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Soil Dynamics and Earthquake Engineering
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A modified dynamic shear modulus model for rockfill materials under a
wide range of shear strain amplitudes
Qs
Wei Zhou, Yuan Chen, Gang Ma’, Lifu Yang, Xiaolin Chang
Sate Key Laburatory of Water esses and Hyahopewernginerng Since, Wuhan Universi, 430072 Wibe, China
ARTICLE INFO ABSTRACT
Fewer Tigh ek dame experience a wide ange of thea sin amples during earthqules. To prove moe
Sear ods ‘lable mater propert destin for eathuate renee anal of fh rok dame thi
stave ed Invetgae the dynamic properties of rocklil mater tn» wide san ange by lageale cle aa
roc mae toting wth highenainy oer enor. Te revi eve the ose meer f sear dss
Serena Seer of daping rao mith ineressing cong pres for «gen i sn rad he signet
sta sc ae fe ofthe nal ses no onthe malts shear medlus hd nome shat modulus Previuly
roped equations were fond to imprest pie he rartion of he dau shear mols of ok
Sutras fr a wide san range, Freee daa her ods dependent on the Ii ste
‘iin the anisrope sess eed. Based on the exiting hype mode + modified mode for ek
teria suggested to acutely estimate the nota Dba. The appabity of te odifed mal
to previo sts fo voll materials ae assesed nh estimation of he nomad shea dah. The
‘esuls roid «reference for evsuatng the serie shear ted in' wide strain rnge fr scone
cearthquake motions.
1. Introduction
Many high rockill dams are being built around the world, especially
in China. According to statistics, 17 rockill dams in western China
‘exceed 200m in height, These dams are mostly located inthe eazth-
‘qvake-intense area of western China, If these high dams fil during an
‘earthquake, not only woul significant economic losses occur but also
the life and property ofthe residents inthe downstream area would be
threatened, Therefore, evaluation of the dynamic response of high
rockfll dams during earthquakes is of major importance. The «mall
strain shear modalue (Gya.), normalized shear modulus (G/Gay.) and
damping ratio (D) are important parameters for seismic response
analysis. These parameters are generally determined based on the
‘equivalent linear vscosity—elasticty model, which utilizes iterative
‘aleulation to match the dynamic characteristics and computed strain
‘with the modulus reduction and damping ratio increase curvesie., @
‘and D versus shear stain amplitude y measured in laboratory [1
Extensive studies have been dedicated tothe relationships between
dynamic properties and shear strain amplitude for sandy soils and
‘cohesive soils [2-15]. The experimental tues by Senetakis etal. [1
15) focused on the elfect of the mineralogy of the particle form,
particulary onthe dynamie properties of granular sil. Tt was revealed
{hat at small to medium shear strains the dynamic properties ofthe
voleanic granular materials and pumice sands are remarkably more
linear in comparison to the response of quarte sands. And for the
voleanie and pumice sands, the elastic threshold and volumetric
threshold are shifted to higher strain levels. However, the modulus
reduction model for gravels and rockflls receives less attention than
that for sandy and cohesive sil. In the past two decades, experimental
results of gravee and rocks have also been obtained using advanced
devices (13-25). Seed et a. (15) eompared the dynamic behavior of
gravels with that of sands and concluded that the normalized shear
todulus reduction curve of gravee significantly divergee beneath the
curve of sands. Tae damping ratio increasing curves of sands and
‘gravels are roughly similar, Rollie et al. [18] reviewed extensive
Published experimental results of gravels and presented the range of
AAynamsie behavior of gravels. The experimental study by Senetakis etal
[13] have shown that the curves by Rollins et al deseribed satisfactorily
the dynamie properties data of quartic erushed rock inthe range of
small to medium shea strain amplitudes. In the literature, the dynamic
Dehavior of gravels and rockflls within a range of shear strain
amplitude from 5*10™'% to about 510% has been examined
‘Bina eddrees or msl com (W- ae), anny 1018s, Cea, mapigtirhetcs (Ma), yagiao5980165.om ( Yog
chanplew de Gk Cha)
ete 1 March 2016 Reseed in coved fr 4 Jl 2016 Accepted 16 Oxtsber 201621], Hardin and Kalinsk (15) investigated the shear
modulus reduction of gravelly soils at the shear strain level less than
(0.05% and expanded the modulus reduction model originally devel
‘oped for sands, silts and clays to Include gravels, The experimental
results of Kenaki [21] showed that the modulus curves proposed by
‘Stokoe [17] and Hardin and Kalinski (15) are lower and higher than
‘the measured data of gravels at the large strain level, respectively,
However, for highly compacted rockfll material, the shear strain level
‘an reach upto 0.1% or higher in earthquakes [25]. The construction of
hhh rockill dams in high-intensity seismic regions raises the demand,
{ora fall description ofthe dynamic characteristics of rockfill materials
corresponding to a wide range of shear strain levels.
Rollins etal. 18) analyzed the effect of gravel content, maximum
‘grain size, relative density and confining pressure on the extensive
‘dynamie nonlinear behavior of the gravels, which implies that both
GiGau ~ logy and D — logy curves are less sensitive to these
parameters except for confining pressure. The pre-earthquake static
stresses in roekfill dams are simulated in cyelie tiaxal test by
‘onsolidatng specimens. It should be noted that most of the investgae
tions have been conducted under isotropic compression conditions
Decause it was commonly performed [1'—I8, 27]; Several studies
‘considered the sgniieant influence of stress anisotropy on the dynamic
characteristics of sands [26,15]. Yu and Richart [15] demonstrated the
‘effect of etrece ratio on the emall-strain shear moduli for sands and.
found thatthe shear modulue decreased as the strecs rato increasing.
"The experimental results have shown that the normalized shear
‘modulus in the same shear strain increased ar the strese ratio
decreased 26), Less attention has been paid to the effect of the
anisotropic stress state on the dynamic responce of rocill materiale.
‘Cyclic triaxial tests conducted by Araciet al. (25-25) demonstrated
‘that both the confining pressure and anisotropic stress condition have
significant influences on the dynamic properties of rockSll materials.
‘The available experimental results on the dynamie properties of roc
materials under anisoteopie stress state are alo limited
The modulus reduction and damping increase characteristics are
‘commonly abtained by eyeie triaxial test [27~S1), resonant column
tests [31,32], and eyeie torsional shear tests [29,53~35], Onsite and
in-laboratory wave velocity testing can only determine Gouin the small
strain on an order of magnitude of 10° [3640]. However, the lage-
scale cyclic trasial tects and the high-sensitivity laser teste enable
measurement ofthe dynamic properties of rockill materials fom small
‘rain to large strain levels [1—),
This study presente the results of a series of large-scale cyclic
‘sianial tests for rockll materials in a wide strain range from the orders
‘of 10°*-10", and the effects of high confining pressure and intial
stress ratio on the dynamic properties are evaluated. Based on the
‘modulus reduction equations developed by Stokoe (27), a modified
model is developed to accurately characterize the normalized she
‘modulus of rookfil material. Using the experimental data the applic
ability of the modified model is assessed in the estimation of the
normalized shear modulus. The improved model is compared against
previous studies, and the results provide a reference for estimating the
ddynamie properties of rockfill materiale for a wide strain range
2. Previous studies to estimate shear modulus
Many empitical equations have been developed to estimate the
hear madulus, Considering the effets of void ratio «and anisotropic
stress, the relationship between Cpu and mean effective confining.
pressure is expressed in the form of 1547)
Goes Fist) o
where p= (a! + of +«i/3 isthe mean effective confining pressure, 2 t
‘the atmospheric pressure, F() sa funetion of the void ratio, and A and
‘i ynamis an Baha Bngineting 92 27) 29-238
nate material constants
‘The hyperbolic model proposed by Hardin (52) ie widely used in
seismie analysis To improve the ft to the test data, Stokoe etal. [27]
inteoduced a curvature coefficient m. Ithas been demonstrated that the
modified hyperbolic model can adequately describe the behavior of
sandy gravel [21] The model is expressed as
e
Gam
Ton @
where, isthe reference shear strain used to normalize the shear strain
amplitude, which isthe shear strain when GiGi if equal tO. m is
sseumed to be a constant, which is suggested to be 0:92 by Darendeli
[], The reference strain varies significantly with the mean effective
sarees
rant 3
where yi the reference strain at an atmospheric pressure, and k ie
an exponent that expresses the slope of the relation between, and pin
4 log scale.
5. Test materials, specimen preparation and testing
procedure
3.1. Material properties
‘he tested rockfills samples used in this study were obtained from
‘the rockil materials of the Houriyan concrete-faced rockiill dam
(CFRD) and the Lianghekou core rorkill dam (CFD) in China. The
limestone rockflls in the diferent parts of Houziyan CFRD—namely,
HZV-1, HZ¥.2, and HZY-3—correspond to the mein rockfill zone, the
transition layer and the cushion layer, respectively. Additionally,
rhyolite rockfil used in the main roekfill zone are named HZY-4
“The natural sandy gravels located in the overburden layer ofthe two
dams are named HZY-5 and LHK-2, respectively. The main rockfill
zone of Lianghekow CRD is constructed with granite rock gra, whieh
is named LHK-L. The main properties ofthe rockfil materials at listed
in Table 1, the percentage of gravel size particle varied from 68% to
192%, The gran size distributions of the materials are shown in Vi
‘with maximum particle sizes of 60 mm.
3.2, Specimen preparation and testing procedure
(jel tests were conducted on large seale specimens with 300 mm
in diameter and 750 mm in height under different confining pressure
and anisotropic state condition. The testing program was performed in
the large seale tisil equipment, which is equipped with electe-
hydraulic servo contvoller for vertical loa. Static capacity of the
‘equipment specification is 1000 KN and dynamie capacity of lad is
+500 KN. Lateral pressure for rockill specimen is limited to 3.5 MPa.
‘Waveforms are sinusoidal, triangle and rectangle. High sensitive laser
‘eansducer i equipped to obtain the dynamic stress-strain relations in
the small strain Tevel of 10 or les. Specimen was prepared by
vibrating the dry rocks in a split mold to the desired density. The
‘Table
Sat ofthe materi properties wf ek material in yea es
Mueral AG! * Gy Dom Dipl) Pent Peet
mit Ge co feel 0) ne C0)Zhou et
_ =
a
eagle y
eee }
i. ph
ae He fa
Grain sie distribution (mm)
ig. 1 Gans debt,
specimen war enclosed in rubber membranes and placed inside a
‘tiaxal cell and was reconstituted in five layers of necessary weight
[After compacted one layer, the layer interface was made sufficiently
‘coarse to ensure the two layers be integrated. After filling the dry
rockfills, the vacuum pumping technique was applied for removing the
air in the specimen, Then the specimen was partially saturated by
‘ling degassed water through the base ofthe triaxial ell and the back,
pressure method was also used to achieve full saturation, When the
‘Skempton’s Bealue parameter reached 2 value of 0.97 or large, the
specimen was consolidated in anisotropic state to a range of elective
feonfining. pressures in this study. For the completed anisotropic
consolidated specimens, undrained cyclic loading traxial tests were
‘carried out under strest-ontzol condition according to China standard
code DLT 5355-2006 (45). Roekfil specimens were prepared and.
tested under different confining pressures and anisotropic conditions.
A bbydrostatic pressure was applied on the specimens and then the axial
pressures were applied to follow the desired anisotropic conditions.
[After these specimens ace sheared to a prescribed anisotropic eteest
state, six eyees of loading with the desired loading frequencies were
applied on the same specimen, and the shear modulus and damping
ralio were determined the value at the fifth eyele. In the dynamic tests,
‘the specimen was loaded under the undrained condition. The pore
pressure that took place was dissipated at the end of each eyele by
‘opening the drainage valve. When the pore pressure i close to zero, the
Arainage valve can be closed to regain the original eflective stresses in
the saturated specimens. This procedure was then repeated until the
maximum strain level wat achieved. The axial loads, the vertical
displacements and the pore pressures were measured at periodic
interval of 0.025 for the applied cyclic loade with frequencies of
(0.8 He. The sampling frequency vas 50 data points per eyle according
to DL/T 5355-2006 45]. The test conditions are summarized in
‘Table 2
Sera abel i iP) Kemi agen of lading
wma 1000, 2000, 3000 15,2025 08
wats ooo, 20,000 18.2028 O
‘i ynamics an Baha Bngineting 92 2017) 29-238
4. Modulus relationships and damping relationships
4.1, Smallstrain shear modults Gaus
ig. 2a shows the variations of Gay versus the mean effective
confining pressure for different rockill material, It ean be observed
that, in general, the values of Guyx increase with ineveasing p. In
ig. 2b, the relationships between Gy and p of HZY-1 materials are
shown under diferent values of inital stress ratio K. The linear curves
(of Gy. versus p in the double logarithmic coordinates conform with
‘the power law described in Eq, (1). This reveals that Gay increases
‘with increasing K,, which is consistent with the observation of Araci
[29|, Pig. Ja and biluctrate the relationshipe among Gay. p and void
ratio ¢ for limestone groups at the inital stress ratios of 1.5 and 25,
‘espectvely. These indicate that the smallztrain shear modulus is
‘dependent upon bath the confining pressure and void ratio, which
_generally decteases with increasing void ratio and decreasing confining,
pressure.
42, Bffects of shear strain amplitude, confining pressure and initial
stress ratio on Gane
‘The nonlinear shear modulus and damping ratio curves of rockill
materials with diferent confining pressures and inital stress ratios are
presented in Figs 4 anc 5 ina semilogarithmic graph. The shear strain
amplitude in this study is extended to 0.3%, and all experimental data
{all insie the range identified by Seed etal. [15] nd Rollins etal. 5)
Itean be observed that both G/Cau, and D are strongly dependent upon
the shear strain amplitude. As expected, the increase in shear strsin
amplitude reduces the normalized shear modulus but increases the
‘damping ratio. I is noted that GiGgy, decreases dramatically in the
_xtain range between 0.001% and 0.05%, whereas the dectement rate
declines at larger shear strain levels, The evolutions of Gian. for
diferent cockfil materiale aze compliant with the typical hyperbolic
sress~strain relationship [19]. The results alzo reveal thatthe normal
ized shear modulus inereases and the damping ratio decreases with
increasing. confining. pressure) for a given inital stress ratio
‘Moreover, the effet ofthe confining pressure becomes more significant
at larger shear strains. In addition, the normalized shear modulus
inereases with increasing intial stress ratio under the same confining
pressure. The experimental results of sand and rockfll materials have
Aemonstrated that GiOny, values increase with increasing mean
‘effective pressure under the isotropic state (15,16). The values of
GiGgx, With «= 2MPs and K,=25—ie,p = 3MPa—ae higher than
‘the corresponding values with 9} = 3MPa and K, = 15 at a same shear
strain amplitude, which indicates that the influence ofthe intial stress
"ato is significant and cannot be ignored in the shear modulus model.
‘This evolution isin agreement with the experimental observations of
‘Ara et al. (24), Therefore, itis suggested to modify the original model
‘tw include the etfect of mean effete stress and initial stress ratio on
the shear modulus.
As observed in Fig. 5, the damping ratio increases continuously
‘with ineveasing shear steain amplitude, which implies that more energy