Escolar Documentos
Profissional Documentos
Cultura Documentos
REFERENCES
Linked references are available on JSTOR for this article:
http://www.jstor.org/stable/10.5325/philrhet.46.4.0392?seq=1&cid=pdf-reference#
references_tab_contents
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at http://www.jstor.org/page/
info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content
in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship.
For more information about JSTOR, please contact support@jstor.org.
Penn State University Press is collaborating with JSTOR to digitize, preserve and extend access to Philosophy & Rhetoric.
http://www.jstor.org
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
The Rhetorical Unconscious of
Argumentation Theory: Toward
a Deep Rhetoric
James Crosswhite
a b s t r ac t
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
for evaluating arguments, then exactly what is? I direct this question at three
highly developed, systematic, and genuinely profound contributions to the
theory of argumentation: Ralph Johnson’s account of argument evaluation
in Manifest Rationality; Douglas Walton’s development of genre standards
in The New Dialectic; and Frans van Eemeren and Rob Grootendorst’s
pragma-dialectical approach to assessing the reasonableness of argumenta-
tion. I show that these theories are essentially rhetorical theories, that they
are in alignment with the basic approach of Chaïm Perelman and Lucie
Olbrechts-Tyteca’s The New Rhetoric, and that contemporary argumenta-
tion theory is in fact part of a movement of convergence between philoso-
phy and rhetoric that began to take shape in the mid-twentieth century.
I begin by elaborating some of the basic principles and features of
a rhetorical approach to the theory of argumentation based on The New
Rhetoric and introducing clarifications and outlining developments
that have occurred since the book’s publication that make the rhetorical
approach clearer.
393
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
394
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
395
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
396
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
397
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
way, once again, is to distinguish among audiences that judge these matters
in different ways. It would be very difficult to account for the “primariness”
or “secondariness” of these factors in actual argumentation without relying
on some human audience for help.
Another difference Johnson marks between his theory and rhetoric
lies in the area of the criteria for argument evaluation, which Johnson has
already described—in relation to evaluating the illative core—as relevance,
sufficiency, acceptability, and truth. Although all have a role to play in eval-
uation, informal logic favors truth over acceptability, while rhetoric favors
acceptability over truth (2000, 271). To explain and defend this idea, he
devotes a later section of the book to what he calls the “integration prob-
lem,” and we move to that discussion shortly.
We turn now, then, from Johnson’s efforts to deny that his theory of
argument is a rhetorical theory to his efforts to establish those parts of
the theory that are supposed to distinguish it from rhetorical theories. He
undertakes this only in the penultimate chapter of Manifest Rationality, in
a chapter titled “Outstanding Issues and the Research Agenda.” One of the
outstanding issues is the specification problem. When discharging dialecti-
cal obligations to respond to challenges, how does one know which chal-
lenges to address? How can one find some limiting or specifying principle?
On what would such a principle be grounded?
Obviously, the requirement cannot be to address all possible challenges.
One cannot address twenty-third century challenges to a premise based
on twenty-first-century science. One will probably not know of the pos-
sible challenges of a member of a small Islamic sect in Northern Africa to
what seems an intuitive ethical premise to most Canadians. The “all pos-
sible challenges” requirement would be far too strong.
Johnson’s best response here is that “the arguer is expected to deal with
what might be called The Standard Objections” (2000, 332). If we add this
requirement to the requirement that arguers address all objections known
to the audience and all objections known to the arguer, then we will have
a complete specification of the dialectical obligation. So let’s look carefully
at this idea of the standard objections. “It is tempting to say,” he says, that
the standard objections are what “anyone familiar with the issue” would
know (2000, 332). This is, however, pretty evidently an audience criterion.
The audience that judges what the standard objections are is an audience
made up of those familiar with the issue. We can understand Johnson’s
tentativeness. He next resorts to metaphor: “The Standard Objections . . .
would refer to that class of salient objections typically or frequently found
398
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
399
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
400
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
then no matter how good the rest of the argument, and regardless of its
being acceptable, the evaluator must “deliver a negative verdict” to the
question “how good is this argument?” (2000, 338). The audience itself
may be “justified” in accepting the argument, but that does not make
the argument a good one. Truth trumps acceptability without difficulty.
Thus, says Johnson, “There is no problem for my theory of evaluation”
(2000, 338).
Well, perhaps not, but that is because the treatment of the case is
wholly rhetorical. We are measuring the argument against the standard
of three different audiences and not against any independent standard of
truth. An argument with a known false premise is not going to be convinc-
ing for anyone, whether that audience is arguer, evaluator, or an actual audi-
ence. And an audience that wrongly believes that a premise is true when it
is known to knowledgeable people to be false is not a very reliable judge of
the quality of the argument. This analysis is thoroughly grounded in audi-
ence considerations. A rhetorical approach would come to the same conclu-
sion with a few small differences. First, in a rhetorical approach, audiences
are explicitly the judges of the quality of arguments, and so the quality of
arguments is a function of the quality of the audiences with which they
would succeed. Second, a rhetorical approach would acknowledge that the
parties that were more knowledgeable were more reliable audiences, perhaps
more universal or paragon or more expert audiences, depending on the
particular case.
In the second case Johnson analyzes, the premise is understood to be
true by the arguer and evaluator but also known to be unacceptable to the
audience. In this case, says Johnson, the arguer has an obligation to argue
for the truth of the premise. For the evaluator, the argument “is not a good
argument as it stands” because it fails to meet the acceptability requirement.
It does not accomplish rational persuasion (2000, 339–40).
There is certainly some irony in this outcome, and it has some of the
unsettling marks of the return of the repressed. Johnson is attempting to
develop a theory of argumentation that favors truth over acceptability, and
yet in this instance, as he admits, “the acceptability requirement takes pre-
cedence” (2000, 340). And it does so in what seems to be a rather unrea-
sonable way. If everything about an argument and the argumentation that
produces it is good and reasonable, and any knowledgeable and reasonable
person would judge so, and the only issue is that an ignorant audience has
a false belief about a premise, Johnson concludes nonetheless that the argu-
ment is not a good one. This judgment is even more radically rhetorical
401
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
than that of Perelman and Olbrechts-Tyteca, who would admit that the
argument may fail to persuade some actual audience but would not for that
reason judge the argument itself to be a bad one in general. Arguments are
judged in different ways by different audiences. Incompetent or ignorant
audiences may not be the best overall judges, even if they are taken to be
reasonable in their particular contexts.
The upshot here is that, despite the denials, Johnson’s approach is
deeply rhetorical, and because the theory does not fully acknowledge this
and work with this truth, it runs up against problems. I take these irrepress-
ible returns of rhetoric to be a sign of the strength of Johnson’s effort and
his following the arguments through wherever they lead. The denials and
the efforts to displace rhetoric fail because of Johnson’s sustained attempt
to make sense of argumentation and to find the heart of its normative
dimension.
402
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
403
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
404
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
such a critic by the new dialectical theory. Like Johnson, Walton sometimes
takes the new rhetorical audience function of judging arguments away from
the audience and gives it to a critic. In fact, in this last chapter, Walton
raises the question of rhetoric, noting that “the goal is to study not effec-
tive persuasion, how to actually persuade audiences, but how to critically
evaluate arguments as strong or weak, fallacious or nonfallacious, once we
have the text of discourse of the argument at hand” (1998, 277). However, as
we have seen, there are countertendencies in The New Dialectic to this kind
of simple distinction between effectiveness and argument strength. And I
have mentioned only a few.
Throughout the book, there is reference, in the context of evaluating an
argument in a dialogue, to the need of determining what kind of dialogue
it was—and I quote the phrase used over and over again in the book—
“supposed to be.” The critic must know what kind of dialogue a dialogue
was supposed to be in order to know how to evaluate the arguments used
in it. The question is: supposed to be by whom? It must be someone. The
question arises because the textual and contextual indications for deter-
mining what kind of dialogue a dialogue is are not always sufficient for
coming to a conclusion. So who are the ones who have supposed it to be
one kind of dialogue or another? This would be the audience for whom
we are searching, the ones who have agreed on the goals and the means of
achieving them. Presumably this would be the interlocutors in the dialogue;
however, it might also be some other audience, one to whom jurisdiction is
appropriately granted.
Walton faces this question again in an interesting discussion in his
chapter on dialectical shifts. He is addressing the problem of finding evi-
dence that an interlocutor has shifted dialogue forms in order to deceive a
dialogue partner, an audience. “The key factor in making normative judg-
ments about argumentation in such a case,” he states, “is the need to look
backwards and to determine, on the basis of the textual and contextual
evidence, what type of dialogue the arguers were supposed to have been
engaged in at the outset of their verbal exchange” (1998, 205). He goes on
to note that “some cases of retrospective evaluation are based on an explicit
agreement by the two parties to take part in a certain type of dialogue.
In other cases, conventions and institutions enable us to clearly make this
determination” (1998, 205). So far so good. We are entitled to make rea-
sonable judgments about the audience for the argument on these grounds.
However, he further suggests that “in many cases of argumentation in every-
day conversation, such agreements are implicit and can be determined only
405
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
406
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
407
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
but is pragmatically tempered in that the rules are valid only insofar as they
enable the discussants to resolve their differences of opinion. This is what
they call the criterion of problem validity. However, their critical rationalis-
tic view also includes a criterion of intersubjective validity, drawn from the
“anthropological” perspective, that acknowledges the variations of discus-
sants in time and place and keeps the approach’s idealized model of argu-
ment in touch with ordinary argumentation as it actually occurs. According
to this approach, the answer to the question of when an argumentation
should be regarded as acceptable is: when “the argumentation is an effective
means of resolving a difference of opinion in accordance with discussion
rules acceptable to the parties involved” (2004, 16).
Although one thrust of this synthetic approach is to incorporate a
rhetorical element into the criterion of acceptability, van Eemeren and
Grootendorst follow it by distinguishing more sharply between the anthro-
pological approach and the critical-rational approach of pragma-dialectics.
They take their rabbi, their idealized audience for philosophical reflection,
through a careful consideration of the differences between the two, in which
rhetoric takes a bit of a beating. In the end the rabbi disappears into the
voice of the narrator who created him and who tells us that the rhetorical
and dialectical research programs are both valuable and yet distinct—but
that the choice is for the dialectical research program. Yet the rhetorical
dimension continues to ride along inside this program in the form of the
notion of acceptability, especially as it is related to the discussion rules that
define the reasonable procedures of a critical dialogue.
The question of whether critical rationalism and pragma-dialectics can
contain the tensions between the rhetorical and the dialectical is pursued
in chapter 6, “Rules for a Critical Discussion,” where the question of the
source of normativity is explored. However, the accounts there reproduce
the “inclusive” account, without completely clarifying the relation between
the formal element and the audience element in relation to normativity.
There is, though, a continuing attempt to separate critical rationalism from
the rhetorical approach. In the critique of audience-oriented consensus
accounts of reasonableness, Van Eemeren and Grootendorst mention
De Groot’s (1984) idea of a “forum of scientists or scholars who ultimately
decide on methods, rules, and criteria” (2004, 125). However, they note that
De Groot himself finds it impossible to specify exactly who belongs to this
forum. They conclude that “a better way of solving the problem . . . seems
to be to approach it from the opposite direction by first determining which
discussion rules apply and then examining which researchers observe these
408
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
rules” (2004, 126). This makes it sound as if there were some way to establish
the rules independently of reasonably convincing someone of them.
However, when push comes to shove, Van Eemeren and Grootendorst
will never really say this. They will charge audience-oriented thinkers such
as Toulmin and Perelman with anthropo-relativism, but they will always
continue to include “intersubjective validity” or “acceptability” as a counter-
balance to what might otherwise seem to be the arbitrariness of the rules for
a critical discussion and of the underlying principle of pragma-dialectics:
that the “starting point” for critical rationalists is to subject all fields of
human thought and activity to critical scrutiny (2004, 131). In this approach,
they say, conducting a critical discussion is the “point of departure” for
any conception of reasonableness. However, lest there be any doubt about
the source of normativity, they also state very clearly that “the rules of the
pragma-dialectical discussion procedure pertain to the behavior of people
who want to resolve their differences of opinion by means of a critical dis-
cussion” (2004, 135).
This must need saying because the rules do not pertain to people who
do not want to follow the rules of a critical discussion. As in Walton’s
approach, the discussants’ receptivity and commitment to (in this case criti-
cally rationally grounded) discussion rules generates the normativity. The
approach is rhetorical—which I once again regard as a sign of its strength
and its humanism.
The commitment people make to each other to pursue certain goals by
certain specific limited means obligates them to act in certain ways toward
one another, and it is in this commitment that the normativity of the rules
is grounded. The rules are in this sense ethical rules that codify the actions
that will constitute the keeping of a commitment. At the same time, the
commitment establishes the interlocutors as audiences and judges for each
other. In fact, in making the commitment, they are already acting as univer-
sal audiences by judging that the rules are indeed reasonable. Without this
audiencing, the establishment of an auditoire, there would be no normative
force for the discussion rules.
Although it does not appear in A Systematic Theory of Argumentation,
Van Eemeren and Peter Houtlosser have a unique and disarming way of
denying that pragma-dialectics has a rhetorical soul. They make this denial
by distinguishing the standard pragma-dialectical theory from its rhetori-
cal “complement.” Yet they also want to include this rhetorical comple-
ment as part of the more general pragma-dialectical program. The divide
is this. Dialectic in pragma-dialectics is “a method for dealing with critical
409
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
410
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
and rhetoric can be unified in a rhetorical framework. The great irony here
is that Van Eemeren and Grootendorst (and Walton and Johnson) have
already implicitly supported the new rhetoric project by grounding norma-
tivity in audience considerations.
One may ask what hangs on this, since it appears that much of the dis-
agreement may come down to the question of what counts as a rhetorical
theory—whether a theory of argumentation that grounds normativity in
audience considerations is ipso facto a rhetorical theory. There may be room
for disagreement here, especially given some of the traditional meanings
of “dialectic.” However, clarifying the philosophical grounding of reason-
ableness is important. Highlighting the rhetorical grounding emphasizes
the historicity of reason and emphasizes, too, the inseparability of ideals
of reason from certain forms of life and certain philosophical frameworks.
Reasonableness is a historical and cultural accomplishment. This recogni-
tion can be a remedy for the hubris that often attends theories of a more
autonomous rationality, and yet it confirms that reason is a hard-won
human achievement and that it needs and deserves our protection as we
weather, together, torrential time.
411
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
412
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
the rhetorical unconscious of argumentation theory
Department of English
University of Oregon
notes
1. The New Rhetoric’s word for audience, “auditoire,” has meanings that are much
broader than the English word suggests. They include both an environment and a process
for speaking and hearing. Think of a hearing or a legal hearing or a hearing room.
2. Christopher Tindale (2006) has analyzed this effort from a rhetorical point of
view and tracks the rhetorical pea under the cup very carefully. Van Eemeren’s deepen-
ing interest in rhetoric can also be seen in his sympathetic and generous treatment of
Perelman in “Argumentation Theory After the New Rhetoric” (2009).
3. Van Eemeren seems to acknowledge something like this, although from a differ-
ent point of view: “If Perelman and Olbrechts-Tyteca’s . . . ‘universal audience’ represents
an ideal that is connected with achieving problem-validity it may be expected to employ
similar norms as those incorporated in the rules for critical discussion” (2010, 32n18). In
fact, it appears to me that the distinction between the acceptability criterion in pragma-
dialectics and the audience in strategic maneuvering mirrors The New Rhetoric’s distinction
between a universal audience and a particular one.
413
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions
james crosswhite
works cited
Govier, Trudy. 1998. “Arguing Forever?; or, Two Tiers of Argument Appraisal.” In
Argumentation and Rhetoric, ed. Hans V. Hansen, Christopher W. Tindale,
and Athena Colman. St. Catharine’s: Ontario Society for the Study of
Argumentation. CD-ROM.
Johnson, Ralph. 2000. Manifest Rationality. Mahwah, NJ: Lawrence Erlbaum.
Perelman, Chaïm, and Lucie Olbrechts-Tyteca. 1969. The New Rhetoric: A Treatise on
Argumentation. Trans. John Wilkinson and Purcell Weaver. Notre Dame, IN:
University of Notre Dame Press.
Tindale, Christopher. 2006. “Constrained Maneuvering: Rhetoric as a Rational
Enterprise.” Argumentation 20 (4): 447–66.
van Eemeren, Frans H. 2009. “Argumentation Theory After The New Rhetoric.” L’analisi
linguistica e letteraria 17 (1): 119–48.
———. 2010. Strategic Maneuvering in Argumentative Discourse: Extending the Pragma-
Dialectical Theory of Argumentation. Amsterdam: John Benjamins.
van Eemeren, Frans H., and Rob Grootendorst. 2004. A Systematic Theory of Argumentation:
The Pragma-Dialectical Approach. Cambridge: Cambridge University Press.
van Eemeren, Frans H., and Peter Houtlosser. 2000. “Rhetorical Analysis Within a
Pragma-Dialectical Framework.” Argumentation 14 (3): 293–305.
———. 2006. “Strategic Maneuvering: A Synthetic Recapitulation.” Argumentation 20 (4):
381–92.
Walton, Douglas. 1998. The New Dialectic: Conversational Contexts of Argument. Toronto:
University of Toronto Press.
414
This content downloaded from 128.226.37.5 on Tue, 15 Dec 2015 11:46:17 UTC
All use subject to JSTOR Terms and Conditions