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The Ne w E n g l a nd Jo ur n a l o f Me d ic i ne

Review Article

Medical Progress ary prevention are broad and compelling. Controlled


trials of exercise after myocardial infarction, reported
in the 1980s, have demonstrated reductions in over-
all mortality and in mortality from cardiovascular
CARDIAC REHABILITATION AND causes.9,10 Trials of exercise combined with nutritional
SECONDARY PREVENTION OF counseling have demonstrated a slowing of the athero-
CORONARY HEART DISEASE sclerotic process12,13,15,16 and decreased rates of subse-
quent coronary events and hospitalization.11,13 Despite
PHILIP A. ADES, M.D. the well-established benefits of exercise and nutrition-
al counseling, physicians are generally not well trained,
and do not have the time to provide effective nutri-

C
ORONARY heart disease is the leading cause tional advice, guidance about weight management,
of death in the United States among men and a prescription for exercise. The provision of all
and women.1 It is also a major cause of phys- these services at cardiac-rehabilitation centers, with
ical disability, particularly in the rapidly growing pop- the use of well-established algorithms to set goals for
ulation of elderly persons.2,3 In 1997, acute myocardial risk reduction17,18 and in coordination with the pri-
infarction was diagnosed in 1.1 million Americans, mary care physician, is efficient and effective.
and 800,000 patients underwent coronary revascu- Only 10 to 20 percent of appropriate candidates
larization.1 The prevention of subsequent coronary in the United States currently participate in formal
events and the maintenance of physical functioning in rehabilitation programs.14,19 The reasons for low par-
such patients are major challenges in preventive care. ticipation rates include the geographic maldistribu-
Cardiac-rehabilitation programs were first developed tion of available programs and the failure of physi-
in the 1960s,4-6 once the benefits of ambulation dur- cians to refer patients, particularly elderly persons and
ing prolonged hospitalization for coronary events had women, to the programs.20,21 Home-base rehabilita-
been recognized.7 After discharge from the hospital, tion programs that are directed by physicians and
the process of physical reconditioning was continued coordinated by nurses have been developed as a way
at home. Concern about the safety of unsupervised ex- of expanding the delivery of secondary-prevention
ercise after discharge led to the development of highly services.13,22,23
structured rehabilitation programs that were super- Cardiac rehabilitation is indicated for patients who
vised by physicians and included electrocardiographic have received a diagnosis of acute myocardial infarc-
monitoring. The focus of these programs was almost tion, those who have undergone coronary revascu-
exclusively on exercise. larization, and those with chronic stable angina. It is
The hospital stay for acute coronary syndromes also appropriate for patients with chronic heart failure
has now been shortened to three to five days so that and those who have undergone cardiac transplanta-
deconditioning is minimal.8 With shorter stays, how- tion. The goals of cardiac rehabilitation and secondary
ever, the opportunity to counsel patients about risk re- prevention are to prevent disability resulting from cor-
duction and exercise is diminished. There is convinc- onary disease, particularly in elderly persons and those
ing evidence that regular exercise and modification with occupations that involve physical exertion, and to
of risk factors favorably alter the clinical course of prevent subsequent coronary events, subsequent hos-
coronary heart disease.9-13 Clinical practice guidelines, pitalization, and death from cardiac causes through
sponsored jointly by the Agency for Health Care a program of prescribed exercise and interventions
Policy and Research and the National Institutes of designed to modify coronary risk factors, including
Health, have broadened the scope of cardiac-rehabil- drug therapy.
itation programs to include the assessment and mod-
EXERCISE INTOLERANCE AND DISABILITY
ification of risk factors, so that these programs func-
IN PATIENTS WITH CORONARY
tion as secondary-prevention centers.14
HEART DISEASE
The benefits of cardiac rehabilitation and second-
The cardinal symptoms of coronary heart disease,
angina and exertional dyspnea, reflect a complex inter-
From the Department of Medicine, Division of Cardiology, University play of abnormalities of vascular function and cardiac
of Vermont College of Medicine and Fletcher Allen Health Care, Burling- hemodynamics, compounded by physical decondi-
ton. Address reprint requests to Dr. Ades at McClure 1, Cardiology, Fletch-
er Allen Health Care, MCHV Campus, Burlington, VT 05401, or at tioning and psychological factors. Angina pectoris
philip.ades@vtmednet.org. and ischemic left ventricular dysfunction result from

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MED ICA L PR OGR ES S

an imbalance between the supply of and the demand percent.14 Patient-reported activities of daily living,
for myocardial oxygen. In the presence of coronary such as climbing stairs and carrying groceries, also
atherosclerosis, exercise-induced increases in blood improve.33 Among patients with angina, the pain
flow are limited both by atheroma and by an abnor- threshold increases and the angina often resolves be-
mal vascular endothelial response that paradoxically cause the product of the heart rate and systolic pres-
results in vasoconstriction on exertion.24,25 Abnor- sure is reduced during exercise, a physiologic byprod-
malities of left ventricular diastolic inflow, which are uct of exercise training.34,35
particularly common in older patients with coronary Physiologic adaptations to aerobic conditioning in
heart disease, also lead to exertional dyspnea, which patients with coronary heart disease include central
may limit the capacity for exercise.26 Finally, patients (cardiac) and peripheral (skeletal-muscle and vascular)
with coronary heart disease frequently limit their phys- adaptations resulting in a widened difference in ox-
ical activities because of the fear of adverse conse- ygen content between arterial and venous blood dur-
quences, resulting in a cycle of inactivity and decon- ing maximal exercise and an increased capacity to
ditioning.27 deliver substrate to skeletal and cardiac muscle.36,37
Among middle-aged and older persons, those with Cardiac adaptations include increases in cardiac di-
coronary heart disease have higher rates of self-report- mensions, stroke work, cardiac output, and afterload-
ed physical disability, as defined by a diminished ability corrected indexes of left ventricular function.37,38 Skel-
to perform activities of daily living, than do persons etal-muscle adaptations include an increase in fiber
without coronary heart disease 2,28 (Fig. 1). Older age, area and in oxidative-enzyme activity.37 Vascular ad-
female sex, and clinical manifestations of angina pec- aptations include an increase in the density of skele-
toris or chronic heart failure are associated with the tal-muscle capillaries and improvements in endothe-
highest rates of disability.2 Other factors associated lial-dependent vasodilatation in both epicardial and
with disability include a low level of aerobic fitness, resistance coronary arteries.24
a high score for depression, and diminished muscular Meta-analyses of 21 randomized, controlled trials
strength.29 However, a patient’s perceived inability to performed in the 1970s and 1980s, involving a total
perform an activity is not necessarily correlated with of more than 4000 patients, provided data on the ef-
actual physical incapacity. More than a quarter of pa- fect of cardiac rehabilitation on long-term mortality
tients with coronary heart disease terminate an exer- from cardiovascular causes and from all causes. Car-
cise stress test before attaining a true physiologic diac rehabilitation was associated with a 25 percent
maximal effort, in the absence of coronary ischemia, reduction in overall mortality and mortality from
heart failure, or arrhythmias, and elderly persons have cardiovascular causes at three years.9,10 More than 80
the highest rates of early termination.27,30 Providing percent of the patients in these studies were men, and
patients with information about the safety of specific most of the patients were 65 years of age or younger.
physical activities minimizes the perception of phys- The studies were performed before the widespread
ical limitation that results in disability. use of thrombolytic therapy, coronary-stent place-
ment, treatment with angiotensin-converting–enzyme
EXERCISE TRAINING
inhibitors, and aggressive lipid-lowering therapy. The
Safety mechanism of the exercise-related decreases in mor-
Rates of coronary events in rehabilitation settings tality from cardiovascular disease is probably multi-
have been exceedingly low. A survey of 167 super- factorial. Favorable lipid effects,39,40 improvements in
vised programs showed that the rate of cardiac arrest endothelium-mediated coronary vasodilatation,24,41
was 1 per 112,000 patient-hours and the rate of non- changes in body composition,40 increased heart-rate
fatal myocardial infarction was 1 per 294,000 patient- variability and autonomic tone,42 increased fibrinol-
hours; the mortality rate was 1 per 784,000 patient- ysis,43,44 and improvements in psychological fac-
hours.31 Despite the recent inclusion in such programs tors45,46 may all play a part. The value of exercise train-
of patients at increased risk of adverse events, such as ing in patients who are 65 years of age or older is
patients with chronic heart failure, older patients, and supported by a recent study involving 772 men with
heart-transplant recipients, the rate of adverse events coronary heart disease, in which physical activity —
has not increased appreciably.32 in particular, walking for a total of at least four hours
per week — was associated with a significant reduc-
Effects on Exercise Tolerance, Symptoms, tion in overall mortality.47 However, it has not been
and Coronary Events determined whether a cardiac-rehabilitation program
Exercise capacity consistently improves after cardiac that consists of exercise alone reduces mortality in
rehabilitation. After three months of aerobic condi- current patient populations.
tioning three times a week at an intensity of 70 to Patients with chronic heart failure have dyspnea and
85 percent of the maximal heart rate, exercise toler- fatigue, which result in severe exercise intolerance,
ance on the treadmill increases by 30 to 50 percent, and such patients are at highest risk for death, with
and peak oxygen consumption increases by 15 to 20 a mortality rate at five years that approaches 50 per-

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100

Persons with Disability (%)


With CHD3
Without CHD 79%
80
64%
60 56%
49% 49%

40
25% 27%

20
9%

0
Men Women Men Women
50–69 Yr 70–88 Yr
Figure 1. Rates of Disability According to Age, Sex, and the Presence or Absence of Coronary Heart
Disease (CHD).
Data are from the Framingham Disability Study.2 P<0.001 for the comparison between persons of ei-
ther sex with CHD and those without CHD in each age group and for the comparison between women
and men in each age group, regardless of the presence or absence of CHD. P<0.05 for the comparisons
between older persons with CHD and younger persons with CHD and between older and younger per-
sons without CHD.

cent.48 Because the incidence of heart failure rises sub- crease in HDL cholesterol with gemfibrozil yielded
stantially after the age of 65 years, its prevalence is a 22 percent decrease in the risk of myocardial infarc-
increasing as the population ages.48 Aerobic condi- tion or death from cardiac causes over a period of
tioning results in improvements in exercise capacity,49 five years.56 For patients with base-line triglyceride
neurohumoral abnormalities,50 autonomic tone,50 and values that exceed 200 mg per deciliter (2.26 mmol
mitochondrial oxidative-enzyme activity in skeletal per liter), exercise alone, without dietary change, de-
muscle.51 In a randomized, controlled trial, moderate- creases triglyceride levels by 22 percent.40 The mini-
ly intense aerobic exercise for one year improved pa- mal effect of exercise training alone on low-density lip-
tient-reported measures of the quality of life and re- oprotein (LDL) cholesterol makes a strong case for
duced overall mortality and hospital-readmission concurrent nutritional counseling and drug therapy.40
rates.52 In a study involving 68 patients awaiting car- The effects of exercise alone on excess weight and
diac transplantation, exercise tolerance improved suf- insulin resistance are minimal to moderate. A cardiac-
ficiently after cardiac rehabilitation for 31 of the pa- rehabilitation program consisting of exercise alone is
tients to be removed from the waiting list for a associated with a 0 to 2 percent change in body weight
transplant.53 After cardiac transplantation, regular ex- at three months,40,57 although fat mass decreases by
ercise training increases both work capacity and max- 5 percent, along with a 2 percent increase in muscle
imal aerobic capacity.54 In summary, exercise improves mass.40 A three-week period of exercise training in
functional capacity and decreases symptoms in pa- patients with coronary heart disease is associated with
tients with coronary heart disease or chronic heart fail- improved glucose metabolism and diminished insu-
ure, in addition to decreasing overall mortality and lin resistance.58
mortality from cardiovascular disease.
Prescription of Exercise
Effects on Coronary Risk Factors Prescribed exercise for patients with coronary heart
Cardiac rehabilitation in the form of exercise disease has evolved from standard regimens for all
alone, without intensive nutritional counseling, has patients to individualized regimens based on the clin-
favorable, though not pronounced, effects on coro- ical profile of the patient, including risk factors, age,
nary risk factors. The most consistent effects on lip- and functional status (Table 1). Historically, walking
ids are an increase of 8 to 23 percent in high-density and use of a bicycle ergometer have been the preferred
lipoprotein (HDL) cholesterol and an increase of 5 to forms of exercise, with sessions performed at mod-
26 percent in the ratio of total cholesterol to HDL erate-to-high intensity (65 to 85 percent of the max-
cholesterol.39,40,55 The increases in HDL cholesterol imal measured heart rate) two to four times a week
are similar to those associated with drug therapy.56 for 30 to 45 minutes per session. The low caloric ex-
To put these findings in perspective, a 7.5 percent in- penditure of this exercise regimen — approximately

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MED IC A L PR OGR ES S

TABLE 1. EXERCISE PRESCRIPTION ACCORDING TO THE CHARACTERISTICS OF THE PATIENT.

FREQUENCY DURATION OF
CHARACTERISTIC TRAINING REGIMEN INTENSITY TYPE OF EXERCISE OFSESSIONS EACH SESSION

no./wk min

Age <65 yr, not over- High-intensity aerobic 75–85% of maximal Walking, jogging, cycling, rowing 3 or 4 30–45 (continuous or
weight heart rate interval)
Age »65 yr Low-intensity aerobic 65–75% of maximal Walking, cycling, rowing 3 or 4 30 (may be intermittent)
and resistance heart rate
Overweight Aerobic — high caloric 65–80% of maximal Walking 5 or 6 45–60
expenditure heart rate
Age >65 yr and disabled, Resistance 50–75% of single- Weight machine and dumbbells, 2 or 3 10–20 (10 repetitions
engaged in physical repetition maxi- with the focus on upper legs, of each of 5 to 7 exer-
work, or overweight mal lift shoulders, and arms cises)

270 to 283 kcal per session59,60 — may explain its documented the safety and efficacy of aerobic and
minimal effects on body weight and cardiac risk fac- resistance training for older patients with coronary
tors. More than 75 percent of candidates for cardiac heart disease.64-67 In summary, the clinician should tai-
rehabilitation are overweight, defined as a body-mass lor the exercise regimen to the clinical characteristics
index (the weight in kilograms divided by the square of the patient, recognizing that certain benefits of ex-
of the height in meters) that exceeds 25.61 Maximi- ercise, such as increases in functional capacity and
zation of the total exercise-related caloric expendi- HDL cholesterol and improvement in the coronary
ture is necessary to reduce weight and improve risk vasodilator response, occur in all patients with cor-
factors related to excess weight (hyperlipidemia, in- onary heart disease (Table 2).
sulin resistance, and hypertension). Preliminary data The following two case vignettes illustrate the in-
suggest that a regimen of low-intensity, prolonged, dividualized prescription of exercise in the practice
daily exercise, called “high caloric training” because of cardiac rehabilitation.
it maximizes the expenditure of calories, results in
Case 1
greater fat loss and a greater modification of risk fac-
tors than does a regimen of more intense but briefer A 50-year-old man was referred for cardiac reha-
exercise sessions.62 Resistance training should be in- bilitation, including modification of coronary risk
cluded in the exercise prescription to minimize loss factors and guidance about returning to work, three
of muscle mass. weeks after an acute myocardial infarction. Coronary
The general cardioprotective effects of exercise in risk factors included obesity, dyslipidemia, and type 2
patients with coronary heart disease may be due to its diabetes. The patient was employed as a construction
effects on the coronary endothelium. A regimen of worker. His hospitalization had been uncomplicated,
six daily, 10-minute sessions on a bicycle ergometer, and he had been discharged after four days. On exer-
at an intensity of 80 percent of the maximal measured cise testing two weeks later, he attained a high work-
heart rate, is associated with an improvement in endo- load at a heart rate of 140 beats per minute, without
thelium-dependent vasodilatation of coronary arteries angina or electrocardiographic evidence of ischemic
after four weeks.24 Thus, repeated, short sessions of changes.
relatively intense exercise (“interval training”) should The goals of cardiac rehabilitation for this patient
often be part of the exercise prescription. were loss of weight, with its attendant favorable ef-
Over 50 percent of candidates for cardiac rehabil- fects on dyslipidemia and type 2 diabetes, and a safe
itation are over the age of 65 years. A primary goal of and timely return to work. The patient was told that
rehabilitation in such patients, many of whom have long daily walks at a slow-to-moderate pace would
coexisting disorders and severe deconditioning, is to maximize his caloric expenditure and facilitate weight
prevent or minimize disability. Exercise training begins loss. In addition, supervised resistance training was
with multiple sessions of low-intensity exercise, with recommended to maintain muscle mass and strength,
a gradual increase in the duration of the sessions. and thus foster the patient’s confidence in perform-
Resistance training is particularly important in older ing heavy physical labor. Daily sessions of walking at
patients, especially women, a subgroup in which dis- a heart rate of up to 112 beats per minute (80 per-
ability rates are extremely high and muscular strength cent of the maximal heart rate during exercise), with
is often a limiting factor.2,33,63 Numerous studies have a progression from 30 minutes per day to 45 to 60

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TABLE 2. COMPONENTS OF CARDIAC REHABILITATION AND ASSOCIATED GOALS.*

Initial evaluation
Take medical history and perform physical examination
Measure risk factors
Obtain electrocardiograms at rest and during exercise
Provide vocational counseling
Determine level of risk
Goal: formulation of preventive plan in collaboration with primary care physician
Management of lipid levels
Assess and modify diet, physical activity, and drug therapy
Primary goal: LDL cholesterol level <100 mg/dl
Secondary goals: HDL cholesterol level >45 mg/dl, triglyceride level <200 mg/dl
Management of hypertension
Measure blood pressure frequently at rest and during exercise
If resting systolic pressure is 130–139 mm Hg or diastolic pressure is 85–89 mm Hg, recommend lifestyle modifications,
including exercise, weight management, sodium restriction, and moderation of alcohol intake; if patient has diabetes
or chronic renal or heart failure, consider drug therapy
If resting systolic pressure is »140 mm Hg or diastolic pressure is »90 mm Hg, recommend drug therapy
Monitor effects of intervention in collaboration with primary care physician
Goal: blood pressure <140/90 mm Hg (or <130/85 mm Hg if patient has diabetes or chronic heart or renal failure)
Cessation of smoking
Document smoking status (never smoked, stopped smoking in remote past, stopped smoking recently, or currently
smokes)
Determine patient’s readiness to quit; if ready, pick date
Offer nicotine-replacement therapy, bupropion, or both
Offer behavioral advice and group or individual counseling
Goal: long-term abstinence
Weight reduction
Consider for patients with BMI >25 or waist circumference >100 cm (in men) or >90 cm (in women), particularly if
associated with hypertension, hyperlipidemia, or insulin resistance or diabetes
Provide behavioral and nutritional counseling with follow-up to monitor progress in achieving goals
Goals: loss of 5–10% of body weight and modification of associated risk factors
Management of diabetes
Identify candidates on the basis of the medical history and base-line glucose test
Develop a regimen of dietary modification, weight control, and exercise combined with oral hypoglycemic agents and
insulin therapy
Monitor glucose control before and after exercise sessions and communicate results to primary care physician
For newly detected diabetes, refer patient to primary care physician for evaluation and treatment
Goals: normalization of fasting plasma glucose level (80–110 mg/dl) or glycosylated hemoglobin level (<7.0%) and con-
trol of associated obesity, hypertension, and hyperlipidemia
Psychosocial management
Identify psychosocial problems such as depression, anxiety, social isolation, anger, and hostility by means of an interview,
standardized questionnaires, or both
Provide individual or group counseling, or both, for patients with clinically significant psychosocial problems
Provide stress-reduction classes for all patients
Goal: absence of clinically significant psychosocial problems and acquisition of stress-management skills
Physical-activity counseling and exercise training
Assess current physical activity and exercise tolerance with monitored exercise stress test
Identify barriers to increased physical activity
Provide advice regarding increasing physical activity
Develop an individualized regimen of aerobic and resistance training, specifying frequency, intensity, duration, and types
of exercise
Goals: increases in regular physical activity, strength, and physical functioning, expenditure of at least 1000 kcal per week
in physical activity

*Adapted from Balady et al.17 The body-mass index (BMI) is the weight in kilograms divided by the square of the
height in meters. To convert the values for low-density lipoprotein (LDL) and high-density lipoprotein (HDL) cholesterol
to millimoles per liter, multiply by 0.02586. To convert the value for triglycerides to millimoles per liter, multiply by
0.01129. To convert the values for glucose to millimoles per liter, multiply by 0.05551.

minutes per day, were prescribed, and the patient was maximal lift]) focused on the muscle groups involved
encouraged to keep an exercise diary. He also re- in work-related activities. A return to work was rec-
ceived nutritional counseling. The prescribed regimen ommended after a supervised simulation of the pa-
of resistance training (sessions performed three days tient’s customary work had shown that he could per-
per week at an intensity of 75 percent of the maximal form it safely, without angina or electrocardiographic
weight that he could lift once [a single-repetition abnormalities.

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MED IC A L PR OGR ES S

After three months of center- and home-based ex- Compliance


ercise, the patient had lost 6 kg of body weight, and The rate of compliance with an exercise regimen
the weight loss was associated with improvements in for cardiac rehabilitation is approximately 50 percent
lipid levels and diabetic control. He returned to work at one year,68,69 as compared with compliance rates
on a half-time schedule six weeks after his infarction of 64 percent for antihypertensive medication 70 and
and resumed full-time work two weeks later. The pa- 82 percent for lipid-lowering agents.71 Several inter-
tient was encouraged to adhere to a long-term, home- ventions have been shown to optimize compliance
based walking program, and follow-up was arranged. with an exercise regimen. In one study, a rehabilita-
tion program that included a gradual transition from
Case 2
supervised, center-based exercise sessions to sessions
An 85-year-old woman with stable chronic heart performed at home with self-monitoring resulted in
failure and coronary heart disease was referred for car- a compliance rate of 92 percent at six months, as com-
diac rehabilitation. Her primary symptoms were dysp- pared with a rate of 76 percent for a program that
nea on exertion and difficulty performing household did not include such a transition.72 The use of low-
activities due to lack of strength and stamina. Asso- intensity exercise,73 nurse case managers,13,22 and the
ciated chronic illnesses included osteoarthritis, osteo- patient’s written, signed agreement to follow the pre-
porosis, macular degeneration, and esophageal disease. scribed regimen74 have also been associated with in-
On a base-line treadmill test, the patient walked for creased long-term compliance.
two minutes at 1.5 mi (2.4 km) per hour and stopped
because of leg fatigue, without angina or electrocar- COMPREHENSIVE RISK REDUCTION
diographic evidence of ischemic changes, at a heart Secondary prevention focuses on risk reduction in
rate of 120 beats per minute. patients with established coronary heart disease who
The goals of cardiac rehabilitation for this patient are at high risk for recurrent cardiac events and death
were to increase her strength and endurance and to from cardiac causes.75 Exercise is only one compo-
improve her functioning at home. The patient attend- nent of such a program; nutritional counseling, be-
ed supervised, on-site rehabilitation sessions once a havioral interventions, and drug therapy have equally
week, combined with a home exercise program. The important roles. The risk-reduction program is com-
center-based program included intermittent walking monly initiated during hospitalization for a first cor-
on a treadmill and resistance training. Treadmill walk- onary event (Fig. 2). The cardiac-rehabilitation or
ing was initiated at a low intensity (two five-minute preventive-cardiology nurse immediately initiates ef-
sessions at 1.2 mi [1.9 km] per hour) with a gradual forts to help the patient abstain from smoking.76 Nu-
increase in the duration of each session, at a heart tritional counseling and behavioral interventions are
rate of no more than 90 beats per minute (75 percent also initiated in the hospital to maintain abstinence
of the maximal heart rate during exercise). The resist- from smoking, lower blood lipid levels, control weight
ance training began with two weeks of range-of- and blood pressure, and manage psychological symp-
motion exercises involving the use of rubber tubing, toms. With the shortening of hospitalization for cor-
with measurement of the single-repetition maximal onary events,8 much of the behavioral intervention
lift for the leg-extension and bench-press exercises. has been shifted to the outpatient setting.
The intensity of the resistance training was set at 50
percent of the single repetition maximal lift, with Smoking
close supervision to prevent excessive straining. Ex- Cessation of smoking in patients with coronary
ercises included the leg extension, bench press, bi- heart disease is associated with a marked reduction in
ceps curl, shoulder press, and leg press. The home- the rate of coronary events.77,78 Among patients with
based exercise program consisted of multiple daily myocardial infarction, mortality and reinfarction rates
sessions of stair climbing along with resistance exer- are reduced by 50 percent one year after the cessation
cises performed every other day with the use of small of smoking.77 The best results have been obtained
dumbbells and a canvas bag loaded with sandbags that with a strong recommendation by the physician to
approximated the intensity of the center-based resist- stop smoking combined with interventions managed
ance training. The patient kept a detailed diary of ex- by a nurse during the index hospitalization.76 The goal
ercise, which was reviewed weekly. is to prevent a relapse after discharge, since patients
After six months of training, the patient’s leg cannot smoke in the hospital. The interventions in-
strength had increased by 50 percent and her hand- clude teaching the patient behavioral skills for coping
grip strength had increased by 15 percent. Walking with high-risk situations, providing relaxation train-
endurance had increased from two to four minutes ing, selectively prescribing bupropion or providing
at 2.0 mi (3.2 km) per hour on treadmill testing, and nicotine supplements (or both), and maintaining pe-
the patient reported an improved ability to perform riodic, long-term telephone contact with the patient.
activities of daily living. Long-term exercise was en- In one study, the rate of smoking cessation one year
couraged, and follow-up arranged. after myocardial infarction was 61 percent among

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Inpatient Outpatient

IdentificationŁ PrescribedŁ Modification ofŁ Specification ofŁ


of Patient Evaluation Exercise Risk Factors Long-Term Goals
Smoking cessationŁ Medical history3 Aerobic training3 Education3 Physical3
and preventionŁ Assessment of riskŁ (high caloric3 NutritionalŁ Vocational3
of relapse3 factors3 or interval)3 counseling3 Psychological3
Initial assessment ofŁ Exercise stress test3 Resistance training3 Exercise3 Clinical
physical activity3 VocationalŁ On-site or at-homeŁ Medication
Outpatient referral counseling exercise program

Figure 2. Elements of Cardiac Rehabilitation.

patients assigned to these interventions but only 32 consultation with the primary care physician, triples
percent among controls.76 the use of drug therapy and significantly reduces LDL
cholesterol levels.87 It is imperative that cardiac-reha-
Dyslipidemia bilitation programs measure lipid values systematical-
Normalizing blood lipids, according to the values ly, participate actively in therapy, and provide nutri-
recommended by the National Cholesterol Education tional counseling. Clinicians who provide cardiac
Program, results in a marked reduction in the rate of rehabilitation should know the expected effects of ex-
clinical coronary events and mortality in patients with ercise training on lipid levels40 and be familiar with
coronary heart disease. Diverse clinical trials, many of lipid-normalizing agents. In addition, there should be
which used quantitative coronary angiography, have ongoing communication with the referring physician.
demonstrated the efficacy of lipid normalization
through medication, diet, and exercise in slowing the Excess Weight
progression of angiographic measures of atherosclero- The combination of dietary intervention and exer-
sis and in reducing the rate of coronary events.11-13,79-82 cise results in a 4 to 9 percent reduction in the body-
In the Scandinavian Simvastatin Survival Study, the mass index.12,13,15,88 Exercise alone, without individ-
rates of overall mortality and major coronary events ualized nutritional counseling, has been less successful
were reduced by 30 and 34 percent, respectively, with in achieving a substantial reduction in weight.61 When
a 35 percent decrease in the mean (±SD) LDL cho- weight loss is accomplished, it is associated with im-
lesterol level from a base-line value of 256±25 mg provements in lipid levels, insulin resistance, blood
per deciliter (6.6±0.6 mmol per liter).79 In the Cho- pressure, and clotting abnormalities.57,89,90 Weight loss
lesterol and Recurrent Events Trial, which enrolled pa- as part of cardiac rehabilitation is not a passive process;
tients with less pronounced LDL cholesterol eleva- an associated program of behavioral modification is
tions, treatment with pravastatin was associated with a used as appropriate.91,92 The intervention includes be-
24 percent reduction in the risk of coronary events.81 havioral concepts of stimulus control, self-monitoring,
In a study involving patients with coronary heart dis- problem solving, social support, and a daily calorie
ease and low levels of HDL cholesterol (40 mg per count. The goal is not to reach the ideal body weight
deciliter [1.0 mmol per liter] or less), treatment with but rather to achieve improvements in obesity-related
gemfibrozil resulted in a 22 percent reduction in the risk factors. In many cases, a sustained loss of 5 to
relative risk of nonfatal myocardial infarction or death 10 percent of body weight substantially improves risk
from a cardiac cause.56 Thus, diet, exercise, and drugs factors such as dyslipidemia and insulin resistance.93
are all indicated to achieve LDL cholesterol levels be- An advantage of a weight-reduction program that is
low 100 mg per deciliter (2.6 mmol per liter), HDL part of an overall program of cardiac rehabilitation
cholesterol levels above 40 mg per deciliter, and tri- is that the patient is already performing the requisite
glyceride values below 200 mg per deciliter.83 exercise component.
Recent studies have shown that in clinical practice,
the goal of reducing the LDL cholesterol level to less Hypertension and Diabetes
than 100 mg per deciliter is met in less than a third of The beneficial effects of exercise training, weight
patients with coronary heart disease.84,85 This goal is reduction, and dietary modification on blood-pres-
most likely to be achieved through a systematic ap- sure control and type 2 diabetes are well known.94-96
proach to lipid measurement and therapy.13,86,87 Meas- Studies in the cardiac-rehabilitation setting are com-
urement of lipid levels at enrollment in a cardiac- plicated by ongoing drug therapy for patients with
rehabilitation program and subsequently at regular these conditions and by the need for frequent dose
intervals, with aggressive lipid-lowering therapy, in adjustments. For example, doses of oral hypoglyce-

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MED IC A L PR OGR ES S

mic agents or insulin are usually reduced during ex- medical treatment reduced the risks of disease pro-
ercise rehabilitation to prevent hypoglycemia, since gression and coronary events in patients with coro-
exercise increases sensitivity to insulin.96 An impor- nary heart disease.13 The risk-reduction goals, which
tant role of the cardiac-rehabilitation staff is to assist were consistent with national guidelines,17,18 encom-
primary care physicians with the monitoring of blood passed body weight, blood pressure, lipid levels, nu-
pressure and diabetes. Patients are also taught tech- trition, and physical activity (Table 2). The program
niques of self-monitoring. Such surveillance may result was directed by a physician and coordinated by a nurse
in adjustments of medications. In a study of cardiac re- case manager, with the assistance of dietitians and
habilitation that involved 666 patients, surveillance led psychologists. Short-term goals for modifying risk fac-
to an alteration in the care received by 11 percent of tors were based on the patient’s readiness for change
the patients, most of whom had uncontrolled blood and resources, and were reevaluated periodically. Over
pressure, chest pain, or arrhythmia.97 a four-year follow-up period, patients assigned to this
model of care, as compared with patients who re-
Psychological Factors ceived usual care, had a 30 percent reduction in satu-
From the patient’s point of view, the most prom- rated-fat intake, a 4 percent reduction in the body-
inent effects of cardiac rehabilitation fall within the mass index, a 22 percent reduction in LDL cholesterol
psychological realm. Measures of anxiety, emotional levels, a 12 percent increase in HDL cholesterol levels,
stress, lack of self-confidence, depression, social iso- and a 20 percent improvement in exercise capacity.
lation, and patient-reported quality of life all improve The rate of disease progression, assessed by angio-
after rehabilitation.23,33,45,98 Depression and social iso- graphic evaluation of coronary lesions, was reduced in
lation after a coronary event are associated with in- the intervention group, and the lesions were more like-
creased mortality rates.46,99 Most cardiac-rehabilitation ly to regress in this group. The rates of major clinical
programs include specific psychosocial interventions cardiac events and hospitalization were also significant-
such as stress management and psychiatric referrals ly decreased in the intervention group. Features of this
for patients with clinical depression. Patients enrolled model of cardiac rehabilitation, such as the use of
in programs that include psychosocial interventions nurse case managers, the establishment of goals for risk
have greater reductions in anxiety and depression, reduction, and the medical management of lipid ab-
lower blood pressure, and lower rates of mortality and normalities, are being adapted to clinical practice.87,101
recurrent cardiac events at two years than do those Patients considered to be at low or moderate risk
enrolled in programs without a psychosocial compo- who do not have special needs can perform their pre-
nent.45 scribed exercise at home.23,102 The optimal approach
combines a home-based walking program with inter-
MODELS OF CARDIAC REHABILITATION mittent monitored exercise sessions at the cardiac-
In the case-management model of cardiac rehabilita- rehabilitation center, exercise counseling, and period-
tion, patients undergo a comprehensive base-line eval- ic reassessment of risk factors. Older patients and those
uation of coronary risk factors and exercise capacity, with severe deconditioning who may need more com-
along with an assessment of physical and psycholog- plex regimens of interval and resistance training benefit
ical disability (Fig. 2). A case manager on the rehabil- from on-site supervision of exercise. As with weight-
itation team (usually a nurse or exercise physiologist), loss programs, a detailed exercise diary of home-based
the medical director, or both review the assessment exercise increases compliance.74,92
of risks and outline a realistic, individualized exercise,
lifestyle, and pharmacologic program with short- and COST EFFECTIVENESS OF
long-term goals for reducing the risks (Table 2) (Fig. CARDIAC REHABILITATION
2). The purpose of the base-line exercise stress test A comprehensive analysis of the costs of cardiac
is to determine whether the patient has exertional is- rehabilitation after myocardial infarction or coronary
chemia or arrhythmias, which might call for further bypass surgery was performed in Sweden.103 At five
cardiac evaluation or treatment. The stress test also years, the rate of cardiac-related rehospitalization was
serves as a basis for prescribing an exercise regimen lower in the group of patients that had undergone
and determining when the patient can safely return cardiac rehabilitation than in the control group, and
to work. Patients at low or moderate risk of an adverse a larger proportion of patients in the rehabilitation
event, as determined by their performance on the group had returned to work (53 percent vs. 38 per-
stress test, can often return to work within two weeks cent), with diminished costs for sick leave. In the over-
after the test, once the work environment and job re- all analysis, the costs of rehabilitation were offset by
quirements have been reviewed.100 Attention is then lower rates of hospitalization and increased work pro-
focused on risk reduction. ductivity, resulting in a cost savings at five years of
A multifactorial risk-reduction model developed $12,000 per patient for the Swedish health care sys-
by the Stanford Coronary Risk Intervention Project tem. In the United States, medical care and unem-
showed that individualized changes in lifestyle and ployment insurance are funded separately, and cost

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The Ne w E n g l a nd Jo ur n a l o f Me d ic i ne

effectiveness is usually expressed as dollars per year I am indebted to Benjamin Littenberg, M.D., Eric T. Poehlman,
of life saved. In a randomized, controlled trial by Old- Ph.D., and Kathy Berra, M.S.N., for their review of the manuscript
and helpful comments.
ridge et al., the cost effectiveness of cardiac rehabili-
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