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European Journal of Obstetrics & Gynecology and Reproductive Biology 151 (2010) 134–139

Contents lists available at ScienceDirect

European Journal of Obstetrics & Gynecology and


Reproductive Biology
journal homepage: www.elsevier.com/locate/ejogrb

Antenatal and intrapartum prediction of shoulder dystocia


Manish Gupta a,*, Christine Hockley b, Maria A. Quigley b, Peter Yeh a, Lawrence Impey a

a
Oxford Fetal Medicine Unit and Nuffield Department of Obstetrics and Gynecology, The John Radcliffe Hospital, 4th Floor, Women’s Centre, Oxford OX3 9DU, United Kingdom
b
National Perinatal Epidemiology Unit, University of Oxford, United Kingdom

ARTICLEINFO ABSTRACT

Article history: Objectives: To (1) develop algorithms to calculate the risk of shoulder dystocia at individual deliveries;
Received 11 August 2009 (2) evaluate screening for shoulder dystocia.
Received in revised form 5 March 2010 Study design: Retrospective analysis of 40284 consecutive term cephalic singleton pregnancies using a
Accepted 29 March 2010
‘train and test’ method. Four models were derived using logistic regression and tested (birthweight
alone; birthweight and other independent antenatal variables; birthweight and all independent
Keywords: antenatal and intrapartum variables; and all independent variables excluding birthweight).
Antenatal Results: Shoulder dystocia occurred in 240 deliveries (0.6%). Birthweight was the most important risk
Intrapartum
Prediction
factor although 98 cases (41%) occurred in babies weighing <4.0 kg. Birthweight and maternal height
were the only independent antenatal variables; for intrapartum use, only these and instrumental
Shoulder dystocia
delivery were independent. The antenatal model could calculate an individual’s risk; the intrapartum
model could also calculate the risk if an instrumental delivery were undertaken. Both showed 0.7%
women to have a risk of shoulder dystocia of >10%. Although the antenatal model had high predictability
(area under curve 0.89), it was no better than birthweight alone and had a sensitivity of 52.4%. Where
birthweight was excluded, prediction of shoulder dystocia was poor.
Conclusion: Antepartum and labour calculation of the risk of shoulder dystocia is possible. Whilst greatly
hindered by the inaccuracy of estimating weight, it allows due weight to be given to factors which may
already be influencing clinical practice. However, shoulder dystocia cannot be predicted with sufficient
accuracy to allow universal screening.
© 2010 Published by Elsevier Ireland Ltd.

1. Condensation The ideal would be prevention, rather than emergency


management of shoulder dystocia. The best-known risk factor
Independent antenatal and intrapartum risk factors for is fetal macrosomia [4] but this is difficult to predict even with
shoulder dystocia can be used to calculate an individual’s risk ultrasound [5]. ACOG guidelines recommend that babies esti-
but effective screening is not possible. mated to weigh >5000 g should be delivered by caesarean section
and in diabetics the weight limit should be 4500 g [6]. UK
2. Introduction guidelines do not recommend caesarean section in non-diabetics
whatever the estimated fetal weight [1]. Therefore whilst
Shoulder dystocia at delivery is defined as occurring when compliance with ACOG Guidelines will prevent very few cases,
additional obstetric manoeuvres to release the shoulders are the UK guidelines attempt virtually no antenatal prevention at all
required. Though rare, with an incidence of 0.2–2.0%, it is an and consider that ‘shoulder dystocia is.. .a largely unpredictable
obstetric emergency with the potential for severe morbidity and unpreventable event.’ In spite of this, the current situation is
and even mortality. Management relies on treatment rather that obstetric and maternal concern about fetal size is contribut-
than prevention [1,2]. This is difficult: in a review of 56 fatal ing to an increasing induction and caesarean section rate [7].
cases of shoulder dystocia referred to in the Confidential Enquiry Further, successful medicolegal defence of a case of shoulder
into Stillbirths and Deaths in Infancy in 1994–1995 the mean dystocia is difficult [8].
time between delivery of the head and body of the fetus was If reliable risk factors other than birthweight were considered, it
5 min [3]. might be that shoulder dystocia is more accurately predicted,
whilst preventing the virtual reliance on estimation of birthweight.
The aims of this paper are to (1) identify independent antenatal
* Corresponding author. Tel.: +44 01865 751697; fax: +44 01865 851154. and intrapartum risk factors for shoulder dystocia, (2) re-evaluate
E-mail address: dr_m_gupta@hotmail.com (M. Gupta). the potential effectiveness of these in preventing shoulder

0301-2115/$ – see front matter © 2010 Published by Elsevier Ireland Ltd.


doi:10.1016/j.ejogrb.2010.03.025
M. Gupta et al. / European Journal of Obstetrics & Gynecology and Reproductive Biology 151 (2010) 134–139 135

dystocia, and (3) develop individualised risks for shoulder dystocia Lemeshow goodness of fit test. Statistical analyses were carried out
in a pregnancy both antepartum and during labour. using STATA software, version 10.0 (Stata Corporation, College
Station, USA).
3. Materials and methods Ethics committee approval was granted (COREC) in September
2005.
This is a retrospective cohort study of all live deliveries in the
Oxford area between 01/04/1995 and 31/12/2002; after this the 4. Results
database was unfortunately changed. Only singleton vaginal
cephalic deliveries at 36 or more completed weeks were included. There were 52130 deliveries during the period. After exclusion
Mothers with pre-existing or gestational diabetes and those with of 544 vaginal breech births, 1769 babies from multiple
previous shoulder dystocia were further excluded from the study pregnancies, 116 with diabetic mothers, 92 with prior shoulder
because of their very high elective caesarean section rate. dystocia, 2560 born before 36 weeks, and 9389 born by caesarean
Pregnancy data are entered into a database (OXMAT) by the section (not mutually exclusive groups), there were 40284 births
midwife, and after discharge by coding personnel. Shoulder available for analysis. There were 240 occurrences of shoulder
dystocia is coded according to the International Classification of dystocia (risk 0.6%). In one there was a fatal outcome; in another
Diseases (ICD-10). This dataset has been extensively validated and there were neonatal seizures.
used: only where fields relied on data prior to the index pregnancy The data were randomly split into two halves: the train and test
(such as previous shoulder dystocia) was accuracy not high. datasets. In the train dataset, the risk of shoulder dystocia
The following maternal characteristics were noted: ethnic increased markedly as birthweight increased, from 0.1% in babies
group, age, parity, gestation at delivery, height, weight and body with a birthweight of 3500 g or less to 10% in babies with a
mass index (BMI), use of oxytocin, labour induction, epidural birthweight above 4500 g. Approximately 41% of babies delivered
analgesia, electronic fetal monitoring (EFM), length of first stage of with shoulder dystocia weighed less than 4000 g. In univariate
labour, length of second stage of labour and instrumental delivery. analysis, shoulder dystocia was significantly associated with all
The following neonatal characteristics were included: shoulder factors we examined except maternal ethnic group, maternal age,
dystocia, gender, birthweight, Apgar score <5 at 1 min, admission parity and use of an epidural (Table 1). No difference was observed
to the neonatal unit, neurological sequelae and neonatal mortality. between forceps or ventouse delivery.
Data were not available for neonatal brachial plexus injuries. A logistic regression model (Model A) using birthweight alone
Each woman was randomly assigned to one of two groups (the as a risk factor was fitted using the train data. When this model was
train and test datasets) such that the number of cases of shoulder
dystocia was the same (N = 120) in each group. The women in the Table 1
train dataset were used to derive the models and those in the test Potential maternal and perinatal risk factors for shoulder dystocia using the train
dataset.
datasets were use to validate the models. In the train dataset,
logistic regression was used to obtain four different models which Risk factor Total N = 20142a Shoulder p-Value
could be used to predict a woman’s risk of shoulder dystocia. dystocia N =120a

Model (A) included birthweight alone as risk factor. The Birthweight (g) <0.001
subsequent three models included additional risk factors with a <3000 3259 2 (0.1%)
view to improving and comparing the resulting predictability. 3000–3500 7633 7 (0.1%)
3501–3999 6700 40 (0.6%)
Model (B) included all significant (p < 0.05) independent antenatal 4000–4500 2238 39 (1.7%)
risk factors (maternal height) with birthweight, to evaluate >4500 312 32 (10.3%)
antenatal screening, and create individualized risks for women
Gestation 0.023
in the antenatal period. 36–38 weeks 3490 10 (0.3%)
Model (C) included all significant (p < 0.05) independent 39–40 weeks 10744 67 (0.6%)
antenatal and intrapartum variables (maternal height and instru- >40 weeks 5908 43 (0.7%)
mental delivery) together with birthweight. This was to allow Sex of baby 0.013
individualized risks to be calculated intrapartum when contem- Male 10149 74 (0.7%)
plating instrumental delivery. Female 9993 46 (0.5%)

Model (D) included all significant (p < 0.05) independent Risk factor Total N = 20087 Shoulder p-Value
antenatal and intrapartum factors when birthweight was excluded dystocia N = 119
(maternal height, BMI, parity, gestation, baby’s sex, length of 2nd Ethnic group 0.382
stage of labour, and instrumental delivery). This was created to White 18558 108 (0.6%)
inform intrapartum decision-making as above, but not relying on Asian 647 5 (0.8%)
Afro-Caribbean 241 3 (1.2%)
anticipated birthweight. We did this because of the unreliability of
Oriental 174 2 (1.2%)
clinical or ultrasound estimation of fetal weight. Other/mixed 467 1 (0.2%)
The predictive power of each model was assessed in the train
Maternal age 0.157
dataset and a score was obtained for each woman by substituting
<20 939 4 (0.4%)
the woman’s data into the model equation. For each score value, 20–24 2618 11 (0.4%)
we estimated the sensitivity and specificity that would occur if all 25–30 7055 53 (0.8%)
women above a certain cut-off were classified as shoulder dystocia 31–40 9236 52 (0.6%)
and the women below the score were classified as not shoulder >40 294 0 (0.0%)

dystocia. We then identified the score cut-offs which yielded low Risk factor Total N = 15150 Shoulder p-Value
false positive rates (1%, 3% and 5%) as would be required in clinical dystocia N =85
practice. Receiver operator curves (ROC) of sensitivity plotted BMI 0.004
against (1 — specificity) were produced for the models shown and <18.5 434 1 (0.2%)
tables showing the groups at risk for particular cut-offs of model 18.5–24.9 9192 37 (0.4%)
25.0–29.9 3797 33 (0.9%)
scores were created. There was not strong evidence of poor fit in
>=30.0 1727 14 (0.8%)
any of the models presented, as assessed using the Hosmer–
136 M. Gupta et al. / European Journal of Obstetrics & Gynecology and Reproductive Biology 151 (2010) 134–139

Table 1 (Continued ) fitted to the test data and used to generate an ROC curve, the area
under the curve was 0.8419, suggesting high predictive power. The
Risk factor Total N = 16361 Shoulder p-Value
sensitivity of this model when applied to the test dataset for
dystocia N = 98
different false positive rates is shown in Table 3. In order to be used
Maternal height (m) as a screening tool, however, it would need to accurately identify a
<=1.63 2393 16 (0.67%) 0.009
large proportion of true shoulder dystocia cases, whilst having a
1.64–1.66 7365 57 (0.77%)
>1.66 6603 25 (0.38%) low false positive rate. The sensitivity was low (46%) even with a
false positive rate of 5% (Table 3).
Parity 0.895
Model B, based on the train dataset, was fitted using all
0 8376 46 (0.6%)
1 7305 45 (0.6%) antenatal factors from Table 1 including birthweight. Only
2 2982 19 (0.6%) maternal height and birthweight remained statistically significant
3+ 1479 10 (0.7%) (Table 2). This model was fitted to the test data and used to
Risk factor Total N = 19468 Shoulder p-Value generate an ROC curve. The model is good at predicting shoulder
dystocia N = 235 dystocia, with an area under the curve of 0.8884. However, there
EFM 0.007 was no increase in sensitivity of this model compared with the
Not performed 9270 42 (0.5%) birth weight only model (Table 3).
Continuous 10198 77 (0.8%) Model C, based on the train dataset, was fitted using all
Risk factor Total N = 19468 Shoulder p-Value antenatal and intrapartum factors from Table 1. Only maternal
dystocia N = 235 height, birthweight and instrumental delivery remained statisti-
Oxytocin augmentation 0.071 cally significant (Table 2). This model was fitted to the test data and
No oxytocin 15525 87 (0.6%) was good at predicting shoulder dystocia, with an area under the
Oxytocin 3943 32 (0.8%) curve of 0.8954. Whilst there was no increase in sensitivity of this
Type of delivery <0.001 model compared with Models A and B (Table 3), this model
SVD 16589 76 (0.5%) allowed us to calculate the risk of shoulder dystocia following an
Forceps 1706 21 (1.2%) instrumental delivery whilst taking into account all preceding
Ventouse 1847 23 (1.3%) variables.
Labour Induced 0.037 Model D, based on the train dataset, was fitted using all
No 15390 82 (0.5%) antenatal and intrapartum factors from Table 1 but excluding
Yes 4752 38 (0.8%)
birthweight. The factors which remained statistically significant
Length of first stage of labour (min) were gestation, baby’s sex, maternal height and BMI, parity, length
Mean (sd) 312.3 (215.1) 351.8 (236.1) 0.0704 of second stage of labour and instrumental delivery (Table 2). This
Length of second stage of labour (min) model was fitted to the test data, but was poor at predicting
Mean (sd) 54.7 (58.9) 81.1 (70.2) <0.001 shoulder dystocia, with an area under the curve of 0.6916 (Table 3).
Epidural 0.612
These models may be used to predict a woman’s risk of having a
No 15335 89 (0.6%) baby with shoulder dystocia as ey/(1 + ey), (Table 4). For models A, B
Yes 4807 31 (0.6%) and C, 98% of women had a risk of shoulder dystocia of <5% and 1%
a
N = 20087 overall and N = 120 shoulder dystocia cases unless indicated had a risk between 5 and 10%. For model D, 99.7% of women had a
otherwise. risk of shoulder dystocia of <5% and 0.3% had a risk between 5

Table 2
Crude and adjusted odds ratios for having shoulder dystocia using the train dataset.

Crudea OR (95% CI) Model Bb adjusted OR Model Cc adjusted OR Model Dd adjusted OR


(95% CI) (95% CI) (95% CI)

Birthweight (g) 1.0030 (1.0026–1.0034) 1.0034 (1.0030–1.0039) 1.0035 (1.0030–1.0039) –

Antepartum
Gestation (weeks) 1.25 (1.08–1.45) – – 1.27 (1.06–1.51)

Baby’s sex
Female 1 1
Male 1.59 (1.10–2.30) 2.02 (1.28–3.18)
BMI 1.06 (1.03–1.10) – – 1.05 (1.01–1.09)
Maternal height (cm) 0.9637 (0.9360–0.9923) 0.9031 (0.8757–0.9312) 0.9010 (0.8731–0.9298) 0.9574 (0.9278–0.9879)

Parity
0 1 – – 1
1 1.12 (0.74–1.69) 2.95 (1.67–5.19)
2 or more 1.18 (0.74–1.89) 3.56 (1.83–6.90)

Intrapartum
Instrumental delivery
No 1 – 1 1
Yes 2.72 (1.88–3.96) 2.86 (1.86–4.41) 2.14 (1.14–4.03)
Length of 2nd stage of labor (min) 1.006 (1.004–1.008) – – 1.01 (1.002–1.010)
a
Birthweight only.
b
Antenatal factors only and birthweight. Factors remaining significant (p < 0.05) were maternal height (continuous) and birthweight (continuous).
c
Antenatal and intrapartum factors and birthweight. Factors remaining significant (p < 0.05) were maternal height (continuous), birthweight (continuous) and
instrumental delivery.
d
Antenatal and intrapartum factors excluding birthweight. Factors remaining significant (p < 0.05) were maternal height (continuous), BMI (continuous), parity, gestation
(continuous), baby’s sex, length of 2nd stage of labour, and instrumental delivery.
M. Gupta et al. / European Journal of Obstetrics & Gynecology and Reproductive Biology 151 (2010) 134–139 137

Table 4

All ‘known’ factors—birthweight excluded. Factors remaining significant (p < 0.05) were maternal height (continuous), BMI (continuous), parity, gestation (continuous), baby’s sex, length of 2nd stage of labour, and instrumental
0.016 (12.4: 6.6–20.6%) [1.6: 0.8–2.7%]
0.031 (5.2: 1.7–11.6%) [3.2: 1.1–7.4%]

0.020 (9.3: 4.3–16.9%) [1.9: 0.9–3.7%]


Coefficients produced using the train dataset.

Cut-off point (sensitivity %: 95% CI)


Model Aa Model Bb Model Cc Model Dd

Intercept —16.5491 1.3747 —1.6075 —10.4871


Birthweight (g) 0.0030 0.0034 0.0034

Antepartum
Gestation (weeks) 0.2367
[PPV %: 95% CI] Baby’s sex
Female 0.7019
Model Dd

Male 1
0.6916

BMI 0.0479
Maternal height (cm) —0.0102 —0.1042 —0.0436

Parity
0 1
1 1.2691
2 or more 1.0803

Intrapartum
All ‘known’ factors and birthweight. Factors remaining significant (p < 0.05) were maternal height (continuous), birthweight (continuous) and instrumental delivery.
Cut-off point (sensitivity %:

0.0755 (23.8: 38.7–58.5%)

0.0365 (39.1: 29.7–49.1%)

0.0239 (48.6: 16.0–33.1%)

Instrumental delivery
95% CI) [PPV %: 95% CI]

No 1 1
Yes 1.0514 0.7608
[13.1: 8.6–18.7%]

[7.7: 5.6–10.3%]

Length of 2nd stage 0.0064


[5.9: 4.4–7.7%]

of labour (min)
Sensitivity for given false positive rates using test data. Comparison of performance of birthweight (continuous) only model A with models B, C and D.

Antenatal factors only and birthweight. Factors remaining significant (p < 0.05) were maternal height (continuous) and birthweight (continuous).

a
The predicted probability of shoulder dystocia = ey/(1 + ey) where y is the sum of the
Model Cc

0.8954

coefficients, e.g. Model C: for a woman with baby’s birthweight estimated to be


4500 g, a height of 150 cm, who had an instrumental delivery, the predicted
probability of shoulder dystocia = exp{—1.6075 + (0.0034 × 4500) — (0.1042
× 150) + 1.0514}/1 + {exp(—1.6075 + (0.0034 × 4500) — (0.1042 × 150) + 1.0514}
= exp(—0.8861)/1 + exp(—0.8861) = 0.292 = 29%.

Table 5
Percentage risk of shoulder dystocia using the test dataset.
Cut-off point (sensitivity %:

0.0225 (52.4: 42.4–62.2%)

Percentage risk Model A Model B Model C Model D


0.068 (22.9: 15.2–32.1%)

0.034 (39.0: 29.7–49.1%)


95% CI) [PPV %: 95% CI]

of shoulder no. (%) no. (%) no. (%) no. (%)


dystocia
[12.8: 8.4–18.4%]

[7.6: 5.5–10.2%]

<0.25% 8962 (54.6) 9905 (60.3) 10353 (63.0) 4659 (30.7)


[6.3: 4.8–8.1%]

0.25 to <0.5% 3024 (18.4) 2539 (15.5) 2342 (14.3) 4857 (32.0)
0.5 to <1.0% 2208 (13.4) 1876 (11.4) 1656 (10.1) 3709 (24.4)
Model Bb

1 to <5% 1975 (12.0) 1787 (10.9) 1737 (10.6) 1900 (12.5)


0.8884

5 to <10% 192 (1.2) 219 (1.3) 225 (1.4) 48 (0.32)


10 to <20% 52 (0.32) 73 (0.4) 78 (0.5) 3 (0.02)
20 to <30% 10 (0.06) 19 (0.12) 25 (0.15) 1 (0.01)
30 to <40% 4 (0.02) 7 (0.04) 4 (0.02) 0 (0)
>=40% 2 (0.01) 4 (0.02) 9 (0.05) 1 (0.01)

and10%. The distribution of the risks for the women in these


Cut-off point (sensitivity %:

0.0315 (36.2: 27.0–46.1%)

0.0215 (45.7: 36.0–55.7%)


(95% CI) [PPV %: 95% CI]
0.060 (23.8: 16.0–33.1%)

models is shown in Table 5.


[12.8: 8.5–18.3%]

5. Comments
[7.1: 5.0–9.6%]

[5.5: 4.1–7.2%]

In this study we identify independent risk factors for shoulder


Model Aa

dystocia, develop an algorithm for calculating an individual’s risk


0.8419

of shoulder dystocia in different clinical scenarios, and evaluate the


integration of risk factors as an antenatal screening test.
In this population, only birthweight and maternal height were
independent antenatal risk factors; other factors such as gestation,
gender, BMI and parity were only independent when birthweight
was not considered (Model D). Of intrapartum variables (Model C),
only instrumental delivery was an independent risk factor.
Area under the ROC curve

Predictably, birthweight is the most important factor. Previous


analyses have concluded that a critical birthweight of 4 kg may be
Screen positive rate

Birthweight only.
(=1 — specificity)

used [9]. Yet more than 13% of all babies were this weight or more
and even for babies weighing more than 4500 g the risk is only about
10%. Further, 41% of neonates born with shoulder dystocia weigh less
than 4000 g (Table 1). These findings are broadly consistent with
delivery.
Table 3

others [10]. We found no association with induction of labour, nor


1%

3%

5%

with African ethnic origin, in contrast to Cheng et al. [11], although


b

d
a

c
138 M. Gupta et al. / European Journal of Obstetrics & Gynecology and Reproductive Biology 151 (2010) 134–139

our numbers in this group are small. Other potential risk factors indicated, and could lead to caesarean section or summoning of
previously reported but on which we have no data include lack of appropriate personnel.
prenatal care [12], fundal height [13], and a high abdominal to head There are limitations of our study in addition to the problem of
size ratio [14], fetal growth velocity [15], shoulder dimensions [16] fetal weight. First, the diagnosis of shoulder dystocia is subjective,
and previous shoulder dystocia [17]. but an overall incidence of 0.6% is unlikely to represent an over-
In clinical practice, individual risk factors frequently influence diagnosis. Second, data on brachial plexus injury were not
clinical decision-making. Although RCOG Guidelines [1] do not available. This is unfortunate, but such injuries follow excessive
include recommendations regarding estimated fetal weight, those traction, frequently resolve and are not the only adverse
from the ACOG do [6]. The failure to integrate other reported risk consequence of shoulder dystocia. Third, in common with other
factors such as maternal height, despite being influenced by them in series, we did not have data on all potential risk factors. We
clinical decision-making, could lead to high intervention. This means excluded diabetics because the incidence of elective caesarean
that screening using multiple risk factors is worth attempting. section in this group is very high in the Oxford area. Fifth, our
In fact, our integrated models B and C perform no better than models are likely to perform better on the test dataset than they
that using birthweight alone (Model A): any improvement in would in another population, because the train and test datasets
sensitivity at low false positive rates is not statistically significant. have been drawn from the same population.
This contradicts some previous attempts at screening. Mazouni Shoulder dystocia is a rare but potentially disastrous complica-
et al. [18] calculated the maternal height to infant weight ratio, but tion of labour. Discussions regarding it are commonplace in
this assumes a particular function of risk which may not always be women with large babies or in shorter women; to fail to discuss
appropriate. Belfort et al. [13] used birth weight, 1 hour glucose, these risks has been considered negligent [8]. Our models allow
and operative vaginal delivery. The most promising attempt, quantification of an individual’s risk, either before labour or when
suggesting better prediction than we achieve, is by Dyachenko contemplating instrumental delivery, by taking into account
et al. [19]. This case-control study of 498 cases of shoulder dystocia factors that may, in clinical practice, be given inappropriate
(including 90 with neonatal injury) and 622 controls predicted weighting. We do not, however, deliver an acceptable antenatal
50.7% of cases of shoulder dystocia with brachial plexus injury for a screening test for shoulder dystocia: the false positive rate is too
2.7% false positive rate. Their algorithm is marketed as a web-based high, and the reliance on the knowledge of birthweight is too great.
tool allowing a calculation of whether the pregnancy is at high or
low risk of shoulder dystocia with neonatal injury (http:// Acknowledgements
www.lmsmedical.com) although it is unclear what proportion of
women will be advised they are at high risk. Their study has more
We would like to thank all the participants and the midwives
cases than ours and uses shoulder dystocia with neonatal injury.
for their hard work in caring for women in labour and entering the
However, prediction was based on a complex function of
information, thus allowing the creation of such an invaluable
gestational age, parity, birthweight and maternal height, which
database.
may have caused over-fitting. We used data from a large
retrospective cohort study of a defined population to obtain a
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