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Examining tumor control and toxicity after stereotactic body radiotherapy in locally
recurrent previously irradiated head and neck cancers: Implications of treatment
duration and tumor volume
John A. Vargo, MD,1 Dwight E. Heron, MD,1,2* Robert L. Ferris, MD, PhD,1,2 Jean-Claude M. Rwigema, MD,1 Ronny Kalash, BS,1
Rodeny E. Wegner, MD,1 James Ohr, DO,3 Steven Burton, MD1
1
Department of Radiation Oncology, University of Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania, 2Division of Head and Neck Surgery, Department of Otolaryngology, Univer-
sity of Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania, 3Division of Medical Oncology, Department of Medicine, University of Pittsburgh Cancer Institute, Pittsburgh,
Pennsylvania.
ABSTRACT: Background. Stereotactic body radiotherapy (SBRT) has (p 5 .029). Tumor volume >25 cc remained a significant predictor
been studied in locally recurrent previously-irradiated head and neck of inferior survival and tumor control, and was associated with
cancers; however, the optimum fractionation and patient selection con- significantly more acute toxicity (p 5 .017) but no difference in late
tinues to be defined. toxicity.
Methods. Patients (n 5 132) with locally recurrent head and neck cancer Conclusion. SBRT 6 cetuximab achieves promising tumor control and
salvaged via SBRT 6 cetuximab (median, 44 Gy/5 fractions) from survival with low rates of acute/late toxicity even for recurrences >25
November 2004 to May 2011 were retrospectively reviewed. Disease cc. Prolongations in treatment time may decrease late toxicity at the
outcomes and toxicity were analyzed by predictive factors including expense of disease control. VC 2013 Wiley Periodicals, Inc. Head Neck
TABLE 1. Baseline patient characteristics stratified by treatment duration (14 days) and tumor volume (25 cc).
Abbreviations: TD, treatment duration; TV, tumor volume; SBRT, stereotactic body radiation therapy; KPS, Karnofsky Performance Scale; HPV, human papillomavirus; DM, distant metastases.
volume may correlate with increased toxicity, especially Radiation Delivery System (Accuracy, Sunnyvale, CA) on
for shorter treatment durations that potentially reduce an outpatient basis in 30-minute to 120-minute time slots
maximum vascular reperfusion/repair. Thus, herein we on alternating days (excluding weekends and holidays)
attempt to examine the impact of treatment duration and over 1 to 2 weeks (thus completing 5 fraction regiment in
tumor volume on toxicity and treatment outcomes after 7–14 days without interruptions). SBRT techniques for
SBRT for locally recurrent head and neck cancer. To our target delineation, patient setup, and treatment/delivery
knowledge, this represents the first study in the SBRT were previously described.4,11
locally recurrent head and neck cancer literature to Building on promising single-institution data, SBRT
address treatment time and tumor volume as a function of was combined with concurrent cetuximab administered at
toxicity and treatment outcome. 400 mg/m2 on day -7 then 250 mg/m2 on day 0 and 18
in select patients (n 5 72).5,16 Beginning in 2003, patients
were considered for concurrent cetuximab based on a
MATERIALS AND METHODS combination of prior therapy, histology, and physician
With approval from our institutional review board (IRB preferences. More recently, enrollment in ongoing pro-
0406113), all patients completing SBRT for locally recur- spective phase II study SBRT 1 concurrent cetuximab
rent head and neck cancer from November 2004 to May (University of Pittsburgh Cancer Institute 06-093, results
2011 at the University of Pittsburgh Cancer Institute were not yet reported) has been encouraged to better define
retrospectively reviewed. All of our study patients had potential benefits, if any, of cetuximab 1 SBRT.
locally recurrent or second primary tumors in a previ- Although concurrent cetuximab included a loading dose,
ously-irradiated field, had disease that was deemed unre- induction chemotherapy was not administered before
sectable or medically-inoperable by a multidisciplinary SBRT, and no changes in treatment volumes were made
head and neck tumor board, had Karnofsky performance based on cetuximab loading. Acute (<90 days) and late
status (KPS) >50, and signed written informed consent. (>90 days) treatment-related toxicities were recorded
SBRT consisted primarily of 44 to 50 Gy in 5 fractions above baseline with the National Cancer Institute Com-
(median, 44 Gy in 5 fractions; range, 35–50 Gy), for a mon Toxicity Criteria Events Scale version 3.0.
median biologic effective dose (BED) of 173.1 Gy for Local recurrence was defined as progression of disease
normal tissue/late toxicity (assumed a/b of 3 Gy) and in any extracranial head and neck site or regional lymph
82.7 Gy for tumor/acute toxicity (assumed a/b of 10 Gy). nodes in accord with the modified Response Evaluation
Patients receiving <35 Gy early in our dose-escalation Criteria in Solid Tumors criteria. Overall survival (OS),
experience were excluded. SBRT was delivered via either recurrence-free survival (RFS), locoregional control, and
Trilogy Intensity-Modulated Radiosurgery (Varian Medi- distant control were estimated using the Kaplan–Meier
cal Systems, Palo Alto, CA) or CyberKnife Precision method with comparisons between groups dichotomized
FIGURE 1. Kaplan–Meier actuarial overall survival (A), recurrence-free survival (B), locoregional control (C), and distant control (D) for all patients.
by tumor volume (25 cc), treatment duration (14 days.8,14,15 Factors significant on univariate analysis were
days), sex, Karnofsky performance status (KPS 70), age subsequently included in a multivariate model using step-
(60), human papillomavirus (HPV) status (where avail- wise Cox multivariate analysis. Comparison between
able), primary site, intent (definitive vs palliative) treat- groups for toxicity outcomes were completed using
ment site, reirradiation interval (2 years), and prior linear-by-linear chi-square test. All statistical analysis was
radiotherapy dose (60 Gy) completed using the log-rank carried out using SPSS version 19.0 (SPSS, Chicago, IL)
t test. Tumor volume 25 cc and reirradiation interval with a p < .05 considered statistically significant.
(2 years) represent previously defined predictors of clin-
ical outcomes after SBRT; whereas treatment duration RESULTS
14 days was chosen as a cutoff as, ideally, without Baseline patient characteristics and clinical outcomes
treatment delays SBRT should be completed within 14 for included patients (n 5 132) are summarized in Table
TABLE 2. Univariate analysis for predictive factors for survival and tumor control.
Univariate analysis 1-y OS 1-y RFS 1-y Locoregional control 1-y Distant control
TV, 25 cc 57% vs 20% 42% vs 22% 51% vs 34% 67% vs 49%
p < .0001 p 5 .045 p 5 .054 p 5 .153
TD, 14 d 32% vs 39% 8% vs 37% 16% vs 47% 47% vs 62%
p 5 .047 p 5 .041 p 5 .169 p 5 .235
Sex, male vs female 35% vs 45% 30% vs 31% 37% vs 50% 54% vs 64%
p 5 .299 p 5 .944 p 5 .390 p 5 .950
Age, 60 y 32% vs 37% 18% vs 36% 25% vs 56% 49% vs 62%
p 5 .986 p 5 .121 p 5 .139 p 5 .575
KPS, 70 39% vs 51% 38% vs 34% 54% vs 50% 55% vs 69%
p 5 .395 p 5 .432 p 5 .308 p 5 .884
HPV positive 53% vs 67% 0% vs 33% 0% vs 33% 40% vs 100%
p 5 .532 p 5 .431 p 5 .611 p 5 .184
Primary site p 5 .028 p 5 .465 p 5 .435 p 5 .881
Larynx 20% 46% 64% 63%
Nasopharynx 17% 0% 0% 32%
Oropharynx 34% 12% 21% 49%
Oral cavity 38% 43% 46% 63%
Nasal cavity/paranasal sinus 60% 21% 46% 60%
Salivary gland 75% 33% 38% 73%
Other 23% 57% 86% 38%
Treatment site p 5 .946 p 5 .980 p 5 .741 p 5 .879
Primary 38% 35% 48% 56%
Nodal 32% 10% 13% 64%
Primary 1 nodal 40% 0% 0% 67%
Intent, definitive vs palliative 43% vs 27% 35% vs 9% 49% vs 11% 66% vs 30%
p 5 .209 p 5 .003 p 5 .016 p < .001
Reirradiation interval, 2 y 38% vs 33% 45% vs 15% 66% vs 22% 66% vs 48%
p 5 .060 p 5 .002 p 5 .002 p 5 .028
Prior radiation dose, 60 Gy 32% vs 58% 33% vs 38% 45% vs 50% 61% vs 46%
p 5 .151 p 5 .338 p 5 .565 p 5 .944
Abbreviations: OS, overall survival; RFS, recurrence-free survival; TV, total volume; TD, treatment duration; KPS, Karnofsky Performance Scale; HPV, human papillomavirus.
TABLE 3. Multivariate analysis for predictive factors for survival and TABLE 4. Cumulative acute and late toxicity after stereotactic body
tumor control. radiation therapy.
FIGURE 2. The impact of tumor volume (TV) >25 cc on acute (<90 days) and late (>90 days) toxicity after stereotactic body radiation therapy
(SBRT). G, grade.
FIGURE 3. The impact of treatment duration (TD) 14 days on acute (<90 days) and late (>90 days) toxicity after stereotactic body radiation ther-
apy (SBRT). G, grade.
TABLE 5. Summary of toxicity by fractionation and dose after stereotactic body radiation therapy for recurrent head and neck cancer.
Study No. of patients Dose range Fractions range TV (cc) Interfraction time Acute grade 4 Late grade 4
5
Comet et al 40 36 6 64.1 QOD 0% 0%
Siddiqui et al6 44 14–18 or 36–48 1 or 6–8 15.5 QOD 4.5% 4.5%*
Heron et al11 31 25–44 5 44.8 QOD 0% 0%
Rwigema et al4 85 15–44 1–5 25.1 QOD 0% 0%
Unger et al7 65 21–35 2–5 75 QOD 0% 9%
Kodani et al8 34 19.5–42 3–8 11.6 QD 0% 17.6%
Roh et al9 36 18–40 3–5 22.6 QD 0% 9.7%
Cengiz et al10 46 18–35 1–5 45 – 0% 17.3%
Abbreviations: TV, tumor volume; QOD, every other day; QD, daily.
* of the 2 patients experiencing severe late toxicity, 1 received 18Gy in single fraction.
this report, is virtually absent from our experience, factors for SBRT efficacy and recurrent disease biology.
despite significantly higher doses in our experience. The impact of treatment duration is a novel radiobiological
Although no accurate formula for the biological effec- consideration in the SBRT literature with implications for
tive dose for the high dose per fraction techniques inher- SBRT fractionation that should prompt further validation to
ent to SBRT is currently available, using the linear- confirm findings presented herein.8,14,15
quadratic BED formula, the acute and late responding tis-
sue BED for 44 Gy in 5 fractions is 82.7 Gy and 173.1 CONCLUSIONS
Gy, respectively. Conventionally, increases in treatment Evaluation of a large retrospective single institutional
time have been associated with decreased biological series of SBRT 6 cetuximab for locally recurrent head
equivalent dose when accounting for prolongations in and neck cancer overall rates of acute and late toxicity
treatment time, potentially decreasing tumor control with were low. Larger tumor volume and cetuximab accounted
the benefit of reduced acute toxicity.17 The data presented for manageably increased acute toxicity (predominately
here suggest lower late toxicity with extended treatment skin and mucosal) with no difference in late toxicity. Pro-
duration at the expense of potential tumor control and longed treatment duration 14 days (planned treatment
survival. These results mirror previously reported results course time 7–14 days) accounted for less late toxicity, at
from a phase II study from Stanford University for SBRT the expense of disease control. Further work should con-
in localized prostate cancer in which the rates of late rec- sider implications of treatment duration, reirradiation
tal toxicity were significantly decreased (rates of any rec- interval, and tumor volume as important factors in the
tal problems every other day 0% vs daily 38%; p 5 evaluation of SBRT 6 cetuximab as a salvage strategy.
.0035) by increasing the interfraction interval an every
other day (3 fractions per week) versus daily fractionation Acknowledgments
(5 consecutive days) schema.18
We thank Karlotta Ashby for assistance in manuscript
The importance of tumor volume on tumor control and
preparation.
toxicity after SBRT for other extracranial sites has been
well documented.19–22 Prior reports from our institution REFERENCES
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