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Author:

Mariana Cifuentes

UNDP Contributors and Editors:


Christophoros Politis,
Jessica Price,
Mra Chow Su Aye

UCSB Contributors and Editors:


U Win Maw,
U Sow Valentine,
U Kyaw Soe,
U Zaw Moe Win,
U Myo Lwin

Peer reviewers and qua


assurance:
Emma Morley,
Elodie Beth Sea,
Nigel Goh

The views expressed in this


publication ore those of the
authors and do not necessarily
represent those of the United
Nations, including UNDP, or their
Member States and Development
Partners whose support made
this endeavor possible.

UNDP partners with people at all


levels of society to help build
nations that can withstand crisis,
and drive and sustain the kind of
growth that improves the quality
of life for everyone. On the ground
in nearly 170 countries and
territories, we offer global
perspective and local insight to
help empower lives and build
resilient nations.
Perception Survey Report
Ethics, Equal Opportunities and Meritocracy
in the Myanmar Civil Service
2016
UCSB and UNDP would like to thank the current and former leadership and senior
management of the Union Civil Service Board and the entire ASEAN Resource Centre team
for their support.

We also acknowledge the many individuals and institutions for their invaluable support
in producing this report, from developing the research idea and designing the survey, to
collecting and analyzing data, and managing the logistics of a difficult enterprise, namely
David Huysman, Mu Mu Kyi and Thin Thin Aung, for managing the survey work in its early
stages, Mya Mya Thet for her translation and Myanmar Survey Research for their dedication
to data collection and analysis.

Finally, the greatest thanks must be to the over 2,000 civil servants at all levels who
participated in the research, for their bravery in speaking up on difficult and sensitive issues,
and their enthusiasm to play a part in the great changes underway in Myanmar.

Donor Partners:
This research has been possible because of the generous support of the governments of
Australia, Denmark, Finland, Sweden and the United Kingdom, and the United Nations
Development Programme.

„mite,

Australian
Aid ts- MINISTRY MR FORTIGN
SW EDEN ukaid
AFFAIRS OF YINLASI)
Executive Summary

Section 1: Introduction 1

Section 2: Methods and Study Limitations 4

Section 3: Findings 5

3.1 Recruitment 5

3.2 Promotion and Posting 8

3.3 Training and Capacity Development 10

3.4 Performance Review 14

3.5 Remuneration, Integrity and Ethics 17

3.6 Motivation and Equal Opportunities 21

Section 4: Conclusions and Recommendations 27

Annex 1. Methodology 32

A1.1 Mixed Methods 32

A1.2 Sampling, Piloting and Survey Implementation 34

A1.3 Data Collection 35

A1.4 Data Analysis 35

A1.5 Survey Limitations and Quality Assurance 35


Myanmar is in the midst of a democratic well-being and personal experience were
transition in which the civil service plays a more critical than reflections on policies
profound role. The civil service will be the and civil service practices might indicate),
driving force behind the transformation in most respondents - particularly focus group
public service institutions which will enable participants - were confident to share opinions
the Government of Myanmar to meet the on sensitive issues related to accountability,
needs of a complex transformation. As the fairness, and corruption. The key findings
face of government in local communities, include:
with responsibilities for delivering public
services effectively and in a non-discriminatory Recruitment: The majority of respondents
manner, civil service personnel are key to are non-gazetted personnel (technical or
furthering Myanmar's democratic transition administrative staff, recruited by line ministries
and strengthening the trust in the state. rather than the Union Civil Service Board).
They considered the recruitment process to be
To ensure that civil service personnel are in a largely fair but strongly influenced by family
better position to meet these demands, the and personal ties and lacking transparency,
Union Civil Service Board (UCSB) is exploring and suggested that better dissemination of
how to better promote a meritocratic and information about available positions and a
inclusive civil service which upholds high ethical more accountable interviewing process would
standards. To this end, the UCSB commissioned significantly improve the existing process.
a study to better understand the perceptions
and experiences of civil service personnel Promotion/posting: Respondents are
about professional ethics, equal opportunities skeptical about how much promotions and
and meritocracy. postings are decided on the basis of merit,
with a significant portion, though generally
The study measures perceptions of policies less than the majority, feeling that promotions,
and procedures which are intended to instill postings and transfers are given based on
meritocratic practices, accountability and either friendship, family relationship or bribes.
motivation among staff. The study followed Two thirds of respondents felt that postings are
a mixed methodology that combined a self- used as a method of reward or punishment.
administered survey questionnaire and 12
focus group discussions; both were applied at Training: Survey and focus group respondents
the Central Institutes of Civil Service (CICS) in felt that the curriculum used by the Union Civil
Lower and Upper Myanmar. Service Board's Central Institutes of Civil Service
helped them understand their rights and
Whilst there are some indications of self- duties, but more than three quarters argued for
censorship (responses regarding individual better integration of real life situations
into curricula, and suggested a number of about equal opportunities- some female civil
other improvements, including improving the service personnel felt that they were less likely
learning environment and teaching practices. to be promoted on account of their gender, and
some felt that being of a different ethnicity to
Performance evaluations: Lack of high level officials in the department hampered
transparency was highlighted as a major promotion prospects.
limitation to the job performance evaluation
system, in which evaluations are made by The survey identifies opportunities to improve
supervisors often without the knowledge of the transparency and accountability across
the person being evaluated. This contributes to the civil service, to better prevent corruption
the perception that performance evaluations and promote ethical behaviour. In particular,
are not accountable, open to bias and used more equitable provision of opportunities
as a tool of control. Performance evaluation and greater transparency in decision making
is not conceived of a way to identify skills would significantly increase morale and
development and to improve job performance. institutional credibility. This report presents
recommendations to address these challenges,
Remuneration, integrity and ethics: Whilst with a summary below.
incidents of corruption and bribery are • Review the mandate and role of the
perceived as widespread across the civil service, Union Civil Service Board in relation to
many respondents felt that petty corruption other Ministries and institutions with
is justified, or at least tolerated, due to low regard to all aspects of civil service
salaries. Most of the civil service personnel management.
interviewed said that current institutional anti- • Transform the Union Civil Service Board
corruption safeguards are insufficient because into a quality control and standard setting
they rely solely on immediate supervisors, who entity for human resources management,
may have their own conflicts of interest or may to improve transparency, accountability
face reprisals for whistleblowing. and effectiveness of human resource
management across the civil service.
Motivation: Civil service personnel show high • Promote leadership of reforms, through
levels of motivation and are proud to belong the establishment of a competitive
to the civil service. However, there is a sense leadership scheme to nurture current and
that personal connections determine many future leaders.
aspects of their professional careers, which • Analyse civil service laws, regulations
can be demotivating. Other demotivating and procedures to ensure they reflect
factors Include inadequate salary and working principles of merit, equal opportunities
conditions, unequal allocation of benefits, and ethics; these include the Civil Service
and concerns that good performance is not Law and bylaws, Code of Conduct.
recognized. • Explore policies and systems to
promote a more inclusive civil service and
Equal Opportunities: There is near unanimous the access of women and ethnic minorities
agreement that women receive equal pay to to senior level positions.
men, and that they receive their due benefits • Develop standard job descriptions and
without discrimination, with a similar feeling competency frameworks for civil service
about non-Bamar civil service personnel. positions, and introduce improved human
However civil service personnel raised concerns resources management standards and
practices for hiring, postings and transfers, investigating instances of civil servant
and promotions. misconduct, with a view to increasing
• Review the individual performance effectiveness and the protection of whistle
evaluation system, give civil service blowers; review grievance procedures.
employees more information about • Enhance Central Institute of Civil
performance evaluations, and establish Service training curricula and teaching
more open appeals and review processes. and training techniques to ensure training
• Review the pay and benefits system can enhance skills relevant to everyday
and elaborate policies to establish a new work.
system in line with the cost of living, while • Establish specific guidance and
taking into account financial projections of procedures for access to international
state expenditures. training opportunities and ensure a
• Review procedures for reporting and competitive selection system.

Zn
ASEAN Association of Southeast Asian Nations
CICS Central Institute of Civil Service
GAD General Administration Department
UCSB Union Civil Service Board
UNDP United Nations Development Programme

Glossary of Key Terms

Term Definition

Corruption Misuse of entrusted authority for personal or private gain. For example,
bribes, fraud, nepotism or embezzlement
Discrimination Treating someone unfairly because of a personal characteristic or distinction
such as religion, age, sex, disability, ethnic background, place of living, or
place of origin.
Equal opportunities Policies and practices that give all persons an equal chance in employment,
treatment and fairness in the civil service, and to protect their civil rights,
regardless of their religion, age, sex, disability, ethnic background, place of
living, place of origin or others.
Ethics Principles that govern behaviour - e.g. the Code of conduct governing the
civil service.
Harassment Any act, comment or display that demeans, belittles, or causes personal
humiliation. It includes sexual harassment.
Integrity The quality of a civil servant of being honest and upholding values. It is
having strong moral principles that protect public interests over individual
ones.
Merit A quality that deserves or justifies a reward or praise.
Meritocracy In a meritocratic civil service, officers are recruited based on merit and they
are given the opportunity to advance their careers based on their abilities
and accomplishments.
The Republic of the Union of Myanmar is in in Myanmar.
the midst of a profound democratic transition
under the new administration. This spans In the Republic of the Union of Myanmar,
economic, social and political reforms and a the civil service consists of people working
political dialogue to bring an end to decades- in government ministries, departments
long internal conflict. Reforms have the and agencies at Union, region and state
potential to transform Myanmar into a more level. Broadly speaking it is divided into two
open society which productively debates categories- gazetted officers (professional
key questions about governance, peace and and management staff), and non-gazetted
development, and reengages economically officers (administrative staff and technicians).
and culturally with the region and the world, All public sector employees, including doctors,
bringing economic growth and development nurses and teachers, but excepting armed
even to Myanmar's poorest and most forces and the police, are administered by the
vulnerable people. Civil Service Personnel Act (2013). The top
ranking gazetted officer is a Director General
The civil service is responsible for preparing who heads a Ministry Department (although
and implementing government policies and Permanent Secretaries were reintroduced
delivering services, and has the potential to be in 2015, acting as the top civil servant in the
one of the driving forces of reforms in Myanmar. Ministry overseeing all departments), followed
Civil servants are the face of government by Deputy Director General, Director, Deputy
in local communities, and as such are also Director, Assistant Director, and Staff Officer.
central to the restoration of trust between Whilst most people apply to the civil service at
the government and the people. They are not the entry level only, and are promoted up from
only representatives of government, and in a there, the government also at its discretion
position of public trust to use public resources directly appoints people (for example, former
in the most effective and impartial way, they military personnel) to the civil service.
are also a channel for the public's voices to
be heard by policy makers. In these ways and There are several government institutions
more, the civil service is critical to enabling which have responsibilities in managing the
good governance and ensuring the success civil service of Myanmar. The Union Civil Service
and sustainability of Myanmar's reforms. How Board (UCSB) is constitutionally responsible for
the civil service is managed and nurtured, and selecting and training civil servants, making
how civil servants conduct themselves, has regulations for governing the civil service, and
been shaped by the legacy of pre-democracy approving the Civil Service Code of Ethics. The
government in Myanmar, and is an important UCSB mainly supports selection at gazetted
area to strengthen in support of democratisation officer and above, approves promotions,
and currently provides training up to Deputy efficient, effective, transparent, and service
Director General Level. Line Ministries (such as oriented.The promotion of equal opportunities
the Ministry of Health) also recruit their own refers to the elimination of discrimination,
civil servants at non-gazetted officer level, and harassment and victimization against people
promote the civil servants working for them, who share a particular characteristic (such as
and many also conduct trainings. The General age, birth, disability, religion, ethnicity, sex/
Administration Department of the Ministry gender, and sexual orientation) by people who
of Home Affairs, whose Union Minister is do not share it; this includes discrimination
appointed by the Commander in Chief rather against individuals by individuals, and also
than the President, also occupies a unique place against individuals or groups by institutions.
in Myanmar's civil service: as well as performing Pro-active approaches to foster equality and
key administrative roles in the executive down diversity can help attract and retain a workforce
to the local level, GAD staff also de facto that reflects a wide range of existing and
make up the civil service for the Region and future talent, is inclusive and representative,
State Governments and for Region and State and supports more effective policy making
Parliaments. The UCSB, GAD and line Ministries and service provision. In Myanmar, both the
share responsibility in the management of the Personnel Law (2013) and the Constitution
civil service when determining appointments (2008) make reference to equal opportunities,
and transfers, approving leave time and setting in terms of non-discrimination on grounds of
promotions. 'race, places they were born in, religion and
gender; and salary and retirement benefits.
The Union Civil Service Board has identified However it is important to understand how
that promoting ethics, equal opportunities those rights are fulfilled in practice, and
and meritocracy in the civil service will be whether more pro-active measures are needed
important for successful reforms. The ethics to ensure an inclusive civil service that reflects
and values of the civil service underpin the Myanmar's diversity.
behaviour of civil servants. Ethical standards
and obligations for civil servants are codified Motivated, capable and professional civil
in various pieces of legislation, regulations servants can perform their duties with pride
and the Civil Service Code of Conduct (2004), and efficiency, and can drive positive change.
which call on civil servants to uphold values of A key factor in motivating people to apply and
honesty, 'avoid abuse of delegated powers; and remain in the civil service, and to effectively fulfil
protect public funds from wastage or misuse, as their many responsibilities towards Myanmar's
well as having 'respect to the populace: Whilst people, is meritocracy. Strengthening the
it is important to set standards for behaviour, merit system, by which the best person is
it is equally important to understand how appointed to a job (or promoted to a job),
those standards are understood and followed, has long been associated with better public
what mechanisms there are for redress if they sector performance. In Myanmar, the Public
are violated, and whether those values still Service Personnel Act refers to entitlements for
stand in the context of Myanmar's continued meritocracy: promotion based on competency,
democratisation. skills and qualifications (Chapter 7). The Union
Civil Service Board has in place detailed
Equal opportunities is increasingly seen around procedures for recruitment and promotion
the world as an important part of efforts to which are intended to fulfil these entitlements
foster a professional public service that is for the majority of civil servants, and is already

2
in the process of exploring how effective these survey probed civil service personnel's
measures are in ensuring a meritocratic civil experiences with recruitment, professional
service. ethics, performance review, promotion and
relocations, morale and equal opportunities.
The collection of information is critical to The survey methodology was based on a mix
reforms, as it can inform policy makers of quantitative (survey) and qualitative (focus
strengths and weaknesses of current measures group) data. Between 30 June to 3 August
and approaches, and identify opportunities to 2015, 2,010 civil service personnel were
improve, creating an evidence base for policy surveyed while undergoing training at the
responses. In the case of the civil service, civil Union Civil Service Board training institutes,
servants themselves are an important source the Central Institutes of Civil Service (CICS)- the
of data. From June to August 2015, the United UCSB and UNDP acknowledge that the sample
Nations Development Program (UNDP) and the is not representative of the overall civil service.
UCS8 designed a survey to collect the views of Twelve focus group discussions gathered in-
civil service personnel regarding ethics, equal depth information of civil service personnel's
opportunities, and meritocracy. The perception perceptions, and explore the issues raised in
survey aimed to investigate the effectiveness the survey further.
of civil service reforms, existing legislation
and regulations, and potential improvements Chapter 2 starts by describing the study's
to civil service training. The perception survey methodology, highlighting its main limitations.
information provides preliminary data on the Findings from the survey and focus group
opinions of Myanmar civil service personnel. discussions are presented in Chapter 3. Chapter
4 highlights the paper's conclusions and
To accomplish these objectives, the perception proposes recommendations.

3
The survey was conducted by UNDP and Myanmar parameters of the survey included minimising
Survey Research at the request of the Union Civil disruption to the work of civil service personnel,
Service Board. The Union Civil Service Board's and as such it was carried out during mandatory
role in the survey was in survey design, including service training at the two Central Institutes of Civil
questionnaire and sampling, and logistical Service (CICS).The CICS leadership could therefore
arrangements. know who was taking part in the study. Although
the UCS8 would not be able to link individuals
The survey follows a mix of quantitative (survey) to survey responses, this situation could have
and qualitative (focus group) methodology. prompted self-censorship from participants.
Fieldwork took place between 30th June and
3rd August 2015 at the two Central Institutes Second, the survey sample's demographics are
for Civil Service (2 CICS) (See Annex 1), collecting not gender equal and likely not in proportion with
2,010 self-administered survey questionnaires. the composition of the civil service. The survey
Of respondents, 60% were teachers, 12% results have not been compared against the
technicians, and 9% supervisors- all non-gazetted total population of the civil service as there were
civil servants; 20% were gazetted civil servants no official figures available of the demographic
(5% pre-service; 8% staff officers; 7% directors). characteristics of the civil service. Efforts to
Respondents were almost equally divided among compensate were made by cross-checking data
four age groups: (1) 18-24 years old; (2) 25-29 years with qualitative data from focus groups.
old; (3) 30-34 years old; and (4) 35+ years old; 75%
were women, and 78% self-identified as being of Third, there was selection bias for questions on
Bamar ethnicity. The definitions of key terms like recruitment and corruption, since respondents
corruption, discrimination, equal opportunities could be engaged in the kinds of corruption about
and meritocracy were explained verbally and which they were being interviewed.
provided in writing for reference.
Lastly, this survey gathers perceptions, and is only
In addition, 12 focus groups were organised to one source of data for analysis to understand
collect qualitative data of civil service personnel's behaviour, practices or procedures in the civil
experiences. Open answers were intended to service. Despite these limitations, at a time when
contextualise or problematize answers given in Myanmar's governance structures are undergoing
the questionnaire. Focus groups were divided up significant change, the survey results provide the
by gender in an attempt to be sensitive to gender most comprehensive and current information
differences and to encourage full participation in available on civil service perspectives. The survey
discussions. represents a first step on the part of Myanmar's
leadership to address sensitive issues, using
The survey has several limitations. First, it was evidence as a basis for improving the civil service.
not possible to provide complete anonymity to A full description of the methodology and its
randomly selected survey participants. The inherent limitations is available in the Annex.
4
3.1.2 Type of Recruitment
Only 12% of survey respondents said
they were recruited through UCSB's open
recruitment process. The majority (86%) said
they were recruited through the non-gazetted
recruitment system, by line ministries. Almost
a quarter (23%) said they were promoted from
support worker to clerk and other rank position
as non-gazetted civil service personnel, and
7% said they were promoted from volunteer to
non-gazetted support worker.

3.1.1 Introduction
Myanmar has recruitment systems for gazetted A small percentage (3%) of director-
and non-gazetted positions. The recruitment level respondents said they bypassed the
of gazetted officers is managed by the USCB recruitment system by transferring from the
through an open recruitment process.The time military to their current civil service position.
and location for open written examination Although this percentage is small, it confirms
and interviews are advertised, factoring in time other authors' findings that in many cases civil
for applicants to prepare. Civil service exams service leadership is appointed from military
use standardized questionnaires that cover ranks. This trend diminishes the credibility of
Myanmar and English language, and general merit-based recruitment of the Myanmar civil
knowledge. service . 1

The recruitment of non-gazetted personnel


is done by line Ministries through a closed 3.1.3 Access to Information on Open
recruitment process. Vacancies are advertised Vacancies
through a government newspaper, and The majority of respondents (78%) reported
potential candidates take a written and oral their posts had been openly advertised. The
exam. Methods of candidate selection and majority of respondents (60%) said their top
examination vary across Ministries. In many source of information on vacancies was word of
instances, the position is advertised in one mouth (see Figure 2), and most were positive
newspaper for one day only. A result of limited about having access to information and to
dissemination of job postings is that those who the process (see Figure 1). Given that 71% of
know about vacancy through word of mouth
are in a better position to apply.

1 Hook, D, Tin Maung Than & Ninh, Kim N. 8. (2015), Conceptualising Public Sector Reform in Myanmar, Asia Foundation.

5
respondents said they have relatives in the civil discussion participants said they did not have
service (question 9), these findings suggest sufficient information about the recruitment
that access to recruitment information is more process and said that a one-day advertisement
dependent on personal networks rather than in a government newspaper is insufficient
on official communication channels (41% of notice for civil service vacancies. Focus group
respondents answered job advertisements participants suggested using other information
placed in one newspaper for one day). channels, such as radio and TV, to advertise civil
service openings, with more lead time.
In contrast to survey respondents, focus group

Figure I: Access to Information about vacancy prior to recruitment

I had sufficient information about the recruitment process before I applied for the vacancy

Total
Male il
•e: •

Female
18-24
25-29
30-34

35+
Pre -service

Director j
Staff Officer
Supervisor II U

Technician
Teacher
■•■111■.

-40% -20% 0% 20% 40% 60% 80% 100%


III Strongly Disagree U Disagree III Neither IN Agree IN Strongly Agree III Do Not Know

Figure 2: Respondents' Top Sources for Information on Vacancies

Through friends/colleagues

Government newspaper

Notice board in government administration closer


to you

Universities and colleges

0% 20% 40% 60% 80% 100%,

6
3.1.4 Perceptions of Fairness of of Education, if the children of teachers
Recruitment System want to become teachers too, they
are considered to be familiar with the
In response to direct questions, the majority teaching profession... In case the answer
(82%) agree or strongly agree that the is positive, he/she will have more chance
recruitment process used is mostly fair, of getting the job.
however, there are indications that personal
networks are used to influence hiring to an
extent- 65% of survey respondents indicated A mid-level officer said:
that between 'some' and 'all' civil servants use
personal networks to get positions. Focus group
participants felt more strongly that people who It has been ten years since there was a job
knew high-ranking officials had a better chance opening for an officer (position]. Recently
of getting the job. A male civil service worker there was a test for the officer position
said: so there were over 200 candidates who
applied for (each] 70 job openings.

It's still happening up tothis very moment


that military families and grandchildren
of the highest-level officials [are] being 3.13 Conclusions and Recommendations
favoured.
The survey and focus group responses suggest
that recruitment processes, especially for
Focus group participants emphasized the non-gazetted officers, are not uniform across
importance of personal networks in the Ministries and not sufficiently open; financial
recruitment process. An executive-level focus and time constraints are among the factors
group participant explained that using a cited contributing to a significant reliance on
network-based recruitment process was a personal networks in hiring processes.
deliberate choice within line ministries to
select for highly educated personnel. Although Clearer procedures for recruitment, ensuring
it reduced the selection pool, this recruitment all Ministry staff responsible for hiring have
process was perceived to have advantages. a better understanding of fair recruitment
principles, and establishing mandatory
Respondents said hiring through networks minimum periods for open advertisement of
enabled line ministries to quickly fill vacant non-gazetted vacancies are among measures
positions with educated people, who had which could increase access to qualified
relatives who would vouch for them. candidates and ensure that the best candidates
A clerk said: can be recruited. Monitoring functions would
also be required.

In some cases, in interviews, there is a Whilst Ministries should continue managing


question ...Do you have any relatives in the recruitment of non-gazetted officers, the
the Ministry?' ... This question is used to Union Civil Service Board could take a stronger
test how familiar the person is with the quality assurance role to ensure fairness and
Ministry. For Instance, in the Ministry equality in hiring practices, including sharing

7
guidance on improving recruitment procedures only difference is that line ministries process
and encouraging uniform approaches across the promotions for non-gazetted officers, and
Ministries according to the law and bylaws. promotions from non-gazetted to a gazetted
position are submitted to UCSB for agreement.
In the majority of cases, getting a promotion
3.2 Promotion and Posting is a lengthy process. After the promotion
takes place, civil service personnel are often
transferred to a new posting.

Vacant positions are limited. It is normal for civil


service personnel to wait for several years for a
promotion. Opportunities for promotions are
also limited for qualified professional cadres,
such as doctors or engineers, who thus move
into management roles.

This system creates structural problems as


qualified professional cadres, such as doctors,
engineers, etc., are expected to apply for
3.2.1 Introduction managerial positions for which they may be
unqualified or under-qualified. This also leads
In Myanmar, promotions are used to fill job to difficulties in filling more technical vacancies.
vacancies above entry level. The civil service In Myanmar, existing research indicates that
is in practice a closed system where internal military and authoritarian affiliations trump
employees, or those transferring from the merit in assignment of senior promotions and
military, are the only candidates for senior postings. 2
posts.
3.2.2 Effectiveness of Promotion System
The Civil Service Act (2013) establishes
that prior to assigning a promotion, each Half of survey respondents said superiors follow
department must conduct an assessment of rules and regulations and assign promotions
the employee's qualifications and skills. The based on performance and on merit (58%,
employee must provide a written assessment 48% and 58%, respectively). Around a quarter
and be interviewed for promotion if required. of respondents thought that promotions are
In addition, a performance evaluation rating given based on friendships and bribes (21%
is determined to assess the qualifications and and 25%, respectively).
merits of service personnel.
Similar to survey responses, focus group
Promotion for gazetted and non-gazetted participants were divided over the fairness of
positions follows the same procedure. The the promotion system. In some cases,

2 Kyi Pyar Chit and Arnold, M. (2014) Administering the State in PAyanmar: An Overview of the General Administration Department.
Subnational Governance in Myanmar,. Myanmar Oevelopment Resource Institute (MDR!) and the Asia Foundation. Tin Mating Than (2014)
Challenges of Public Administration Reform in Myanmar. PoweiPoint ,4 February 2015.

8
Figure 3: Respondents' Statements on Questions Regarding Promotion

Superiors follow rules


and regulations to
assign promotions to promotions are given promotions are given promotions are given promotions are given
Junior civil servants based on performance based on merit based on friendships based on bribes
0%
I T:ai

17%
19%
20%
41%
18%
40%
49%
_.. . ___ .... ..

ISA
60% ' •.
.12%

•45% atisS
. .

803/0 •• —

100% ••
is Strongly agree Agree -] Neither Disagree 1 Strongly Disag ree

perceptions of bias emerge from feelings that the important factors considered during the
years in service are not sufficiently considered promotion process, and most described a
in promotions, and in others because personal process being followed. However a uniform
connections play too large a part. An officer picture of criteria and practices used, especially
said: amongst different Ministries, did not emerge;
this suggests a lack of clarity or awareness.

3.2.3 Perceptions on Posting


In our department, there are people
from outside. For instance, from the Less than half of respondents (41%) said they
military, [who get promoted]. While had limited information regarding posting rules
there are people in the department and regulations, although 54% were confident
with many years of service who don't that superiors follow rules and regulations on
get promoted... They are professional posting. Less than half (46%) felt they were
in carrying out their responsibilities and based on merit, and 59% still felt that postings
very useful at work. They are expert (in are used as a means or reward or punishments;
their fields] and can really work. But they Most (70%) stated they are generally satisfied
don't get promotions and don't have the with their posting, noting that among the top
right to say anything. factors making it difficult to work effectively in
their posting would be insecurity (51%); lack
of health care (46%); and poor transport and
Focus group participants generally accepted communications (46%).
that years in service and quality of work are among

9
At least two thirds (67%) of respondents agreed
If we are posted in our native place, we
that civil servants are largely unable to choose
have our families and places to live. In
where they are posted, although a similar
other places, there will he insufficiency
proportion (65%) felt that their needs are
as we have to cook and rent a home.
taken into account in decisions about postings.
Since the salary is not enough, there will
Finally, the majority of respondents (71%)
be more possibility of corruption. Only
agreed that once posts are assigned, they are
those who want to transfer on their own
hard to change, and that people are not posted
will should be transferred.
to their location of origin.
(Female Junior officer)

Figure 4 Responses to Statements on Posting System

Postings to desked or popular The best posiingsate given to Superiors Wow the rules and Posting are used by supefors
duty stations are generaiii Inendt and 6.4ativos of regulationt to assign poo;not Ma meansol rewardng and
based on merit superiors to dud servants punishing civil servants
0%

15*
444p
40% In.
I0*
Irk
14‘ IP.

80% Ii•
20%

• Strongly agree Agree Neither Disagree 'Strongly Disagree

3.2.4 Conclusions and Recommendations and increase trust. In the longer term, systems
which allow civil servants greater choice in
Whilst civil servants have differing perceptions postings, with additional incentives in place for
of the fairness and efficacy of the promotion unpopular postings, and competitive internal
and posting system, there is a prevailing lack application processes can be phased in.
of clarity about the procedures and limited
consensus on the factors influencing decision 3.3 Training and Capacity Development
making. Whilst the nature of the work and the
conditions at the posting can have a profound
impact on the lives of civil servants, they
have limited formal avenues for voicing their
preferences for posting location.

A review of promotion and posting procedures,


with a view to enhancing meritocratic
practices, making them more transparent,
enhancing awareness and access to the rules
and procedures could help improve the
efficacy of these systems in the immediate term

10
3.3.1 Introduction regulations.

The UCSB is responsible for civil service Special refresher courses: These two to six
development. The UCSB achieves this by week trainings are for teachers from Basic
providing training at the CICS and by facilitating Education and Higher Education who
international learning opportunities. This directly engage with public. The course
section discusses the perceptions of civil focuses on managerial techniques and the
servants regarding CICS training and training civil service Code of Conduct.
opportunities outside of Myanmar.
Mid-level management courses: These
From recruitment to the end of their careers, four week trainings are for middle level
all Myanmar civil service personnel attend management officials and focus on
CICS courses. CICS offers 'resident training': managerial skills.
civil service personnel are hosted for the entire
course in Lower Myanmar (Phaungyi) or in Senior and executive level management
Upper Myanmar (Pyin Oo Lwin). In most cases, courses: These 8 week seminars and
participants are given uniforms to wear, and management workshops are for senior and
courses include both physical components executive level officials from central and
(including marching drills) and classroom local levels. Trainings are provided with
time, and trainees sometimes have additional support from international partners to
responsibilities (such as writing daily reports improve management and administrative
to their Ministries). Classroom time is generally skills by focusing on governance, climate
lecture focused. change, early recovery, decentralization,
and peacebuilding. 3
Trainees are divided into four categories:
(1) Administrative Management level; (2)
Professional level; (3) Technical; and (4) Clerical 3.3.2 Perception on Relevance of CICS
staff. The following are the different CICS Training
courses:
The majority of survey respondents stated that
Induction courses: This 14-week training is CICS courses are relevant for the work they do
given to all newly recruited (in-service) civil (72%) (see Figure 5). In addition, civil service
service personnel. First, there is a physical personnel said that CICS training provides them
training section for in-service personnel with adequate management skills (70%), helps
on basic military skills in case they need them to understand the rights and duties of the
to defend their country. Then, there is a civil service (83%), and gives them information
theoretical training which teaches basic on other ministries (83%).
managerial skills and civil service rules and

In 2014, UNDP supported lectures to additional rounds of senior management courses, as well as a newly created Executive Management
Course for Deputy Director Generals with strong promotion prospects. This courses aimed to make concrete improvements to the production
of training content, training curricula, and the quality of delivery of training, with a focus on the micTlevel management curriculum.

11
Figure 5: Answers to Question: 'CICS training is relevant for the work civil servants do'

Neither, 15% Disagree,


11%

lir 4111 . ••••

. 4
:

4 '
Strongly
disagree, 2%

--------- Strongly
agree, 11%

Agree, 61% -
—■,....

Almost half (45%) of survey respondents mechanisms for reporting ethical misconduct
mentioned that CICS courses are too general. (31% and 46% respectively).
The majority of respondents (86%) agreed that
CICS courses need to be expanded to address A total of 1,735 survey respondents (or
real-life situations on corruption, conflicts 86%) provided suggestions to improve CICS
of interest, and reporting misconduct and training. These comments included suggested
mismanagement. Also, respondents stated improvements to the quality of the physical
that more information has to be given on environment and the content and delivery of
rules on asset/financial management and on lessons (see Table 1).

Table?: Suggested improvements for ClCS training courses


First Category: Improve CICSTraining Environment
Let trainees wear their own clothes, not military style uniforms and boots
Remove the practice of having the trainees perform guard duty at the accommodation
Remove the practice of having trainees do menial jobs, like cutting the grass
Provide medical care at the training facilities
Let trainees have some free time in the day or evening
Have fewer trainees in the classroom
Improve the facilities, particularly toilets, and provide learning equipment, like computers
Increase the food budget
Second Category: Improve CICS Lessons
Provide greater emphasis on classroom/theoretical lessons and thinking time, than physical activities
Improve the method of instruction- make it more participatory, use modern teaching techniques, with
more time for group discussion and group activities
Invest in making instructors more qualified and efficient
Timetables should be more carefully planned, and allocate more time for some topics- some lectures
move too fast to follow easily
Provide additional materials, such as handouts
Give fewer assignments

12
Third Category: Improve CICS Training Content
Include more practical instruction, and provide training on practical topics
Stronger emphasis on computer skills and English

More topics related to administration/management law, regulations related to office workTeach more social
and management subjects Include courses on dialogue and cultural sensitivity

Perceptions on Pre-service Training Myanmar. Because UCS8 is in charge of


allocating international training opportunities
All focus group participants said that they to civil service personnel, the survey captured
appreciated pre-service training. However, respondents' perceptions about the access
several focus group participants said ClCS pre- they have to them.
service training over-emphasized militarily
training. An officer said: The majority of respondents (73%) said they
received additional in-country training in
addition to CICS. Only 22% of respondents said
Some people would say that this [pre- they received training given by outside experts.
service) training is nothing. It is just When discussing desired training subjects, most
making the trainee to suffer... These survey respondents mentioned technical skills.
things should be trained properly. One Study participants said Japan and Thailand are
should be able to protect the country in favored destinations for international training,
practical [terms]... And for theory... the followed by Malaysia and Singapore.
teaching should be taught effectively.
A A small proportion (3%) of civil service
personnel attending the CICS have applied to
Focus group participants mentioned that international training because there is limited
technical courses needed to be better prepared access to information regarding international
and the curriculum combining physical and scholarships. Survey respondents only knew of
class-bound courses are taxing for trainees. three ways of accessing international learning
Their personal concerns include dress, food and opportunities: requesting the President's office,
adequate housing. Focus group participants requesting one's line ministry and international
argued that CICS courses should emphasize scholarships offered by the other governments
ethical principles and the importance of such as Japan, Singapore, Thailand, Indonesia
accountability within the civil service. and New Zealand.

Only half of survey respondents (51%) described


3.3.3 International Learning Opportunities the application process for international
learning opportunities as fair and transparent
International training opportunities are (see Figure 6). Also, 18% of survey respondents
important to civil servants, allowing them to disagreed that women and men have equal
improve skills, learn about other countries opportunities for accessing international
and introduce new methods on return to training.

13
Figure 6: Answers to question related to allocation of international learning opportunities

Civil servants that attend international


training institutes are selected because of
72%
merit

Minority ethnic groups/races have access to


equal training and learning opportunities 71-%

Femaleand male civil servants have access


to equal international training and learning
opportunities

The application process to international


education institutions fair and transparent

0%
n Total Disagree IP Total Agree

Proportionally, more males (5%) than females similar to the on-the-job training and coaching
(2%) have applied for international training. to complement the resident training approach
Also, directors and staff officers seem to have currently in place.
more opportunities to apply for international
training than other civil service personnel.These Moreover, enhancing transparency of systems
answers reveal a selection bias in favor of male for studying abroad, including ensuring the
senior civil servants that should be addressed adoption of fair and inclusive selection criteria,
in order to improve equal opportunities for could address the finding that information
female civil servants. on international learning opportunities is not
widely available to civil service personnel.
3.3.4 Conclusions and Recommendations

Whilst civil service personnel are largely positive 3.4 Performance Review
about the training they receive and its relevance
for their work, several improvements in the CICS
training environment, quality of instruction and
training content were suggested.

Resident training has consistently been


part of the Myanmar civil service learning
and professional development system, and
measures to improve it could include improving
capacity of trainers, revising curricula based on
an assessment of needs and an understanding
of the competencies/skills required for the 3.4.1 Introduction
job, and more targeted training approaches
These could greatly help the CICS to meet In Myanmar, performance reviews are used
expectations of trainees. The UCSB may also to decide on promotions, relocations, and
consider introducing other methods of training, eligibility for workshops and trainings. The
14
performance reviews are mainly conducted by exceeds or fail to meet his/her performance
the civil service personnel's direct supervisor. goals. This evaluation review report is signed
Direct supervisors prepare annual performance by the immediate supervisor.This report is then
evaluations for all civil service personnel by sent for authorization to the next supervisor
providing ratings on supervisees' performance at the Managing/General Director level. The
reports. report is finalized after approval from the Head
of the Ministry.
To complete a performance review, direct
supervisors have to rate supervisee work Three elements will need to improve in the
following ten criteria. Each criteria has to be Civil Service Personnel Rules (12/2014). First,
assessed using a 10-point scale (see Table 2). the rules do not mention that the supervisee
Each aspect of the performance review is then has to be consulted or notified when the
giving a qualitative value:a below average score performance review is taking place. Second,
(1-3 points), an average score (4-6 points), above the rules do not mention whether the results
average score (7-8 points), and outstanding of the performance review are shared with the
score (9-10 points) (Civil Service Personnel Rules supervisee.Third, the rules do not explain how a
(12/201414). In addition, the direct supervisors poor performance appraisal can be challenged.
has to provide special comments if the supervisee

Table 2: Performance Review Criteria

No. Appraisal Area Rating (Maximum Value)


1 Fulfillment of duties assigned 10 points
2 Professional competency 10 points
Reliability 10 points
4 Eagerness to learn 10 points
5 Conscientiousness 10 points
lnnovativeness 10 points
7 Compliance with office and workplace disciplines 10 points
8 Volunteering 10 points
9 Good relationship with others 10 points
10 Leadership 10 points
Total 100

4 According to Civil Service Rules and Regulations article 3(b), "Head of the Ministry and the Organization" is the head of
the ministry and organizations appointed by the President according to the Section (2), Sob-section (f).

15
Poor performance evaluations can result in
loss of salary increment, delay a promotion or The performance management system
provide grounds for a demotion (Civil Service should be used and the review should
Personnel Rules (12/2014:18), and performance be done monthly and announced
evaluations are therefore a central instrument Moreover, staff should have the right to
for maintaining meritocracy. Civil servants complain about unsatisfactory results.
are not required to be involved in their own (Male Clerk).
performance evaluations, suggesting that the
evaluations are not seen primarily as a tool for
individual improvement and organizational Also, most survey respondents (68%) thought
progress. they could not challenge a bad performance
appraisal. Two male officers who participated
The study indicates that the performance in focus group discussions said:
review rules are not followed systematically
and that more needs to be done in order to
have an ethical and transparent process. If one civil service personnel does not get
along with one of them (superiors] then
3.4.2 Performance Review System no matter how talented that person may
be, his or her superior officer would not
Most civil servants (63%) did not know that (validate) his or her performance and
the performance appraisal took place annually, would be passed over (for promotions).
and only half of survey respondents (49%) had
knowledge that they had been subject to an And we can ask them to have a look and
official evaluation. Directors (68%) and gazetted can complain about the result, but the
officers (74%) were the civil service personnel superior usually will not change his/her
most aware of having been subjected to judgement.
performance reviews. Comparatively, more
male (59%) than female (46%) civil service
personnel were aware of having undergone a Around half ofsurvey respondents perceivetheir
performance review. direct supervisors as capable of understanding
their work and performance (59%), but focus
Survey respondents' and focus group group participants argued for a more balanced
participants' main complaint about the set of criteria to be used for promotion.
evaluation process was that insufficient
information is shared with performance review
subjects, and felt that this lack of transparency (AI 360 appraisal should be done...
opened the way for bias. Only 26% of survey Everyone might do well on the exam,
respondents said that they were adequately however, promotion should be done
informed about the performance review based on their quality, skill and
system. Focus group participants affirmed that usefulness.(Mole Clerk)
performance appraisals are often done without
the knowledge of civil service personnel
(although there were different practices in 14.3 Conclusions and Recommendations
different departments) and highlighted the
lack of a complaint or appeal process. The performance evaluation system is widely

16
recognized as important to the promotion
system, however not all civil servants understood
how the system works and how or whether
they could participate in evaluations or dispute
outcomes. It is perceived that supervisors
have significant control and influence over the
process with limited oversight.

In the short term, the Union Civil Service Board 3.5.1 Institutional Mechanisms for Anti-
may consider disseminating guidance on Corruption
performance appraisal criteria and encouraging
line Ministries to make an individual's Civil servants must abide by the Public
performance evaluation available to him/her Service Personnel Act (2013) which prohibits
(whilst maintaining their privacy); instituting corruption, misuse of authority and bribery. s
mechanisms to hear and mediate disputes, and The Civil Service Personnel Code of Conduct
to exercise oversight over how the system is also highlights the importance of ethical
implemented could increase trust in the system. behaviour from civil servants. The Code of
Regular conversations between supervisors Conduct prescribes measures against civil
and supervisees should be encouraged in service staff found guilty of corruption: to be
preparation of formal evaluations but also as given a warning, asked to retire, or dismissed.
a tool to provide feedback to supervisees to These actions will be determined by the
improve their performance. offender's home department based on the
extent of the offences and the discretion of
There are few indications that civil servants supervisors. 6 This arrangement allows for a
view the system as a means to enhance their large amount of subjectivity when addressing
individual performance and improve the unethical behavior. The Civil Service Personnel
effectiveness of the organization as a whole.The Act (2013) establishes that demotion,
Myanmar civil service may consider a review withholding increments and reducing salary
of the individual performance management are used as punishment for immorality, acts of
system to ensure it more adequately promotes corruption, and poor performance.
improved individual performance at all levels of
the civil service. 3.5.2 Pay, Benefits and Allowances

3.5 Remuneration, Integrity and Ethics In Myanmar, pay is allocated according to


rank (Civil Service Personnel Rules 2014). For
example, gazetted officers earn almost double
what non-gazetted (or support) officers receive.
Also, lower ranks earn significantly less that
higher ranks. In addition to their salary, civil
service personnel can receive allowances and
benefits. In terms of allowances, civil service

S Government of Myanmar. (2013). Legislation for Public Service Personnel. Public Service Personnel Act (Pyi Htaung Su
Hluttaw Act.% 2013).
6 Government of myanmar. (2004 Personnel Code of Conduct. Union of Myanmar, Staff Recruitment, Selection and Train-
ing Association. P.64
17
personnel can receive a pension for injuries, across all subgroups, including gender,
disabilities and death while serving their duty. location, type of civil service personnel, level of
Female personnel have maternity leave as an education and ethnicity.
additional allowance.
Despite perceptions of civil servants that
For example, gazetted officers can also obtain bribery is widespread at an individual level,
free medical care, housing and rental subsidies respondents said that there are high levels of
(residential quarters provided by government integrity at their place of work. The majority of
in the main towns), land allocation and no- surveyed civil service personnel (81%) agree
interest loans, and discounted rates on food and that their supervisors set a standard for integrity.
clothes. However, allocation of these benefits is Half of survey respondents (49%) think existing
not standardised and these benefits are not complaint mechanisms are effective tools to
explicitly mentioned in the Public Service Act reduce corruption (see Figure 7). However,
(2013). 7 Furthermore, the Act stipulates that only 1% of survey respondents believe bribery
benefits are not defined by the government is always reported to higher authorities (7%
nor approved by the Union Council of Ministers of respondents think it is done most of the
but allocated at the line ministry level. Thus, time). More than half of respondents (56%)
allocation of benefits is a contentious issue said mechanisms to lodge complaints about
as they are given mainly to senior gazetted corruption are used to 'some' extent.
officers and total remuneration for the majority
of Myanmar civil service personnel remains The anti-corruption mechanisms commonly
low. 8 used are reporting corrupt behavior verbally
to supervisor (33%), writing letters to superiors
describing unethical events (31%), and
3.5.3 Perceptions of Individual Corruption writing to higher authorities (20%). When
versus Institutional Integrity prompted further, respondents said that
reporting to supervisors is safe as it is somehow
More than half of survey respondents stated 'informal; without negative consequences
that civil service personnel ask for additional for whistleblowers. It was also found that a
payments, such as bribes, to do their work (40% formalized reporting of corruption requires
stated 'some' and 16% stated 'most'). A total of whistleblowers to present evidence against
42% said 'most' and 'some' accept expensive their colleagues. This means that the most
gifts from interested parties. More than half common mechanism of reporting corruption
of survey respondents (56%) think that 'some' is informal and requires the involvement of the
civil service personnel ask for bribes and other immediate supervisor who may be involved in
forms of compensation.This view is consistent the infraction.

7 Government of Myanmar. (2013). Legislation for Public Service Personnel - Public Service Personnel Act (Pyi Htaung Su
Hluttaw Act.5, 2013).
8 Cherie, M. (2009). Overview of corruption in Burma (Myanmar). U4 Helpdesk and Transparency International. Updated
by Maira Martini on October 1, 2012. UK: Transparency International.
18
Figure 7: Perceptions on Institutional Mechanisms to Reduce Corruption

A total of 44% of respondents believe unethical


behaviour is only punished 'some times'. The In my township, a school principal
most common form of punishment for corrupt was punished for corruption, she was
behavior include verbal warning (87%) or transferred to a remote township. But she
through formal written notification or warning kept doing this because the supervision
letter (73%). Focus group participants said: team visited the school, checked
superficially, accepted the bribe offered
by the principal and then went back
(Male Teacher)
The abuse of authority may depend on
the environment. This may be due to
the fact that corruption is not taken as a When asked whether punishment is
serious violations of the law and viewed commensurate to corruption, the majority of
as a normal phenomenon respondents answered: 'some of the time' (44%)
(Male Pre - Service Trainee) and 'rarely' (18%). When asked why civil service
personnel are not punished, respondents said
that colleagues support unethical behavior
(32%), superiors don't take action (30%), and
unethical behavior is widespread (24%).

Surveyed civil service personnel believe there


The main thing would be that the law are significant levels of bribery at their place
is weak at taking actions. So there are of work, that this is a way for civil servants to
corruptions supplement their salary, and that small scale
(Male Officer) bribery is 'tolerated' or 'justified' among survey
respondents.

19
35.4 Link between Low Pay and Corruption
If a staff finds his salary insufficient and
More than half of survey respondents said that there are unethical and illegal behaviors
salary (58%) and pension (59%) are insufficient such as smuggling goods. He would find
to cover family expenses. This view was extra income through any mean.
supported by all focus group participants. (Mole Executive Officer)

The inadequacy of salaries and pensions When families of civil servants cannot
to cover basic family expenses was seen by live on their salaries, there is a possibility
some focus group participants and survey of unethical behavior.
respondents as a cause of corruption within the (Female Officer)
civil service. Figure 8 shows that the majority
of survey respondents (81%) agree with the Salary has an impact on our integrity
statement that a higher salary would reduce (I because I think it is less likely to be corrupted
corruption. Focus group participants said that for a staff if he gets paid sufficiently.
inadequate salary levels force civil service (Mole teacher)
personnel to engage with unethical behavior.

Figure 8: Having a higher salary would reduce corruption in the civil service

-
Total
Male .
Female .
18-24 .
25.29 .
30-34 .
II
35+ . I
Pre-service _
Director _
Staff Officer _
1
Supervisor .
I i
Technician .
,
Teachers

Samar .
I I 1
Other Ethnicity
,
-40% -20% 0% 2096 40% 60% 80% 100%

•Strongly Disagree g Disagree Neither III Agree I/ Strongly Agree

However, whilst many felt that better salaries would not be sufficient and should be part of
and pensions would reduce the existing levels a balanced set of measures providing positive
of corruption, others felt that salary increase and negative incentives to upholding ethical
alone (especially in cases where salaries are behaviour.
sufficient for the family's living expenses)
20
to introduce leadership training and a longer
term leadership scheme which reinforce high
The mentality/attitude/character is the ethical standards and provides leaders with the
main thing. However much the salary skills and tools to uphold them.
might increase, greed will still lead him
to continue his/her corruption practices.
(Female teacher) 3.6 Motivation and Equal Opportunities

The morals and characters depends on


the individuals.There needs to be (good)
models to follow.
(Male Pre-service)

3.5.5 Conclusions and Recommendations

There are a number of administrative and


regulatory arrangements which are necessary
to promote ethical values and accountability.
For example, Codes of Ethics and Conduct which
are supported by a range of other mechanisms,
such as training; effective and confidential
investigation procedures; and protection for
whistleblowers have been shown in other 3.6.1 Introduction
countries to effectively reduce instances of
bribery. 9 Instances of corruption and bribery The Myanmar 2008 Constitution and the
are partly perceived to be motivated by low Civil Service Act (2013) provide guidelines
salaries received by civil service personnel, and for upholding equal opportunities within the
a review of the pay and benefits system may civil service. Article 352 of the Constitution
also have a positive impact on instances of decrees that civil service personnel will not
corruption. be discriminated for or against based on race,
birth, religion, and sex. However, it specifies
Civil servants acknowledge that leaders have that there are certain civil service positions
an important role to play in setting a positive that are suitable for men only (2008 Myanmar
example, acting as role models, and in driving Constitution).
change within their organisations. Mind-set
change will be a central element in ensuring Chapter 4 of the Civil Service Act stipulates that
fairer and more meritocratic practices, without civil service personnel have rights and benefits
undue reliance on nepotism or favouritism, and including security of tenure, appropriate salary,
lower tolerance towards bribery. It is recommended benefits and other allowances (including

9 Whitton, H. (2001). Implementing Effective Ethics Standards in Government and the Civil Service.
Transparency International.

21
transfer allowances), performance bonuses, potential bias against different ethnic groups.
opportunities for training, retirement and A total of 81% of survey respondents reported
maternity leave (2014). The Civil Service that the equal opportunities principle was
Act includes the principle of equal pay for applied to them (and to other candidates) when
equal work and different types of leave to they competed for their current position (see
which public servants are entitled. Chapter 4 Figure 9). The majority of survey respondents
(Obligations and Facilities) of the Civil Service (86%) feel their place of work provides equal
Act (2013) and the Personnel Code of Conduct opportunities in terms of benefits, entitlements
(2004) stipulates that civil service personnel and leave allocation for all civil service
can appeal if they feel they are not receiving personnel, independent of their sex or ethnic
equal treatment. background.

A total of 78% of survey respondents identified


3.6.2 Equal Opportunities in Civil Service themselves as belonging to the Bamar ethnic
group. This was followed by Rakhine (6%),
The majority of survey respondents (77%) Kayin (4%), Mon (2%), Shan (2%), Chin (1%)
agree the recruitment process provides equal and Kachin (1%). A total of 2% of respondents
opportunities for women and men, and almost identified themselves only as ethnic minorities,
all (86%) agreed that there is an egalitarian and 3% as having mixed ethnicity. A greater
recruitment process that does not discriminate proportion of Bamar than non-Bamar agreed
based on ethnicity. Investigating instances of with the statement, "Civil service personnel
bias, 17% survey respondents indicated they from minority ethnic groups/races receive
were based on gender, and only 7% identified their benefits and entitlements without

Figure 9: Perspectives on equal opportunities principle applied to them (and to other candidates)
in recruitment process

,
Total .
I I
Male . I
1 1
Female . k
18-24 . I
25-29 ,
30.34 :
35+ i
_
Pre-service
Director _
Staff Officer . I

Supervisor .
Technician _
Teachers _ 1
&war .
Other Ethnicity .

•400% .20.0% 0.0% 20.0% 40.0% 60.0% 80.0% 100.0%

• Strongly Disagree if Disagree Neither U Agree • Strongly Agree

22
any discrimination:' However, focus group you know. Survey respondents (83% male and
participants challenged this view on equal 88% female respondents) agreed with the
opportunities. Some officers said: statement "Civil service personnel are given
maternity benefits and other entitlements
without any discrimination!' Men and women
High-level officials tend to favor those unanimously agreed (both in the survey and
in the same ethnic group as them. focus group discussions) that there are no
When assigning public housing for differences in terms of salary between men and
civil servants, those in the same ethnic women. Emphasising the equality in payment
group as high-level officials are granted in the civil service, a female clerk said:
a preferential treatment
(Clerk)

For the ethnics [sic), they will not achieve Women earn as much the same as men,
higher level positions... Mostly they and sometimes, women in our factory
would just be up to director levels.This is earn more than men.
my frank opinion... This should be treated
fairly. For the people who are really
talented should also be given higher Whilst recognizing equal pay, female
level positions participants of focus groups mentioned that
(Officer) it was more difficult for women and ethnic
minorities to be promoted. As one female officer
noted: "All are paid equally, but men have, I
The majority of survey respondents (70%) say think, greater opportunities for promotion."
ethnic discrimination is not a factor in the civil Although some focus group participants cited
service. They said the most common form of examples of women that have reached Director
discrimination was based on place of residence General and ministerial positions, we observe
(33%). This answer has an ethnic dimension comparatively few women in senior positions.
as ethnic groups often live within specific Other comments include:
neighborhoods and townships. Discrimination
based on gender, 18%, and ethnicity, 15%, were
the second and third most common types cited. Gender may influence promotion in
There is a difference between answers given Myanmar—it's harder for a woman to
by Bamar and non-Samar respondents, with get a promotion than a man. A friend of
9% and 32% respectively, having witnessed mine told me that her promotions were
discrimination based on ethnicity. A slightly usually postponed many times.
higher number of men, 19% against 17%,
witnessed discrimination based on gender.
More men witnessed discrimination regardless
of its nature. Salary is paid evenly whether for women
or men, however men would have
The majority of surveyed civil service personnel exclusive jurisdiction over women, by
(70%) did not think benefits were allocated on which I mean, is that men are in senior or
an equal basis. Respondents (across all groups) manager positions in Myanmar
said that benefit allocation was based on who (Female Officer)

23
Delayed promotions and limited posting factors.
opportunities disadvantage female civil servants.
The top three reasons stated for joining the
Focus group participants generally accepted civil service were the opportunity to make a
that women could perform leadership difference to society (77%), job security (74%),
positions and the majority were in favour of and good social status (50%). 11 Access to
women having an equal opportunity to men pensions (35%) was another motivating factor.
to compete for leadership roles. However, Civil servants are in general highly motivated.
some felt that women are not always able to The majority of survey respondents said they
perform certain roles (including roles requiring enjoyed their work (91%) and were proud to
them to be away from their families) and that belong to civil service (91%). The majority of
they are underrepresented in traditionally respondents would recommend joining the
'male' sectors such as the military, police and civil service to their children (72%) and many
construction (at all levels, but especially senior (71%) already have family members in the civil
management) due to 'the nature of the work: service.
There is a provision in Article 352 of the 2008
Constitution which indicates that not all civil In line with their stated motivations for joining,
service positions are available to women, giving seeing people benefit from public programs
these attitudes legal foundation. is a source of job satisfaction for 97% of
survey respondents (41% strongly)- a picture
consistent across age, gender, ethnicity and
A woman or man, if one is qualified, he or type of job.
she could be in higher position.
(Male Executive) The value of putting civic duty above personal
benefit resonated with nearly all respondents
(92%), and few cited salary as a feature attracting
them to becoming civil servants (6%). Whilst
In the military, mining, forestry, the focus group participants connected salary
number of men dominates that of with motivation, this was most often in cases
women. But it is the current situation, where people were already hard working or
there is a potential for women in the committed, or when it provided better financial
future, security for civil servants' families.
(Mole Executive)

3.6.3 Motivation of Civil Service Personnel If the salaries are high then the sincere
and hard-working are willing to put more
Motivation is consistently acknowledged as a efforts In their work. The opportunists
critical factor in determining performance in the ! will still do the same even if the salaries
public sector. 10 This section shares preliminary are paid highly,
data on how civil servants feel about their work, (Mole Ofilc'ei)
but is not an exhaustive analysis on motivating L_
1° Dozen, A. (2000). Political Economy in Macroeconomics. New York: Princeton University Press. incentive Systems:
Incentives, Motivation, and Development Performance (New York: UNDP Capacity Development Group, Bureau for
Development Policy, 2006). Available from http://www.unpcdc.org/media/20669Ancentive-systems.cpmssisisso.pdr.
11 civil servants could choose three reasons.
24
It would be better if the mentality of Sometimes, we are afraid to be promoted.
the civil servants can be framed in such because officers are not provided enough
a way that they will be proud of, crave resources, number of staff and finance
for and improve the work they do. If the and we could get a blame or punishment
condition of the subsistence of the family if we failed to carry out our tasks despite
is fine, a civil servant will be able to do his those limitation of resources.
work with joy. (Male Clerk)
(Male Executive)

There is a high level of interest in making a


In most cases, civil servants are the personal contribution to improving the public
breadwinners of the family. This means service (97%). An improvement that civil
that they have to take care of all of the servants felt would increase their motivation
family expenses. If their salary cannot include a meritocratic promotion system
satisfy the basic necessities of the family, and greater confidence that merit and good
they are in trouble and have to find ways performance are factors in promotion.
to get money
(Fetnole clerk)

Promotion based on merit is the most


Although social support the family provides appropriate one. If this is abided by,
is important, with one male clerk pointing civil servants will be motivated to work
out "If we were separated with our family harder...I think this will have a ripple
members, we might lose our attention on effect on one's colleagues and all will
work'; living with immediate family was viewed work hard together.
as incompatible with career advancement (Male Pre Service)
-

through the posting system, prompting some


to avoid promotions in order to remain with The conditions for promotion should
family. Other demotivating factors include also be clearly described. A person will
insufficient support in a move to gazetted roles, be more motivated and exerts more
linked to a fear that underperformance will lead efforts at work.
to punishment (Mole Executive)

For example, one of my friends in Yangon If a person from lower level gets
do not want to go promotion to Nay Pyi promoted because of his performance,
Taw as he wants to live in Yangon with it is good for his followers because he
his family and he can do his business in would empathize them as he has come
Yangon. through the same life.
(Male Executive) (Mole Clerk)

25
Other motivating factors include equal and
transparent access to training and learning Expertise, team spirit, decorum,
opportunities and improving facilities in faithfulness to work, responsibility, good
the workplace (43% felt they did not have disciplines....should be included in the
adequate means to complete daily tasks). White performance appraisal for promotion.
improving the performance evaluation system (Mole junior officer)
was felt to be motivating, it was linked to merit
based promotion, rather than Improving job
satisfaction or performance. 3.6.4 Conclusions and Recommendations

Civil servants have positive perceptions of


how equal opportunities principles are put
Rewarding and creating opportunities into practice in the Myanmar civil service,
for learning and development for the and both male and female civil servants show
staff should be done so that they work an openness to women playing leadership
with high commitment roles. However, there are still opportunities to
(Female junior officer) promote an atmosphere of inclusion in the civil
service and take action against discrimination
against ethnic minorities and women.
Motivation itself emerged as an important
value to civil servants, with many focus In the short term, the civil service could develop
group participants feeling that motivation, and integrate an interactive training module
commitment, and enthusiasm should be a on gender equality, women's empowerment
consideration in promotion decisions. and equal opportunities into standard training
curricula to increase awareness amongst civil
servants. In the longer term, the Union Civil
-

Service Board could consider taking on a role


promoting equality and diversity in the civil
People who have good moral conducts, service, and identifying policy goals and targets.
considerate and enthusiasm should
be promoted. Some people are civil Civil servants' motivations are complex and
servants but they don't really want to be highly individual. Myanmar's civil servants are
civil servants. highly motivated and have a strong desire to
(Pm-service mole) see people benefit from their work, but they
also show a strong desire for stability and the
Interest or motivation, and sincere ability to provide for their families, and are eager
and selfless contribution towards the to learn more and progress in their own careers.
organization are necessary in a good Many of the recommendations mentioned in
performance appraisal. this and other sections in this report including
(Female Clerk) amendments to the performance evaluation,
promotion, and pay and benefits, may have a
positive impact on motivation.

26
This study investigated the perspectives of systems for upholding ethical conduct
Myanmar civil service personnel regarding and addressing civil servant grievances.
their professional lives. The study found a Standardized, civil service data-rich human
systematic lack of transparency in civil service resources management systems can help
management functions and an inequitable make decision makers more accountable
provision of benefits and career opportunities. and fight discriminatory practices. They
Whilst the results show important gaps in terms would also ensure that criteria used to
of meritocracy, ethics and equal opportunities, make various personnel decisions are
they also highlight that civil servants are highly recorded, accessible, and subject to
motivated and are eager to be part of making administrative review.
change in the civil service. The findings suggest
the following recommendations: 2. Establish roles and responsibilities in
identifying, taking forward and monitoring
reforms to enhance meritocracy, equal
Leadership of Reforms opportunities and ethics. This would
translate into determining responsibilities
1. Review the mandate and role of the for taking forward the development
Union Civil Service Board in relation to of prioritized action plans to promote
other Ministries and institutions with and monitor integrity, meritocracy
regard to all aspects of civil service and equality across the civil service,
management. Transforming the Union and to communicate ongoing reforms
Civil Service Board into a quality control throughout the civil service. Monitoring
and standard setting entity for human measures could include undertaking
resources management, and granting employee surveys on a periodic basis
Ministries greater responsibility over and establishing a centralized personnel
human resources management processes, information management system, analysis
could allow Ministries greater flexibility of which would help the UCSB to assess
and strategic leadership, whilst positioning whether adjustments to civil service
the UCSB to provide the support needed policies and systems are yielding the
to address inconsistencies in practice.This expected results.
would promote fairness and equality in
hiring, postings and transfers, performance 3. Promote leadership of reforms through
evaluations and promotions, and benefits leadership training and a leadership
allocation. scheme. Leaders require training and
institutional support to uphold practices
A revised mandate could also allow the and embody the principles of the civil
Union Civil Service Board take a stronger service and to ensure their application and
role in establishing and managing respect. The Government could provide
27
dedicated training on the practice and essential to the effective functioning of
theory of leadership, towards improving the civil service. Revisiting the Code of
leadership competencies. Conduct will promote the values of the
civil service inducing more accountability
The Government of Myanmar could also and reducing incidences of misconduct.
establish a competitive leadership scheme
which nurtures current and future leaders Revise procedures and disseminate
over a longer period of time, and establish revised procedures widely. In particular,
clear and regulated succession plans for the Union Civil Service Board could
leadership positions.Th is scheme may also consider reviewing selection procedures
include a last track' mechanism for future for gazetted and non-gazetted officers,
leaders, who would receive dedicated and establishing and disseminating clear
support to assume higher responsibilities guidelines on selection procedures and
in a shorter period of time. This scheme principles of recruitment to Ministries.
would contribute to creating a feeling of The Union Civil Service Board could also
pride and mutual loyalty among the higher include a mandatory minimum period for
level gazetted officers, and would instate public advertisement of vacancies, to avoid
more transparency and meritocracy in over-reliance on personal connections in
promotions. hiring.

6. Explore policies to promote a more


Policy and Regulatory Changes inclusive civil service, and to ensure that
more women and ethnic minorities are
4. Analyse the Civil Service law, by laws considered for promotions to senior civil
and related rules and procedures to service positions. A task force or similar
establish the extent to which they reflect body on equal opportunities and inclusion
the principles of merit, equal opportunities could identify policy objectives and drive
and ethics. This action, if taken as part of policy and system change towards these
broader civil service reform measures, can objectives.
help identify areas of improvement in the
law and procedures.

5. Review the Civil Service Code of Civil Service Systems


Conduct in a consultative manner. Civil
servants are called upon to take on 7. Establish Competency frameworks
numerous challenges and the values for the civil service. These support the
and conduct they are required to uphold achievement of reform objectives through
should as far as possible enable them direct contribution to improving the
to actively take forward the changes selection and individual performance
happening in the country. Consultative management processes. Competency
review of the code of conduct, and wide frameworks help establish civil service
dissemination with additional explanatory values and the skills, knowledge and
and promotional materials within the civil behaviours that will enable individual civil
service and more broadly to the general servants, and the civil service as a whole to
public, will help promote mindset change succeed.

28
8. Encourage establishment of job and investigating instances of civil servant
descriptions for new posts, which outline misconduct, with a view to increasing its
role objectives, key functions, and the effectiveness and the protection of whistle
competencies and qualifications. Making blowers. Among the improvements
job descriptions, backed by competency suggested by this survey include systems
frameworks, the basis of recruitment for anonymous reporting of instances
and selection processes would improve of bribery and subsequent effective,
meritocratic practices and ensure fairness objective and confidential investigation.
in promotions and postings, and better A referral entity could be established
enable new civil servants to understand to discuss ethical dilemmas/conflict of
the expectations of their performance. interests faced by employees and find
solutions to manage them.
9. Review the individual performance
evaluation system, with a view to
transforming it into a tool to d rive improved Training and Capacity Development
job performance, satisfaction and career
development, and establish a plan for 12. Enhance Central Institutes for Civil
phased revisions to the system. Give civil Service (CICS) training curricula, to improve
service employees more information relevance of training to job requirements
about performance evaluations; establish and career progression, including
a more open appeals and review process; skills and competency development.
establish efficient oversight; and make the Competency frameworks could form
process more participatory and based on the basis of a training needs assessment
mutually agreed objectives. Competency and the subsequent redevelopment of
frameworks would be reinforced in the existing curricula and training of trainers.
individual performance management Updated curricula could also include more
system at a later stage. participatory learning methodologies.

10. Review the pay and benefits system, 13. Introduce targeted modules on ethics
with a view to ensuring fairness and and equal opportunities. The Union Civil
predictability. This would enable the Service Board can develop and integrate
government to identify measures to an interactive training module on gender
ensure benefits are allocated consistently, equality, women's empowerment and
that pay can be adjusted to meet living equal opportunities into training curricula,
conditions in different parts of the and develop awareness materials targeting
country, and that any improvements to the leaders and those responsible for human
pensions system can be identified. Given resources management. Similarly, the
the fiscal challenges of pay and benefit Union Civil Service Board could establish
reform, it is recommended to carry out a compulsory training module on ethics
financial analysis and projections before and integrity in accordance with the new
establishing plans for rationalising pay Code of Conduct and, if applicable, revised
and benefits. systems for upholding ethical conduct.

11. Review systems for upholding ethical 14. Provide clear guidance on international
conduct, such as procedures for reporting training opportunities and ensure a

29
competitive selection system is balanced opportunities.
by considerations of equal opportunities
and the future needs of the civil service. Among the above recommendations are
short term measures that can have an
In the longer term, the Government immediate impact to improve meritocracy,
can review how international learning ethics or motivation in the civil service;
opportunities are budgeted and the role others are longer term endeavours which
of individual Ministries in directing the would require significant investment and
improvement of individual staff capacity. effort on the part of the Union Civil Service
The UCSB or any other entity within the Board. It is recommended that the Union
service could be mandated to review Civil Service Board and other government
and validate of selection criteria and institutions review the above to establish
subsequently the selection of candidates what is politically and logistically feasible
for international training / learning and in line with national priorities.

30
Sources Consulted

ASEAN. (2009). ASEAN Country Report on Myanmar. 15th Association of Southeast Asian
Nations (ASEAN) Conference on Civil Service Matters (ACCSM) Public Sector Capacity.

Bureau for Development Policy. (2006). Incentive Systems: Incentives, Motivation, and
Development Performance - A UNDP Capacity Development Resource. New York: UNDP
Capacity Development Group. http://www.unpcdc.org/media/20669/incentive-systems-
cp80/0561%5D.pdf

Chene, M. (2009). Overview of corruption in Burma (Myanmar). U4 Helpdesk and Transparency


International. Updated by Maira Martini on October 1, 2012. UK: Transparency International.
http://www.u4.no/publications/overview-of-corruption-in-burma-myanmar/

Drazen, A. (2000). Political Economy in Macroeconomics. New York: Princeton University Press.
http://press.princeton.edu/chapters/s6819.pdf

Government of Myanmar. (2004). Personnel Code of Conduct. Staff Recruitment, Selection and
Training Association.

Government of Myanmar. (2013). "Legislation for Civil Service Personnel". In Civil Service
Personnel Act. Pyidaungsu Hluttaw Act.5, 2013.

Government of Myanmar. (2014). Civil Service Personnel Rules and Regulations.

Hook, D, Tin Maung Than & Ninh, Kim N. B. (2015), Conceptualising Public Sector Reform in
Myanmar, Asia Foundation.

Korea Development Institute (KDI). (2014)."Priority Assignments for Economic Development of


Myanmar". In Proposal to Enhance Public Sector Capacity Building for HAD in Myanmar. https://
www.kdeveloped ia.org/Resources/economy/priority-assignments-economic-development-
myanmar--04201210090122008.doThdlds=TP_ECO%20TP_ECO_MAILVOipfl97b0

Kyi Pyar Chit and Arnold, M. (2014). Administering the State in Myanmar: An Overview of the
General Administration Department. Subnational Governance in Myanmar Discussion Paper
Series No. 6. Myanmar Development Resource Institute (MDRI) and The Asia Foundation.
https://asiafoundation.org/resources/pdfs/GADEnglish.pdf

Tin Maung Than. (2014). Challenges of Public Administration Reform in Myanmar. PowerPoint
presented in The Asia Foundation. Washington D.C.: Asian Perspectives Series. https://
asiafoundation.org/resources/pdfs/TinMaungThan Pu blicAdminist ration ReforminMynmar.pdf

Union Civil Service Board (UCSB). (2014). UCSB on Civil Service Board Notification No. 12/2014.
The 11 th Waning Tabaung, 1375 M.E.

Whitton, H. (2001). Implementing Effective Ethics Standards in Government and the Civil
Service. Transparency International. https://www.oecd.org/mena/governance/35521740.pdf

31
A1.1 Mixed Methods

The premise of this study's methodology is that using a mix


of qualitative and quantitative approaches strengthens
analyses overall. Quantitative research begins with pre-
determined, instrument-based questions designed to
test a priori hypotheses. In contrast, qualitative methods
involve naturalistic data collection through unstructured
conversations with participants in which trends emerge
from the subjects themselves. The study includes a
frequency count of survey data, which was cross-
tabulated against civil service personnel's demographic
information. 12 The second type of analysis was qualitative
and investigated the content of the information provided
during the focus group discussions. Quantitative and
qualitative analyses were conducted separately. Findings
were integrated afterwards in a comprehensive analysis
set. The objective is to use quantitative and qualitative
methodologies to check one another to reveal strengths
and inconsistencies in the study.

Following the mixed methodology, the survey team chose


a convergent analytical design to compare findings from
the qualitative and quantitative data sources
(see Figure A1.1).

12 See Annex 2 for a summary of the results of the frequency analysis.

32
Ipp
_
Implement Perception Survey Implement Focus Group discussions
• With UCS8, identify participants Finalise focus group guide
of interviews and secondary literature Identify sample
Step 1
• Finalise survey questionnaire Conduct all focus group
• Identify sample and collect all discussions
survey questionnaires

Analyse Perception Survey Data Analyse Focus Group Discussions


Step 2 • Use descriptive statistics • Develop common themes
• Use inferential statistics • Code FGDs

et
Strategies to Merge Two Sets of Results
• Identify content area represented in both data sets and compare, contrast
and/or synthetise the results in a discussion or table.
• Identify differences within one set of results based on dimensions within
the other set and examine the differences within a display organised in
Step 3
the dimensions.
• Develop procedures to transform one type of results into another type of
data (i.e. turn codes into counts).
• Conduct further analysis to transform data to the other data (i.e. conduct
statistical analysis that include thematic counts).

Interpretation of Merged Results


• Summarise and interpret separate results.

Step 4 • Discuss to what extent and in what ways results from two type of
_
data converge, diverge, relate to each other and/or produce a more
complete understanding.

Source: Adapted from Creswell, J. and Plano Clark, V. (2008), Designing and Conducting Mixed
Methods Research 2nd Edition. Thousand Oaks, California: Sage Publications. Page 79.

33
A1.2 Sampling, Piloting and Survey
Implementation and corruption is possible since it is impossible
to know how many respondents were engaged
Sample quotas for each survey instrument were in corruption or received preferential treatment
set in proportion to the number of trainees during their recruitment process, two subjects
attending the UCSB Training Institutes at the of this study.
time that the survey was to take place (See
table 2.1 with CICS total trainee population). 13 It is also possible that some respondent
This sample could not be compared against demographics are over-represented. For
the total population of the civil service as there example, civil service respondents worked for
were no official figures provided during the the Ministry of Education and the Ministry of
study of the demographic characteristics of the Health, but other ministries were not available
civil service. Therefore, survey results cannot be to participate in this study. Also, the CICS
extrapolated to the total civil service population trainee population during this study skewed
and selection bias for questions on recruitment predominately female.

Table A1.1 Total CICS Trainee Population (June-August 2015)

Type of Civil service personnel I Male I Female I Total

Pre Service 72 142 214


Officer 73 61 134
Junior Officer 57 201 258
Executive Level 24 4 28
Clerk 110 157 267
Teacher 219 1279 1498
Lower Myanmar CICS
Pre-Service 115 131 246
Officer 79 70 149
Junior Officer 109 281 390
Mid-Level Officer - .
76
Clerk 88 191 279
Teacher 225 1275 1500

Source:CICS trainee intake (Jun-Aug 2015).

13 The survey tried to interview proportionally to the type of trainee that was attending the CICS. There were two lists
given to MSR, one with female trainees and one with male trainees. The company hired to conduct the survey, the
Myanmar Survey Research, proportionally selected from each list (every nii3 respondent was selected from the list).
However, by the end of the data collection 25% of respondents were male and 75% were female. This gender proportion
mirrored the existing CICS trainees' representation.

34
The survey sampled 40% of the total population in the presence of a facilitator, who read each
of CICS trainees for the June-Aug 2015 term. question aloud, and research assistants, who
In Lower Myanmar CICS, the main fieldwork answered survey respondents' questions to
commenced on the 20 July and was completed clarify misunderstandings. Questionnaires were
by 3 August 2015. In Upper Myanmar CICS, the checked for answers that were left in blank.
fieldwork started on the 20 July and finished by Each survey session took place in classrooms
the 30 July 2015. with an average of 50 respondents.

The perception survey conducted two pilot A1A Data Analysis


exercises in an attempt to validate survey
instruments. The first pilot took place in the The survey team compared survey responses
Upper Myanmar CICS on 1 June 2015. A total with civil service personnel's demographic
of 31 survey questions were discussed. The information 14 and applied three analytical
purpose of the pilot was test the effectiveness lenses: Ethics, equal opportunities and
of selected questions and their wording meritocracy.
and to evaluate participants' opinions of the
questionnaire. Focus group responses were analysed for new
insights and to provide context for survey data.ls
The second pilot took place on 22 July 2015 in Focus group discussions were transcribed
the Lower Myanmar CICS and tested the data and translated from Burmese into English,
collection process. The requirement to get introducing possible uncertainties around
trainees to take the survey on location made original meanings of respondents' statements.
it difficult to provide complete anonymity to Word frequency queries were conducted with
participants. Nvivo software. 16 Focus group data were
coded and analysed according to the three
A1.3 Data Collection lenses guiding the study.

After four months of consultation, piloting and A1.5 Survey Limitations and Quality
fine-tuning, involving both international and Assurance
national stakeholders, the survey questionnaire
and focus group discussion guides were Selection Bias
completed at the end of June 2015. UCSB
arranged the data collection process to There is a selection bias for specific questions as
take place in both the upper and lower respondents are questioned about behaviours
CICS between 20 July 2 and 3 August, 2015. and systems in which they have a stake,
Data collection occurred during its training including bribery and nepotism. For example,
schedule. The survey questionnaire was given respondents who have benefited from corrupt
to the civil service personnel for self-answering hiring practices may have favourable opinions
in classroom settings and took approximately regarding the efficacy of questionable CICS
45 minutes. Questionnaires were completed recruitment practices.

14The responses were not weighted against the whole civil service as there was incomplete information on the total civil
service population. For example, it was not known the proportion of women versus male civil service personnel. Also, it was
unknown the proportion of teachers with regards to the rest of the civil service. Annex 2 presents the information given by
16 UC.93 on the total civil service population.
16 Focus group answers added a qualitative dimension further to the answers given in the survey questionnaire.
35
Target Population Biases participating. This might have skewed data
toward positive responses.
UCSB fixed a specific period when the
survey was to be conducted, so the sample Addressing Survey Limitations
is mainly comprised of teachers (60%) and To counterbalance these limitations, quality
health workers (14%). 17 Furthermore, it was assurance was introduced throughout the
not possible to gather information on the survey from the design, data collection and data
proportion of teachers within the general civil analysis. 18 Government officials, international
service. Therefore, teachers and health workers' experts, local researchers and UNDP staff
answers are not weighted against the total civil revised various drafts of the survey to improve
service. its coherence. The survey instrument was
piloted twice to ensure that the equivalent
Also, following requirements by the CICS versions of questions in English was easy to
leadership, the survey sample mirrored the CICS understand in colloquial Myanmar.
trainee population, which has more women
trainees than men trainees. The study was During the data collection phase, the survey
unable to obtain gender disaggregated data followed clearly delineated protocols to
of the total Myanmar civil service personnel minimise errors. Data collection teams
population. Because of this, results are not underwent training to ensure uniform
weighted and inferences can only be applied to application of the survey materials and clear
the total CICS trainee population. explanation of the study's rationale and
protocol.
Biases due to Lack of Anonymity
It was not possible to provide anonymity of Data-entry was conducted under close
the respondents because the survey took supervision by a UNDP statistician,
place within the CICS during training and CICS who randomly tested data analysis for
leadership knew in advance who was inconsistencies and missing values.

17 Nvivo is a qualitative software designed for textual analysis.


18 Quality assurance is defined here as the methods used for collecting, processing or analysing survey data aimed at
maintaining the survey's validity and reliability.

36
Union Civil Service Board
Empowered lives
Resilient nations. Office Building No. (17)
Nay Pyi Taw, Republic of the Union of Myanmar
United Nations Development Programme Website: ucsb.gov.mm ; ucsb.imis.com.mm
Nob, Natmauk Road, Tarnwe Township
P.O. Box 650, Yangon 11211, Myanmar Tel: +95 (67) 40 90 60
Tel: (95 1)542 910-19, Fax: (95 1) 544 531 +95 (67) 40 94 30
www.nintundp.org
UNDP Myanmar
UNDP_Myanmar

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