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Introduction
Biliary atresia, a multifaceted liver disease of complex with features of cholestasis and variable degrees of giant
pathogenesis, has devastating consequences to child multinucleated hepatocytes.6
health with rapid progression to end-stage cirrhosis if
not treated in a timely fashion. Departing from solely Epidemiology
descriptive studies, the past decade has seen a prolifer The disease occurs on all continents, with variable geo-
ation of mechanistic experiments that use in vitro and graphical frequency ranging from 1 in 5,000 in Taiwan to
in vivo model systems to directly test disease-related an estimated 1 in 15,000 in the USA and 1 in 19,000 live
hypotheses. Here, we review how these studies advance births per year in the Netherlands.7–11 A seasonal clus-
our understanding of disease pathogenesis by provid- tering of the disease has been reported, with rates three
ing unique insights into how an insult from one or more times higher in infants born between December and
environmental factors triggers an immune response, March,11,12 but the lack of seasonality in a large study of
which is modified by genetic and developmental factors 119 Japanese infants underscores the variable geographi-
to target the bile duct epithelium and produce the clinical cal frequency of disease.13 Biliary atresia has a slight
spectrum of biliary atresia. female predominance (1.25:1), especially in patients who
Biliary atresia results from an inflammatory and fibro- also have splenic malformations and the incidence is sub-
sing obstruction of extrahepatic bile ducts. Along with stantially higher among nonwhite infants.11,14 An associa-
the general term of ‘neonatal hepatitis’, biliary atresia is a tion with advanced maternal age, increased parity and a
leading cause of neonatal cholestasis;1–4 as a single disease, tendency for early foetal losses has been found.11 Biliary
Division of Pediatric
Gastroenterology,
biliary atresia is the number one indication for paediatric atresia has rare familial recurrence, with twin studies
Hepatology, and liver transplantation worldwide.5 By the time of diagno- showing that most sets are discordant for the disease.15–19
Nutrition, Department sis, extrahepatic bile ducts are completely obstructed.
of Pediatrics, Cincinnati
Children’s Hospital At the tissue level, segmental or wholesale loss of the Disease hallmarks and outcomes
Medical Center, epithelial lining of extrahepatic bile ducts exists, with The clinical hallmarks of the disease are simple and repro-
University of Cincinnati,
3333 Burnet Avenue,
extensive fibrosis and occasional foci of inflammation. ducible: pathological jaundice with direct or conjugated
Cincinnati, OH 45229- By contrast, intrahepatic bile ducts are typically hyper- hyperbilirubinemia; acholic stools; variable levels of
3039, USA (A.A., A.M., plastic, embedded in portal tracts that contain variable hepatosplenomegaly; and the onset of symptoms restricted
J.A.B.).
inflammation and fibrosis, and are surrounded by lobules to the first few months of life. The progression to end-
Correspondence to: stage cirrhosis when the disease is untreated is consist-
J.A.B.
jorge.bezerra@ Competing interests ent. The initial goal of clinical management is to arrive at
cchmc.org The authors declare no competing interests. the diagnosis promptly so that surgical intervention can
levels after hepatoportoenterostomy.35 Poor bile drainage fibrosis). None of these histological groups correlated with
and highest risk of death were also linked to the presence age at diagnosis, clinical parameters, or 2-year survival
of cytomegalovirus IgM antibodies in a cohort of infants with the native liver. Reasoning that morphological quan-
at King’s College Hospital, London, UK, who had a 10% tification methods might be limited by sampling artefacts
survival with the native liver at 2 years of age.36 In a larger or variability in injury patterns, the investigators generated
cohort of 260 patients, these investigators also found that gene expression signatures of biopsy fragments from the
infants with cytomegalovirus-associated biliary atresia same patients. By differential profiling of gene expression
had the highest aspartate aminotransferase:platelet ratio and prediction analysis models, most of the individuals
index when compared with patients with the cystic, were grouped into inflammation (36%) or fibrosis (55%),
BASM and perinatal forms of biliary atresia.37 However, with only 9% of the specimens displaying mixed molecular
geographical variations in cytomegalovirus-associated profiling. Infants with an inflammatory signature were
biliary atresia exist. 38,39 Some of the inconsistencies younger than those with fibrosis; however, age alone could
between studies might result from methodological differ- not predict molecular grouping based on the observation
ences used to study the patient population. For example, that several infants younger than 8 weeks were classified
using an assay that tests lymphocyte activation to cyto- into the fibrosis group. The clinical relevance of the molec-
megalovirus proteins identified a positive response in ular classification was supported by a decreased survival
56% of infants in the USA, even when no other biochemi- without transplantation at 2 years of age in infants with the
cal markers of cytomegalovirus infection were present.40 fibrosis signature.26 If these studies are validated in new
Altogether, efforts to precisely define the status of cyto- prospective cohorts, molecular staging (with or without
megalovirus infection in patient cohorts are justified by histological staging) of liver disease should be considered
this data, as it might trigger unique pathogenic mecha- when designing new clinical trials.
nisms and/or constitute a severity factor influencing the
clinical outcome in biliary atresia. Pathogenic mechanisms of disease
Studies into the epidemiology, pathology and clinical
Staging the disease at diagnosis forms of biliary atresia implicate numerous factors in the
Several clinical reports suggest that an age <60 days at pathogenesis of disease, including: defects in embryo-
the time of hepatoportoenterostomy is associated with genesis; abnormal fetal or prenatal circulation; genetic
improved bile flow and long-term outcome.41 This asso- factors; environmental toxins; viral infection; abnormal
ciation implies that a younger patient will have an earlier inflammatory response; autoimmunity; and susceptibil-
phase of disease and perhaps a lesser degree of liver ity factors.47,48 These seemingly different factors can be
injury. However, age alone is not a uniform predictor grouped into the broadly defined categories of abnormal
of outcome as demonstrated by the poor survival with morphogenesis, environmental factors and inflamma-
the native liver of a cohort of young infants with biliary tory dysregulation, which could interplay to produce a
atresia after hepatoportoenterostomy,42 suggesting that particular phenotype of biliary atresia (Box 1).
other factors influence the clinical course of disease, such
as the coexistence of severe cardiovascular disease, cyto- Defective embryogenesis
megalovirus infection, and the type and extent of liver Developmental defects of the liver and biliary tract might
pathology at diagnosis. Prominent histological findings of be genetically driven or might result from an insult that
inflammation in the liver at diagnosis has been reported disrupts biological circuits critical to organogenesis.
to correlate with a poor response to hepatoportoentero Genetic mutations and/or variants relevant to embryo-
stomy.43 If one assumes that prominent inflammation genesis might be linked to biliary atresia pathogenesis,
reflects the severity of tissue injury this association would as suggested by BASM and laterality defects (anomalies
make sense, as would the poor outcome despite surgery. of left-right determination of visceral organs), among
Alternatively, if one assumes that prominent inflamma- others. Disruption of complex molecular circuits during
tion reflects an early phase of tissue involvement or injury vulnerable periods of embryogenesis could also result
this association would be unexpected and an improved from an insult at a precise time in embryogenesis, with
outcome after surgical intervention would be expected. a potential for reprogramming cellular differentiation
Our lack of understanding of the relationship between and an abnormal developmental outcome. Although no
histopathology and clinical response is underscored by specific insult during embryogenesis has yet been linked
other studies reporting a poor outcome in children with directly to biliary atresia, abnormal cell fate in the devel-
advanced hepatic fibrosis,44,45 or the lack of a correlation oping bile duct has been proposed to produce ductal
between fibrosis and clinical outcome.46 plate malformations that persist postnatally in some
Seeking additional insight into the relationship between patients.49 The ductal plate is a bilayered tubular struc-
the degree of liver injury with age at diagnosis and the clin- ture surrounded by thick mesenchyme that is formed
ical course after hepatoportoenterostomy, Moyer et al.26 near the portal vein between 11 and 13 weeks of gesta-
scored liver biopsy samples from infants for inflamma- tion.50 The plate gradually disappears, except for a focal
tion and fibrosis at the time of diagnosis. Only 19% and area where it forms a lumen and gives rise to intrahepatic
11% of the biopsies revealed high scores for inflammation bile ducts;51 its postnatal persistence raises the possibility
and fibrosis, respectively. The remaining 70% had mixed that abnormal mesenchymal and cholangiocyte signals
histological features (lower scores for inflammation and halt remodelling of hilar ducts. Although ductal plate
malformation has been described in infants with the Box 1 | Biological categories and pathogenic factors
embryonic form of biliary atresia, a study of the morph
Abnormal morphogenesis
ology of several portal tracts from each of eight infants
Defective embryogenesis
with the perinatal form of biliary atresia and six with ■■ BASM
BASM identified ductal plate malformation in only 10% ■■ Laterality defects
of the portal tracts, with no predilection to either clinical ■■ Ductal plate malformation
forms of the disease.52 Abnormal prenatal circulation
■■ Vascular abnormalities
Abnormal fetal or prenatal circulation ■■ Arterial hyperplasia or hypertrophy
Genetic factors
Potential defects in prenatal circulation have been impli-
■■ Nonhepatic malformations
cated in disease pathogenesis based on the presence of ■■ SNPs in: CFC1; JAG1; CD14; MIF; ITGB2; ADIPOQ;
anatomical variants of hepatic artery in some patients VEGF; GPC1; and ADD3
with biliary atresia, the findings of arterial hyperplasia or Environmental factors
hypertrophy in liver specimens and on the importance of Toxins
arterial blood flow for integrity of bile ducts.53,54 Although ■■ Biliatresone (from Dysphania plants)
limited data support this mechanism, it is possible that Viruses
arterial changes might be driven by primary growth ■■ Cytomegalovirus
signals, or represent a response to a diseased micro ■■ Reovirus
environment that might be rich in growth-promoting ■■ Rotavirus
■■ Human papillomavirus
signals that favour angiogenesis.55,56
■■ Human herpes virus 6
■■ Epstein–Barr virus
Genetic factors
Immune dysregulation
The contribution of genetic defects to the development Abnormal inflammatory response
of biliary atresia is suggested by the association of non- ■■ Activation of dendritic cells
hepatic abnormalities such as polysplenia or asplenia, ■■ T cells
cardiovascular defects, intestinal malrotation and a spec- ■■ Natural killer cells
trum of laterality defects.57 Experimentally, the inacti ■■ Macrophages or Kupffer cells
vation or overexpression of the genes Invs, Hes1, Hnf6 ■■ Expression of IFN‑γ, IL‑2, CD25, TNF, IL‑15, NKG2D,
perforin and granzymes, IL‑8
(also known as Onecut1), Hnf1b, Foxf1, Foxa1 or Foxa2,
Autoimmunity
Sox17, Lgr4 and Pdx1 in mice have been shown to disrupt
■■ HLA-DRA
normal embryogenesis of the extrahepatic biliary system, ■■ Oligoclonal expansion of T cells
causing a spectrum of anatomical malformations of the ■■ Anti-enolase antibodies
gallbladder and extrahepatic bile ducts, including hypo- Susceptibility factors
plasia and agenesis (reviewed elsewhere).58 Gene muta- ■■ Gene SNPs
tions causally linked to biliary atresia in humans, however, ■■ Microchimerism
remain elusive. For example, mutations in INVS were not ■■ TREG cells
■■ α2β1-integrins
identified in children with laterality defects and biliary
Abbreviations: ADD3, adducin 3; BASM, biliary atresia splenic
atresia.59 Promising observations have linked mutations malformation; CFC1, cripto, FRL‑1, cryptic family 1; GPC1,
in CFC1, a different laterality gene,60,61 but they have not glypican 1; HLA-DRA, major histocompatibility complex, class II,
been validated in a large cohort. Studies investigating DR alpha; ITGB2, integrin, beta 2; JAG1, jagged 1; MIF, macrophage
migration inhibitory factor; NKG2D, killer cell lectin-like receptor
gene sequence variants as susceptibility factors for biliary subfamily K, member 1; SNP, single nucleotide polymorphism;
atresia are garnering interest, such as the reports of single TREG cell, regulatory T cell; VEGF, vascular endothelial growth factor.
nucleotide polymorphisms (SNPs) in JAG1, CD14, MIF,
ITGB2, ADIPOQ and VEGF.62–67
A genome-wide association study (GWAS) of 35 the F‑actin binding protein adducin 3.70 This association
patients identified one common heterozygous deletion was replicated in Thai (n = 124) and US (n = 171) patient
of chromosome 2 (2q37.3), which included GPC1 in two cohorts.71,72 Although the biological relevance of this
unrelated patients. GPC1 encodes glypican‑1, a glyco SNP is not yet known, the differential hepatic expression
protein located in the apical membrane of cholangio- of ADD3 in affected livers suggest that SNPs in ADD3
cytes mediating intercellular signalling via the Hedgehog might serve as a susceptibility factor or disease modifier.72
pathway. Diseased livers had abnormal localization Further progress in the field will require comprehensive,
of glypican‑1, and morpholino-mediated knockdown of whole-genome mutation surveys in a patient population
gpc1 led to developmental defects in zebrafish bile ducts.68 that is precisely phenotyped and meets stringent criteria
Interestingly, the potential contribution of Hedgehog for adequate statistical analyses, followed by proof-of-
pathway was also implied by results from immunostain- principle experiments to explore the biological relevance
ing and gene expression studies in human liver samples, of SNPs.
which suggested aberrant hepatic Hedgehog signalling in
biliary atresia.69 A different GWAS in a larger cohort of 324 Environmental toxins
Chinese patients identified a high prevalence of the SNP Without clear evidence of disease heritability, there
rs17095355 on 10q24, upstream of ADD3, which encodes remains the possibility that genetic and developmental
defects might predispose infants to biliary atresia by trig- Experimental models of biliary injury
gering an abnormal response that targets the bile ducts At least four experimental systems have been used to study
upon exposure to detrimental environmental factors. biliary atresia. The first, serving primarily as an observa-
The potential contribution of environmental toxins tional model of toxin-induced bile duct injury, is repre-
to pathogenesis of disease was suggested by the occur- sented by young lambs and calves in New South Wales,
rence of two biliary atresia-like endemics in lambs Australia, which were reported to have a disease similar
and calves in New South Wales, Australia in 1964 and to biliary atresia.73 The animals have not yet been used
1988.73 In a remarkable effort, an investigative team from in experiment-driven manipulation to study the disease.
Philadelphia, USA, imported two species of Dysphania Second, sea lampreys have been shown to undergo loss
plants from pastures on which the affected animals had of the gallbladder and bile ducts during normal meta
grazed and screened chemical extracts purified from the morphosis and have been used as a model of ‘programmed
plants using a zebrafish bile excretion assay. They puri- atresia’.89,90 Third, zebrafish have been increasingly used to
fied a phytosterol, which they named biliatresone, which study mutation-induced and toxin-induced defects in the
selectively destroyed extrahepatic bile ducts in zebrafish development of intrahepatic and extrahepatic bile ducts.90,91
larvae in a dose-dependent and time-dependent manner. Finally, mice in the first postnatal week have been used
Furthermore, culture of 3D cholangiocyte spheroids as experimental models.92–94 Newborn BALB/c mice
with biliatresone induced lumen occlusion and loss infected with Rhesus rotavirus type A (RRV) constitutes
of cellular polarity.74 Interestingly, a zebrafish mutant a model that recapitulates several features of human
known as ductbend displayed heightened sensitivity to disease. In this model, RRV infection in the first 2 days
biliatresone. Genetic mapping experiments localized the of life reproducibly triggers hepatobiliary injury and
ductbend locus to chromosome 22, in a region that has cholestasis within a week of infection.95,96 Some of the key
conserved synteny to two independent susceptibility loci features shared with the human disease include: a time-
for biliary atresia in humans (10q24.2 and 16p13.3), thus restricted susceptibility of bile duct injury to the early
potentially linking an environmental toxin to a genetic postnatal period; acholic stools; bile duct proliferation and
susceptibility loci.75 portal inflammation; and the type 1 rich inflammatory
response in the liver and bile ducts.25,84,97–101 The model
Viral infection provides opportunities for direct examination of extra
Microbial agents, especially viruses, have been impli- hepatic bile ducts to investigate different stages of injury
cated in the aetiology of biliary atresia. Since initially and progression to lumenal obstruction, tasks that cannot
suggested by Benjamin Landing in 1974,76 several viruses be performed in humans because of the advanced fibrosis
have been detected directly in injured livers and biliary in biliary remnants at diagnosis. Although, the model is a
remnants or indirectly by the presence of serological unique system to study the role of the immune system in
markers of infection in patients with biliary atresia. The epithelial injury and duct obstruction, it is not suitable to
viruses include cytomegalovirus, human papillomavirus, study how biliary injury results in progressive liver fibrosis
human herpes virus 6, Epstein–Barr virus, reovirus and because of the high mortality before the development of
rotavirus in specific groups of patients. The identification advanced fibrosis or cirrhosis at 2 weeks of age.
of individual viruses in affected tissues has been incon-
sistent in different populations (as reviewed elsewhere77). Data from diseased human livers
One of the factors that might limit the identification of In general, the cellular and molecular profiles of the
viruses includes the variability in methodologies used hepatic microenvironment at the time of diagnosis are
to detect infection. For example cytomegalovirus infec- largely proinflammatory and profibrotic. For example,
tion is detected by measuring serum levels of anti- CD4+ and CD8+ T cells populate affected livers and are
cytomegalovirus IgM antibodies, lymphocyte activation associated with the overexpression of activation markers,
and molecular footprinting of an immune response to such as IFN‑γ, IL‑2, the IL‑2 receptor CD25, TNF and the
viral infection.38,40,78,79 Reovirus infection is detected by transferrin receptor CD71.102–106 Cholangiocyte pyknosis
measuring serum levels of anti-reovirus type 3 IgG and and necrosis have been associated with infiltration of
IgM antibodies.80–83 Another potential factor limiting the mononuclear cells in the walls of interlobular bile ducts,
detection of viral infection is the ability of the neonatal duct walls at the porta hepatis and remnants of extra
immune system to clear the virus. In an experimental hepatic bile ducts.107–109 In vitro studies using T cells show
mouse model of biliary atresia, rotavirus was effectively that patients with biliary atresia have oligoclonal expan-
cleared from the hepatobiliary system by the second sion of CD4+ and CD8+ T cells,110 providing more direct
week of infection.84 evidence that tissue lymphocytes share common biologi-
cal programmes. Despite the limited evidence for disease
Abnormal inflammation and autoimmunity specificity, these technically challenging experiments add
Among all proposed factors linked to the pathogenesis functional relevance of T cells in disease pathology and set
of biliary atresia, the immune system is central, as evi- the stage for future studies investigating their relationship
denced by the infiltration of the liver by inflammatory to molecular epitopes on cholangiocytes and mechanisms
cells, the overexpression of cytokines and/or chemokines of autoimmunity.
at the time of diagnosis and mechanistic experiments in A proinflammatory molecular profile was reported in
disease models.25,85–88 a large-scale gene expression analysis of liver biopsies
IL-33
Fibrosis Additional experiments revealed that IL‑33 promotes
IL-13 cholangiocyte proliferation by inducing type 2 innate
TGF-β
Liver
RRV IFN-γ IL-33 hepatic fibrosis, raising the possibility that this para
crine system could be a contributor to the progression
Extrahepatic
and intrahepatic
of fibrosis characteristic of biliary atresia (Figure 3).129
Bile duct
Inflammatory obstruction fibrosis
Epithelium Atresia
response Susceptibility factors
breach
IL-8
EHBD
If the different clinical phenotypes and stages of liver positive for anti-cytomegalovirus IgM antibodies)
disease are validated, they will form a strong rationale showed improved short-term bile drainage.143 This type
for personalized clinical trials. Despite the predomi- of open-label trial and the emerging evidence discussed
nant inflammatory signature uncovered in clinical and here, point to the possibility of future trials that match
preclinical studies, the use of corticosteroids in patients therapy with a predominant biological disease process,
with biliary atresia has not been shown to reliably improve thus enabling the inclusion of patients that will benefit
biliary drainage after hepatoportoenterostomy.141 In the from targeted therapies and minimizing unwarranted
prospective, placebo-controlled, double blind START exposure to drug-induced toxicity (Figure 4).
trial (steroid in biliary atresia randomized trial, con-
ducted by ChiLDReN),142 high-dose corticosteroids after
hepatoportoenterostomy did not significantly increase Review criteria
the proportion of patients achieving biliary drainage This Review presents a perspective of how recent
when compared to placebo (58.6% versus 48.6%, respec- patient-based and laboratory-based studies advance the
tively; P = 0.43), or transplant-free survival (58.7% versus understanding of pathogenic mechanisms of biliary atresia.
59.4%, respectively; P = 0.99).142 Interestingly, an open- To select the studies, we performed a MEDLINE search
label corticosteroid trial that included patients younger combining the medical subject headings of “biliary atresia”
than 70 days at the time of hepatoportoenterostomy and “children,” published in the English literature as
original articles up to 30 September 2014.
and excluding specific phenotypes (BASM and patients
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and distribution. J. Pediatr. Surg. 31, 121–125; proliferation. J. Clin. Invest. 124, 3241–3251 The authors are supported by the NIH grants
discussion 125–126 (1996). (2014). DK64008 and DK83781 to J.A.B. and DK95001
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modulators in rotavirus-induced murine biliary microchimerism in biliary atresia using J.A.B. and A.A. contributed equally to researching
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the murine model of biliary atresia. J. Virol. 81, 131. Muraji, T. et al. Maternal microchimerism in and reviewing and editing the manuscript
1671–1679 (2007). underlying pathogenesis of biliary atresia: before submission.