 O::i:lil 11~ $11,t,.'i'.1 ,H) S1 ~J?!:i1 G3 Sl ,402 27
-~
HPI *
KBR.NC ,(kH 4824 '2'-"-'
l 06 :-:o ovo~.,:12 03!18.'13 $%Ct ',Yr S1 .O:::i'..i
b4 S-hlR 37

H & H HLOCK "\JCOnrc-riAT[D co.1t.i 1::;9 (]-;1}67~105 :,i'l(l :X,:?C/12 (3118.'1} S1 ~.492 G2 .':6 4QL;25 $,[ (lll7 77
--
SEI INV~9 f r,~f-N Io CO S[IC 7~~1- 71 ~):-: 1,() :)8:?1.'1 ::> r;-,,,13,-1J 32 305 64 .sua2 so $~L~~ D5

ASS:.JRANT ING /\Ii


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-
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J\fSUR/1.f\T INC Al/ o.::G2: Xl CJG 2,.c 08.21:12 o::it;u:1::i :;1 n,.sJ::i w $;::;,1,:r, 1:-: ':i2,1S716

rt/LnnlOTT lt~Tr-RNA~lOt\AL INC CL r,,_,1/\1-i. til1 ::,03)(:~ ,00 12,-l :~:I~~ ():;l.... 1-J/1
:5 S3,.:i~7 06 S3,5~2.74 $1:1t, 12

-i::.LIX [NCRGY SOL).JTIONS 3HOUP HLX 4233QP101 4CO Od:'21! LJ m:rn11:, ::ii9,2~0?3 s~,14s, 44 s-,.;-m_?'J
-k:LIX ENc.RCY SOLUTIONS GROL:P I II X. ~233CP107 220 03:'20,'l 2 03,'1.f!ll:3 $::i.~~-2.1 :~ $1 ,.:1('702 $8~~ 11
Ci I.1'.::JCH& IJ'f.'ldH T CO INCOnPORA" Cl ID -,71 3,101 02 r-;n 0!;.'03,-:2 03,lS.'13 53,G~/ '6 $:2.~2? 2: s~J4 95
C1\URCI-I & :JWlGHl co INClmronA Cl IJ 71 ".,10102 7~) (:.::.,'0,1..-
2 03,:1 e.n3 S'i,:2:22aJ S'j"J1 _yr, S2J1 11
HNY MELLO\;
p~.
\VE<\ LfH MAN-\G EM [NT THIRTEEN FOUNDATION-I\1A
2013 Tax In form a lion
A emu n t ~ 11rnIJcr l U513J3340U

Page IS

Short term transactions


This ca.tegory includes :;;ales oi assets frnld 12 rronU1sor less
Oet.t~o' 3ale~ price I~5_, Cost or
D ~scr 1 [1(J11 Syrr.bol CusIp Gt, "!m;ty sa' -i ~C:(jLJISlll,:r Sal~ (I.-=tl~ f'~mm1 ssIcn s 0Incr b@<:I3 \IE;'1rpm, r)r 1055

A; ASKA AIR Gf10I JP, INC ALK u 1i:,5~1ura 70 cs,:21:12 0).'18/13 $~,:,3 1) s~..sa 1, Si,t/6 lJb

CHICAGO l:lHIUGc. & IHON COMfW\IY C31 16?2~0iOQ 40 cs:20,-12 C1/1 o/11 i2,297 TS Sl ,515.11 S7B2 64

Ar&I nK:: - '.":,;.,m;R,(J:-i 1260 C4/04:',2 C3,,'13:'l3 S45.624 58 S39,B76 ~a S:5,748. l 0


Kl NOE R MORGN-1 HOLD CO LLC -.:r.11 4~456~101 47(1 c~:04. :2. c,3:22:1 :i 517 fi3", 1 ~ s:a,~so78 $-?99.64
Pr--!C 1-iNANCI I\L Sc RI/IC ::S G ilOU ., I ;-,NC W:J-lr~ fJ.:: 390 ,:~:01:l;i C3.:~?:1~ -S?'i 797,?6 $~~. 1 :)9 .~~ 5667 31
gRQAOCOM COclu CL A Bl~CM 111320 0~ 1280 GJ!?.7:,2 1,3,22,11~~ .S4::i.1l66(:,( $44,'.J~l1lW .,, S-1.~41 G2

SO UTI IW: STERN F.NrnGY r,o SWf\' a-~~~67108 1120 C,!2(.'12 G::l!22/1::i ,A21a 16 539,110 18 SJ,070 98

'.1ROADCOM coqo CL A ~RC1,,I 1113::'0'07 ~930 C?:/27.'l2 0~!22/1 ~ $2)3.22-S-C-3 S20B,C-516S * $-.,625 65

~R C1A[)CQM co.::;.::iCI_ A BRCM 1 11~20~07 1640 ,:2:03,-,J W122/13 356.20,:_ 16 SS4,J33.!l6 * S1 c70.3G

SOUTI IW:::STFRN i=iJ:::hGY l;Q 3\/.N -!3?.S%~: 0~ 1 I 60 L1f:.',2/,-12 03.'22/13 $43,637.64 s~.-:,506 g7 .$3, 180 67

rN:.1A :JQOL D,>I I ~t,:~q Al IJG?C4. J1JfiA5l!..W? 593 48 05:11 :12 03,'25."1J f.59J ,18 S627,% S-3~ 50
i""r-..'MAPOOL JAi ILltw. Al-l.-:TtJ1t,,_ 31 :~dt> w-<G.~ 332 72 J6."27.'1.2 03:25.'13 :ii332,72 S.36" ,?1 S-28 ..Lg
;:-r,..;:MAroo L OAH3::. I 9
- Al l:~c:.rnA :~I 3d4.~~D1 2:53.40 :,5110,,12 03125/13 825], 18 S2Gd.35 S-15 37

-:-r...r.~A
POOL ,)AK24:". Ai(?~:~(JA 3 :iJ1:f.,\'-::M 2A2 46 -:sno.-12 03:25/13 $2..:2.46 S25'5.1~ S-13 98.
----
rNMA POOL ,:)AK2~ :~(1 A{?~3~l.A, 3~3BF6V8.-. e612 C6:27:12 ,)J:25/13 see.12 S70.50 5 ~ 38
FNMA ro o _ GA:-<b16~ AK'"J6:2A 3:,iuEAMU, 178!:I.22 C3,26:i 2 03'25."13 s1 .,as?? $1,r:i:=,:J1 n 8-93 3-EI

r-NMA rou:.. at..L fJ% Al.1 ~,()A ~~ :~l-lE=".IFI


Ji, - 8J,35 cs:14, ~2 03:25:13 :::;1~n'35 .$1~)?. T? Y.l37
F\1~1A P-OOL 04.1 i (MR Al 19,~6A 313-S~Jl:Uo ::. 67 0 1 /15:13 CJ/2::i/13 81 ~t.67 S1G !:"fl $-119-
--- s-,;r)%
rt~,\'1A :::::JOL 0,'.'1ft1:.!PD M4. 1~C~A -~1~11lAKi\!7 765.50 09/17.'12 GJ.'25.11 J S7t:i~ 58 Sflm.11:~
;:~OE71AL N/,-'L \ffG[ ASSN POD!.. i4.::a41do:\ 3,;,~3DDX4 ,;7- 1 ~) ,1 :13;~ ::> Q:=l.'2fi/-'.', $57' 15 Sb21 02 $-55 B7

l-f\ M/1, POOL 96660 8 5s 0


~ 2 8666881\ J1~14'+<.v8 12:~ 1El OC:'27.'12 U3/2b~ ! SI .23' lCl s~.::is1 22 $ 120 04

:=r,..:-M;:,Pnn,_9%608 ~ ::i0 r:i 2 966608!\ 31414;..,;,;;vs 3/~ 1.2 Ui:Lf/ 12 CJJ.'25/i:l S:376.12 s,114 ff',
-
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POOL M 769~ .::=:.~L'..-.:- f/ AAi"W4A 3141oRROb 9~.5 07/."='6."1? ()_'',,':?fi/1::, $9(] 5~ .S10:::i% S-7 4.5

M[~TOR G,C:.aPHICS CORP M:::NT ~ ~-7?001r,(, 28,) 08:28/12 03/26,113 ,;:;492-5.~6 S,6ii 9f'. $299 4B

cor-.~C,\S'" corw ;~EW CL A CMCSA 20030 \I,~1 8fJ oe/19:12 CJ:?6,113 S:~5.fl~].;,Q') $?7 1 1 r_:ifi ~1f:!. S8.5'311c:i7

Cor-/ C/\S- COR r ,\I[W CL A CMCSA 2t,n:m~~~1 - S) O-':F:27;12 CJ:?.cF13 87 , 1~::l,)6 $r,,f:,(lC) q~ S1 R53 - r,

ONYX rl-i,\nMACE UT ICA LS INC ONXX r:oL,::i:m31:m


--~----
,i):) 11,-(19/1? J3,':::11)'13 $8,30:7m, 57.41.l:5~4 S1.,2J ,:4

CN"'X Pl IARMACFLJ"I ICAI o iNC (JNXX f:,l'\';3001 :'o~ '10 08/26,1.;2_ 03,'2f>.'13 ~~tiS~E 68 $El.m,~ 5:'i S1 .-143 11
>
BNY \.1ELLON
'NEALTH MA W,C,Erv'.[N l Tl-llRTEEN FOU:'>.JDAHON-IMA
2013 Tax Information
<\.ernun t ~um 1u~r I 0~ 13JJJ 400

P:1~e 19

Short term tran~actiuns


This. categor"y includes sales oi assets held 12 months or less
D<'ll~ of S 9-I"!s tn :c less Cost or
Dcscripl on Syn1oc1 ~JSlp Q u o.nt1t~sola acquI 5tic : Sa,e date ~umm1~5Irm~ [)ttH llc!~I~ f\.P-tgain o~ :05s

SKY'NO~KS SOI_U rlONS iNC SV',KS 6]0.g.sr.110? mm Ul!,,,'21.l/,z! c::i126..1::l SHJ,%4 b4 S~S.9i'' ~4 $-,',O(Jt, 90
TRINITY IND.J;-;1 RIFS .r...:C TRN ~,<:;,fifi??
1r,) 280 ofl:2a,.~2 ::i
;::,312e,11 $12,2:10 63 37 95'. % S4,27S 74

i.J S "'."REASURE NO:-!= UNIT~2 ~J12b?.ilS 1,:~ $000 ()7112/"i ~ ~3."27/13 S5,021 07 SS.105 33 $-8~ 26

:J S "!"RU..SUR[ NOT!: IJNIT22 812~21lSV3 .-=:~ooo01 II 5:13 :):':.'27/13 520,06'1 30 -S?O.O~.?74 %1,S6

RINITr' INO-JSTRIES NC TRN S96522109 fi(l n3,-nv1 ::> D3:27!1::I S::1,4r;o?~ $2,?71 ~7 $1,176 77

\.1E~TOR GRAPf llCS CORP :.11:=Nl r-E\7::10(}1


~6 1:0 ;)8/20/1 <:'. 0:l.'27/ 13 $1,92.5 31 $i ,ll141l1 $11 U..5G

MENTOR CAA Phi CS CORP ME:NT isBnnr~1 rm 7C 08.'2fi.'12 03127.'13 S1 ,225 20 $' ,15G.i'4 S61l.4t,

IJ 8 TRE/1SURc NOTi:. UNIT22 81 2G~i:IS1.13 10000 07,-12,,12 03,.27,-, 3 fi,G,035.n $10,210 67 $ 174 :'.:!~
----
U S : Hc.ASUH:: N01 c. UNIT22 9128285'.13 1 GGGJ 07/1 D!12 03,1?.7!.J S1 S.O::il,,;:_'. s ~.31 G OC S-26: 57

LJ S I HI-A.~lJ---l,---K(l I I-
- c:~v;::-1.,-.~r:i
UNIT22 9128~.f!SVJ ()fj<.:'ol1 07/13, 1? SG'i,J~4 71 $97,193 ~~ S-1 ,84S 80
....... __
,.........
U \I EAR T [Cl iNOLCGY C:.CRP CO:,.,, l iTC 53'::673' G~ 111::i ~r:1 i:1/1~ ~)4;0'.,!/1:~ ';,4(1,~ El:,.7~) s:~4/jr.;:, ,.-,o $5_::3.-:1
31
---
l~~T[RNAT:rn~AL CluSl~TSS t,'ACI IINf IBt.1 1=3920010~ 203 1..:: ~).iJ
".J..1 84!04/1 :~ :~42,f':)4 21 s~:~.n5r,;.,1 S-2G1 94

IN i E::RNf1110N/I.L Bl.,SINESS MI\CHlr---.'i IBM 4:lU~ll(Ji(J~ 179 (;q:(13/13 04:04:'l 3 $3/,743 6i' .':.38,:2.J.144 $-<if7.7
-
M=.i\U JOHN'S0:--..1NUTr-llTION CO A MJN bit-:b8~~1(F- 510 -:~.23!12 04:0~/ 13 $61,2W'l CS ;;ofo.~::t-, 4-1 ';--4,(.,073!:i

COCA-COLii. CO USO KO 1n121 tii or: 910 ~4/28/12 04/U~/13 $3L,W3 8~ 1


J:~3,==~~BJ) 1S6 ,t7
::::::i,
-~-"---
INTEC:NATIOr-..AI 3USINHS MACHIK~ I1::lM 4592~010: - 197 C4:17/12. 04:0,:./13 5252,397 59 S247,28::i Oi:i Sti, 114 ::;,

INTE::::NATIONAI. 8lJSINi=ss ~.1ACI-IIN~IH,\~ 4592)010 .-:01 G:?.'27:13 C,1,'0,~.'13 $84,554 25 seo.:ie7 Si' $4,lG(:Ui'J
OISNCY {',lo,'ALn co:.1P8NV I lOLDI~(, DIS 2",4687106 r,40 (,?.,'19/1."J :J1.'W,/1~ ~30,%5 59 $22 782 60 $8,202.3D
l):8r--..'E::Y
iWALT) COMP/\N\ HQ~ING DIS 254til'l71()fi 2GGO 04/23.:L IJ4.'U4/1~ 5118, 1 :ir, il-1 SE\6,J:'._'l'.1-
98 $3~ ,772 86
INT~RNATIQNAL GUSL\li=SS M.l>CHIN~ lkM ~59200101 %J (l.!/23: ~ 01,0,,/1 ~ .$203,056 7 S l 90,' .e'.'J01 ~~ 2,~1 G.70
INT::HNATIONAL GUS\:.J[SS M.l>C! IINl IBM ~592C0101 ?4~
~---------
t1<:,/::>B/:? 01."0~,11
". S52,S~3 7 551,637 60 S~CSG
1r,
-
rV:-; :;01w r\/H f,C131"]r,f,100 bO cc,:211;:2 [M.'0'.J/1:=; $<:i,f,11o'i;s $7.,(~9 46 s,, 1~2.:2(]
---
PV! f: 0.C::P P','H 6936~61uu 160 on5,-12 04109,113 ~,..r.~2:~ J.J S1b.~l=iG;:,;, S2,G17 11

CYTECiNDSI\IC CYT ?:-i?c1;010() '130 r:Fl:?Q/1? 0-1:(l'=',113 $32,227.52 $28,8-(4 ~8 53 :152 <:)3

JONES LI\NG L.AS/\L_[ INC JLL 460?0()' 07 10() "c,Jo;:,;1? Oit.'09.'13 %.836.% $8.~6 I ~8 ~1.~2r] 11

L.ASA LLE HOT EL PPTYS L'riO "j,7'}~210-8 (j?(l ~J1!01/13 0-1,uJ9113 516.253.~q $16,453.62 $-:-'00 H!
- --
PVl-I COHI-' f'Vh n'J:~(~5(i: ,:;:r, 6t i I .'DB/1:! m :~
(l~..~ ,, s7 ~a.-:.62 $7,199 99 ::i-fLiV
"J S TFlEASUfo:'!' \IOE LJ~.IT17 9:?.f28TS9 ,noni-: rnn2n2 Q(. "1OY). .$69,964 22 $6':.!, !:!U2 U~ 86" 54
>
3!\Y \1 E LJ.O.\
THIRTEEN FOl 1NDA1'10N~1:\il,\
2013 Tux Information
Acrnont Nu mlwr !OS!3333 400
P:igc 2[}
WL.;L rt I r.' 1V,t<~! M UH

Short lcrm trnmactions


This category mcl1.Jcic-s
sales af assets hetd 12 ,110nthsor loss.
u.il~ r)' Sai cs price I~ss Cris~ er
:iescr"p 1c1 S~nbc: C>L::;1--: Oud:1ti!y 5:)Id acqL'ISltl0,1 S@I~cJ@E'! i.s
<'anrn-'l1f.S-1(:, Ci1!::-r
cas:5 f\:f,!! y 1nr)r 'oss

COM ~/r TO ?LJR FH . ,,c (,OU s:=r-i CTr0026A ULAO:m4V l-lOOC1.. U3:i'.'-!13 01.'10:13 Sl 47, 1J 1.25 S1 ~6.12::i (~:) $1,006 25

U S TRi:t-SURY NOTF UNIT17 ~J12B?6 TS~l G~oac 10,''.~:::/12 04:'10."13 $6.,966 7i' S64.52::l "/2 ';~.J,05

Ft-f~ \.1C G OI. C c:Cl9~P5 2 ~-=..;:,


3 E090:25r- J1 ;)r:J4L0; 1;e.593 4 02,: 1;1 :~ r;~.'1i /13 S123,JS:1 46 s1.2.2.s13 w $5'> 17
HR&T CORP COM ~Hi 0:5493710/ 35C 0412J:'12 04,11!}!I J $10,fr,7 17 ;;;~1,0~1 9 S 4UL; 25

11 ILMC GO: IJ POOL Qr;:;:a-34JO~~ I' 012tn,:F 31 3? 1-ff-'HK3 .122.m1 t1/?1 fl 2 04115,113 $422: 88 .$444 ,G S-21 21

Fl-I I MC GOL :J 1-'00 L /19C393 5 :);, i :2 Nl~:,[HF :-ii2SJ6r\"JS "/1:?.5(i ')5(~,l.'12 04: 1 511J $i'12 56 .S7?4.(l2 S-61 ~6

rl-lLMC POOL_ G0-533 7 G;)~337r :l1?bM7lNSI %Si'I {)f]."21/1? -l),1,'t[i/13 835~ 71 S932. <'2 S-77,C1

Fl 11.Mf: POOL G0-533 7 c-:~331 r


1 :~1;..>f:lM7:-'IN9 :2~1 08 '..JI.'1ti/1:~ :)~,'; 5/1 ~ ~251,68 S271.8l S-2n 13
1--HU.~C 1~00 L G0-533 i' G~~,337F 3' "2.6r.l
7--iN9 '~1 Oi ,",1;30113 04.'l 5/13 $"51 01 $1 (:i:38[1 S-1 ?,BS

Fl II MC: GOI 1) G13:JDS 4 0,,, ~ G1fi30:::iF :~1 ?il',1 MKT9 5%b/ 12.'DY,-1:-> ,)~1, 5.'13 $5,-596.57
-
SB,055 2-8 S-:Ofii-171

FH U.~CGOLD G04 21 g 5 :)~I) .:! C1;)~219F .:iI 21!',1t 8.IJ2 es44_3 10,-22:12 [)4.'15/13 sr..a44::,o 57,500 93 S 656 ,:,'.:)
FHL~/C GOLD C0421 u 5 5'\, . ;:> f3G~:?16F J 1 28M6t,nEl 5~J 36 Js:1 on 2 04.'15/1 :i $~.:::'J '.lo S6J2 47 $-52 11

1~u.ic GOLD G::l59Jl3 5.0% ~ GOS3'3Gr ::i1:.e-br-.n~.x1 :SE:S-24 :S.'10.'12 : ,,i:1-~/1:~ 85-:':~::'1 S615 - J S-4::i i>-~

=r:;_M C GOLD A92u21 5 O"o 7 A92821F 312941 D2C 1741,05 ;)5/24.~2 G4! I :::i:'i-! $1.1-11 [)5 $i,877 6~ $,136 .:ib

;:n..-,re,rn r.i GOS47 ,- . S"o ~ G0:5~77i= 3 ;:,~r,f7,'.P9 26[. ,2g G-1,'16I~? r.~:15,.- 3 $265.29 S2LW22 $-21 Sl3
rtILMC GOLD G05477 -t.~~;;, 5 GO:::i4?tr- 3'.28M7M2g 1 n s::i f_J1
.'1,".'13 fJ.~11:5/:] .s1n ~,-,, $~90 13 S 12 i::5

FHLMC GOl [) G0;:,-177 1 ~~o 5 G05477F 31~r.r.1rr,.".!~ 266 29 0:2/2l."13 (IL;/1~ ..; ~~ S,;.\,(,;,,J $21:1'::.~3 $-19.f-1

FHI MC GOU) Go5.::.77 4 :5s s GOM,/F 31 28 ~~17h129 W91 o~ fl]/nI1:~ o-~.11


r;,-1:_:: i,;6,391 C.:. S6 99~ 19 $-[,'(~ 1(i

r:ILMC GOLD G05~ 77 4 ")% 5 GC~4/1r 3121l\17M2D 2b6 <!8 u::i/ J/13 04/15.'13 .S2Gfl.~fl :::,:::on~
4? $-25 13

;=,-,,_Mc GOLD ::::u'J()F ? 5-::-.:;


3 c09C2S~ Jl29L;LJAW 7.::;965 02: 12/13 04.'lS:13 Sr48.Wi $77(, ~6 s-:s 11

FHl '1C C09032 :,_s~~


2 r:~:io~~?F 3~2'.:r2b",91 f,r:..-;[)f, i:,3.-07/1J :Jtt:.~/13 S&X06 5635 l t
--
S-31,71

GOV'T KAT I M rG1-.N:l5N POOL tfil1lJOX :m;i.-:1KA73 2~ri tli Oj/11 /11 ;-).-,,~
i::.1~ s~.-:3 67 S276 C2 ~-~r~~5
r-[Q HOME LN MTG u:SC Ml l;: .,;_ :~1:n<J7EI(:\ 1<1e-:oo W.'lil/12 ~i4,-{:,/1:~ S11ii,fl90 g? :;:;1..-.i:;,g,90
92 $(.'OJ

0 UA :...C0,-'lr.1:Ne
1
- CCOt.1 747525103 c::>:J C~/23: .2. :-~.'' 7:'13 S(~-1:n1 ~H s 1,-1.i::-s:=;
::::c .':2 593 /f,
U S TRFi:-.,-:;uriv \K)TE o ?s~s ,o., -'\II~'.? 91 2823-~\ 0 30G";) 11:'2J.'12 :-~;17/1 ::l S30. l!'.l .'4 $]G,;--,g4_g;, S94 ll2
---
AU..S KA 4.1R G f-.'OUr' 'NC ALK tl,1 fi,q~G9 ~~ :-J (1~,1?1.'';, :~;17,11 J S2,39~ 7S Sl ,4:J2 ::IJJ ::::99? 37

HIL~ ?OM 111[}GS rl;:;;c ~:, .-,1i::,1rn 5~ on121.,;, :~.-,.~


l/1 '~ $2 081 14
-
31,635 LJ $-1-1, 71
-
~11LLF.RHl-:AMAr-,..:'IJC CO\~ r.~LI IR GOO~.~.J1 DO !3:) (.;l}."21J:;, :4:; 7/1 :~ :;.~5:ii-:,7g3 51,6?0 57 $21:l/~6
>-
3NY M[t.l.O\
WAL TH MAr....AG~ M (NT THI RTE EN FO U>JD.A.T
[ON- [\.T.-\
2013 Tax Information
-\.n(Hmt Kumhcr J05UJ334UU
J'ng1.: 21

Short term tran~rnctjons


This category incltJdes sales ot assets. helc 12 mo11ths or less.
Lhte of S:=iles :'r l~ les::. Cost or
H1t1SO'd c1~qti s 1'.1
on Ssle c:atc ,::c:iTI
'Tl1:ss-ons AlhNbci<;I~ Ne ~ a1.~01 ln~s
J~ scr1v1on s~~ntol CL Sip ()d.'l

~JAS:JAQ 5-;-_,<M.<T INC ~.'D,iO 63 I l 03' (.;(l 150 {)[l1~1/1 2 0~/17.'1J S4,;252 Ill $3,-'">(m
55 S6623

r IDE'NATER I \IC l"IJ'.',J 88642J102 90 ,;)(l:20/12 0~/17.'1:l Sil,308 62 $4,L,24 s:~ 5-116 21
..~

riDE\\'AT-::::.R l:'\IC ll}'.\' <564:2~1U2 ~c /1 ~~


:....8}21 0~:17.'; J s ,&14 9i. s:,nGfiw, S-SO.%

l"hUH lr\'DS INC TIIO a13~,1eo101 6(: 06120/12 r:,J


o.::.;1 $?, 1 ~::>.n~. $' ,9i'3 01 S1 G') 0-3

THOR lt.'DS l~.C THO ,Q~,51(ir;101 9tl 06!21/12 o~/11113 ::;:~,?1:~ 0G $2,&75.82 .$?37 ;,,i

N"U S.Kl,\I [:},Ti:RPR1s:::s INC CL A NUS t:i/G1 ElT1Of.i 1~.(; ;:ig/, i:J.'1? 0<-/17! 13 $6,92fi 03 f.~].'?9,157 s ...::i1.;s

MAR RIO 11 IN l E~Nt,TIONAL INC CL MAR 57190]202 160 12/13/12 (l.~/17113 $6,577 80 $::i,7'~'~.:~8 Se.45.42
-
ACXI or,:COR? ACXM i;J:,1 ?-':i1Q9 130 06.'21/12 0.::.,:1f.':3 $?.~61 8:2 $2,224 21:1 S:?37 56
CLl:::GOconr r.E~'I CNL '.:2~blW1[kl 4(] :)f:l,'~1/1::_> Oi-:'17n J s: ,n,.~(1:- $' ,693 7f $1 i'B,;,6

GU:::CO{~Dnr N[W CNL '~~61 W1 D:l ~c :x,,.~012 0.::.,117.'


3 S~fi<:l.G1 S423 03 SH.?~
wo;:::n'l"J(HQ'J IN[) INC \~!OR 981811102 &) l 0/1 f/12 04:17:~3 SUllO (;2 S1 1 3fi7 f,? $443 1 [)

HUt. TSMAN CO'.::JP HUN M.7:)11107 200 08;21/ I:.! q..::;,17,.r:1 SJA33 JO ::,~.~i:(JI:\ 546; 22
LINCOLN =.Li::C r LOGS INC LECO ,~_:l'.\c!Or.106 [!"":- 06, ",3/12 0~/1 .','~:::! ~2,S29.'.B S2,2~2 J1 $277 12

Hc.:...IX.::.NEFlCYSOLL T,Ot\'S GROUf-' HLX l ~:,:flP1 0 7 9G 06:20/12 QL:/I.': ;i $, ,649 88 SlJ2 1 0'} 128 S-3

U.S T~o-'1.SUnY NOT[ D.il75~~ 1? )~11 5 m21l?.P-RXO b;Q(l(l 12.,'27/12 (1.::./1


(.'1 J ;,60,937 3,;) $6C, fll3 -~J ~ 137 B~

J.S l"RF.AS,JHY f\;OT E O 81!}',;, 12 U\111;.; 91282l:IRXU 1~~:mu 1.)1:1 5,11", 0<'/17/13 .S11ti, 7r:ir, ~:} 511 '5,523 24 :3?73:2S

u s TRFA:;UHY noTE '.-'/TN0717 9 I 2-'32ff,DG i:b:{)[) (17:;.>,tj'::_, 04,1,7/13 ~f.i5.-'3S83-'3 S65,576Hl S-18 2,

U S TnCASL:FW NO i 1::. n 75~ :0.' SI1P628Tl."~0 25Ui0 "i:0/17.~.:;: 01,'"7/13 S2j, 15<l 12 $?5,1301,i S?7 9c

u s 11~1::.Asunv NO:-!: 0 75~: 1()/


Ut\'IT17

UNIT17 ll,~El2i> vvr. 3t1C:J 11:: 4/12 D=t17/13 dO IB9 ?4 5:30,:70


~- [);? ::i1::' 72

U S -;-,'.:li=ASLJI-W
NO-:-:: U /~% 10,' UNI 117 912LJ~tiNJ :mc,:J 101.~6112 ~4::, :'1~ SJO l/Er,74 s.:io.um, 12 $8~ (.,2
-~
SLGn[CN RLTY C:C)HF-' S:..G 784~0X101 1 ' Dn,l;,1.'1;:i )4, 17/1 ::l :i,Jf,3 76 ::,809 lb S.54 60

,\JU SKIN ENT[R?R,SE=S ,\IC GL ,i NUS 67016Tl OS .::.0 Ull/1 fl,'1? ().1:18:13 S1JJ.g9 06 Sl .""/12 r4 $276 3~

7",D[WA 11-H INC l.JW iJlJ(:,42::11


;i? 21.0 08.'.21,']~ ~4,'iil:11 s: 1 5: l /b S11 7~r, :)1 S-2~, ?f:

T D!:.V,'A.Tl:::R
1\IC T:J~V 886-l~::J1:_,~ d. 10/15:12 ;)4:, il:'l :~ S3 837 25 S3J~H b'::i s,n3~,
TID['NATER INC TDW 8%42.'.:11~2 r:, 10.'l 7,'12 .)4:1 d:'1~ S2.877' 94 S2,i>::'i,.,r,7 $L3 27

N/\S D/10 ST K M KT ,NC NDt..Q 631103103 ~ ':j,;) DH//.r- 12


1,1
J~.'18.'1::l s~5GJ 64 SJ.?66 l~3 $73~ i'fl
N,'1.0D i\Q ST K M l<T '.NC: NDAO 6311031 ,)8 2..::;Q Dil/?1 :1 ~ J,1.'l 813 Sfi 71:i5~7 S5,/11 2b 51 ,04.<; l[J

AC X,OM CO I~P ACX\1 0(1">1?5,J9 200 08.'21 ! I'.,! '.H'1 o:13 S-3 ,,~(, 55 S~,.421 S4 S3J<- 61
~
p; ....
!3:-[YME LI.Qr,.;
2013 Tax Information
.\Ct:UUill ;{umber I 05 IJ,:,J,_qoo

',\(.Al n I '.-IA.l~ACi[Mf ~ r TI lIRJ"EE'~ FOU\DATfO\f-l MA P;igc 22

Shorl te1-m tran~artions


This catego:-y 1m::ludes sales oi assets herd 12 rr:onths or less.
0~.le d Sales price Ie ss Cost or
C)(!S(:1 I Pil l.l[ I svr--iba' r.1,~1p [Jua,1t1ty 3C d ciC:qus,tlOf'I Sac date ~~n: m1.s~1a.1
s Clnf>r h;:ioe;1~ Ne gain or I~s s

H~)N] sr,~1iN CORr IIUN ~~701 107 1-10 (:1',.'?0:~;:i C<l!13i, J S2,401 31 S2,05r.99 $3::iv
c iL,\ITSr,iAN COHP HUN ,:47:)1 1 1()7 230 ,j~/2111 J (M/1 i,/~,a, o~
S::.:i,s,,i., $3,42.),53 $5:21 ~fi

MIi I FR HF:=ir.1/1,r,.,
NC COM \.1LIIR r,::mr,1,1 G: l OU C~:20.'1'.c! U~/18:::i ;::;;;,,~'fo73 Sl .9%.52 $3i.2 21
MILLER I IEqM,,:,r-..,NC COM \'1LHn t;:;[)~44~'JC ~:,o oe21112 0~.' I ti:' J S!:i,42j_07 S4.~W 43 :,;7-'l56~
ACX: or-1 con r AC.XM 005125'08 110 (]Q/?~,'1? W/1 Ri'J $?,G66 11 $1,861 54 $20.:0 57

h"IL~ ~OM HLDGS -lC.:(: ,:31475102 ~on (1~,:;:1.'1:.i ().;,:1[:,:;:.:i ~6,8931CJ S5 451,42 Sl.44.2 or
NcT'GE/\n INC ;-;;ESTf1 NTGR fH11101C~ 1 (iD (kl/?k11 ? o~-:./:::-:;.
~ :~ $5,::'71 09 S7,?.85 61 S-2,0 I' ti2

~lL STS l~T~ INC OIS 67-!:!G26105 1:m Cli'!i::'1311


'..,' 0~.';.,3},J ~33,GJ::::60 S33 686.86 S,854 2(l
Q:1 S 15 1.\Jr~ INC 01S C7R0261 mi 2U Uu,-~:12 04/.23,-;3 $~ ..s~G 40 Sl.:575 7D .s-~9 39
0
S F.rTR\!...., Pf-lAHtfACE::J-:-IC/\LS INC SPPI b4.'f::i:::A1m, S-70 0~/2.9.'] 3 OL,"23)~
3 S,(l25 46 S-11 ,:~2ll 26 $-4 ,7(1.'J1:1,1

SC: 1ou..s--:-1C COA~ dCHL -')0i'"lJ6G'0.5 ?10 C1,'J.O,


13 QL:.'23,1'J SS,579 01 S6,2fl::l 03 .S-7C4 J2

sc:--iCL4.STI C CORP SCHI 8C7%6105 3[) (l,/;:?:13 (l.~/?:'l.1'3 S797 00 $89/4 6? ~-9;' 62
SPECTnUM ?Ht.r"ltv1/1C[-..F:CALS INC SPP: 8~7631\ 1:)6 ~~u U~.'04."13 0~:23:'1 ::::::i.ri~l 7:~ Sf,,i'i,:4 04 S-2 74,: J1
Ar, :--HICAN r..AG:.E OUTFITTEflS INC A!:.O ,::?5!',3~1~r, 1590 0llJ(l.'12 OLi~::lo'iJ $23.454.ml s:~e;
os2 50 $-';,}j9-!:! ~1

::ATON CORP PL(: ETN rn'.:11~:;103 f,~O -1;30,-, 2 04:2~."l J S,37,992 69 S13.Si6 40 ;,I; 54.4/-5 2'J

-.!!,_TONCORP PLC [TN G?9, 1n103 .::=.c '1/30,'. ~ 04:24,lJ $'.,!,J3ll 01 .S.2.0t:125f, ~ S275 ..!6

::LI uay & co cm.~ LIY ,,3:?1f,7106 9JC :Xl:10/12 04,~4:13 $~2.41 ~ :~n s~::i.t:i,::, ~~4 $11,339 96

SC riOLASTI C CORP 3CHL 8J7066:C5 1:,0 01 /?')i '.\ ,1."?l/13 S-3,151 19 SJ.876 71 $-425 52

Cl::J, rEl~POINT EN'::nGY INC CNF' 1:'i:,g<:,f 1ri7 J30 12.';)6:':2 G4,24/13 S,'.969 ii Sb ~[4.~[5 S,,.T"5 4?

TOOTSIE="ROl' l~~ULJS I H~Eb INC CO TR llrb~161 U1 01 03/16!' J c~;24,:11 S3 12 S2.9C so 22


C~NT[P.:'Ol\lT !:.NERGV INC CNI-' 15lo9Tl07 .:1~7{) 09:;:,5.',2 C~!?1/i3 SB?,,:A38,: e 'ti"i5,0J1 r. ~7.0J7 33
l-.SSN POOL
f"[~CRAl. N.BT'I ~.';"TGF: 7~541 !M 31403:J:lX~ 5~:.,21 11, 3.'12
0
~~/25/1-3 S'YH.?.1 .S6~2 33 $-5812
FNr,~11.
,;,oo_ 96&b08 ;:) ~:, ~ -::wrn:,oRA 314 - ~.HK',:8 26l.12 ~=- Ob,1~~f,1 i 2 1;~:2~,-1~~ S::..::J~g~
~~~ $2Yi5.4G ';'.:-."=!6?55
-----------------------------------------
rN MA POOl ~6GW8 S s~ 2 966608A ~)14 i -11IK\lfi 322 % 06:'.27;12 C4/2:Si1J .':[;22 rn SS)G.81 8-H~:'.?
FNMA POOL A.!,,/[,'-_l,t 1 ~~~ 7; Ar17f8'41\ 314' :nr:108 131 :'"2 07:26/12 c~:25/~3 S131 72 S141 6-E! $-Ll%
-----------------------------------------------------------------~-&-
F NM r, ~o:)L Ot,r 362G 4.l l:~62CA , 1:5oAS,;\v;:, 8i3 ~t:i c~:1 ~: 12 G~:2~,-,.J $~/::: ~ll s~1~4-~~ r) :::;-r;I)
78

FN Mr~ 1-'(J ::-JL 0/\t- 4 n4 t..H4h)Ll1 :i 1:~c!ALKG~ S.': 56 %/27,"2 c~:2s,:1 J S85 56 592 -89 ::!,,? 33

F \IM r,AQ5362 3.~~o 12 t>Q~'.,f,2A :,, Jil:,11 r-;yr, 23~J q5 03::i'".''J -:~;2S/1 ::I $2_3'13q5 s2,q73 .f!) t lJ0.35
>
Bi\Y ME LI.Ol\
WLAL li rAA 'lA.GU,1LN 1 l"l II RTLl]\ FOU~D/\T[0~-1MA
2013 Tax Infornrntiun
Account Number 10513.333400
Pag~ 2J

Short term trnm,artions


This category includes sales of assets trnld 12 rnoritht> or tess.
Da~ ~f ocil P-':>pr r,-5 I~.,;s Cos er
Oc sci 1p'1
on Syrr.bol Cus1p Ou;;i :Il"y q,':llrJ 2cqu1s11.on ::::c=~te
S;;=..15 CG"ll rr, 155IOrJS 01~er t1s1s 'J<'1IJ~.1
1or loss

r\l.\'1A POO!... nAK;::o.;?9 AK24JP/I 3133C6V94 355 B5 (15/10."12 04,':2~1'1


:~ S'.!~5 85 S376 37 ~-~:) 57

F,\l'.-1A r OOL OAK.24:1~ AK'~4J~A 3133:::61/94 97 G5 06:2:'"/12 0"-:25/13 $')! U:'i $1()3,16 $ 6 4:l
------~ $J,!5:Jii 9] :$'),ff'.37,12 S 12i. '.!l
FN~.~A POOL OAL I g,; b Al 1 CJ~M "31J8EJEU8 ?';,OR9J 06.'l ~/12 04;:25/1 :J
I-NM,\ PQOL 01\L 1945 AL1ll4M 313Rf:,IHJ6 200 71 o~.1 ~.1 ~ W,/2~.'13 S200 1~ $213 19 ':i-12 4t:I

l=W,1AP001 Al-'0157 3.0~o 7 ,\r04:57"A :i1 :~1iM~~ow~ 3:)l)/ 1(-; 1~:~;11:n o...
~.
2 s./13 SJ,007 ;e s:uc,,, ~o S-152 2.:;

i-NMA P'.JOL :iMA 1 200 MAl?.OCA 3 I 4 ,lJAK~i 730 C4 0()/1 (/12 25, 1 ;_,
().:",, 1
1
$730 o.::. $1% 14 :i'i-:;s c
;:NMA F-'OOL 01\H 35' 9 Al IS5HJA 3138A~~Dl 1 ?~ ?.6 O;i:10.'12 o~,:.2s,.1::i 512~ .....
,) 3129 88 $-1.-1:2

c!RS I MF-HI I CO''W COM rMrn 337815102 (1 Fl 03.','.9."12 o~:"2.6n3 $13 ~.? :=.,1 94 :>1 -,R,
COMMIT TC PUR FI-IU1.l,CGOLD .C,F-M CT?M27G U:2RUJIJ4 5~i l:JjU():) (J-A./1
;J."13 o~-:.129)13 $: 4.2.,42:::iUO SH .~F11?!:i S64:J l5
SEV[RN TRCNT P_ -ilPON ADR SIHNY u Hi 14?~~, , ,~o (],~/1~.'1? 0~':)0,~ J 1
S32 369 36 $:~ ,G'-"nil3 $670 ;::~

\.llTIE GflOUF' PLC MIII-Y 6~6/1 Y1 '..J.' :lbO ~~/Uo::~ r,i:;:03:1 J -::15.876 ;)4 S,bJ~"i 27 S-871 23
-
Mil IF-GHOUP PLC MITFY f:671 y, )7 970 07/20: 12 Gb'03.~.! .~16 ;'",C:?.6 ::; a.~64 4g ::::-~~,.~,
21

MITI[ GROUP PLC MITFY l:iG71 Y1Q7


-
'1GO 0:7/?3.:1? O5/03;,J. .::1G.0431 G ~~ r,,e,9 7u. $ I j1 ~?

CS I l:H!\NDo INC c:.;1 12-$~61"11


OS 125 56 c.::.
..:::::4)13 l:i5,n:-::r
~? S3.7J:l 12 $4, 1 Hi:~? S-333 20

KRA1 ON .:.1-H~OHMJ\NCE rOLV,\.11::R:::KRA snonc106 350 2;0~:12 (]~.'~J7,'::i S7,398 71 $.:3,.:.1/ t~ S-1,017 S::i

f-NM1\ p,_,oL OA lL:16~U AH3620A :113GA':>AW2 2G41:::i42 ~";.'1:/1? 0!:!;)7:: 3 .:i~b 3ul UJ :;;n,950 a2 $4H, P7

AAYr.t,ONO JAMES Flr-..'LINC Fl.IF 7547J0109 00 Qj/:f\."12 05/07}1 ;J S2.~3C::d $),1?9 ?B $4UO '.i5
11.i\Ytf.OKDJAME3 I-INI. lr--!C nJr 7,,~730109 nc, 08.'29/12 U:::i/o
.:f/13 $11,186 02 :l-,8,Ljf_)_~(l S1 .9~6 .::.4
K:::!AI ON PERFOilMANC[ PO'....
Yr.;,~w-.: KHA !::0:.)/iC:qc~ ~I(] 1 ;?,O!i/1:? JS.'08,'l 8 ::;;(],mlf).70 S12 28 70 s-1,r,r,(i oc
VERl?O.\J C:OMMUMC/1.TIONS INC './? 92343 1/104 6UU D3:i R,11? 05:J/13 s:i: ,5:io 1 :-: S?9 325 36 $2.~:- 1 77
1

COMCt..ST CQ,=!8"NF-'N C, ,". C\'1CSA ?C('JON1 o 550 G4!0~/1...! ~5.'~:1/13 $23,So~.4i .$?:t/71.~5 S.'.!1.' D?
ct, INC CA 12673P105 210 0i."2U:'1.'.! ::::,5,.
,~/13 S:5,Gi8.86 $C,/,77 J7 S211.7'J
CA NC CA. 1?973i-'1 :)5 610 0612:/12 ~[i,'",.~:13 $16,524 11 515.~)2'1 17 ~WO.ta
WARNE-H (:Hll con PLC CL.ASSA NCHX
1 C8~ :\(iH1 ,:,J i'O 03.'20:12 os.1 .::n3 s ,320 71 Sl ,20:) 67 .S120 Oq

WARN~A Cf-al- CD rr P:...C- CLASS A 'N(RX C9~3b8'~::: 21() 1"ofl:~-:1 ::> 05:"L.!13 $::=I.Q62~ 3 $3,55e O! ~}94 06
---
CS I BR/INDS INC CST 1)H6A105 2~, 11 ,;)812,/1.2 [)t:,,' ~/13
- S691 5/ s-~~n.sg .S1-7 -~S
C .S r BRANDS INC CST :::ir,%:-ll n5 9 39 08:20/12 D:5:'1 4.'13 .':-::i239.:i $."J.'?577 :;;,~5.
~ '3

AG I_FN r 11::.CHNO,_OGIE:S:NC A uofw,u10 oO 06.'20.'12 0:::i:'i4I13 $3,507 93 $~.T~? BG ~5(0 (]7


>
3 J\'Y J\H:LL.0 [\'
\/,,,'[.ALni M,\N ~l,C !,ff n THIRTEE~ FOU:-l"DATr0~-1 MA.
2013 Tax Information
An:ount Number 10513333400
Page H

Short term transacliom


This category includes sales of assets held r2 months or fess.
Date cf Sales pnu:: !r ~ s (>isl or
lJe:sc-:iptlon S:rr1bol CU[,p DL';in t'{ SOI I ncquq,tifln Sc\le J,:1.l~ l;:_I [Hlll 5Sl0Db other basis ,\IE>l[i8oi1>(lr 105::,

MACK GAU RL-Y CORP CLI 5~441lJ 1{,4 130 :)6!21:12 0~1I4/j} .s,;Gll3 LJ~ SJ,.-;F10Oi'J '* $219 75

LENDEn rr-:oc::::.ssING svr:s I:-.JC Ll-'S 5260.2EI0:2 ?60 1 /27."12 ,)5,'l<i/13 se..054 1::1 $6,%6.tD s1.n97 ,;a
LE.X:~.lA~K Ir,..,
TEr-:NA-,Qt<,AL ING :XK 529771107 120 :E:::>1,-1? OS.'1,:,113 n.65o.54 S2,511 15 51,147 ~N

U::XMP.hK Ir,.,r '.-:RN;:>~fON'1\L I\IC: '..XI< 523771, 07 160 1.,'L,:20,-12 05.'14/13 S4 878 05 $3,-'~17 02 $~ .~60 ~J

cAc::rrnIr,..,c C9 1~622[)',~-J 10 K-/1112 C5/ I4/:J .sro~3 St32 72 3168 7~

c.,;;-;;rrn Ir.c CKI ~.6229 cs w c;-g:13,12 C5.'141: 3 S<l,20o 55 $J,J,!4 Gr S%:=;_r,-9

P~NTnONICS INC N~Vv P~T 727~931 oa .~0,:) (l~/?1."1? 05/1 ~t::.:i $" 8,27'i 23 $14.~02 76 $3,Er2.4/

t..L..A.SAAAl R GROUP, I NC KK 011659109 90 0-':!:21,12 05!14!~ 3 S5,S69 78 SJ, 155 35 $2,/34.4]

AGIU:::~11 ~ECHN"CLOG'ES INC A cr:~4GL 10i 'i(., o,J,:211I2 0~/141,3 $i',454.35 $!l,2W 72 81 ,1?3 6:.'I

:-:1FCO COR? NE:-W' CNL I 2.::i1VJ~f~~ 50 05/31 n2. 05/14.'' 3 S2./l?2 LB 8.:2,0LS 48 S'.'.27 OC:

r;5:1 ii:~;, 05, 1 1-".,


1 1? 5~~32"- ~7
~- S."=',SOO
18 S52l 2S-
C:LECO CORP NEW CNl 12561W,C5 7[)

COMMIT TO "UR Fl U,lG GO[ ~J SFM C.I1-'00?-BD GZH-J22456 I2nc;c:1 ..:4.'11/1~ C:8-
'1-1-t~
1 $,?4,[',lil 7';, $1,'J',,!:;75 ()0 S-56 ~s

C LECO ccnr N cw CNI 12551'-"''' c~ H._1 c~....


:)n,~
~1 (]'),'11:,3 .$'174 ~0 s.:::,3 02 ~51 4.f!

_ENDER F'R:JCESSlr-..G SVCS INC. I.PS !:j7f:,:);?L1:)? 22(. u;/24.'I3 (]~/ I fit:l $ b, :~:~~,1 ') $5,1f>G % $~, 169 67

MACK GA~I HL:YUYW CLI h:l-1r.~/)1 D-1 20C Oil:20/12 0&/1 ~ ..: 3 s~.b3::5% s~.113 w "' ::::4;,::,6a

MACK CAl i RI r':' (:Of-.':.J CLI ~~44<l9I04 200


~- Oo:21.'12 05/15."l J f.;5,635 % S5,35J 96 ;,I; ::,~J_l2()0

FH l}/.C GOLQ1-'00 U\9C :193 .5 O~a l 2 AS:398r 3 t)(t' b~. I~ 113 <i 05:2L,'12 05/15.'l 3 $~13 <!.Q $12J 18 $-~) 71l

FrlLMC PCOLGO jJJr Gf]f.3~-:i7F 3<;:,f!r-.'7>-lN9 :C!:iO 48 06:2i: 12 0:l/1~113 5; ,G(l0.4u $1. I Ii .'2 s.g,::>4
F-l_'.,1C POOL (.,0-5337 Gut:%/"- 31 )Ht,,i:rt -~.') 31779 'Jl, I :Sil 3 0~: IS/13 $J17 79 $343 21 $-2~ -1?
-
Cf I L,\.1C ~00~ C'iQ-~,3::17 COSJ:17: 3 I WM rrlN~ ;9,:. 67 01,30: 1} ::is..- ~:13 sago67 S206 gq .S lf2;"
FH u.~cCOL:l G ~ U3U,i 4 ,:-:)o/_.
1 (-,183%F- 3 28~.lM..;;19 51l(]i) h:~ 12::m~2 ;.5.~~=.i/1
~ ,Sfi,m~r,
e:=. SG,17? .~R S-365.65

FHLMC GOL~ GU~2rn 5 ')i:::;;. 1 {_:Q,t219f- 312SM61\U2 fi5fil'l ,1 101?.?:~::' "o[',,'" ~:13 $fi,fir-FI Cl1 57,168 16 S-629.25

i="HLMC:G<JLU M2621 5.0~~ "! A.:1~1i21r 3~2')41020 185~.a-? 05.'24n2 )~.'';iWl $1 i3!',,! 99 .S2000 L:S S-14,~ 50

rH u-.~cGOLD GO.:i4i7 1 .~~~ 5 G-:::,5177f-'. 31 28 M7r.'-29 1~.J~~ '? (l1 /1 7:' J X,.'i~/13 ~12.:: 69 5.133 57 .S-i3llfl
I- H l r,'C {.".OLD <::OS.<:
77 4 . .:i~o ~ (,-:_,54J IF 1.?9
~ 1 ?i'l M :--r, 181 ~! 02:2.i~ :5:1 -~:'n $11l7 L)c, s::,no .:7 S-13 44
--~----
F HI t,'r, GOW ('.QG<.'.
T7 4.5% 5 G::i5477r 3 I 2il~1 rM2tl 4488.al OJ/13: J :5:1 s,:1 J S4,d/3fl 67 S.:; '112 :2S $-42] ,;2

F Hu~
C GOLD GOS<-77 4.5% S G~~A77r 31;.ic1Mrt,,'".!'J 187 ::'3 GJ.'13i' J ;)5," .5/13 S187 03 S204 ~e. .s-l m'i
- - o~ -~-,
..
FHLt,,.~CCOB:-32 3 .::\o 2 Cm:J::\2:::- :'11?tJ1[ .,;n- 990 87 ~J,
~
~ )5."15!1) 5990 c, Sl 842 % S ~~ 02
>
lJ.!\Y M [ LLO\
WF A~ TH r,1t,,~, AG[MfN1 TH! RTEE:-l" FOl ,'l\ DXHO:-J-TMA
2013 Tux Info nna lion
Account ~nmbcr l051333J-WU
Pag~ 25

Slwrt krrn trnm,adion~


T 11[s category Im;lvd es s.afes oi &ssets ho::Iu 12 mori t.hsor le~s
J.:it~ of S<'l18:~pn(:;8: I&q::; l>:~,t(l"
1)es,~r11A101
i Synbcl Cus1;:: 0 LIf.!11[11
,' SL)kl 3CCL;ISI t101 S;;i1edclt~ r ':lit 1ni~,:iv ~ r)tt 1~: t.k\~I s N~t g~1n or 12qs

i-=HIMC SOI_D P00L01W34 3 0~ -,1 01293F 313:21-1PrlK3 161)'.:I04 11,-2,112 -:~.'15,-13 s1 rnmiJ~ 51,689, 74 S-80 70

lJ S TRFASLJRY ,J0 I~ 0 75'~ 1 Q,' UNI r17 912G28T\oVO ~ooo 11!2Jo'12 0~:15/1::l 510,007 J~ $10, 0:-:~ f:~ S-24,25
- ----
U S TR[CA.SURY NCJTE P 7fi<\. ~ 912828UU2 ?.1~::iOO W-/22.'l 3 C-5,15/13 $214 'J.i/ GI $21 b.6::1'.J-~:J 'i'i-1,:-:e~.99

u s TREr,su,r--~OTE UNIT13 g12Ei2/ll-':...3 1::mo 05,'15; 3 :is.~


:5/1:.; SHl-037,)f. S 10.0::J<'.92 S-0: M

L':::NDE;::JPF-1:0(:f.'.-SSING svn; INC LPS t:,2602[ I 02 130 ll,'2"//12 ~5,'1 j/1 :~ -53 7~t~-:..r,9 33,229.% %i~21

L ::NDE i1 PROC[ S81NG SVCS INC LPS 52602E102 GO 1112B/12 as:5:'13 51.4.c:.0~-3 S1 :92 r~ s27 JO

Lr:ND~~ PROCESSING S\.'CS INC LPS ~?UO?F.102 ?50 01;23,.- 3 05,-; 5:13 sr 200 1r .S.~1!:N 713 S1 360 39

U S TRCASU.=-lY .\IOE UNl113 ::11282i!PLO 2:000 C5/l 5,.3 8b1' 6/1 :J S?0.(17.-:rj:;,
---
S20 07S 65 S-J 92
r:1sr:n SYS INC csc.o ~n,5Stt1;: 381l0 cr), 13/~;::i
1
05.'" 6.'13 S92,J 1::i (:;I SB2,J4lHO S1O,G6"q,2

PRl\/4TF. ~XH)H I I-JG 1 45~ 6 7-1Jb51D0? 1~00(] o,::=.:/1? 05.'7'.'13 S150,Cl 6 SU Sl49,rlJ1.MJ S'.J15,00

C[ L..A:JOt\.GROUP INC CGI 1 ~:J83u1UO '.::O U3"2E/13 05,.'21t:::::i $2,909 53 SJ, 160 4 8 S-.?,,fi%
-
CE 1./1.JOf\ C.,ROUP INC CGI 1 '::J638100 :pc :)3."27/1J 0.5121!13 ::;,;,;,-:)i'(l(l 86,,~s 1a S-~3it u
,_,
,,,.,,"ES
l c.HN N:5SE l MOnTGACE CAPJT WMC 9~,7900"% 1~a 06.'30:'12 05/2:1: 3 1 $i-1,1?(j fi-5 ~15,)72 '12 S- 1,2~b.d r
WESTFRN AS2'ET MOH l GAGc. c11,p:-; 'N\olC Ll~tmQ ,:o; IOC.' :,.3:)9/1? 05/21.'' 3 ~3,7fl0 '.'.:JL $4.fi?9 g.t. S 249 5:::,

Wi:S,,CR.\I AS.:"=:FrMOR1 GA6l:: CAl-'1-:-WMC !JV'mD~G~ ar: Obl:::'8/1? 05:21 !l 3 :i,:,591.,:2 $: ,(?)1.=1~-:. S-99.82
;PO: L(J crn.-,MEHCIAL nE/.1,L [STAT[ t..rll 03762Ul05 590 03/12:iJ 0::,/~1!13 Sl0,634 OJ. Sl 0, 1B1.5i :Ir s~r)~
~t7

\IOVA llTI S AG S? NS HI) Al )H: N1/S tb.JB7v1mi 1:m C.7/?0:';:, 05121.'1J SB,6~H.,m $7 ,.;J:, 16 $:2,2~~-0L

CST 62,,NDS INC C0I 126~rsn10::i G II (JJJ.'20;1?, !)~:27.'13 53 69 $?.':,7


- ,;:l :2

SOf-El::l/1.NKcunr IJNSPON A!JR ,SF'"RY 8340L:0108 q10 '1~~


0.:i/:..i:-:, ~J5:22/13 Sl 1,52::l 9G .$10 (l7f, % $1,456 8ll
AP()I_._Q CGMME~Cll\L :-:EAL [ST4TE ARI ~3762U105 250 03/12,'1 :~ ~J').'??.'13 S4A14 9~ $1.~qt) GG ~ S 85.~(l
1

APCJLL O GOMMl::HCIA:... REt1~ ES,AT[ ARI :3762U105 310 03/1 ~-13 3


:-5.~.J~l/1 S5,9J:133 $~.t.U:~ 1 ') ~ i:;;:2.:::J
~ 4

DRF.YFUS 31::Lc.C j r1..1t,~/\G[;:;;s S/C V DMVIX 86271r'G77 JO<!.!l22 : 2,~~~1,'1? J'.i:?.J'./13 SbS,i'Co 9~ $5(),)~71'1 S9,.<:.49.4u

Dtl[YFUS SELl::.C"TMA\IAIJc=n S/C V DM\/IX /'lf,?71 ,'677 2~ ~9 03.'2:), l:J


---
Dti,2.:::./1
:-;; S5S5 68 St:GG.14 $19 7c.

(J H l HOf' IX INTE ;-;;_\I


lo.T !ONAL N ~ OI--IX Nfii'"4ilL1lJ2 (;[) o.g/::,9,-:
2 0512~/13 $1 /:Fl(i 1') $2,[28 3 $-'!~1 IH

Cri.THO,IX INTERNAi IU,\IAt f'- '.J, or-1x Nf,7l/'ll.111? 111 OB,130,-'2 l)j:~<i/13 S:.'==64
4: S~:21.2:5 ~-l ';-t33~
~-
l::lt:~iCHMN~K ELECT RS JNC 8Hc. {)81601-1101 ~'[)0 01/30:'J 052.e;,113 $3/ 1Q:?;;3 $3,536 3~ s;..Gs
gg
ARl(,(~S & !:HH/1TTOf\ CORFORro~ 8GG 109G.e:J109 I .'O (n."?.(ii:J 052.:l/l 3 $:~,,~~1 ()7 ~4.216 54 S.-,1?1!;;7
~

GRO\o'iN & B.C::OWN1-~C GRO 1, ~?36',Cl ~00 Otl/~u~ Ofi:74.'18 $12,%4 57 $10,4c'O 5? SJ.~b4 G5
>
B~-.'Y J\rn LLO~
Tl URTEEI\ FOLlNDATJON-1 MA
2013 Tax Information
Ac-count ~um bcr l 0513333400
Pagt" 26
'.'.'E:.At l ~I M~I.N ,=,,.r,i
..1[Nl

Shorl. iern1 tran~nctiorts


This catego1y includes sales of assets held 12 :nonths or less.
:-Ja'ed 3ales price I t-ss Cost or
D3.scrip1ion byrnbci C'JSIJ Quar,t1ty ~ ~Id on
acq u 1s111 Sale date' C:}mm1ss1cn s Cl r.cr b~SIS Nel drt1r10r l'55

BflOWN SHO[ ,,\IC NEW 8.V.


0 1
1157361 J8 33,: D1}D-"r/1~1 05,-::i.",l1
J 0S,9i G 16 Si6,a62.63 S-.d647

CSG SYS I \J-;-LINC (\QGS "26}~9109 ~ G...:. m:2~J,.12 ~~


r:,r:;,2-"./1 .S2,07fi .'i2 $2, rn1 rn S-8~.67
CSG SYS l,\J-;-L1r,.;c CSGS ; ?$~~9109 ':2C 08'2/3,-12 0~,-2~.:1:; .$2 401 1.)3 $2.t,i:l~ 14 S-T'-31
C4.SFYS GF-t'-.!s! OHE::0 I \IC CUM CASY 1-1;'~:.:'E:i1
o::: 5C 06.'29.'12 C,5."24/lJ SJ.09, a~ 52,851 27 S2JJ. /7
-
C4.SFY3 G~N STOI-H:::0 l~C co..1 CASY ; 4 /~2b1U3 3C J8.'30:12 C-5,.'24/13 31.854 3 s .105 23 $l46 40
GORPORATF ~XcCU I IVE:.BHD CO C!:G 21Q~CiR102 40 ~6.'29,12 C5.'2<1/,J -S?..470OJ ~1 91119 S55S 64

C',!~I s-;-
PI IARM,l!..GE
Ul IC/1 LS ,NC CBST 22%75107 ~~ ~ (: :)3."29/12 C5/21/1J $17.13(._)7'.:I $1-1,3?1 60 S.2,8, S.19
CYE.G INOS INC, C'-'T 232.!:2GIOO ?.] :-ib:20:12 Gr-;,'24/1~? S1 4bU.E1 $, .3~ uu :s,r.7 61
-
CYTEC l~ms INC
- CVT 232-82:100 8G :Xl,'23.'12 CS!24/i ::l .::6.527.77 S5,995 37 S5::!240

D:=:i1L-OUIPl"-IC lJ,~Q 262CJ7104 :C [i:,:~:-i.:n Ot,,Jr,/1~~ S~.3!Yl .:.2 $5,010.1J6 s:i~:e:


r-:;r,
::.MCOn Gn0'- 1f' INC COM Ft-.i:= 2CJ(l8.-:Q-oG lJO 04/'C,'13 [)5;2~/13 s5.o-:i 97 S5, 164 CO $ 63.03

T CORP COM
Fl flST'..1 E ;:;;1 Fr,/':R 337915102
~~~
.e:...!I.J 00!29/12 05.'2L,/l ::i 53,975 77 $3,284 07 .::691 70

GnEAT P'....A.INS[N[RGY l~~c GX._, 3?1 -51.,:) U~ 08.'2<l:'1~ ,.....


~.;2..::./1:.; .S14,6:23 ;};) S: J,553. ;g ~ ,oru11
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I IUNTlt'-.GTON RANC3HAHl::S INC HBM--: 446:SC1::l4 3'1G 1 o:, 'i:1? G')::,.~/13 S?.51(1 ,n $2/!b().~Jq -S15~ ~ 1

.JONFS l ANG I ,~sA:_u:::INC ._LL C!3.tJ~0Q10/ 11() :'13/?9:~:;, 0~)1:?4/13


1
$1 :-,_1
i,7 1~ $7,~J:1El ().~ $2,."='7~10

Li\CU:.lJc GnC u r I.\JC l,G 50(?i971C~ 90 G2/2S::J C:5/24,-~J 5:4.132 i.5 SJ,%7 60 'S~64 85

l/\t\ DST/\rl SYS INC t.SrH 515098"(:1 so 12,.20:12 05:'24/' 3 S2,727 05 $2,520 8:-1 S2C6.22

LAN usi AR oYS ~c LSTR 5150[)810~ 90 - ~:19112 05/?1:; -3 :;::4,10;::;,so ~-1/i2') 47 $1T,?2

LOUISIAr---.'ArAc,:-1c

~IA.XI',1US .~JC
MA.Xl~~,us INC
CORP Li--'X
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'5~6J17105

tin~;~:310~

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03,12'a-/12

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05:24.'13

05:'24!' 3
S:2,C.0283

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--~
S2.,164 62
Sl 89fl. 17

$5.'.:2,69

S1 ,62-J 26
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nl:lc.~_1:1 150 oa:2:e:12 05/24: 3 51,338 77 S: ,71? ~5 S-37JA8
NE",'J[!...LRU[3rlr::RM.l>lrl INC NWL 651229106 2:.::o u 1 /n.'13 O!:i/2~13 $8,.-,11 3U ~~1.tm
1r, 87.:J,136
011_2-1 s Nr1_ 1r--..c DIS t")7~1"1?61
(l:, 60 fJ~/_2~,'
12 0~124.'. J St.%t:01 $4,727 36 $; .~:!:) (:ij

P::NN VA C09r> P\/A 7 0H\f:l?10: 450 08/2:e.!l 2 0.5:'24.'-J S2 156 36 $2,%,t 61 S-706 25

P~NN \If. c:o,::;:::: t:r,129, :-, :i


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$-186.98
-
Pv/1 707882,oe 1:::-0 (:'i!2<",:'1 S57:5 CJ S762 C1

DENNSYI V.'.!..NIARf A'._ t:.S "Al I::. NV- p-C., f~1,'..J4;1] U~!24:'1 ~ Sl 39 A Sl ,659 55 ~231 49
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.-\t:tmml i\umh~r I 051 .UJ3400
P,1g{' 27

Short term trunsaction'i


Tf11s caiegory includes sales of assets held 12 months or less
:Ja:~ of S::i.cs price, ICS<; Cnql tH
De scrip1.on Sv1r:b(1, Cu::,1: Quar,tliy s~ld aOOL'ISltlon S8l~ LjrJ"<'
n~r111
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.~,:, lh~r t)1,::,.1~ Not g~1n or l;:ss:,.

nAYMOND JAM[S 1INL lt'.G R. 7~~730109 H[J O-S/29,12 0~/24!13 s,.934 &:i ~~fi,H? fifi ~1.29, g(l

HAYMON!, J.AMEt: FINL INC AJ;- 7541:~01on ;~ 0!1.'~~l."12 Gr:?'1."13 SJ,753.51 53Y'.:!2 10 sr,::::r.1.1

n[CAL El[Lrn--:- CORP Ri-lC 75a7so103 ;?O 08/2:6.'l 2 Cl.:i/2-l."18 $1,2WJ ,Q1 ~1 ,37"214 $-/~ :n

Sf\ N DI SK CORP COM SNDK 80004C10' 70 o~,:2sr13 OS-,,'2411::.i S~,03~ JS :i,3,7!::9 33 $~:2 GJ

SV!-1 -INL (,ROUI-' Sl\1!3 71A1Jf,()~(]1 7~l ()2/~f;."13 (1~.'?4,'13 SS,11/9~ S4,[jb.48 S479 .;G

,', KY'.~.'()R,<S srn.U 110 NS ;NC 5'NKS %01l8,',11~-:,, :2fi~l Ol:1/~'b;l? OS."::_>M:_:! S5,821 Bl ::;,,[)7:~ 3il Si-1,65~ 5(

SNAP ON INC 0NA i33J::i34 I (I~ e.~ I J.''...5,'12 ,y:::,~:1:_:i S?,205 fi:! $6,24!:!.t,1.l S-955%
STAGE S,OR[S lf'-.C %i 852$<1C30S 110 03112,.'I 3 U~/~4.'1] s;, ,,:-:a.v S2,B-13 39 S<Q:i ~2

61AND,'I.RD \'10TOn rnoci~CTS l\IC S~.'P 053666105 i~J 05.'%!13 G~.'24.'13 $~ ?51,11:', P,:73 0:2 $17/'l,16

TP.l\lllY INDUSTnl[S 1r-,.,:c :RN ages2.2109 170 08/28:12 (~5!241, :~ %,985.13 s~.62? 93 $~).157,20

- P.INITi INO'JSTnl[S NC TRN B96522109 220 Cfi/29.'' :2 -...~,24,'1J $9 039 57 S6,2UO ~6 ::S?,i;IJ!:',,91

TRIUMPH Gl-lOIJ_, INC ~~EW -GI i=:%1:',16101 1 ?O 03 '26:13 C5J'24.~J $8.~)l"j", % 39,322 c:,:. S-:H:::,12

ur:;1 cn:-:is:.
Nf-'N COM UGI 9~?63-105 JSO 12'1912 :5:24:Li S13 El(l~ ~5 s1.575 ,;:i :>:;_J.:::i;i~,32
1Jil8AN OUT:L1ERS :NC Ur:3N n: 1~1~71 o::i .c:2[) (l."11?8.''? GS/24:13 s~.,u[~27 3S,165,,C. SI .011 17

VIS;-JAY INTEflT[CJ INO~OGY ~C COiVSf- 9'.c!,J~


.:B1(kl u~ 01/:M:,3 cs'24.'l 3 Sfi.9t02b $,,,73:-iOG 52.23/ ~8
--
'NII l!Ar,10 oONor{II. I.\IC co:.1 'hSM 9699:4 IO I 8:) 10:23:12 c~:?~!: ::l S4.432 ~-6 s::i.72:,.m $709 01

S/1.LIX P HAr-lM-8
CE tHl{.AI_ S U ~ SLXr 7g;::;-1::_:i~1
OG .:=:r, 10.'2~;12 05/24." I :'.:I $~,01 !'i :~ $2,:12 7.5 $1 ,()(l?,29
-~-
1-,onTF0:..1011[: GOVFRY ASSOC..:S IN ( PR/1_1\ 7'.:lf.M0010S G7 01 :2E-.'13 0.5!.2.4118 S9.6(it '.31 S7,221.313 $?/,32.9J
-

POA l ~OL ,o RECOVcnY /\SSOCS IN( PRAA. 7JtAOQ1DE) :g L113G/1~ 0:,1~.-;11::1 $2,:'84 5~ :;;2/~% 1a Sr4u 33

Ph OTOM EDF X l~C Pt:~.m 719353JC1 200 DI ::2:::!/1:; Oj/~1~-:/13 S3,240 ,;.g $3, 1C.1.fld $138 !:i1
-
PHOTOMED[X :NC ?H~I.D 71'1'350301 30 ,)1122:1 J 0:::i.'2~/I:~ $1 /'96 -9 $I,'.,!.!~ 9/ 556 22
HHINKSCO HC() 'fJS()[lG;W; 14() 1fo;' 5.'1?. OS.'2L/l'..3 !31,7')9 ;,g 53,872 16 $-7., 87

BRINK::, CO BVl :G%tJtiu,; 2(] 1 [))'~[i/1? 05.'20::.'13 SM'.~ 7: S5~2 37 S-o 1

USANA 1-IEALI-H SCIE~~CES INC LSNA 9;)32B\,iH)i' fl(] :F:l!3C.'12 0512.::,113 n


$15,0U::-i $4,C76.17 $1,929 EO
WHlnNG re-;-[ CORP ~;FW VJLL ')f:t>~67t0? 170 :-4.09.'];} 05.'2;/13 $7,616 20 $1l,.S5b 5-1 S-f;~2.J~
NEXSTAn BilOADCASTING GH0UP 1r NXST Cc,::;3flK 1 r:,3 110 )4.'23:'lJ U:::,J.:0/1
:; S3 037 BO $2//::?l 2:i SS44 .:i5

CAHMIKc. GIN~MAS 'NC CKEC ~~4 ~~fi4l11l


"i ~-:. :wn J4,2L:'13 0~.2.::..'I:, S5,:?77,5C $j/~1 :~ HY 5263.6]
-
AMFRICA ~ 1-.0UI rY NVT LI>[ HLDG ML 02~ 6 ,"(:i2fl{, Hl(l ~-~:?::1.'1} 0512.::.,113 S."Jol 7 J, 52,51::l.Ou 5117 2:J
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Accnu n l N 11mber I 0513333-l00

Page 28

Short term trnn-,actions


This category includes sales of assets frnld 12 months or less.
Date: of S;:i1~~prIr-E;?
I-,~~ l'u5, ~r
Desc(lpt1on S~tncol Cuq1p ~11i~nt, ty ',Old oic.:qu15it1or
1
Sae datfr co'Tl rnissio-is 01r,N b~s.s ~.-P-t
gain or ;oss

ALQN US4. ~NF.RGY INC /1.LJ l.}~Llt,20,J2 21~ 04/23.' I :'.I Ut::24!i] S::u:,133
7S Si3.57.!3,60 s,c~ B~
f-lf)f::LITf f\1iTL ,;r_E GROUP INC .=-N1- J1620RlC5 ?~\fJ 11.'0()/12 05/24;1 J $6,C63.:t: S~.291 t,Ll $771,56

1-'0r,.r LAND G Ef\' EL=:C C 0 po;; 7365038t.7 170 O~/.'?Bll? 05,'24.'13 S5,256 6~ S4,6\6 62 $;4~\02

I IEALn nn:..11 H CORP r.L3 ~."J11243(l<:] 1 /IJ U.5:07!13 Ofi,124;13 <:;5,-12 15 $4 88&.29 $225 El6

MAIDE\I 1101nlNGS :...1


L1 r/.r.LD G;::;7;::;:itJ11::, 290 03/Q 1/ I:~ (l,~/24:13 s:-:,1::,9 G? S? gt,9,16 ::,:8G44

~.1c:JNAX I~.C t,/[' .SB~Ll2l1~" ?C 04,-US:13 u~,.~4,-13 :::;6.~,:1.42 S(i.0:SG"-? $33.:J,90

GRFFN PL.A.INSHf::.\lf::.'N/1.BLE
ENCRG GPR[ :mjn;.,10,i 23G 04,-2.;/ 13 O:::i:~4,'I3 $3/,7~~ 4D $2,70fl 4Fi $967,01

PRIMOC:IS s,:cs CORP COr./. PRIM r41 G4r fJJ 1:50 02'01/13 05::24.'13 S3.~51 57 $2,950 6 $2(li 3?.

?RIMORl5. SVCS CORP C:Or-J. I~f-m.~ ?4I64F~G~ c 02:D0::.,113 05/2~.'13 S210 10 5190 gq :l,'Q 16

OlJAn GR,;:tHICS INC QUAD r ~ 7:30"1l.i(l 10 01 :29,113 05,-24/13 s2.~21 w 52.421 ~1 $<:J4::'>7

OlJAr, GRA=>HICS lf\C QJAD (4/3(]<10[) 90 o /J0.'13 0:524'13 S:2,C62.9L Sl 96~ 23 :$%71

JLlNFS GROJI-' INC 3\V --1i020T1


~1 soc 03i3C/l 2 05,-2q/13 $7,280 87 S6~28 ~ J:) $tJ';H57

. H f-1-:-- W/I
SABRA I (EAL I "-l C;>f-.'E- rnR/\ /fo1JL I 06 ao 02,-:2/13 05:2~/13 S,2,J55.17 $2.073 3-6 1< $2.:]1 21

SAGRt.. I iFALT1 l CARF R~I - - 1N,-I ::3B~/\ 7857JL106 110 :).,:13/13 05,-N113 54, :21 55 U, 613 Gl 1< $5Gn 54

DE.\.1AN:J t,~EDIA Ir-,.,-r, DMJ 24302N1:)9 mo 06120.'12 ~5:2.::.:1J Sl ,4~,. 74 Sl 649 95 S-20::!21

D[MAND ME':JIA INC l)r,10 24802TC& 150 ,'-:,f-:..':?9,


1
"':/ "'S:-J4:'1J S1 :-i!:i7?G :'311 Si1Fi - ..-: S-183 89
,._
SPA~SION l~JC-Cu\S.S I', CODE ll4 G49qJ, :,1 3SO 01/29:" J cs:24,.13 54 5<1362 SL,.';59 55 $-1:::,g~

Al KFRMES PLC AL;.;:s GC!l f6/'C~ r"o OB/26!: 2 CS/24.':3 SJ.292, 1~ s~ ,-E!2674 $1,465 40
~~

DELPHI /I.UT0\.10'. \1[ PLC DLP\ (,?7Fl?310'3 I~ u 1/L~.'lJ fJ::::,241"1::J SJ.~48 ;::b $2.~<,q /4 .$[~54.84

VANr:v Ir--..c VNT1/ Ll~'.,!1.)II1


()j BC Oo/2a-/12 05/24.'13 S2,J78 52 Sl 820 11 S~G4:

1-\\JG r::CHNOLOG'ES AVG ,\J(J/H?1f(J'S JG 01:0J,'13 0:5/24.'l 3 S523 55 S48G 80 .S42 ,~

f1 VG rECHNOLOGf"ES AVG NQ7/l'.l11O."i 60 O:.'OL!./13 05/24!13 $1.C:47.c S9ei 30 $[\~ flO

t..V (; TFCI-INOI.UG:;:~~ AVG NOi831 IOt: so 01,-09:13 05/2~!13 S8.72 !:iS ~3GC.~3 $72 15
- -- -- -
AVG TECI I,\IOLOGIFS rwG r-,..'C,78J1
I 0.5 fi(.l .)1i0-':!-'13 0~."?4/13 ~~.0.::17--c $9'11 .49 S105 6t
-
1-1
:--r-, & f'f\Cif!C CO INC FNP :l1 f_i(i4:,,~:) 430 08:29,.'12 05124'13 $9,262 ss $5,ti:28 9j $3,b ~2 fj~,

f""PI Oli & GAS INC COM ::PL 266330106 Ic I-::i:J.'1'~ lh:'."'.>4!I3 S3,340, l) $2,-1i'(, 4:'.! stiro.~~...

HYST=.n YALE MAT[R IALS I ~v ~4'~1IL 1:Jf, ,3,:: 03/27/13 05/2.1:13 S7,5EViS6 :'i,7/-46 3"i -5117 70

'NEX I\IC 'N[X 9620f)T104 ~:(' 08."2!:'-!12 OS?~:1j $?,Eltid 4~ $~.-:/}S i~-.. $~(4 r-(!
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2013 Tax Information
_..\('(onrit i\umt)cr 1U513JJ3400

Puge 29

Short term transactions


This cateqory includes sales of assc-t&hdd 12 .'Tlo11ths
or less.
D:.tc -:f .C:::;l~s,)r: E:' IE:'s~ Co5t or
1)<'~Gr .p,I on S~'mt:ol CLsp Ou:8 l1t_1~(Jl1l .'l-:qu s1t1fl1) S~I~ c!ati3 cornrn ,5-<;1ons 01t-.er b~~1s ~.H (Jollrl Qr ,()S5

Wc.XINC ~-'.'[X \Jb.2:lil:-10-1 120 0[i13(J/12 0,i/;:4.'13 $8,605 29 $7,757 09 $d4b )Q

AX,A.LL COKf-' 1\XL_ (.~46JD1 1_[) 50 0H28/1:2" ();:i/E-4.'1:~ S2 336 55 51 ,92.5 77 $41,_l 7A

CLG.r--.;A
CORF-' 8:)\.l Cl 12~~081D9 90 0::i:I2/13 ()j/24."1] 86,062 17 SS,524 60 $::-~/.(i7

AM~ H ICA :-..II::A.fj U- ()l):- =1TTF Rf I NC Ii EO ll2~6~E1Ub 210 'Jti."28/12 05:'24.'1 J ~fi.17:';.V. f.5 9-S~ 3:
1 ::- ~rtl.ll7

P/1C KAGtNC COF"F"AM ::::.R PKG G951!:i6109 ;.>!(] ~4."09/1 J 05/2.~li J Sl0,304.6:5 sn..,~i-1 Bfi SS99 68-
----
S YNOl-'S YS I r,.,cCOM sNrs ~,;'"1(,07107 i,fJ ~rl!?/'l/1? os/2,v1
J $2,141.48 $:2,0::J/.lD 8114.29

I .-~OH lr,..'[)S INC THO [lb51~0101 d(.} 10/~i.-/12 nri,:::>-111 $3,282 50 :i.2,MG 3::i 5~3'1-15

LNJ\/ERSAL I IEAI.Hi SVCS INC Cl k lJf-'S 81390110(1 15C 04!2J/1 ::i Ot>/24: :1 $Si,9'i7 ~2 $9,~13 97 .$343 , 5

POP_ATCH I iLDGS ,:--..I(: l-'8H 737630103 ec- 02nJ/13 %'24:,3 $7 ..)38 ;,,: U,206.BJ Si'3~ 41

~P',RI- f'E:ROSYSTEMS HLDGS l~C SPA Fi4Eifi7?a109 no- 08/."Jl',.'1? 05/24:1 J s~,h-:l Q::l -5() 1Q' :~, S-1 06. 50

C(H!-= I U G IC I KC-W/I CLGX 21 il71 D1 o:-: ~ru (lil/?.g.'1? JS.'2,:,.1::, s,2 6,;:. t:i2 S11.,:d~ ;!:-- Sl 072. 55

i:LI !.ILLY?,. GO (;QM LLY ~32~~(1 (JiJ 297[) Ofj/,u: I~ 0')."?1/1 J s-s-J.sJe
19 S:29 ~/9 32 530 957,J?
-
[,;::;;GY O EV ELOP r.tqn. U NS PUN /\l I::GDCY
C::::N 2926<:iC106 ~(;{) 0::::,
.'()f."1:~ r,r-;~)1/1 J S6,6C J6 S?'.1231) S-5",:263

DON QUIJOT[ CO LTO-L.:NSP AJR lX.:tJC< ~5?5691U3 4 Qj/,.;~: I cl ()5."24/11 S57C.8A S6:.:.:i% S-!:ii:;,12

DON QUIJOE. CO LD-L;NSPAOC:: r.QJCY


1
25756-9103 1S 05.'Cfi:I3 05!24/1,, :':>:?,G6B
77 52,826 72 S-:?,17 ::is
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FA r.rnyr.~
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A;-;;T Fli::TAll G-::::OL;.L.lJNSA~)i-l


SU:---.1 su;:;;;-;;v d[:;r5(i:n1i):J IU~U n5,??/13 %.'2,1:,-3 S,J,574 ~3 ::-;:,\mn ,i!:i S 11 22

son3AN K CORP-J NS PON ADH S:=-rBY a::i,iu-1D1(N bbU m;:01,:1, 05'2'1.'i3 S: 4,20i.Jt> S:J,517 90
- 5689 ,;~

:' 0 ~ AD n
SO i-=l l:lA~."KC(JRP-U ~--f3 .SFBY R3~-oan109 610 OS;Oi/1.1 O.:i:L.4:13 S?,0/1?3 !:i6 $19,S I 2 ~2 ::0~, 111 ,~

OLD ,rnTUAL Pl C";-liN.SP0~J A~)~ ODMTY fiiH"'.\1309 '>00 C5.'03.', J 05/.24: I 3 $PYflG 7cl s,3,067 ao $<-dl? ')?

;=,1\NUC~TD UNSP ADR FANUY 30i'J-:!S1()2 ~GO f;P,."0?,'"1? 05,.2_q;13 S14YJ7 27 $'. 1,t>fi9 7~ S4~/ .56

SI IISFIDO 1. 1) A,JH SWOY 824-E!~1407 690 12/llJ/1:2 0-5/)...,,...i


~~ Sl0,095 91 $9, r:rnhi: '!-~57 25

SI IISFI[;() I, I) ADH SS1. 0Y


1
824Bql407 640 1212(]/1~ (l:i/?4.'13 S9},64 32 $ti,r.,-.241H $440 16

Sl-ll0f::llJ(J L: DAD fl s:;l)OY 82484I4Ui bU 12:-~ ."1? 05l2:'1113 S(i/' 9) S835 82 $42 ~if>

LIX,L cnour co;=:;P-UNSPN N)H ,A:,GtlY Ei:m:~1==-:1


o::.=i :',~)0 QS:07:13 05/24:'3 $, 7,(,;::;307 s a, 120.4e $-137,'.39
:lOCHE. HLDG I T'"J SPONSOH;::0 t,DR ;,;;HHSY 771'. 9':104 230 07120112 0;:;:;:4: ;i s;: 5,103 9( $9,9-/'.e'.Wl SS,136 1J

COM r,\SS G RO :...IP"'LC C'"1rGY :-,::144c1X:?113 g;=:o 1 :~1 .'~:? 05/24; :J ~~~~.1-::i:.:i,-g~ $11,044 ilC 52.07(],1';;

COM~/ISS GllOUP PLC 0,11-'CY 2U44LlXW3 11o(l 1 [)'31/12 05/24! J .-::~1


s- ~.m1::i 8:'.\099.% 52.703 7'3
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2013 Tax Information
..\et:ount Numbcr 105U333--hl0
P:ig~ .10

Short term tnm&adiom,


Th Is catagory includes s.:i.fcsof assets held 12 months or IAss
lJci.teo' S8 !cs rnc-~ l;;:.::s Cr)::.tm
lJE?5CrlptI0r. S:,"r1l,ul C.JSIC ,::,L:f\nt, sol( ~cqI 1.q11ion Sale date :c "TImiss ions Cl r_rr b~SIS f'.et gain er I os ~

~/.IT8UBl:SHI UFJ FINL GROJP INC .,,,\ ! 606e2210L; :.'1%0 05'03,113 05,'24!18 $23,,2111 S::'fi,779,91 s 3.fr:i01.m
NISSr,'J Mm LTDAOn ,\JSAN" 65<::74440.3 1'1{) 05.'03/13 05/24!l 3 $2-UG::l 31l S?:,,:.iw1 Wl 31., 02 69
Al1\ cnour L-;-o A4.GIY OO,J17205 "?70 05:29/12 05:'24:13 $22 ,d~\) -1-", .$16,6()1 74 SG.;':..' ro
D1-U rscHI- H,'\N~ NPV DG .J~cl1J:)698 40-J m;10:.=i,:13 05/24:1 J $I8,0b2 ~'.l .S1ll,23!1 ElO s-1 1a.2.?
OIAGF-0 ~LC Si-UN AD:l 01EW D[O ?5?-1::JQ:,Oi:i J21 Ofi':?1/1? 05/?~;13 $26,931 05 S-22 I8~ 4ll 51,74":',56
.\IOVAr:TIS AG SPNSH0 ADR N\/S r.:;-:::i~7v-,c~ t,(.I U/.'20/12 ()fi:2~:13
-
$:l 69S.54 S2.858 64 sr::::iggn
Pl-Ill r_::ip;~E I.ONG l)ISl/1'~Cc. rEL S rhI I I ilJ .i) (,P1 I5G 05:08/13 [)j:/4/ I:~ 511 ?-~? 62 811.304 42 $-6: llO
TOYOlA MI H COHr' /\D11 :2.COM TM b')?:;:~~
,307 52 ub:m,1,:~ [)5:21!1:~ S6 22G,:'"6 ss 983 14 S23/ r.:t
T0"1/1.LFINA c.LF S /1. ADFl TOT i'ICJ:~1f-1():;I 3~fJ ;_i:~:()1,,11.,, nr;/;,.-.113 S17 795.37 S17,812 :n $-h:. Ll~

r O iAL f-'INJ\ ELF S 1\ P.DP TCJT 39 ~11::.10-;: 20(.; J2l20,'1~ ~~/;,,i:13 $14.~~ ... 7~ s:4,685 11 $59 C?

i"r-lUDE,\ITl;>L r:...c ADA PUK 74~3St<2Cq t1~-:.o OG:?-.'13 05.'2~;13 S22,l89 75 S23.3!::19bS $-1,?0(],-':!Q

S/\r,..'QFI SYt\Tr ELA ClO SNY 60105NK-5 :SO iJ5.11;'=;,'1-3 ~5!.'::~.'13 52 728 56 &2..'78 (4 $-f;(l 1Fl

SANO F 1-2YN I H"F::


LA8(J SHY nn1o:i\l:~5 270 ;)b:2I,-i2 ~l5:2L;/1:~ $11,7:;IJ'.::'1 314,850.92 S-11o /1
--
ROYA: 8K SC0TL/1 \Id GHOUi~ r~:...c :-;;ss I) e:.::
~J9il:"J !fJ
1 2060 05."8~.'3 ,::_,~.:24/1
~~ S?0,3tii r,~ S~ S,697 59 S, ,G64 3L:
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t,i INO ;:;AY MED I ,.,n_'rn M~ 8G.2.67bl0G 330 05/:)3:'3 :S,24/1 ::i s1:tb43 t~ SUJ\El1 ::~ S662 00
r-:CED [1...S[Vl[C:
-
PLC-SP:-1NS AOR 1-iUK ?sa:.:::-~207 ?O .-::r::G:12 ci:::241~3 S909 23 $.f!::i6"/i S7? 17
-
RFE.""JFl SFVIER PI_C-SP0NS ,\OH HUK 75H2C5207 <-2.J , 2/:7/12 C5/24.'') S19,093 7.<; $I7A2fl 01 $, ,65 67
GRUPO nr,..:.SANTM;D~R-ADR 1-1 1-\S~,~X 400.3JC105 72"1 Ofi'Ci::1/1
:-=.i o:~1?1:13 <;:C,714 9:2 $11,536 56 S-821 64

POYAI :JUTCH S.-JEL:. PLC 11D5 0 7ci02:50,~7 25: 0~.'0J/13 O.::a/.24:13 $17,2J~.23 S17,W'S13 S-559 90

Al ft SKA AIR GHOUP, l,'JC ALK 0I1b!)109 10C 03,-2 ,:12 05.24113 $:::i,u43 w ..;,:~.5(],~,;)5 S::':,337,14
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A' I IAmTF('-f-SYSTF}JlS :NC fffK GHlfi04'. G~ 60 08.'20112 05.'24,']3 $4,651 14 S-.3.1
:J r:~ S1 541:1,<11

AMERICAN EA.GI F 0 1.; 1- r I l=H0 lfl.!C M:O :)2553EI06 290 12113:'12 05.'2.~/13 55,7?1 48 .$6.0:Jfj ~2 $-~59 (';~
AM CRICAN 1INL G:=i:JUP 't\C :""i~:I0 AFG 0"259321G~ fi(l 18.':::01
/1? OS:?.d:13 $2,415 05 51.8% 54 $518 'S1
ASSOCIAT::n BANC co-;.p ASGC (lr,~1H/10~ 280 :8.'21/12 Oj1J~.'1::; S1 ,1;,;- 5il 5'',,717 <13 551:5 15
BRE PPTYS ,\JC ~:~.:: u5S64[:106 60
-
Je:21,-12 05,-;2_4:1: $3,"J:}86 .$2 !)8(~ b4 :::.1.1:.:i,J:?

.~H:f:i->,->l YS , f'.JC [371:::: _5~64[1 ::Jb 10 :-e.20,-,2 052.~/l 3 $~'J.231 $4[E:, ~G $:7'[i "?5

~I_M;K YII_I $ C~)r!P OK:H 0Li2 131 OU 20 08:2 ,112 os.2.:1,13 ::,gqe,42 $628 Vl $319 73

C~L ~ ASSt':(IAI F.S 1-'H()r'~:-i i ,-:.:S1,\1 Co:... '2~8}010( 60 '11.'17/1-", fl:./2~:1::: 1?


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Acco Llnt .~ umlJt, 1051JJ~3..:!0 ll
Pag~ 31

Short term transadion~


This ca.tqory includes sales of assets he1fl 12 montt1s or less.
Dale~of f ;;.1~5p ice .ess Cc.Sc,:,
O,i::;::11ptkm Sym1:::}I r.:~J'=ilp Cllio1n;:tysold clCt]lll st1: ~ S<llC d".!.ll.! co1~1rtss::1 '.'l1)q Qtt1-;:rt.Ja515 ~.rt g<'l.l I (I( I;, 5::,

CBL + ,,ssocIr1 I c.S p...;:O"~c:rI ::SIN CGL 1~,ir:no:ao 1?O 1:/.;:T.'12 05,'24/13 s~,00 1: 1..) S2,62L ~5 $3/8 r~

(;Al lf-::tJC;: Uf::SIC.,N oYb INC CDNS 1:::7:;r:,,10.s ,tf,() c:e,:21::2 -:s:24/1 ~ SG.:)i'l Hi SS.613,fJ $/~I 1b

GA ~1DE"N PPTY TR SR I er.:. 1::i::i1311~2 1l() (]'.-','?[),'iJ ~


J5,24,11 S~.69046 S5,7?. 1? S 35 ('J

ChARL[S RI\/ U.3CRATOR1ES IN IL CHI :::%6410/ 100 fJL!,'21,


1~ 2
C:,:2-1/13 $4 42612 S3,U1:i5':4 $740 10
....-..-~ ...
Gf-'.E::c:SECAKt:.F/1C,Oi"lY l~C CA<[ ",53J72101 70 OS/2I:' 2 ~~.'24/1
:~ S?..005.69 S:2:::;49.f!~ $1=:i~ 84

CHICOo F/1.~INC CIIS 'f%15102 no 01/23:: 3 \..1 ~-~~4/1


:~ .S? ,t80.62 $2,:0!r:I/ ~~ Si183.C3

CHICOS FftS INC CHS ~~(,1510? 130 (l?,'?0.''3 )5,24:1 ~ ;;~ 4d,J [,2 S.":'.233.27 $247 3B

COMM Er-ICE 3ANCSHAR[ S I.\IC CHSH 2,:}~52bI 03 10 U1/~:,,-1] r;r;:?1.'1 J $431 41 s:,,7 11 $6Q :!D

connECTIONS CORP AMER Nl-W CX","' 2202:SY,O? 8/0:, Qf;.':?(l.''::l ,",5/2,t/1$ s~-~,3 b1 S'.\77~.54 S-2fJ'J 7~

COAFH::Cl"IONS CORP ,\M::.nNEW CX l 11


/ ::'2025Yo07 52 97 OJ/ 18,-:3 :.t..24,
1 ~::, S2 319 20 :::2 :::.n.;
br. * S-75 46
r.RFFI\IC CR[~ 225447101 50 12_113/~.2 D':i.')~/13 $2,968.54 $1 ,tJb 10 s: ,:29:} 14

OS- SYS I:-JCDFI VST ?:_=!'.1'.}?6107 t,O CS/21: :2 ~~1 24/1 :~


1
s~ 17 64 S::i 1;~/ 11 $98G 73
-
D[;_uxi= CORPORATION JL\ 21-EC:1910-, 140 oa.:2I:::2 ~lfi::~-1/1
3 SS,J.e:..2
l? .S4.0(E)~;., SI ,336 2b

~ILLAR D'S INC Cl AC: 0,',1 o::is ~!;i,('67101 so 03/18: 3 (:3."~!,/1


:~ S4.68 01 S:qJ;iM ~~ %i3 ');.:'
ED'h/1.nos !...lr[SCIE;-.JC1:S CUHP "=.'N Jl-l17fi_::.,GB 10 05,1411J C~124/1:~ .s::::
6~2.~J S2.1lo6 bD S-22. :lr
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':~~l=R(,,ZER HLDGS INC f:NH 2ll2uf ,R 111fl r:::-1 Oo.'2.1.'l2 eS/24.'13 -S~,620.~1 SJ,421 ':i I s1 _39a e:o
---
FACTS-: I Hl::SH ::;vs lto..lC ms 3030 i ~ 1'~~ 1(~ ()il:'."='1112 05/24:1 :1 $~\fi(l(l 7:? S:J,440 t!~ $163 B7
-
r-AIR tSSAC P.CO l,~C: rIco 30325G1:~ ~c, :mr;,1,-1? 05/24.'~3 s:~.4?fi .~ $3,130 g7 $::'94 21
FFDcRf1L tlLTY INV -R FFr 313717?()1'> 2G :::,2)2C:/1
~.I, 0.5/24,'~ ::=I :-52,241OU $2,161 r~ $65 :~5

GREIF 8ROS CUnf' CLA G.=-F 39i'"G24tl.' fl(~ 1, !26.'l 2 0~:24:I3 S3,051 66 $2.~21 -~lC S529:!6
H/>,nrns CORP ()_:;:1. HR~ 41Je.nI0.::: 10(] r:2:'.-'!0:13 05.'N/I:'.:i Sfi,Gr.,t 1- $4}~/ 91 S2~6 14
-
H IGj-jWCJODS P PTYS INC HIW 4::=:1;,541
na 30 /1::
C5':::'.~ D5:??o.'13 s:, 1I4.ll4 S%97G * $1Vi 1~
r)ACORP INC IJt~ .~~)11071(,6 100 (;~12: /12 n:,,-2.-.:13 $4.~41.3] <;;,t:26845 sr,n 88
I -:JFX CORI-' cm-1 lt:.X 4:i b7A1 (M 1:::io C9/l 8il2 U::,,-").-;.'13 S6,532.::l2 :i,4.~e.675 $1,'W, 17
-
Kc YCORr' f\;EW COM KEY ,1(1326710.'l 190 ci:v2 /1~i 05!:2--l113 $2,.11h 2~) S1,597.63 S17 66
LE~J\IOX INTL INC LIi 5~6107107 80 1C,'1
t.:'12 06i2.0::.'13 $.5,,::si 7fi $3,8C-J.:CU $~ ,2.96Qd.

LENNOX IN IL INC I II ~:2b107; ()7 1(] 1J:17/12 os,-:2.::,.13 S63i' 4' $?.E~ 73 S1rn G:=i
-
LC~:NOX INTI. INC L II 5261:)1107 10 C8'!l3:12 0:l,'/.~,'1:~ 3637 4' $J".7,t15 $1 b::::96
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2013 Tax Information
m her I 05 B'.tB-10O
Atrou n l :'>Ju
Page .32

Short term transactions


This category includes sales of assets held 12 montl1s or less.
[)de c:f Sales price I e:ss
r::i::
CVi ,r
01'1E-r bi3:~~~
I }e~cr1pt1on SyrnbOI Cus1p OL '.lnM,sol 2' ~CqLJ SI t1"I~ Sc!IP iJ.-i1~ :-r.r..,15'"-,IQ
n5 NE'!'\}~1r1 r,r os...~

Ll8ERTY PROl-'E::H l Y -:-RUST LRY ii 1 117?101 bU c~.21)12 Q!j/?1.'1 J S3,J50 5C s2_9:e t:i1 $4:-!J 69

l_:NCOLN NA l ON/IL C:Jrl;-, ~ \If: i:;3~137;cg 1D ]'\.'?1."1? O!:i.'2~!13 S341 21 $24:2 1 ~l 898-.02
METTLFR- r ()_ 1-1}0 Ir--.:r Linc ~-~-ci 512fi<l8'.C~ ::i~ Ct/21, 1"".? 05:2~/13 $7,290 63 S5.45i3 SI :i,1,i'l:_:11,7?

r,/1N[RALS rECI IN() .OGIE:3 INC MTX. uJ~ I 51l1rn: lC<l G-':l.'21/12 0:5/24.'13 ~.:"r.:?r-;o
1/ SJ -1~CJ.~O $d~~ [~2

MOODYS f:0-::P MCO 61~6!:l1(k:, .:!'J 08::21/1 ~ Ob:4/1 :~ $/,{,'JD 83 -S1.5~~).~4 Sl.14i 30

K CT COP.?
t~E",Vr-.'.AR NE::U 651 Slf I 07 21 08:20:12 05:.2<l/13 $:::i,6/-l /I Sb,21 g ,:~ s.1ss.,J

PATTl:RSON COS INC PDCO iQ3J%103 so 0212C/l 3 05;:24/13 $3, 1-~2!)0 s;.,:,:,,mi
'1? S164 87
--
PFTSr.tAR l 1,'JC::OM PCTM 71.J{,B106 3G 03:21/12 %2,;/13 $2,081 32 s;...
1 :~1 o-::::. S-39-0
~-- -==~43(~3 S?W,,G9
F'ROTf:CTIVF l :FF CORP COM PL 743674103 30 10:,7:'12 85:2<;/13 $',"2?14

"UL i:. f-l0t.1ES lt',;C Pt-M 7~5.f!6?10i 1 ~o 06.'~<./13 05:2~/13 52,06 27 S2,669 L) s-rn3n
ncsMrn 1~;c Rr./.Q ?61' 52107" -.~0 OS/:21112 n;i,.24,13 P.~1467 $5.644 1-l $1.770 ')3
-
3 I=I I NV E.S-:-MENTS CC- SEIC 78~11710:'. 19(; U(.V,!1/12 u5."L4/13 $':i,7G?. 97 :'.3.-l,::,:,3
$6 S1 529 J 1

SCHOLASTIC CORP SCt-L 80706Gl05 30 10:'612 05:2~/1 J 5901 24 S l.~26. .:::L, $-12~ 3~
--
SCI 1ou..:::;r1c CORP SCHL 80i'Ot"':10~ <:'IC 10:17:12 05:2~:12- $2,4C:131 S2,f3j /:! S-33.:1-~?

SCHOLt..ST 1C ceiqp 2CHI &070661:5 10 1 1?


Di31:7'i ,",':',."?4/1
J ~30C.41 ~316.42 $-1 ~ (l1

SYNOr-SYS l~C C0,',1 S;-.JPS f71607~C:'" 80 :.,.i:21 ,I~;,_' co;:2-1;~,1 s:i ;::,1::i::,;:, $?,-ES:J33 $361_8~

T/\,l_,'8MAN ems .\IC COM TCO P,7666'1:OJ 20 m~."21,'L ,:s;2-1 ..3 $1.mm ~1 S' ,:-~?3Cl * S127 7~

~ c:Cf r OAIA CUHI-' TECD d.)!:.:-2J/10b 60 GS/21,' 2 05!24:13 S2.959 713 52,982 38 $-22 r.2

TECHN[ca,r;;ri I I-Ch 37837?100 1 ~/ o:::,:;:::i:13 oti/?1.'13 S66S 9G $631, 18 $1~ 28

rEHEX CORP NE~V ~.:=x i:kl,J77',;103 ~t U.:i:'14/13 U,V2-l.'13 s.::,:1r,7_7;. -S4,130611 S161 61
-
I ESOl,O l'E:'lOL::::UM CORPQPATIO -so R8",'5~::!-1
:)1 ~c oa.0.1,. 12 ()::,/).411:~ $),4";0 (K~ S1 5.:1:.'I% S,%6 55

11:.XTRO,\J INCORPOnA-ED COMMOf\ ~xT ;,3J2r:~1 r,1 9(~ ~


UC:/'.c!1/1 0~;~4.'13 $:!,47DJH S.2.%9 ",g 31 24

THORAT'!:C CORPOAA".GN "f--OH 835"75}0? i.r:ir: 03,.-,8 '13 o::;:;,~:n ~.J..7:)372 $5.375 :14 S-UI t,2
---- - - ....__
TltJ.Kfr,, CO TKr-l ml/3Hri1:,4 JG 08.'2l/12 0:512.4!13 ::,1,5~~JlJ .$1,2 ,4 (,(i S~G9 27

TOOTSI ~ ROI I_ INOl:S I rllc.S INC CG -;-p 8905" 51 ~? ~(' 03.'" -8.'13 05:24.'13 SSA92~ $3i'C 71 srn5:,
-
TOTAi_ sv3 SVCS l~C.. i"SS 89:9G51::i9 >~O 12,.-,3112 06.'24."13 SJ 1J7 0.2 S3 oag84 S21 '.' I fl

UNITED T: licRAP~J1 IC:0 COHP ")F-_L j-L~'" 8'3G7Cl02 . c: (H/1 f\.'13 (l,"'i/21."1:~ sr,,573 c~ $6,'>i~ 69 S3SO 1q

UNIVEr.Si.\_ conr w, i_;',./V ~l1:H Sf~1~J9 9C 0821/12 05:24113 Sb,290 "2~ $4,36q f3 SQ2~ 50
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2013 Tax Information
.\(Tom1t t\umhC'r 1051.U33--Hl0

P~g~ 13

Short term tran~action~


This category irtcludes sales of assets held 12 months or less.
Dir,...0F :;o1,
es price I e;s~ Co~t or
[1e5Cr,r:,nn Sy.--nDol Cu:'1p OucH,l1iy ~,;Id cl.I (] II i'-.11,(ln
Sci e dci:c corn nISS IC 1 S othc~ bc1:~1s ~<3tgs1n or I~s:~

UNl~FRSA! ."-lFAI 1H SVCS INC C,_ l:l J'-io 8139:3100 5;) 08.'21112 G~/24.:~~ 83,"-19 0~ $2,:28 03 :$1,?~)(l %

Wt..OOEU_ & Rf"=FD ::-'.N'_INC Cl A WCH 930G59100 7,~, 08::21/12 0$/.24.'1::I $3,HF 5-':! S2,CB-684 S1,u10 7-1

WEBSTE'l r-NL CORP 'iJVBS 947-'3"3J109 - ~;--. Oo:21 :12 cs:24::J $2, 7fi7 ",fl :?;?,(M1 80 S.l I~ :.i:.,
WE IN CAmE:N nL yv i NVS s ~I ',\/RI gt,1',7111:3 ~_i:1~1 01 /?.'1.'13 ~~/24.': J s~,::i:3:~,Jt, $5,~,6S 6? SG64 ~:~

\iVISGONS1N ENEr-lCY CORP 'N[C 97-5%7106 r~~ 02,-;_:~.'13 C~.'24!' J $2.~lLli! (J[, $?,~:)g ]CJ $88 1:r;
~

\Nl3CUNSiN c.N.::RGY conr W[C "'7t,~71 (l(i :1:. 01,-;3:13 G!:::21:13 $1,.258 d"< $1, 1 o;fL?C 5102 OL\

~\o()H I HING I ON INO INC WOil -:;,1irn11,c;, ~ ':.i:.:i 10:'17.'1,::, c~;2,1.13 S&.~73 ;:i[., S~,,2:m18 32. 143 on
-
B.ARO,\I RG.JTS lr\'C Cl A A,-'\r-,., 002.:::.'.:!~300 c::i ow~1.'12 (_]r-:.,;::-,1..:3 S2,614 ,,<; $3 ,L:J2.B'.~ S-108 7?

CAFlTEn INC (:;,::.'.i; 14'5"229109 ~~ l 0.'l 7/12 ,J3.'2-l.',~! :;':2,807.6} S2.,130 8. $67C.77

CA~TE=A lr-..C C:l 1-1,~::''.-)1(l-;l 4[J 10.'1(,:1 ~ CS'24:13 S2,1l07 [<~ S-::',127 79 Stiin r11
~

RPC F.N~RGY SVCS INC llES ir,',f>fi()1CG ~:~D Cl~/1Si:J .;::,5,-24:13 S-4 3lU 15 .S.-'I7 08.i37 S-3L~ fj?

t.,>10LLO INVT COR? AIN 1/ 03 ?61 IJ 1OQ "2.2{) Oi,i'2:~~3 :)5,'?1.'1} .',1.692 ~J s 1,nm -~~- S 01 %

/\POLLO I NVT COfl>' AIN~ 1 03761U106


- ,:40 12/13: i :2 J~:2-1/n SJ 7 23 $6 S::l.661 ~r $-56 28

GYt:.c\l~ILL & CO INC GIil 395~591 Ola ~o 08/21:12 {:,~:~4/ ,~~ S1 .96C.G4 Sl,72" 40 8~38 64
~

R[GIO.\IS F1.\II.C-:OP.1--
NF-:W R;= r~~i1 E:P1tlG 4/:. (l(),'11',:1:::1 C5:24:1J s~.2~.-. Jb s:.:i.
~~ 1 1, $8~;;1 ?'i
~-
N::USP.R :,\JC NSH 64126X201 ':2(. m/1P..:13 G~.,2,1.".3 $S,69o ~4 :35,~06 83 $2d3 71

Ci' IND~ HLDGS INC r.1- 125269-lOU 2G ~41 i (/1 :~ f"]~.'?~113 S3,728 "U $],4(i7 :~9 S26 .;b

bALLY T c.CHNO'_OGIES :NC BYI 0537.::.5107 90 ::is: 14/ 1:~ O"i/?~.'1:'1 S5,0~8 g $4,Th 03 5255 1r,

l:lALL Y , !::D-lNOL OG IE S I NC ClY' :,537 ~.R l 07 10 G9/' 8 112 U.S:'24113 ~$60.9~ ::,.!(:,7 03 .$93.tlJ
-
WYNDhAt.1 WORLD'.-'.'IDF CUHP WY,\J Bda1[N.'1:l6 -:J(l -x1:~ a,:12 05/24/ 13 $1 ,;:r,,9 o- Sl ,056.48 S142 52.

HNJESaR/1.NDS INC H~I 41034:::i,,.,2 l(j() 1 "/?8_:t~ 05:2~/l 3 $7,'1?1 19 S5 7Jf; 46 s2,1e1 73

s;:,1H1I A.c.HOoYSTEMS HL:JGS INC SP~ 8LSS/4''..':,, 3U ,);.>:~(\:13 05:2..:::n3 $b~'1 fi~ ~~:9674 S1,1291

bM0Al)H111GF: ;:::1~L-SOLUTIONS 1\IC 8H 11~:l.:fflOJ /U ,Jb:21/1? 05:2~:13 $1.~'.JB OG 'i"i1,e62.77 S2~8?3

A[C0,\.1 T[C! l,\IOL<X~Y co=;;;:,DEu\W /1,Cr,/. JO?:;f, r 100 110 ,)~,. -': l ::i U:::i.'L.a.l.'13 :;,,:.,218 41 $4,,:.,19 51'1 Sl9tiln
AECOM TECH~OLO(-,:'i GOrll-' llFl t,,;,,~
ACM UOi'b6T 1-:m 20 :)~:-8!13 05'24113 ~f;,J,",,$3 s~ tr.U:::i $25.!:iU

AECOM TECHNOLOGY COHI-' UI-'. AW ACM UOi66T1 DO :m 1?.'"'.3112 0.':,:'24.'13 'S'?03.9~, ::,(I~ /1i S169 HS
BROGADF CU.\~r-llUNIC/1-1m~s SYS :r-GRCD -11621306 48C ::J!:J/1
bo'12 o~:::>~11::i S2.,603 .::.:;, $::l,'.'75 94 $-47? ~2

GROCAnF COMMLIN1C/\TIONS SYS It'--ORCD l 1162lJ06 JlC ::,3.'' L,.'1:~ (]r-,';::::~,'13 $1,68' J~ $1,%2 20 $-mo s2
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Annum l\t1mbcr 10513333400
l'agt 34

Short term tramrnrtions


Tt1Is caleory includes sales of assets held i 2 months or fess.
r~2Jeul S8 1(!", price IBS<, Cost or
Descrtpt: on Svinb(ll Custp Oti:=ir1:,l,'~(JIC: clC'qUI 51tlC ~ S@:Ldal~ C(J To fTU5S IOflS ~tl1N b~s1s Net q<1IncI loss

'--iiLL ROM 111DGS IIRC .::31475~C2 80 Ol!,'L1.'12 0'3/24,<3 S2,0Bb i'. 9,:BG.57 $Gc15,1 ~

AME:R1CP.,r-...
CI\J-' '_TD ACAS 02SOJY1m ~:) mi:', g:12 05/24."l 3 ::'l/l; OR i5il9 29 S.100 79

NV ENERGY ING cor\/' ~VF 6i'Of3Y1 :)6 3''~.J 02:F~/13 05/24.'13 :];j ,8il:C'4 [~ so:;893 14 :::;;::;9
JS

Fin ST At-/.ERIC.A,\I FIN/1NCIN_ W/I FAF 31a.::.m102 9) 04.'~ l/13 m;,;,~:1 cl $2,2 '.[! 08 S2,31" % $-B3 il~

I-IRST At,iEr-:ICAN Fl:-..lftNC,AL- 1,",'.'I FA: 318~ 7H102 ..~G J3."18.'13 U8,'~..:::11
:-;; S985 81 S89:l tio S 8 88
cocr~-CO:...A
.!:.NTCRPR:SF,S lr-.:C CGE N1??~10CI 2(] :)5, 14;13 Q5:2_L/13 $759 P $764 61 :i,-1 9g

ANN :r-.c ANN n35s23107 EiO G1;23t J 05:2~/13 .$1.32: G!:'- S1,'&2G.:52 S-105 44

MNlATHON P["'."RO:.=LJM co.::;:p ~..1rc 5fa'5il/lfo1 (l? 30 o;~.'16.'1?. 05."24/1;} .S2,452 -~1 r.-.5~6 ?6 S~':!G 25
- HOLL 'f i: HO~ -1:;:.R CORP HF-C LJol 06 (;l< 120 (:~.'21.'12 ""}~1:.7::~~/IJ ss.e.11 -,::i $4,1:1~311 $9~6 62

ITT CORP-Vi/I :n 4fi09,1 ?O 170 (:~1;";:1.'12 0~1'24/i ! S5, 130 1::r, $3,524 42 $1 ,:-:13
43

I NGRE:l I 0:-..JINC IN(,f1 ~t,711l7" ,:2 60 ,::,.::>o:,


3 (5."2'1/1} ~~.243 2~ $1,<:'r7990 .$~[:,~l 34

I IIL_:-iHIAF 1-lHA.NDo CO/THE )JSI~ '132569108 160 04/18 I 3 1


(]fi/24/::-i $5,655 63 $5fJ21l3 S62 50

VALERO !::Ni=~GY ~::xw NEW V'_O g1 91 3y, :8 60 08/:2.1/ 12 u,~.'~4,.;::.:i $2,394 08 s ; .6.;!'>mi S74~ 02

t.. POOL 9f't>fiG e,


FN'.',,,l 5 5v,:: :2 jGG~..::..::bA ,1'11-~HK'.1B '.39<'-.I:} 06.'2?/12 0::i:'2~."1J $396 53 $43 { l ;, ~-<t(i64
=NMA /105::Jc ~ 3 is~_ 1;! ,'\05362/1. ~
--
I 3H',1L5Yti 2498 3{ 03:07:1, o~:;.:5n3 $:!,4U~ ~i' .$2.G3/l '10 $ 138 (l.j

f.'.NMl!., IJ(JQ'_ OM/1120G \~A12c::1\ J1q18AKt\'/ 728 07 ,;)9:1 i!'.2 D5"?.~:13 $726 J7 sr66 ....r 8-33 00

FNMA POOL AP0457 3 u~., r Al-'01!;;711 3,813M30l<3 91J 03 Q3: l 1/ 13 ~5;2,~/1."', S:913-:J ~9~92.::: $-46 22

r-\1~1A .~ooLOAL 19<-6 A'...~:J4fJA 3,31:'.E::JE'J8 -.~Jj 46 01/15/13 CS/2-:5/13 S141AS Z15'.H4 $-fi,96

Ft~MA POOi ,JA I_1 94 5 A_~~Mt,A :l~JSEJEL'8 1305 72 06/14:12 0;::12513 $1 _i::;:--r:i
7'; Sl ,,%7 91'.:I $-9?,?.6

:=:::
D ERA.L NA T'L MTGE ASSN POOL 7q54: l!A :.:11,:c,3DClX<1 bO.~.~o; 11/13/<2 0.'.j/25."l 3 1~_,t,4o f.65'1.67 .S-::i1:C:'2

FEDCRAL NAT'l t1.'.-:-G1::


li0~N POCL i'.C:341ii.A 3,,:c:-1LJDX..: 1 t,71 '7 04;D /13 0:5,125,'l3 $1,,-:7~ 17 S1 ,731,59 S-1 ::ii t:2

I- N r,1\ POOL 966&'.X:i .5 5'"..;'.:.


2 9ff603t, J 1414rl,(\.,'1, 129/ 99 :)(:l/27/1? OG/7S/1cl Sl ,297 99 i. 1.42,:: 54 S-I2655

FNMAAR3-1r.7 2.% 3 ARIJ4()7A ::;138'iN6M RL ~i:;s 1? ;)~!09;13 Q'j/~~,'I3 S-15'34-::i S47B 48 $-El gq

F.'IJMf1 POUL M 76S 4 .-1 fl~'~ r. N769LA 3i41 GR~Gfl 142 9.1 ,: (,")fj;,;.- :)5125113 Sl 42. 99 S,10:.~F:\O s 1o a,

FN~.V, o
::iooL JA ~20 7 ADU2-J7f~ 3141 il'.lG17
-
170 37 c~:or:~3 fl~:A.'1 :~ s7:.17 S 137 ,;)') S-16,72

FNMA POOL JAH4 70~ 1\'-;473-4/1 J138AGKG4 - 279 82 ,::;G,'27,'2 ~Jb1


1
~ '":.
1
1 :~ S1 ,279.52 S1_3::l9 ~O $-1()~) -'.'~

1-NMA POCL ~AK2-1;~J /1;,-_2439/, 3 8QCCi'v-:4 J55 93 .;:;1521:2 :J5.~~F:.(1:; $3~~ 93 $379 51 S-23 :::~
_'..:1_1 !LLY & CC COM I LY .:;3;y.5?1CJ8 ~111 -,:.124:12 05.'28/13 .S.22,431 12 $.2J,fi2-1 .~, S1,6066S
>
BNY MELl o:-.,
WA ..11 l M.~~JAG CM LN T TI lIRTEC:-1FOVNfJATlOf\-1 MA
2013 Tax Information
~vcount ~urnhtr ms13333-1{](}
P:ige J..:-

Short term transaction~


Tllis category 1ricludes sales of assets held i 2 months or less
l),:i,~ o Salt~s p;1C<.!'.e% Co:;.t o,
Descr1,:it1on Sym11<: CUSIC- a uanrny sold .:icau1s1t1c1 S-:i"e do11e l ornr,,5~1~r.s :}thcr b~~1q N ~t Q[!Ir, or less.

F:~I I IL , Y & CO C:Jr-..1 LLY .5:l245710H ~~l20 (l,"1.'10,'1


~ OS/28:~J $110.b,L :CJ $oR, 131 .38 S~2 3132,i,')

V.!:RIZO.\I CO~.-lMlH\,!C;r IONS INC 1/Z 9234::JVl::!4 420 u:i,112,-1:~ as:101 3 S2.0.6a.ti Ul $20,?Elfl 71 $353 J,(

V'::.RIZO~ CO'l'lMl.:NICi\TIGNS INC \/2 'P'3,13v104 S.';.0 03/2 I ! 13 C~.'~UI' ~ $?f, (Ei~ 1? $2-5,6/4 (:~ o;:;1
?a.10

V!::Rl2:0N CCJMML,NICAflO~~o INC vz ~2:34:l\/104 370 01/16 ; :.=t o~r}o1:J Sm 1d7~3 ;i1 .S,J63 97 $1031(,

CORr:icc-:-:oNS CORP Ato/.ERNf-'.V,' 8XVV 2202~Y~0t" C ~3 UJ/1 El!. 3 ,:r,:,or~-1 Sl 14 $1 ?l * .su ....
,,
MONDEU:::L l~J,ERNA-:-IONAL lr-.'C :"1DL.J 609::.J7105 3130 : G/1on 2 (;(..'~)4:~,! 39!3 02.:.,03 S91, 1 I 3.il'i 36,9-11 Q;}

H/1YMGND JAMES 1INL INC RJ==- 75C730109 270 08/_!-0:i2 i.;r.::,/{)'1-1~~ $-1.46-E! 24 $n,?% ~~G S2.07' q,1
HAYMOND J/1.MES FINL INC R-,F 7:Y,73-0109 ':-70 08,1.2:8:
12 fJh-~J4,'::! 324 210 ~) $19,b24 -1J S086 J0
FE DF.RAl ~~ A-I I_~,-,I {j !V:)t:,\J FNM:2624 :! 1 :~:'iG<"Pt~- ~)(;~:-0[1 09.'21112 06/04:13 $-'l7 .:, ~ -'3':J $90,JOO OC:- 8-::>6i'i2 C<l
S;-,lnlT A[ilOSYSTEtJ.S 111rJGS INC 3Pk 84t~.'41UU S30 OH/:?[:l:;, 06/04!1 J sr 1:u[,? SB,337 :g $-1.1 ~l~.S7
--~~
Cl:BIST PHt,RM/.1.CEUTICA'_S 'NC ~~Tl 22&678: 0~ 110 G(l.'29.':J ~{i_."111/13 ss.712 r2 $ Uk\i
1
86 $~J3JF.i6

MC Uf-HMO I I IN rL INC _\,iDR 5-'3C::n7109 '160 OB/28: :2 ~6!Ll4l1~~ S4 096 64 $!:i,25(] 9:'o $ 1,. 54 26

ACC[NTURE Pl C IHt-=:ANr) SHo CL 1i !\CN G1:~1c1n1 ')70 03':J5rJ :6,,'05.'1::l ~?E:


:5?.5 ~~~-:.::: $~3.80: 31 Si1.64C 97

V"=.nlZO\I COMMUr\'IGATIONS INC Vi. 9.2343V1 ~~ r,n 0 ~ ..~9.,-3 C6/D?,-1J s:~b~,::i;:,.~1 $3B,315 1~ Sil07 28
-
C,mCAS I co~;:> NEW c:...t~ CMCSA ?nOJON101 llt--0 06/2{:; ~ GS':1711~1 ~4,-, l 12.t,1 $3fi.~-~ 1 ?~ $11 27' 3r,

CARTE.~ i NC Cfl 11r,~.,:g,109 fO 03.'.2J:12 -~(5:11/1:, S.:i,252 C:l $3, 1 ~3 (F"l .::1 orn r.:~
CART[=::NC. Cfl1 1%?::'S109 -'7';) 03..:21/12 ,:c;;,'11/1:~ 512,047 <l:2 $9,v12 n SJ,834 71

C1\RT fal INC


-~ 14(1}2'11 ~'.l 1 o,-, f.'12 GB.'I ~/1:; $!:i,669 37
CHI W' S4,2~~ ~7 Sl .413.uO
NV F~F:R(W INC COM N'.Ii- 6/0i-JYIO~ (.)"i] rr,; ::i:1::> oe:11/iJ 51 ').011 5a S 14,0 l ~ OJ s~-,&%titi
---
NV [to.J:=AGY IN(; cor,1, NV!: 6707JY106 40 )Ei,2U,'12 0?/11,'' 3 S'.J3ii.M :i';73q 14 s;.,o~ 70
-
NV ENEnGY INC COM WE 67073Y106 110 Cfl12' /12 or;,,-11,-:-3 $2.~!\ 1.8?. S-201J 46 s~(,F:l36
--
NV =.NEllGY ;NC COM ,\11/E f,7073Y186 150 ,;::.:;,,-
ld/12 (l'"/11 :. 3 s::i.~20.m S? Ti~ 97 5,r,r-,69

NV .-NF-:HC,':' '.,\IC COM ,\1\/1-: 5rtJ1:>Y1 DG 110 c:2:20 ..1::i 0~/1I.'::! $2,~81 82 s2: e:,J.n? s~21 0(1

T rlORATFC C":QH:-"oriA ro N T1:0R 88Sli'"S:'JfJ/ 1(] n,.1a.:1J oen1: u -


5J10 13 SJ~i :~t, $ 48.2J

THOR/1-T[C C0'-1:-'0HAf"iON T:iOR 88$ 17530 I 130 CEl,2"."1? os:11n:1 $i'r1 :-,:=,.1
69 S4,' /0 l'::i S-136 46-
/I.PO LLD IN\fT CO FlI-' /1.INV 03761L:106 18(.l 1~113/1~ n~:11 r,J $1,441.15 S1 5CJ 24 S-S9 09
P.POLLO IN\T conp AINV (Um1L10u 9?0 G~,'1a,.1::i c:~/11/1 ~ S7,J6~.ib ,S7.!:if3 73 S-1W 93
-
tM.=; ISSAC":& CU INC FICO 3032~U1(M 11(] C!:','2'.'12 M/11.',~~ 8;:i,258 02 $4,g.'.":"o09 s~,-~701
>-
B~Y MELLON
W.Ai HI 'M.N.\C';(,','l( 'H THfRTcl:J\ FOCKDATlOi\-1 f\L\
2013 "fi1xIn formation
AffO\Hlt r,;urnI,~ r I 051 '.I333-400

Pa~e J(j

Short term tnrn sactions


This category includes safes ot assets neld -i2 months or less.
l)ate or Scl'.e:;,price Ies.;: CflS1 'r
DF>SCfiJ..'t1ori S~'-Tibol C1iq1p C:~;;.ntlt'/sol: ~cqu1s1t1
:-,11 Sa:e daH, :c'1lm1ss1cnq 01 ~r ba5;5 or ,oss
u 11.1,1
,\JE!1

Rl-'C c:Nl:J1CY SVCS I\IC -r~s 7~96fiO Cf 170 0~/18113 0(V1 :/1 '3 S2.,224 31 $2.~).'i 613 .::-~G1 37

~r~CCA~ [ COMM lJ N lr.A"I IONS SYS I~ B llCD '11621306 310 0Jo'1fl.'13 0(,.'11 /P, s .,68 89 s1.w,;:,;::) S-11:J,11
AI_ASV1 !\IR C n 0-J P, INC 11:.K [)ll(i.~81:)9 ::ir, n,~:21;12 06/11,IU
~-
s ,679 08 S 1 :_)~I .~)~f $621 2'.)
_::.r,,i;,..t,;:.iooL 01\L 1 946 r",I 1 q,;fi,i 81::l~EJEIJS U'..H.J64
2~ 06,'- ,:,:1~ 06/1111:::i :;;1:-,2,117 '13 s:oc, 12~ (]1 '!i-~,OOB.Jt:l
,r.'MA ?OOL "'AI 1 916 AL1B.:OBA 3138EJEU8 B1% 28 01 :1 ~,..,J 0:-,/11.'13 $8,4~U fi8 sa.7~'" or. $-257 t 1

FrLMC CUBUJ? 3.5'~ 2 C08::J32r 3129:?fJ\91 ;.,1q;:_,3~ 03:07.'l::l U6/11 :1 :~ S?.17.3n.~o $<!22.~3::i (](] S-~, 153 6B

FAIR ISSAC & CO I.\JC FICO 303250104 90 OC12U:i.: ,:r,112:n S4 239 Sq $4,C:17 :56 S221.ml
A ~o LLO Ir-..:
1/" COH.P AINV 0376" :JC6 -,,":,,o (:.-J,'1G,'T
3 Ut:/121, 3 s,,,::;,1a .-::6 $8,221 so $-30~ 24
,'\;:,OLLO If\\/- CCRP AINV lJ376: J,1[, ~ b[) 0~:17: ::'I 06,'12:13 .S1.428 ~7 $1,tT:i 65 S-45.31:1
C.() '1M: ; TU ?UR Ff-+I_\~C GO:_) .SF~/ 02;"\0304-6/ 135C:O (:,::~Li::J 0::::1::'.'13 Sl.0 198 6l i-142:,2,, f,9 :S ;,9::10.0il
A'..l( )I_I_() 1r,.,v- CORr AINV 03?6 u1,:;e 260 1 ' ..~(,'12 ~81'1?.13 S2.217 J3' $2,2~~ G-1 $-,"2 25
--~
CO_\,iW, TO ?UR FHI MC GO 6 CTPU0:2'J O::'H:)2246,:_ 150GCJ 05!14."13 05/12: 13 :;.153, ~-oo oc 5155,3:::.5 4/
---
S-2,355 47

rA1 q ISSAG 8, CO INC f"IC8 3G-3::'S010<1 7~, OB:'21/12 06/12: I:~ S3,Z97 ,l2 $3.130 9'.' 8166 45
FH_ \.1C Go;_o G(Fi~77 .1 57o 5 ::.0;)4r r, ::i~::i,sr.1-;--r,.iw 160 (]?. 03.'" 3:13 06,11~.' 13 :.::166 Sl1 Sl34El S-15 94

FH LJ,1
C C0903~ :~5~,, 2 C:0S;)J2F :~l?~OSA9' Gn:u 03:D7/13 ~13,.-5/1 ~ $1 ,.,,-, :~7 31 704.39 S-85G2

FHLMC GOLD POU 01 ::'9~<13 0o 11 01293.f :~13?1lPHK3 ~t.::--


42
1 11/?1 !12 06.'15/1J :14.::~;::: 5~83 51 $-)3 G?
FHU-/C GOLD G05177 -Ll,5::: 5 GC5477r :~1 ?6M7 ,1?9 4(),~~ ~f; ~, ..13:,J C6,,'15.'~J ;;4_0:5,: ,l') $.;,~37 09 S-~s:.:i
5i"J
r-iLMC GOLD G%477 /~,5-:-,-.:-
5 Ci0547'7F ,112bM i ,'.1?'i< ,id'.}~ G?!;:::3;13 06.'15/'. 3 S1f:i1J(M S181.03 $-12.1 ~
FH .W'; m11 n C054, / 4.~~~v 5 GOiV-T7f- J~28Mi'M28 112 62 0~.'17,' 13 0/15."13 ~112 '6;2 $120 84 $-(l.02

Frl..MC GO~:I GW,?19 5 50 4 C042 1 S-1 :~~?HMGA(,'? %241n 10:'?2112 06/15."l 3 s~.5?~ 8~~ S6 05<1,S7 5-t'i,~O0.1

rtILMC GOLD Grn:.:ios q,0% 4 G1t:i::iu~r ",1?8~_.,~,1K


f9 r,.~,,7.W, 12:07:12 ~6."15/13 $fiA07 t:i-1 S6,811 12 -:".-10}.46
1-HIJ,'iC POOL GO ,'j::JJ 7 GOS337F J 12tW,1: iNB 1Gi33::l [)1 ,"3() '1 :=, OGf.~:n Si0l 33 .$117 ~7 S-s- ?4

Ft-lU/C POOl GO-S33 7 G'J5:<,7r :-i12er-.7:-:r,..9 lB') r;t3 Ql ."15/lJ Lo:1.S,11~~ S1clJ.56 SI 9~JJ1 ~-.:i 45
f-HLMC 1-,COL G::J-1<'.!37 G05J3F :~1~ ,t/7f(~.9 61:~ b() 06127:,2 G6."15/1:l :;;~,nfig 3669. '-'l S-5~.2.5
1
,l::::RIZON COM~v1UNICATIO\IS 1r-,.,'C VL ,_i2:::J-13V10-1 4:10 : :t:-:=-fil~;.; -:::6,"7/1 J 524)63 ~3 276 ,.-i2
::::::i~~, .;,~i,7 ,1

1/[nlZON COM',HJNICATI0'--13 IKC vz ,_i2::,-1:lV10-1 am 05:?0,'~ ~ ,:5:17,.1} S14,'tiG ~ll $ ..::=!..?3:?


77 $2? fl?.

COM CAST (;(JR~ N l::W CL /i, cr,1cs.t. ::::no3o;,-.1-~1 <_;~() :-:-)1;?~/i~ :)6:; 31 J $36,30( ti s:~(,
bs, r.~ S-j/~ 33

COMCAST f:ORP Nl:-'t, CL ,i CMCSA o-.


/. ~ :""J~)ON1 4~6:J /'(~."?7,; ::> ,:5:1 cl.'1J S163J13.f! 11 -~
$12L 1 :=:a~-:.f) .S:l? 25~ _}:3
>
BNY ~1ELLON
WU1lTH Ml\ 'Jf1Cit.\!lU.,_.
J THJRTF.E:-1FOU<DA l lON-lMA
2013 Tax Information
.:.\ccount ;,,Iumbrr Hl513333--WO
Png(' 37

Short term tran:s:actiom


This category includAS sales of assets hold 12 rnorilh!5 or less
Dc1Is-01 0 e!.lesp~Ice less ::-s:vr
Descri ptIor, Sy1'"'IM, CtJSI[ C)u cir1:1ty
<;olo cJcqu15lkir Sal~ a1tc comm s.:;Ions o~:-;i::-1i.-.:-"l
s~,:, et gain or oss
r,...

J8NES GROL P INC J.\IY 4oO:;nT101 <'70 08,130;:"2 86:' 9:'13 S3 ~7'> J4 53,391,f;~ $:::iB~,14

JONES (;;::;;ouP lt'-.C J\IY 100?"> 1101 .'..DD (Jfl/::'CJ;"? 06/; 9:13 S4,2W ~8 .;:,, ti()(] ~l?. :j;659- 16

WEX INC W!::-X 962C!lT1 1.A 170 00.'30:.:2 Oo.':G/13 $13 ?OS ?O $10.989 "21 $2,2~, 9SI

'f,'EX INC WEX 9fi~CS 1"104 ::>ri oa:29:2 06: 9:'l J .S1,:564 ~,;., S1 .?91,39 $2~2 t,:~
~Li NTi NG TON BAN CS HAP~S INC IIBAN H6150:C4 710 10/15;-2. 06: "9/13 s~ 51F:I::i6 S':i 18:2 14 $J~~ ~)?
_....
........
CU l::lIS r P H/1:;::;;.~1AC
EU Tl CA LS I t-..1C CClST ?:?%78107 1 ::>O 0-8!29.'"2 06.'' 9/13 .S.(~()'l1 1 ') S5,5.:0J,S4 $:::2r :~.-;

GUcllc. r F-'HA~\1ACEUTIC11LS INC CClST 229678107 60 0-8/26;" :2 86: 9/1 ::i i:~ ()1') 59 S?. 76?.,49 $~ ?1 i(1
I IUr--...IIK(~ I ,J\I HANCSHAR!::S INC HB1\N -1-H,15010~ 200 ~G:1G/:;:, J6i~O: 13 S1.4ll~ ~5 S1 ,!iOC"l~5 S~4 T;-
--
CO to/.CA.ST CORP N F'N Cl A C:MCb,\ 20C::ION101 2~0 06/~/,'.:, 06.'2(J/13 S-9.75::l 00 sr.1~11 .,7 $1,871 43

V[RIZON COMMUNICA I IO~S INC vz Q-'2:H3V10-1 b() (1(),'[)7/~? n6.".2C/13 S2.~r5:3 1l6 $?,3'::? i:;3 ~'.11.33

VEFliZON COMMUNICATIO~S 1;-.JC \JL 9~343V1U~ 140 0:~1:2/1:i 0:-.1.-:.::,:13 S6,8-98 8i $t.,rn2 :.>.i $136 :3.r

FNr-t,i rooL i..A~G201


1
Al)0:2G7A :l1418MGni' 13' 77 Q-'1:W/i,~ or/;,0:.113 Sl 69 7, $1 b(~ ~~~ s-16 rn

1-Nr,'A POOL 1r11T5Jso JL~ 4,.;43 t..T53ili;A 319i'iWo5S2 5!]9 2,i 05!08/l 3 U6:'~~!13 $!]59 2<! l (i:~
::5!::(l :'ii-2233-
---
r[D:CRAL NAT'l ~.fl GF AS0N POOL :'4S4\llA :~14(J:~DDX1 (:;C(, 05 11/1J;12 06.'~.':/ 13 $rn6 O!:i S665 38 S-59 2-E!
Fr.DERk N/1.TL MTG[ ASSN POOL 7-1511M :l 1403DDX4 I5/b .'4 (]J1:01i,:=i Q(i,;,5:13 Sl .:i/5.74 :=,1,7:n,::,1 ~-157 r.7

~NJ.,A f-'OOL 966f)8 .5 S,.:, 2 ~l-',603A 314' uHKVB 3137 57 06/'2/J. 2 OG;?.~/13 S::i.~Ji'" fi'/ s:v,~1.e.1 .::-8.1~[~4
::-NMA I-'(:() I_%6603 5 s~o2 llt~[<;.:lilA J1,1i4HKV-8 958 62 06/2/;: :2 ;lf],''.).~:'13 $9:SB 62 $1 .(15{, BP. $-Sfi2.-,
i'r,,,MAPOOL AA.7ii<:,~ ~ 5% 7/ M?694A 3141 f,RHOa 1m fn 07.'26/12 :.i6;~:::i/1J 511 S.63 $12{ [,~, $-5 97

FNMA roo L OAD0207 li:1020?1, :314i ~W.GA7 .:D5 .;4 05;16.'13 ,:r312s1n ~90!:i.~~ S99: cti -S--'36.44

FNMA l-"00 L ,:1\H4 79, A!l-179M 3138A6KG~ 52:3.0J Ot,,l;.,7;1? Gf"i,,25:~3. Sb:28 I~'.~ 5567.-81 .$--H,78

FNMA :::-6.:;.i
t/1?
~- ~~4"111
POOL CiAK2439 Ai<:;.-,4:~tJA 313BE6V94 J~6 08 t.J6!25,f3 S-369 02 S-h 93
FNMA POU AP:)it57 3 ou~"i APG4",7A 313-E!M3QK'.J 34J8.09 o:~,.111n .;6/2'),.3 $'..:l,4Ud::!, S3,580 62. $-~-77.~3

F.\IMA ?00~ A.POG


c1t.1 MAiL~JA :-:1,~1 of~Kr--.
7 .3E-97.c1 09:' 1:12 .; f:;,'?5, 3
1:
5999 /4 $1,:151 91 .s.j:_: 17
--
r-:~MA roOL a t-.'.A1 200 tv1A~.::,A :~, ,.1 6f~KN7 352 35 :)5/J..1.'18 Gt1,,:?"i,-::3 $3::i~ H3 S37t
--
W s- i...7s

NMAA053C2 ~....5~r:-~ 2. A053G2A 3n6Ml..SY6 8.)6 4e, '.J3,(]


7 '13 f".:f:;,':?5.'3 wou .~i::; sw:;:-:,,i:3 s--1~. 97

f'Nr-.~A 8-RW,(~i' ? 5,,, 3 ARiJ~bfA J138W6Mll~ 443 1 ::)4,{!(1.'I:~ ::6.,'2G,


..,3
1
:;,44;~ 1,J $462 42 Z-'.9,32

___ ,. POO:... IJAl 191, 3,, 5.'1/~3


FNMA AT4n~1A ;:;,~a.i\.SPJ'6
1 1
1~0 JS ()~;,_;[~.'13 %]25;13 $I(n;q S10~ 55
--
S-4.16
COMMl-.:-To pu_q FHI MC GOLD SFM CTPtJD~dB C2HJ30~75 16000C 86.'~ ?..'1:~ Cfi:26:13 $D,1lU1':;D :':i16S,600 c:, $-:?,OCG.00
>
3J\Y,\iELLO~
WU,LTr I 'M1.!~AG:.!.~( ">'l THlRTtJ:iN FOUNDATION-[~fA
2013 Ta\. lnformati on
-\.ccount .'fomtJer I 0513333.f00
P:ige 38

Short term transactions


This category irlcludes sales of assets held 12 months or less.
Dal~ m Soi:e~ price l~ss Cost 01
Descri Dt1cr. S~',"TlCOI CJ81P 01 -'!rit1[~ ::>Oki ~.r,~l'l'olllOrJ S31~dal~ ,:0:11 rr-1ss;ons ->lt'~r basis f\:L't (l-8lrl ()I IQSS

CAR\11\/AL r:QRP cc~ : ~:i()5,:l:~Or; 3:) mi:',.~/12 06:26.'13 $23,6B3.9 ', S~o.J:.'1 5:) S-2.:537 Gl
--
CA:::::MIKECINE=r,/ASINC Ca::EC 1 -,::i.:3r,1()(] ~:) o-1/::.
1
~~l13 07:02:13 :rn::::i 90 $fi{ 9 5? $9538
CA'lMIK.;: Clt\:ai:-.s I\IC C,EC 14]r;3(HO(l w l)4/:2:l/1:~ 07/1::>;13 s ,1.:.S 86 $09112 s~ s.e: 74
srnc::: s~ancs INC Sfl SS~t>~Cm~ 32,) 03.'12/1::i 07/02,'13 ::;i7,?6S 79 $8,416. "(,r $-1,::'iol 98
01; STS Ir\' I l_ INC O:S f,700?6105 70 ~)3.';:'()/1::.' 07;G2,13 S6.xir :30 $5_f51.~26 51,042 Q4
~ E="XST
AR 1-\ROADC,'\S TIN (j G nou p i~ NXST f.53:-ibK~~, 130 :)4;2:~/1-~ :-i7:07.'1::l $6 201 20 S4 Oi'l:I~6 -:,;',p 3.::;

S KY'vVOR KS SOL U - IONS. 'NC SV','KS o~~ai:nw102 ~20 0~.'23"' ~ J7!07!13 $11.173 B-3 S15,J46_;r; .S-"~.17:?
83
CD..AMViE C:Nc.M!\o INC Cl([G 1 ~3~3(j~r,::l l?O (;-4;2:,:- -~ r.7.o::=i,1:! SJ.210,89 S2,Ei08.~5 .$--1[)273
CARMI KE C.NEMAS ING CKEC 1 ~3436~C~, 80 03/13.'' J ,;)'r:03/13 .$1,51' ~-1 S1 ,?65 01 S-246.0Q
COMM IT ,O PU =; Fi IU,'.C GOI rJ SI- ',1 Cir'C<l42'-; 021\032 6;i:l 2?.SDOO 06n1/1 J ~
G?HJ!J/1 5224.01.,j -:_;4 ~~~;.,r,.,
6?G -.:r,
1
~-&,539.06
crn/MIT-o PL'R F\IMA SF M rG l-:--J',1A42 o.ro:126/4 1 '::JOOO 06;11/13 )7:0e.;, 3 $14!:l.1i1:! ~n $1~4 171 ~5 S-<i,359 J!l
VE.RIZON C0~1MU,\IICA"'."IONS INC v;, 9234JV10~ 3?0 G3.'2:6: J -:7f1C:'13 $19.?90 % $1Q.~?2 q~ S468.9~
1.1cRIZO,\I CO\.lr-.~IJNICA,IONS INr:.
---
1;7 92343Vl04 ~RO C<l<i3.'"3 C7/:0/B S24,3j/3 14 ::;J:\4'35 :i:i S%28l
US'; ~::,"ISURY KOTE l_;j,,!!~1 :~ 91232-':!r'Lo ,,~~~JO C(,!24:i 3
- C7:~0:1 J S65, 130 -:B $1::t>,:C'uU.<l~ S-20 74
US i Hb'\SUHY N/B 1 ~, 5/J I: i i3 us-:-101 ~ Ol?B?f:\11-7 t-c..::....~l0 1-/1~.'13 m:11,.1::i ';'58,548 C2 S59,4J7 23 S-'S'S8 ~1
U S TRFASdHY N01 E Ut-.lT1~ ~J1?E'..28PL" 40,~.:.:, u~/~--1,:1
:, (17/12:'. 3 ~10,110.SG Si40,, :?J 57 S-1 ~ 77
r I_\'1C GO. ~J GU~'177 ..;j.~,i:-~ 5 C05L7F :~12ll M r~/.211 239 JJ 02::2~/13 o;'/15;13 $:C:~~i.:~:~ $?~f;,,c;:-: S 17 20
.=!ILMC: GOI () GOii t. 77 4 57~ 5 COS.?f1 :~1 28,\'1tM ?9 5743.98 03.': 3/13 n,-,:15:1:, 'ki,7-13 98 Si6,2%.07 S 542~J
FH U-IC GOLD Gos,; 77 4 5~;:. S Gu5477f J 128M1 M28 ::>39:-:3 )3."13.'l '.I 0//1~, 13 S2J9 JJ $2~~ Cl2 $-?2,59
F-HU/C POOL CO S::13: G-J5337F 3- 28f,,17-ir\'9 ,7 7-1 ,:.1:30:13 07:15/13 S37 74 $40% S-3 ..22
I-HUo1C POfJL G0 5331 G--::F:.:-:::-:i7F 3'. 2-':Ho1;'"HN9 ~5 1 tJ r:[,."??!iJ ;)7:~!::-!13 $2S.16 527 17 ~-:., (]1

C()MMI I" l O F-'Uf-lf-r.LMC SF r CTPO'JLClA ,-::;:R,..,??-17? \ 11..X..OO 'Jb: 12;:a :-i7,-~:.1~ S169,S7!;,00 i" 73. 054 9 $<i,4"/!-l fi,]
---
FHLMC GOLD POOL 01 ?~J::i.-;:': 0% 11 o 2934F 3 ,J 2"HP'fG !.1:,,74 11 :2.1/12
--- __
...
Oi':'S/13
___
..,
s4c 74 -5131 3~ S-20 6C
FHLMC l,OLD Go..:2: (} ..:;':,", 1 Go.:::219:= 3~28M6AU2. ,1~~'::.96 ~c:;22:12 07,'1.5/1 J s~.22s ')0 S4,6::l1 :~9 s-,ws43
1-HLMC COLD G ',ll:"'i(L~ ~~ 011\ 0 BJos:= 3,2sr-/MKl 8 ~,~t.t~
6, '.:,.,1 12/07:t:2. ,)7."~5/13 55.44& 34 .S.3.i"8rl;.,_., $-342 95
F: r ~.1r.G'i) 1 rJ G(l!J477 ;. 5: 5 r_.o.sq7F 3' .2~M/M2<} - ~g 55 C1 .'17,: J 07.'"5!13 Sl:::i8 5~ S170 g;., :=;;-11J~

F~UolC GUUJ G0~2 6 55% 12 G0.216;- :~.~'.L\t,/f,AR,) 55 13 :i


C6.'27,~ 1sn:::.
':J-:. $:.::,!} 1:.:l $1 dl n S-1? C6
-
::::-;~MC P00L GO-!;337 GO.SJ:\.', 3123M tlIN;) $2,39 01 :15n 3 07,' 5!13 SU 09 567 9.2 ;5-:5I']~
B~Y MFLLO.\
>-
'.'JU.~Tl l MAt\/I.,G U,'.l~I ~
THJRTEFN ( 0UND,\TIOJ\-JM
1
A
2013 Tax Information
Account .'fo 111her l0513333-IOO
P:lge 39

Short term transactions


Thrs category 1ridudes sales of assets l1eld ~2 month~ or Jess
~Joi;;;-t)f S;:iie<. pr1t-~ l;,55 Cost or
0 ,1e1nt1.ysold clc:;J_L!ISl1.0n S<'llt?uai;;- :c rnrr 155ions (:1I.c>rb::i,1<; N(!l G"~-1:1
~r l(Jt,S
Dee;:1~t1G~ Syrr,bol Cusir1

l)l::::_\-,ANJ\,iED'A INC f"JMI) ~4-3G2N10~ Jf..1 01:1/n:12 07/1 GI 13 S606 67 $92r 68 s.31.9
o-
~J1-MAN() MED-A I ~C DML) 243C2N1~9 u~'.J Oil.':'Jr,/1? 07i' 6/13 $5,746 $3 58.52.~ .'b S-2,777 23

OJL Sl S !.\I; L INC OlS 6 7 0026105 12,) 01l;2(J/12 07.116.'13 S1: ,3::\3 3fl S9.~5q ?3 $, ,575 63

U S TFl[AS;J RY NOT F. U'Jl-I3 (). 21'\?f;f-'' H ?50CO 0612L:/1s 07/-f,.'13 s~~.008 w s:;::'i.077 23 $-B 93

0'-l rHOFIX INT[nNAT!ONAL r,._1, 0I-IX NGt"41lL1C-?. H~ 03i2B/l 2 0//~U!1 :~ $2,213.31 $:0.390? S-,.~1b7;

0;;1 I 10r:Ix IN I ~HNA: K1~JAL f\ V crIx N6743L ,,:2 120 [)8.'30:'12 ;J7:" 6'13 $:~.JFI c.7 SS.O.::i~94 3-1 ,7C4 9/

FIFTh & PACIFIC: ~0 INC FNP 3166J.510J 4'10 ()fl;2rl/1',' :) 7 ::13 $1(],)1 J 99 55.760 HI $4,4.SG 12

II.PAC HE C0:1" CO NV C>f-LJ APA PO 037~11603 480 : 1/.'.!~l.'I2 ~17,<-9/13 522. 1:c-2 1 ,i 321 '180 00 <;;1,24"28:

Yfof-'0(J INC- Y>-lCO SL,4:3:321C6 fi1() 03!22,1~3 :)/~/1 :~ $1i',8~1 61 S1 ~-83S 134 $:-1,(1':5,77

V F.R1JON co M r,.u NI Ca\TiONS I ,\I(: V/ 92:343V1(M 3(ln O<l!03i,3 ~.':2J:1 :, 519,52::l 25 S1CJOB9 95 S':i'.B 30

TOT AL SYS 3 'JCS I NC TSS 691906109 4/U 1 ~. 3/12 C,7:24.'I3 812,754 07 Sl(Un 01 $2,,Hl1 03

rHonAT::C CORPORATION THOR 8%175JC7 200 OH:?~/1:? ~7.'2i./l 3 SG.,~-EJ


21 .SG_-11
'">G3 ::,(-'45o

U:::NNOX INTL lf,'C LIi 5::'6107107 30 0:Ja,'18/'..;i J7;2J..'13 $::>,?~J.97 S 1,4:2:! :If, :::i1u.161

A! 4.SK.AAlh (,Hour, 1NC Av( 1.111


t,:i':]1 :)9 50 CS/20; '.:2 ()7.'21/13 .S:<0,<1
~-3 S1 ,74C: :36 S1 ,32.2 2:

A~SKA A I rl GROU r. IN'C ALK ,,11 r,5:=i,c; 150 08:'2 I .'12 C7.'2411J S<:i,189.rn st>,2'ji:i'J2 53.930 ((,
-;-cx:TRON INCC)HPOf"l1\TE9 COMMOt',. rx- 833~t1,~1 rJ1 .::n 03.'21/12 (ll.'?~:;3 S5,Bti4 ,;;:, $5,"161 8~ SlO~ tio

T[XTR ON IN CU i-l 1-'0Rr,T EO COM t,,'.ct,. TX1 (lfl32(]J1 :'o1 -,(l(: 08:2(.<,'12 07;;:,,i:13 s;,,i::i::,::;a $2, /24 6d S6i' g,;

L 2E:'lTY f'ROP[=i:Y THUS f LAY 5311 "(2 I 04 JG ")6l2G/12 01.'L~!13 $", 161l.o4 Sl .CS3 39 S84 fo
I_IR Erl rY r n OPGffY TRI.J.S r LRY 5J1,2I04 22() ,:E:~:n2 :)',',~0::::/13 SG,5C:S.2i c;.8.0~1.~~2 $~<'8 0~

WORTI IING I ON lr-..iDINC \,\l()H Bil. -~11; O? 60 iL/1 !:,~ 07:2,l/13 S?, -,:;is 71 .Sl.:Jt7 5? $7 i1 1 CJ

-OTAL. SYS SVCS 1-..JC TSS 89W:)(~1DO 20 02/20: 13 0712-t:13 S.=.iJ~;:.:3 S438 (~() $I(U 1:)
----
KEYCO:l:' N[W COM KE', 493'.,!{,"(1()il ':',80 oa.:2I:I2 07"'24.'1:1 %.~ 7?,%1 :S4.~UL:~~1 $1 ,9fi!l 1 fi

H;:-I N 8U RAr,;c:::u:::ouI-'AM!:: H I,\IC C( nGA 7593~1604 r10 OB/21, 12 (}7,::'1/1? S6. Jr 7::> ss 2:J ~4 $8~~ 1 S

Ft::Irn::;ur;;,-..N:C[ s;:::ouPAMt::.H:\IC cc RGA 7593ti1mM 30 D-3:'20.'12 C,7.'2,1,13- ,-;,;.>,(]:,;:,,57 $1)'.c-'l ?~ $3~~123


F.'J',1,-.,rooL II A 1~.<111 3" 5,11,:43 A'I ~<'.r~1
A :J 1~1WJS?:ff, ?!::,47 06!2,"." I:~ (;7.'25/13 f.2~ .....
J7 $?-1% $0,':,2

FN~M POOi z/ Al5380 ::l~a4/1/43 Al5'.3e.81\ ~~nF:iWS6S2 204 25 (h."0Bl13 C7/25.'12. $204 .25 S212 LJ S 8 lfi
F>JMA 1-"UOU AT494: 3,_ :'i/1M3 1\T4~~1A 31 JW,' Sf'36 ;5(] ()~ 05/(,6113 07!?(:;.'~3 $:'i(] 8~ $b8W, $-?, 11
-~
FN~.'A AR8~67 2 ~~....
_. :] Nl846IA 3131:!W6Mn4 ~rnf~ 04;09113 Oi/'l~J.:3 $~/9 L.:-' S604 u~J $-:.?b,'7
>
11':Y .\lE LLON
W[ !\l HI ',Mt~AGlMlN-: THlRl EE;-.JFOUNDATIO\I-[~t-\
2013 Tax Information
Account '.\lumberI 05 LP<B400
Page 40

Short tc-rmtransaction~
TtJJS category includes sales of J.s.setsheld 12 months or less.
lJat5 o; So:It?~ r.'rc~ Is;-:;::. Ccst c
Des,:rv1t1011 SyMlDI C.is1~ a J<1r,t11ys ril<1 ~c ~_L.!1::.11
ion fa.I-!:!d:;te ,:om rr Issons o,h-'!: t.l<is1s Ne:t g~ nm I,,~~

FN r~~ r1 N..l 5~62 3_j"~ 1 :::0 A0536"2!\ 31Je.r/LbYt 233 OJ U3/Qf/1 :~ D7 .~18/13 S2JJ 03 .S245 ~]>, ::, 'j :29-6
F.\Jtl'iA ~ooL OMA :2',jl) r,'A~ 2.J01\ 3 I 410A'<\II 34: 5 05101/1 :~ f"l7!?i'i/1} $JL1 50 .$~~~-LtJf. S-18 1~

F,'J.\,1A :t()OL OMA1 2::) t,,iA:::>~riA 314"M'-<'.fi' %7~9 09:17/12 ;)(,;2.:::/13 S'J57 r;9 S1 ,018.09 $-GO50
rNM to,POOL APO-~n Jf)' 7 Ar04~:A 31 3;::;,-.13q.{3 ::ioml.B7 03,'11, 13 )7;25.'lJ SJ.Oil~ J7 ~:-i,;>,ir; 35 $-156 38

;-r,.,'Mi\ POOL OA D02U, All:)207/1. 31L 18r!.GR r 8J6 75 :)~,' 16, i.! 0712~/~3 S835.75 $8l Ei63 $-79 3B

=-r-.:MAPOOL OA DL'2D7 ,1\1_1)207/1, 3 ;L, m:GR r ,56 89 C-4.'0ll:~2 ~7/2,:i/'.:~ S:156.S9 S ~ 72 28 $-Hi 39
:=NMA P08L Mfml4 1 5~.... 71 1
1V17694/1 ::l14!6R:::Ob 11 52 C?/26 2 fJ7/2fi.'1 :~ :$111.52 $119 95 r.-6 43

Tl-IO RA 7"!cr. COR POR 111ION THOll %~1 ~iBG7 120 0Q.,21.~
~ (,7/?5113 51.887 52 SJ,a,;9 3/ S-38 1!:i

THO RA-:-:C CORPORATION rnon om~115::i,;, 1~0 C!l/2D,~


~ (]7/25!1 ::I s~,659 41 $4,78:2 44 S76 97

K EYCCfli" NON COM ;,;;1:v qai326i~Ct:l 40 CS/21:' :2 (j 1)/2~.1


~ c;.~CJ1
1'1 $336.34 S157 i':Cl

KC YCOSP NEV, COM <E" 4~l:Qt:ii'1r.El 240 Cl:l,20 ..~1 r:7!2:'i:11 S:? 961, 86 $2,GC6 r6 S%310

TOTAL sv.e; SVCS INC TSS l!'i1 ~m,1a~ 10 OL,,::..\J,i ~~


1 1
0?/;.>5:13 S1 697 ~2 S 1,530 6 I :33~5 51

r ED~ RN_ I\IA I 'L t,/ r GI- N;sr,.; -'OOL ?45~1M 31-1U..:lDDhl sis 0a 11r J/12 07/25:1 cl 5515 % s~-65 ::is s-so46
F!:.DE:llAL ~~ATL MTG[ ,>S:-:N ;..,001 745418/1 ~l 403))X4 1::,.J 1 .32" 04,{: 1/13 01.'2~!13 $1.,~~1.3? S.1 475,.::,_5 .:i-134 13

H\'M,'\ POrJ L %96&~ B u=---.:ac: ~~Jfif)ilfo 31 L KKM"l2 1 ~~7 g 05,-- 5/13 07:25!13 s1 ,;_.,.r1g .S1 420 H,", 0-2J,64

FNMA PO OJ. 'z/ A.T


5160 3% 4/1 .'LJ ATS::iGOA ,11;m~~is GS? ~O.o::i ::lb!27o'1:~ ;")7.'),~/1:t $t.:) 85 s,w.02 Su.!33
f :Al I IBURTONCOMI-W-IYCOM --lAL ~f)f'Pi 6101 28U ~.~..-:::::-~/n
o7:~c:'~3 ~12,,372:,05 S11, 120.4::I $1,75,;::;?

SAN f)i SK CORi' COM SNQI( s:-ioo,ic~a1 1UD --~f,.'1


3:1:.=i G7/?9:'J S7o,s -5"41 $79.~.:Je,66 ,S-H,w,;.,
?~
-----, _
............
SAND IS K:CORP COM t,r,..f)"..;,: B:004Cl01 no Cf:20:'3 0~/29,', 3 ::,4~_1lb4 tA $41:l,177 r-;;, s-~.112 9-E!
- -
0J\.'JDIS-( conr COM S~.DK -':!::04C10~ 1 '(J:, %/17:13 07:29."13 Sc-6 074 i.J 572,931 f I :S-fi.l=i'::7;:;....

s,~NDISK cor=ircrn/ S-NCK ac:'."~C101 4~,.~0 (F"/1 P,.'1cl 07::?9"13 $246,529 82 $277,75? ~2 $-3, ,2?7 _70

=1FTH P.,PACIFIC UJ INC n-~~ 3;.~;:_,.;5100 110 U8/;,%'1? 07 .t~:))'1~~ :1,~!:'..462,07 Sl0,020 66 $i3,4B I 2~

f"IFTI I & PAG1;:::1cC,) l~JC Ff\i"' 31 f1f)~,o:.1


0() 30 Oll/.W.'12 01,-,J~l/13 $7'~0 08 S392.79 .$327.29
- ----~
....
U..CL":DE GROUP l~C LG 50;::,.:,(I(1 L).f 70 03,-01/13 Oi,::!::l.'1'.~ $'!,?:): 71 P 83-E.~9 SJ:?~.22

L..A.CU:O[ GROUP l~C LG 505597104 1- 0 02:28/13 07.'J::i/13 % 0/iL-~1 $,f,c,/-l;.i I,? S595 79

U 3 TREASUR'f 1\IOTF u,.;-13 9~.2e.28>'L~ ?':iOOO 06,.:2.::0,'13 07.'3);13 :i,:2~.063 J(} S2~.0/f2'.3 $-1:?,.W,

LACl ~Df-'. GF-H)Uf-' I\JC '....C jU~~u (104 ]A 02:27.']8 07:J~,']3 :::.3.23' , l $2,llL;t:M .S.?,f\4il7

FIFTH & PACIFIC CO Ir>.:(; :=NP 3166~~,~o 1 OG f1o.'2B!1:? 07/-31:1;1 s~.~ 13 38 $1,301.41 $ I ,'11 [Jf
>
ill\'Y MELLO~
wr Ill Tl l MM,AC'.rMr NT THIRTEEN FOU:-; [) ...
\TJO)J-lM1\
2013 Tax Information
Accounl ~umber lOS i3J3)-40(l

P~;!~ -l I

Short term transactions


This category 1ncfudes salc5 of a;;s8ts helc 12 mor,ttis or less.
Oat~ ot Si:i'('S r'r i::e I-'-S'.~ ro::.l or
D ~ sci 1p1
on s~,,nt..ol CLls:p Du~ 1~tl"yq0Id :1:q, J 1sI1on Selle da;~ C(J,IIrII~5:ons :;thcr b3SIS 0Je1~ 1;:1
r or less

SEA.Gt..TE ~ F.C.f'NOt :XW STX G7&4SMi0r 1040 04: I l/1 ~ Ul/~1 :13 :;;-12.S?603 536,099.23 $(,,~76 -8)

COMC/\S- co;-;;r ~EW CLA CMCSA ?OQ:'lC:N1


J1 10..-: :)1J02o'13 07/31: i 3 $1il,04(l.MJ :i:;F,<:'r?~ 76 $~.,1~_'.n

:'"B0097GfiCJ 2~G 10:'.l'1:;


i1f")1 07:'}1 ," J $2,11 r 11 $2,1 :'"8.36 -S13G./~
HOYA-1::lK SUJTU1',,lu cnoJr rLC ilBS
cor.1MIT TO ~uA F-H'. .,,cSF A CTP0028;:: IJ2f"i:UJG4 b3 I8~0(1J [)6126/13
- -m:i..,::,1:::.=i $189,662 31 $ I J,J,'d~l .2:5 $7$1 56
ulGl,/1.L llLTY Ti.: INC DLP 2:53868.103 270 03:22/1 ::i O!}.'Q I :::i $1-t,76:-i - 8 S 7,&00.81
1 .$-'.\1:',7,79

YAi-lOC Ir,.:c YI-IC-0 %~3::1?106 19.~0 113.'~2l13 OS,.;)2.'~J $5J,B13 ?1 ~A~ 1 ?02 95 s~.llIn ;,i=;

PNC ::-Ir.-ANCIAI SFHV'Cl:S Gt'lOl..~ I ?NC 6:2':341


51 ():j ~:20 02(.,'().'1 =~ 08,':)2/:J 540,.2.9/.ll s:n,f"lo;1 98 Si',24~ 1:~

YAhOOINC YHCU 98.4332106 1620 03'0i'/ I .3 ,:.~.:::=i


o~t... SH,502 73 $3fi,9W t:d s, 600.1:)

YAHOO INl: YHCO %4::13::1106 1()7i, 02:07113 08/:)9,: 3 s-~~1.


:~9:.:i1 a $21,630 0.5 S7,763 73
AX'Al I U,HI-' ;:i.xu_ %-1f)JIJ1QO ,~.()03121:',.'12 ce.n:J:J ::;r,,11::1~1 $5,392 lL :i,75~.~7

,>M::::RICA~ FAGl F mn 1-.:I '::HS ~NC /1.EO 02.:: ~:-:.r:


11--:=n :--fl:) Oil:'?5!1? 08, 13:13 $4 i-17 !)1 56.172 77 $-1 ,-1?fi :,t3

T:lU\.l r:-1 GflOU? Ir,.:C ,\IF'i-J IGI e968: a1 o 1'.) os.:.


e:::.1
1
~.:: c:a:13:~ 3 S5,32:2 % !'>.13-8.113 $-11,~ ?[)

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Page 42

Slw1-t l.erm l.ran~,1ctions


This categoIy fncludes sales of assets held 12 months or less
Dm~ m Sa:c~ pr.c~ l~ss c~s: ~r
I lt?bCrlp1Ic~ b~.-nbol CUSI;) Q ,I~ [,ti[}' ~,tlld ~c: ~ IsI;:on ~<:ii~r:l;::tE'! '(Jnll[l'.;:','.[Jr]:C, oner b:1s:s r,.,t-t oain er I:}SS

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Ff--L\1C no: :J [)19413 3 ~~~ (:i 01~M1fl~ }132JJ\4C6 109 8~ 07."0t:1:,J ~'b.''..:i:1~ ,;;;1oa P,~ .S109 6;) so2,t
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TER~X GORP NFW TEX ~~~>77[:)1()::l 0 (]~.'1~:1 :~ OH."?1,'13 S2,7~0 3C $~.ti~~ ti~ S-1L~ 36
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HAqr-:Is CORP D:::L f-RS 4 ',J!:if~ I 0:5 50 02:'~L1/ 13 Od:'21!13 $?,~,17 70 S2.37S 98 St:=IFI7?

HAN:::SBFlA~~DS INC l;B, 4"(:J~5102 ~{) 11!23/12 oa:21:1::J $2,,;31 _d~, ~1 ,4::_:14,86 $88[:,'.?b

er- INDS HLDGS INC CF i ~.5~[::.:.;"100 ~-'"b 04/~ 7/13 Oil,-21.'13 $1~,8% 25 S13_j;,,:2 41 Sl 3716~
CHEESEC,\KE ff\CTORY INC C_.:=.'-{1-: 1630721~1 Q~, 082~/12 OG21/ 13 $3,43:? 17 ~?.A85 55 S753 B2

BROl!..I,1-llDGI:: -:~~L SOLUTIONS :.\JC ~R -113;;~ 1 o:-i (],._; f1fl:,:J;:1? 06!21/1 ~ $2,455 26 S1,r_ino
:~1 $554 9.5

I ANESBRf1NDS INC rEll .-:10345'[2 3(1 12/13112 013."21/13 S1.il2J nfl s1.ru127 5762 6l

A?P:.E COMPUT::.Fl i \IC COM A."PI C3763JGC 53 ,:::,s.,::..o.'~


3. CS/22,l"J S:C'IJG33 9-:., $23,f\:'"3.!;;1 S2,rGO J8
-T [f<EX CORP N CW TEX lit!~'r (l) 1U::l ,no Gl:~:3! I ::J 0~/22,:3 S1::',673 00 51 l ,796. i 9 .Sl'\7, ili

HO LLY -=RONTI El"?CORF" HFC 4361G61oa 50 "C:'16/12 08/22: '.J io.f,~


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$i'i::.'1,~:"? Mt.OS.:: 54 :so.r, b'~
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rNW A POOL I'" AT!',3/:!'.)3~'., :,q .'43 1\T!::::,eo,\ J1...!bWSbS2 227 51 0~!01.J/13 [Ji1,L:~.1
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Acrounl Nmnbn 105 IJJ33400
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Shnr1 term transuctjom


This cJtegory includes saJcs of assew hclc 12 monttis or less.
I :1-Jeot :::r1::~
S-:.li::!!-5 lr::ss Ccs~a.
lJ ~sen [}tlor, Sy1~IK' C JSq, Q 1J<.!.nc11y
sold dCqUIS tlC" S::J'c [J;;il~ ~omm:s3I fln-,, othc:: h.'1Sl5 f\,'et gain c: n~ ~
FNMA ~0:)J II0/1C214~ A0114i>A ~~1 :Jil\-1Hl_68 20UU bf, 071)1!13 08.'25: i 3 S.2.Ull8,Qfl ~2.~T~ 36 S,88 5D

f-N,\ol/1An i~3[, 3 S~o t; 11.R8~3t8. 3~Jb'A'uRS7 2J13 5::." 07,-cen:.:i n.g,2':">/13 ~2.01'.3~,, S2,C1~ 06 so.'.:!

.==NMA
A.ne.59 35% G AJ-185:164. 3 JS\\'f.RS7 64 95 :)7:~2!13 Od:::25/13 S64 96 St:'::~~ S-0 .:i~~

F~, MA A R!l <l6i' ? 5~ 3 AR8<16i'A ::l13SW6',1R.c:. 9?9.25 04;0:;i/1 J 08 ~fi,113 $fi29 ~':) S9~8 m :;;..::J 51

FNMA FOOL tr t1 T4941 '.!')~ r-:.1


/lJ A-:-4D~1A :~::~sNS
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1-~MA FOO< OMl\~200 ~1A12..-::"A 3~.~15A:.;;.N7 2-19 ')5 05/03:1 ~~ 08-/2~1-~ $?49,55 S262 81 s-n.26
F\l~.,..ur oo:_o~.1A1?OO Ml,I2'.JGA 3141~AKN7 623 U7 07;1,:13 OB/25.'IJ $ti23 -97 ;;r,::::153 $2 -~~

rW.1A AUi:.'162 3 f,Q' 12 A0'i368\ J 138ML5YG ::16623B [)3:()7.'13 Od,-;,r113 $'.l,682 ::JlJ S3,8t:lr 21 $-204 l!~

F"EDEP.AL NA-:-1Ml GE ASSN PO(JL ?4M113A ::i--:--1::,~L1DX4 t,",()22 '1/1 :,::; 013:'.h/13 :3~59 22 S61J 92 S-54.7C.
Fi=-Dtf-VIL t~AT'l. M; (3Ea"\SSN POOi_ 74~41f\A 3 t:0,l)UX4 l~t:-.'.~
')7 )4!0i/1 '.' J8o'2:::::'1
:~ $, .~53 97 s1 _599 Jr -;-H'.i40

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---
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7 AP045"1A 313s!.-1:m-<J 2982 (-El J3!1 l/l$ ce.,:2s:.2 S2.9i3"2.08 $'.1,133% S-150 97
1-NMA roo_ A-'0457 Jo~, 7 APD157/, 3138M30K] 616.98 07 /30/13 08/25/13 $bi,-, :J8 SGJS 30 S-11332
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TRJ. J~.1PHG,;::;;ou,~
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I 01 60 1 (:116,:-2 -~1',:~7:lJ S4.~..:2 m :SJ 7i'i!i,2_;) SL~7 15

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ALON USA Et...1[::.:GYINC ,"\L~ 0?1152G1~2 64C ~4:?,:]112, Oi;l:?7/13 s, ,91 t:i ?'J $1U,<:.:-i6
32 $ 2 Bf)(] 03
BROWN fl.. ~ROWN IN(: sno 11:in61 o, 90 :b:?A/12 Uil."n/13 $2,S32 il $2.3:H,, i:;1 S482 1>7

tlHOWN & BROWr,.,' :,\IC ~H{) 11~2361 :)1 420 CB,.'30/12 C8l2i/1 J S13,::'1683 :;,1-:1_9::::,::;
55 S::'?96 21l
U S 1HF.:ASU..;YNO: E UNIT13 01::oawru~ 5COO -:s:2-1::J rif,/27:1 ::l ;:,~.(]1J, 1,1 .$'>.0-5.:::5 $-5 3'
TR,i,_;,\,H-'rl GFlOU P INC N'=.W TG: fiCJii8181U' S:J ,C:/15: 12 Ofl,!27:'.'.:! S5 92,~ ,,J. S~,016 1!:> $90B,i'"1l

U t: Tn CA SUR'-' NOE UNIT13 9, ~ I~?6c'L8 1.:,DOOO 06t)4.'13 (Jll/~"7.'13 $1 9:, 3/J::,:JI) Sl90,">56 97 $-?()~ 67

GHEVRGr-t
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COR..-' cvx 16676?.100 167 U3.'(l(,o'13 J
Dil/;,1',."1 S2C,36:~ 1,, $19,7(,7 59 .::-'i%,S7
F-Al ON CORP PLC i:=I.~ G291d31r:-., ci20 11.'JJ::;i ~G2d:1:, l 6 1~
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2013 Tax lnforma tion
An:oont Kumbn I 03"I ~333400
1~ag{' 44

Short term transactions


This category includes sales of assets lwld 12 months or less.
D~.l~(Ji s~:cs pric.-::i f's s (\1st or
Desc:t1un Svnt-iol Gi;s-p Qu3n:r/ sol;: acqu1s:t10r, Sal!':! t!dt? ::..u1 ss1cr 5
r r11 other basis \Jet p1 n or lc<:s

N ~wC.1\0 - L c.L\I vr ccmr ~CT 651 oi:;r,.~108 r;~30 02,'12,'~J Cfl,29i1J SJ:~.BD1 <:J::' ~,38,962 sa * S-c1,rnn 66
Ni::\/o/CAST~ E ::--.JV
I GOH P NC G5:m;t,/10il 1 ~:) fJJ/::-2.';J ,]~13()/,1 S7893C- $.:JU42[) $-'!4 99
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t\'[WCAST.. E I N\/T C:() q P NCT b~ 1Qtot,,i1 Dil 2,:70 u2,:12:13 l~ ~ .:~o/t:.:i 'b~C.592 :rn $12,.:A~ lb ,,,. :';,-; ,50 80

NEWCAST _=:IN\,'T CO,::.;"' NCr 651 osr,,.:1oo 2:21C, OJ,'22;;:i mi/03.113 S1 - ,711 ?ro $13,0'2.a.61 -0; :l:-1 ,117 37

\/!::1-flL:ON GrJt.~r-..-1J\IICA-:-1o~s INC \/7 1!:!- -:;2343/A~9 ::ioc:J oe,1c7113 08/12!l 3 $38,3fiOh: %-1,CJ18,20 $ 1.st.r (m
S:--ilSEIDO LTD .BDR S::H)OY 82.:l641407 ~7,J 12/21.'l 2 09,'12:IJ $J,722 . .'iC 8?,:-i;::~ 17 S::lt:4 :33

SHISEIDO LTD ,>DR SSDOY 32.e;Sq1407 :;J 12..:24/12 09:'12.il 3 $2,.:::82 3t ';,?,??~ 60 $3'.)616

US TR~SURY t\OT[ usro6:<1 912B26QU7 100G".: Ot:<7/13 09/12:13 SIO,C~ I.I~ SID.Cl.Si! <>:'l $-16 87
,':,H'l3F:.i~10 :.1 D 1\Dr'l SSDOV il24,Q~1107 94..: 12,1:.<,;:1? os1;1::i,-13 ~14,-ES1 26 $13 075 40 S1.imS 136

FHLMC GOI I} GJ5477 q 5% 5 GO.:i~ft-:- :, ~ )Rt,i 7M?.1 9: -,~ 01,.-, (/13 mi/15;1 :i 591.3<9 S97 69 $-G :,1

FHLMC GOLD G::!54 r, ~ 5% 5 Gos.:1n,=- 3, :2.flr/7M29- 137,G7 02:.2S.'13 09/15."l 3 S131.0~' s:.;r, ~8 S-9 86
t-=--1L~l'1c
COLD GC54,'7 "1 b~c ~ S.05~~77';- 3t?-'3M7M:?9 ~2BB 59 03/'c!.'13 og,:1 ~,-13 :'b3,289 58 S3.60C: 0::i S-311115
FH'.....\.1CGOLD (,r-:r;~77 .s~-s GOSL!r, ::i121Jtv1lt,,~2'J 13? o. u::i: J:'13 0()/15.'1 :3 ::,,,7 07 <::150.01 S-12 ,,4

FHLMC co:.J CGS-47 t 4 bi:~ 5 GD5-",77F ",1 ?31,Hro129 731.02


-
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F-HL MC C~Ol ,) J2,:695 1 ~1307DGC1 92r s~ ~f.'1;5/1::i 0[).'15/1 :i $9?7 .,., S926 10 s~<:5
FHU-.'C GOLD G11M73
--~ 25

3 (:'\, 7
J24Wtr

(,11:'.1731'- 3 2er-:.Mmo :.,n 3:=; C8/01,-13 09.'~5:'l 3 Sl .52i' 3t:l Sl.~6/.2. $-39.86
r1-1u.c GOLD 01 J:::!~~ 3 5~ 6 0~93641- 31 J2J<;2SJ 373.65 07:08.'" 3 C9.'1:5:'1J 5373 65 Si',1~ iLi $0 3~
----
r:iLMC GOLD G01-::i1r, ~)5\ 12 G0<',216F 3':28-M6Ang 2S,1 06:'2:7,113 09/15: 0
3 Sl2il 10 snr,F S-9 77
.'h'_ \,,C GOLD GC-l<!' 9 ~ ~~, 4 Go-121 ::F :::::i,%1t>AU? 3/o:2 t-r 10/12'12
-
O<:J,'15:f::l ~::1.76? 67 $1(,~2.J 65 S-Jr:,~i ml
-
::-hLMC Gfr. !) G 1 8305 ,:,J~.4 GH:i3C51 :~12dMr/KTg 2905 ~J 12.'0(/ I~ W/ I ~;1 J ::;;rrnfi4::1 S3,0-'3-E36 s.,a2 os

FlllMG POOi GC:-!:i


337 C05337F 31 ~t:l~.~
,HN!J 78 95 08127/13 09/1 ~,' 13 srn.Ll5 $/l,~ ?7 S-6 32

>1-ILMC POOL GG-S,37 (.,05337F J128~.f/HN8 157 9, 06:27/13 09/15.'l ::S S1~?JJ1 $11,JM 5-12,63
f-HLMC POOL CO 5J3/ GJ!'i3:l7F 31 ?3~.F H 'J9 zmr,r, 111/:.,n/1 3 09,'1 r;,-13 8236 3& $257 07 S-;,,~ 2,

rHLMC: POOL G(l-::,~~7 GG5337F- 312(lM7HN9 }94 76 01 il 5/13 00,11s:13 $304 it> $1).o, 3~ ~-31 5G

1-HU,1C GOLL~ C.18Ll73 3 ,:~~ r G1 ~17:lF 31 ;_:ff'.1,\ol030 Hi'.2il J:;l.'?7/1 :) 0'):1 ').'1:'I 587 2B Sil9 63 $-2.,5
,._ __,

F H LMC GOLLJ :) 19Lq 8 3 .:?o D on,1 HF :~1J?.1.A1C(i 703.97 Oi'.'OH/1:, D0,/1.,:13 $7:)3 r::17 870::!.~3 S1 54

11 ILMC GOLD POOi 01 ;:iq~1 3 G'" 1~ 01~93,:,f- J 132HPHK3 1 ~)30 i:i~l i /I :::-
--1.~;, 0(1/1r;,13 ~1,S60 S9- Sl ,,Sff) 18 $-?3'28
Cil4.XO Sr-.l'THK'_N[ ?LC GS,( cl 7 ;":\c,\\'1 0:, i'O 02:0.!,' 13 mi:16.'IJ SJ.~82 ]2 $:~.~IN[):, $Jf13 29
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2013 Tax Information
Atrnunt ~umber l0513J33-W0
P:ig~ -l5

Short term transactions


This cate9o(y includes sales of assets held 12 month5 or less.
U~ti3 of ocJI~s prc8 lJss l.D~1 Dr

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CH I::V HONTEX/1.GO cor-i r GVX 166?6.::.l'.)0 ~~ 11:,91;2 U9/l 6'1 ::J $5 <-66 12 $4/. 71 r;o ::.n~6:2
CJ H:VF'iON I F-XA8U CORP C 1/X 166?641C<l 49.::. o:~,.or.:~-' 09:" 6/13 sm .::ims-1 S=,G.4/4.lB s2.a% 4i:i

GLAXO SMITI IKl INF: Pl C CSK 37733\".'105 590 0~ :2~......,i :)9,-:5/13 s:m.,"JJ3.1 S:1O.3.SS 2b $-'61 42

KI_fl T ENCO n CORP KIJ,C 4l<24SO,G-:1 :-:3n ,)$/30.',J m:: '1/13 S20.317 5~ S1B.6&918 ~1,617 61

ACCEN-;'"UF-:!::PLC IR=.L.AND SHS CLA AO.I Gl 1 Sl CI O1 41(] G?,~5,,-3 :)9,': 9/ 13 SJl.927 ~~ s:~iJ,o58 s1 :~1,oc~. 72

J[iT[RIES GROU,:... INC JEF 1 lJ i.72319AF9 ,sooa ,)f,1~7:;J :hi9/13 s1 s,2oa es s-,g,no.~:J :)D.g25

GLAXO SMl-:-HKLl\l[ PLC GSK :~7?~:iv.".


1C51
7~40 GJ,186113 :9."19.'13 S:~74 ?35.BJ $332,261.l J1 Sq 1.960 19
,~9:?0,,1J $3;" b01 pg s~7 41s Qs i EU113~fi
8HO/llJC()M conr CLA B~CM 1n;.,o~G7 1 ~60 09/2/.'12 "'
SAi F.C,1-0HCE COM INC CHM /34U:,L30? 7~0 06:'~::13 ,:<:;,.'?Q:'13 SJ;i,2:n .-;r, $28,116 6~ S10 1 ~ t:12

TANiAt\" Sf'.-.Ml(:U.'WUCTOn ADR TSr-.i 814(.~~1(J(J ?770 07/J3."13 C.l:?0/13 S5.361 [,1 SoB,450 ?G :'Vi.089 15

U S TnEASUrr-' _\IQT~ ~1 ?S~~ 0' ,115 912628UH1 1;26490 ,n1:n::J 09:28/1 :3 S1 22.82! 2 I $;:-ir,.19? '12 $-13.66.:l,21

US ~Rft,SURY f\'DT[ :JS1C61J. q1 )A;::SQ,)7 es:-80 0 i/1 ;.'13 ,::g,:23,.1 ::l $~S.26.'3.82 $S,:,81 "'7 $-11? 15
.r---
FNMA POOL OAD020 7 AD0?.07A J1~1BMGR7 11u,2 07/12,'18 ,~;;;:?:-i:13 $1~1~-:. 83- 5124 ~~E Su ,15
-
FNMA rocL ~iA.Do:::-m ADU~07"< 3- .::1eMGnr I ::i833 '11 06,-16/13 G~/~J.113 s ',!},291 ,.; 8: 5,329 ,9 :, S-32.10

i-NMt, roo L 0ADG207 /\002u/A ;::;,i,% Gn1


1
2623 ~ r :J1:G~/13 09:2::i:,3 S2,56tl 22 $?,%1,J.::. $-18 ~2

;:-NMAPOOL oil%68 6 O~o 6 Bil:J~:-,BA 31~1U-<MA2 1'1,fi 'Fi 07:: :.:/1~ oo,..:>_1:13
--
$1,[J5.79 $ I ,6 0:l.03 $2 76

F-r,.MA,? OiJL 88%613 f:; O'::~ 6 68l:16~~,


... :3<:10KMn2 22046 37 ...
~').,5,"i,3 09:2J/1 :~ S24,9 ( ~ ll4 .525,023 92 S-49 ~~fi
lJNI I HJ 7HERN~[UTICS COHI-' 1}1::::l UTHn r:n7c102 40 c~,1 7 .., 3 Ol/124:13 s~_og; lr, 52.4 '5 93 5631 ~~

GON-TGN S 1GHES /\IC HU,\J-:- 0()77(,,1101 200 07/17:1 :-: 09,'24/1 ~ d 16.fl 92 .:S~-.685, 70 :':i-2529,;'b

BOISi: INC 82 (l'.:174F:,Y.C!: 1120 [Ji(l1.'13 09/24! ~~ s-.e;,14a,s ::;;C,273 .:!2 SJ 874 ;,,J,
CHICOS rAS :NC Cf--S 16861 -~10? 3.::.,) 04.111:],'13 09/24:'J $'3,748 59 :t~,7g3 08 :::'i-~9SC

HAN ES BF1ANDS INC HGI ~ 1034::.102 30 12'"3/1:2 oa,:2~::3 ::, ,901 <tL $'.,i(~1 R SHo 7
--
HA ()CA DE COMMUN ICATiONJ SYS 11\B :lCiJ - 1162 '..!~t: f,7C 83:, 8/13 ()9.'71,; J Si:i.~67 90 ~4.024 i,, S 1,443. -,:

USTFlEASUHYN/B luo:::i/:!1/rn USTlOli:: 912828'!E? 2~[)()(] 06/19/13 tm/:c:4,..J :!,24,Bnf)lU 524,753 0 l S 143.,.,:
U 3 TRI-ASURY NO-:-~ 1 25~: 1 UNIT1S 91?.828STf! ~OUUQ 09/19/1 :l ()g/24.'1:-1 5,g.~70 m $19,580 0(] sroz1
U S TP:-ASURY NO rE JS r0614 9~2B25UU7 25000 :)1 .'24/3 00/)4.', :~ S2=:i,1:)f; 39 S25, 146./(, S-4D 37

1<11AFTi""OOJS GAOl,P INC 1<.:+1 r,()()7601:6 19 6i 1 [):15.'1.? 09,-.'24!1] 532,8-1 o bu 029,309 81 s:3.a.:::s
t:iO
~'":111(:()SF/1.Sl~C: C:-iS 16851::010~ ,10 02:<!0!"J 09:)4.'13 ~5,;i,:1 36 S:5.J?.') 19 s-Q1 13
>
~NY :,..1ELLON
WU1LTt I MAt~AGrr..Ur':' 'f'l llR.1-EEN FOU~DATIO:..J-[\.T r\
2013 Tax Information
Account ~umh~, I GS13333400
Page -46

Short term tr:.msacti<ms


This category includes sales nf assets !mid ~ 2 rnur1ths or less
D.il~ci s~_cs price I ~ss Cr)~,or
Dr s :~1;-,t101, swtiol C11si~ Ou:;n:1r-,solo acquIsIt1c1 Sais doi,<:! w1r,missknt; G\hN C~~;~
Ne gain -:::rlos~

FN r,,.AAOb3ti2 ;:;5.......
1;::- /I.Q5362A 213BM_iWr, 241 r r2 0]:G7,'13 09/Z5/13 S2,"l11.12 52.5:"i? ?1 S ~84 4'Jo
1-N~,1A./1,(J5362 ::i.~%12 A0fi36?A :J135r-.'-:.5Y 62J,;;;3 08/.27.'13 09.'2t.l13 :;:;.,7;9:-: $624 51 s-o.5e
I-~ M Ii t,n6467 :2 ~ =--"..:. :~ AHi'l%71i 3138W5MFN 599 ~5 O~:,JJ/13 OB:J511::; f.~9? ~15 %25 se $-?-5 J

F,\lt,,.1APOOi. -.tAr .-:;9,113S~ ~/1.'43 AT4U.cl1A 31 :=.av-10~36 1u9 rr 0:-, t1F,113 09:25.'13 $~.,r:;.:-
77 S176 ~Q $ l 03

BON-TGN 8TORFS INC BONT mi7n,.IV'1 20 D7:1 fi/13 091?5/13 S2:222S s.in4 :~5 $-182 Oi

i:lOIS~ INC 5Z CD746v,or: 1 n} ~;::,; /13 r,~:'.:!fi/1 '3 $2 138.02 :i, ', ,t.b8 J(5 S'>7fifi.5"

B81SE INC l:li 09?46'!' I O.:i 590 )7."30:lJ 0~:2:::i,.1


~ $7.4 al 4r, $!:i,39~ 78 s~.-:::-17.fi7

BOISE INC Fl;.' 091Li6Yl U~ 110 :7,31 :13 08/'d.~/',.J $ I [:58 "11 s,2M.;cl
- -S4?423

l::ION- i"O.\I s ro~-::S !NG '.lu1..r-:- 0077El10~ mo '.:,7:1fi/~3 0912:,: ~ S1.973.C6 $3,09.'i ~-",f6fi1'

Cf i:COS FAS I KC C>-iS 1 ('fof:j. :::~0? 20 ,:.4111i,-3 f"]<:}/2fi/:,1 $339,.'='S, SJ<ll 06 $-1 77

cl R OCAD[ COM t.1lJ N IC 4,Tl ON S f.YS I~ BA.CU 11 I 621306 17C :)3:1 SnJ i}).'2:5/13 ';1 ,-1" "/ ')i" ~, ,,J21 21 ~W6.:V,
r~-
l::lHOCil.DE COM\olUt\lCATIONS SYS I~ =!RCG ~116213:)G 1000 1 :).'16.'" 2 09:25,113 sg_3:,:: 1G $.:i, Y?.1.:~r, S2,S68 86
---
ChrGOS ~AS Ir-,.,
C C:-iS 1wm;:,~ ,? 1"/(l :4!17: ,'! (19.'25/,J $2.875 32 $2,%0[JL: 'i"i-15 62

Ct-ll COS r AS It\ r.. c--is 16661.:5,;;,, 170 G/1 fl.'13 Q(J/2b/' ,! $?,f\75 32 S2,-899 OS ~-23 73

noYAL '.JK 5COT 1l>,N[) GJ:::OU PLC no 7QG:)li'":iaS 600 cs:,;::.::i:I~ Q0/2b.'~3 57,fN31'JO S5.~.::5 90 $, ,rA r ~o

FNMA rooL~ AT.'_l4, -~:~ 5/1/~:~ ,,:,,'~9r.11i 3138'NS;-,J6 ~~.e.6 0~/:27/13 09,-25.'l 3 Sfl4.i3H $1-l'.~17 .S1 71

=M,v1,PCOL r-/114941 ~a Sn ,143 AT~9r,1A J1~~RWS?36 11, .~"( 01:; )/1 :) 09/;:i:;.'13 S141 47 S137 68 s:~79
:=-Nr./.Al-'(l0L I/N49<l1 3% S/I:43 AT4(..l4~t- '.iP,8'hSP3E', ~4 dti Uil:27/1'.'l i:H2r.13
; 1 SN 63 $8~ .54 i3 :::i,;
FNMA ~ OOL ~ AT53~J :~~~ .:11/13 11.15}80/1, 31JClWS6S2 ?09 99 ~5108:1} (:9.'25;13 $2CO J~ S211l 4:'- s-a 41

1-\IMA POUl. !t AT53J: 3~~ 4/1/43 A.T.S:!BDA 3,:::lB'N~5~ 42 GG::;>7,1:-i q..~~]/1J


--:: $42,0 S4 I ~ 5 ~O.,H

rN.'.1APOOL-'I AT5'38C: 1~;; 41 /43 1


f1"f536.011 313uWS6S2 84 07/12_.'i3 fJJ/2tl/i3 Sdr S6 -g S0.22
FNMA POOL #0AQ21 ~8 NJ214BA ::l138 \1H L(-;3 97 51 0;'"/01!:3 os,.2s1n $Bi ";1 s1,,1.w S-4 34

J-NMA 1\R8~% ::.:,


s~~o6 A-l35%A ::"1"-fi""-'BR57 2fi1 m l17/-~~.'l3 or.:i-.~_..s,~J $2jl !::, $'~51 . .51 so08
---
.--'NM/'<.
1\nt! 526 ~ j~u (J Af-185861\ 31 38't.'6n S 7 812 07/12/13 09:'25, iJ $1"l1~- $~ ':ii S 0.07
------
.==-FDEh,\L NAi 'L rfTGE ASSN POCL r454uA 31103.J,JM 4/1 4 ....
~ 111: 3.'1? 09/25:l-3 S463 c; St:08.& $-~5 33
-
f-c.DcP.AL N/\T'L r/.,C[ ASSN POOi r~:,1 8A J1 ~03";).JM 1?()(' ;,7 O~/C1:13 o:,;-2::;,-3 I1 205 -:7 $, ,J25 ..:i~ $-1 ;.>[)'),

rN ~-~"PO O' _ <lWlGf,C: $,0% 6 8~966BA J:410KMn2 17,SC:,:?6


--
05!15:1 J
-
,]9.'25.'1 J 51.780 .25 S1,:?4l% $-1fitJ.t:iH

F"NMA p no: f\Wl (.,fiR f.0. 6 -3B966M 81~1CKM:l:2 222.s-~ 07/12/13 09/25,:.3 S222 54 ~242 a~ S-20.::ii
>
BNY MELLO\"
W!:.P. LtH M)> t,,,\(i f"Mf NT THJ l{J EtN FOU\0/\TJOK-lM t\
2013 Tax Information
Atcou n l ~um h~ r I 0513-133.JOU
P:igc 47

Short term transactions


This category includes sales of assets held 12 months or Jess.
:lc11: ()I s~1cs rncr- 1~s::; Cost or
De:c;cr"p1on S}':r1tml Cus1p Ou;;i,H1:1 S'A1 ?.u:11!;11
ur1 S31~::!at~ ::;,:::
:r missi.-~ri ::=; olher b[ISIS N ~t g.:iir, 01 loq:~

f-NMA E-'OOL01\DG207 AD~i2m.l> 31~16MOR7 1 s5 c.:i 1~


04.C-::-. mi/7,:13 Sl~:::i Q,; $17";) 25 $-1 ~ 21

rNMA POOL DADG?07 ,iD)20//1, 31.-:1sMGH7 f\2,i '1 OS:16,13 08/:,/1] Se.26 ~10 $U05 6-1 :!; (1l_g,;
T-
::::NMA POOL 01\0.:::,20-t AD:?07A 31 J 18~.~Gm s1 es 0 i/12:1 :~ 09.':2';/13 $51 t.Jil S56 ::::,3 S-4.e.S
---
f-N.',1A ~OOL OAI 0201 AL0201A :-i1,~f\E-GG:.;;~ ~90 81 0321/13 09/25/13 ss90 a M::.:035 $-?9 5<.'.
---
,..:N,\1A POOL L)AK24,m !1K2433i\ 3 I 31l~ [W~l-1 1.:.-2:,J.'J 03/27/13 09;:25/ I:~ $" ,223 49 Sl.JW,) F:l1 $-~i' :~~

fr,:MA rooL ~ JAK5 7G? AK5762A :~,:l~f:AML8 ?S5 3B 08:27/13 mJ;)~/13 S255.3fl ~?G~ 24 $-8 813
---r..n---
F-N"M/1.POOL f\.r04::i .' 7
::.:ior:-.-.:: Ai-'(M'i7A 31JtW30K3 n~~:,'.l OJ/11 ::3 09:2.5/ 13 $2,253 39 $2,JL7 47 S 114.(l,~

~M.1A p() 0 L A ~04S ,' :-) :)L;:.:, / AP0~57l!.. 3 l J lr!.3OK3 ~oG.n D7.'3()/11 09:25/13
-
S-166 22 $4ll0 ~lfj S 13 ll4

rt','MA POOL Orf A 1 200 MA12DOA 31 '11oAl<1\,;7 :21S15 8b10::l/1~ 09:'?5113 S215 1 :, $2:26 b1l S-11 4.'.:I

FNM/!, roo L 0M.l>1 20,) Ml\1200A 31416AKN7 ~37


-oB 07,111;' J mirr:13 ss::iu:m $535 86 S.202
~-
lJ S TnE~'\SURY NOT~ Ut;TOf 14 9121l?R(),J7 1 [)()()(', 0112L:/13 UU/~B.'1:~ S'C,04: 10 :=;;10,%6 3 ;;i-16 ~5

U -S I Hl::ASIJI-W :-..IOE LJS~OG1.-: 81282dOUr 1 bUO(l 05/~_lj/13 09.'2~/1 J $15,062 65 S1 :),(1~1 1CJ $-1 o.il~
-
U S TR C4.Sll _qy \10 I ~ 0.25~~ 1C UNIT14 CJ1::.'623'lJ4 35000 12;1C/12 09;W'13 s:~~-~,a1e S35,00(i 32 S29.u4

ACC cNT l,?.;: PLC InE LAND St iS CL A ACN C; 1bl Cl 01 1 fi(l ,J3:0~/, '.l W:2::1:, Sl0,94o 3~ S11 ?r.0 64 s.-:::V.49
1-'1C IH c U\ND SHS CL A ACf<..'
t..CC ENTU F-:_:: (,11 S l CI O' 21lU c2.::::-rir13 :9:2?/13 S20/-J6 93 $21 _()7.~ 1 7 .::-U7?-1
----
ACCENTURE PLC IR[LAt-.D 31 IS CL A ACN G1~5H,101 ."='JO 0}.'21;J CJ:27;1J ::. I 4.::5U7b1 :=.;1.-:,92,s
Sb -~-328 'h
JOI INSON C:)N r':'-lOLS INC ~0~' 12/ JCI ?..
-~
4783WA~ 6:::iC:i:J 11.'0/12 lL/:)1:::~ S65 7~ 1 6~ $(i:J,:J90 45 :::-::,,31-':!,80

GR OADCQr..t CO,--l..J CL A BRCt,~ 11:J2LJ10~ 1 ~ 9-:-:'. 10:C3'/12 :,.;,:02:13 SJ1,38J :.i.:.:: $:'l9,206 22 *- $-7-i':?2,90
---- -
b ROADCO M CORP CL A 511CM 111320107 12lC 11/07/1? 10/02/13 S33,493. - 3 $3B,0J5 r:J:'l $ b 602 A:)
*
t,,~()N[X::::U::L
i"-.1!::nf\"ATIQ,\l~I INC MDLZ G:9207, J5 4220 1 D,~~/1;,> 10:02:13 ';1 ?cl,725 90 $ 1 I b,r;[,5 5~~ Si:3,260 :~,
DAEYi=LJS H./.G r,r.q DEOT LDC C-1 u1rn1x B,1%0;<:,~ 1.-::200 ;)~:24;'1~ 10;n?/13 $200,(Wi 00 521S.i34'.) 0(1 3 ,S, 194 UIJ

!lROArJG0,'.1 COHI-' C:..A 8RCr,t, 11 I :.t-'(1107 12?0 :}7."23/13 1 ()102:12. $3J,1 i'~ 50 SJ9,0:2.2 19 "* ~-i,8-47.f(I

-EPL Oi~ & GP.S INC cor,1 E=P '.,!~ ~ ~:,r.11o.s 150 121 I 9.11.2 10.'013/13 $fi,4'>31? S3,J5fi It, S"2/)(l4_:m
-----
N E\l'.'[LL :rJ~BERM"'.!I i 1,'JC NWL 6.:i122B1'J' r,::,o 01/29,'lJ 1 (),(l.g/13 $1:J,[\21Ul.:, S12.~26 94 ~1,6::lO.Cl
sRIUt,,'?I I GRr)UI-' 1r-.c NEV,' TGI ll'.Jbb1i,; G1 110 1':iiI ~/12 1 O,D-:'1/13 $7,5,::,') ~,:: S6 uSL<D4 S (l)1 _[)2

\H::WE LL n U GSF RMAlf) INC NWL 651229:f~l 90 :1.'29:lJ 1 0/09/13 $2,:!.: 1 :55 ":.2.111:ib5 S2G I 0~)
~-
GITHIX SYS INC COM C:XS ,773?6'CG 3(30 -~7..29:13 I 0.' ! Q/1:, $219,8.4(:L-U ::':75.775 OS :;':-35,928 5JJ
L'.S TR'.!::ASlJAYNO rE 2 62~:~ i..;~,r: 18 92~?6'"'11 20000 ~J/1(l/~1 10/11.": J :;;:::",.?10 09 :s::,,.9r:':],'11 S:'10.065
>
HKY MELLON"
',Wt\ l T d Mtd,i\GLM[ "J: THm I't:tf\ FOl;KDATrO!\-ll'vlA
2013 Tax Information
At:cunnt Kumbcr 1051333J400
rage 48

Short term transuction.~


This category includes sales of rissets held 12 months or ~ess.
D:;.to of ~a 'es pri,:e Ie~ ~ Cosl or
ia't?~
~ 1DtIun S:.,rrbol CL~,p 0l:c1n:.l~ S(1l,J 5' tI:;r,
-:W(lLJ, s~;o am~ ~en' 1'l1qsI, 1.s 0ther b:;:sI~ \JE;L ~~1 rI or l,:i.:;s

US FT~i-AfUPY NOTE ,) 62~v-o ~ 9-12823UZ1 45C:JO C6,::,4:1J 10."1/1:0 8~}.714, ~7 S44, 'JJ ~~ S-368 i'/3

U S TREASUFr< NO: c 0.875% I LE,TC'~18 9;2.'32~UJ7 -1:,C~:J 02/1 qn 3 l 0."11/ I 3 ~~~.'113 G1 S~5 04,; 10 S-626 09

CITR:X SYS l~C C0\1 CTX-S; 1773761C~ B3~ 07:'d." 13 G/1 ~:1 :~ 836,F04 95 S43.2Co'.J61 S-6,295 66

CITR 1X SYS I:-.JCC 0.',1 CTXS 177':-J71:,1(h"l :r.::- 07/10.'1 :-: 0/14/13 $[13,72G.a~ s 1,14.oa-s.a4 $-10,35B 59

FHLMC roo L GO-::i:n 7 G05337r 3 ,~lJM rt 1r.r:i 8::i ~)5 0111~.'13 10.'1i:;;13 St:iS.iJ.J $9?, (,4 $-6 El(,

H Lr.JC GOL[' 0193ll ~ ...!5~. r. Q19}6.1~ 31J2JA2S3 B-6 09tc!~/1J 1(l/1 r-;11::: S8 30 $d'.K $-(, 10

F~l tolC POUL G 0-5337 Gn:i:~:~,~ 3128M7HNfr :=;1,J, 06/27/13 10115.'1::i s-~~
::i S37 05 S-?71

Ft1:.~C 1-'00:... G0-5337 GUj337t 3128'.'17HN9 17_;c Oo.'27.'13 10:~5/13 $17 Hi S,131:iJ S,1 :~7

FHL.',1C GOI.I} G~ S305 4 O~o 4 G111:m:sF 31 ~-EMr1.'K19 .2r-;::::s


fi 1 :?,'ff7/12 1 on 5/13 S:2,j~b t,0 ::::;:,6S772 S-lj9 .::2
nr..~......,

nlL~,1C GOU) GG~?19 35% 4 CD42Wr 1~


31?/Jt.1(,A:_. 1~_~2.on 1 (),"~?/1? 10115:13 $2,292 09 $2/'11 ~Jg S 219 <:;~,

GOLD Gi:N2 I>";


F-'t-f'....'.1C :i ~ -~ 1? G04216f- 3'2%16.AmJ 1 oo a :)6:27:'l~i I 01,.~.'1:~ $-c:J 60 S108 27 S-7,67

I-HU1:lG Go:_o AB582ll .....t{...:. 1? A9%WI- J 1 294~ r~.~1 2C63 813 :9!26.'13 l 0.'I ~/~::, ~;.,.anot:i S2,2G5 11 S-111 .'.?'>

Fl-II.MC GO'...'.JG05q77 4.5% ~ GG34Y7F 31 23 \17M29 ';1793 C,1.'17..~J 10: 15/1:l sg r i):~ S10<l 91 S-i 'J~
Fl-I I MC GOU) G05 477 4 5~o S Gi":~~!1F J126M7M29 ~1fl ~) G2,'26,1 ~ 3 1,J,.'15.''3 $ l-1S JD S157 46 $-10 :SC
F HI. MC (,OLD (3OS~77 ,i S% ~ G(l~4tJF 3126M7\129 3~i?~ 63 c3:13:13 10/15.'lJ .S.\j2.~ (,3 ::>3,.'358
36 s-~:32 ,~~

'iU/.C GOI D GJ5177 <'.,5% 5 C0:547F :~1?~rv"7L'J1?9 :4[.:) n:~.:n11:-: 0,.151:-: S146 90 s:u:i :t, S-13.86

:=HMC Gnl.[} G05477 ,:_S"a S GO:::it:rrF 3~~!:'-M7M23 r,n 47 0~.'.':17!13 10.'15113 S(fl3 4 f $8?7 :,1 S q4 0/

i'"liLr,1c GOLD G0':,177 1 5;, 5 S::l54trr :~12il Mn. ?Cl ~/.9::1 OB:D9/1:=; 1 o ..~ r113 S.97 93 s1 u::i 13 -5 26

F-HLMG CO_'.J J245b 2.fi% 7 .:~~6%1- 31307DGC4 ~(:59,il O?.'l 5/l ~ 101 ~:1 ~ s2.or-;9n 32,056.05 $3??

I-HI MC GOLD (\18473 :::,_0'"-''-'


I G1M73F 31 2er-.-,~1030 i 'if!? :;1 06101.13 10:: 5/1 J $1,.5,Q?.31 31 ,6?3.f:, S-41 n
Fr ILMG GOL1J G13,:73 30% 7 GW4!3r :~1 ;;'f,t,.~~,1030 tin 42 r.Fi:?7/~3 1 on5/13 S90 4~ S'.l2.il~ S-2 ~J
-F -ll MC GOU)
1
G18~73 :,o~~ 7 G: 1!4f3F 3~.?!:',r,M.1030 L,'", 21 G9.'12.''3 1J,15,.-1-3 $<!5 21 $46 :r, 3-0%

TSY NF!.. IX r.,H J 12r~ 111~,118 312il2FIUX6 2.rGo60 rs o~~/17.:::-:i 1 J, 15.:31


$286}38 3/ $W8,%1.d-!:l S-13, 143 51

F;.-;~M (: G OIJ: :.JOOL m 2934 J o,;.. I ; 012~n1; 313:?HF-'H<J 153;} r-i=. 11.'21/12 H}/15!13 S1,5B6 % ~-.a66c S-79 5B

;=HU,1C GOLC 01,_,,i ,H 3 !:;\~ 6 019<!.lcF" :,r :~~,JMC 6 I ()4 1 r 07/:5.', 3 "G,'15:13 SIU<! 1 .' ::;,,..., CJl so2:~
FHL-',,lC GULl.1 G193o~ 3 s:., G :-11i:n~,iF 3-32JA2S3 :;37 ,8. 07/GS.'13 J/1~/ 18 s:,87 1 ~ $J86 33 $(l 8!j

f-HL\'1C POO _ G.1-'">:<31 :~05337:- J12iltv17h~D 5 q 01/3:):~ 3 ~ ".:.:


1
I ti. I ~1 $=:i1 ~7 "':55 36 S-4 3'3

TffAl Fl~.A Fl F S /'<.,Al1H -oT [1<)1bl :c1D'~ 3~.~. 04:'1 ~,'1:~ ~/1(]."1:~ $?1 ~,05.23 S17,5~e 38 SJ,{~<lfl 85
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2013 Tax Information
,\ccount :\umb~r 10513333400
Page .t9

Short term Irnnsad ion~


This category i11dudes sales of assets held 12 montht; or tess
Ua\<3:,f S;:il~~ pric~ I t-s:;, Cost or
D c:scr,pl.on Sy:nbol Ct.sip CJu.,ir.t1ii 5~ d acquIsI::on S.JI~ tl;:i;t' C(JrTl""Tl l"';S.l'J 5 ~thcr b~~1s "\let 0:::1n or le s:;;

CYTEC INDS INC CYT 23282:100 8,) ~, l~.cl/1:~ ; C/17!13 $1, fElU.3~ $6,'r:',~ 91 $H4f.i.,~1

CRFC INC c.:1;::c ::::~5,v.-7101 i9C 12.'' .::!112 : ,;/1 ,".'1:~ s13.718 ga $0,:i77 90 ::,7,241.(}8

AM!:RICAN Ft..GI F OJTF:: tE::HSl~c AEO w~~:iE, 06 ,15G 12/" 3,.'12 ,::::,i,r:n
- S6,170 6.5 $lJ)",! 71 S-3, 16?.Cif:i

::::OWARDS I IFESCl~NCFi, CORP i:.W 2817f;F-108 130 )5: .e:.;13 ~ C/1 ?,'1~~ 59,983.53 $~,-'~17 08 SGGu.!i.D

,:.,AT"l1-HSON-l_. Tl ;::NERGY INC ?T::N 70:i.::e.1101 160 v5)' ~ ~~/1~ 10,:17:13 $3,[~72 ?4 S3,627 3G s~.1as
___ SOF-:-BAt-,;.<
.... _. ___ CORP-UN3f-'ON ADil srrnv 8340J.D109 200 ,:,s,o
1,1,:~ i (J,'17/13 $i',4~2 t,9 S1 ,-891 98 ~~2,')f,O91

_,Al T.':RSON-lJTI =.NEllGY INC Pi:-N i'"O:.ge11u; 4(] r:,:Q,/1} l 0/1 ?; 13 S'i<18 06 SJJb2Ufl SS6.UO

,....,,ORTrlN(~: ON Ir,..o INC WOR 9-E!1eI102 so ,D,17/1?, 10,'17.'13 $1 ,'}"-'~-03 S1: :rn 60 3-':!20 2:1

t-lAST A,\'1F-HICAN f-lN,'\~JClAL-W.'I FAF 3164711' 02 /0 Jdti a,13 10.'17/13 $1 ,7,,115:_:i Sl ,742 64 S-12 : I

FIRST AMERIC8.N F-:NAr-..'OAL- -",'!1 1


fAF 311347H:C2 270 C212U/1:~ 10/17/13 $tJ,b74 DO 56,642 16 S32 74
PAtERSOt\:-UTI FNFRGY INC rTrn 70::.v.e,11o, 40 06/11 ;':! ci:17;1 3 .s)11l (l'.:: 6517.28 S100 7g

F-IHol AMElllCN~ r:NAt\:C,Al -'N,'I FAF J1 b47R:CT? ViO 02:20/1 ::i i 0/1 E\.'13 $3, /ti I .~.s ~3.580 09 S,Cl1.:.15

SAi FS.~OHCf:: COt/ NC CAM 1940bUC?. fj(l C?:22/13 I U/1 f\!1 :, S2,e6I.i3i3 $?, -,1::, 03 S')CklBS
SOFTBANK CO-ll'-UNSrON ADR SFFIY 83404D1 U<:J ~"/() G'::.'07.'1J 10/1!:l 18 ~13,721 99 $B,e')J 16 ::,t::,(:,718J

GOOGLE :NC G.(.Y)G JB2~9r~:m 11l n~:02;:J 101U:l.'1~ 018 ~N 47 ~1 (jj:1 i:;1 $,l:J.13 %

YAH00 NC YHOO 9w.::n21os .60 UJ/22, 13 10.'18,11J $15,?71 S'i S1 ~.fr:/!~(~ $4,Wc 29
ADOB~ SYS 1..~COM ;,,:me ~~r2~,F10~ -~8:) 02/281I::i 1 ~;11M '} :::02~./<l<.:
4:~ S19.503 99 $6,279 44

1IDELITY NAl"I 111LE G;:;;our lt-..lC FNF 2I62UR1C5 3:-11} 1;09.' 12 1IJ,':C\-'/~
-
-~ Sl1,G:::.;,::;~ S7,592 27 S1 223 9G
-
COVIOIEr--...;;LC C0\1 (,?'i5Fll 3 100 07;2'.1..,,'13 C/22,:.J :':,i:,~06 6} ::,[:,,144 99 $261 r,1

FHI MC 30LD G0:54/i 4 1:;-:.-.._.


;;; (i.05~77-;- 3-;.,13r,.nM29 4315 03 01 :; 7/1, 10:'23.'' 3 ::;,,,r,35 96 ::54,(,2~ ~.~ :!; I ::I ~7

rl-lLMC GOl l) GO'i~77 4 t>~o 5 Gl)fj~~77F 312J!t1u..-,;,9 fi~t7? c:;4 C2,l<!d:'13 1 Q,1?3/13 S3,'J53 iv. $6,9::3/ it:J $ I 6 1E

aAl~CU\YS P~C-SPO.\J AJH-R l S 12 C6738[12i 2[)0 G9113/1:l I o:;.:~11~~ S',0::./Jb so 00 ::31::,57 ?fi
---
1-HLMC GOLD Gmi,;77 15,,,5 GOb477F 3 I 28tv:,M;;;::i .34::.2J2:~ OS/27/13 I 0/L:~: 1:~ S37,08i' 6/ $:-ifi.~61 99 S625 6i
=r1LMC GOLD C0~4 .r, '1-f,~f~ 5 G:)54! rF 3128M7M28 24.::,(} Lib os:ognJ I 0/2,~l13 $2,632 2 r s~.~s174 S50 53

FHLMC GOLD G05<177 4 ~~o ~ G[J51T7F- 31 JJJtJ.7M21 f,-t7?,'i,1 0:1/ I :l;~ J 10:;,",!13 $1:,j,':153
9~-:. $7,CE\3 ciB S 129.-1:

/,DOG [ SYS I NC: C-:OM ADRE= UUi~.:OF~C1 l',l)Q OJ/22/1~ 10:.::.-.:13 2.43 ,:rn;::;1 ? S34,J r::.~2 58,1..
1
1 ~-~C:

YAHOO l~~C YI IOCJ 9J4J~2I0L 101[) 111CS;12 10;'?4;13 s::i::i


.~:~so~ 517,56.8 4~ $15,886.~-

YArlOO INC VHOO ~1.M:~:i;.,1


06 fS:) 02/:)/.'::i 10:2<-/13 ,.:;;.,;.S-17 62 Sl3.~~u 75 $1.U77 o7
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2013 Tax Informalion
A, col.Ent r\ um ht r l 0513333 41H}

Page 50

~hort terrn l.r-nnsacfo>n~


This category ir,duaes safes or J.sse-t~hela 12 montt1sor les::,
~a~ Clf s~.c~ 1'Iire- less Cost or
D~s,:rir1tio1 Symb-;:;I ClJ~.1p 0 uant1ly ~ ~Id 1'l ::uIsI:'on S.-il~ d-:ll<' corn 'TIIssi ons t as5
(;~..11::-r N t-t gaI r> or l~8s

r-.-..J~.1A
POOL z/ Al <l941 3% .:i/1!43 Ai 1Sl~1A 31 33\o',SP% 43 ~::_: 06.'2//13 10;2r;:13 $43 12 542 2( $01l:::

FN,\~A POOl ./ A 1 .-;94 ~ 3, 5/ 1/43 AT19d 11\ J13E:iWSP3-': 71 i':7 07:1211::l 1012').'1") Si'' Ut S69 96 S1_g

F~~MA POO: ;>!A: ,l94 J';., ~,1/4 :~ Al ~94 t, 31:!~WSP:~E' ~'.'l 1:::, ~8."27:1J 1 ()"2fi.'1~ S4'.'.:l
1~ -S41 u S:163
:...w1.'.,\POOL /r A-:-ei:rnn::i~~ ~/1 ::J ATt>31lUA J~:J8o/iS6S2 .2::i9uil C5'-:Jf.i,'13 10:2t:'1 ~ S?09 B S21El.Oll $-El 40

FNM/~ f-'OOL IT/\T58ll0 :::~.,~:1 i,~3 1\TSJCOA :-:' JSo/y'SeS2 ~1 94 %/2 {,'1 ::J 1,J.'25.'~) S~1 9~ S4I 12 S::lb2
rnMA POOL It M 5380 3~ 4/1 :-1:~ A 15380A :~1:~1lVeS602 S.39 07/12/13 1/,,'?fj, 3
1 Sfl :m SS.16 $C.23
1,\IMA
-
~001 _ #"0,<\02148 P.0214-9,'\ J1~rnMI IL'~. ~174 07/l)1:'13 G/2b:1] S97 40 :;, (]1 7~ ~--"r3'1
..
FNMA POOL .10A021 48 AQ.'?113,l!.. 312c.M,-Li::'~ c: 4H 09i'2~tl13 10/.25,13 S6.~9 $6blJ .SO 31

rNMAARl'J~?fi 3 s~" o AR659M 3 '.3fNNi~S7 l~W7 07.'0.3/13 ::i


10,-.;,~.'1 s:;1.402 70 Sl 402 ~Ii :10.C:.~
t'-.'MAA.C:8~'16 J5% G ARWiS16il. 3 I 3lPNu.=::S7 45 2,~ 07:12:13 10:.25"13 s,15 2s $4.:i [:,2 :S-0 3/
i=r,.;:MA
A RW"tl6 0 5,:, 6 ARH5~Jr.ft 3 ,J8W6:1S r 45 2.::i Df~.'O".l/1'.:. 10.'25!l 3 $f.5 25 S4~% $0 30

FN r,/A ARfo~J[; 3 5- 6 AR~o;PGA 313SWGRS/ 1l0 ll9 Ql~,'[J').''3 10:25/13 :;.1sn <J? .S1?9. ,'~ s1.2~

FNMAAR8:50L :.".5% 6 ARP.~~fiA 3 138W EiFlSi L:5 2j 3


1:-::}1?=-L'~ 10:25:'l J $45,."='5 545.81 SO 66

F\IMA POOi JA fl J2C7" ADQ;:J7A 114 l 8MGR7 (~ ~11 (J7:12.'13 iG/25/13 so01 w (J' so~)()
F\JMA POOL CA:Jc ?07 ADmt17A 31~1sr-.'1Cnr 760 ~ I 07." ;:,:1::I
0
C/25:13 57BD 1 _. S82fi G:::i S-6S,<i4

.ct','MA PUO:. 889668 t. u~.;:: 88?6681\ '.'l1~1 Ol(Mrl2 1336 H 07:: 2/13 i 0/25,'13 $1 ,J.f!6 80 ~1 ,::i:, 3':i $-12~ ~')

rl:::)l::R/1L ~J/1.TL r-.'TGE ASSN PCOL 7454I8A 31,t03I)11X4 '.1-S397 l"/Li!l2 101~r,11:': $3.':JJ3<" $3il7 -g-3 $-34 fif,

FEDFHA, r,,AT'L '.ffC[ ASSN POD: 745~16,\ 314CUD.'.)M g, ~-77 C~vl !l 3 1 U.'2.:i.'13 S91o 77 ::i1,010f-:5 $91 ilil

FNMA ;-io(J I Oli L~20 1 fol 0?01 A 31::!~EGGK4 od4 13 OH,'.":17!13 1C/2ti/:J 5~)6,1 -.3 %1'.l.34 5-29 21

FNMA POOL OA'-<813.? .l>K.2.;3:A J1:i8::6V94 1 rn2at 08:27:1 c, 1O::?Sn3 $',U2.8i:i s1,2.::e 76 "S;-r'jr 91

c'N~/A roo_ ot..KS762 AKj7C-'A J 1 38 =.i\M L~ 34.04 08i2i/1 '~ 10.'25!13 SJ-4D4 S3S.22 S--1,16

FNMA F'OOL APo.-:r,7 3 o~,.,7 4PU-137A 3~3.f1MJ01<3 1718.7 03/11.'U 10!25/13 $; ,f 1tl "f() 51 .805 71 S-il701

1-NMA POOL ArUt:3i :, mu 7 ,\P045iA


- 31 38 t...nu
K3 3~~ C:.9 07!3013 1 n,-2o;:1:~ ~355 S9 $:,f,f, 15 ::,.1() 66

F \I ~.-1A
POOi. A 1-'0457 J O"S t 0
A 0457f.., 3 I :rn.,u
ClK'} ,rn ~~ GJ.'12'; J 10;:25/ 13 $1 ~ -!353 :;1~. }1 S-2 -,g

FNMA P00I. t~r,.


~A1 2CO MA ~;J[.JA J14;,Jt.,;e<;Ni I fi1 4') 0-1:i/:3:13 10!2.5113 ,;16~ .~9 .::170 er S 3.5ll

FNM-8 POOi. %~ A 1 200 ~1A'200/\ Jl4Ifl4.K;\li 4(H J? 07.'1",:13


- 1 ;)!25/1::l S~03. 72 -==~0~:21 Sl 5l

Ft\.MA PGUL mif\ 1200 \,i/\ 1 2C)A :~M 1i,4,K\!7 JF ~11 09::A/lJ 1:)::2::::,W~ :i,26 .':!-1 526, ~l so 13
rN ~.'-At..0536? 3 5~o 12 ~q~ lf,?A 3138\~LSY6 223 L3 0'.).',~f/ I :l ........
si5/....
3 5223 .:::} s:---=~~
-~, $-12.4]
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W[A_l Ii M ;,,NMjfM[Nl THJRTf:.EN FOlf~DATrO~-IMA
2013 Tax lnfonnation
A~count '\!umber 105 lJ.lH400
P}1ge 51

Short term transadions


This category includes sales of assefs hefd 12 months or less.
lJdti; o SalE?.~p.ice : es$ Cos-l tir
D~~:, IJ)lk"l Symh",I Cus1p o~antlt',' sola .:JC: Ll<il 110'I Sc1!~rlc1h t. ::.;irnrTii5s10r~s ,__.tt1er
bas13 r::nr lcs5
N ~1 ()~J1

FNt.1AAU5362 1~
:~ ~i'"::1.1 /\OS362A 3138ML~Y, 57,()6 03/2?: I:~ C/251' J S57 66 S57.7, S 0.0~

F.\I ~1A ,, 053 62 :~ 5Q~ ,.? AQ~Jb2A 3138\.1L~Yb 7 ::!1 09.'2~/1 :~ 10:25."13 57.21 S7 32 $ 0 1,

rN.'..it, AR~~67 2.t{~a :-:. i"1n546,'A 3'JS'S6Mn4 (jf,;S 7r, 04:09:'1 ::i 10.'25.'13 %5575 $84 34 $-28.~8
;::NMAA.R~ 4 m :;' 5'-".-.J AHP~67/1, 3:3!!W(,MR4 1~ ?~ f)Ol :?/1} 10/2.'.",113 s 1 1r; n $11l 1 0 S1.62

t-NMA PO() I_71AT 49"4 1 :Lo 5.': il'3 AT4941A 3'38WSP3ti ::15
IJ~f:i GS!06/:,~ 10:25/13 SSG.2~ $89 i2 $-~ 57

[XELO\I CUrlP EXC 301 GI ,\J! 01 49() C2/2':i/'8 10128/1 ::i S13,701 ~4 S15 066 .2::i S I ,'.lt-l ~9
--~-
S0FTBAN I< CORP- 1.JNS?O-\I i",) R 0f-l BY 1l1r.114Dl 09 210 05:07:13 1 :/0~!13 So ~C-9-.6~ S!l,1 :-iG,55 S2 973 0~

URFlA.N OUTFITT:::RS 'NC Jn~N 8: /~4 [102 .210 I 2/'..i5;1? 111()~,'I::; Sfl. I~/ ~,o; $7,(2[1 L? $-13,Q,;?]_

COi'.l[LOGIC INC-~'-/:1 c:_0x 21871 DI 03 H:J 02:'1 ~.'1:~ 11: j.:J/ 13 S2 /9/ ~r S2,3-SO 12 $4-1TJ5

0!-UTSCHE: Elt..Ni( Nl-'v' Ori D1;::;19oe9s Jti'~l O~.'CJ:13 11..,.~:13 S16.393,, q $17,-'~H.92 S 92 ', !Fi
~

PAT11::~SON COS INC ~f"JCO /O:PJ5103 1''L' 0?.'21.'13 11::.~/13 'iAl" .3e. S-361 SC: $80 1 l:I

VISTEON C:-Ji~l'-'N1, vc 92G3BlJ?% 7C J8,?~/1 ~ '1/14/1;. s~,;.,1')5<! :~j /1-,7 94 32.11 6G

VI STle or,:CORfl 'N/1 vc g 2 5:~9:_1)0f:, 10G r,3;::'?:13 ' 1/1-1,'<1 $7,4% 19 Sl.~l-? 35 3207_:.:;
~
Ar-..1FR.CAN b'\G LE OL'-;-.=I:TE RS INC ,t. EO Wt:it,:3 F:1 06 l?Q 12.'13.'~~ ~ 1/1 '1/" J 'ti2,7J7.93 $3 S35 13 S Q2'/ :w
/1.M::nlCA.N FAbl 1::.OUfflTIE::RS l,'JC 1\EO G.2SS3!:1~(~ 1W (J~/?:1;13 l ; /14 .'1~~ S2.d,J ?3 .S.3,67~)'),1 5-812 31

WESTN"l [t.ERGY INC ,'R 95709-:-100 ?RO C6/11 /13 11: '.C./13 .Sc-,9~~L2 sa.e.e,4 ;';., $8.~0
N,-)[ INC AOI D(J; _;:i.-:x1
os 14.J- ae:11: J 11:; 4/13 $,534 29 $4,954.lJt: Si,5'9 J'.J
tDL l~;C AOL ..:D11l-1X105 210 0,:24.'- 3 1,/111~3 $9,8~1 44 57.38<1 22 $1,'..1.':.i.:2

"'A 1-:-E.RSON COS INC PDCO 7033S~IU3 70 m,::.::c,:13 I' /14:13


-~
$3,093 66 :52.597 ;,2 ~.::.%G4

GlAXO SMITHK!...',\IF ~1.C G<:;K 37733WIO~ ',MO 02:\.A.'13 1 l .'1411:3 .':48.3~0 ~~ s~~.El2~. -~r; % 1,i~ 38
-
FHLM~~ POOL GO ~337 GG~",371- :~:?Pr-J.?H.\19 1 :)5 ~ 4 01n~n::i 11.sn::i :!,](I.:,[:,~ Sl 14 c~ 5-8.45
fl,MER1CA~ EAGU:: OL::FITT[RS !NC t~EO ;)2~n:~F1 Ot3 25(: :::,112J/13 "1.'1 !:i/13 :::::J,914 11 $5,110 4-!! $- I ,HlG,37

F.'-iLMC Pon, GC--5331 GO::i..:JJ7i-= J12d',1:'",-N9 42 2c: %/27/lJ ,1 .'1::;,:,3 ~42 :2[:, S~5.t:L .s-:-::.=is
!.:H_ \'1C POU G0-5337 G::J~337F J I 21L'.-17H
N9 '.21 IJ ce,:27:1J 111s:,:1 S21 :J $2211) S-1 69
Fl II MC GOLD G1 b:,05 4 0% -'i G18JGSF 312 EH/
M l{HJ ?OT:' 14 '2/[)7:i?. 11/lfl/1} s~.rn 14 $?,?.07,'?3 S Ll(J 7CJ
-
i-="-ll.\'1C GOLD G}~?l 6 ~ ~;::-.::.
:2 (3042: (:,1 312aMGARD 7J 81 IJG,'?7113 I i,'15:~1 :573 Rl $79.44 $-5 fi3

Fi i, '..1CC30LD A'J5El?8 .:15'-'0 ~2 M562aF 3129~iF'M? ??'1-$,33 09.'?.fi:13 Ii ,115,13 $?,.:i.-:6,33 S?,~OC.06 S 15~~7:-i

Fl IL MC COL:l ~ 24mr; 2 5'7o / J::.:<l695F 31300GC4 1 ~07.16 07/1 '),'1;:: 11: ~-'13 .$1 '107,16 s-.,104 9G --
s~,20
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20 J3 rD1xInformation
Acconnt I\umb<:r !0513333400
P,igc 52

Shot-t term trnnsadionti


This category iricluaes sales ot assets hekJ 12 m0r1ths or less
Jc1:<:!
of S3I e:~rrir-s-
le% Co<;t or
:Js:-5C'rlptlG1 5yr.ibc' Cus1p Qu;,i:1l1:y s~id acqu1s1~on Sale catc cnril 'Tl1s5ion5 ba~1.;:
CJtt1e~ N 5-t gair, or la~s
F."-ll t,K GOLD G1 c,i7:-: 3 c-~~/ G1a,,73;= 31 2EiW,K)30 1J58, ~1l;o,:n 11/1 ~13 SI .O~~ 1D s .ces 11 $-27 ti:

H!...MCGO:...DC.i34/3 3C% 7 S1W,731- J12flMM030 C::46 -:s:21: 1 :i 1; ,:, 5/13 seoL,e S62 08 $ 1 62
~~

r3
rtILMC. C,OLO G l 1:1.e; 1 o~.~
, C1 ,M7::IF 3 l28r/MG:~[J 1-:::
?3 CS-/12:i ::I 11/5:13 $30 23 :;;:~(]56 S-J 63
r-I-IU1/,C GOLD GOM /7 4 ?~!:. 5 G,~5177~ Jl28M7M?Cr 1 i,fi~ qe, 09/0'..l.'13 1111;:i/11 :;;1,es1 9.9 $1 Dfr"i ?3 s-; 00 .25

rH LM C GOLI) POOL Q 12'l31 3. O~o ~ 1 Q ::c::~4F 3'J2HPHK:~ 417 11 11!2 I/.~ -1;1 s::i, :M,7.11 $~38 C3 ::::-2092
i-r.J_:.1c GOL [) Q13-413 :3 5\a fi f)l 9<:181 3132~MC6 1::l4.3u [)7:0.9/13 : 1/1 ~,'j :l $,Q.t: :iil 5104."t, 5o:n
Pt-iLM C G0, [) 01 9384 :3.~"'l~~u 6 0193~41 ::,132.;r,,2s::i 3S6 03 0,:oa:,3 I ~11~11:~ $31'.lt 1~:~ $385 I 8 SO.H4

rH LMC GOLD 01 9Jl!4 :., 5,:,\ 6 01031.l~F 3132JA2S.'.:! [l .'7 C8/2~:- J 1 :,:- ti/1 :) $ii.IT ::588/ S-0 10

AMFrfCAN" =.--'\GL[ OL'FIT IH~S IKC A[O 02553[1Df, 1:~~ GL/17.'13 1


11, 1[i/13 S.2,;_,:~fi-~~.: S2.4.59 24 S-4~t.O

FI-ILMC 1-'00L G0-~33? GO~'.<FF 312%1/1 IN, fd_::I~ 01:J)n 3 11115/1 ", ..;(~3.3-9 $63 (ll S-~ 41
"
~OUTHV1/1-_s-EnN [!\!ERGY cu S'i'i/N 84S~cr1 oo -11'"' nB/.2J.'l 3 11.'18/10 $L:.~~4 :~. S15.62&!.m <; 182 [:,3

TAIV'/A~ s.=wcONDUCTOR ADR TSM 874CJ9100 l'U D7.D:-i/13 '1/1 ~1 :~ s~.9!::? 21 ,:::1,997 24 S-39 97
1AIWAN SEMICCNDUC IO,:;; /1JR ~s;v1 El740:-:fl1!X ?80 06.'2L:13 , 1/16/13 $1,Sl-82 14 :!,4,947 66 $31 4-8

VAL,.::RO EN,:RGY CCJ'-'!PNEW I/LO B1813Y10D 110 c~:~4:~3 1 - /1 e1~1 5).03-$ 97 $:5,3~1 32 .S855.6~]

cct,ffERl-'Qlr,.,:T EN En CY l~.c CNP 15 l89T~~ r J?D 7/06/12 11/: a:1::: .s~.(34_.;Q S-.4582 20 ~I,~ ~2 20
-
cor,J1CAST CORP \11-'N GL A cw.:ot, ~,:,: '.\~t--.:
1 01 20C 1U:: .C:/13 1rn a:1J :i,~,'::16 23 StJ.27:~ 4? $P,;:e1

G00(3LE INC G00.G 3d51Pi:i1P ?? 05.'28/1.} 11!18.',3 s2~.a.:m 16 S19 I6:l ~5 .':-3,b5/ 21

VM'o/iN~ E Ir,,:c \j_'/i'/.J 12flflG:H(;;::: RO 07/29/".::I 1 ~/1 e,:13 $4.fj[ll'j '."3 s~.9~~ i:d $-25/ W

.l>VAGO TECrl-.OLQG:~s I.TD A1,GO YG4bGS;c.: ;:::i "0/14113 11/iB/13 $~ 1i:::2 24 ss.ac1 ~4 S3U.i0
PV-i COA;., PI/H 693-$561 LlO 8[:, 07/:?:;i/13 l 1: 113/13 $~2,692 :J ;:;12.ci;-9 ?R :;;1;,;:, 1 S

BCAM lt\C 3EAM 07373C:1D~ 14(] :JG,D4/13 "l!IW:,i $9,.<::.'491 S9.133 15 $35676

FAC~oOOK INC ;-[l 30J.:,JM1D? CJO J8."15.'13 ,1/1b,.,3 $4, -~5 11 ~J.275 15 S880 26

S[ nvI C,-N ow I NC NO'N c1762rIw 150 :f.'15:1J 11/1B, 1:~ $7,317 & I ::':5,S22 3~ S1 .355 57

;.:A; ON CORP ~I .G EIN G;...J1&310J 12:) 11.'3G/12 11/i 1/1'.~ So.670 og $t_.,12J 4L * S'.2,S46 65
-
ACAVIS FLC ACT G ~,01;;r31Jf, 53 09(~1).'1~' 11:~ 8/13 ~!3,603 7~ SOP.:-',53 S976 2.

INT[PCONTIN::NTAL[Xf;H,Ar">;Gc G71( c~ L5866;-1()-1 P1 01.';7,!13 11 :1 8."1J :i,~4.(~~" ?:J S 15.35:i" ~ll sa.e-:::i.1io
5f,:IST0L MYE:~o SOIJ 1DG '.":G COM B\'1Y ; 101221013 I IU 0:5,-21.,:13 l :18/13 $5,715.72. Sf.i,183.73 $'331.99

Al GA"I c__c;rCNSOP.ccrJ ;,.,I:RS A_J c:138u4:~,:~ .:C:~J10 10:02."1 :l 1 ,'1,i,-? sa. 1.22.14 5-7.983 69 t~,g 45
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2013 Tax Information
Ai..rnmn r\umb~r I 050333400
Pr1gc SJ

Shu .-1.term i ran~actions


This category includes sales of assdo held 12 mor1tns or less..
D:;.tc c:f Soil~5 pr,ce less Cfl~l Dr
Symhol C-L~nl ty ~OI~ ~,:(Ill' S l[I ()11 Sodede:tc conm 1ss 1on~ i:.!I l::'r:Ji:=~5-5 iJ~: c!-ITIor less
r.
I h:!~~:-1:)tk Cu5ip ,J

GEN:=RAI f:l f(~ I HIC CO C[ 36960-t 103 670 C:1!2/3:'l 3 1/18,"" '."l 523, 7(:0.l 3 $1 ~.fi~[, Q;"; $.C::,144. ,r,

K!..A"T~-NCGl-1COHF-' K!.PC .t.g?4i'i0 ,: ~ 60 ~ .:/24.


1 :3 111 s/: :_:! S3,75J 6:5 s:~_in:=i
07 S-~0-1::i

ADOB[ SYS lt."C COM t-.l"'BE UU!2--1F1J1 1 go c3:22, 13 1/ I G,I: J S-10,76~ 2<l SG."~4 1 ~i s2,e~o.o,~
/\MGEN INC AMGN o::i 1 :&21 oo 1[)0 cg:16/~::t 1/18:' 3 s11.F;:r; 99 S1 l.6'JJ2~ $-$6 30

(;ft '.JIIAI ON:: F-INL conF COM cu= 1,!(}q Ohl 05 90 U<:/1fi, rn 1,-1s:13 ,;G,~[:,5 il7 S~.341 ~6 s ..~::,1 41
G...AXO SMITI I Kl :NE ~l.C GSK :F73J 1.1,JC5 1~0 02/041 '.3 11/1W13 $7.2'.3-I 3b Sf.>.~U-':!,C-5 $~11~ 30

HAL.I.IB~RTON Cor-/if'ANY COM HAl, 406216 ! (]j 1[) (]'."lo'??:::_=t 11118."1'.l ~~,i;_,41 S,39/ 1 r, $1~5 :h

HARLCY DAVllJSON 'NC HOG ~1?8?210-9 1 so 0-B/231I ::J 11,11Elo'1


:_:! Sl 1.8?3 rti S1 ~.79,.-iS $1,)01 30

L' S TREAS LJRY NOl F LN,-I6 ~1 ?8213UH4 200cm 08:'24: 18 11,113:1 cl $:2;)~,4'.J _,_:<, Sa:':~ 391 3~ $', 106 03
METLIFE INC Ml:.I ~9 tbR101l Mel 02:::00,-,3 11.' I8!,J 5:?6.:Jl B 13 .::1Ll_-1~,a91 $d,l!6[) ?7

~A-:-I ON Al -UJ I Wt:.L - '\IC ~ov 6:170?'101 190 fJ,],'1(,:13 "1.'18; 3 $1:'.i,~?1 10 S1 4,912. :~;:, S849.0I\

r~UCOR CORP NLi: 67034610:5 10~ 04/241 ::~ 11/16.'1 J S5.3G~ 1 i S4.357 0~ S951 06

OCCDEf\ TAL PE.TRQ_Ei_;M CQHPOHJ OXY (~74fi9~1 O!:i -.30 1


2/12112 11/1 fl,'1~~ S12.6 i 3 94 S9 g,,g 58 ~),0("136

OCWcf\. Ff NL CQ:O:P OCN 6i'57~G30'l -:.50 Oi':Jl.'l:l 1~/Hl:13 Sf.dJ~' ~~l 37,1522:1 SU-0 16
F-'c.PSICO:NC P!:.f' 713H-E108 150 06:04,' I:, 11,-1e,:13 $12,il,: 07 S12,233 39 ';;636 68

r'-1.-:'.E::
H I f\.'C COM p::.r:: (17(J,g11 (l:_:! 30 1/ 14:13 11,',~/13 S%U,J<: 5958 ,2 :;;1,g2
-
r>1:MORIS COR? COM
!~V.:":~-, PR.M 74 64FHJJ 230 0?,(l~./1 ';: 1I:'8:'D :':i&,38' 33 $4.~l.Q1 fl~~ Sl.[WJ G9

PRIM o.r.: Is SVCS CORP 8 OM rRIM 7.11f~FlW <!O 0111 il/11 ; 1/ i 9/1J S'/i<t 90 SJ64 7il SI 80 12

DAI MOH10 ~VCo con r COM :'Hlr...1 741 u,Fi tT~ 30 01/22/ J i 1."19:13 $1:l3i 3fi S55S 3~ 3277 G:....
CAnM!K[ CINEMAS INC CK[::C 143~36400 2PD 03:'13: 3 1i/19:i :~ S6.~t,9.l:l S~A27 53 s::i,1::,11a2
~

CAR~,'.IKE CIN[MAS INC CK[C 1434Jt"~()U 27:.~ 0:_:!/12:"3 I ;,'1~."13 ~6.2J8- 11 S~.1,G.S9 $2/::71 ::i"2
FNt,,.JA?OOL. Al-'045? J 0";,. 7 Af-':~571\ T.J~r_.13:)1-:3 .r.:3}967S 031 I ~:'1::; 1,,:20:13 s~1:,.3.-;i:; w S~ l 4.8J~ ,G S ; ,;::t:ill.67

FNMA ~ooL Af-'[,~ ~7 3 0"';; t ;:.?,~,v;7 ,=,, 31 J~r,/JOK:=! fl.2


?/f:;';:;"=i Ohl::!."1::J 1 /;>~:13 S2:3/,t:i 7r, S23.305 16 :'.145 OC

F N M/1 POOL AP ~-4fi7 3.00 7 Ai'f.,457A 3: 3 8-~/,30KJ {544::; 09:12.113 1 /2[).'13 sr.a, u ~i1 S7 702. 57 '}:14 34

F~ MA 1-'08L A P845? 3 U"~ 7 At-':~57,\ 3: 3 ~,r-t30K3 3772 J 1l;i ~,'13 1 120-'13 s:,;9r:e,% S::l,lJUj ~1 S2 9fj

rNMA POOL ml.A.120) t..1A ~1"'Jli 81,:11.,AKr-.;7 :::-s


7; 09.'2~!I::J 11,-;ir-;113 $2'17? $23 .:::~ SG 14
----
UNI r E-1) $ ~ATES Tn[AS 2 375-/4, 10 UNITl>l ""12cl?3LS7 12000G u~/15-'13 1':25/13 :S:7?, 169-.&1 ::>I ~J,bl; 34 $ 1.341 ~cl

rEDERAt W\l 'L MTG[ ASS~ P0()1 555523/, :J,1 :~wXD95 2_q2 53 I U.'C:{!1 :~ 11 :25/13 S2~2 ~J :;.?fr'l -51 S-?'."l 03
W[A l r :!
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20 I3 Tax Information
.-\ccounl :'>lumberl USUJ'.11-lOO
Page 54

Short term transactions


This category 1r.cludes salc-s of assets held 1 2 months or less.
rJat!;-oi Sa es pric0 Ieqs Cost or
Dos:ri~tl"r. S1'nl~OI Cus1:- Ou ant1tysold i3~ L 1..-:.;1110,1 Sao datf' (Om rnis::.1ons "li)er ba::.1s Ne gain :r to~q

FEDFRAL ~~ATL MTG[ ASSN PGOL ?46~1ElA 31403XlX4 1:i:~,i'17 0 l;O /13 11.'25,113 $(.U5 m $9"9 ~i' S-1l3 r,,)

r-\1,\olA POOi OAL02G1 t1:.02c IA 3:38F::(,GK4 533 (I' ~)3,-:J7.13 ~ 1,2:l/1 ~ S,53:l 01 $559 66 S-2.~~
~r,,1~,11\ POOL 0A K2~39 AK2.:.J9fl. .J1 ~r:i:=wg,i ':i98 C{~.~7
.1? "1/25 J S59.'l.1 ~ SG?fi 1 ~ :::;-2ao~
FNM1\ POOL ,:AWi762 AK5762A ::iI :~il[AMI 8 ,"',~09 ce;ut;3 11/25.'l J $:'M C9 S3~-~r $-1 HJ

1-NM /1 POOL A?(M 57 3 C ? AP01!:i7r\ 3, :rn:.1:~QK3 1' :-S.S2 CJ.11.,,./i~-:.


1
1, 12'::.'l3 ::,1,159 52. $,,2rn 2; s-~Fi.70

FNMA POOL AP0~57 cl 0S 7 AP~~fi7A 313il\ol::!OK3 2~1q 9 07i3C/l 3 11;':,"J~,,'1


:-: 52.,r::i[:Jn $2L: r u~ :1-7 12
-
FN '..1Al-'00 L 11.r04t>.r 3 o~~ 7 N :4ji,.::,.
1
J138MJQ,(J /U Ur 09.'12/13 I I !2.:::/1:~ s:,9 81 Scl1 64 H6i'
.:NM.A POC.L OMA 12C:) ~if1 2GOA , 1 ~ 1 8,\K,\17 172 32 ~l5;03,l1? 11/25.l:) Sf72.32 $1 il, 47 S-9 15

;:t\MA POOL GMA 12G~1 M<;!.2C:)A 31 ~18/\KNi' 430.79 (Jl/11.'13 ~1.'25/1 :1 'iA30.79 $4P9 17 $" 6:?
:=iHILIP...ionRISl~HERNATIONAL PM ?1 fi I ?210'~ 1150 1 J:02:,J }1/261:l S99 427 ~;) $'C:),632 59 S:-1,205 09

f"t,'MA A0536:? 3b~1J /\QSJG2A 3138ML5Y6 233 4 0s.n1.~-3 11/2:S:1J Sn3 ~o $24ti ",l3 s-1? ss

F N r...11i
AQt 3ti~ 3 !;;% 12 AOfi:-IB::>A JiJbM_.:iYG GJ :?3 oe:n::J 1,/2::0!1::l Soun $60.2S $ 0 06

P.J ~,1AA05362 3 ;:)~~1? 1\0S362A 3J8rI.L:SY6 ? 53 08/?4."13 1-/2.5.'l 3 S7 53 $7 f;a~ ~-:) 11

FNMft, 1iRBq 67 2 ')Y(. 3 A.=-l8-1frA "3118'N6MR4 13098.: (),j;09/13 1,.'2!:)13 S1 ,;r::9.99 $1,1~7. 10 .S-57,11

rt-,,'M-8A C::i'M
67 2 ::{~o 3 /1,R846/t.. :~~ ::l."l'N6'1R ~ 23T .f! Dl~.i2/1 ~ 11:25:'l 3 S?.'.:'1,
18 $227 c,3 S:=l,.?D
FNM1\PQOL ~ A,~941 3->~S.111~~ P..1?.-?1ii\ 3'JUVt::iP3(" ;:1ari CS/06:U 1.'?5;,J $5G E\5 SS:2% S2 [1

FNMA POOL 11/\T4Bt:1 3Q~ r.;1143


-
AT4[141A 313oWSP:3t:! 2~ 4:3 06/97."13 i 1.'2=,:3 S25q S?193 $0 SCI
;::NMt.. POOi ,:-Al <:941 :,~~ :li1/4:, A- 49-1/1 :~1:3;;ws;-i-36 ,(2,38 07:12/13 1'.i7.'13 $4L:l5 S.:!1.26 $1 12

rN MA ~OOl M Ii 1,l9-4 l J~o b/ 1/4 ~ Ar4941A :~nfi'NSP36 :-s 1.3 08i2n'1 :3 11::::1~/13 $25.13 $~4 4::, s:, ~1l
FNMA POOL I!-;.T535:::, 30 ~.' I :4J A I !::%01\ 3::~.LJWSBS2 :-'13 23 05:QG;~3 111;:,5;13 $2132:~ S22~ 77 ~-a54
3% 4/1/43
1-\l'~lA POOL~ AT!)31:l'.:: Al5::'1!:'-::JA 31:~<lWSr.S::> .~::, (,[j 06/27."13 11;251n $4~ (~5 $41 81 SQ oL

FNM,'\ POOL.I/ AT~31lG 3~, 4:1/43 A:::dc~1A 3138WSbS2 (lb:~ 07/12/i 3 I 1/2bll] sa ~:i $3 3-::; so 23
_,
i=NMA PCOL I/GA0214n t,021 4(,P. 3136MHLEifi 222!:> 12 07i-"11!1 ::l 1 /2.S: I :l S?,?25. 12 $2.~24.?1 $-!)()_0~]
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FNr,'A POOi ~GA02,c.8 A021~6A 3Pflr-.'.HI f,!:', 118 3~ 09:2~:'l 3 11;)'y.'13 .S'l41U.-: Sl 55 48 $ 7 14
-~--
rNMAARF:l5% .J ::.LI..::
r-._ i\l";:.f!596A 31 33W6 -~S;, 240.22 :..,noa:13 11 '25/1 :~ s:~:J22 s;2.:::,:,14 so ;)8
h\JM/1 ARll ~% 3 5 6 Ak.'3596,i ~~ 1 :,;;t.6f-/S7 7 ~~
1::, v.'11 ?.'13 ~1,25/lJ
.....,.-,-
.:-:1 1-::J $7 61
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FNMt..AR8596 3 ti ~ fi 11;-;;8.::,"..JQA 3136'tJ6nSi' ,r /c, -~~109.'1J '1/~b:'1.'.' .:,? :t, S7 7(1 SC OS

:-r,..;MAA-~3596 3 .,')v Q Ar18::ifJM 313.8','VfinS/ ~1 G9','J9.'13 1/2~;' ;i $31 00 S30 79 so .2.1


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2013 Tax information
Atcount Numb~r l05 I 333J-4UU
P~1~C"" 55

Short term transactions


This ca!egory includes sulGs of assets held 12 month0 or less.
uc.te of Soiles Dr:c~ I" ss C:.s1Dr
IJ~s.::;:1pt1on S~m ,DI CLl~,r OL:@r
11.t~'soi d ~ 1~
acqu;s 1t1 SalE'!d<'!t~ C:0'11,11
l'.~q '["Jr]<., o: ,t?r l>as1s No qain C:! n5-3

7 ..,, og:24:; J S(7r; S (I 11


F N r,.~
1\ Nl8c1', E"> 3 5% ~ Nl8.:iW~A. 1
31 ~8'.,r,RS7 ,8 11:'25.'l 3 ~7.86

FNMA POOL AL"11fi<; 5 S"o 1 AL4'66A 313-8EL7 HJ 50%9 09/?3."13 111~i:-,:13 85.086'.);_, ss.~m.J
2-3 $-502 Jj

L8.S V!=Gl\.S SANDS C(JAP _vs '317934 IOi' [i:'J O[J/,~:j.'13 i I .":c'fi/1:::: :;;:~S.132 83 S30,564 35 * ~~.r;53 ~a
VMWARI-::P~C VMW a:::-sseJ~02 !;i1(l :)i'."2(].'13 1/2r,,11} $~11.~)12 2 ~ S-12,i.22 ml S-610 6ll

UrlDAN OU I F-lnEns l~.c URB.\I n170-t71C2 100 12,'0:5:1? 12"03/13 $3 723 St


1 5~ 68: 1 I sr.J.04

I.ANDSTAn SYS JiJC LS-:-R ,::,1t,;lt)1l~(l1 ~ao 12/H:l.'LJ 12,'03/1 :~ .:: 15,:;1 J,99 $1'1,091 67" $1 .fi~'J.32

PHLLIPS 66 rsx 1. U54G1Qi ~40 04,112: 13 12."04.'1~ .S23Ji-9? }2 $2~, 1;3 &~ $3.2/Vl, 72
-
WORLLJ :-lJE:L SVCS COH'-' 1.\1- 9sr~ r~ 1oo 120 00;?~.'13 12 "/~t 3
11
Sq 93< :W $4,-lUil 95 S522 L;0

I \JCff\E DI 0.,1 I NC INC.Fl 45,~s,102 7() 02:'?()!10 1~..--:J,


i31
S.:.,Ti'2 '.J~~ S4,G4'.~?1 S129 ''.-'

INGI-U-DIO\J INC IN'Gn ~~71871-:)2 12n 0<!;21/1 ::i 12/G::Wl SP.,18; l3 87,S91 6t 5?69 4i'

CO R[ LOGIC I NC W/1 C:I GX 2187 D~G:' .::=.'.) n-::::.20/13 1:::-,C9/l


3 s~.~!Jr.?~ $1, 1 ::>66~ S.::..::6B.fr5
VALEno [NFHGY conP f~;:V.J VLO q191 JYl 00 900 .:t.i1"::-".,.~.-3
1 1 2."QCJ/13 $41 ,7A9 8:-' S::14.::tM?1 S7, 1 S~ :,1-l

CORi-=I ()(~C INC-\/v/1 C:...GX 21 IJ r1D1113 1 ~o 02/1 [),'1 J ~ 2/W/1 ~ S3/,-':!S 15 S?,93, B4 :%5051
~

CORE:LOGIC iNC W:i CLGX 21871 D1f3 i ~[J 07.'.2~/13 ; 2/G9:, 8 SG,.,7-8 57 ;;:;~.795 g,:, S-1.432 77
,-,, :,s1 4/1 ::i
CO CA-COL A I=\l~E nP RI SF S I NC f:CF: 12:08113 $J,105 55 $1 911 S' $191 04
-~-
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l 9122T1 ~~

~,57091 CG
.:i~

330 rnv-
1/13 1?."09/13 SlO,t:n ;;;:, .S1J.4.;7,70 Sr? 12
WIS(X)NSln EN[RQ':' COR;; WEC 9/6c}ri7106 f,0 O:/z~: 13 ~2/~1g,,
..~ ~::.'.492 8~ S2,3.J ">? Sl79 ~7
P/\TT[RSON COS -~K~ PJCO 703Wti1:)3 2h) 02:21/13 12,'G;.,13 ::; C,797 1~ ~9,<;06.<1 :S1,::..9042
con ELOGJC. I r-..c-'NII Cl{;,X 21871D10:l lj() 05.'14,l~J 12/09/1 :3 $:5,2",:? ?3 S1.206 39 S1 ."'.'?5,84

NATIONN_ OILWi= 1.L 1r,.,'C t\'GV .r;::17071,G1 S20 ()9/16.'l 3 ~?.'09;1 ::l $~ 1,/[:,(, f,f, S10 976,59 $7%,77

VA!...~RO cNEnCY C:OHP NE'N VLO 9,013v1oc 830 u ,,l;..F:,,13 1?:'.1/13 s.:;2 S41116 $:":U,660.79 S8.m-l7,J7

NATJOr--..:AL-OJL'NELc...
.~~; NO.' 6370111 o; ::id:: 02; :J:1 :~ 2/ I '/13 8,!J,889 ~:.: S39,93B ?1 :;5 9so :r1
FHI.MC GOLD J?~69S 2 5~t 7 .!24P.J5;= :-:-3::-,7[,GC.:. 4836./:::: 1"i/12.: I ::J 12:'11/U 3~,.Fi19 75 <;;,t,84(.33 $-2, ~ti

Fl-jU,1C GO:...!J JJ.~G9!:i 2-':iL".-.:J


7 J24b%F :313l17CGC4 1;;1103, ,:7;1 ~1~3 1?:11:J S.18i .~(,g 93 .s1 Bo .3 36.36 S-::!6843
'-/ALFrlO l::~EflGY co:-F'NEW \/LO :i~<:;13v-c:, 90 C~/?1.'13 1 ?.'12:1 J 54.i"-~ 21 5:".,-l5S-.4~ 8099 hi
1
VAL!:RO l:J\ ::nGY COf-lP NEW \/'_Q [)1 ~11JY'OC .!1() o.~/0:13 f?/12/"3 s, i 3~.7 ~9 $1 ~-.S6J 64 $:~.383 85
GOOCL[ :NC :;ooG 382S'.;P50H .~,, 05:2'.J11::: 12,:12:,J :';,(6,08-<::
~J S3 i' .4::i:'i .: ':"> S8.G2d qr;

OCCJ~EN rAL PFF'iOU::LiM CORPOrv OXY 674599,0S 440 12!12/12 12:" 2/ I ~l $-1f,;,113 ,5L 833,675 4(J S6.~68 ,.:"-
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2013 Tax l nfurmation
Account r,,;
um 1,er I 0~ 133JJ400
P:igr 56
WLAL n I ,'Ml '...!I\Glr,,(~I ~

Shurt term irant,action-.


of assets held 12 months or rass.
This category includes s:.=t.lc:!:::
Uatc c:f Sales price::,rss C(lef or
Ow,rnptlon $},nl,ol Cu5ip lJ U1>.r,tI
ty sol-::: <'lcqu1s1lIcn Salt? dale '~ rnr:1I5t>IC~.s c1~er b[ls,~ N~1'J<\lnm o~s
rlIU.',G L GO-b:n 7
1-'r:',O WS337F 3~2-E!M?HNj lfi:.'l 73 01/1 "l13 12.115.'13 .$163 73 S,176 8.~ S-~:'1.10

FG GOLD r'OOL T4~DM 30% 9 I.;goo4F ?1287C:A04 206.()6 1/[)5,'::I 1~-- .::,'1:i $?.%96 S?11 ;32 S-4 <36
+'l\olC ~om GC-533/ GO:lT"!7I- 312ilM7HN9 6~ 4[) 06:27, l'.l 1 ::.'.'15/13 $6ti--l_ sra 1:-i $-5 2L

FHLMC f"'OOI GO--S33i' G:.i~:n71:. 31:->H1o',7i-'.r',9 32 (':, 0e427.<\J '?/15:13 532./.5 SJ~ 37 $-2 62
FHI r,JCGGLD G,~216 ~ t:,n; 1? GG~2Iti:- 31:C::~WiARg 80 1J Cl(;2T:13 1):1 S.'13 -550 13 S86 24 S-6.11
r IL~.1CnoLD AJbil.?I', .:J 5% [2 A9::i826F 3129~<!PM7 ;,~::.2 a~ UB/2f/10 12:,5/1 ", $2,J-'.l?,81 $?,492 ~B $- 159 :::,::

r=H~,\1C GO!...'J (~054 ?i' 4.D% 5 G85-U7F- 31 ~1l~_.,7M29 '.::at3 Gr, )4112.'13 12.'15,l"J SI.Sil:1 r:;r, S,' .(~1 30 $-1'17 /J

F HI MC :iOLD .J2~695 2 j'\., 7 J.2469 J l 30 iOGC: 1031 52 iJ71 1Gn3 1;!/15:; J S1,()Ri 52 $, .079 83 ;::.1.69

r I Iu,.~r.
GOLD J 24fffl ') 2 5b 7 J2.:.695F 31JQ7DGC4 n,J 11:: ~/1 ", 12/1 S.'1:~ S27.~3 $27,79 S-;) Ob

F---ILMC GOW G1 l4i:1 :.'I{F~ 7 G1a~n= 3128MMQ3C 1~l/1, ~)7 03:01,,'13 12:,5/13 $' ,07fl_9-, suo, 12 -S-28.15

FHLMC GOLi} GlM/3 3.o~-. 7 G1fl~73F 31 20 ~,~ r,,103,:; Gi ~l<> 0.3t27/ 13 12;~ 5/13 361 60 $6:) 12 S-1,66

FHL MC GOLD G 11:1?.73 J.O~a :'" Gl 84?JF J121lMMO:,o JQ 83 ~l):1?;13 1211;::i/P, s:-:0.e,3 $:\1 48 SO (~'i,

FHLMG GOW f->OOLJ15P~ 4 0% 6 i157241- ~~126f-'VLDD lJlH:~ 1 J 10123::'.l , 2/15."l 3 S993 J 1 $1 ,OSl tin 8-68 30

r: ILMC GCLD C1 ~(,1-1.-: 3.5~. 6 ()19384;- 31J2J..;2SJ :~1,g ?f o,,'.}ll!13 12:15:13 S3fm 2H ~3d~ ~3 so 85
F:-':. \.1C GO'~L1QS3fl4 3 5~o 6 0193-!:!dj= :'i132JKS3 1PV
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:i~1~ or Si:rcs pr 1(;~Iess Cost or
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Page 60

Short tnn l.n.1m,action,;;


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f-NrAA roOL ChC?717 .r,.:.;::27;It.. 3138[(_ATj ,S ~.:: "l/21;1 cl ~112!::/14 $~ m S[J_(]g $-0 39
F,~MA FOOL OAl 01C 1 AL02C-1/1 3"3BcGGK4 4~4.07 ~8!2?::J 01 '25.'~4 S454 o, i<!.76 77 $-? 70

FN,\.1f1 f'OOL nAK?,,J9 i',K2<'.J9A -:11J6E6V94 ::J44 75 cs;27:1J 01,-25:14 5344 75 s:-:eo
e1 s :r:, rn
rt'~M-8 POOL C-/1:<2'/ 1-r AK2717A J'3~E7Al 1 21 ?::l 11!1 ....~} 01 ,':C5:11 S21 7:; $22 n s-- 00
Total short l~rm gain:los~ !ton, Seties: $21,4/3,01,; 7~ 520 7 52, I 4 1 r G $?.::'\873 68

Short term transaction~ with los,: di~aHowed du(' to wnsh s.ik


This cat0gury 1r1cluaes mies of assets twlc 12 months or li::ss
:l.'l"E;' :_)t Ssl BS pr:Ce IE'!s, Cost or N~t Cl@11
Je.;;criptlG1 svntJc CI,s p 1 q: !ti
Ou~.111: Bcq uit 1,1
on Sale date com. ll I%I r:m~ 01t-cr bas1~ or I0.s~

'-'mtI0:i
~1;l)j&l~ \",'~.~11
5<llE
tc%El less ::lIsalkI...,.er1

,J S -?.2..."\SUR[ \10 i F- lJNIT22 ~1?823SV:3 l~UUG 07/11."12 ~,1;r-s:13 S15.0~, ~o Slj,],;r, 35 S-.":198
95
so;,:) .$~1~6 95

U S Tm:ASUF1F::: ~m-2 Ut.lT22 912ll21tS\/::.'1 1!:iC:O 0 .'/1:!-.'1;.> 0~/16.'l J S15.~47 40 s~ i::-,J4eJ5 S-298 85
$() 00 $23d9'::

U S TR EASv RY t~OTi: JST'E.>1,1 91~t1?.30U7 J500G ;)1 :1 7.'13 :)5'(1H.'1:~ 535,'".:112t) $35,205 20 S 18 [I.
s::iuu S l 3 [),

Rl=l-'UBLIC AVNS I< .K,S INC RJET 7027610::, 1-",0 (3:1<!.'l'.::l 0~,:;:,4,.~3 S1 35- 6~ ~1 379 79 S-::'8,1S
SC OG S?.8 16
---
i 'DL GIO?I IAR~"1Alf\C rDLi 29-J29Yi o~. t:~1:: 0.'.i:22.'13 05:2~.'13 -S~,073 78 s~,1ob.ce. $-it-',:!:)
$000 $ci~.J:,
>-
dJ\Y .\1EL LON
'NEAi Tt-1.""1A.NAGL'.lll~l
TH[ RTLlI:N FOUND,\TION-[.\L\
2013 Tax In fnrma tioa
:.\enmnt i\urnh~r l0513.B3400
P::1~c 61

Short term tnmtiactions with los!<.disalJowcd due to wa"lh5'ialc


This category includes sales af asset5 held 12 montM or fess.
l)~.te of S<':I"~ ~r"c~ 133~ t..:ostor N~t g3In
DC[CrlClllOn .3yr:1~:)I Cii)'P Oui!rit1ly sold acqu sIt10n Sah.::d~JI~ c-or-imiss.un:.:: other l',l$1s or I:~:,

Por110n
SL'blL"-fl W;;i:=;hsoile-
1U988 ((]% (, 1:;.;;.I,
OWCCJ

COP.ES:,~ R:8._TYCORP COR 21870010:i -3.::, U5iC7:13 O::i~',113 $-~,363 78 S~,9'i2 % ::,,5U\[)0
SO.(](, SSC'Hl90

[,\ICRGY m:VELOrM[N-:--1)~~0F-'01\J A[ EGn(:Y ;::-?69D:06 ?10 -:~.-Oll/1:~ 05124:'1,< $:::,.:41',33 ::,3,7(,3 RO $-31 ~ 3-2
S0.00 $3~ ~ 9~

. .u.RL1IN~ MATHESON HLDGS LTD JMi+_y 47 l I~4U:! '.300 u,,i,711 .3 Ut:i?~1: 3 Sn.en 20 S19.77S 16 S l lJU ~J(]
$fJ 00 $9-1.17

JAilDINF .',1,'\"1
He.SON HL riC,S _I 0 JMHI_Y ,;71 ~ 15402 :a 05:0/'13 05:2.:,/1:~ -S-65591 $66.'3 C:5 $ 2.14
$() r,~ ~~ -,t

HE::PUBLIC AWYS HLDGS .I\IC nJET tlSJ?7G1% 13() C-1l 3!12 05:24!13 $' .-~Fi1fH s, .:~97.3 ~-45 &9
SU nn S,1r-;99

COP!:I UG'C lf\C-'N/I C,_c.~x 2113"(1D1 o:~ ~!:8 (J?i20::J -:S,'24,~


3 S4 n:n 67 $~.C:5;i 76 :1:-2it00!
SO JO $240 ~:

il..1'ln CCRP COM ,>IR D00351 l 0~ ?10 ~~:2?!13


1
00:2~!1:;: :::~~
1
196 r 4 .';:4.238 ll1 ~;..~;., f,7

$1) oc 5~2 6/

ElI0-H.-1-1:.RE NC[ L,:,,~s ING rAr''.ls,: Bl"'ill 09Uj/(.(i02 :~~ ~~ 05:22113 05!24.'' -~ s:~,aB3.J9 $-1 O!::E!38 S /4 ~Vi
$0 1.10 ::,74 <:;9

PtJ l 1/1~CH HLDGS INC F'Ctl ?,:i 7630 ~ CJ. 120 o~.1r,,,n ()j:)..;;13 $3,i63 61.l 36,02 i :::11 ~-$7 52
$0 00 S':iO 64

V,\U..SSIS CUMM-JNICA. l:)f\S lt\C VCI 9I8urn101 J:J O<l:'18:i J GS/24,:.'..:! $2,?% 04 $),%5 13 S 98 ()9
$0 00 ::;;-1 0 I

VAU\.SSIS COM',lUN CATIONS ;~C vr.I 91 B86i'i~,:~ 1,0 :,~. - 7/1 J 05/2.:l/13 S),30G 27 ~;.,,9-c-JO S 103.iJ
$0 G: -S1()3 /3

SAP AKTl.::NG[SF., LoCHArT ADH SA? 1:l030S4204 ;_>,10 Q~,'O:-:f1J Jf,N,/1J S18.13-(rnr, $ '.9,!:>I? 63 S-1_3:5Eir
:::JOU $1Ji'7 11
'N[f~ LTH
~
~
..
P, ;,(y \.1 ELI .Ot-."
r.~A;, _A::
r ,',iUI r Tl-HRTEf,J\ lO L1J\DATl Ol\'-IMA
2013 Tax Inform a lion
A(,:onnt I\ 1.uuli~rl 05133334{)0
Prige 62

Short term trnnsnction~ with Joss disallOlnd due Lu \ta.'ih .'iaJe


This cate~ory includes sales of r\!:i!:::etsheld r 2 months or less
DcJ1~ o' Sal es imc~ l~_ss (;.::;;,t Of N;;t g:,un
[}&~'Jl;_Jil'] 'I Syr11uol {>J.Sllf Q J<l r tiy q0I~I ~ t-: ~181t1on Sale tla,e -~omn~ISS (]r IS 0th~' b~SI'., or less

PL)r['(Jrl
subIec 1 '-".'ssh s1le
c%6 ros s cJ..i q IIuwed

: S I I_ccI-:; CORP LSI .:ifJ21mrn;, 5:1:) 0llo'2[):;:, C5,24:U ;B,79"i ~.., S~.109.JO $-317 50
so oo $:m so
OS~IK03H rHUGK CORP OSK f8B22.9201 zF"i 03/1 S!l 3 (J:j,1?~!13 $J,11f;f, 9() S.}, 27 l .ii 1 S-214 n1
sc no $Ida ors,
PiiCK.i\G!\IG CORP At.1::H PKG 69.:i:,~(,1f)C) 140 :is:1 .:i!1;~ 05i2i.!1J S6,3~tl-.76 ~/.CZ.l ~? _ 1!::1 Of'
$(l uo s 1o, ~o
FA': I1::::f'lSCNUTI DJFRGY 1:--..iC 0 TFN 7fJJqfi Ii (l~ r.o CSil4:n -=~'24/-"J $362 (;{; $90 p~ S-tr.i:;: 18
so 00 544 78

PIHNACLE w~~ I C,\,""l co11r COM ~,'\J\,"/ 7;,:,,431;c1 w U:l,'1",:13 05/24:iJ 83,<i59 65 s:~,5;,,i Jr:: S-1?-1 ,o
S::i 00 $,P. 70

Pir-...:r,:,iCLEw,:::sT CAP COHF-' CO~-~ PN.1i~ 723~.f!.. I01 10 05: 14/1:?. J


D~/;:>.::!1 ~=ill> 61 St:S~ ilO S I, rn
$0 (~~\ Sl ?. :8

r,.,:s1
US "'."RE=ASURY ,:::i:'.21t 1-1 us-I o,u ()1.'=:!:!-26VE7 100,::;.:i (Jf.:/1'?."" J 1::l/0i :,::I sg,e67.'..S :::,~j.90"21 $-3~ J6
SO 00 s~~.oe
US TREAf:.l.P.Y :-J/B ~"o ~:3; / I H U0T1G18 <J1?.1P-'3Vl::7 L'.)~00 0(,:1~].'1;a; on,,-,3 S';,9.~8~.80 $38J ..:.i~
i,;? S-1 l~JJ;.:
$0 r,~, .::-
1 I 8.02

i-=Hu~:c GOLD G05-1i7 ~ 5~o 5 Gc,~~nF Jl28M/\tU , ~E):q ,;5 C3 '1JI lJ 10/?3/~::_:i s 1-61:i,884-~l S170 001 J6 S-3. i 06.82
SO.OU S2, ~ M /2

I\Pl-lLE COM PL -:-ER lr-..C COM ,>ADI 03liLI31DO 19 1Q12L/13 11;, a.:1J $n/n1 07 SW ~86.4::: S-155 38
so 00 $155 Jtl

Total $1'1orl term g!'lin,ioss from S<'!!-es: s:~~7 ~92.47 539:::i,:.:r..,;t, S-7,918 2U

Total short term loss d1.sal!ow!d froin wash sales: 36 431 !H

Total short term Section 91;16tr.insl11t1on gain,-lo~s rrom 5ecurlt1es subjc-ct 10 \J.ish sc1le; $Cl,P

/
i\,.'
-
< -1 I
I_

ti~,..::. _,, I
I
c,~ ,_,1~
-.i I
-:JG/
-- i \
W[ALTH
>
H~Y :.-1[1.LOi\
MA~,AGlMli'..'~ THI RTEEJ\ fOUND1-\Tl O:'i-lMA
2013 Tax Information
Acrount Numlwr l D5B3J:l-l00
PHg~ 63

Lon~ tenn transactjon<,


This category includc0 ~ales of assets hc-td more U1an 12 montl1s
Ji'!lt,e n1 S :ilcs rrIc~ tw-.,s C:q (.
DC!~~
~r11)l10r Sy1~1ric CtL~II' y $r)l(I
0Li311'11 clfAllZl5ItlG1 S,:ile date r(',Ir r-iI st-Ic r 5 [JtrIs; r baBI S NN q@In o- lr)5S

DOUG "'.S 1:.MME-:T l,\IC OE: 2S96UP1D') 11:) c~m1:11 G1l04.'1J $:.!,Hl9 32 s1,:,;.,t3 02 S683:W

~Q:JGU\.S i:w,iEn INC OEI 2596[);',0') 2W UlJ,'15.'.1 0 l/i)4:i] $4,l4~ :::i- $3,.!::51.i}t $1,192 5/

:NT[L CORP 'N1C16 1531qOAH~ 1 noooo I 0:'i f,, 11 0 1/(:~,'13 ":":103,c,o; oo S l 01 .~;!4 00 :i; ,Em 00

Ar,ER ICAN I NT:...f-iHOU f-' AIG 14 0?6874CAJ 5')0(l(l 09UU:11 1):/10/ 13 ,S$8.U~~ 36 S54,6Su 40 $3,1?6 %

AMF R 1C/1N ;,\JT:_GROUP AIG 11 02r,il7~c1,3 ,s.::ioo 10:18/1 I 111:c:1 s


-:;;15 32"l ::jj S1 ~.6:5J ~/ $1,170 93

~/.ORG 8-f\:31 AN _E" MS '~ 6: cL;1lAAE"" 050~0 i:P:.'1~:11 o /11, n Sgc,,()A:2 1D S%,".>6,,:Q Sl.1J2u 70

1-1:.D:_..-:or,,~
LOAN 8A~K J 62~~ 1O FH:..tJ.13 :'..'11J3XSAE8 1(1000 0:fil 5111 011lj.'1 ! ::,,~-~59
{>':", ~~0.n1-1.1,c, $-41. (5
-
U 0 rRE/1.S:JRY NO;!- UNl"21 ,:;,1~82eRC6 1150t11: ! o;n:11 01,11s:~J s120.1 m.m .$1 : ;;;:,4 H0.:-1~ S7,693 b
--
UNITI:D STAfH H,OT[ U c,2fi% UST071:=! !:I":d~28()L_7 ~00(] 10:27,.'J' 01/1 i:;n J S::i,C06 43 $5,06.15 $-?9,72

GIL~AD SCll:::NCE.S
INC CILD 3i~5fi~103 24<0 01 .'13.'12 01:15/1 J -S191,C4.' h i110.6~8 47 $ilC1,369,:2e.

MEnCK & CO INC r,~i1;.;: 589'.'.l'.!Yi(l": 210 1?/16.'1" 01.:1 (,.'1J S3,962 48 '.!i?,6()36d s1,3i:;a.a1

M'=RCK & CO lr.C MF-l:K 5S933YIO::i 1340 1ii1fV 1 0 I/ ;,:13 S57 ;-99 25 5~6.96 87 s10,:..;...;.,3,3

HOYAL ~~TC! l Sf If-LL PLC SPONS Al :-lJS A 730 2~92(1 [, 1~0 11 ;~,1n 1 ~)1,1 ~ :'\i'1
3 59,6-97 63 S9 356 3'2 s-,59 29

ROYA:. f)U i Ct- SH[LL P, C oPUNS A[ Rm=: A 7o0?.S9206 ?~J OG/14. 1 C-1:16/1 '~ $i r,::>'Yl.3~ $1 r,,?99.8::i $98'i fil

lOYAL nu I CH SH[LL Pl C SPO'~S A[ RDS A 750258206 3'C 08/1:';,,1 01/1 (,:::1 $2:,.-ii;,1 'B $:-ir,,i:;13 28 .S!:33'.c!
qJ

oOUTr [ n N COM P.1\NY so 842!587~C:7 ~BO os &/ 1; o-/16:' I ::J S:2j,'.!.22 81'1 S23,2EG i2 $2,036. {(,
SOUTHrnN COMl-'A.NY ~o
-
842t:f\7107 L (() C:9.'14."1I 01,'l 6;'13 S2:): 1....-~fi S 1~ -,, 1 39 SL60 ::,7
S .J'.) i -i En N COM PA.\IY so 84~::5d(1 ()7 10 11:09/11 (11.'16,'"J SJ,OU4 .:1 S'.::,057 16 S-:52 /5
US BA:-..ICORI~ O['.... u~;H 9029733,J~ 1260 m,,-1
~-,:1 m,:17n :.:i 0:,1: /19.0ll S27,944 2lJ $<1,'194,8.1

US 8 ANCORP IJ c.L USG [)02',7330L <:J,70 08:2.5 1 i 01 /' //13 s::i1 _gr,1 52 $2?.~41 44 $U,3(,0 C-E!
-
:JS RANConr D[L LJt:~ &029/33W,
- fr:~) 11,-u1n: '.)1:17:1 ::i Sl9 iJ:.' 'W Sl~.4C'116 S4.32.fi 1-1
y

TIMKF\I CO TK.-l -!3873'J:i1[M 2t 11/CB-.'1I ,-...1;23:n S1 028 :Q $0,~~ 16 $' 71 It,

Fl-'() HOME: L~)A \J R,\NK 3 625 10 rtILB13 ::i13::IX~/\E8 10500(: 09,'15:i 1 C:lZllP, :,.107,65S ..S7 ::;, 1 ?,081 ~J S-4--1~~-:;3

FMC conr(r-.'.ASS;
USlJ O ~I c.MC 26/J [~~ti' C:2 1:in 08/' ~,'j 02,.'Oi':,:l $j,1':!7 93 $3,033 9-'l $163 99

1::::MCCORP'.r-.1..u...%;
;JS,) c ,,1 [MC ?(iP(A3"C:2 1,:;30 Ofl:2~/1 O'.c!/12:13 $;";7, .. ~8.6-::: 533,47~.hl :';;-3,972.flr

SCHLUMG[RGF.~ LIM:,~o COM SLEl BDCS571ca 1~0 -::lflfe'.~/11 02:1:~:13 51 0.9B2. 26 s1 o.aU!~t, S1 S2 7(J

SCHLUMBl::HUf:.R Lit./, ED cor-~ SLB E'-Oi385?10B .?,10 I~ ,.'~CJfl


1 82:1,:1 "3 S18.3"25 44 s 1?.u'~~ 80 $1,0234-1
1
l.4L!...13UnTON (:QMP/INY C0,',1 t-'AL .:i:i(V161 Ol /3::: Ge.:25,111 G2_:I J:'13 SJ.37<- 61 39.43; l H s-&2 5.'
WU\L n
>
Bt'-.:Y_i-,,-rnu.o;-..;
I ~.'lJ\'~1\Gt.ML ~ l TillRTEEN FOL: f\'DATIU~ -IJVL-\
2013 Tax Inform a Hun
Ai.:to u n l i"i nm bcr 105 1333J ..rnn

Page ri4

Lon~ term tran5.ictions


Tt1Is c-cttegor1 1ricluces sales of assets lie Id more than : 2 months
Do1lt l'i S;;i:~~ price I~ 5S Co~I or
u~s: 1pt1~n Srrrbnl CUSID Q~;in:!ly ~,Olt: <'!cqu1s1t1,J
1 S8'C' d~l& v:: rr n1-::;s10,s Nht~r bo1:,1!; Ne g<'l1n Jr Io::,s

r.ALLIElUR:-ON CU~if-',\NY co:.1 IIAI 4Gf2I6101 .:::;..::::.:i 1 ~ :'G'J/11 0.2:13,.J $17,9H04 516,::J-<::3
:3ti S1.S9C:bB

FHU,~C GOLD G~,1'.~~g .S 5vo 4 Go~-~,gF 3~20M6AU:C' 250~ ~(; (]'J/1 ~;11 02."15."l3 $),'JC~.66 52.733 i2 S,228 '.JG

FHLMC POO. CD-3517 oa:~M7F ~132GJS~C: 5827 ~ 1: (J(J/13."1. 02/15/13 :l,n,i-l'.<7,16 56,179 52 S-352 26

F.'L.!v1C POOL Q(W>il4 4 50 11 0Ut;~M::- 31320YJ<M3 416 55 11,-01/11 :1".'/1S"1'3 $4' t 55 $44 .61 $-~5 06
f-''-L \1C r'OOL G~-',??2 G06222t 312c1MW73 ~:26 27 09:" 9/11 '3
(J:-:'."15.'1 55.028 2? s~,::>r;~97 $-~'24.70

FHLMC GOLD Ail~ ~YB 4 5'S 12 A:?~iE! lF 1 312944,.ir,17 172 09 1/15: ! 1 {);.>:, 5/13 .$172 09- $1 E:l1')9 $-'~ 9()

FH LMC SOLD Mo~ 26 4 5% 12 A...'1SfljdF 3,2944;::,M7 319,38 1111s:1 ~ (J;..>!15:13 S1 ,319.38 :s~.nf:i
07 $-/8 W)

FH L~.~CGOLD Arl:'iil ?Fi 1 5,,, 12 N:15tl2Sr ::11?(}14?M7 J?J,.-.6 G2'1I6,' l 02/1 ni~:i :3229 4& SJ44 :F SH Bl

F HU,' C GOLD GOS93fl ,~. [)O~ 1 GCS938F 3121-lt.171X1 l '--~ fi ~?.'19: 1 02/1 S.'J S77::l.6Cl SBJS 97 S-i32 3,

FHU~c GOLD G047 i 9 ~~ b ....t 1 GC~719F 3I2W,WSG4 8.:::1~ 1 1. ,.-5:1, 02/15.'' J s-,,9')1110 s2:c-& 16 s- 3g 06
FED'l :-Kl ME- LO/\r,., MTG[ CORP GAP Ci1193BF J1~eM1[F5 29, Cb ,:J,'19.'i 1 0?.'15.'' :1 S:!Lil 0d S318 99 S-."='1,91

In PEX I ll DGS-, J'J0 PON A~ln IPXI-IY 4579:FlO' ~o (JJ~,'15:1


0?/20: 1 3 S.:i~::l[:ln 8691.12 S-147,17

\.1Af"IJI.THO.\!OLL CORP t.~RO i:;553.:.9-106 9~0 81 '2i'/12 02/:;'D/13 $3' ,585 21 $~<l.5fi2,93 .53 032 23

OCl-:!\NEERING It\ T[R\IA~Im.AI INC 01, b752:V11'V 5() ,"'?,09:,:: :.)2r2.0.'13 ~:?l,()9'.l11 S2 626 lb $472 96

081::ANE::ERINC INT[f'.N.BTIONAI_ I\IC 011 6/~23:-!11):::' bU 11,??, '1 :)2:20/13 --=~


mm 11 S?,163 C~ 5)36,: 1

P!_AIr-..Sc:X 1-'L& Pf"i:CDTN CO COt,.' PXJ-' 7:2-i~:)t, I (J,') 10 i 1/1~.'11 c::?:20:13 ~4S,.:u .S~56 5~ S1:io7::i
UNIV=.HS/1.L HE1\LTr SVCS Ir-,,c Cl q 1
Uf-<S 9 i J'.;.1~1(J(i e:) 1':t>,."1 ~ a.:::21,.13 S:l,400.ll; $?.['11 23 $/:l'}~fi1
~

,->f=
1.~ X r.LOC, S L).JS POt\ AO::.: IPXHY 4bdJt;I 110, IOJC (lfl/1 r-;,-11 02..21:13 $ i 3, /4EL2-1 S,17,796.34 $-4,0Vl 10

lrJ?EX HWGS-IJN'cWON ADR IPX'-lY 4~i'901-11UI 89G 00:~2.'1i 0~:'?1113 Sl I,a;,1 ~to $1~~_:',1
< ,0:? $ 1 931 47
&

lt'-.:PFX l-ll_l1G0-UNt,r-ON ADA .PXHY .<:5?90Hc I 530 i 1/:)1::1 ::w:21,113 S7,o7.<:34 Sb otiO 54 S 1.(136 2.)
-
F,\l,',1A ~OGL OA.,J
1 758 AJ17.:il:lA 313Br\S5U2 ,1991 OS 09,'i4/1 I 02,"2fi,11:i S4,99' OS s~.~37 r,E\ S-2~6 43

1--NMA '.JOOL )9 1 S2uil ?752f!:,,\ J.1414SCDD 4~42 ll5 ,:g.'j CJ:11 C2.'25:1 :l S4 542 9'S ::;:4,970 B7 S-42Ei.O?

1M1.~A POOL ,",AH:.'1';-19 At::,:SDA 31J8/\~.::04 E'ii:ii:iJ.S? Ci:!/18/1 G2/2fi,',,", ~6 553 Br $t,ll61.Uf:I S-3:)7 2:

-E:::Jl:::Ttl\L \IN'L M-GE ASSN 1-'00L 8S889CA J' ~1~1GRK1 22CJ -~4 GP,.'?t;i/:1 02:25,:3 S:!, 20:~_fi.~ s;?,.::e,17L $-~7El ::>O

m,,.-1,:1
~
(l."J."~'i:, 3 ss::::.560.ic s~::;.::1
2G
~".',il_-r,.,'Arl-S"TCH[5 INC 2.8~u ~ .-.;r,'.T16 93114'.c!DC-1 850..::0 $D'],G57 5C1

1--f::.[)::.nAL-\!AT'L r..t,GEP,,C:::$,\1
PCOL 7<-59431\ 2I408DWtiil 290.5-:rl ~1
G!.":->G o;:,.-;;,-=i.--3 .905 27
=;;? $3,288 4] S-363. 16

I ~-'..:;:Al).AT\
C0'1;-, DE:... uc %)16WlO::J ;::_y-.. o~:22:: 1 U~/28:~ ~ s-rn. rnr, 81 $'1~.(';")4 6~ 51,1b217

TER,iDA-:-1, CORr D[L Tm: od~l6W1ll:3 Sl'..J(..; u,J,15:, - 02,28,':3 $r.~.~~s- -is St,.~~ r :ia. :;.2,-ns 1
2013 Tax Information
":':
jli!
Acrnuut :'\!umber 105L~3Xl40U
BNY MFLI.Ot'-.
WLAL Yt I MANAG(Ml ",11 TH JRTFJ:N i :oLi~ DATlO~ -I MA Page- 65

I .ong term tra11sm:tion.~


This category includes sal-a-sof <'lb&Gts held more tl1an 12 moriths.
Dat.::0-f S3I (:~ ~ 1 r-~ IE'!SS Cc-:;t or
0,'['lJ(ll CJs1p ~ci:
i..~l ~arI~ t:.,.,.:l a ~qu s 1,1
:ir, SalE>d;il~ cor 11r11~5:om, o~f'-r :i~q-c \I~' -g<l.i.1: r c1%
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11::.HAl)A::A C~RI' DEL TDC 8fJ076'N\,)J 220 ~1,'()()/,1 02:23,113 .;,12,77? ~1 Sl 2,423 St:l S3LS 63

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1ERA IJA: A COJ-W D~ L TDC 8BC76'.'V"(:J 4U : 1 :u[J1 1 C:3.'05:13 S2,JSh 7~ U,?S-8 % $9-3.91

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..\.{'COUUt i'tumh~r I 0513333-400

Page 67

Long term 1ran~actiom


This category includes. sales ol assets held more th::1.n12 rnoriths.
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fS

DISN[Y (\-\'ALT) COMl-'ANY HOLD:NG DIS ?S46<'37106 1060 Ofl/2?.'11 o...,..Gq/13 Sfi0,B23 56 532,J4B.oa $W,414 ..C:~

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7

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2013 Tax. Information
Accom1 t Num h~r J0513333i.lO(l
Pag1: M:

L(lng term tran '.>actions


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F~D L HOME:: LOAN M-:-Gc


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CHURCI IS.. [)Wl(jf.T GO lt\:COAPOHf~ CHD 17- Jq:) I U2 1-,~ 04:0.<J/l2 ()J',/17,13 $~.Bf\3 f1 $~,4~4 fiR s; ,.-i::,343
L'NCOLN CL.::C H.:.JGS INC Le.CO 5339C: 106 :m rJ1:n4/12 U-1/1;",13 $: ,t1 7 fi() SI ,34J 4fi $H?,,14

P....A.IN~ EXPL & PRODTt>. CO COM ?XP "/2(5505~"') e,(l <1i14:11 04:, i"/1 ::i ss 491 bb S?,652 .1 $64~ 15
--- Q,2628,\IR/ :::ucr::) r:4.'17/1}
J'~IT[D S:An=-,..:::
TRE/\SURY NO 11- UNITl r c:9/13/11 S12,3i 7,S7 $3:2, 115 3!i s.?02,52

0LJA~CQM:v1 l~~C 0('.0M 7475?5103 2,(.; 0?,'"(";112 (JL:/1"it] s,i'".~23 n s1e,&nmi Sr:,4r,_74

KINDER .\~~)-X.,AN hOLDCO ~' C KMI 49~560i..:1 4()0 04.'04/12 0~/17:: 3 $17,3:)1 0. $1il.(ll-l7 ';,7 5-7%.53

CG-.!F R POI f-,..'I"cN E::;:GY I.\IC Cr---.'? .51e.9T10/ 1 DoO 09:1411 '. W,/17;13 $2~.3~1 09 s21.,cw 51 '.l:,.r:~ 55
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UBSC2011-C1 A'?. ::,sc~c---'"


1 9G.?f,tf A P{l :)G8:::iDO 12:0'.}! I' [)4.'22.'13 S~lt,,5% 3 S2~fl ,06!".>
\"1 $8,.~7!:',40
~---
~W~KS 5;-,o;:;;T1NG GU0'.JS ".\JC r;KJ :2~J'.:l93'C2 140 C,:: I D;12 :)1/.::}.'13 $fi,'.J612 ;;.GJCUr,r, .S-S7 r;J

AIR 1-'H:.)l)LCTS At'--:DCl IEMICP.LS 1r-,..c.;ro OG815G:Or:, i1:::, (l.t~,20.


2 ;_,4,.~,::1:~ 560 /94 :!f, SfH.046 55 S-2 251 G3
--
AIR P!:::ODUCT SAND Ct-:~r.,!CALS INC Af'~ 009-~5106 J41 t..:!:\."25/11 -:~.'2-1/1:~ 1J ~7
S:2.9-, S2t,,'::44 ~2 $2,563 :25
>
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2013 Tax Information
,\(:t:OUn i ;,,III m bcr L0513333<1 no

P~ige 69

I ..(mg term tran'-!action-;


This category IEj s of m;t:ets h elc more than
inc Iu des s.:=i: -i 2 months
f>lec:1 f~I~~ ,;r,~~l~S5 Co~I Dr
D~~C:rtpt1Dri S:m::r,I CLls p Ouw11,t 1 sol :::I .=i.:::qu5it1c.n .'-,;,.If:?
~eol<' ,::o--nrn
1ss:ons olb~r basis ~-~t ga In or loss

AIR PROOUC i 3 !\ND CHEMICALS 1,\1(APD c-:e1 sn 10c; 38(] Oi'i/" !J,11
:i
Q<!./:24/1 S12.:53e. 14 s:~1 ~'.:n R4 :>1,(}HSO

BEAF-: WF;HNS CO lf\'C JP~/ 7 0?3902P\J'.,! -~~:JOO G3/29: 2 04.1:24/13 3106.l&? 95 $1 :)5,Cl-813
!)5 :~3,C7? 90

FNr!,1\ ro o L QA L02w ALC20 If' ~1 :',81-(,(.;,K,~ !;;61.65 OJ/21 ::2 01/?5 11 ~~ $5G1 (,;, 560/ ..'8 ::: .<:634

1-Nr-.',i\ PCOL (l,~u_;2u1 ALC2.~11\ .!1 :mEGGK-~ ,n1 16 01/21 : '.c! 01..-:.:i~;13 $401 1 fi $43:1.r~ ~-32. 60
N-

FNr-.~A POOi Cl'il752% 9-fj~b'lA 3141456D0 :3;.q ~::i ()!J,"19:11 )4;2.:::/1 :~ $1,741 C-::i 54,093,':,1 $-:-152..48
~--
FNMA PCJ:)1 O"<J17513 AJ1 f!->oA 3138<;SSU2 5S13(Jr:~ c:,9:14/11 :4:2::./1 :~ S5,58Q 73 $5,856 28 f.-275.55
FNMA ;:>OOL UAKhn~ AK2L:J'JA J138E6\19.<: ~26 L,1~ m:;:1,.12 ,:,.::i..-2.~ll
~ $226 "'~ ~~<FlSJ $-:.:: 38
?OOL DAK?71 7 AK.2/17A 3~4 ,:_J o:i:;:1 :12 Cq,2~:13 S354d ';,37 0,58
---
f.-15 3,9
ff~MA 3138E7AT:

-NMA f-'OCL ::!AK~/ [,2 I\K5762A 31:.'i-!31::.AML8 1335 <=J lJ:>,').C'1? U'25:12 :=;1,335 .<:.} $1 .~O=:i.5--l $-70, 11

:NM<; POOi_ ;),i H 3519 Ml-''/.i19t\ ::i13~;,,4.;D4 :;'[)[JQ 17 09-/19: l :4.'?'i:1) SJ.JOO , 7 $2,083 3-2 $-B3 7G
-
r.\JMA _~001 OAH3620 AH36?0A J13flA5AW? 76~t -'.:'~ 03121 :12 >'l,':)5,13- ..:-ir-
:;,n,~ SGOi ,!~, ::,--1:l
:,11

=-t:lJI::;::;:r~LNAT' L MTG; ASS~." l-'00 L 8il%::lOA 314,CCnKl h43(.;/ (lf/:?6:; 1 G~/2~.':i S~ ,943 Gt :52,168 30 S 245 J.1

;: NM!\ PU OL M 76rl4 4,r-;~ 7/ JV\7694A 3111131-mo8 395. ; :n;:.i-,:1 ::> Ca/~S. :J .SJ95 ; S~22 33 S-27 66

FNMA 1-'U8L /1./\7 694 4 ~,!~ 7. AA7694/!, ]'41 (i--lP.08 65 3B ....::i.2 :'1? O<l/25: lJ S65 8-6 .$70 ,(7 $-,[ 61

Qut..LCOM~,1 INC ocor,,. ;,:75;.,5,,::;3


-
950 C4/23.'1~2 04125/13
-~
$59,2~0 67 $j8,4E<,::;,7SI S7~0 clB
-

FEDERAL NAT'L Mr (:ii- ASSN rooL 1..;w-1all. 3 i ~o::iD'h I lil 27::,7 ;1C) ~8-'26/11 0-1;-:.:ir;:1
:-: S2.7,,7 39 $3 :133; $.3,;5 9?

C S I' RR,l!.,Nl)S INC CST 1c:,,.~


?Fl 1 05 1 8 ~3 1. ;Q,j:1 ~ OS;OJ:13 S3,36i:i r2 S?.:-tG~.41 $1,0%:3i
OE.UTSCI IETF, FKOM /\G Sf'O.\ISOR! DT;::::Gv 2~1,::,t(,105 520 11:i'.l1 !1 '. 0'.>.."031'.::i :;::.;,160.51 .Sb,:~1?96 $-182.45
-----
CST Bfl.ANDS INC CST 1264~R~,.,f; 1 f'iG B9 09:'22., I 1 (]'),':)3:~J $.:j,r;::,7 CG $~.<"5-1?B ~?,77? 72

C S T 3RJ\NDS ,NC ::s- 12.646:'.l (~':, ;:~~,.7.g 08/15/ I 1 Of;-,")3,-3 S7.069 a1 SJ,0?.i :,r, s:1.11.s.~1

,Jl-_I._,; oCHE T[L[KOM AG S1-'0NSO>ll JT[GY 25 '. 56(:;:,;c; B~O 09i22/ I' 0 ~ ..,:3.~:3 $9,'.:'r'51'i9 $8,.!iDfi ~~:,:, $5.:1=-:i,..'?7

:J[IJTSCHE:: rELEK0.\.1 AG SPClNSORl DTCC.Y 2S,S66:0t> 1'.:C(l 08!' 5/1 '. (l/i/.:-')1'13 $12,1Hl~ OC: 514,0~:~ ::if, S-1, (Jl l!:!.

!:.R!CSSOr. fl M) TE~E;-,I-ION[ GO AJF ::RIC :,C_J,'.-8216(1.fl 140 ;1:01..-,


- ::i
u~;c:~,., ~ i ,/U2 :~, $' ,3&8 3 1
:::~04 r:~-
--
=HI CS SON il.r-.~)TEl.J::._,HONE CO AOF FRIG ;:,~-1~?160B 1~20 81l:1:i:11 051U.'1J S17,:266 2~ S16,312 1 i954. ~::

MTN GROUI-' Lr D Sf'ONS AfJR MT NOY 62474M1 ::n~ '.)?0 ; ,:'81 ; 1 n=-..,
J3'13
11 S!).95~ 1,: $11,JLA.>
16 s.,,~7 9-9

MT:-J GR01 JI-' LTD-Sf'ONS ADR r,1T\IU_.. '3247~Ml% ~~,() :)9!22."1l 0,::,/l'.~.'13
-
srn.; 111 13 SI 3/HEI :,o
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,\olTN GROUP Ll 1)-0?0NS ADR Ml\K_)V L?47~M108 n20 Oil:1 ti.' 11 05/GJ/ 13 S19,52~ 4~ $19,8-<:i'" I b S J.:21 /~
--
l:lUNZL rLC 87 FY 120d~~[)(i 20 l .;..:,1:11 JS:GJ/13 S2,0C2 27 ~1 ?71 90 Sii':3~Ti
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Bl\Y MELLO\
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2013 Tax Information
A,cn11ot:"l,hnnberl05 I 333340O
P:lg~ 70

Long term tnmsaction~


This cateQory includes sales of assets hetd more than 12 months.
L';;.te ot 0-:1.lesprice les~ C(:.St(l~
Desrnpt:on Syml)QI Cu~p Du;11n.y.soid @(.qusl10n S:ile ~~tc C[)mm1 q:,;1" 1' s othe basis \Je: -;p.1nor loss

~UN2L Pl C R7lFY 120?3/3L()6 210 :)!)'.,!J/11 ,:,i:;:03,:13 521 .)23.,J1 :i,1?,~73 5B $il,55D ~:_:!

BUNZL PLC BZLFY 12)738LC,6 270 Oflll5/11 i;"-,0:~/13 S27,:)~0 o::l $1 t.. ~~~,J 9<'> SI O,iC'J Eifi

s.-.~11H & t~EPHE'..V r LC 0NN tl3i 15t,,i20::; 1W 11,:.~1:11 CS.'03:lJ su.:::,~_7<:J P,17J,8a $:?,1?891

SMITH & ;JEP'-H::.'t.'1, LC


--
SNN 6317SM.20b :2.::i-:::i c:1:22,--1 ClS/03:~3 S 13,949 68 S10Ji1:) 3? S::l.409 37

SMITH & ,\J~PHEW ,>LC s~:--.i fi:31/t,M.,,':.05 .::r


u~~ fJ~l,11 5, ~ 1 O!:i/03/13 Sll,41r 1 $1 :~.7-';13.~0 S:3 biQ 71

C ST BHANlJS INC cs 2M6;:t1u,-:: 139 ag Ul:l/~'5;i 1 05/03."13 M,:5929 $2,F:-.~1 S-1.893 ~El

CS r RRt,NDS INC COi I 26~6R I O::i 135 Sri ~l4,"2J/12 Ofi/03!13 $4,0JL 4~ ..;,2.45, ?8 S1,~i'9 1 r
CS I !:l--lAND0 ING CSI 1 ?6r,6R l 0~ lRO 0.-:i.'~
~."11 05:YJ3.'13 ~S.3':;1 91 .$2 %d 54 s;:,,;;33,3,
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HENKEL LTD PA.=fft-...F:RSYII-'SPONS / HEN KY 4?55CU1 u9 1 tJO D8.'1~111 05:0:1/13 2-14.B,~~51 -S9,690 22 S\:lti5.?::i-

ASSOCIATEJ i:IH,T FOO~S- LDADR 4S3FY ,;)45:59~~2 860 08/~ 5/11 OMn:13 $25 72~.:)9 S14.454 ~(l 811,269.2.1

A.._<:;SOC :1 a;:;:F FOO:l S L,D AD R


IA: 1-:: ASHI-Y 0455'.9q:)2 510 11;0:, 11 05.'C-'~l13 S15 25t,,98 36.33'.c! 1 tl S6,422 8-:)

T[SC O p C S Pm:su::;: ED /\D 11n/G: R ~sc :IY "38157:53:2 %0 J8."15/11 1.1~:u::i,.1:~ SH723.9-9 $ '5,.200.d! 3-' .~76 69

TESCO rLC SPOt\SO.C::FI") Al)--l rl1B,'::::-scJY l-l,~1575:.'IC:? 7:J() ~,9:?;::/11 ,)5."03/1J $11,Ll1M M 811,S90 6C .;;:n~.w-
Tl::bCO ;:>LCsrct-.SOR::::c. ADR q, !-\.'~ r sc:Jy 1113,
~;:):m; .:::.~Q 1,u}JII~ ,,r,I03:'13 S7,S33 20 $il,L;2'J fj) $-%6 32
~

Hl::.NKEL L-:-D r'AR:-tERSI IIP SPOt-...Si" Hl::::N:{_Y 4:2.:i~~)L1W 290 C 1/~?.1, 1 0'5/0G 3 $22,781.54 $12/Jbli ;.,~ S10.712 32

-E.NK[L LTD PARTNERSHIP Sl-'UN0; HEN KY ~;,5~:.LJ109 I~;,: 11:0'/11 0.3:J6.'1J $14, lL;() ~f $i:l.~G'.M1 ~5_5;~ H3
,-':::Nl([L
-
LTD PAPTNERY:,? ~/-'(Ji~S t HEN KY 42xi: U 1 ~D I ,u Ud:1 f;.'1:
- '
06::6:13 S 13 35d /0 $fl.M~l 15 ~q_S05 i~

FRlCSSON fLMJ ,:::LE"Pot~[ CO ADF i::R1C 22~62:6G8 570 1:81:1 :)j;,'.!6/1 '.~ Sfi 9..i:;.~7 S5 693 1J S1 ,?.5? 37

FRI CS SON (LM) I E::LErHO,\IE CO ADF ERIC ?9lS21608 ~160 ,)9."22/11 :S.'0&/13 514.13~. E,:i $11,214 07 $2,920.:.6

AM r _TD - srADR AMLYV 80, i'[P~o'.!2 51C 01!.!15:,1 r:5:()7/1-1 s.1. 137 J~ Sfl.~i8.2lJ $?,?49 06
AM I-':_1 J - .-::;r~'\o;-;; AMLYV J017[P2C::2 -~~
C:.~J I; 1D1/ I' ,;t,.-Oi/B SS,~59 o!-E! s.:.,J37.CJG 81,1?2 48

A M P Li :J - l:ff /\DFl Ar,.~:yy G01?Er202 ,tJC, 09/2<!:: 1 G::-/Oi/~~-1 S8.J90 JC S,5Cl 74 $~,Hflg GfJ

K)JI CORP-UNSroNso~::::D AD;::. Kl)l)IY 4866i'L I 06 lcB: 0.f!/ I ':i!' l fJt,/Oi'i, 8 $?."J,'.'61!:iJ $16,711 32 $5.G~D ?.~

KXll COHl-'-UW:WUNSO?[J AC-R l(r,["}IY 48667L 186 15-5,: 09/22..' 1 1 05/07.'' 3 $ ll, -;55_~~1 S1~.s12.2s S:2,943.0~

KXll COr-:IP-UNSPONSO:::}::='.JAr.R KIJOIV 46667L106 9.e,r 11.'01/1 ' C:S/07,1\3 s1.411,{~ $8,R:9 17 $2,5::19.18

nAn'.ot'-,D JAMES FINI l~.c HJ:= 754i':} ...188 -5,: 05:0<:./] 2 C!i/0/.'' 3 S6.~26.::i7 ss.~:~7_r,-5 S.f!.87.92.

FNt.11; ro OL OAt-::li.:i~D l!..HJ6?0A J 1 38N5/1'N2 ::>??56:::is 03.'.21."12 cs:07,.- 3 $2J,901 :24 S~J ,t: ~b.~i- 3392 97
-
'N::::
i.\TS:"T
~

:owsr~1~2 1C JV0<-/12 05/13.~3 Sl,479_&; $' ,:25~ rl:2 S213 72


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2013 Tax Information
Ac:counl :'>ilumlwrl0513JJJ ..:l{){J
Page 71

I .ong term tramacttons


Thcs category includes safes ot assets held mor~ frmn 12 11onths.
Di'ltf>o' S,:;l<>s,;r,~e less Gc.s: 0r
De;-5cript"on Syr-1!:ic' Cus1p auan:11y :,Dk: ;:icrw1s1t101 S@1H ddl~ ,;tirnrn 15s1ons nt. 1.Jr ~-:1515 ~.~, gain or Ioss

Af&l INC l OO)Gi:,A102 170 Ofl: I .:i/11 r.~,.'13,'13, S1 ", 0/36,66 s,o.~::i;,
% .;,::i.1-1'1Hn
" I -~

G:l'....F.AI)SCH:NCES I\IC G,. J '.Jij.:i.5~103 11::>n 12


Q.:.!.,,~:~. (]~/13.'~3 sw,a107;; S28,?~U of SJ I/bi G5

/1.T&, lNC -I 0020&R 1,:,2 :JC:) 1 1/;':f.'11 0.5/13::J $"1,08i 29 ;;;R,7'32,,:.C -S?,'364B9
--
C'_c.coconr NE"W CN,... 1 ::.'S61~~
1 05 ~f::: u-1A;,;:1? 05:'l 4."; 3 ST 591 g.e:. $ri,-"1-~f,S8 ::;1,.?1:, 06

0 REIi LY AL) ror-.'OTIVE :NC (}HIV 67103H"17 ~~ 12/22..'11 m;,11-1


..13 SC,71:, .95 54.~12 as S1 ,':,,03.0f)

0 REILLY AJ:Or,,~OTI\JF INC onLv 67103H I (I I ":..:: ~J~.'0.::.,:12 O.:il1"1II:~ s.rn:u S927 34 3191 c.'/

l;ov r N/1T'L MTG~ ASSN ;: nm_ 78\dJ~iX :-ii:i~.. 11<A73 HilA!:: or..:11:1:? 05: 1~;1 ::I .S161.4~ ~:;::
:i, ~l~ $-19 %

i-=i::trl HOME ~1-:"JN


MTGE c:o;;p l~HI-' {~193<3F 3128Ml 1-l""'", ;,10 n& UU/~'.::/11 o.::;15/ 1::i :3:."1:)06 $332 93 $-2?. 87

rl ILMC G~,L I j G04719 5 ;:;~o 1 (-;(]47191- ::ll~il'.-1[,SC,4 ?::.'1~!3.27 il I 16.'' 1 {)5,'l !:i!13 '~'),1~1', 27 .:.2,d:l-lf:(l $-,'11 53

rt-I LMC GOL [) ~00 ~ A903 93 ::5G ~. i ~ A~l(l393~ 112838~. El ',:" Q,( CJ./2 :.~:2 :-Jr::;,~
1:j/13 :SF:>J0,1 ~{"-.4_r):.? $-~ 88
FHLMC L:iCL[) GO-l219 5 .5% 4 G(M?19I- 3':2~MbAU? :~,:....,1
;:iJ 09/13.' 11 [)f:j/,!::/13 ~t~,(':)1 ;jJ $3.~ r":i aci $-;M 36
FHLr-.~CGOLD G:-i4?1 r, 5s 0
;.. 12 Gu,;:,:1r,:... 3:2BMGAR!l y ~9-1 C~/1O.~2
-
:J5 ~~/13 :;;~:)P,.
91 1~.:...,)L
'' ') ._. :;.~~ 37

HLMC GOLD G.NHF:l S 0~ 1 G0.:iSi~bF 3128M74X1 lli0 fi? 09,-;9,.11 Otl!l i:i:'1; $dl'. i:i? S94J 111 S-tlJ 1 ')
--
Fll MC GOLD c.:;:::,593[1 ";()<;;, -, GOS92ct ">128M7~X~ 4"i'4 88 (F/10/12 05: I ,i/1:~ ::,4;4 Bil ss~ :::,1; SJ!:lW
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Ft /_~,1(;GOI 11,i-;28~ l ~-U')~ 7 A9'2821F 31 c"'),1IJ20 ~~276~G u:i,.;.,1:1;:, cs: I .:i/1~ S2.2i'5 ~o S?,4S~.a4 S-177 66

FHLMC GOc.:J A~':.132-8


-,: 5".,, 12 k,13231- 81:::~41H,17 20ac-e cs-1h:1
1
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Fl ILMC GOI_D N:1.:i521l 4 5i::,._.
1:? A9.::iS21l.' J ~;::8-44., 'v1r : HlG.4~ 11:~ 5/1 l 05,115:1:;1 S1, 19t1,~- $' ,2o:::iu~ S-6n ,;4
-~
FHU,f.C GOLD A%~23 4 S~o l <! .!\[)5.!:1?6f- 3 2,,~~p,17 156 06 i1 :1 ::i:'11 05.15/1~~ S156.06 S165.0J $ 8.8:

.+L,\.1C POOL GD-6?<'.? Gor.2??F- 3~2f:lr-.'i>G73 5902 22 OB/1g,:11 c,5,-' ~/13 ss %2 22 SA :65 9G s-2in1~
rHLMC G:JLIJ G0547i .:". F:.i::--.:1 r-; (:.,OS4in: J123,\~7r-/.:.!9 li-17 8, OL/18.'I 2 ~')!15.'13 8H!70"3 $'.c'(!?~, S-15.40
-
rH LMC PO() I. 004 584 4 ~j_, 1; ocqsiNr J132CKXM3 4b~fi r ,, 11.'C?: 11 Y,.'1fi/13 $~ i':9~,.09 :'.::~1111r,(, s-:.::ig-r.,
17
F~Lr,,~c POO l. U0-351 7 OOJ517F 31 -~?(,~'0EO 7?80 JLl ~q11(i.'" 1 U~/1511-1 Sf.Bi],, :'-E ',8,46;! J-4 ::i-4<l2 5fi

U;-.JII c.D STAT[S T-NO if- 2 25% r uN1 r1 s 9128Jil(1Y9 10000:, 10!?7!" 1 05/ I ~.'1 ~~ SKo,9i:IU Gr :::;1C}.230 5.r S3,i'4J 20

TAIWf',N Sc.MICO.\l[)UCTOR AfJH r.:;r.i 37L(,:~9, GC' 630 I I .'(,1/11 0.5/.21o' :i S12, I 02 (.:~ 37,823 J~ $4.?IH.G':l

iJA.YER A f-i 81-'Or-.:


SO!-:::'i:
D ADn ci,,WFW 07?.7~0::l'J.,:' iF" OB!l S' I 1 (l~/?1.'13 S'J,?67.96 $.5,fif,3,~-8 .$3,599 L.(l

N['..VCR:::S r MNG c.TD sr8NSORFD" NCMGY G::i~191 Cfl ~)9iJ oa:1 s,:11 05,"?1.'13 $\1',1" .9~ $1 f:,5? 7 42 S-Vi,71-:i 5G
-
t\NHEUS[R ElUS(:;H INF.l::.V S"N ADR 3L;D -~35?-1;1 08 14(; u3J?';:l/12 0.:i/21."i ::l SU,3B] .:~ 59,:Hll K, :S3,41-:,16

HHI TISH /INEr-llCAN f(}l-lA.CCO [HI 11U441l1117 126" 11:w/11 0521; 13 S,L ~/2 J;' Sl 1 ,qS 1.d8 s~.d20 :~~
2013 Tax Information
"":
JI,,
Accou ut Kumh~r I 05"13333400
BNY vt F LLQ~,,;
'.-VL{,l 1 t I ,',1A',/-,GU.'HIT THJRTF.F.N lO UNDAT! ()~-[n,fA Page i2

Long term l.ransm.:tiorn,


Triis category induc!es sales of a~~ets held more tliari 12 months.
Date: o S,:i'es price less C~s 01
uB-f';Cr;p:1u;I Syrn::)I CJSI_J 0U.'I I l1ty ::Otlic] o1cqu1~1,101 Sal~ d~E> {'(:ll 1 1....,lqS,1(11$ ci~h~r ':ii~~ .,;:cunor Ioss
NE:>~

CS I ~Hi\r\OS INC (.~; 126-l6:ll()j 0 7i (J:,,122.':1 0(';/."J?l13 .::25 a s1 5;:, $14 29

NEV,'(;H~,c: I r,,lr-'G L~D sroNSOflED /!- NCt-r.(h' 651191108 -tK oe.ns,-: 1 05122/1 :~ $6,C16,37 S1? ::ii'4 '.:Hi S-1135661

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