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Douglas C. Barnhart
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PII: S1055-8586(16)30025-7
DOI: http://dx.doi.org/10.1053/j.sempedsurg.2016.05.009
Reference: YSPSU50634
To appear in: Seminars in Pediatric Surgery
Cite this article as: Douglas C. Barnhart, Gastroesophageal reflux disease in
c h i l d r e n , Seminars in Pediatric Surgery,
http://dx.doi.org/10.1053/j.sempedsurg.2016.05.009
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#4
Despite the frequency with which antireflux procedures are performed, decisions about
gastroesophageal reflux disease treatment remain challenging. Several factors contribute to the
difficulties in managing gastroesophageal reflux. First, the distinction between physiologic and
pathologic gastroesophageal reflux (gastroesophageal reflux disease, GERD) is not always clear.
Second, measures of the extent of gastroesophageal reflux often poorly correlate to symptoms
or other complications attributed to reflux in infants and children. A third challenge is that the
characterized. All of these factors contribute to difficulty in knowing when to recommend anti-
reflux surgery. One of the manifestations of the uncertainties surrounding GERD is the high
degree of variability in the utilization of pediatric antireflux procedures throughout the United
States.
Pediatric surgeons are frequently consulted for GERD and fundoplication, uncertainties
fundoplication in some patients, there are many important questions for which sufficient high-
quality data to provide a clear answer is lacking. In spite of this, surgeons need to provide
guidance to patients and families while awaiting the development of improved evidence to aid
in these recommendations. The purpose of this article is to define what is known and what is
contents into the esophagus with or without regurgitation or vomiting. In infancy, the incidence
of GER is approximately 75%. Persistence and severity of symptoms distinguish GER from
gastroesophageal reflux disease (GERD). However, the distinction is often blurred. Many studies
document the natural history of GER in infants, with a peak incidence at 4-5 months of age.1
The rate of cessation of symptoms by one year of age in the literature ranges between 80 - 95%
of cases.24 There are identifiable high-risk groups for GERD, including those with prematurity,
Physiology
Normally, the lower esophageal sphincter (LES) maintains a resting tone of about 12-25 mm Hg.
The LES normally relaxes briefly when there is a peristaltic wave. There are also longer duration
LES relaxations that last 5 30 seconds, during which the pressure in the esophagus is the same
as that in the stomach. These are called transient lower esophageal sphincter relaxations
(TLESRs), and they are the physiological cause of GER. TLESRs are independent of swallowing
and of relatively longer duration than the relaxation triggered by a swallow.2,5 They may not be
clinically noticeable if reflux is in the lower esophagus and volume clearance and peristalsis are
prompt. The LES tone in infants with GER is not different from normal but they do have more
Clinical presentations vary with age, and the symptoms of GERD are familiar to pediatric
surgeons. Clinical symptoms in infants are generally less reliable indicators of pathologic GERD
and correlate poorly with pH monitoring results and endoscopy and endoscopic biopsy
that predict response to therapy in infants and toddlers. Although apnea and sudden infant
death syndrome are a significant cause of neonatal mortality, there is little evidence of a cause
Effortless vomiting, epigastric pain and dyspepsia, anemia, failure to thrive, and strictures may
be the presentation of GERD in older children. Airway problems such as laryngeal irritation,
chronic cough, or recurrent pneumonia may be seen. GERD and reactive airway disease are
both common, and may occur in the same patients (they are correlated). However, the degree
Diagnostic evaluation
A 2013 review of the literature found poor data and low levels of evidence for the accuracy of
diagnostic tests for GERD in children.7 Routine upper GI radiography (UGI) in the evaluation of
GERD has been shown to have a low yield,11,12 and the 2009 consensus recommendations from
the North American and European societies, discussed in detail below, state that routine UGI is
not indicated for the diagnosis of GERD: the false-positive rate is high due to non-pathologic
reflux, and episodes of reflux are often infrequent, brief and easily missed.13 UGI may be used
to rule out other anatomic abnormalities mimicking GERD, but the yield is low if obtained for
screening purposes.11
More invasive studies include continuous pH-monitoring via a probe in the distal esophagus.
The pH study has historically been the most accurate test for GERD; a variety of scoring systems
are used, but the common elements include the number of significant pH drops (below 4 and
longer than 15 seconds duration), time required for the pH to return to normal (clearance), and
the number of reflux episodes with a clearance time of more than 5 minutes (longer episodes).
Other parameters may be measured to attempt to differentiate normal patients from those
with GERD. The correlation between clinical symptoms and reflux is often poor, even if the pH
invasive, and often impractical or impossible in complex patients. pH studies do not, of course,
demonstrate alkaline or neutral reflux, and the advent of multichannel intraluminal impedance
(MII) studies addresses this failing. There is some evidence that combined MII/pH studies may
better correlate with duration of GERD symptoms and provide prognostic information. 1416 In
older children with respiratory and laryngeal problems, addition of MII to standard pH studies
can increase the sensitivity of detecting GERD correlation with symptoms.1618 Combined
MII/pH studies are widely used, but as yet high quality evidence for the sensitivity, specificity
The North American Society for Pediatric Gastroenterology, Hepatology and Nutrition
(NASPHGAN) along with its European counterpart ESPGHAN (European Society for Pediatric
in children and infants. It is important for pediatric surgeons to be aware of its contents, since it
is a consensus document from two large pediatric gastroenterology societies and provides a
systematic assessment of the evidence. The review is quite extensive, and the details of its
conclusions are beyond the scope of this article. However, a brief summary will be valuable for
surgeons.
To create the guidelines, nine pediatric gastroenterologists and two pediatric epidemiologists
were selected from the two participating societies. They then performed a systematic review of
the available literature. This review included 377 articles related to therapy and 195 additional
articles related to etiology, diagnosis and prognosis. Articles were evaluated using Oxford
worth mentioning items that are included in the guidelines. These include a discussion of
definitions and mechanisms. Discussion of diagnostic methods included history and physical
examination, esophageal pH monitoring, combined MII, motility studies, endoscopy and biopsy,
tests on fluids from the ear, lung and esophagus, and empiric trials of acid suppression.
(histamine2 receptor [H-2] antagonists, proton pump inhibitors, and prokinetic agents) and
surgical therapy. While it is of particular interest to surgeons, the discussion of surgical therapy
is relatively limited. Guidelines were then provided for the evaluation and management of
specific patient populations with suspected GERD. Finally, groups at high risk for
gastroesophageal reflux disease were considered. The manuscript begins with an initial three-
page synopsis of all of these areas. This provides an effective summary review, and all surgeons
These guidelines provide an effective starting point for a consideration of how to approach
gastroesophageal reflux disease in infants and children. Unfortunately, like many such
guidelines, recommendations are limited by the lack of high quality evidence. The clinician is
therefore left with many situations in which no sound guidance can be provided. This is
particularly the case with regards to surgical treatment of reflux. Much of the discussion in the
Thickened feedings have long been a recommended treatment for GERD. However, the efficacy
of this approach is limited; some have suggested that this has been driven in part by the baby
food industry. A review of 14 randomized controlled trials (RCTs) found that thickeners
significantly increased the percentage of infants with no regurgitation and slightly reduced the
daily frequency of regurgitation and vomiting, and increased weight gain per day.21 There was
no effect on many of the severity of reflux parameters. The authors concluded that thickeners
Positional therapy is another longstanding treatment for GERD. A recent review from the UK
evaluated seven RCTs, with data on nine positions. They concluded that positional therapy
should not be used in sleeping infants (due to the risk of SIDS, the supine position is strongly
recommended even though GER is diminished when prone).22 Tummy time in the awake and
supervised infant is permissible, but positional therapy overall was not recommended. Another
recent RCT suggested a mild benefit (decreased emesis) with left lateral positioning. 23
Pharmacologic treatment for GERD primarily consists of prokinetic or motility agents and acid-
reduction therapy. Probably the most widely used H2-blocker is ranitidine, although little
benefit from one agent over another has been identified.22 A 2014 Cochrane review found
moderate evidence to support the use of PPIs (proton pump inhibitors), particularly in infants.
indices and endoscopic/histological appearances in children with GER and GERD, but there was
Surgical
The definition of failure of medical management of GERD and the indications for fundoplication
are quite vague, reflected in the huge variation (75-fold) identified among childrens hospitals in
There has been a recent trend away from pediatric fundoplication,26,27 which is reflected in the
literature. The reasons for the shift are unclear: poor evidence or lack of good evidence
better understanding of the natural history of GER3 may all play a role. A 2014 review of 36
studies over the past 15 years found that the level and quality of the evidence supporting
New Insights from Randomized Controlled Trials and Administrative Database Studies
There have been four relatively recent RCTs addressing technical aspects of fundoplication.
Since RCTs are infrequent in pediatric surgery, they merit detailed discussion. Two trials
compared open to laparoscopic Nissen fundoplication.33,34 Another study was a single center
comparison of the efficacy of two types of laparoscopic fundoplication, Nissen versus Thal.35
The other RCT examined the effect of esophageal mobilization on postoperative transhiatal
Fyhn and colleagues in Norway conducted a two center RCT comparing open and laparoscopic
Nissen fundoplications.33 The primary endpoint was recurrence, defined by both symptoms
consistent with gastroesophageal reflux and objective evidence - with either a reflux index (RI)
included pH probe monitoring and a UGI study six months postoperatively. Telephone
interviews were also subsequently performed. They enrolled 87 children over a 6-year period,
with a median duration of follow-up of four years. There was a significantly higher rate of
recurrence in those undergoing laparoscopic fundoplication (37% vs. 7%, OR 2.5 95% CI 1.6-
16.6). However, it is important to note that the esophagus was circumferentially mobilized in all
cases. As discussed subsequently, this technique was shown in a different RCT to be associated
assessment of the childs general well-being was similar between the two groups.
A second RCT comparing laparoscopic to open Nissen fundoplication was published in 2015.34
This study was focused on children under age two years of age and examined postoperative
length of stay as the primary outcome measure. Thirty-nine patients were enrolled over a
seven-year period. This study found that laparoscopic Nissen fundoplications were associated
with longer operative times (173 minutes versus 91 minutes). Length of hospital stay was not
significantly different, but surprisingly trended towards being longer in the laparoscopic group
(6 days versus 4 days). There was a 23% conversion rate from laparoscopic to open
fundoplication. It is difficult to know how generalizable this study is for several reasons. The
overall postoperative length of stay and operative times are longer the reported in
retrospective cohort studies.37,38 The conversion rate is also relatively high. Some of these data
may therefore represent the institutional learning curve; a possibility that the authors
Two large administrative database studies also examined whether there was a difference
between laparoscopic and open Nissen fundoplication. Both of these studies were published in
2011 and while they suffer from the typical limitations of administrative database studies, they
are of value. In particular they allow one to possibly detect an increased rate of rare but
serious events as well as allowing a broad survey of resource utilization. Rhee et al reviewed
twenty years of state inpatient databases to compare open and laparoscopic fundoplication.39
This study analyzed the records of 33,355 children who undergone fundoplication: 5,392 were
done laparoscopically. With this this large dataset they were not able to detect any increased
rate of complications with the laparoscopic approach, and in fact decubitus ulcers and sepsis
were increased in the open group. In-hospital mortality, length of stay and charges were less in
the laparoscopic group. Some caution should be used in interpreting these results given the
long period included in the study, potentially causing generalized secular trends in care to be
Fox et al. analyzed 7,083 fundoplication admissions from the PHIS database from 2005 to 2008.
56% of these were done laparoscopically. The laparoscopic approach was associated with
lower costs and a decreased rate of infectious and other surgical complications. There number
of fundoplications during the study period was stable, although the proportion done
laparoscopically increased.40
Multiple retrospective cohort studies have sought to examine potential outcome differences
between partial and complete fundoplications.41,42 Each of these has been plagued by similar
problems including probable patient selection bias. These have not shown consistent
reported an RCT with 175 patients enrolled over a 9-year period.35 These patients were
randomized to undergo either laparoscopic Thal or Nissen fundoplication. The primary endpoint
was failure, indicated by recurrence of symptoms severe enough to require revision surgery.
medications. Other postoperative complications were also summarized. All of the operations
were performed by a single surgeon. The overall median follow-up was 30 months, with a
failure rate of 11%. Thal fundoplication was associated with a significantly higher reoperation
rate than Nissen fundoplication (15.9% vs 5.9%). The median time of reoperation was 16
months after the initial fundoplication. Only one of the 16 children requiring revision was
neurologically normal. Nissen fundoplication was associated with an increased need for
postoperative dilatation. However, an esophageal dilator was not placed at the time of
medications.
The most common serious postoperative complication after laparoscopic Nissen fundoplication
is recurrent GERD due to transhiatal herniation of the wrap. A retrospective cohort study
The primary endpoint was transhiatal migration of the wrap at one year as demonstrated by
UGI contrast study. Reoperation and GERD symptoms and dysphagia were also assessed. 177
patients were randomized over a 29-month period. The study was stopped early because
was also significantly increased (18.4% vs. 3.3%). There was no difference in other reflux
complications between the treatment groups. Subsequently, one of the two centers performed
a long term follow-up of their patients.46 82 of the patients were contacted for long-term
follow-up with a median of 6.5 years. There was an increase in the rate of herniation noted in
both groups but the minimal dissection group remained threefold less. Only one additional
patient in each group required reoperation, for a total reoperation rate of 30% in the maximal
Postoperative complications
The overall recurrence rate for symptomatic reflux after fundoplication varies in the literature,
ranging widely, but is generally around 5-15%. A 2013 series of over 2,000 laparoscopic Nissen
fundoplications identified a primary failure rate of 4.6%, increased in those under 6 months of
age; the most common causes of wrap failure overall were hiatal hernia and slippage of the
wrap.38 Higher fundoplication failure rate in younger children were reported by other authors
as well,47,48 but conflicting reviews have found that complication rates after fundoplication in
small children or infants did not differ from that of older children.37,49
Specific Patient Populations
Neurologically impaired (NI) children account for nearly half of the fundoplication procedures
performed,26 although the number of antireflux procedures overall, as well as the percent
significantly increased risk of pathologic gastroesophageal reflux,51,52 as are children who have
specific neurologic conditions, such as Down syndrome or Cornelia de Lange.53 The increased
rate of pathologic GER is multifactorial. First, children with NI often have decreased
gastrointestinal motility, with delayed gastric emptying and poor esophageal clearance. This
results in an increased tendency for reflux to occur and for the episodes to be longer-lasting.
They also frequently have a increased gag reflex, and symptoms are often exacerbated by
constipation. Secondary factors such as prolonged supine positioning and spasticity may also
aggravate GER. Importantly, many of these children have abnormal swallowing and inadequate
ability to protect their airway. Therefore, GER can result in aspiration pneumonias. Due to this
tendency to aspirate, quantitatively normal amounts of reflux become pathologic due to the
consequences.
Proton pump inhibitor therapy is effective at symptom control and healing and treatment of
Gastrostomy tube placement is frequently required in these children, and has been implicated
in increasing the risk of pathologic GER.55,56 It is therefore common for fundoplication to be
placement was highly variable between hospitals, ranging from a few percent to almost 80%.25
There has been a trend towards the use of gastrojejunostomy (GJ) tubes for NI children and
away from fundoplication, 29 although one has not been shown to be superior to the other. 60
Use of GJ tubes and drip feeding regimens may trade one set of complications for another - one
comparative review found an increase in small bowel obstruction and intussusception in the GJ
group (28%), versus a 36.8% rate of retching, 12.7% incidence of dysphagia, and an 11%
reoperation rate in the (open) fundoplication and gastrostomy group.29 Another study
demonstrated a higher minor complication rate in the GJ group.61 GJ tubes require frequent ED
and clinic visits for mechanical problems (dislodgement, breakage, blockage) the reported
rates vary from 1.68 to 2.75 visits/year.29,62,63 An alarming incidence of perforation and major
morbidity/mortality has been reported with GJ tubes in small infants.62,63 A seven-fold increase
in the incidence of perforation was noted for infants < 6 months old or < 6 kg in one of the
procedures in NI children. In 2011, researchers from the Hospital for Sick Children in Toronto
and gastrostomy tube placement on well-being and quality of life in NI children.31 This study
included in-depth interviews of parents of children with severe NI who had undergone either
about their childs health including pulmonary disease, vomiting, gastroesophageal reflux,
feeding, infections, and pain. They reported that these health issues were difficult to anticipate,
of high intensity and urgency, and caused a sense of social isolation. All parents identified a
significant impact on the family as a whole. However, the parents noted that fundoplication
appeared to help their children in multiple domains including feeding tolerance, feeding
duration and caregiving intensity. While this was a qualitative study and does not provide
Additionally, a recent prospective cohort study including children with NI demonstrated that
the majority of parents felt that their childs overall condition was improved with Nissen
fundoplication. The parents of only 2 of 46 NI children would not have chosen fundoplication
again.59
Three large database studies have investigated whether or not Nissen fundoplication decreases
the rate of reflux-related hospitalizations in children with NI. Goldin et al examined Washington
state data,51 which included 1,142 patients who underwent antireflux procedures. Both
neurologically normal and impaired children were included. Three age groups were analyzed (1
year, 1-3 years, and 4-19 years). Both of the two younger age groups had decreased rates of
older children with NI actually had an increased rate of admission after an anti-reflux
procedure.
A similar study based on the Pediatric Health Information System (PHIS) database examined the
impact of fundoplication on reflux-related admissions in children with NI.64 This study used data
from 42 childrens hospitals and included 6,716 children with NI who underwent
fundoplication. The cohort was followed for one year. Similar to Goldin et al, the authors found
in the younger age groups (< 36 months). A reduction in reflux-related hospitalizations was not
demonstrated in older age groups. Most admissions were driven by pulmonary events. A
gastrostomy decreased the rate of reflux-related admissions in infants with NI.25 This cohort
included 2,759 infants who underwent GT placement only, and 1,404 who underwent
reflux-related hospitalizations in the fundoplication group. It is possible that this study failed to
detect a treatment effect due to an inability to adequately control for clinical factors that
prompted selective use of fundoplication, such as preoperative tolerance of nasogastric
feedings.
When considered as a whole, these studies suggest that young children with NI who undergo
This effect was not strong enough to demonstrate when considering all infants with NI
was not seen in older children. The effectiveness of fundoplication in improving the quality of
life of children with neurological impairment and that of their caregivers needs to be studied in
a more systematic fashion. Case series suggest improved quality of life after fundoplication but
these studies are not methodologically rigorous. Characterization of the benefits and risks of
this common procedure is imperative, given the significant burden of morbidity suffered by
these children.
Infants born with congenital diaphragmatic hernia (CDH) frequently have more severe GER.
This is likely due to the altered esophagophrenic attachments and disruption of the angle of His.
A large discharge database study showed that 18% of infants with CDH underwent
fundoplication during the initial admission.65 There are no similar long-term large cohorts to
studies provide sufficient detail to merit specific consideration. Koivusalo et al reported a series
of 33 patients from Finland who underwent CDH repair.66 While not a particularly large series, it
year, 3 years, 5 years and 10 years. Routine endoscopy and pH monitoring was performed at
one year. Significant GERD (defined as moderate esophagitis, RI greater than 10% or need for
fundoplication), was present in 27% at 1 year and increased to 42% at 3 years. Only 15%
Kawahara and colleagues provided additional insight into GERD after CDH repair with a detailed
underwent videomanometry. Monitoring of pH was done during early infancy (at a median of
six weeks of age). The RI was less than 10% in 58% of infants and none required treatment for
GERD. Thirteen children (25%) had an RI of 10-20%; three were treated with H-2 blockers. Only
one child underwent fundoplication (RI 28%). Videomanometry showed LES tones ranging from
15 to 35 mm Hg. Swallow-induced peristalsis and LES relaxation was demonstrated in all but
one child (who had an RI of 44%). This study supports a conservative approach to GERD after
CDH repair; most children were successfully managed without fundoplication. Importantly, they
concomitant fundoplication at the time of CDH repair.68 79 patients were randomized to either
CDH repair with concomitant Thal fundoplication or CDH repair only. Interestingly, families
were blinded to the type of operation until the child was two years of age. Standardized GER
questionnaires were completed by families. At the time of discharge, the CDH repair-only group
had more GER symptoms and this difference persisted at six months of age. However,
symptoms improved over time and by 24 months the groups were equal, with 20% having GER
symptoms. Children who underwent the Thal fundoplication were more likely to have a
reoperation for GER than the control was to undergo an initial procedure (22 % vs. 7%). There
were no differences in growth detected between the groups. The evidence from this study
argues against routine fundoplication at the time of CDH repair and encourages watchful
Esophageal Atresia
Patients with esophageal atresia constitute an at risk group for GERD. These children are
particularly problematic since they may have small stomachs (microgastria) from the lack of
stimulatory secretions in utero, poor esophageal motility with reduced ability to clear refluxate
or secretions from the esophagus, and disordered anatomy from the anatomic defect (short
esophagus, abnormal angle of His). A complete wrap may decrease reflux but exacerbate
swallowing problems. For these reasons, many authors have favored partial wrap
that long-term symptom and medication free recovery was more common (52% versus 13%) in
Conclusion
The evaluation and management of esophagogastric reflux in children is a complex and at times
controversial topic. Although there is a surfeit of literature and extensive clinical experience
over many decades, a surprisingly, and disappointingly, small amount of high-level evidence is
available to guide the clinician. Recent years have provided an increasing number of high-
quality randomized studies and some long-term clinical and quality of life studies. There have
also been substantive improvements in the diagnostic and pharmacologic armamentarium and
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