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Prevalence of malocclusion in primary


dentition in a population-based sample of
Brazilian preschool children

Article in European Journal of Paediatric Dentistry · June 2011


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A.C. Carvalho*, S.M. Paiva*, A.C. Scarpelli*, facial muscles [Peres et al., 2007]. The aetiology of
C.M. Viegas*, F.M. Ferreira**, I.A. Pordeus* malocclusions is primarily genetic with environmental
influences [Corruccini and Potter, 1980; Vig and Fields,
2000; Peres et al., 2007; Heimer et al., 2008]. The facial
*Department of Pediatric Dentistry and Orthodontics, School of growth pattern is an important genetic factor that
Dentistry, Universidade Federal de Minas Gerais, Belo Horizonte, contributes to the development of malocclusions and also
Brazil influences treatment [Heimer et al., 2008]. Studies suggest
**Department of Estomatology, School of Dentistry, Universidade that malocclusions are also influenced by behavioural
Federal do Paraná, Curitiba, Brazil factors, such as eating soft foods, breathing infections, the
premature loss of primary teeth and nonnutritive sucking
e-mail: anita.odontologia@hotmail.com
habits [Kiliaridis et al., 1985; Peres et al., 2002].
A number of studies have investigated the prevalence of
malocclusions in the primary dentition in different
countries and populations, with prevalence values ranging
from 26.0% to 87.0% in Brazil, India and Germany (Table
Prevalence 1) [Frazão et al., 2002; Ministry of Health, 2003; Katz et
al., 2004; Stahl and Grabowski, 2004; da Silva Filho et al.,
of malocclusion 2007; Dhar et al., 2007; Grabowski et al., 2007; Leite-
Cavalcanti et al., 2007]. The high prevalence of
in primary dentition malocclusion described in these studies as well as the
variation in its value depends of the interpretation of what
in a population-based is malocclusion [Almeida et al., 2008]. This variation can
be attributed to the interaction between genetic
sample of Brazilian background and environmental factors as well as
differences in the criteria for interpreting relevant occlusal
preschool children deviations [Ogaard et al., 1994; Charchut et al., 2003;
Pétren et al., 2003; Katz et al., 2004; Almeida et al.,
2008].
ABSTRACT There is increasing interest in the early diagnosis and
Aim The purpose of the present study was to assess the treatment of malocclusions as well as a more
prevalence of malocclusion in the primary dentition in a comprehensive, rigorous assessment of the clinical
randomised representative sample of Brazilian preschool children. dimensions [Almeida et al., 2008]. Studies have
Methods A cross-sectional survey was carried out in Belo demonstrated an association between
Horizonte, Brazil, involving 1069 male and female preschool malocclusion/orthodontic treatment need and poor
children from 60 to 71 months of age, randomly selected health-related quality of life [Cunningham and Hunt,
from public and private preschools and daycare centers. A 2001; Liu et al., 2009]. From a public health perspective,
questionnaire addressing demographic data was sent to the assessment of malocclusion in the primary dentition
parents/guardians in order to characterise the sample. The should focus on its magnitude and severity as well as the
oral examination of the children was performed by a single, prevention of occlusion problems later in life [Almeida et
previously calibrated dentist (kappa inter-examiner agreement al., 2008]. Thus, evaluating the occlusal relation in the
value = 0.82). The criterion for the categorisation of primary dentition is an important factor to the
malocclusion was at least one of the following conditions: development of the permanent dentition [Góis et al.,
posterior crossbite, overjet (> 2 mm), anterior crossbite, 2008]. It is believed that posterior crossbite is transferred
anterior open bite and deep overbite. Univariate analysis was from the primary to the permanent dentition [Harrison
performed using the SPSS software programme. and Ashby, 2001; McNamara, 2002; Thilander and
Results and Statistics The prevalence of malocclusion was Lennartsson, 2002].
46.2%. Deep overbite was the most prevalent alteration The aim of the present study was to evaluate the
(19.7% of the sample). Posterior crossbite was diagnosed in prevalence of malocclusion in the primary dentition of
13.1% of the children; 10.5% had accentuated overjet; 7.9%
had anterior open bite; and 6.7% had anterior crossbite.
Conclusion Malocclusion in primary dentition is becoming a Author/Year Country Sample Age Prev.
significant problem. The prevalence in the present study was
high, especially vertical and transversal malocclusions. Frazão et al. (2002) Brazil 985 5-12 y 48.9%
Katz et al. (2004) Brazil 330 3y 49.7%
Keywords Malocclusion; Preschool; Prevalence; Primary teeth. Stahl & Grabowski (2004) Germany 1,225 4y 42.0%
Brasil (2004) Brazil 26,641 5y 36.4%
Leite Cavalcanti et al. (2007) Brazil 342 3-5 87.0%
Dhar et al. (2007) India 188 5 to 7 26.0%
Introduction Grabowski et al. (2007) Germany 766 4 74.7%
da Silva Filho et al. (2007) Brazil 2,016 3 to 6 73.2%
Malocclusion is a developmental disorder of the
craniofacial complex that affects the jaws, tongue and TABLE 1 - Prevalence of malocclusion in preschool children.

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CARVALHO A.C. ET AL.

preschoolers in a randomised representative sample in the the sample was re-examined during the data collection.
city of Belo Horizonte, MG, Brazil. The interval between the exams was 7 to 14 days.

Clinical data collection


Materials and methods The previously calibrated dentist performed the oral
examination of each child at the preschools or daycare
Sample characteristics centers. The visual inspection of the participant’s teeth was
Belo Horizonte is the capital city of that state of Minas carried out under natural light and in the knee-to-knee
Gerais, which is located in south-eastern Brazil. The city position. The examiner used individual cross-infection
has a population of 2,238,526 inhabitants, all of whom protection equipment and all the materials used were
reside in urban areas [IBGE, 2010]. packaged and sterile. For the examination, a mouth mirror
A population-based cross-sectional study was carried (PRISMA®, São Paulo, SP, Brazil), a WHO probe (Golgran
out. The sample was composed to 1069 children. The Ind. e Com. Ltda., São Paulo, SP, Brazil) and dental gauze
subjects were randomly selected through a two-stage were used.
sampling method. The first-stage was the randomisation The clinical examination recorded aspects of overbite,
of preschools and daycare centers (65.9% public and overjet and crossbite. No radiography was used for the
34.1% private) and the second was the randomisation of diagnosis. The criteria used for the diagnosis of the
the children. occlusion were based on findings from Foster and
The calculation of the sample size involved a standard Hamilton [1969], Grabowski et al. [2007] and Oliveira et
error of 5.0%, 95.0% confidence interval (CI) and a al. [2008]. Overbite was considered the vertical overlap of
36.46% prevalence of malocclusion [Ministry of Health, the incisors when the posterior teeth were in occlusion
2003]. This calculation determined a sample of 671 and was considered normal when at least one of the
children. A correction factor of 1.4 was applied to increase upper incisors overlapped the lower incisor by 2 mm
the precision, as a multi-stage sampling method was [Grabowski et al., 2007]. Deep overbite was characterised
adopted. The sample size was also increased by 20% to by the maxillary teeth covering more than 2 mm of the
compensate for possible losses during the data collection. vestibular surface of the mandibular teeth. Anterior open
Thus, the minimal sample size to satisfy the requirements bite was considered the absence of vertical overlap
was estimated at 1127 individuals. covering the lower incisors [Grabowski et al., 2007].
Children ranging from 60 to 71 months of age and Horizontal overlap of the incisors was considered overjet.
regularly enrolled in preschools and daycare centers were Accentuated overjet was recorded if the upper incisors
included in the sample. The exclusion criteria were the were at a distance of more than 2 mm from the lower
presence of permanent teeth and loss of any primary ones [Foster and Hamilton, 1969; Grabowski et al., 2007].
teeth, dental caries that affected the integrity of the Anterior crossbite was recorded when the lower incisors
mesiodistal diameter and previous orthodontic treatment. were observed in front of the upper ones [Foster and
Hamilton, 1969; Oliveira et al., 2008]. Normal overjet was
Pilot study considered when positive incisor overjet did not exceed 2
A pilot study was carried out at a daycare center with 88 mm measured on the primary upper central incisors
preschoolers to test the methodology of the study and the [Foster and Hamilton, 1969]. To measure overbite and
comprehension of the instruments as well as to perform overjet, the examiner applied the WHO probe from the
the calibration of the examiner. The data on the children labial surface of the most anterior lower central incisor to
in the pilot study were not included in the main study. The the labial surface of the most anterior upper central
results demonstrated that there was no need to modify incisor, parallel to the occlusal plane. Posterior crossbite
the questions or the methodology proposed. was recorded when the upper primary molars occluded in
Calibration and training exercises were conducted in this lingual relationship to the lower primary molars in centric
step. The calibration consisted of theoretical and clinical occlusion [Foster and Hamilton, 1969]. The criteria used
steps. The theoretical step involved a discussion of the for the diagnosis of malocclusion are summarised in Table
criteria for the diagnosis of malocclusion and the analysis of 2. Positive overjet, anterior crossbite, deep overbite,
eight orthodontic dental models and photographs. A anterior open bite and posterior crossbite all indicated
specialist in orthodontics (gold standard in the theoretical malocclusion. The preschool children who exhibited at
framework) coordinated this step, instructing a general least one of these conditions were classified with
dentist on how to perform the examination and diagnosis malocclusion [Oliveira et al., 2008].
using the criteria for the different malocclusions. In the
clinical step, the dentist examined eight previously selected Non-clinical data collection
children from 60 to 71 months of age. Inter-examiner Following the clinical examination, a questionnaire
agreement was tested by comparing the examiner with the addressing demographic data (child’s date of birth, child’s
gold standard. The interval between evaluations of the gender, parents’/guardians’ schooling, place of residence,
models and those of the children to test the intra-examiner type of school) was sent to the parents/ guardians. For the
agreement was seven to 14 days and all the eight children determination of socioeconomic status, the Social
returned for re-examination in this step. Cohen’s kappa Vulnerability Index (SVI) was used. The SVI measures the
coefficient was used for data analysis on a person-by- vulnerability of the population of Belo Horizonte by
person basis to test the agreement between examiners. To determining neighborhood infrastructure, access to work,
assess the reproducibility of the diagnostic criteria, 10% of income, sanitation services, healthcare services, education,

108 EUROPEAN JOURNAL OF PAEDIATRIC DENTISTRY • VOL. 12/2-2011


MALOCCLUSION IN BRAZILIAN PRESCHOOLERS

Overbite out using the Statistical Package for Social Science (SPSS for
Windows, version 17.0, SPSS Inc, Chicago, IL, USA). Inter-
Normal Upper incisors overlap lower incisors by 2 mm
examiner agreement was evaluated using Cohen’s kappa
Deep overbite Maxillary teeth cover more than 2 mm of vestibular
coefficient. Data analysis was carried out with the
surface of mandibular teeth
determination of descriptive statistics to describe the
Anterior open bite Absence of vertical overlap of lower incisors
prevalence of malocclusion and characteristics of the sample.
Overjet
Ethical considerations
Normal Positive incisor overjet not exceeding 2 mm, The study received approval from the Research Ethics
measured on primary upper central incisors Committee of Universidade Federal de Minas Gerais,
Accentuated Upper incisors at a distance of more than 2 mm Brazil. Terms of informed consent were signed by the
from lower incisors parents/guardians allowing their children to participate in
Anterior crossbite Lower incisors in front of upper incisors (negative the study.
overjet, absence of overbite)

Posterior crossbite Results


Upper primary molars occluded in lingual relationship
to lower primary molars in centric occlusion The sample was composed of 1069 preschool children
between 60 and 71 months of age (mean: 64.4 months).
TABLE 2 - Criteria used for the diagnosis of malocclusion The response rate was 94.9%; 5.1% of the sample was lost
(Modified by Oliveira et al., 2008). either because children were absent from school on the day
of the oral exam or because they refused to be examined.
Cohen´s Kappa coefficient for inter-examiner agreement
legal assistance and public transportation [Nahas et al., was greater than 0.82 and was tested by comparing the
2000]. There are five different classes; Classes I, II and III values of the examiner with the gold standard.
are comprised of families with greater social vulnerability, Table 3 displays the characterisation of the sample. A
while Classes IV and V consist of families with the less total of 570 participants were boys (53.3%) and 499 were
vulnerability [Nahas et al., 2000; Serra-Negra et al., 2009]. girls (46.7%). The mother was the most common
The following socioeconomic indicators were also used: caregiver, accounting for 86.2% of the sample, while
monthly family income (categorised based on the other caregivers accounted for 13.8% (father, babysitter,
minimum wage used in Brazil – one minimum wage is brother, sister and grandparents). With regard to
roughly equal to US$258.33) and parents’/guardians’ schooling, 68.9% of the parents/guardians had more than
schooling (categorised in years of study). eight years of study and 31.1% had eight or fewer years.
According to the Social Vulnerability Index (SVI), most of
Statistical analysis the children and families (55.8%) were socially less
The data organisation and statistical analysis were carried vulnerable, while 44.2% of the sample was socially more
vulnerable. The majority of the parents/guardians (74.1%)
reported that they received three times the minimum
Child’s characteristics Frequency n % wage or less per month, while 25.9% reported receiving
more than three times the minimum wage.
Age (months) 60 to 65 661 61.8 Table 4 displays the oral characteristics diagnosed during
66 to 71 408 38.2 the clinical examinations. The prevalence of malocclusion
Gender Male 570 53.3
Female 499 46.7
Preschool Private 365 34.1 Child's clinical disease Frequency n %
Public 704 65.9
Posterior Crossbite Absent 929 86.9
Parents’/Guardians’ characteristics Frequency n % Present 140 13.1
Age (years) 18 to 33 556 52.0 Overjet Normal 957 89.5
34 to 71 513 48.0 Increased 112 10.5
Relationship to child Mother 922 86.2 Anterior Open Bite Absent 985 92.1
Other 147 13.8 Present 84 7.9
Years of schooling > 8 years 737 68.9 Deep Overbite Absent 858 80.3
8 years 332 31.1 Present 211 19.7
Social Vulnerability Index Less vulnerable 596 55.8 Anterior Crossbite Absent 997 93.3
More vulnerable 473 44.2 Present 72 6.7
Month Family income > 3 times minimum wage 277 25.9 Malocclusion Absent 575 53.8
≤3 times minimum wage 792 74.1 Present 494 46.2

TABLE 3 - Descriptive analyses of demographic characteristics TABLE 4 - Descriptive analyses of clinical characteristics of
of sample, Belo Horizonte, Brazil, 2009 (n=1069). sample, Belo Horizonte, Brazil, 2009 (n=1069).

EUROPEAN JOURNAL OF PAEDIATRIC DENTISTRY • VOL. 12/2-2011 109


CARVALHO A.C. ET AL.

in the primary dentition was 46.2%. A total of 89.5% of (13.1%). These results are similar to those reported in
the sample exhibited normal overjet and 10.5% exhibited previous studies [Karjalainen et al., 1999; Grabowski et
accentuated overjet (> 2 mm). Anterior crossbite was al., 2007; Almeida et al., 2008; Macena et al., 2009].
absent in 93.3% of the children and present in 6.7%. Deep overbite generally interferes in the opening,
Deep overbite was present in 19.7% of the sample and protrusion and lateral movements of the mouth. The
absent in 80.3%. Anterior open bite was present in 7.9% 19.7% prevalence of this condition is less than that
of the sample. The prevalence of posterior crossbite was reported a German study (33.2%) [Grabowski et al.,
13.1%. 2007]. This difference may be due to the fact that the
study cited was carried out on children with primary and
early mixed dentition. Moreover, children with both
Discussion permanent incisors and/or molars were accepted. The
authors found a high proportion of accentuated overjet
Epidemiological studies are important to understand and deep overbite in the mixed dentition, suggesting
the distribution of oral health conditions in different that neither condition corrected itself [Grabowski et al.,
populations and individuals [Almeida et al., 2008]. 2007].
The aim of the present study was to determine the In the present study, 10.5% of the children had
prevalence of malocclusion in the primary dentition. At accentuated overjet, which is lower than that reported in
least one type of malocclusion was found in 46.2% of the previous studies carried out with children of the same age
children examined. This prevalence is different to that with primary teeth, such as the 29.7% and 16.0%
described in other studies carried out in Brazil, such as the prevalence reported in studies conducted in Brazil [Katz et
49.7% reported for the city of Recife, 36.4% reported in al., 2004; Almeida et al., 2008]. A study carried out with
a representative study of Brazil as a whole, 48.9% in the Finnish children reports a 26.0% prevalence of this
city of São Paulo, 73.2% in the city of Bauru and 87.0% condition [Karjalainen et al., 1999]. These differences may
in the city of Campina Grande [Frazão et al., 2002; be due to the different methodology used by the authors,
Ministry of Health, 2003; Katz et al., 2004; da Silva Filho who considered an accentuated overjet to be that greater
et al., 2007; Leite-Cavalcanti et al., 2007]. The prevalence than 3 mm, in comparison to the 2 mm used in the
was also different from that reported in studies carried present study for the determination of this condition.
out in different countries, such as the 26.0% prevalence The prevalence of posterior crossbite was 13.1% in the
reported for India and 42.0% to 74.7% prevalence present study. Previous studies report a frequency of this
reported for Germany [Stahl and Grabowski, 2004; Dhar condition in the primary dentition ranging from 7.2% to
et al., 2007; Grabowski et al., 2007]. 20.81% [da Silva Filho et al., 2007; Grabowski et al.,
Direct comparison of the results from different studies is 2007]. Posterior crossbite is one of the most prevalent
hindered by the variety of nomenclatures used to classify malocclusions in the primary and early mixed dentitions
malocclusions and the application of different diagnostic [Petrén et al., 2003]. It is also believed that this condition
criteria [Grabowski et al., 2007]. The sample selection can be transferred from the primary to the permanent
method and sample size are important when comparing dentition [Petrén et al., 2003; Almeida et al., 2008]. The
results. Other difficulties that arise when attempting to majority of studies on posterior crossbite associate this
describe and interpret data on malocclusion in the alteration to nonnutritive sucking habits, as children with
primary dentition involve the inclusion of children with such habits tend to have a greater chance of exhibiting
mixed and permanent dentition within the sample, malocclusion than those without pacifier-sucking habits
differences in the measurement of specific disorders, the [da Silva Filho et al., 2007; Scavone et al., 2007; Góis et
lack of a specific index for assessing malocclusion in the al., 2008; Macena et al., 2009].
primary dentition and the identification of cases and non- The present study has some inherent limitations that
cases from an epidemiological perspective [Almeida et al., should be addressed. Cross-sectional studies are carried
2008]. Thus, the development of a standardised out either at a single point in time or over a short period.
measurement is very important to assess malocclusion in Thus, associations identified in this type of study cannot
the primary dentition, as there is no available occlusal be considered a causal relationship. Furthermore,
index for such an assessment. Moreover, the assessment Brazilian epidemiological studies in early childhood are
of morphological deviations alone is insufficient when limited due to the difficult access to children who are too
evaluating the progress of malocclusion [Grabowski et al., young to attend daycare centers and schools [Macena et
2007]. It is important to mention that there is an index al., 2009].
especially developed to assess treatment need in young
patients [Grippaudo et al., 2007; Grippaudo et al., 2008].
The ‘Risk of Malocclusion Assessment Index` (ROMA Conclusion
Index) was developed and validated for use in Italian
children. Thus, we strongly encourage further studies to The present study offers evidence that malocclusion is a
carry out the cross-cultural validation for its use in other problem in Brazilian preschool children. The prevalence of
countries and cultures. So, it can be used in large surveys malocclusion was high among the children analyzed,
all around the world. suggesting that malocclusion is a public health problem in
In the present study, the most prevalent type of this population. Thus, an early intervention is indicated to
malocclusion was deep overbite (19.7%), followed by prevent worsening and stimulating well-balanced dento
increased overjet (10.5%) and posterior crossbite dental and skeletal growth.

110 EUROPEAN JOURNAL OF PAEDIATRIC DENTISTRY • VOL. 12/2-2011


MALOCCLUSION IN BRAZILIAN PRESCHOOLERS

Aknowledgement children: effects on deciduous dentition and relationship with facial


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