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Facts:
The donation of the property to the government to make the property public does not cure the constitutional defect. The fact that
the law was passed when the said property was still a private property cannot be ignored. “In accordance with the rule that the taxing
power must be exercised for public purposes only, money raised by taxation can be expanded only for public purposes and not for the
advantage of private individuals.” Inasmuch as the land on which the projected feeder roads were to be constructed belonged then to
Zulueta, the result is that said appropriation sought a private purpose, and, hence, was null and void.
Issue:
The incongruity and irrelevancy are already evident. Section 11 of RA 1600 fails to disclose the relevance to any appropriation item.
RA 1600 is an appropriation law for the operation of government while Section 11 refers to a fundamental governmental policy of
calling to active duty and the reversion of inactive statute of reserve officers in the AFP.
Hence it was A NON-APPROPRIATION ITEM INSERTED IN AN APPROPRIATION MEASURE, in violation of the constitutional prohibition
against RIDERS to the general appropriation act. It was indeed a new and completely unrelated provision attached to the GAA.
It also violates the rule on one-bill, one subject. The subject to be considered must be expressed in the title of the act. When an act
contains provisions which are clearly not embraced in the subject of the act, as expressed in the title, such provisions are void,
inoperative and without effect.
DEMETRIA VS ALBA
148 SCRA 208 – Political Law – Transfer of Funds – Power of the President to Realign Funds
Demetrio Demetria et al as taxpayers and members of the Batasan Pambansa sought to prohibit Manuel Alba, then
Minister of the Budget, from disbursing funds pursuant to Presidential Decree No. 1177 or the Budget Reform Decree
of 1977. Demetria assailed the constitutionality of paragraph 1, Section 44 of the said PD. This Section provides that:
“The President shall have the authority to transfer any fund, appropriated for the different departments, bureaus,
offices and agencies of the Executive Department, which are included in the General Appropriations Act, to any
program, project or activity of any department, bureau, or office included in the General Appropriations Act or approved
after its enactment.”
Demetria averred that this is unconstitutional for it violates the 1973 Constitution.
ISSUE: Whether or not Paragraph 1, Section 44, of PD 1177 is constitutional.
HELD: No. The Constitution provides that no law shall be passed authorizing any transfer of appropriations, however,
the President, the Prime Minister, the Speaker, the Chief Justice of the Supreme Court, and the heads of constitutional
commissions may by law be authorized to augment any item in the general appropriations law for their respective
offices from savings in other items of their respective appropriations.
However, paragraph 1 of Section 44 of PD 1177 unduly overextends the privilege granted under the Constitution. It
empowers the President to indiscriminately transfer funds from one department, bureau, office or agency of the
Executive Department to any program, project or activity of any department, bureau or office included in the General
Appropriations Act or approved after its enactment, without regard as to whether or not the funds to be transferred
are actually savings in the item from which the same are to be taken, or whether or not the transfer is for the purpose
of augmenting the item to which said transfer is to be made. It does not only completely disregard the standards set
in the fundamental law, thereby amounting to an undue delegation of legislative powers, but likewise goes beyond
the tenor thereof. Indeed, such constitutional infirmities render the provision in question null and void.
But it should be noted, transfers of savings within one department from one item to another in the GAA may be
allowed by law in the interest of expediency and efficiency. There is no transfer from one department to another here.
Political Law – Constitutional Law – Separation of Powers – Fund Realignment – Constitutionality of the Disbursement
Acceleration Program
Power of the Purse – Executive Impoundment
W hen President Benigno Aquino III took office, his administration noticed the sluggish growth of the economy.
The World Bank advised that the economy needed a stimulus plan. Budget Secretary Florencio “Butch” Abad then
came up with a program called the Disbursement Acceleration Program (DAP).
The DAP was seen as a remedy to speed up the funding of government projects. DAP enables the Executive to realign
funds from slow moving projects to priority projects instead of waiting for next year’s appropriation. So what happens
under the DAP was that if a certain government project is being undertaken slowly by a certain executive agency, the
funds allotted therefor will be withdrawn by the Executive. Once withdrawn, these funds are declared as “savings” by
the Executive and said funds will then be reallotted to other priority projects. The DAP program did work to stimulate
the economy as economic growth was in fact reported and portion of such growth was attributed to the DAP (as noted
by the Supreme Court).
Other sources of the DAP include the unprogrammed funds from the General Appropriations Act (GAA).
Unprogrammed funds are standby appropriations made by Congress in the GAA.
Meanwhile, in September 2013, Senator Jinggoy Estrada made an exposé claiming that he, and other Senators,
received Php50M from the President as an incentive for voting in favor of the impeachment of then Chief Justice
Renato Corona. Secretary Abad claimed that the money was taken from the DAP but was disbursed upon the request
of the Senators.
This apparently opened a can of worms as it turns out that the DAP does not only realign funds within the Executive.
It turns out that some non-Executive projects were also funded; to name a few: Php1.5B for the CPLA (Cordillera
People’s Liberation Army), Php1.8B for the MNLF (Moro National Liberation Front), P700M for the Quezon Province,
P50-P100M for certain Senators each, P10B for Relocation Projects, etc.
This prompted Maria Carolina Araullo, Chairperson of the Bagong Alyansang Makabayan, and several other concerned
citizens to file various petitions with the Supreme Court questioning the validity of the DAP. Among their contentions
was:
DAP is unconstitutional because it violates the constitutional rule which provides that “no money shall be paid out of
the Treasury except in pursuance of an appropriation made by law.”
Secretary Abad argued that the DAP is based on certain laws particularly the GAA (savings and augmentation provisions
thereof), Sec. 25(5), Art. VI of the Constitution (power of the President to augment), Secs. 38 and 49 of Executive Order
292 (power of the President to suspend expenditures and authority to use savings, respectively).
Issues:
I. Whether or not the DAP violates the principle “no money shall be paid out of the Treasury except in pursuance of
an appropriation made by law” (Sec. 29(1), Art. VI, Constitution).
II. Whether or not the DAP realignments can be considered as impoundments by the executive.
III. Whether or not the DAP realignments/transfers are constitutional.
IV. Whether or not the sourcing of unprogrammed funds to the DAP is constitutional.
V. Whether or not the Doctrine of Operative Fact is applicable.
HELD:
I. No, the DAP did not violate Section 29(1), Art. VI of the Constitution. DAP was merely a program by the Executive
and is not a fund nor is it an appropriation. It is a program for prioritizing government spending. As such, it did not
violate the Constitutional provision cited in Section 29(1), Art. VI of the Constitution. In DAP no additional funds were
withdrawn from the Treasury otherwise, an appropriation made by law would have been required. Funds, which were
already appropriated for by the GAA, were merely being realigned via the DAP.
II. No, there is no executive impoundment in the DAP. Impoundment of funds refers to the President’s power to refuse
to spend appropriations or to retain or deduct appropriations for whatever reason. Impoundment is actually
prohibited by the GAA unless there will be an unmanageable national government budget deficit (which did not
happen). Nevertheless, there’s no impoundment in the case at bar because what’s involved in the DAP was the
transfer of funds.
III. No, the transfers made through the DAP were unconstitutional. It is true that the President (and even the heads of
the other branches of the government) are allowed by the Constitution to make realignment of funds, however, such
transfer or realignment should only be made “within their respective offices”. Thus, no cross-border
transfers/augmentations may be allowed. But under the DAP, this was violated because funds appropriated by the
GAA for the Executive were being transferred to the Legislative and other non-Executive agencies.
Further, transfers “within their respective offices” also contemplate realignment of funds to an existing project in the
GAA. Under the DAP, even though some projects were within the Executive, these projects are non-existent insofar as
the GAA is concerned because no funds were appropriated to them in the GAA. Although some of these projects may
be legitimate, they are still non-existent under the GAA because they were not provided for by the GAA. As such,
transfer to such projects is unconstitutional and is without legal basis.
On the issue of what are “savings”
These DAP transfers are not “savings” contrary to what was being declared by the Executive. Under the definition of
“savings” in the GAA, savings only occur, among other instances, when there is an excess in the funding of a certain
project once it is completed, finally discontinued, or finally abandoned. The GAA does not refer to “savings” as funds
withdrawn from a slow moving project. Thus, since the statutory definition of savings was not complied with under
the DAP, there is no basis at all for the transfers. Further, savings should only be declared at the end of the fiscal year.
But under the DAP, funds are already being withdrawn from certain projects in the middle of the year and then being
declared as “savings” by the Executive particularly by the DBM.
IV. No. Unprogrammed funds from the GAA cannot be used as money source for the DAP because under the law, such
funds may only be used if there is a certification from the National Treasurer to the effect that the revenue collections
have exceeded the revenue targets. In this case, no such certification was secured before unprogrammed funds were
used.
V. Yes. The Doctrine of Operative Fact, which recognizes the legal effects of an act prior to it being declared as
unconstitutional by the Supreme Court, is applicable. The DAP has definitely helped stimulate the economy. It has
funded numerous projects. If the Executive is ordered to reverse all actions under the DAP, then it may cause more
harm than good. The DAP effects can no longer be undone. The beneficiaries of the DAP cannot be asked to return
what they received especially so that they relied on the validity of the DAP. However, the Doctrine of Operative Fact
may not be applicable to the authors, implementers, and proponents of the DAP if it is so found in the appropriate
tribunals (civil, criminal, or administrative) that they have not acted in good faith.
Issue: Whether or not subject laws has been impliedly repealed by the 1987 Constitution
NO.
(1). Well-known is the rule that repeal or amendment by implication is frowned upon. Equally fundamental is the principle
that construction of the Constitution and law is generally applied prospectively and not retrospectively unless it is so clearly
stated.
(2) The Court finds that in this case the questioned laws are complete in all their essential terms and conditions and sufficient
standards are indicated therein.
The legislative intention in R.A. No. 4860, as amended, Section 31 of P.D. No. 1177 and P.D. No. 1967 is that the amount
needed should be automatically set aside in order to enable the Republic of the Philippines to pay the principal, interest,
taxes and other normal banking charges on the loans, credits or indebtedness incurred as guaranteed by it when they shall
become due without the need to enact a separate law appropriating funds therefor as the need arises. The purpose of
these laws is to enable the government to make prompt payment and/or advances for all loans to protect and maintain the
credit standing of the country.
CASE DIGEST: Guingona, Jr. vs. Carague
G.R. No. 94571. April 22, 1991
FACTS:
The 1990 budget consists of P98.4 Billion in automatic appropriation (with P86.8 Billion for debt service) and P155.3
Billion appropriated under RA 6831, otherwise known as the General Approriations Act, or a total of P233.5 Billion, while
the appropriations for the DECS amount to P27,017,813,000.00.
The said automatic appropriation for debt service is authorized by PD No. 18, entitled “ Amending Certain Provisions of
Republic Act Numbered Four Thousand Eight Hundred Sixty, as Amended (Re: Foreign Borrowing Act), “by PD No. 1177,
entitled “Revising the Budget Process in Order to Institutionalize the Budgetary Innovations of the New Society,” and by
PD No.1967, entitled “An Act Strengthening the Guarantee and Payment Positions of the Republic of the Philippines on its
Contingent Liabilities Arising out of Relent and Guaranteed Loans by Appropriating Funds For The Purpose.”
The petitioners were questioning the constitutionality of the automatic appropriation for debt service, it being higher
than the budget for education, therefore it is against Section 5(5), Article XIV of the Constitution which mandates to
“assign the highest budgetary priority to education.”
ISSUE:
Whether or not the automatic appropriation for debt service is unconstitutional; it being higher than the budget for
education.
HELD:
No. While it is true that under Section 5(5), Article XIV of the Constitution Congress is mandated to “assign the highest
budgetary priority to education,” it does not thereby follow that the hands of Congress are so hamstrung as to deprive it
the power to respond to the imperatives of the national interest and for the attainment of other state policies or
objectives.
Congress is certainly not without any power, guided only by its good judgment, to provide an appropriation, that can
reasonably service our enormous debt…It is not only a matter of honor and to protect the credit standing of the country.
More especially, the very survival of our economy is at stake. Thus, if in the process Congress appropriated an amount for
debt service bigger than the share allocated to education, the Court finds and so holds that said appropriation cannot be
thereby assailed as unconstitutional
24 SEP
GARCIA V. COMELEC
Sept. 30, 1994
FACTS:
On May 24, 1993, petitioners filed a petition with the Sangguniang Bayan of Morong to annul Pambansang Kapasyahan Blg. 10,
Serye 1993 which includes the Municipaloty of Morong as part of the Subic Special Economic Zone in accord with the RA No.
7227.
The municipality did not take any action on the petition within 30 days after its submission; so, they resorted to their power of
initiative under the Local Government Code of 1991. They solicited the required number of signatures to repeal the said
resolution.
However, the Vice Mayor, Hon. Edilberto de Leon, and the Presiding Office of the Sangguniang Bayan ng Morong wrote a letter
dated June 11, 1993 to deny the petition for local initiative and/or referendum.
On July 6, 1993, the Comelec denied the petition for local initiative because its subject is “merely a resolution and not an
ordinance.”
ISSUE:
w/n the Pambansang Kapasyahan Blg. 10, Serye 1993 is the proper subject of an initiative?
Sub-issue: w/n the decision of the Comelec to deny the petition be set aside?
HELD:
The petition is granted and the decision of the Comelec on July 6, 1993 is annulled and set aside.
RULING:
The 1987 Constitution installed back the power to the people regarding legislation because of the event in February 1986. The
new Constitution became “less trusting of public officials.”
Through initiative, the people were given the power to amend the Constitution under Sec. 2 Art. 17 which provides
“amendments to this Constitution may likewise be directly proposed by the people through initiative upon a petition of at least
12% of the total number of registered voters, of which every legislative district must be represented by at least 3% of the
registered voter therein.”
The Comelec was also empowered to enforce and administer all laws and regulations relative to the conduct of an initiative and
referendum.
On Aug. 4, 1989, the Congress approved RA No. 6735 entitled “An Act Providing for a System of Initiative and Referendum and
Appropriating Funds Therefor.”
YES. Sec. 32 of Art. 6 provides “ the Congress shall provide for a system of initiative and referendum, and the exceptions
therefrom, whereby the people can directly propose
and enact laws or approve or reject any act or law or part thereof passed by the Congress or local legislative body.
Under Sec. 32(a) of RA No. 6735 it provided the 3 systems of initiative, namely:
1. Initiative on the Constitution – petition to amend the Constitution
2. Initiative on statutes – petition proposing to enact a national legislation
3. Initiative on local legislation – petition proposing to enact a regional, provincial, city, municipal, or barangay law, resolution or
ordinance
Under its Sec.16(a), it provided the limitations on local initiatives, which is “the power of local initiative shall not be exercised
more than once a year.”
1. That the provision that a Filipino already considered an immigrant abroad can be allowed to participate in absentee
voting provided he executes an affidavit stating his intent to return to the Philippines is void because it dispenses of
the requirement that a voter must be a resident of the Philippines for at least one year and in the place where he
intends to vote for at least 6 months immediately preceding the election;
2. That the provision allowing the Commission on Elections (COMELEC) to proclaim winning candidates insofar as it
affects the canvass of votes and proclamation of winning candidates for president and vice-president, is
unconstitutional because it violates the Constitution for it is Congress which is empowered to do so.
1. There can be no absentee voting if the absentee voters are required to physically reside in the Philippines within the
period required for non-absentee voters. Further, as understood in election laws, domicile and resident are
interchangeably used. Hence, one is a resident of his domicile (insofar as election laws is concerned). The domicile is
the place where one has the intention to return to. Thus, an immigrant who executes an affidavit stating his intent to
return to the Philippines is considered a resident of the Philippines for purposes of being qualified as a voter (absentee
voter to be exact). If the immigrant does not execute the affidavit then he is not qualified as an absentee voter.
2. The said provision should be harmonized. It could not be the intention of Congress to allow COMELEC to include the
proclamation of the winners in the vice-presidential and presidential race. To interpret it that way would mean that
Congress allowed COMELEC to usurp its power. The canvassing and proclamation of the presidential and vice
presidential elections is still lodged in Congress and was in no way transferred to the COMELEC by virtue of RA 9189.
March 2, 2001
FACTS:
Estrada was inaugurated as president of the Republic of the Philippines on June 30, 1998 with Gloria Macapagal-Arroyo as his
Vice President.
In October 2000, Ilocos Sur governor Luis “Chavit” Singson, a close friend of the President, alleged that he had personally given
Estrada money as payoff from jueteng hidden in a bank account known as “Jose Velarde” – a grassroots-based numbers game.
Singson’s allegation also caused controversy across the nation, which culminated in the House of Representatives’ filing of an
impeachment case against Estrada on November 13, 2000. House Speaker Manny Villar fast-tracked the impeachment complaint.
The impeachment suit was brought to the Senate and an impeachment court was formed, with Chief Justice Hilario Davide, Jr. as
presiding officer. Estrada, pleaded “not guilty”.
The exposé immediately ignited reactions of rage. On January 18, a crowd continued to grow at EDSA, bolstered by students from
private schools and left-wing organizations. Activists from the group Bayan and Akbayan as well as lawyers of the Integrated Bar
of the Philippines and other bar associations joined in the thousands of protesters.
On January 19, The Philippine National Police and the Armed Forces of the Philippines also withdrew their support for Estrada
and joined the crowd at EDSA Shrine.
At 2:00pm, Estrada appeared on television for the first time since the beginning of the protests and maintains that he will not
resign. He said that he wanted the impeachment trial to continue, stressing that only a guilty verdict will remove him from office.
At 6:15pm, Estrada again appeared on television, calling for a snap presidential election to be held concurrently with
congressional and local elections on May 14, 2001. He added that he will not run in this election.
OnJanuary 20, the Supreme Court declared that the seat of presidency was vacant, saying that Estrada “constructively resigned
his post”. Noon of the same day, Gloria Macapagal-Arroyo took her oath of office in the presence of the crowd at EDSA, becoming
the 14th president of the Philippines.
At 2:00 pm, Estrada released a letter saying he had “strong and serious doubts about the legality and constitutionality of her
proclamation as president”, but saying he would give up his office to avoid being an obstacle to healing the nation. Estrada and
his family later left Malacañang Palace.
A heap of cases then succeeded Estrada’s leaving the palace, which he countered by filing a peition for prohibition with a prayer
for a writ of preliminary injunction. It sought to enjoin the respondent Ombudsman from “conducting any further proceedings in
cases filed against him not until his term as president ends. He also prayed for judgment “confirming petitioner to be the lawful
and incumbent President of the Republic of the Philippines temporarily unable to discharge the duties of his office, and declaring
respondent to have taken her oath as and to be holding the Office of the President, only in an acting capacity pursuant to the
provisions of the Constitution.”
ISSUE:
1.) Whether or not the case at bar a political or justiciable issue. If justiciable, whether or not petitioner Estrada was a president-
on-leave or did he truly resign.
HELD:
The Court defines a political issue as “those questions which, under the Constitution, are to be decided by the people in their
sovereign capacity, or in regard to which full discretionary authority has been delegated to the legislative or executive branch of
the government. It is concerned with issues dependent upon the wisdom, not legality of a particular measure.”
The Court made a distinction between the Aquino presidency and the Arroyo presidency. The Court said that while the Aquino
government was a government spawned by the direct demand of the people in defiance to the 1973 Constitution, overthrowing
the old government entirely, the Arroyo government on the other hand was a government exercising under the 1987 constitution,
wherein only the office of the president was affected. In the former, it The question of whether the previous president (president
Estrada) truly resigned subjects it to judicial review. The Court held that the issue is legal and not political.
For the president to be deemed as having resigned, there must be an intent to resign and the intent must be coupled by acts of
relinquishment. It is important to follow the succession of events that struck petitioner prior his leaving the palace. Furthermore,
the quoted statements extracted from the Angara diaries, detailed Estrada’s implied resignation On top of all these, the press
release he issued regarding is acknowledgement of the oath-taking of Arroyo as president despite his questioning of its legality
and his emphasis on leaving the presidential seat for the sake of peace. The Court held that petitioner Estrada had resigned by
the use of the totality test: prior, contemporaneous and posterior facts and circumstantial evidence bearing a material relevance
on the issue.
As to the issue of the peitioner’s contention that he is immuned from suits, the Court held that petitioner is no longer entitled to
absolute immunity from suit. The Court added that, given the intent of the 1987 Constitution to breathe life to the policy that a
public office is a public trust, the petitioner, as a non-sitting President, cannot claim executive immunity for his alleged criminal acts
committed while a sitting President. From the deliberations, the intent of the framers is clear that the immunity of the president
from suit is concurrent only with his tenure(the term during which the incumbent actually holds office) and not his term (time
during which the officer may claim to hold the office as of right, and fixes the interval after which the several incumbents shall
succeed one another).
Estrada vs Desierto G.R. No. 146710-15; Estrada vs Arroyo G.R. No. 146738, March 2 2001
FACTS:
It began in October 2000 when allegations of wrong doings involving bribe-taking, illegal gambling, and other forms of corruption
were made against Estrada before the Senate Blue Ribbon Committee. On November 13, 2000, Estrada was impeached by the Hor
and, on December 7, impeachment proceedings were begun in the Senate during which more serious allegations of graft and
corruption against Estrada were made and were only stopped on January 16, 2001 when 11 senators, sympathetic to the President,
succeeded in suppressing damaging evidence against Estrada. As a result, the impeachment trial was thrown into an uproar as the
entire prosecution panel walked out and Senate President Pimentel resigned after casting his vote against Estrada.
On January 19, PNP and the AFP also withdrew their support for Estrada and joined the crowd at EDSA Shrine. Estrada called for a
snap presidential election to be held concurrently with congressional and local elections on May 14, 2001. He added that he will not
run in this election. On January 20, SC declared that the seat of presidency was vacant, saying that Estrada “constructively resigned his
post”. At noon, Arroyo took her oath of office in the presence of the crowd at EDSA as the 14th President. Estrada and his family later
left Malacañang Palace. Erap, after his fall, filed petition for prohibition with prayer for WPI. It sought to enjoin the respondent
Ombudsman from “conducting any further proceedings in cases filed against him not until his term as president ends. He also prayed
for judgment “confirming Estrada to be the lawful and incumbent President of the Republic of the Philippines temporarily unable to
discharge the duties of his office.
ISSUE(S):
1. WoN the petition presents a justiciable controversy.
RULING:
1. Political questions- "to those questions which, under the Constitution, are to be decided by the people in their sovereign capacity,
or in regard to which full discretionary authority has been delegated to the legislative or executive branch of the government. It is
concerned with issues dependent upon the wisdom, not legality of a particular measure."
Legal distinction between EDSA People Power I EDSA People Power II:
EDSA I EDSA II
The cases at bar pose legal and not political questions. The principal issues for resolution require the proper interpretation of certain
provisions in the 1987 Constitution: Sec 1 of Art II, and Sec 8 of Art VII, and the allocation of governmental powers under Sec 11 of Art
VII. The issues likewise call for a ruling on the scope of presidential immunity from suit. They also involve the correct calibration of the
right of petitioner against prejudicial publicity.
2. Elements of valid resignation: (a)an intent to resign and (b) acts of relinquishment. Both were present when President Estrada left
the Palace.
Totality of prior contemporaneous posterior facts and circumstantial evidence— bearing material relevant issues—President Estrada
is deemed to have resigned— constructive resignation.
SC declared that the resignation of President Estrada could not be doubted as confirmed by his leaving Malacañan Palace. In the press
release containing his final statement:
2. He emphasized he was leaving the Palace for the sake of peace and in order to begin the healing process (he did not say that he was
leaving due to any kind of disability and that he was going to reassume the Presidency as soon as the disability disappears);
3. He expressed his gratitude to the people for the opportunity to serve them as President (without doubt referring to the past
opportunity);
4. He assured that he will not shirk from any future challenge that may come in the same service of the country;
5. He called on his supporters to join him in promotion of a constructive national spirit of reconciliation and solidarity.
Intent to resign—must be accompanied by act of relinquishment—act or omission before, during and after January 20, 2001.
3. The Congress passed House Resolution No. 176 expressly stating its support to Gloria Macapagal-Arroyo as President of the
Republic of the Philippines and subsequently passed H.R. 178 confirms the nomination of Teofisto T. Guingona Jr. As Vice President.
Senate passed HR No. 83 declaring the Impeachment Courts as Functius Officio and has been terminated. It is clear is that both
houses of Congress recognized Arroyo as the President. Implicitly clear in that recognition is the premise that the inability of Estrada is
no longer temporary as the Congress has clearly rejected his claim of inability.
The Court therefore cannot exercise its judicial power for this is political in nature and addressed solely to Congress by constitutional
fiat. In fine, even if Estrada can prove that he did not resign, still, he cannot successfully claim that he is a President on leave on the
ground that he is merely unable to govern temporarily. That claim has been laid to rest by Congress and the decision that Arroyo is the
de jure, president made by a co-equal branch of government cannot be reviewed by this Court.
4. The cases filed against Estrada are criminal in character. They involve plunder, bribery and graft and corruption. By no stretch of the
imagination can these crimes, especially plunder which carries the death penalty, be covered by the alleged mantle of immunity of a
non-sitting president. He cannot cite any decision of this Court licensing the President to commit criminal acts and wrapping him with
post-tenure immunity from liability. The rule is that unlawful acts of public officials are not acts of the State and the officer who acts
illegally is not acting as such but stands in the same footing as any trespasser.
5. No. Case law will tell us that a right to a fair trial and the free press are incompatible. Also, since our justice system does not use the
jury system, the judge, who is a learned and legally enlightened individual, cannot be easily manipulated by mere publicity. The Court
also said that Estrada did not present enough evidence to show that the publicity given the trial has influenced the judge so as to
render the judge unable to perform. Finally, the Court said that the cases against Estrada were still undergoing preliminary
investigation, so the publicity of the case would really have no permanent effect on the judge and that the prosecutor should be more
concerned with justice and less with prosecution.
FACTS:
ISSUES:
Whether or not the act of Doromal would constitute a violation of the Constitution.
Whether or not preliminary investigation is necessary even if both informations involve the same subject
matter.
Whether or not the information shall be effected as invalid due to the absence of preliminary investigation.
HELD:
Yes, as to the first and second issuses. No, as to the third issue. Petition was granted by the Supreme Court.
RATIO:
(1) The presence of a signed document bearing the signature of Doromal as part of the application to
bid shows that he can rightfully be charged with having participated in a business which act is absolutely
prohibited by Section 13 of Article VII of the Constitution" because "the DITC remained a family
corporation in which Doromal has at least an indirect interest."
Section 13, Article VII of the 1987 Constitution provides that "the President, Vice-President, the
members of the Cabinet and their deputies or assistants shall not... during (their) tenure, ...directly or
indirectly... participate in any business.
(2) The right of the accused to a preliminary investigation is "a substantial one." Its denial over his
opposition is a "prejudicial error, in that it subjects the accused to the loss of life, liberty, or property
without due process of law" provided by the Constitution.
Since the first information was annulled, the preliminary investigation conducted at that time shall also
be considered as void. Due to that fact, a new preliminary investigation must be conducted.
(3) The absence of preliminary investigation does not affect the court's jurisdiction over the case. Nor do
they impair the validity of the information or otherwise render it defective; but, if there were no
preliminary investigations and the defendants, before entering their plea, invite the attention of the
court to their absence, the court, instead of dismissing the information should conduct such
investigation, order the fiscal to conduct it or remand the case to the inferior court so that the
preliminary investigation may be conducted.
WHEREFORE, the petition for certiorari and prohibition is granted. The Sandiganbayan shall immediately
remand Criminal Case No. 12893 to the Office of the Ombudsman for preliminary investigation and shall
hold in abeyance the proceedings before it pending the result of such investigation.
Facts:
Former President Ferdinand E. Marcos was deposed from the presidency via the non-violent “people power”
revolution and was forced into exile. Marcos, in his deathbed, has signified his wish to return to the Philippines
to die. But President Corazon Aquino, considering the dire consequences to the nation of his return at a time
when the stability of government is threatened from various directions and the economy is just beginning to
rise and move forward, has stood firmly on the decision to bar the return of Marcos and his family.
Aquino barred Marcos from returning due to possible threats & following supervening events:
Marcos filed for a petition of mandamus and prohibition to order the respondents to issue them their travel
documents and prevent the implementation of President Aquino’s decision to bar Marcos from returning in the
Philippines. Petitioner questions Aquino’s power to bar his return in the country. He also questioned the claim
of the President that the decision was made in the interest of national security, public safety and health.
Petitioner also claimed that the President acted outside her jurisdiction.
According to the Marcoses, such act deprives them of their right to life, liberty, property without due process
and equal protection of the laws. They also said that it deprives them of their right to travel which according to
Section 6, Article 3 of the constitution, may only be impaired by a court order.
Issue:
1. Whether or not, in the exercise of the powers granted by the Constitution, the President may prohibit
the Marcoses from returning to the Philippines.
2. Whether or not the President acted arbitrarily or with grave abuse of discretion amounting to lack or
excess of jurisdiction when she determined that the return of the Marcoses to the Philippines poses a
serious threat to national interest and welfare and decided to bar their return.
Decision:
No to both issues. Petition dismissed.
Ratio:
Separation of power dictates that each department has exclusive powers. According to Section 1, Article VII of
the 1987 Philippine Constitution, “the executive power shall be vested in the President of the Philippines.”
However, it does not define what is meant by “executive power” although in the same article it touches on
exercise of certain powers by the President, i.e., the power of control over all executive departments, bureaus
and offices, the power to execute the laws, the appointing power to grant reprieves, commutations and
pardons… (art VII secfs. 14-23). Although the constitution outlines tasks of the president, this list is not defined
& exclusive. She has residual & discretionary powers not stated in the Constitution which include the power to
protect the general welfare of the people. She is obliged to protect the people, promote their welfare &
advance national interest. (Art. II, Sec. 4-5 of the Constitution). Residual powers, according to Theodore
Roosevelt, dictate that the President can do anything which is not forbidden in the Constitution (Corwin, supra
at 153), inevitable to vest discretionary powers on the President (Hyman, American President) and that the
president has to maintain peace during times of emergency but also on the day-to-day operation of the State.
The rights Marcoses are invoking are not absolute. They’re flexible depending on the circumstances. The
request of the Marcoses to be allowed to return to the Philippines cannot be considered in the light solely of
the constitutional provisions guaranteeing liberty of abode and the right to travel, subject to certain exceptions,
or of case law which clearly never contemplated situations even remotely similar to the present one. It must be
treated as a matter that is appropriately addressed to those residual unstated powers of the President which
are implicit in and correlative to the paramount duty residing in that office to safeguard and protect general
welfare. In that context, such request or demand should submit to the exercise of a broader discretion on the
part of the President to determine whether it must be granted or denied.
For issue number 2, the question for the court to determine is whether or not there exist factual basis for the
President to conclude that it was in the national interest to bar the return of the Marcoses in the Philippines. It
is proven that there are factual bases in her decision. The supervening events that happened before her
decision are factual. The President must take preemptive measures for the self-preservation of the country &
protection of the people. She has to uphold the Constitution.
Fernan, Concurring
1. The president’s power is not fixed. Limits would depend on the imperatives of events and not on
abstract theories of law. We are undergoing a critical time and the current problem can only be
answerable by the President.
2. Threat is real. Return of the Marcoses would pose a clear & present danger. Thus, it’s the executive’s
responsibility & obligation to prevent a grave & serious threat to its safety from arising.
3. We can’t sacrifice public peace, order, safety & our political & economic gains to give in to Marcos’ wish
to die in the country. Compassion must give way to the other state interests.
Cruz, Dissenting
1. As a citizen of this country, it is Marcos’ right to return, live & die in his own country. It is a right
guaranteed by the Consti to all individuals, whether patriot, homesick, prodigal, tyrant, etc.
2. Military representatives failed to show that Marcos’ return would pose a threat to national security.
Fears were mere conjectures.
3. Residual powers – but the executive’s powers were outlined to limit her powers & not expand.
Paras, Dissenting
1. AFP has failed to prove danger which would allow State to impair Marcos’ right to return to the
Philippines. .
2. Family can be put under house arrest & in the event that one dies, he/she should be buried w/in 10
days.
3. Untenable that without a legislation, right to travel is absolute & state is powerless to restrict it. It’s w/in
police power of the state to restrict this right if national security, public safety/health demands that such
be restricted. It can’t be absolute & unlimited all the time. It can’t be arbitrary & irrational.
4. No proof that Marcos’ return would endanger national security or public safety. Fears are speculative &
military admits that it’s under control. Filipinos would know how to handle Marcos’ return.
Padilla, Dissenting
Sarmiento, Dissenting
1. President’s determination that Marcos’ return would threaten national security should be agreed upon
by the court. Such threat must be clear & present.
1. Barring their return would deny them their inherent right as citizens to return to their country of birth
and all other rights guaranteed by the Constitution to all Filipinos.
2. The President has no power to bar a Filipino from his own country; if she has, she had exercised it
arbitrarily.
3. There is no basis for barring the return of the family of former President Marcos.
Issue:
Whether or not the motion for reconsideration that the Marcoses be allowed to return in the Philippines be
granted.
Decision:
No. The Marcoses were not allowed to return. Motion for Reconsideration denied because of lack of merit.
Ratio:
Facts: Petitioner Oscar Bermudez, the First Assistant Provincial Prosecutor of Tarlac and Officer-in-Charge of the
Office of Provincial Prosecutor, was a recommendee of then Sec. of Justice Guingona for the position of Provincial
Prosecutor. Private respondent Atty. Conrado Quiaoit had the support of then Representative Yap of the Second
District of Tarlac. Quiaoit was appointed by Pres. Ramos to the office. Quiaoit took his oath and assumed office.
Bermudez refused to vacate the Office of the Provincial Prosecutor. Nonetheless, Quiaoit, performed the duties and
functions of the Office of Provincial Prosecutor. Petitioner Bermudez challenged the appointment of Quiaoit primarily
on the ground that the appointment lacks the recommendation of the Sec. Of Justice prescribed under the Revised
Administrative Code of 1987. Section 9, Chap. II, Title III, Book IV of the Revised Administrative Code provides that “all
provincial and city prosecutors and their assistants shall be appointed by the Pres. upon the recommendation of the
Secretary.”
Issue: Whether or not the absence of a recommendation of the Secretary of Justice to the President can be held
fatal to the appointment of Quiaoit
Held: An appointment to a public office is the unequivocal act of designating or selecting by one having the
authority therefor of an individual to discharge and perform the duties and functions of an office or trust. The
appointment is deemed complete once the last act required of the appointing authority has been complied with and
its acceptance thereafter by the appointee in order to render it effective.
The power to appoint is, in essence, discretionary. The appointing authority has the right of choice which he may
exercise freely according to his judgment, deciding for himself who is best qualified among those who have the
necessary qualifications and eligibilities.
When the Constitution or the law clothes the Pres. with the power to appoint a subordinate officer, such conferment
must be understood as necessarily carrying with it an ample discretion of whom to appoint. The Pres. is the head of
government whose authority includes the power of control over all “executive departments, bureaus and offices.”
Control means the authority of an empowered officer to alter or modify, or even nullify or set aside, what a
subordinate officer has done in the performance of his duties, as well as to substitute the judgment of the latter, as
and when the former deems it to be appropriate. The Pres. has the power to assume directly the functions of an
executive department, bureau and office. It can therefore be inferred that the Pres. can interfere in the exercise of
discretion of officials under him or altogether ignore their recommendations.
The phrase “upon recommendation of the Secretary” found in Sec. 9, Chap. II, Title III, Book IV of the Revised
Administrative Code should be interpreted to be a mere advice, exhortation or indorsement, which is essentially
persuasive in character and not binding or obligatory upon the party to whom it is made. The recommendation is here
nothing really more than advisory in nature. The Pres., being the head of the Executive Department, could very well
disregard or do away with the action of the departments, bureaus or offices even in the exercise of discretionary
authority, and in so opting, he cannot be said as having acted beyond the scope of his authority.
MA. J. ANGELINA G. MATIBAG, petitioner,
vs.
ALFREDO L. BENIPAYO, RESURRECCION Z. BORRA, FLORENTINO A. TUASON, JR., VELMA J. CINCO, and GIDEON C.
DE GUZMAN in his capacity as Officer-In-Charge, Finance Services Department of the Commission on
Elections,respondents.
G.R. No. 149036
April 2, 2002
EN BANC
FACTS:
On February 2, 1999, the COMELEC en banc appointed petitioner as "Acting Director IV" of the EID. On February 15, 2000, then
Chairperson Harriet O. Demetriou renewed the appointment of petitioner as Director IV of EID in a "Temporary" capacity. On March 22,
2001, President Gloria Macapagal Arroyo appointed, ad interim, Benipayo as COMELEC Chairman together with other commisioners in
an ad interim appointment.
In his capacity as COMELEC Chairman, Benipayo issued a Memorandum dated April 11, 2001 addressed to petitioner as Director
IV of the EID and to Cinco as Director III also of the EID, designating Cinco Officer-in-Charge of the EID and reassigning petitioner to the
Law Department. COMELEC EID Commissioner-in-Charge Mehol K. Sadain objected to petitioner’s reassignment in a Memorandum
dated April 14, 2001 addressed to the COMELEC en banc. Specifically, Commissioner Sadain questioned Benipayo’s failure to consult
the Commissioner-in-Charge of the EID in the reassignment of petitioner.
Petitioner requested Benipayo to reconsider her relief as Director IV of the EID and her reassignment to the Law Department.
Petitioner cited Civil Service Commission Memorandum Circular No. 7 dated April 10, 2001, reminding heads of government
offices that "transfer and detail of employees are prohibited during the election period beginning January 2 until June 13, 2001."
Benipayo denied her request for reconsideration on April 18, 2001, citing COMELEC Resolution No. 3300 dated November 6, 2000,
Exempting the Comelec from the coverage of the said memo circular.
Petitioner appealed the denial of her request for reconsideration to the COMELEC en banc in a Memorandum dated April 23,
2001. Petitioner also filed an administrative and criminal complaint with the Law Department against Benipayo, alleging that her
reassignment violated Section 261 (h) of the Omnibus Election Code, COMELEC Resolution No. 3258, Civil Service Memorandum Circular
No. 07, s. 001, and other pertinent administrative and civil service laws, rules and regulations.
During the pendency of her complaint before the Law Department, petitioner filed the instant petition questioning the
appointment and the right to remain in office of Benipayo, Borra and Tuason, as Chairman and Commissioners of the COMELEC,
respectively. Petitioner claims that the ad interim appointments of Benipayo, Borra and Tuason violate the constitutional provisions on
the independence of the COMELEC.
ISSUES:
Whether or not the assumption of office by Benipayo, Borra and Tuason on the basis of the ad interim appointments issued by
the President amounts to a temporary appointmentprohibited by Section 1 (2), Article IX-C of the Constitution.
RULING:
This is a consolidated case which assails the constitutionality of the action of former President Gloria Macapagal
Arroyo by appointing a Chief Justice 7 days after the Presidential election in 2010.
After the compulsory retirement of former Chief Justice Reynato Puno, the position of Chief Justice was left
vacant. Section 4 (1), in relation to Section 9, Article VIII of the Constitution states that, "vacancy shall be filled
within ninety days from occurrence thereof," from a, "List of nominees prepared by the Judicial Bar Council for
every vacancy" furthermore, Section 15, Article VII was also taken into consideration which prohibits the
President or the Acting President from making appointments within two (2) months immediately before the next
Presidential elections and up to the end of his term, except temporary appointments to executive positions when
continued vacancies therein will prejudice public service or endanger public safety.
The JBC agreed that the vacant position must be filled and there were five (5) candidates for the position from
the most senior of the Associates of the court and one of them is Associate Justice Reynato C. Corona who was
chosen by the President and was appointed for the position of Chief Justice.
Office of the Solicitor General (OSG) contends that the incumbent President may appoint the next Chief Justice
since the Constitution do not apply to the Supreme Court. If the framers of the Constitution intended the
prohibition to apply in the Supreme Court then it should have expressly stated it in the Constitution.
ISSUE:
WHETHER OR NOT the President can appoint the successor of the Chief Justice..
RULING:
Yes, the President can appoint the successor of Chief Justice as the prohibitions in the Constitution.
If the framers of the Constitution intends that the prohibition shall apply to the appointment of Chief Justice,
then they should have expressly stated it in the Constitution under Section 15 (THE EXECUTIVE DEPARTMENT),
Article VII and Section 4 (1), Article VIII (JUDICIAL DEPARTMENT).
Section 14, Section 15 and Section 16 refers only to the appointments made in the Executive Department.
Funa vs Executive Secretary with Notes
G.R. No. 184740 February 11, 2010
DENNIS A. B. FUNA, Petitioner, vs. EXECUTIVE SECRETARY EDUARDO R. ERMITA, Office of the President, SEC.
LEANDRO R. MENDOZA, in his official capacity as Secretary of the Department of Transportation and
Communications, USEC. MARIA ELENA H. BAUTISTA, in her official capacities as Undersecretary of the
Department of Transportation and Communications and as Officer-in-Charge of the Maritime Industry Authority
(MARINA), Respondents.
DECISION
VILLARAMA, JR., J.:
Facts:
This is a petition for certiorari, prohibition and mandamus under Rule 65 with prayer for the issuance of a
temporary restraining order and/or writ of preliminary injunction, to declare as unconstitutional the designation
of respondent Undersecretary Maria Elena H. Bautista as Officer-in-Charge (OIC) of the Maritime Industry
Authority (MARINA).
On October 4, 2006, President Gloria Macapagal-Arroyo appointed respondent Maria Elena H. Bautista
(Bautista) as Undersecretary of the Department of Transportation and Communications (DOTC).
On September 1, 2008, following the resignation of then MARINA Administrator Vicente T. Suazo, Jr., Bautista
was designated as Officer-in-Charge (OIC), Office of the Administrator, MARINA, in concurrent capacity as DOTC
Undersecretary.
On October 21, 2008, Dennis A. B. Funa in his capacity as taxpayer, concerned citizen and lawyer, filed the
instant petition challenging the constitutionality of Bautista’s appointment/designation, which is proscribed by
the prohibition on the President, Vice-President, the Members of the Cabinet, and their deputies and assistants
to hold any other office or employment.
On January 5, 2009, during the pendency of this petition, Bautista was appointed Administrator of the MARINA
and she assumed her duties and responsibilities as such on February 2, 2009.
Petitioner argues that Bautista’s concurrent positions as DOTC Undersecretary and MARINA OIC is in violation
of Section 13, Article VII of the 1987 Constitution .
On the other hand, the respondents argue that the requisites of a judicial inquiry are not present in this case. In
fact, there no longer exists an actual controversy that needs to be resolved in view of the appointment of
respondent Bautista as MARINA Administrator effective February 2, 2009 and the relinquishment of her post as
DOTC Undersecretary for Maritime Transport, which rendered the present petition moot and academic.
Petitioner’s prayer for a temporary restraining order or writ of preliminary injunction is likewise moot and
academic since, with this supervening event, there is nothing left to enjoin.
Issue: Whether or not the designation of respondent Bautista as OIC of MARINA, concurrent with the position
of DOTC Undersecretary for Maritime Transport to which she had been appointed, violated the constitutional
proscription against dual or multiple offices for Cabinet Members and their deputies and assistants.
Held:
The petition is meritorious.
Petitioner having alleged a grave violation of the constitutional prohibition against Members of the Cabinet,
their deputies and assistants holding two (2) or more positions in government, the fact that he filed this suit as
a concerned citizen sufficiently confers him with standing to sue for redress of such illegal act by public officials.
A moot and academic case is one that ceases to present a justiciable controversy by virtue of supervening
events, so that a declaration thereon would be of no practical use or value. Generally, courts decline jurisdiction
over such case or dismiss it on ground of mootness. But even in cases where supervening events had made the
cases moot, this Court did not hesitate to resolve the legal or constitutional issues raised to formulate
controlling principles to guide the bench, bar, and public. In the present case, the mootness of the petition does
not bar its resolution.
Resolution of the present controversy hinges on the correct application of Section 13, Article VII of the 1987
Constitution, which provides:
Sec. 13. The President, Vice-President, the Members of the Cabinet, and their deputies or assistants shall not,
unless otherwise provided in this Constitution, hold any other office or employment during their tenure. They
shall not, during said tenure, directly or indirectly practice any other profession, participate in any business, or
be financially interested in any contract with, or in any franchise, or special privilege granted by the
Government or any subdivision, agency, or instrumentality thereof, including government-owned or controlled
corporations or their subsidiaries. They shall strictly avoid conflict of interest in the conduct of their office.
The spouse and relatives by consanguinity or affinity within the fourth civil degree of the President shall not,
during his tenure, be appointed as Members of the Constitutional Commissions, or the Office of the
Ombudsman, or as Secretaries, Undersecretaries, chairmen or heads of bureaus or offices, including
government-owned or controlled corporations and their subsidiaries.
On the other hand, Section 7, paragraph (2), Article IX-B reads:
Sec. 7. x x x
Unless otherwise allowed by law or the primary functions of his position, no appointive official shall hold any
other office or employment in the Government or any subdivision, agency or instrumentality thereof, including
government-owned or controlled corporations or their subsidiaries.
Noting that the prohibition imposed on the President and his official family is all-embracing, the disqualification
was held to be absolute, as the holding of "any other office" is not qualified by the phrase "in the Government"
unlike in Section 13, Article VI prohibiting Senators and Members of the House of Representatives from holding
"any other office or employment in the Government"; and when compared with other officials and employees
such as members of the armed forces and civil service employees, we concluded thus:
These sweeping, all-embracing prohibitions imposed on the President and his official family, which prohibitions
are not similarly imposed on other public officials or employees such as the Members of Congress, members of
the civil service in general and members of the armed forces, are proof of the intent of the 1987 Constitution to
treat the President and his official family as a class by itself and to impose upon said class stricter prohibitions.
Thus, while all other appointive officials in the civil service are allowed to hold other office or employment in
the government during their tenure when such is allowed by law or by the primary functions of their positions,
members of the Cabinet, their deputies and assistants may do so only when expressly authorized by the
Constitution itself. In other words, Section 7, Article IX-B is meant to lay down the general rule applicable to all
elective and appointive public officials and employees, while Section 13, Article VII is meant to be the exception
applicable only to the President, the Vice-President, Members of the Cabinet, their deputies and assistants.
Since the evident purpose of the framers of the 1987 Constitution is to impose a stricter prohibition on the
President, Vice-President, members of the Cabinet, their deputies and assistants with respect to holding
multiple offices or employment in the government during their tenure, the exception to this prohibition must
be read with equal severity. On its face, the language of Section 13, Article VII is prohibitory so that it must be
understood as intended to be a positive and unequivocal negation of the privilege of holding multiple
government offices or employment. Verily, wherever the language used in the constitution is prohibitory, it is to
be understood as intended to be a positive and unequivocal negation. The phrase "unless otherwise provided in
this Constitution" must be given a literal interpretation to refer only to those particular instances cited in the
Constitution itself, to wit: the Vice-President being appointed as a member of the Cabinet under Section 3, par.
(2), Article VII; or acting as President in those instances provided under Section 7, pars. (2) and (3), Article VII; and,
the Secretary of Justice being ex-officio member of the Judicial and Bar Council by virtue of Section 8 (1), Article
VIII.
Respondent Bautista being then the appointed Undersecretary of DOTC, she was thus covered by the stricter
prohibition under Section 13, Article VII and consequently she cannot invoke the exception provided in Section
7, paragraph 2, Article IX-B where holding another office is allowed by law or the primary functions of the
position. Neither was she designated OIC of MARINA in an ex-officio capacity, which is the exception recognized
in Civil Liberties Union.
WHEREFORE, the petition is GRANTED. The designation of respondent Ma. Elena H. Bautista as Officer-in-
Charge, Office of the Administrator, Maritime Industry Authority, in a concurrent capacity with her position as
DOTC Undersecretary for Maritime Transport, is hereby declared UNCONSTITUTIONAL for being violative of
Section 13, Article VII of the 1987 Constitution and therefore, NULL and VOID.
Note:
Appointment may be defined as the selection, by the authority vested with the power, of an individual who is to
exercise the functions of a given office. When completed, usually with its confirmation, the appointment results
in security of tenure for the person chosen unless he is replaceable at pleasure because of the nature of his
office. Designation, on the other hand, connotes merely the imposition by law of additional duties on an
incumbent official, as where, in the case before us, the Secretary of Tourism is designated Chairman of the
Board of Directors of the Philippine Tourism Authority, or where, under the Constitution, three Justices of the
Supreme Court are designated by the Chief Justice to sit in the Electoral Tribunal of the Senate or the House of
Representatives. It is said that appointment is essentially executive while designation is legislative in nature.
Designation may also be loosely defined as an appointment because it likewise involves the naming of a particular
person to a specified public office. That is the common understanding of the term. However, where the person
is merely designated and not appointed, the implication is that he shall hold the office only in a temporary
capacity and may be replaced at will by the appointing authority. In this sense, the designation is considered only
an acting or temporary appointment, which does not confer security of tenure on the person named.