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Assignment A
1 . Enumerate the basis principles of Technical Analysis?
2 . Discuss some recent trends in NSE? Explain the functions of NSDL?
3 . Discuss the steps involved in the process of book building?
4 . Discuss some prominent features of an investment program?
5 . Discuss the steps involved in the process of book building?
6 . Describe the concept of Industry Life Cycle?
7 . How does reverse book building works?
8 . How would you classify shares into growth, cyclical and defensive?
Assignment B
Case Detail :
Shareholders Guide
With gold and shares being the most sought after investment arena for Indian
investors, how can a beginner invest in shares? Well here is a guide to get started
in Share market investment in India. Just stand in a crowd and utter the words aaj
market kaisa hai? (how is the market today?), and there will be opinions pouring
in from all directions. The best part is that even people who have never ever
invested in shares will have strong opinions and even tips at times for how to
invest in share markets. So if you are someone who simply does not want to stand
and give tips without doing anything and wants to actually invest in share markets
in India, then here is how to get started with share market investment in India.
Here is a 6 step guide to help you out.
1. Get a PAN Card: PAN or Permanent Account Number is a primary requirement for
entering any financial transactions in our country. It is unique 10 digit Alpha-
Numeric number assigned to an individual by the Tax Authorities for assessing their
tax liabilities. PAN is however required for opening a bank account, investing in
mutual funds, filling Income Tax returns etc. Also the first thing you will need to
be able to invest in shares in India is a PAN card, so get it first.
2. Get a Broker: You and I cannot directly go the stock exchange and buy or sell
stocks/shares like we would buy or sell any other thing. People are authorized to
buy and sell on the markets and they are called brokers. Brokers can be individuals
or companies and even online agencies that are registered and licensed by SEBI or
Securities and Exchanges Board of India, who regulates the share markets. Get a
broker, they can be individuals you know and are reliable, or you can approach
various companies that are licensed to trade and deal in securities in the markets.
3. Get a Demat and Trading Account: Once you have a broker, whether in form of a
person, company or online, you will now need a Demat and Trading account. Demat
account will hold the stocks or shares in your name and the same will reflect in
your stock portfolio. You cannot hold shares in physical form or store them
physically. They have to in Dematerialized state or Demat state. A Demat account
does that for you. It will store the shares you buy from the markets through your
brokers in your account in your name. The selling will also be from here and it
will reflect in your Demat statements that you receive from time to time. You will
never have a physical share certificate in your hands; it will be reflected in your
Demat Account Statement.
The buying and selling of shares you wish to have or want to sell will however
require a Trading account. Trading account will be like an intermediary who
facilitates the buying and selling. Usually your broker takes care of all this.
Whether you approach an individual broker, a broking firm or online agencies, the
Demat and Trading accounts will be opened simultaneously as it is one without the
other is useless for investing in shares in India.
5. UIN if you want to invest BIG: UIN or Unique Identification Number is required
in case you trade for Rs. 1,00,000 or more at a single time. If you plan to go BIG
in share markets, UIN is needed. Otherwise, for regular investors it is not
required.
6. Buying and Selling: For buying or selling shares, you need to inform your broker
about which share in what quantity you wish to buy at which price. For example if
you wish to buy 10 shares of Reliance Industries Ltd when it reaches a price of Rs.
885, you have to inform the same to you broker; Share: Reliance Industries Ltd.
Quantity: 10, Price: 885. In case of online broker too, they usually have customer
care numbers where you can place your order if you do not have access to the
internet at that point. When the share reaches that price, transaction will be made
on your behalf. Same is done in case of selling, for example Sell: Reliance
Industries Ltd, Quantity: 3, Price: 895. The sell order will be processed when the
share reaches that price. However the buy and sell orders remain valid only up to a
certain time, usually the same day or the next. Your broker will inform you of the
same. If during that time frame the buy or sell price is not reached, the order is
cancelled and you need to place a new order.
Answer Section
Q.No 1: What the case is all about?
Q.No 2: What are the varios requirments for investing in share market?
Q.No 3: What are the learnings you would like to discuss with potential buyers?
Assignment C