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Psychology of Consciousness: Theory, Research, and Practice 2015 American Psychological Association

2016, Vol. 3, No. 1, 45 60 2326-5523/16/$12.00 http://dx.doi.org/10.1037/cns0000055

Enhancing Sports Performance With Hypnosis: An Ode


for Tiger Woods

Leonard S. Milling and Elizabeth S. Randazzo


University of Hartford

We present a comprehensive methodological review of controlled and single-case


design studies of the effectiveness of hypnosis for enhancing sports performance. To be
included in the review, controlled studies were required to use a between-subjects or
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

mixed model design in which hypnosis was compared with a control condition or
This document is copyrighted by the American Psychological Association or one of its allied publishers.

alternative intervention to improve sports performance. Single case-design studies were


required to incorporate baseline and intervention phases, with multiple assessment
points during the baseline phase to establish a stable trend for the target behavior. An
exhaustive search of the PsycINFO database identified 17 studies satisfying these
criteria. Hypnosis was shown to be effective for improving performance in a variety of
sports, with the strongest support for enhancement of basketball, golf, soccer, and
badminton skills. Common methodological limitations in the reviewed studies included
a failure to fully specify the demographic characteristics of samples, to utilize a
treatment manual, and to assess relations between hypnotic suggestibility and outcome.
Two hypnotic interventions met criteria as possibly efficacious empirically supported
therapies, thereby indicating that hypnosis can be a way of engaging in evidence-based
practice in sports psychology. Practitioners who work with athletes may wish to
consider the potential of hypnosis for enhancing sports performance.

Keywords: hypnosis, sports performance, effectiveness, methodology, empirically


supported therapies

Competitive sports are played mainly on a five-and-a- 2010 2011, the average annual salaries of pro-
half-inch court-the space between your ears. fessional athletes were $1.9 million in the Na-
Bobby Jones, Co-Founder of the Masters
Tournament tional Football League, $2.4 million in the Na-
tional Hockey League, $3.2 million in Major
Since becoming a professional golfer in League Baseball, and $5.15 million in the Na-
1996, Tiger Woods has won 105 tournaments tional Basketball Association (http://www
including four Masters Tournaments, four PGA .forbes.com). However, the excitement and
Championships, three U.S. Open Champion- challenge of competition are frequently men-
ships, and three British Open Championships, tioned as the primary motivations for youth,
thereby cementing his legacy as one of the high school, collegiate, and even elite profes-
greatest golfers in the history of the game and
sional athletes. For example, Lionel Messi, soc-
earning him prize money of more than $132
cer forward for FC Barcelona and captain of the
million worldwide (http://www.tigerwoods.com/
Argentina National Team, has said, my moti-
about-tiger). According to Forbes magazine, in
vation comes from playing the game I love. If I
was not paid to be a professional footballer, I
would willingly play for nothing (Duda &
Treasure, 2015, p. 66). Clearly, the intrinsic and
This article was published Online First May 25, 2015. extrinsic rewards for success as an athlete can
Leonard S. Milling and Elizabeth S. Randazzo, Depart-
ment of Psychology, University of Hartford. be substantial.
We thank Taryn Brandt and Dawn Neese for their helpful The pressure on athletes to gain even a small
suggestions in carrying out this project. advantage over competitors is often enormous.
Correspondence concerning this article should be ad-
dressed to Leonard S. Milling, Department of Psychology,
In the major U.S. sports (e.g., basketball, foot-
University of Hartford, 200 Bloomfield Avenue, West Hart- ball, baseball, hockey, soccer), only about 6%
ford, CT 06117. E-mail: milling@hartford.edu of high school athletes go on to play in college,
45
46 MILLING AND RANDAZZO

and less than 2% of NCAA student-athletes Hypnotic Enhancement of


later compete at the professional level (http:// Sports Performance
www.ncaa.org). The boundary between success
and failure is sometimes quite narrow. For ex- Another psychological intervention that has
ample, at the 2008 Summer Olympics, U.S. been used to enhance sports performance is
swimmer Michael Phelps won an unprece- hypnosis. There are many definitions of hypno-
dented eight gold medals. Across the eight sis, but we prefer the following one because of
events, his average margin of victory relative to its clarity: Hypnosis is a procedure during
each of the 4th place finishers (who did not which a health professional or researcher sug-
receive a medal of any kind) was a mere 3.84 s. gests that a client, patient, or subject experience
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Indeed, in the 100 m butterfly, the margin of changes in sensations, perceptions, thoughts, or
This document is copyrighted by the American Psychological Association or one of its allied publishers.

victory over the 4th place finisher was a razor- behavior (Kirsch, 1994, p. 143). Another at-
thin .55 s. In view of the tremendous incentives tractive feature of this definition is its neutrality
for success and the fierce level of competition, it with regard to long-standing, unresolved theo-
should come as no surprise that athletes often retical controversies, such as whether people
enter an altered state of consciousness when
seek out every possible way of maximizing their
they are hypnotized (Kirsch & Lynn, 1995).
abilities and performance.
According to Hilgard (1965), every hypnotic
procedure consists of a hypnotic induction and a
Psychological Skills Training and suggestion. The induction customarily consists
Sports Performance of instructions for relaxation, along with state-
ments that the person is becoming hypnotized.
A variety of psychological interventions Thereafter, a suggestion or suggestions invite
are commonly used to enhance sports perfor- the person to experience some imaginary state
mance, including visualization, self-talk, of affairs (e.g., you are feeling calm, confident,
arousal regulation, and goal setting (Whelan, and powerful as you imagine yourself approach-
Mahoney, & Meyers, 1991). Visualization is ing the ball to take the penalty kick). When a
sometimes referred to as imagery or mental suggestion is delivered without a hypnotic in-
rehearsal. It involves cognitively creating a duction beforehand, it is referred to as a non-
new experience or recreating a past experi- hypnotic or imaginative suggestion (Kirsch,
ence to either practice a specific sport skill or 1997a).
There are numerous anecdotal reports of
to prepare immediately before competition
well-known athletes using hypnosis to enhance
(Vealey & Forlenza, 2015). Self-talk, or self-
sports performance. Undoubtedly, some of
instructional training, is concerned with mod-
these reports involved the use of visualization,
ifying the ongoing thoughts and internal con-
which was then inaccurately labeled as hypnosis
versations that athletes experience during in the popular media. Although hypnosis and
preparation and competition, thereby reduc- visualization share some common elements,
ing negative cognitions and increasing confi- they are not the same. For example, visualiza-
dence (Williams, Zinsser, & Bunker, 2015). tion is not preceded by a hypnotic induction.
Arousal regulation is a used to produce the Thus, visualization would be more similar to
optimal level of arousal, which might include use of imaginative suggestions. However, there
arousal energizing techniques to increase do appear to be some instances in which well-
arousal levels, as well as relaxation tech- known athletes used hypnosis to enhance per-
niques to decrease arousal and anxiety (Gould formance (e.g., Tiger Woods, Nolan Ryan). For
& Udry, 1994). Finally, goal setting involves example, in his biography of Tiger Woods, Lon-
helping the athlete to establish specific, mea- dino (2010) describes how a sports psychologist
surable, and realistic performance goals of worked with Tiger Woods when he was a teen-
moderate difficulty that result in improved ager, using hypnosis to sharpen his ability to
performance (Gould, 2015). Evidence of the focus in the moment on the golf course.
effectiveness of these interventions is mixed, Empirical research has shown that hypnosis
but generally supportive (Gardner & Moore, is a very effective intervention for a variety of
2006). problems and symptoms, including pain (Mont-
HYPNOSIS AND SPORTS PERFORMANCE 47

gomery, DuHamel, & Redd, 2000; Patterson & additional six records were identified through
Jensen, 2003), chemotherapy-related nausea other sources (e.g., references of relevant re-
and vomiting (Richardson et al., 2007), smok- view articles). This produced a total of 148
ing cessation (Green, 2010; Green & Lynn, records to be screened relative to the inclusion
2000), weight loss (Kirsch, 1996), and psycho- criteria. Of these, 121 records were excluded,
somatic disorders (Flammer & Alladin, 2007). leaving 27 records to be examined in greater
In this article, we present a comprehensive detail. These 27 articles were read in full and 10
methodological review of research on the hyp- were excluded based on the inclusion criteria.
notic enhancement of sports performance. More This left a total of 17 articles (i.e., six controlled
specifically, our first goal is to describe the and 11 single-case design studies) to be in-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

results of all controlled and single-case design cluded in the review. Figure 1 details the
This document is copyrighted by the American Psychological Association or one of its allied publishers.

studies of the effectiveness of hypnosis for im- screening and selection process.
proving sports performance. Our second goal is Table 1 summarizes the major characteristics
to weigh the methodological strengths and lim- of the controlled studies, including sample size
itations of this body of research. Finally, our and type of sport, intervention conditions, and
third goal is to appraise these studies using the key findings. Table 2 summarizes the major
criteria for empirically supported therapies ad- characteristics of the single-case design studies.
vanced by Chambless and Hollon (1998). Over The 17 studies can be grouped based on type of
the last 15 years, there have been a number of
sport into the following seven categories: (a)
selective reviews of the use of hypnosis in sport
basketball, (b) golf, (c) soccer, (d) racquet
and exercise (Barker, Jones, & Greenlees, 2013;
sports, (e) endurance and strength sports, (f)
Morgan, 1996; Stegner & Morgan, 2010). How-
precision sports, and (g) other sports.
ever, ours is the first article to comprehensively
review all controlled and single-case design out-
come studies, to critique the methodology of Summary of Controlled and Single-Case
this literature, and to identify investigations sat- Design Studies
isfying the criteria for empirically supported
therapies (Chambless & Hollon, 1998).
Basketball
Method of Review Three studies examined the effects of hypno-
sis on basketball shooting. In a controlled study,
To be included in this review, controlled
Schreiber (1991) evaluated the effectiveness of
studies were required to use a between-
hypnotic suggestions for increased confidence,
subjects or mixed model design in which a
hypnosis intervention was compared with at concentration, and that the basket would appear
least one alternative intervention, or a pla- twice as large as its normal size to improve
cebo, attention, standard intervention, or no- shooting performance during college basketball
treatment control condition to enhance sports games. Athletes in the hypnosis condition
performance. Single-case design studies were achieved higher cumulative scores four weeks
required to incorporate baseline and interven- into the basketball season than the control con-
tion phases, with multiple assessment points dition, although inferential statistics for this
during the baseline phase to establish a stable comparison were not reported.
trend for the target behavior. No studies were In a series of single-case design studies,
included that failed to use a performance Pates, Maynard, and colleagues utilized a hyp-
measure as an outcome variable (e.g., DeVos, notic intervention featuring suggestions to re-
Potgieter, & Blaauw, 1999). Finally, studies call a multisensory experience of a best basket-
were required to be published in an English- ball performance to successfully improve the
language journal. jump- and set-shooting (Pates, Maynard, &
PsycINFO was searched for abstracts meet- Westbury, 2001), as well as three-point shoot-
ing the stated inclusion criteria through the mid- ing (Pates, Cummings, & Maynard, 2002) of
dle of April, 2015. Search terms were hypnosis college players. The findings of these studies
in combination with either sports or sports psy- suggest hypnosis is an effective intervention for
chology. This yielded a total of 142 records. An enhancing basketball shooting.
48 MILLING AND RANDAZZO

142 records 6 additional records

Identification
identified through identified through
database searching other sources

148 records after duplicates removed

148 records screened


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This document is copyrighted by the American Psychological Association or one of its allied publishers.

121 records excluded:


Screening

Review (n=14)
Case study or practice materials (n=18)
Book (n=14)
Commentary or book review (n=5)
Dissertation abstract (n=7)
Not controlled or single-case design
outcome study (n=4)
Not English-language (n=11)
Not relevant to topic (n=48)

27 full-text articles
assessed for
Eligibility

eligibility

10 full-text articles excluded:


Case study or practice materials (n=1)
Sports performance not an outcome
(n=6)
Not controlled or single-case design
outcome study (n=3)
Included

17 studies included
in review

Figure 1. PRISMA flow chart.

Golf the effectiveness of this intervention for enhanc-


ing golf skills.
In three single-case design studies, Pates,
Maynard, and colleagues examined the effects Soccer
of hypnosis on golf performance. A hypnotic
intervention was used to help golfers evoke a Two studies by Barker and colleagues exam-
multisensory experience of their best competi- ined the effects of hypnosis on soccer ability.
tive golf match in order to successfully improve Both studies used a hypnotic intervention that
putting accuracy (Pates, Oliver, & Maynard, included ego-strengthening suggestions to fos-
2001), chipping accuracy (Pates & Maynard, ter feelings of confidence and composure. In a
2000), and average stroke performance (Pates, single-case design study, Barker and Jones
2013). Results from these three studies support (2008) utilized this intervention with a profes-
HYPNOSIS AND SPORTS PERFORMANCE 49

Table 1
Characteristics of Controlled Studies of Hypnosis for Enhancing Sports Performance
Sample size
Study (sport) Intervention conditions Summary of key findings
Barker, Jones, & 59 (soccer) Hyp suggestions for confidence Hyp improved soccer wall-volley
Greenlees (2010) and composure performance more than C
C video attention control
Greer & Engs (1986) 90 (tennis) Hyp suggestions to visualize Hyp no different from PR and C on
forehand and backhand drives tennis-rally test
PR Progressive relaxation
C standard instruction
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Howard & Reardon 32 (weight CHI Cognitive hypnotic CHI improved bench press
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(1986) lifting) imagery performance, as well as arm and


Hyp Hypnosis only chest size more than Hyp, CR,
CR Cognitive restructuring and C
C no-treatment control
Jalene & Wulf 22 (throwing) Hyp suggestions for throwing Hyp reduced throwing errors more
(2014) accuracy than C
C no-treatment control
Schreiber (1991) 24 (basketball) Hyp suggestions for confidence Hyp may have increased cumulative
and concentration points scored more than C
C no-treatment control
Wojcikiewicz & 33 (fencing) Hyp posthypnotic suggestions Hyp no different from R and C in
Orlick (1987) for confidence and relaxation fencing performance
R Relaxation
C no-treatment control

sional soccer player. After receiving the inter- Palmi (2002) used a hypnotic intervention that
vention, the player self-reported improvements included suggestions to evoke a multisensory
in passing, tackling, heading, ball control, and experience of a best badminton performance to
decision-making. However, the lack of an ob- successfully improve the serve accuracy of uni-
jective performance measure makes it impossi- versity badminton players.
ble to know whether there were actual improve-
ments in play. Endurance and Strength Sports
In a controlled study, Barker, Jones, and
Greenlees (2010) utilized the hypnosis interven- In a single-case design study, Heyman (1987)
tion described above to increase accuracy on a was unable to show that a hypnotic suggestion
wall-volley task in which a soccer ball was to silence crowd noise was able to improve the
repeatedly kicked at a target. Collegiate soccer in-fight performance of an amateur boxer. Sim-
players who received the hypnosis intervention ilarly, Lindsay, Maynard, and Thomas (2005)
performed significantly better than those in the used a single-case design to evaluate the effect
attention-control group. These investigations of hypnosis on the race performance of three
suggest that hypnosis may be an effective inter- elite cyclists. During hypnosis, athletes were
vention for improving soccer performance. asked to recall a multisensory experience of an
optimal cycling performance. The intervention
Racquet Sports was highly similar to the one successfully uti-
lized in the studies of basketball (Pates et al.,
In a controlled study, Greer and Engs (1986) 2002; Pates, Maynard, & Westbury, 2001), golf
assigned beginning tennis players to hypnosis, (Pates, 2013; Pates & Maynard, 2000; Pates,
progressive relaxation, or standard instruction Oliver, & Maynard, 2001), and badminton
conditions. Players in the hypnosis condition (Pates & Palmi, 2002) described above. Race
experienced suggestions to visualize forehand performance was positively affected in one cy-
and backhand drives. There was no difference clist, sporadically affected in a second cyclist,
between conditions on a tennis-rally test. In and not affected in a third cyclist. These results
contrast, in a single-case design study, Pates and fail to provide clear support for the effective-
50 MILLING AND RANDAZZO

Table 2
Characteristics of Single-Case Design Studies of Hypnosis for Enhancing Sports Performance
Sample size
Study (sport) Hypnosis intervention Summary of key findings
Barker & Jones (2006) 1 (cricket) Hyp suggestions for confidence Hyp improved cricket
and composure performance
Barker & Jones (2008) 1 (soccer) Hyp suggestions for confidence Hyp improved self-reported
and composure soccer performance
Heyman (1987) 1 (boxing) Hyp suggestions to silence Hyp did not improve in-fight
crowd noise performance
Lindsay, Maynard, & 3 (cycling) Hyp suggestions for Hyp improved race performance
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Thomas (2005) multisensory experience of best of 1 out of 3 cyclists


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performance
Pates (2013) 1 (golf) Hyp suggestions for Hyp improved golf stroke
multisensory experience of best average
performance
Pates, Cummings, & 5 (basketball) Hyp suggestions for Hyp improved three-point
Maynard (2002) multisensory experience of best shooting accuracy
performance
Pates & Maynard (2000) 3 (golf) Hyp suggestions for Hyp improved golf chipping
multisensory experience of best accuracy
performance
Pates, Maynard, & 3 (basketball) Hyp suggestions for Hyp improved jump- and set-
Westbury (2001) multisensory experience of best shooting accuracy
performance
Pates, Oliver, & Maynard 5 (golf) Hyp suggestions for Hyp improved golf putting
(2001) multisensory experience of best accuracy
performance
Pates & Palmi (2002) 4 (badminton) Hyp suggestions for Hyp improved short serve
multisensory experience of best accuracy
performance
Robazza & Bortoli 1 (archery) Hyp suggestions for body Hyp improved shooting
(1995) awareness, focus, and flow accuracy

ness of this intervention to enhance cycling consisting of suggestions to improve body aware-
performance. ness during stance, focus during draw and aim,
However, in a controlled study, Howard and and natural flow of movement to successfully
Reardon (1986) randomly assigned weight lift- improve the shooting accuracy of an expert archer.
ers to cognitive-hypnotic imagery, hypnosis Likewise, in a controlled study of throwing accu-
only, cognitive restructuring or control condi- racy, Jalene and Wulf (2014) assigned undergrad-
tions. Weight lifters assigned to the cognitive- uate participants to either hypnosis or control con-
hypnotic imagery group received suggestions ditions. The hypnosis intervention consisted of
for imagery designed to increase muscular direct suggestions for throwing accuracy. The
growth and improved bench press performance. hypnosis group demonstrated fewer throwing er-
Lifters in the hypnosis only group received sug- rors than the control group.
gestions for relaxation and visualization of a
pleasant scene. The cognitive-hypnotic imagery Other Sports
condition produced significantly greater im-
provements than the other three conditions in In a controlled study, Wojcikiewicz and Or-
arm and chest size, as well as on bench press lick (1987) randomly assigned fencers to hyp-
performance. nosis, relaxation, or control conditions. Partici-
pants assigned to the hypnosis group were given
Precision Sports posthypnotic suggestions for relaxation and
confidence. No difference was observed be-
In a single-case design study, Robazza and tween the three conditions on fencing perfor-
Bortoli (1995) utilized a hypnotic intervention mance measures in national-level fencing com-
HYPNOSIS AND SPORTS PERFORMANCE 51

petition. However, in a single-case design controlled and single-case design studies, re-
study, Barker and Jones (2006) employed ego- spectively. Table 3 evaluates the 17 studies rel-
strengthening suggestions to increase feelings ative to the other five methodological criteria.
of confidence and composure to successfully Studies are designated by a Yes when a par-
improve the bowling average, strike rate, and ticular criterion was satisfied and by a No
number of wickets taken of a semiprofessional when not satisfied.
cricket player. The intervention was highly sim-
ilar to the one successfully used to enhance Sample Size
soccer wall-volley performance described ear-
lier (Barker et al., 2010). According to Chambless and Hollon (1998),
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for a single-case design study to be designated


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Methodological Considerations as empirically supported, there must be at least


three participants. Six of the 11 single-case de-
The 17 studies included in this review were sign studies included at least three participants
appraised relative to six methodological crite- (Lindsay et al., 2005; Pates et al., 2002; Pates &
ria: (a) sample size, (b) specification of sample, Maynard, 2000; Pates, Maynard, & Westbury,
(c) use of a treatment manual, (d) direct statis- 2001; Pates, Oliver, & Maynard, 2001; Pates &
tical comparison of experimental conditions, (e) Palmi, 2002). In a controlled study, there must
stable baseline, and (f) assessment of hypnotic be a sufficient number of participants per ex-
suggestibility. Some criteria were selected be- perimental condition to provide adequate statis-
cause they are mentioned in the Chambless and tical power. As a rule of thumb, we consider 15
Hollon (1998) framework for empirically sup- participants per condition to represent the min-
ported therapies and others because they reflect imum, although it seems likely that many more
general methodological rigor. Only single-case participants might be necessary to detect an
design studies were evaluated according to effect of small to moderate size. Of the six
whether they established a stable baseline controlled studies, four incorporated fewer than
across three or more assessment periods. Also, 15 participants per condition (Howard & Rear-
only controlled studies were evaluated as to don, 1986; Jalene & Wulf, 2014; Schreiber,
whether they included a direct statistical com- 1991; Wojcikiewicz & Orlick, 1987). In con-
parison of the experimental conditions. Tables 1 trast, only two controlled studies utilized rela-
and 2 show the sample size for each of the tively large samples, with more than 25 partic-

Table 3
Methodological Criteria
Specification Treatment Statistical comparison Stable Hypnotic
Study of sample manual of conditions baseline suggestibility
Barker et al. (2010) No Yes Yes No
Greer & Engs (1986) No No Yes No
Howard & Reardon (1986) No No Yes No
Jalene & Wulf (2014) No No Yes No
Schreiber (1991) No No No No
Wojcikiewicz & Orlick (1987) No No Yes No
Barker & Jones (2006) No Yes No No
Barker & Jones (2008) No Yes Yes No
Heyman (1987) No No No Yes
Lindsay et al. (2005) No Yes Yes No
Pates (2013) No Yes Yes No
Pates et al. (2002) No Yes Yes No
Pates & Maynard (2000) No Yes Yes No
Pates, Maynard, & Westbury (2001) No Yes Yes No
Pates, Oliver, & Maynard (2001) No Yes Yes No
Pates & Palmi (2002) No Yes Yes No
Robazza & Bortoli (1995) No No No No
52 MILLING AND RANDAZZO

ipants per condition (Barker et al., 2010; Greer the mean effect and increases alpha beyond .05
& Engs, 1986). by a multiple of the number of tests performed.
Appropriate inferential statistical tests such as
Specification of Sample repeated measures analysis of variance or anal-
ysis of covariance should be utilized in a con-
To be able to determine the population to trolled study and alpha can be regulated using a
which the results of a study generalize, it is Bonferroni correction.
important to specify the age, sex, and race of
participants. Of the 17 reviewed studies, all but Stable Baseline
two indicated the sex and age of study partici-
pants (Greer & Engs, 1986; Wojcikiewicz & According to the Chambless and Hollon
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Orlick, 1987). In contrast, none of the 17 studies (1998) framework for empirically supported
This document is copyrighted by the American Psychological Association or one of its allied publishers.

identified the race of study participants. Be- therapies, a single-case design study must es-
cause race was not specified in any of the stud- tablish a stable baseline for the behavior of
ies, it is difficult to estimate how well the find- interest across at least three assessment periods.
ings of this literature generalize to the Because the baseline period serves as the equiv-
population of all athletes. alent of a control condition, a stable or deteri-
orating baseline enables a researcher to control
Use of a Treatment Manual for the passage of time and the effects of as-
sessment. Only three of the 11 single-case de-
A treatment manual makes it more likely that sign studies failed to establish a stable baseline
a treatment or intervention will be delivered across three or more assessment periods.
consistently within a single research team, or
across different research teams. Indeed, to iden- Hypnotic Suggestibility
tify a treatment or intervention as empirically
supported, a study must utilize a manual, unless In the hypnosis literature, the terms hyp-
the treatment is simple and adequately de- notic suggestibility, hypnotic susceptibility,
scribed in the journal article (Chambless & Hol- hypnotic responsiveness, and hypnotizability
lon, 1998). Ten of the 17 reviewed studies uti- are used interchangeably. Hypnotic suggest-
lized the equivalent of a manual (Barker & ibility is a traitlike individual difference vari-
Jones, 2006; Barker & Jones, 2008; Barker et able indicating a persons general tendency to
al., 2010; Lindsay et al., 2005; Pates, 2013; respond to hypnosis and hypnosis suggestions
Pates et al., 2002; Pates & Maynard, 2000; (Gur, 1978). Hypnotic suggestibility can be
Pates, Maynard, & Westbury, 2001; Pates, Ol- assessed with standardized scales consisting
iver, & Maynard, 2001; Pates & Palmi, 2002). It of a hypnotic induction and a series of test
is worth noting that these 10 studies were car- suggestions. Research with these scales
ried out by just two research groups. shows there are large individual differences in
suggestibility (Gwynn & Spanos, 1996). For
Statistical Comparison of example, on the Stanford Hypnotic Suscepti-
Experimental Conditions bility Scale, Form C, widely regarded as the
gold standard of suggestibility measures,
In a controlled study, the effect of a treatment about 25% of the normative sample scored in
should be established using a direct statistical the high range of hypnotic suggestibility,
test of differences between the treatment and about 30% scored in the medium range, and
control conditions. Regrettably, one of the six about 45% in the low range (Hilgard, 1965).
controlled studies did not report inferential sta- Lynn and Shindler (2002) recommend as-
tistics (Schreiber, 1991). Another unfortunate sessing hypnotic suggestibility when investigat-
statistical practice noted in this literature should ing the effects of hypnosis as a treatment or
be mentioned here. This practice involves cal- intervention. In a controlled study, assessing
culating simple pre/post change scores and then hypnotic suggestibility makes it possible to test
performing multiple within-condition statistical whether there is a statistical interaction between
tests to ascertain whether there were differences suggestibility and treatment outcome. This has
between conditions (e.g., DeVos et al., 1999). to the potential to show that the effects of a
This approach is vulnerable to a regression to hypnotic intervention vary for athletes scoring
HYPNOSIS AND SPORTS PERFORMANCE 53

at different suggestibility levels. In a single-case consisted of three 45-min small group sessions.
design study, assessing hypnotic suggestibility Each session was comprised of three phases.
seems especially crucial because of the very The first phase was a question and answer pe-
small number of participants. The representa- riod about hypnosis intended to facilitate rap-
tion of hypnotic suggestibility in a small sample port. The second phase consisted of a hand-
of one to five athletes could easily be skewed, clasp suggestion designed to acclimatize
which might account for a large treatment ef- participants to hypnosis. The third phase incor-
fect or none at all. Unfortunately, hypnotic porated progressive relaxation procedures and
suggestibility was assessed in only one of the 17 ego-strengthening suggestions specific to the
reviewed studies (Heyman, 1987). wall-volley task, emphasizing feelings of con-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

fidence and composure.


This document is copyrighted by the American Psychological Association or one of its allied publishers.

Empirically Supported Therapies This intervention was more effective than an


attention-control condition in improving wall-
According to the American Psychological volley performance immediately after the third
Association (APA), an empirically supported intervention session, as well as at follow-up
therapy is a psychological intervention that has four weeks later. In the attention-control condi-
been identified through research as likely to be tion, participants watched videos of profes-
helpful for a particular problem and population. sional soccer games edited to eliminate the
In 1995, the APA Division 12 Task Force on modeling of behaviors that could have en-
Promotion and Dissemination of Psychological hanced self-efficacy. The wall-volley task re-
Procedures introduced a framework for evalu- quired the athletes to kick a soccer ball at a
ating the results of outcome studies to identify a target 2.7 m wide from a distance of 7.6 m
treatment as empirically supported (Task Force continuously for 90 s, with accuracy of the shots
on Promotion and Dissemination of Psycholog- serving as the outcome measure. In a volley, a
ical Procedures, 1995), which was later refined soccer player kicks a ball in flight without first
by Chambless and Hollon (1998). controlling it using a trap or dribble. The re-
This framework maintains that to classify a searchers utilized a relatively large sample of 59
treatment as possibly efficacious, there must be participants, the equivalent of a treatment man-
at least one study using a between-groups de- ual, and clearly described the gender and age
sign showing that the intervention is superior to characteristics of their sample. Although the
no treatment, a placebo, or an alternative inter- racial breakdown of the sample was not re-
vention, or the equivalent of an intervention ported, it was later determined that 92% of
previously identified as possibly efficacious participants were White and 8% of participants
(Chambless & Hollon, 1998). To classify a were Black (J. Barker, personal communication,
treatment as efficacious, there must be at least January 26, 2015).
two studies using a between-groups design sat- According to Chambless and Hollon (1998),
isfying these criteria carried out by two separate studies using a single-case design may be used
investigative groups. Finally, to classify a treat- to classify a treatment as empirically supported.
ment as efficacious and specific, there must be To do so, an investigator must establish a stable
studies carried out by two separate investigative baseline by showing the behavior targeted for
groups showing the intervention is superior to a change is stable or demonstrates a pattern of
placebo or intervention previously identified as decline for at least three assessment points prior
efficacious in research controlling for nonspe- to carrying out the intervention. Acceptable sin-
cific factors. Such studies must use a treatment gle-case study designs include (but are not lim-
manual or its equivalent, clearly describe the ited to) the ABAB design, in which A is a
sample under investigation, and adhere to the baseline period and B is an intervention period,
principles of sound research methodology. as well as the multiple baseline design, in which
According to these criteria, the hypnotic in- an intervention is carried out across multiple
tervention utilized by Barker and colleagues participants, settings, or behaviors.
(Barker et al., 2010) can be classified as a pos- In a single-case study design, to classify a
sibly efficacious therapy for improving soccer treatment as possibly efficacious, an interven-
wall-volley performance. This intervention was tion must be shown to be effective with at least
designed to increase efficacy expectations and three participants in research carried out by a
54 MILLING AND RANDAZZO

single investigative group. To classify a treat- Maynard, & Westbury (2001), whereas four
ment as efficacious, an intervention must be basketball players were White and one player
shown to be useful in at least three studies, with was Black in Pates et al. (2002). In Pates and
at least three participants each, carried out by at Maynard (2000), all three golfers were White,
least two separate investigative groups. Finally, whereas in Pates, Oliver, & Maynard (2001),
to classify a treatment as efficacious and spe- four golfers were White and one golfer was
cific, there must be comparable studies showing Asian (I. Maynard, personal communication,
that the intervention is superior to an alternative January 30, 2015). Notably, this intervention
treatment controlling for expectancy and atten- could have been designated as a possibly effi-
tion, as well as assessment effects. cacious therapy for improving performance in
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

According to these criteria, the hypnosis in- badminton had it been possible to determine the
This document is copyrighted by the American Psychological Association or one of its allied publishers.

tervention utilized by Pates, Maynard, and col- racial composition of the sample in Pates and
leagues can be classified as a possibly effica- Palmi (2002).
cious intervention for enhancing performance in
golf (Pates & Maynard, 2000; Pates, Oliver, &
Maynard, 2001) and basketball (Pates et al., Discussion
2002; Pates, Maynard, & Westbury, 2001). The
hypnosis intervention used in these studies was Our review of 17 single-case design and con-
designed to increase flow and consisted of four trolled studies suggests that hypnosis is an ef-
phases: relaxation, hypnotic induction, hypnotic fective intervention for enhancing performance
regression, and trigger control. in basketball (Pates et al., 2002; Pates, May-
During the first phase, participants were in- nard, & Westbury, 2001; Schreiber, 1991) and
structed to engage in deep breathing and pro- golf (Pates, 2013; Pates & Maynard, 2000;
gressive muscle relaxation. During the second Pates, Oliver, & Maynard, 2001). Hypnosis also
phase, participants experienced a staircase in- appears to show great promise as an interven-
duction in which they were asked to imagine tion for improving soccer (Barker et al., 2010)
descending a flight of 20 stairs, opening a door and badminton skills (Pates & Palmi, 2002).
to a room containing a comfortable chair, sitting Finally, there is preliminary evidence that hyp-
in the chair, and viewing relaxing scenes on a nosis may be useful for enhancing performance
cinema screen. In the third phase, participants in cricket (Barker & Jones, 2006), weight-
were asked to recall a multisensory (i.e., visual, lifting (Howard & Reardon, 1986), as well as
auditory, tactile, olfactory, and gustatory) expe- precision sports activities like archery (Robazza
rience of a best performance in their sport. In & Bortoli, 1995) and throwing accuracy (Jalene
the fourth phase, participants recall of a best & Wulf, 2014).
performance was conditioned to be released by Generally, the methodological rigor of the
a trigger. Suggestions were given so that the single-case design studies included in this re-
trigger could be used to access associations with view exceeded that of the controlled studies. Six
the best performance at some point in the future. of the 11 single-case design studies had rela-
Triggers included gripping the golf putter tively robust samples of at least three partici-
(Pates, Oliver, & Maynard, 2001), the basket- pants. Furthermore, approximately three-
ball (Pates et al., 2002), music (Pates & May- quarters of these studies established a stable
nard, 2000), and a word (Pates, Maynard, & baseline for the target behavior of at least three
Westbury, 2001). assessment periods and utilized a treatment
In a series of rigorous single-case design manual or its equivalent. In contrast, five of the
studies each with at least three participants, six controlled studies did not use a treatment
Pates, Maynard, and colleagues established a manual and one of these studies also failed to
stable baseline across at least three assessment perform a direct statistical test of differences
periods, utilized the equivalent of a treatment between the treatment and control conditions.
manual, and described the sex and age charac- Moreover, the majority of the controlled studies
teristics of their participants. The researchers could be characterized as possessing limited
did not report the racial composition of their statistical power, with four of the six studies
samples. However, it was later determined that incorporating 15 or fewer participants per ex-
all three basketball players were White in Pates, perimental condition. Of note, none of the 17
HYPNOSIS AND SPORTS PERFORMANCE 55

reviewed studies specified the race of partici- intervention advanced by Pates, Maynard, and
pants. colleagues met criteria as a possibly efficacious
Another methodological limitation evident therapy for enhancing performance in golf
throughout this literature involved a failure to (Pates & Maynard, 2000; Pates, Oliver, & May-
assess hypnotic suggestibility. As previously nard, 2001) and basketball (Pates et al., 2002;
mentioned, assessing hypnotic suggestibility is Pates, Maynard, & Westbury, 2001). It is a
necessary to establish the representativeness of propitious development that two hypnotic inter-
the small samples characteristic of single-case ventions for enhancing sports performance can
design studies. In controlled studies, measuring be classified as possibly efficacious therapies.
hypnotic suggestibility makes it possible to test Over the last 10 years, there has been a grow-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

whether there is a statistical interaction between ing emphasis in psychology on evidence-based


This document is copyrighted by the American Psychological Association or one of its allied publishers.

suggestibility and treatment outcome. Unfortu- practice (APA Presidential Task Force on Evi-
nately, hypnotic suggestibility was assessed in dence-Based Practice, 2006), including in
only one of the 17 studies included in this sports psychology (McArdle & Moore, 2012;
review. Although hypnotic depth (i.e., the de- Moore, 2007). Identifying an intervention as
gree to which the person believes he or she was empirically supported is one way of engaging in
hypnotized) was measured in a few studies, this evidence-based practice. However, empirically
construct is distinct from hypnotic suggestibil- supported therapies and evidence-based prac-
ity. tice are not synonymous (Westen, Novotny, &
The importance of assessing hypnotic sug- Thompson-Brenner, 2005). According to the
gestibility is highlighted by outcome studies APA Presidential Task Force on Evidence-
carried out both in the laboratory (Milling, Based Practice, 2006, evidence-based practice
Reardon, & Carosella, 2006) and in clinical in psychology (EBPP) is the integration of the
settings (see Montgomery, Schnur, & David, best available research with clinical expertise in
2011 for a meta-analysis) showing that suggest- the context of patient characteristics, culture,
ibility moderates the treatment effects of hyp- and preferences (p. 273). In turn, empirically
nosis. Indeed, the Montgomery et al. meta- supported therapies represent some of the best
analysis reported that the effect size for the available research evidence that can be utilized
association between suggestibility and hypnotic in the clinical decision making process (Spring,
outcomes for a variety of clinical problems fell 2007). Although the interventions used in ap-
in the small to medium range. The relationship plied sports psychology are not therapies per se
between suggestibility and treatment outcome is and athletes are not patients, the principles of
perhaps clearest in studies of pain. A meta- evidence-based practice are nevertheless ger-
analysis of the effectiveness of hypnotic pain mane.
interventions found that the average effect size
for participants scoring in the high range of Mechanisms of Empirically
suggestibility was D ! 1.16, which is consid- Supported Interventions
ered a large effect, and nearly zero for those
scoring in the low suggestibility range (Mont- More research is needed on the mechanisms
gomery et al., 2000). In view of its potency as a that could help to explain how the hypnotic
moderator variable, future studies of the use of interventions developed by Barker, as well as
hypnosis for enhancing sports performance are Pates and Maynard work. According to Pates &
encouraged to assess hypnotic suggestibility us- Maynard (2000), their hypnosis intervention
ing a standardized scale and to assess its relation functions by increasing flow (Csikszentmihalyi,
to treatment outcome in controlled research us- 1975), in which the person becomes completely
ing the analytic strategy of Baron and Kenny immersed in a challenging activity, loses their
(1986). sense of self-awareness, and successfully per-
Two hypnotic interventions included in this forms the activity with a sense of automaticity.
review satisfied criteria for empirically sup- An athlete might describe this experience as
ported therapies. Specifically, the hypnotic in- being in the zone. In their rigorous series of
tervention developed by Barker et al. (2010) single-case design studies, Pates, Maynard, and
met criteria as a possibly efficacious therapy for colleagues consistently showed that this inter-
improving soccer skills. Likewise, the hypnotic vention produced both higher self-reported flow
56 MILLING AND RANDAZZO

states and better performance in golf (Pates, improved performance in basketball (Pates et
2013; Pates & Maynard, 2000; Pates, Oliver, & al., 2002; Pates, Maynard, & Westbury, 2001),
Maynard, 2001), basketball (Pates et al., 2002), golf (Pates, 2013; Pates & Maynard, 2000;
and badminton (Pates & Palmi, 2002). How- Pates, Oliver, & Maynard, 2001), and badmin-
ever, as these researchers acknowledge, changes ton (Pates & Palmi, 2002) did not benefit cy-
in flow scores did not always mirror changes in cling (Lindsay et al., 2005). Notably, many of
performance. Also, because flow was always the effective hypnosis interventions in this lit-
measured after performance in each of these erature utilized suggestions for increased confi-
studies, it becomes difficult to say that changes dence (Barker & Jones, 2008; Schreiber, 1991)
in flow produced improvements in performance. or recall of an optimal performance (Pates &
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Barker (e.g., Barker et al., 2010) contends Maynard, 2000), which could serve as a buffer
This document is copyrighted by the American Psychological Association or one of its allied publishers.

that his hypnosis intervention works by increas- against sports performance anxiety.
ing efficacy expectations, or the persons belief Sports performance anxiety is conceptualized
that he or she can successfully execute a specific as a tendency to respond with anxiety to com-
behavior necessary to bring about a particular petitive sports situations in which the adequacy
outcome (Bandura, 1997). In several rigorous of the athletes performance is evaluated (Smith
single-case design studies, Barker and Jones & Smoll, 1990). Sports performance anxiety
demonstrated that this hypnosis intervention can be operationalized along three dimensions:
produced increases in efficacy expectations in a somatic, worry, and concentration disruption
cricket player (Barker & Jones, 2006) and a (Smith, Smoll, Cumming, & Grossbard, 2006).
professional soccer player (Barker & Jones, The Yerkes-Dodson law states there is an in-
2008). However, the extent to which changes in verted-U relation between arousal and perfor-
efficacy expectations played a causal role in mance, and that increases in arousal beyond the
producing performance gains is unclear. optimal level results in a deterioration of per-
Later, in a controlled study, Barker et al. formance (Yerkes & Dodson, 1908). According
(2010) demonstrated that collegiate soccer play- to Smith (1996), the more complex the task,
ers who received this intervention achieved the lower is the optimal level of arousal for
larger increases in self-efficacy and performed performing it. Thus, motor tasks that require
better on a wall-volley task than those in a delicate movements and high demands for tim-
control group. Unfortunately, changes in self- ing and coordination such as complex gymnas-
efficacy failed to mediate the effect of hypnosis tics routines or hitting a golf ball, are more
on wall-volley performance. However, because likely to be disrupted by high levels of arousal
of the size of the sample in this study (n ! 59), than are simple tasks such as running or lifting
the regressions required to test mediation may a weight (p. 270). Indeed, empirical research
have lacked sufficient statistical power to detect suggests that performance anxiety is more dis-
an effect. Now that the effectiveness of the ruptive to sports emphasizing coordination and
hypnosis interventions developed by Barker, as fine motors skills than to those depending pri-
well as Pates and Maynard have been demon- marily on gross motor skills (Mellalieu, Hanton,
strated, large scale controlled studies utilizing & Fletcher, 2006; Smith & Smoll, 1990).
Baron and Kennys (1986) method of testing Consequently, by reducing high levels of
mediation would seem desirable to examine arousal (i.e., anxiety), hypnosis interventions in-
whether changes in flow and efficacy expecta- corporating suggestions that increase confidence
tions are mechanisms of these interventions. may be most beneficial to sports for which dex-
terity and coordination are key attributes. This
Targeting Specific Sports position is consistent with the findings of a recent
meta-analysis of the effectiveness of self-talk for
The findings of our review suggest the pos- enhancing sports performance. Specifically,
sibility that the hypnosis interventions evalu- Hatzigeorgiadis, Zourbanos, Galanis, and The-
ated in this literature may be of greater benefit odorakis (2011) reported that self-talk was signif-
to sports for which dexterity and coordination icantly more effective in improving perfor-
are crucial attributes and of less benefit to sports mance in sports involving fine motor skills,
that depend primarily on strength or endurance. dexterity, eye-hand coordination, precision, and
For example, the very same intervention that accuracy (e.g., basketball, golf, dart throwing)
HYPNOSIS AND SPORTS PERFORMANCE 57

than those emphasizing endurance, strength, Serena Williams. Finally, practitioners who pro-
and power (e.g., cycling, long-distance running, vide hypnosis to athletes should have some train-
shot-put). Of course, it would be premature to ing and experience in the use of this technique.
conclude that specific kinds of hypnosis inter-
ventions are more effective for enhancing per-
Conclusions
formance in some sports versus others based on
a literature consisting of only 17 studies. More Support for the use of hypnosis as a tool for
research on this issue would seem warranted. enhancing sports performance once consisted
primarily of anecdotal reports (e.g., Tiger
Implications for Practice Woods) and case histories. However, the evi-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

dence base has strengthened in recent years,


This document is copyrighted by the American Psychological Association or one of its allied publishers.

The findings of our review may have useful thanks in part to the proliferation of rigorous
implications for practice. Psychologists who work single-case design studies. Our review of 17
with athletes may wish to consider utilizing hyp- single-case design and controlled studies indi-
nosis and, specifically, the hypnotic interventions cates there is very solid evidence of the effec-
developed by Pates and Maynard (Pates & May- tiveness of hypnosis for improving sports per-
nard, 2000) and Barker (Barker & Jones, 2008) as formance, particularly in basketball, golf,
tools for enhancing sports performance. Classi- soccer, and badminton. Indeed, two hypnosis
cally, hypnosis involves direct suggestions for al- interventions were classified as possibly effica-
terations in sensations, perceptions, thoughts, feel- cious according to the criteria for empirically
ings, and behaviors (Hilgard & Hilgard, 1994). supported therapies. To move research to the
Lately, however, some practitioners have de- next level, additional controlled studies, empha-
emphasized the role of direct suggestions and are sizing the use of treatment manuals, specifica-
more likely to provide established cognitive tion of study samples, assessment of hypnotic
behavioral techniques in a hypnotic context suggestibility, and evaluation of hypothesized
(Kirsch, Montgomery, & Sapirstein, 1995). From mechanisms, are needed. Practitioners who
this perspective, interventions such as visualiza- work with athletes may wish to consider hyp-
tion and self-talk could be preceded by a hypnotic nosis as a useful tool for improving sports per-
induction and relabeled as hypnotic visualization formance and as a way of engaging in evidence-
and hypnotic self-talk. based practice in sports psychology.
It is important to recognize there are large in-
dividual differences in hypnotic responding (Gw-
ynn & Spanos, 1996). Consequently, hypnosis is References
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