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WEE V GALVEZ Rosario sent five (5) Chemical Bank checks ($20,050.

00)

All of the checks were deposited and encashed by Rosemarie, except for
NATURE the first check, Chemical Bank Check No. 97, which was issued to one
For review is the decision of the CA which denied special civil action for Zenedes Mariano, who gave the cash equivalent of US$2,000 to Rosemarie.
certiorari, prohibition, and mandamus filed by petitioners Manuel and
Rosemarie gave Manolito his monthly allowance ranging from P2,000
Rosemarie Wee.
to P4,000 a month from 1993 to Jan 1999.
Wees sought to:
In 1995, Rosario asked for the return of the US$20,000 and for an
(1) annul and set aside the Order of the RTC denying their MTD and MR accounting.
(2) order the trial court to desist from further proceedings in Civil Case No. Q- Rosario sent Rosemarie a written demand for her US$20,000 and an
99-37372; and accounting.
(3) order the trial court to dismiss the said action. MTD
(4) CA resolution denying their MR. Wees moved to dismiss on the following grounds:

o lack of allegation in the complaint that earnest efforts toward

facts a compromise (FC 151

Rosemarie Wee and Rosario D. Galvez are sisters. o failure to state a valid cause of action, the action being premature in the

Rosemarie lives with her husband, Manuel Wee, in Balanga, Bataan, absence of previous earnest efforts toward a compromise

while Rosario resides in New York, U.S.A. The present controversy o certification against forum shopping was defective, having been
stemmed from an investment agreement between the two sisters, which executed by an attorney-in-fact and not the plaintiff, (Rule 7.5)
had gone sour along the way.

Rosario, represented by Grace Galvez (daughter) as her attorney-in-fact, Rosario amended her complaint with the addition of the following par:
filed a complaint before the RTC to collect a sum of money from Manuel and
9-A. Earnest efforts towards (sic) have been made but the same have
Rosemarie Wee. The amount for collection was US$20,000 at the
failed. Plaintiff thru her daughter as Attorney-In-Fact caused the sending
exchange rate of P38.30 per dollar.
of a Demand Letter dated Jan 4, 1999and the last par of which reads as
The complaint alleged that Rosario and Rosemarie entered into an follows:
agreement whereby Rosario would send Rosemarie US$20,000, half of
Trusting this will merit your utmost peaches preferential attention and
said amount to be deposited in a savings account while the balance
consideration in as much as you and our client are sisters and in order that
could be invested in the money market. The interest to be earned
[earnest] efforts toward a compromise could be obtained.
therefrom would be given to Rosarios son, Manolito Galvez, as his
allowance.
Wees opposed Rosarios motion to have the Amended Complaint Galvez failed to show any justifiable reason why her attorney-in-fact
admitted. They contended that said motion was a mere scrap of paper for should be the one to sign the certification against forum shopping, instead of
being in violation of the 3-day notice requirement of Rule 15, Section 4 of the herself as the party, as required by Santos v. CA.
1997 Rules of Civil Procedure and for having the notice of hearing galvez:
addressed to the Clerk of Court and not to the adverse party as In the SPA, Grace Galvez is given the authority to institute both civil and
required by Section 5 of the same Rule. criminal actions against any person, natural or juridical, who may be obliged
Trial court denied the MTD of the Wees for being moot and academic or answerable to the respondent.

Wees MR denied by the lower court. Corollary with this power is the authority to sign all papers, documents,

courtofappeals and pleadings necessary for the accomplishment of the said purpose.
Wees brought it to CA via a special civil action for certiorari, Since Grace Galvez is the one authorized to file any action in the PHs on
prohibition, and mandamus. (TC acted with GAD amounting to lack or behalf of her principal, she is in the best position to know whether there
excess of jurisdiction for issuing the interlocutory orders instead of granting are other cases involving the same parties and the same subject matter
the MTD. instituted with or pending before any other court or tribunal in this

CA Galvez amended complaint sufficiently stated a cause of action. jurisdiction.

The questioned certification against forum shopping appended As an attorney-in-fact, Grace Galvez is deemed to be a party, pursuant to
thereto was not so defective as to warrant the dismissal of the Rule 3.3
complaint. supreme court

MR at CA denied Galvez is already a resident of the US.

WON THE CERTIFICATION OF NON-FORUM SHOPPING EXECUTED BY It was proper for her to appoint her daughter, Grace Galvez, to act as her

THE PLAINTIFFS ATTORNEY-IN-FACT IS DEFECTIVE attorney-in-fact in the PHs.

wee: SPA grants the ff:


Certification against forum shopping was invalid since it was NOT Rosario 1. To ask, demand and claim any sum of money that is duly [due] from any
who executed and signed the same, but her attorney-in-fact, Grace Galvez. person natural, juridical and/or CORP in the PHs;
there was nothing in the SPA which expressly conferred upon the latter 2. To file criminal and/or civil complaints before the courts of justice in
the authority to execute and sign, on behalf of the former, the CNFS. the PHs to enforce my rights and interest[s];
BA Savings Bank v. Sia: where the parties in an action are natural 3. To attend hearings and/or Preliminary Conference[s], to make stipulations,
persons, the party himself is required to sign the certification, and where a adjust claims, to settle and/or enter into Compromise Agreement[s], to
representative is allowed in case of artificial persons, he must be specifically litigate and to terminate such proceedings; [and]
authorized to execute and sign the certification.
4. To sign all papers, documents and pleadings necessary for the The fact that the Circular requires that it be strictly complied with merely
accomplishment of the above purposes. underscores its mandatory nature in that it cannot be dispensed with or its

Grace Galvez was duly authorized and empowered not just to initiate requirements altogether disregarded, but it does not thereby
complaints but is specifically authorized to sign all papers, documents, interdict substantial compliance with its provisions under justifiable

and pleadings necessarily connected with the filing of a complaint. circumstances.

discussion about forum shopping AC No. 04-94 is now incorporated in the 1997 Rules of Civil Procedure, as
Forum shopping occurs when a party attempts to have his action Rule 7, Section 5. The Rules shall be liberally construed in order to promote
tried in a particular court or jurisdiction where he feels he will receive their objective of securing a just, speedy and inexpensive disposition of
the most favorable judgment or verdict. every action and proceeding.

It has taken the form of filing multiple petitions or complaints The rule requiring a certification of forum shopping to accompany every
involving the same issues before two or more tribunals or agencies in initiatory pleading, should not be interpreted with such absolute literalness
the hope that one or the other court would make a favorable as to subvert its own ultimate and legitimate objective or the goal of all rules
disposition. of procedure which is to achieve substantial justice as expeditiously as
possible.
There is also forum shopping when, because of an adverse decision in
one forum, a party seeks a favorable opinion (other than by appeal or WON THE AMENDED COMPLAINT BEFORE THE RTC SUFFICIENTLY

certiorari) in another. STATES A CAUSE OF ACTION AGAINST THE DEFENDANTS.


Wee
Rule 7, Section 5 of the Rules of Court, requires that the certification
amended complaint violates Rule 8.1 as there is no plain and direct
should be signed by the petitioner or principal party himself. The
statement of the ultimate facts on which the plaintiff relies for her claim.
rationale behind this is because only the petitioner himself has actual
knowledge of WON he has initiated similar actions or proceedings in the allegation in par 9-A of the amended complaint that Earnest efforts
different courts or agencies. towards have been made but the same have failed is clearly insufficient.

The rationale does not apply where, as in this case, it is the attorney-in- The sentence is incomplete, thus requires the reader of the pleading to

fact who instituted the action. engage in deductions or inferences in order to get a complete sense of the
cause of action, according to petitioners.
Grace Galvez has actual and personal knowledge whether she initiated
similar actions or proceedings before various courts on the same issue on galvez

respondents behalf. amended complaint as well as the annexes attached to the pleadings
should be taken in their entirety in determining whether a cause of action
There has been proper compliance with the rule proscribing forum
was validly stated in the complaint.
shopping
supreme court
FC 151: a suit between members of the same family shall not be What is important is that the assailed decision of the CA is final and that
entertained, unless it is alleged in the complaint or petition that the the petition before this Court should raise only questions of law.
disputants have made earnest efforts to resolve their differences through galvez
compromise, but these efforts have not succeeded. dismissal by the CA of special civil action for certiorari, prohibition, and
Rule 8.3 provides that conditions precedent may be generally averred mandamus is not the final judgment or order, which could be the subject of
in the pleadings. an appeal by certiorari under Rule 45.

Par 9-A of the Amended Complaint shows that respondent has complied certiorari as a mode of appeal involves the review of a judgment, final
with this requirement of a general averment. order, or award on the merits.

It is true that the lead sentence of par 9-A, which reads Earnest efforts CAs ruling did not dispose of the case on the merits, as the orders of the
towards have been made but the same have failed may be incomplete or trial court were all interlocutory.
even grammatically incorrect as there might be a missing word or SC
phrase, but to our mind, a lacking word like compromise could be Present petition is proper remedy to challenge the CAs judgment.
supplied by the rest of the par.
CAs decision on said petition is final for it disposes of the original action
There is no need for guesswork or complicated deductions in order to for certiorari, prohibition, and mandamus directed against the interlocutory
derive the point that earnest efforts to compromise the differences between orders of the RTC.
the disputants were made but to no avail.
there is nothing more left to be done as far as the CA is concerned.
The Amended Complaint in its entirety as well as the documents attached
In special civil actions for certiorari the only issue before the CA is
thereto, following the rule that documents attached to a pleading are
whether the lower court acted without or in excess of jurisdiction, or with
considered both as evidence and as part of the pleading.
GAD amounting to lack or excess of jurisdiction.
WON THE INSTANT PETITION FOR REVIEW ON CERTIORARI UNDER
in a certiorari petition the CA is not tasked to adjudicate the merits of the
RULE 45 IS THE PROPER REMEDY FOR PETITIONERS UPON THE
respondents claims before the trial court.
DENIAL OF THEIR PETITION FOR CERTIORARI, PROHIBITION AND
CA properly ruled that the trial court committed no GAD amounting to lack
MANDAMUS BY THE CA
or excess of jurisdiction so as to warrant the issuance of writs of certiorari,
wee
prohibition, and mandamus that petitioners sought.
a petition for review under Rule 45.1 could be brought before us,
regardless of whether the assailed decision of the CA involves an appeal on
Petition denied. CA AFFIRMED.
the merits from the trial courts judgment or the dismissal of a special civil
action questioning an interlocutory order of the trial court.

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