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2016 IEEE 19th International Conference on Intelligent Transportation Systems (ITSC)

Windsor Oceanico Hotel, Rio de Janeiro, Brazil, November 1-4, 2016

Mining Spatio-temporal Patterns of Congested Traffic in Urban


Areas from Traffic Sensor Data*
Ryo Inoue, Akihisa Miyashita, and Masatoshi Sugita

developed in information science; it identifies the bottlenecks

Abstract Road traffic condition in cities are complicated by


the daily, weekly, seasonally, and weather-induced traffic [4], the impact of traffic incidents [5], and the relationships of
demand fluctuations and the effects caused by the control of congestion among regions [6][7], junctions [8], and links
traffic signals. Therefore, it is difficult to quantitatively analyze [9][10] by applying data mining methods to traffic sensor and
typical traffic congestion patterns that are represented by the probe vehicle data.
time and place of occurrence, the process of propagation and
diminution, duration time, and many others. This study Above all, Nguyen et al. [9][10] proposed to discover
proposed a method to enumerate traffic congestion patterns patterns of propagation processes of traffic congestion that
from traffic sensor data based on frequent pattern mining occurs at bottlenecks and spreads out in the connected links
developed in information science to understand the present with time from traffic sensor data. It adopts the frequent
situations of traffic congestion in cities. The feasibility and pattern mining [11] to identify the spatial areas where a series
effectiveness of the proposed method have been evaluated of congestion occurred and the Dynamic Bayesian Network to
through the analysis of typical congestion patterns using the describe a transition process of congested links. It first judges
traffic sensor data in Okinawa, Japan. whether each link is congested at each moment from data, and
I. INTRODUCTION creates the sets of congested links that are spatio-temporally
connected. These sets, the input to the pattern mining, do not
Traffic congestion is one of the most important issues in have temporal information; therefore, this study does not
cities worldwide because it causes economic loss resulting analyze spatio-temporal transition processes of congested
from increase of travel time among others. To solve and links at the data mining process.
reduce its harmful effects, various measures were conducted
to monitor traffic conditions in real time. One of these This study focuses on data mining approach and constructs
measures is the continuous observation by traffic sensors. The a method to enumerate traffic congestion patterns from traffic
observed data is not only for instantaneous use such as traffic sensor data based on frequent pattern mining. The feasibility
control and traffic information service but also for analyses of and effectiveness of the proposed method are evaluated
long-term traffic conditions. Although the stored data does not through the analysis of typical congestion patterns using the
cover the entire traffic conditions in a city spatially as it is traffic sensor data in Okinawa, Japan.
limited only on the main roads, it has rich information in time II. FREQUENT PATTERN MINING
as it records the road traffic condition continuously and
frequently. It is a useful data for the analysis of road traffic Frequent pattern mining is a method of extracting patterns
conditions, such as traffic congestion. whose frequencies exceed the user-specified threshold from a
huge database. It is a tool for market basket analysis, which
Road traffic condition in cities is complicated because of identifies sets of items that are frequently bought together by
daily, weekly, seasonally, and weather-induced traffic demand customers from the point of sale (POS) data. An item is a
fluctuations, various origindestination patterns of traffic minimum unit of analysis, and transactions, sets of items
demand, and effects caused by the control of traffic signals bought together, are the input data.
installed in cities. Therefore, it is difficult to quantitatively
analyze typical patterns of traffic congestion that are Frequent pattern mining adopts support and
represented by time and place of occurrence, duration time, confidence as evaluation criteria of association rules. An
process of propagation and diminution, and many others. association rule is a co-occurring relationship of condition part
X and conclusion part Y, where X and Y are sets of items and
Two main approaches have been proposed to analyze are disjoint. The support of rule is the ratio of the number of
traffic congestion patterns from traffic observation data. The transactions in which all items in X and Y are included to the
first approach applies the traffic flow theory developed in number of all transactions. The rule is frequent if its support
traffic engineering; it analyzes flow characteristics at exceeds the minimum support threshold. The confidence of
bottlenecks in the networks [1][2], and identifies their rule corresponds to the conditional probability; it is a ratio of
distribution [3]. The second applies the data mining technique the number of transactions that contains all items in X and Y
over the number of transactions that contains all items in X.
*Research supported by JSPS Kakenhi 26630233 and 15H04053.
The rule is judged strong if its confidence exceeds the
R. Inoue is with the Graduate School of Information Sciences, Tohoku user-specified minimum confidence threshold.
University, Sendai, Japan. (Phone: +81-22-795-7478; e-mail: rinoue@
tohoku.ac.jp).
This section explains the FP-Growth algorithm, which is
A. Miyashita is with the Graduate School of Information Sciences, Tohoku one of the fastest frequent pattern mining algorithms [12]. The
University, Sendai, Japan. (e-mail: miyashita@plan.civil.tohoku. ac.jp). algorithm lists frequent patterns efficiently using the tree
M. Sugita is with Japan Road Traffic Information Center, Tokyo, Japan. structure called FP-Tree.
(e-mail: m_sugita@office.jartic.or.jp)

978-1-5090-1889-5/16/$31.00 2016 IEEE 731


A. FP-Tree TABLE I. SAMPLE TRANSACTION DATA.

FP-Tree is a tree data structure that stores transaction data Transaction ID Item IDs Transaction ID Item IDs
in compact size. The FP-tree is specialized in frequent pattern 1 b, c 6 a, c, e
search. It reduces data volume by excluding items that do not 2 b, d 7 b, c
3 a, b, e 8 a, c, e
fulfill minimum support condition and by aggregating 4 a, b 9 a, b, c
transactions that contain the same sets of items. FP-Tree 5 a, b, c, e 10 f
construction procedure is explained in the transactions shown
in Table I and the minimum support is set at 20%.
Item ID Count
First, a list is compiled in which all items are sorted in b 7
descending order of their frequencies (Fig. 1), and search a 6 b:7 a:2
items whose frequencies are larger than the minimum support. c 6
e 4 c:2
Items d and f do not fulfill the condition and do not form any c:2 a:4
d 1
frequent patterns; therefore, they were excluded from further f 1 e:2
procedures. Second, items in each transaction were sorted in e:1 c:2
the order of itemlist, and an FP-Tree was constructed as shown
in Fig. 1. Each node has three attributes: item ID, item count, e:1
and pointer. The item ID registers the item represented by the
node, Item count registers the number of transactions Figure 1. Itemlist and FP-Tree.
represented by the path reaching this node, and pointer links to
the next node in the FP-Tree with the same item ID, or null if TABLE II. TRANSACTIONS INCLUDE CPB {E}.
there is none. Sets of Items Count
b, a 1
The FP-Tree contains complete information for mining b, a, c 1
frequent patterns from transactions. For example, transactions a, c 2
that include item e are recorded on the paths from the root to
nodes of item e. Four transactions have item e: one transaction
with items b, a, and e, one transaction with items b, a, c, and e,
and two transactions with items a, c, and e. Item ID Count
a 4 a:4
The FP-tree compresses its data size by aggregating c 3
information of transactions with the same items. An efficient b 2 b:1 c:3
FP-tree with fewer data size is created when more frequent
items are placed closer to the root node. b:1
B. FP-Growth Algorithm Figure 2. Itemlist and conditional FP-Tree regarding CPB {e}.
The FP-Growth algorithm is a recursive algorithm
composed of following procedures. III. EXTRACTION OF CONGESTION PATTERNS BY EXTENDING
1. Select an item in order from the bottom of itemlist, and FREQUENT PATTERN MINING ALGORITHM
add it to the set of items of the conditional pattern-base (CPB). Suppose that dataset on congested links at each time for
multiple days are given. This study aims to extract congestion
2. Search transactions that include the added item to the
patterns that occur repeatedly in multiple days and represent
CPB from the FP-Tree. It is only required to consider items in
the propagation processes of traffic congestion from
the path from the root to a node of the item added to CPB,
bottlenecks to neighbor roads. It searches sets of congested
because the items adding to CPB are selected in order from the
links that are spatially connected and temporally continuous.
bottom of itemlist. Form the list of items whose frequency
exceeds the minimum support, and extract frequent patterns. An item is defined as a state in which congestion occurs on
a link at a period of time. A transaction is defined as a set of
3. Construct the conditional FP-Tree from the selected
items in a day. Then, frequent pattern mining can extract
transactions at the second process.
congestion patterns. However, the result includes unnecessary
An example of the procedure is shown here. First, item e patterns in which congested links are not connected with each
was selected, which was the least frequent item that satisfies other or the times of congestion occurrence are not continuous.
the minimum support condition, and added to the CPB; since The extraction of unnecessary patterns reduces the feasibility
the CPB is the null set at first, then it is updated to {e}. Next, of analysis. Therefore, it is essential to develop methods that
the transactions that include item e from the FP-Tree in Fig. 1. extract frequent patterns effectively.
were searched as shown in Table II, and the frequencies of
This section explains two extensions to extract congestion
other items were counted, forming an itemlist in Fig. 2. As
patterns efficiently.
items a, b, and c satisfy the minimum support condition,
itemsets {a, e}, {b, e}, {c, e} were extracted as frequent A. Extraction of Congestion Patterns that are Spatially
patterns. Then, the conditional FP-Tree is constructed when Connected and Temporally Continuous
the CPB is{e} from Table II. The recursive operation of
This study proposes an extension of FP-Growth algorithm
procedures to the conditional FP-tree in Fig. 2 can enumerate
by limiting a range of pattern search in itemsets configured by
all frequent patterns that include item e.
connected items. As discussed previously, the original

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FP-Growth algorithm searches an item whose count exceeds TABLE III. SAMPLE TRANSACTION DATA
the given minimum support value from conditional FP-tree. If Transaction ID Item IDs
an item is found, the union of the item and the CPB are taken 1 a, b, c
as one of the frequent items. If the connectivity of items is 2 a, b, c
tested at this stage, the extraction of unnecessary patterns can 3 a, b, c, d
be avoided. If all items recorded in an FP-tree have no 4 a, b, c, d
5 a, b, d
connection with the items in the CPB, there is no need to
search the patterns from the tree. However, if there are items subsets of other patterns are not extracted, and all closed
that have connectivity in an FP-tree, transactions related to the patterns are extracted. When the threshold is set to 100%, it
items should be extracted from the tree. As FP-Growth does not affect the extraction of closed patterns. However,
algorithm extracts transaction data tracing nodes from leaf to when the aggregation threshold is set at 80%, items a, b, and c
root in the FP-tree, it is convenient to place items that have are aggregated into one and only {abc} is enumerated. When
connectivity to the items in CPB close to leaf nodes. The threshold is set other than 100%, the closed patterns that
original algorithm arranges items in descending order of partially overlapped with aggregated itemsets cannot be
frequency and constructs an FP-tree by placing items from the enumerated, although it reduces input data size, accelerates
root node. This study proposes to first arrange the items calculation, and improves feasibility of the frequent pattern
without connectivity to items in CPB, then the items with algorithm to the large dataset.
connectivity, and construct the FP-tree in the same procedure
of the original algorithm. As discussed previously, a trade-off exists between the
correctness of pattern mining results and the feasibility of the
This simple expansion limits the search range and makes mining algorithm. It is advisable to set the aggregation
the analysis more efficient compared with FP-Growth threshold higher as long as pattern mining algorithm works.
algorithm.
IV. APPLICATION
B. Closed Pattern Search through Aggregation of Frequent
Itemset A. Summary of Traffic Sensor Data and Congested Link
Information
In urban areas, traffic congestion is a daily occurrence at
the same bottleneck and time. Thus, some itemsets are This study analyzes the observation data of traffic sensors
observed to have extremely high ratio in the data. For instance, located in three Secondary Area Partitions of Standard Grid
some combinations of connected links are always congested at Square in the southern part of main island of Okinawa: Naha:
the same time and some links are congested at regular time #392725, Itoman: #392715, and Yonabaru: #392726.
during the day. When analyzing the congestion that continues The data consists of time-mean speeds and traffic volumes of
for a long time and expands to a wide area, it is necessary to every five minutes on 510 links in 853 days from June 1, 2011
analyze patterns that consist of many items that stand for to September 30, 2013.
congested links at a certain time. Frequent pattern mining This study first composes traffic congestion information of
enumerates all subsets in frequent patterns. The subsets of a each link at each time, based on an estimated critical speed of
pattern increase exponentially if the number of items in a each link. The critical speed is estimated separately by
pattern increases; therefore, it spoils the feasibility of analysis. weekdays or holidays, and hours without rainfall or with
This study aggregates itemsets that appear frequently and heavy rainfall, to analyze the differences of traffic congestion
simultaneously in preprocessing to solve this issue. This is patterns caused by the differences of types of vehicles and
expected to reduce the enumeration of subset patterns and drivers by days of the week, and by weather conditions. The
calculation time. This study adopts confidence for the observations at Naha meteorological station are used for
evaluation of itemsets to be aggregated. The minimum weather condition setting. Rainfall that exceeds 5 mm/h is
confidence value is calculated by setting the condition part by defined as heavy rain condition. The traffic sensor data is
each single item of the itemsets individually, and aggregate if observed for 20 472 h, where 18 831 h do not have rainfall,
the minimum value exceeds the user-specified threshold. and 378 h have heavy rainfall.
However, the results of frequent pattern extraction are Fig. 3 shows a sample of fundamental diagrams at the
influenced by the aggregation. Consider the case of Asahibashi intersection on the southbound of Route 58
transactions in Table III, and search frequent patterns when the without rainfall on weekdays. Traffic volume and time-mean
minimum support is set at 0.6. Without the aggregation, all speed are recorded as integer values in the traffic sensor data.
frequent patterns, which include subsets, are enumerated: {a}, The recorded pairs of volume and speed whose frequencies are
{b}, {c}, {d}, {a, b}, {a, c}, {a, d}, {b, c}, {b, d}, {a, b, c}, less than 0.01% of the total number of records of at least one
and {a, b, d}. There are two closed patterns, {a, b, c} and {a, b, vehicle observation are excluded as outliers. Fig. 3 shows the
d}, and others are the subset of the two. speeddensity and speedflow relations. Traffic density data is
rounded by every 0.5 vehicles per kilometers. Red points
Suppose that the aggregation threshold is set to 100%; it indicate data that satisfies the frequency threshold, and points
means that only itemsets where all items are always with colder color indicates data with smaller frequencies than
co-occurring are aggregated. In this example, items a and b the threshold. Space mean speed is required to estimate traffic
always appear in transactions and are therefore aggregated, density and requires time-mean speed instead of space-mean
with ab denoting the aggregated set of items a and b. After this speed to be adopted in the analysis due to the data limitation.
aggregation, the number of frequent patterns enumerated is Thus, average speed is overestimated and traffic density is
reduced to 3: {ab}, {ab, c}, and {ab, d}. Most patterns that are underestimated.

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Next, critical speed on each link is estimated from traffic
density and average speed data. Fig. 3(a) shows that speed
values that correspond to the same density value have large
variation. To estimate the maximum flow performance of road
links, this study first removes data points in extreme condition
that is far from the traffic condition near critical speed; that is,
traffic density smaller than 5 vehicles per kilometer or average
speed is lower than 20 km/h. Then, a data point at the highest
speed value is selected for each density values. Using the
selected data points, the linear relationship between speed and (a) Speeddensity (b) Speedflow
density is estimated. The black line in Fig. 3(a) illustrates the Figure 3. Fundamental diagrams at Asahibashi intersection on the
estimated speeddensity relationship. Under the assumption southbound of Route 58 without rain on weekdays. (Link ID is 6 in the
that the relationship between density and speed is linear, Standard Grid Square Code 392725.)
critical speed corresponds to half of the intercept in the 100,000,000 100,000
speeddensity relationship. A red bold line in Fig. 3(b)
illustrates the estimated critical speed; it seems to correspond

the number of enumerated patterns


10,000,000
to the speed where traffic volume is maximum. 10,000
1,000,000
Based on the estimation of critical speed for every traffic
condition, the congestion of each link at each time is judged at 100,000

execution time(sec)
1,000
5-min basis. However, the results of congestion judgment of
each link are unstable in time. It is possible that the influence 10,000

of signal control on traffic flows affects the 5-min basis of 100


traffic observation. Thus, congestion data is aggregated in 1,000

15-min basis. If a link is judged to be congested from at least


100
one record of traffic sensor data in 15 min, the link is recorded 10
as congested at that period. 10

B. Verification of the Feasibility of the Proposed Method 1 1


This section verifies the feasibility of the proposed method 100 99 98 97 96 95 94 93 92 91 90 89 88 87 86 85 84 83 82 81 80
minimum support(%)
to extract traffic congestion patterns from the congestion link
information. The following experiments were conducted on enumerated patterns without aggregation
enumerated patterns with aggreation
Intel(R) Xeon(R) 2.8 GHz PC with 8 GB main memory, execution time without aggregation
running on Windows 10. All programs were written by C++ execution time with aggreation
and implemented by Microsoft Visual Studio 2015. Figure 4. Relationship of minimum support values to execution time and
the number of enumerated patterns.
First, we checked the effectiveness of preprocessing, the
aggregation of frequent itemset. The target period is between 4 This analysis set the aggregation threshold at 90% and the
p.m. and 8 p.m. on Mondays without rainfall. The number of minimum support at 60%. If the aggregation threshold is set
congested links during the target period on Mondays is the higher, it is difficult to execute the method on Friday data,
lowest among weekdays. Fig. 4 shows the summary of when the number of congested links is the maximum in
analysis results with and without the aggregation of weekdays. Table IV shows the results of Fridays and
co-occurring itemsets. It indicates the relationships of the Mondays without rainfall, and weekdays with rainfall; each
minimum support settings to the execution time of the data consist of 79, 69, and 70 day-observation, respectively.
proposed method and to the number of enumerated patterns
when the threshold for aggregation is set at 100%. The The proposed method extracted huge number of patterns
aggregation of co-occurring sets does not affect the closed that overlapped each other. This study selected the congestion
pattern discoveries; however, it shortens the execution time patterns that represented continuous traffic congestion
drastically. When the minimum support is set at 90%, the throughout the whole target period between 4 p.m. and 8 p.m.
aggregation reduces the execution time in 1/100. and whose total number of congested links was the largest.
Patterns overlapping larger patterns were discarded. Fig. 5
Even when the preprocessing process with the aggregation shows the three selected major congested patterns in the
threshold of 100% is applied, the small minimum support central Naha, the largest city in Okinawa, and summarized in
setting generates the exponentially large number of Table V. The colors in Table V correspond to the colors of the
enumerated patterns. However, it is far better than the case links in Fig. 5.
without aggregation and it is clear that the aggregation
enhanced the feasibility of the proposed method. Fig. 5 illustrates the traffic congestion propagation
processes, where congestion expands from (a) to (d) and
C. Confirmation of the Effectiveness in Analyzing Traffic shrinks afterwards.
Congestion Patterns
Comparison of congestion patterns reveals that pattern #1
We confirm the effectiveness of the proposed method in
expands earlier than any other patterns. They are also
enumerating traffic congestion patterns and analyzing their
confirmed to be independent traffic congestion patterns.
characteristics that correspond to the different traffic
conditions, such as day of the week and weather. When the patterns on different days of the week without

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TABLE IV. EXECUTION TIME AND NUMBER OF CLOSED PATTERNS The proposed method generates many congestion patterns.
Execution time Number of The application of this study extracted patterns that continue
(sec) closed patterns for the longest time and expands to wider area. Analysts can
Without Fridays 3390.4 9 450 also extract patterns that expand to the widest area although
rainfall Mondays 61.1 3 140 their duration are relatively short and raises the possibility
With rainfall Weekdays 3391.1 15 067 that a different conclusion will be reached. It also needs to
consider which congestion patterns should be selected to
TABLE V. SELECTED CONGESTION PATTERNS IN THE CENTRAL NAHA analyze traffic congestion propagation processes.
Rainfall Day of the week All links Max links Further consideration on the aggregation of co-occurring
Fridays 72 9 itemsets in the preprocessing is also necessary. Reducing the
False
Pattern 1 Mondays 45 9 aggregation threshold improves the feasibility of the
True Weekdays 67 10
Fridays 68 9
proposed method. However, the closed patterns that partially
Pattern 2
False
Mondays 30 2 overlapped with the aggregated itemsets cannot be
True Weekdays 75 9 enumerated. Thus, an effective mining method that generates
Fridays 52 6 patterns at low minimum support values without reducing the
False
Pattern 3 Mondays 34 4 threshold for aggregation is required to be developed.
True Weekdays 42 6
The proposed method needs further investigations to
rainfall are compared, the characteristics of congestion confirm its applicability to larger dataset and its effectiveness
patterns are illuminated. The patterns on Fridays expand in comparative analyses of characteristics of traffic
wider and continue for a longer time as compared to the congestion patterns in different cities.
patterns on Mondays. This confirms that severe traffic
condition occurs on Fridays. The patterns on Fridays without ACKNOWLEDGMENT
rainfall and weekdays with rainfall have some resemblance; The authors would like to thank the Okinawa Prefectural
the congestion affected the traffic in broader area. Police Department for providing the traffic sensor data. This
When it is raining, congestion seems to occur at an earlier work was supported by JSPS KAKENHI Grant Numbers
time. The number of congested links reaches maximum at JP26630233 and JP15H04053.
around 6 p.m., although the heaviest congestion usually
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We propose the three points below for future discussion.

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On Fridays without rainfall On Mondays without rainfall On Weekdays with rainfall
(a) 4:00 p.m. 4:15 p.m.

On Fridays without rainfall On Mondays without rainfall On Weekdays with rainfall


(b) 5:00 p.m. 5:15 p.m.

On Fridays without rainfall On Mondays without rainfall On Weekdays with rainfall


(c) 6:00 p.m. 6:15 p.m.

On Fridays without rainfall On Mondays without rainfall On Weekdays with rainfall


(d) 7:00 p.m. 7:15 p.m.

On Fridays without rainfall On Mondays without rainfall On Weekdays with rainfall


(e) 7:45 p.m. 8:00 p.m.
Figure 5. Transition of selected congestion patterns in central Naha.

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