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Prevalence of Stuttering in African

American Preschoolers

Adele Proctor
Ehud Yairi
Purpose: In this study, the authors sought to determine the prevalence of stuttering
University of Illinois at Urbana – Champaign
in African American (AA) 2- to 5-year-olds as compared with same-age European
Americans (EAs).
Melissa C. Duff Method: A total of 3,164 children participated: 2,223 AAs and 941 EAs. Data
University of Iowa were collected using a 3-pronged approach that included investigators’ individual
interactions with each child, teacher identification, and parent identification of
Jie Zhang stuttering.
University of Illinois at Urbana – Champaign Results: No statistically significant difference for stuttering was found between AA and
EA children. Using the investigator and teacher method of identification, the
prevalence of stuttering was 2.52% for the entire sample. For both racial groups, boys
exhibited a higher prevalence of stuttering than girls. Of the 3 predictors (age, race,
sex) of stuttering, only sex was a significant predictor.
Conclusions: AA 2- to 5-year-olds are not overrepresented in the stuttering
population for this age group. When data are combined for both racial groups, the
prevalence of stuttering is 2.52%. More boys than girls stuttered in this sample of
preschoolers.
KEY WORDS: African American, preschoolers, stuttering, prevalence, children

I
n the United States, African American (AA)1 children are more fre-
quently diagnosed with speech and language impairments than are
their European American (EA)2 peers (Carlson, Hirschorn, Rayaboy, &
Zhao, 1996; Chin & Hughes, 1987; Coutinho, Oswald, & Best, 2002;
Hallahan & Kauffman, 1994; Harry, 1992, 1994; Muller & Markowitz,
2003; National Research Council, 2002; Noguera, 2006; Oswald,
Coutinho, Best, & Singh, 1999; Smith, 1998; U.S. Department of Edu-
cation, 2005; VanKeulen, Weddington, & DeBose, 1998). Available data
reveal a persistent pattern of racial overrepresentation, although the
relative contribution of each type of communication disorder to this
phenomenon remains unclear. One approach to clarify this issue is to
systematically conduct disorder-specific epidemiological studies.
Prevalence (percent of the population exhibiting a condition at a
given time) and incidence (percent of the population who has ever ex-
hibited a condition) studies are among the most basic epidemiological

1
African Americans (or Blacks) are U.S.-born citizens and descendents of those Africans who were
involuntarily transported to the United States from Africa. Their ancestry is mainly from people
indigenous to sub-Saharan Africa (U.S. Census Bureau, 2002). Africans are those individuals who
were born in different countries on the continent of Africa. Sociolinguistic and sociocultural
variables differ between Africans and African Americans along many dimensions such as native
languages and dialects and a range of other customs related to family and community organization,
food, dress, religion, and music.
2
European Americans (or Whites), also U.S.-born residents, are descendants of individuals from
different countries in Europe, the Middle East, and North Africa (U.S. Census Bureau, 2002).

Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008 • D American Speech-Language-Hearing Association 1465
1092-4388/08/5106-1465
information for every disorder or disease. If prevalence study has explored the incidence or prevalence of stut-
is known for a specific disorder, there are implications tering in AA preschool children, the age during which
for understanding risk factors as well as planning for the disorder typically begins, the purpose of the present
clinical services, training professionals, and educational investigation was to determine the prevalence of stutter-
policy. Theoretical implications concerning etiology are ing in AA preschool children.
also possible when certain populations exhibit either a After reviewing many surveys of stuttering in
higher or lower incidence than the average. For exam- American schoolchildren, Bloodstein (1995) estimated
ple, low incidence of stuttering among the deaf and hard that the stuttering incidence ranged from a low of 0.70%
of hearing (Montgomery & Fitch, 1988) could indicate to a high of 15.40% and reported that the prevalence
involvement of the auditory processes. of stuttering ranged from 0.35% to 2.12%. Andrews and
As a first step in determining which communica- Harris (1964) followed British English–speaking children
tion disorders, if any, reveal disproportionate numbers from birth to age 16 years and reported that the incidence
of African Americans with speech and language impair- was 4.9%, whereas the prevalence of stuttering was 1%.
ment, the present investigation focused only on stutter- Mansson (2000) followed Danish preschoolers over a pe-
ing in 2- to 5-year olds. In several important respects, riod of several years and reported a stuttering incidence
stuttering is a disorder of early childhood, as in the ma- of 5.19%. Craig et al. (2002) reported a prevalence of
jority of cases because stuttering begins and stops be- 1.4% for children 2–5 years of age in a household sample
tween 20 and 60 months of age. It is estimated that 75% of the population of New South Wales, Australia. In
to 90% of all children experience stuttering onset before Belgium, Van Borsel et al. (2006) found a prevalence rate
age 5 (Andrews, 1984; Yairi & Ambrose, 1999). Yet, as of 0.58% for all 6- to 20-year-olds who attended regular
noted by Yairi and Ambrose (2005), there have been fewer schools. The highest prevalence (0.78%), however, was
studies on the occurrence and distribution of stuttering in detected in the youngest group of 6- to-10-year-olds. A
preschoolers than in school-age children or adults. Conse- recent survey of more than 10,000 primary school stu-
quently, research-based information on the incidence and dents in Australia, based on teacher identification and
prevalence of stuttering among preschool-age children is confirmed by SLPs’ records, yielded a very low stutter-
relatively sparse. Additionally, some past studies invite ing prevalence of 0.33% (McKinnon, McLeod, & Reilly,
questions concerning methodological issues, such as the 2007).
sole reliance on the identification of stuttering by health Overall, only a handful of studies of incidence and
workers’ home visits, which, at times, relied on parents’ prevalence of stuttering in preschool children have been
reports, not their own direct observations (Andrews & conducted, and those that are published are not rep-
Harris, 1964); the sole reliance on parental retrospective resentative of the culturally and linguistically diverse
reports (e.g., Glasner & Rosenthal, 1957); or on clinical populations in the United States. Thus, the strength of
files (Dalston, Martinkosky, & Hinton, 1987). More re- inferences and the generalizations of past findings may
cently, Craig, Hancock, Tran, Craig, and Peters (2002) have questionable applicability for African Americans
used a telephone interview with a household member to and other minorities in the United States. Because there
identify stuttering, including young children. When pos- have been many suggestions that race and /or ethnicity
sible, they also obtained a 5-min speech sample that was influence the occurrence of stuttering, particularly among
recorded over the telephone. African Americans (Cooper & Cooper, 1998; Dean &
There are several reasons for obtaining more ac- Brown, 1977; Gillespie & Cooper, 1973), the importance
curate prevalence data on stuttering among AA pre- of obtaining epidemiological data for African Americans
school children. First, there are increasing numbers of and other U.S. minorities becomes even more apparent.
AA preschoolers in the U.S. population (McKinnon, 2003; The central tendency of the various incidence es-
U.S. Census Bureau, 2002). Second, among speech- timates indicates that about 5% of the population has
language pathologists (SLPs), there has been a general ever stuttered, whereas the prevalence is much lower—
belief that there is a higher frequency of occurrence of that is, only 1% or less stutter at a given time. By
stuttering in AA children than in EA children (Cooper & inference, the discrepancy between the figures for inci-
Cooper, 1998; Dean & Brown, 1977; Gillespie & Cooper, dence and prevalence suggests that the disorder persists
1973). If SLPs in clinical positions perceive that more and becomes chronic in only 20% of all cases. Or, con-
AA children stutter, this could lead to a self-fulfilling versely, there appears to be a high rate of recovery
prophecy of identifying stuttering where one expects to (Andrews & Harris, 1964; Mansson, 2000; Yairi &
find stuttering. Finally, the completion of a series of Ambrose, 2005). Previous studies of incidence and pre-
epidemiologic studies may provide data distinguishing valence of stuttering in African Americans are scarce,
which communication disorders are the strongest con- findings are conflicting and confusing, and no studies
tributors to the overrepresentation of African Americans have examined AA preschool children. A critical literature
in speech and language impairment. Inasmuch as no search was completed to ascertain studies on stuttering

1466 Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008
in AA children who had no other disabilities. Table 1 dis- families. Results of the Goldman (1967) study have often
plays a summary of the studies that were identified and been interpreted as providing support for the notion that
are sequenced in chronological order, from the earliest to stuttering is more common in African Americans than in
latest date of publication. European Americans, but the number of children par-
Table 1 reveals that, from 1916 to the present, only ticipating in the study was not specified. Therefore,
four published studies (Carson & Kanter, 1945; Gillespie without information on the sample size, no prevalence
& Cooper, 1973; Goldman, 1967; Louttit & Halls, 1936) could have been reported.
were specifically devoted to the investigation of stutter- Significantly, from 1916 to 1967, investigations on
ing in AA children. Wallin’s (1916, 1926) studies reported AA children were conducted in racially segregated school
on the same data collected in the St. Louis school system systems, a fact that has implications for overlooking the
where African Americans represented a portion of the possible effects of African American English (AAE) on
population. Similarly, Travis, Johnson, and Shover (1937) the findings. In these early investigations, it is probable
included AA children as a part of their participant popu- that the children spoke AAE, a language variety (dialect)
lation in a study on bilingualism. spoken by a large number of AA children, adolescents,
and adults (Dillard, 1973; Labov, 1972). It is a rule-
Two unpublished master’s theses (Neely, 1960;
governed linguistic system in which different types of
Waddle, 1934) explored stuttering prevalence in AA
normal disfluencies represent distinct semantic functions
children, and one doctoral dissertation (Madding, 1995)
(Green, 2002; Smitherman, 1977). For example, more
investigated the stuttering prevalence in African Amer-
typically normal disfluencies, such as revisions, phrase
icans, Asian Americans, European Americans, Latina/os,
repetitions, filled pauses, and prosodic features, denote
and Native Americans/ Pacific Islanders. Gillespie and
various meanings in AAE (Anderson, 1981; Asante, 1990;
Cooper (1973) studied prevalence in adolescents, where-
Mufwene, 1993; Mufwene, Rickford, Bailey, & Baugh,
as all others focused on school-age children. None of the
1998; Poplack, 2000; Rickford, 1999). Observing the pres-
studies included preschoolers, and some indicated higher
ence of a combination of some or all of these linguistic
rates of stuttering in AA children.
features in a speaker may be mistaken for stuttering
Of the nine studies in Table 1, four (Carson & Kanter, by individuals who are not familiar with AAE (Proctor,
1945; Louttit & Halls, 1936; Neely, 1960; Wallin, 1916, 2006).
1926) did not provide operational definitions for stutter-
Insufficient experience in recognizing language
ing, and these same investigators relied solely on teacher
variation may have affected the diagnosis of stuttering
reports. This is not to negate the importance of teachers’
in studies limited to AA children as well as in studies
reports but rather to point out that (a) teachers are not
of bilingualism that also included AA children. For in-
speech experts, (b) the judgments of many people with
stance, in examining the relationship between bilin-
different standards were involved, and (c) only a single
gualism and stuttering, Travis et al. (1937) did not
source was used for each case. Additionally, procedures
specify language data of the participant population. It
such as questionnaire development, distribution, collec-
appears that the differentiation of the presence or ab-
tion, and data analysis were often not reported. None of
sence of stuttering did not consider normal disfluencies
the studies in Table 1 reported how race was determined
that may be associated with second-language learning
or who determined race. Finally, with the exception of
(Dale, 1977; Karniol, 1992; Nwokah, 1988; Watson &
Gillespie and Cooper (1973) and Madding (1995), the
Kayser, 1994), nor did it consider the range of normal
studies confused prevalence and incidence—that is, re-
disfluencies embedded in the AAE linguistic rule sys-
sults were reported as incidence, but careful inspection
tem. In any study of communication disorders, how one
of the original papers revealed that they were actually
defines stuttering, how practitioners apply definitions
prevalence.
of stuttering, and how questions are phrased when cul-
When diverse populations are the focus of an inves- tural informants are involved require specification. Fur-
tigation, sociocultural variables—such as parent–child ther, the investigators’ knowledge of the language and
relations and family organization—may provide contexts culture of the target population are among variables
for interpreting data. Goldman (1967) explored stutter- that affect validity of data collection and the analyti-
ing in AA children relative to different types of fam- cal procedures used to determine prevalence or inci-
ily organizations, an important sociocultural variable. dence (Finn & Cordes, 1997; Kathard, 2001; Van Borsel,
Although one primary aim of the investigation was to Maes, & Foulon, 2001; Zimmerman, Liljeblad, Frank, &
determine if there was a relationship between the in- Cleeland, 1983). Considering the range of methodolog-
cidence of stuttering in AA children who lived in matri- ical and procedural issues found in past studies, there
archal families compared with AA children who lived in remains a lack of consensus regarding prevalence of
patriarchal families, operational definitions were not stuttering in African Americans in general, and there
given for what constitutes matriarchal versus patriarchal are no available prevalence data for stuttering in AA

Proctor et al.: Prevalence of Stuttering 1467


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Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008

Table 1. Studies on prevalence or incidence of stuttering in African American (AA) children, by date of publication.

Investigator(s) and date Purpose/research question Participants Procedures Findings

Wallin (1916, 1926) To determine prevalence of speech A sample of 89,057 children in One-page questionnaire was sent to For this study, prevalence was 0.7%
disorders and need for treatment grades K–12. principals, was distributed to AA: 1.6%
among public school children in teachers for completion, and EA: 1.1%
St. Louis, MO. was returned to investigator.
Waddle (1934) To determine percent of speech A sample of 1,582 elementary school Investigator observed each child. Results reported as incidence data.
disorders among AA children. children in 8 segregated schools AA: 7.8%
in Topeka, KS. EA: 4.11%
Louttit & Halls (1936) To determine the incidence of children Data collected from 199,839 (or Principals were asked to complete Incidence rate: 0.77%
with speech disorders in Indiana. 30% of) Indiana school one-page questionnaire requesting No distinction of stuttering incidence by
population in grades 1–12. grade, sex, number of children race. A slightly higher frequency of
Racially segregated schools and who stuttered, number with other occurrence for all types of speech
mixed-race schools were included speech disorders, and racial disorders reported for EA children.
in the sample. makeup of school.
Travis, Johnson, & To determine the relationship between A total of 2,405 males and 2,422 Each child was individually interviewed 2.61% of total sample diagnosed as
Shover (1937) stuttering and bilingualism in East females from 9 racially segregated by a speech-language pathologist stuttering.
Chicago, IN; sample included AA and mixed-race public schools, (SLP), and an interpreter was Monolingual EAs:1.80%
and EA and Latina/os. with an average age of employed when child did not Bilingual EAs: 2.80%
8.54 years. Grades ranged speak English. AAs: 3.76% stuttered. For all 3 groups,
from K through 6. rates were higher for boys.
Carson & Kanter (1945) To determine if incidence of stuttering A total of 2,776 AA and 2,365 EA Teachers were asked to identify Incidence rates
was different in AA and EA children. Six AAs and 8 EAs in children who stuttered and refer AAs: 1.6%
children in East Baton Rouge, LA. racially segregated schools. AAs in to investigator. Investigator then EAs: 1.1%
Grades 1–7; EAs in Grades 1–6. interviewed students. Male/female ratio:
AAs: 2.2:1
EAs: 1.9:4.
Neely (1960) To determine the incidence of stuttering Children included 403 AAs and 482 Teachers referred children who Overall incidence: 1.3%. No
among AA and EA second graders EAs. All schools were racially stuttered. Investigator listened to statistically significant difference
in Orleans Parish, LA. segregated. children during 6 tasks (e.g., for stuttering in AAs and EAs.
reading aloud, conversation).

(Continued on the following page)


Table 1 Continued. Studies on prevalence or incidence of stuttering in African American (AA) children, by date of publication.

Investigator(s) and date Purpose/research question Participants Procedures Findings

Goldman (1967) Two-phase study. Phase 1 sought to In Phase 1, 694 children were identified SLPs were given 3 criteria to identify No overall incidence reported.
determine incidence of sex ratio of by SLPs as stutterers. There were children who stuttered: (a) child Male/female ratio in Phase 1:
stuttering in AA and EA children. 285 AAs and 409 EAs. To complete exhibited secondary symptoms, EAs: 4.93:1
Phase 2 sought to determine sex Phase 2, an additional 14 AA-only (b) child considered self a AAs: 2.53:1
ratio of stuttering among AA public schools were screened, stutterer, and (c) parents Statistically significant relationship for
children in matriarchal and resulting in a total of 115 AAs considered child a stutterer. sex ratio and race observed; AAs
patriarchal families. All children diagnosed as stuttering. All SLPs reported data to investigator. exhibited higher rate of stuttering.
lived in Tennessee. schools were racially segregated. Phase 2 reported a higher
proportion of AA females who
stuttered and who lived in
matriarchal homes and more
AA males who stuttered and
who lived in patriarchal homes.

Gillespie & Cooper (1973) To determine prevalence of speech The sample included 2,380 AAs and All participants were interviewed by AAs: 2.8% stuttered.
problems in junior and senior high 2,674 EAs. an SLP. EAs: 0.7% stuttered.
schools in Alabama.
Madding (1995) To determine prevalence of stuttering A total of 49,263 children in A 31-item questionnaire was Prevalence rates:
in diverse U.S. cultures; Latinas/os; 2 southern California school distributed to SLPs in the AAs: 0.40%
Proctor et al.: Prevalence of Stuttering

AAs; EAs; and Asian Americans, districts. districts and was returned to EAs: 0.60%
Native Americans, and Pacific the investigator. Latina/os: 0.293%
Islanders. Asian Americans, Native
Americans, and Pacific
Islanders: 0.08%
1469
preschoolers. Therefore, using a culturally and linguis- European Americans. Table 2 summarizes sex, race, and
tically sensitive approach, the purpose of the present chronological ages of the participants.
investigation was to determine the prevalence of stut-
tering in AA preschool children.
Background Data and Staff Qualifications
To achieve our objective, the target population con-
sisted of 2- to 5-year-old African Americans and same- The present investigation addressed several vari-
aged European Americans who were attending regular ables that are crucial to research in diverse cultural and
programs for the general population in their respec- linguistic groups and to the identification of communi-
tive areas in the state of Illinois. The sample was drawn cation disorders in these groups. Most important, each
from 49 different, racially integrated preschools in ur- of the 3,164 participant children received individual
ban, rural, small-town, and suburban areas in Illinois, speech, language, voice, and fluency screening. A mea-
reflecting a broad stratum of communities with different sure that is sensitive to characteristics of AAE, the
levels of economic resources. Preschools included both Fluharty Preschool Speech and Language Screening Test
private and public programs, and economic resources var- (Fluharty, 1978), was used for the speech and language
ied among individual children within the same schools. portions of the screening. For 2,151 of the participants,
Geographically, populations from the north, south, east, the preschool SLPs also provided speech-language-voice
west, and central areas of Illinois were targeted. screening data based on the American Speech-Language-
Hearing Association (ASHA, 2004) practice protocols,
which they routinely administered. Therefore, the 1,013
Method children for whom these data were not available were
administered the ASHA practice protocols by the three
Participants certified SLPs who collected data for this research pro-
Participants in this survey of stuttering prevalence ject. A hearing screening was administered to all chil-
constituted a preschool age population of 3,164 children dren, and only those who passed were included.
between the ages of 2 and 5 years. Of these children, Sociocultural and sociolinguistic variables that may
2,223 (70.25%) were African American (AA) and 941 affect communication were addressed in the selection
(29.74%) were European American (EA). Boys consti- and preparation of the research team. Cultural infor-
tuted up to 1,137, or 51%, of the AA group (M = 4.4 years, mants were integrally involved in the design, data col-
SD = 0.7). Girls constituted 1,086, or 49%, of the AA lection, and data analysis. The senior author, who is
group (M = 4.4 years, SD = 0.7). Boys represented 474, or African American and a native speaker of AAE, served
50%, of the EA children (M = 4.3 years, SD = 0.08). Girls as the primary informant on sociocultural and sociolin-
constituted 467, or 50%, of the total EA group (M = 4.3, guistic variables. Another author, an Illinois native with
SD = 0.08). Participants produced social and regional lan- lifelong interactions with AAE speakers, served as the
guage varieties that are spoken in Illinois (e.g., Chicago informant for the mainstream culture as well as for the
dialects, southern accented American English used in area’s social and regional language varieties. Both are
southern Illinois, and AAE) and presented other char- certified SLPs who are also referred to in this article as
acteristics of heartland English (Frazer, 1993). In many “investigators.” A third certified SLP/investigator also had
cases, regional and social dialects co-occurred in the academic knowledge and some experience with AAE. The
same speaker. Parents or guardians identified the race three SLPs/investigators who collected data had academic
of their children. No children were identified as biracial and clinical experience with childhood stuttering and pro-
or multiracial. The population from which this sample vide clinical services to AAE speakers that involve distin-
was drawn consisted of more African Americans than guishing language differences from language disorders.

Table 2. Demographic background of preschoolers in the total sample (N = 3,164).

African American children European American children

Age Boys Girls Total Boys Girls Total

2 22 20 42 26 29 55
3 295 284 579 139 140 279
4 567 547 1,114 213 196 409
5 253 235 488 96 102 198
Total (%) 1,137 (51%) 1,086 (49%) 2,223 (100%) 474 (50%) 467 (50%) 941 (100%)

1470 Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008
Graduate students who assisted with screenings re- Investigators’ screening. For each preschool visit,
ceived formal training in AAE, AA culture, social and there was one SLP/investigator in charge of the testing
regional varieties, and stuttering by the first and second session. Upon arrival, this person met with the site’s
authors, respectively. Using videotaped samples, another director and/or each classroom teacher. The signed con-
experienced researcher in childhood stuttering (Nicoline sent forms were received, and the class roster was marked
Ambrose3) provided additional student training on iden- accordingly to ensure that only students for whom con-
tifying stuttering. Teachers and parents did not receive sents were received were participants. An additional list
formal training in the identification of stuttering. of students suspected by the staff to exhibit a communi-
cation disorder was also made available to the respon-
General Strategy and Definition sible investigator. The SLPs/investigators then proceeded
with the data collection.
To reduce risks of errors in relying on a single source
Investigators individually observed each child with
of stuttering identification, a three-pronged data collec-
permission during interaction with teachers, teachers’
tion approach was conducted. The three-pronged approach
aides, and classroom peers. Additionally, at the appro-
consisted of (a) the investigator’s face-to-face interaction
priate times (e.g., when not sleeping or eating, and when
with each child, (b) teacher reports on each child, and
interested in play), each of the 3,164 children was en-
(c) parent reports on each of their children. The total
gaged in play-conversation activities with one investi-
number of participating children was determined by the
gator for 15–20 min. If an SLP/investigator identified a
number of families that signed consent forms agreeing to
speech-language problem, including fluency, the sec-
their child’s participation in the survey conducted at the
ond investigator was asked to re-examine the child and
respective school. Stuttering was operationally defined
make a judgment regarding the presence or absence of a
as an attention-calling occurrence of sound, syllable, and
problem. Typically, this was done within 20–30 min and,
single-syllable word repetitions, sound prolongations, or
in some cases, at the end of the session. Of the two SLPs/
complete blockages of speech. These could be associated
investigators present, only one could have known if the
with facial grimaces, eye blinks, head movements, and/or
teacher had a concern about the student. Thus, in all
other body movements and struggles. Significantly, each
cases, a teacher’s judgment was always compared with
child who was identified as exhibiting stuttering, based
the independent judgment of at least one investigator.
on the operational definition of stuttering, was so diag-
Children who were identified as stuttering by any data
nosed by either two SLPs who observed his or her speaking
source were audiotaped, and tapes were further exam-
or by a teacher followed by the examination of two SLPs.
ined to determine presence or absence of stuttering.
Parent identification. The families of each of the
Data Collection
children received two documents: (a) a letter concerning
The first author telephoned directors of preschools the study with an attached consent form for the child’s
throughout the state of Illinois identified from published participation in the school interview and (b) a question-
lists provided by local, state, and federal agencies. The naire (see Appendix) asking them to indicate any con-
project’s objectives were explained, and permission was cerns regarding past or present speech, language, hearing,
requested to individually observe and interact with chil- voice, and fluency problems. Parents were invited to
dren, interview teachers, and contact parents. After per- return the consent form and the questionnaire. Face-to-
mission was granted, a packet of printed materials that face counseling pertaining to parents’ concerns was of-
included an explanatory letter, a brief parent question- fered, but only a few took advantage of the offer. The
naire (see Appendix), and a statement of informed con- investigator did not examine returned parental question-
sent was distributed to parents through the collaborating naires prior to the beginning of the screenings.
schools. After the preschools received returned consent
forms and questionnaires from the families, visits to the
schools were scheduled. Results
Teacher identification. A total of 220 classroom teach- Race Comparisons
ers from 49 schools participated. Of the children with
signed parental consent forms, the primary classroom Investigators’ procedures for identification of stut-
teacher was asked to indicate on the classroom roster tering were applied to the entire sample of 3,164 pre-
those suspected of, or identified as, having any type of schoolers. With this method, 81 children (2.56%) were
speech (including articulation and stuttering), language, identified as exhibiting stuttering. Of the 2,223 AA subset,
voice, or hearing difficulty. Verbal/vocal examples of spe- 58 (2.60%) stuttered, and of the 941 EA subset, 23 (2.44%)
cific features of these communication disorders were given. stuttered. A c2 test indicated no significant difference
between the two racial groups, c2(1, N = 3,164) = 0.07,
3
Nicoline Ambrose was not one of the investigators. p > .05.

Proctor et al.: Prevalence of Stuttering 1471


To determine if the current sample size (N = 3,164) Table 3. Investigator and teacher identification of stuttering, by race
was large enough for detecting the racial differences in and age.
stuttering, power analysis of the c2 test was performed.
Assuming a very small effect size ( = 0.05) was found Age Investigator Teacher
between two racial groups at a = .05, we asked the (yrs) Race n identification % identification %
following question: What is the required sample size to 2 AA 42 0 0.00% 0 0.00%
reach a high power of 0.80? Results of the power analysis EA 55 2 3.64% 1 1.82%
indicated that the total sample of 3,164 participants would
3 AA 579 17 2.94% 18 3.11%
allow detection of a very small racial effect ( = 0.05).
EA 279 7 2.51% 6 2.15%
Therefore, the number of participants in the survey
(N = 3,164) satisfies this requirement. Further, what if 4 AA 1,114 25 2.24% 19 1.71%
detecting an effect size of 0.10 and the remaining con- EA 409 11 2.69% 6 1.47%
ditions are the same? The required sample size to reach 5 AA 488 16 3.28% 19 3.89%
a high power of 0.80 is 785. Even the smaller sample EA 198 3 1.52% 3 1.52%
size of the EA group (n = 941) reached this criterion. Total 3,164 81 2.56% 72 2.28%
Thus, the sample sizes in this study are large enough for
both racial groups and did not impact the prevalence rate Note. yrs = years; AA = African American; EA = European American.
differences in this study.
The teachers’ identification method revealed a total
of 72 children (2.27% of the sample) as exhibiting c2(1, N = 3,164) = 0.03, p > .05. Parent current and past
stuttering. Of these, 56 (2.51%) were African Americans. concerns are presented in Table 4.
Among the European Americans, only 16 children
(1.70%) were so identified. The c2 test for teacher iden-
tification also revealed no significant difference between Sex and Age Comparisons
the two racial groups, c2(1, N = 3,164) = 2.93, p > .05.
In view of the importance of the sex and age fac-
Overall, as expected, preschool boys exhibited a higher
tors in stuttering, and because these preschool children
prevalence of stuttering than did preschool girls. For
represented an age span of 3 years, the prevalence of
AAs, statistically significant differences were found be-
stuttering in our sample was analyzed accordingly. The
tween boys and girls for investigator identification,
distributions of stuttering by age and sex based on both
c2(1, N = 2,223) = 11.65, p = .00, as well as for teacher
the investigator and teacher identification methods are
identification, c2(1, N = 2,223) = 12.07, p = .00. For
displayed in Table 5. According to the investigator iden-
European Americans, a statistically significant differ-
tification, 59 boys and 22 girls stuttered among the 3,164
ence between boys and girls was found for investigator
preschool children, yielding a male/female (M/ F) ratio
identification, c2(1, N = 941) = 0.26, p < .05, but not
of 2.68. The c2 test indicated a significant difference
for teacher identification, c2(1, N = 941) = 1.00, p = .31.
between boys and girls, c2(1, N = 3,164) = 16.00, p < .05.
When data for investigator and teacher identification
Based on teacher identification, 51 boys and 21 girls
of stuttering were combined for both racial groups, the
stuttered (M/F ratio = 2.42), a difference that was also
prevalence of stuttering was 2.52%. Parent data were
statistically significant, c2(1, N = 3,164) = 11.68, p < .05.
not included in the calculation for overall prevalence
Overall, as expected, preschool boys exhibited a higher
due to the small return rate of questionnaires. Table 3
prevalence of stuttering than did preschool girls. Also,
presents numbers and percentages for investigator and
the sex ratios for investigator and teacher identification
teacher identification of stuttering by race.
are very similar. They are also similar to those reported
Concerning parent identification, of the 3,164 fam- by other investigators for this age group (Mansson, 2000,
ilies, only 1,107 parents/guardians—including 707 AA
and 400 EA—returned the questionnaires. The return
rate was 31.8% for the AA families and 42% for the EA
Table 4. Current and past parent identification of stuttering
families. Of the 1,107 families that responded, 48 AA (n = 1,107).
families (6.78%) and 20 EA families (5%) indicated current
concerns of stuttering in their children. This racial differ- Current concern Past concern
ence was not statistically significant, c2(1, N = 3,164) =
1.34, p > .05. Parents expressed past concerns for stut- Race n % n %
tering in a total of 40 children. AA parents indicated
AA (707) 48 6.78% 25 3.53%
past concerns for 25 (3.53%) children, and EA par- EA (400) 20 5.00% 15 3.75%
ents indicated past concerns for 15 (3.75%) children. Total (1,107) 68 5.68% 40 3.61%
This difference was also not statistically significant,

1472 Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008
Table 5. Investigator and teacher identification of stuttering, by sex and age.

Investigator identification Teacher identification

Age (yrs) Boys (n = 1,611) Girls (n = 1,553) Ratio Boys (n = 1,611) Girls (n = 1,553) Ratio

2 (n = 97) 1 1 1.00 1 0 3.00


3 (n = 858) 18 6 3.00 16 8 2.00
4 (n = 1,523) 23 13 1.76 16 9 1.77
5 (n = 686) 17 2 8.50 18 4 4.50
Total 59 22 2.68 51 21 2.42

Note. To compute sex ratio in Tables 5 and 6, 0.5 was added to all of the related cells when zeros occurred in the cell. For
example, in this table, teacher identification of stuttering in boys and girls at age 2 years is 1 and 0, respectively, and the sex
ratio is (1 + 0.5)/(0 + 0.5) = 3.00. yrs = years.

in Denmark; Yairi & Ambrose, 1999, 2005, in the United revealed no specific age between 2 and 5 years at which
States). there was a higher prevalence of boys or girls who stut-
No age difference in stuttering prevalence among tered. Sex ratio is presented in Tables 5 and 6.
the four age subgroups was found for either investiga- Logistic regression was used to determine whether
tor identification, c2(3, N = 3,164) = 0.6, p > .05, or teacher the prevalence of stuttering for 2- to 5-year-olds could be
identification, c2 (3, N = 3,164) = 3.75, p > .05. The predicted using race, sex, and age based on investigator
two-way Age × Sex contingency table analyses for in- and teacher identification. Consistent with the previous
vestigators, c2 (3, N = 3,164) = 0.6, p > .05, and teachers, analyses, only sex was a significant predictor of stut-
c2 (3, N = 3,164) = 2.46, p > .05, suggested independence tering for both investigator and teacher identification,
between age difference and sex. c2(1, N = 3,164) = 14.85, p < .001, and c2(1, N = 3,164) =
For the parent responses, the age and sex distribu- 10.96, p < .001, respectively. Race was not a significant
tion was proportional to the demographic characteristics predictor for investigators, c2(1, N = 3,164) = 0.06, p > .05,
of the original sample. A total of 45 parents of boys and or for teachers, c2(1, N = 3,164) = 1.81, p > .05. For in-
23 parents of girls indicated their current concerns for vestigators, age, c2(1, N = 3,164) = 0.0, p > .05, was not a
stuttering. The M/F ratio of 1.96 is lower but still close to significant predictor for stuttering, nor was age a signifi-
that yielded by the other two sources. The c2 test showed cant predictor of stuttering according to teacher identifi-
that the sex difference was significant, c2(1, N = 3,164) = cation of stuttering, c2(1, N = 3,164) = 0.31, p > .05.
8.07, p < .05. Parents of 26 boys and parents of 14 girls The investigator identification data were fitted by
indicated parental past concerns. This sex difference was the following logistic model:
not significant, c2(1, N = 3,164) = 3.40, p > .05. No age dif-
log ðqÞ ¼ 4:2957 þ 0:9725  Sex þ 0:0028  Age
ference was found for either (a) parent current concerns,
þ 0:0599  Race; ð1Þ
c2(3, N = 3,164) = 4.92, p > .05) or (b) parent past con-
cerns, c2(3, N = 3,164) = 0.67, p > .05. Overall, statisti- where q is the odds of stuttering cases. Using data
cal analysis for investigator, teacher, and parent data from investigator identification, the odds of stuttering

Table 6. Current and past parent concerns about stuttering, by age and sex (n = 1,107).

Current concerns (total number) Past concerns (total number)

Age (no.) Boys (n = 558) Girls (n = 549) Ratio Boys (n = 558) Girls (n = 549) Ratio

2(28) 2 2 1.00 0 1 0.33


3(322) 11 5 2.20 5 6 0.83
4(515) 25 11 2.27 14 7 2.00
5(242) 7 5 1.40 7 0 15.00
Total 45 23 1.95 26 14 1.85

Note. To compute sex ratio in Tables 5 and 6, 0.5 was added to all of the related cells when zeros occurred in the cell. See
explanation in Table 5 note. no. = number.

Proctor et al.: Prevalence of Stuttering 1473


is 2.64 times more likely for boys, exponent (0.9725 = Table 8. Investigator and teacher identification of stuttering, by race,
2.64), than for girls, after controlling for age and race. sex, and age.
The teacher identification data were fitted by the fol-
lowing logistic model: Investigator Teacher
identification identification
log ðqÞ ¼ 4:9190 þ 0:8669  Sex þ 0:0881  Age
Age (yrs) Race Boys Girls OR Boys Girls OR
þ 0:3861  Race:
2 AA 0 0 1.00 0 0 0.33
Based on teacher identification, the odds of stuttering is EA 1 1 1 0
2.37 times more likely for boys, exponent (0.8669) = 2.37,
than for girls, after controlling for age and race. Table 7 3 AA 12 5 0.40 12 6 1.00
EA 6 1 4 2
displays the parameter estimates for the two logistic re-
gression models. 4 AA 15 10 0.56 13 6 2.16
EA 8 3 3 3

5 AA 15 1 7.50 16 3 2.66
Homogeneous Association Between EA 2 1 2 1
Race and Sex Given Age
Total AA 42 16 0.92 41 15 1.64
The prevalence data were further examined to EA 17 6 10 6
determine if the two racial groups were similar relative
to sex (see Table 8). Marginal odds ratios were 0.92 for Note. To compute the odds ratio in Table 8, 0.5 was added to all of
the related cells when zeros occurred in the cell. For example, teachers’
investigator identification and 1.64 for teacher identifi-
identification of stuttering in 2-year-old boys and girls who are AA and
cation. The marginal independence test for investigator
EA is 0,0 and 1,0, respectively, and the odds ratio is (0.5/0.5)/(1.5/0.5) =
identification, c2(1, N = 81) = 0.0187, p > .05, and for
0.33. OR = odds ratio.
teacher identification, c2(1, N = 72) = 0.69, p > .05,
suggested that sex and race were statistically indepen-
dent, indicating that the marginal odds ratios of stut-
tering boys to stuttering girls for AA versus EA were on teachers’ identification, yielded a similar result: Race
approximate to 1.0, which substantiates the indepen- and sex were conditionally independent after controlling
dence between sex and race. for age, CMH (1) = 0.6594, p > .05. The Breslow–Day test
To test if race and sex were conditionally indepen- indicated homogeneous association between race and
dent after controlling for age—that is, if the conditional sex at each age level, c2(3) = 0.458, p >.05. In summary,
odds ratios between race and sex were equal to 1 at all both the marginal independence test and the conditional
age levels—the Cochran–Mantel–Haenszel (CMH) chi- independence test indicated the independence between
square test was used for the Race (2) × Sex (2) × Age (4) race and sex.
interaction listed in Table 7. The CMH test, based on the
investigators’ identification, indicated that race and sex Agreement Among Investigator, Teacher,
were conditionally independent after controlling for age,
CMH (1) = 0.3551, p > .05. The Breslow–Day test sug-
and Parent Identification
gested homogeneous association between race and sex at There was agreement between investigator identifi-
each age level, c2(3) = 3.27, p >.05. The CMH test, based cation and teacher identification of children who stuttered.

Table 7. Results of logistic regression.

Parameter df Estimate SE Wald 95% confidence limits c2 Pr > c2

Investigator identification
Sex 1 0.9725 0.2524 0.4778 1.4672 14.85 0.0001
Age 1 0.0028 0.1469 –0.2851 0.2907 0.00 0.9850
Race 1 0.0599 0.2508 –0.4317 0.5516 0.06 0.8111
Teacher identification
Sex 1 0.8669 0.2618 0.3737 1.3801 10.69 0.0009
Age 1 0.0881 0.1576 –0.2208 0.3969 0.31 0.5763
Race 1 0.3861 0.2872 –0.1768 0.9489 1.81 0.1788

Note. SE = standard error; Pr = probability.

1474 Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008
The  coefficient (a special case of correlation for binary through high school age, ours is the first to focus ex-
variables) between the results of the two identification clusively on preschoolers. This is significant because
methods was .82 ( p < .001). A total of 153 children were much more information is gained about occurrence and
identified as exhibiting stuttering among 3,164 children distribution of stuttering during the early years of life
by three identifiers: teacher, investigator, and parents. rather than in any other period. When investigating
Further examination of investigator and teacher children who are only 3 or 4 years older than the current
identification of stuttering revealed that 81 children sample, we found that approximately 75%, if not more, of
were so identified by investigators, whereas teachers those who previously were diagnosed as stuttering have
identified 72 children who stuttered. Teachers and in- already experienced the disappearance of their stutter-
vestigators agreed on 63 of the children who were iden- ing due to natural recovery (Andrews, 1984; Andrews &
tified as stuttering. Teachers did not agree on 18 of the Harris, 1964; Mansson, 2000; Yairi & Ambrose, 2005).
81 children identified as stuttering by investigators. This factor is particularly strong for girls, a fact that
Of the 72 children who were identified as stuttering by clouds the true sex ratio in stuttering, which, owing to
teachers, 9 were not so identified by investigators. Rela- recovery, greatly increases with age. Second, previous
tive to the total sample of 3,164, teachers and investiga- studies used only a single source of information, primarily
tors agreed that 3,074 children did not exhibit stuttering. teachers’ responses to questionnaires. In a few studies, a
Investigators identified 3,083 as not stuttering, whereas single investigator or a school clinician identified children
teachers identified 3,092 children as not stuttering. In- who stuttered. In the present study, investigators, teach-
vestigator and teacher identifications of stuttering are ers, and parents served as the three sources of identifi-
shown in Table 9. cation (although one provided only partial data). Further,
all children who stuttered were so identified by at least
The unavailable majority of potential parent iden-
two people making an independent judgment based on
tification data made it difficult to analyze the level of
direct observations. Also, the present study provided a
agreement with the other two identification methods.
For instance, among the 63 children for whom there was clear definition of stuttering, and all children who were
consensus by teachers and investigators, there were 12 suspected of stuttering were audio tape-recorded for ad-
for whom parents also indicated concerns. Yet, for this ditional verification. Last, in the present study, the
same group of 63 preschoolers, 15 parents indicated investigators /interviewers were knowledgeable about
no concerns, and data were unavailable for parents of the AA culture and English language used by African
36 children. We did find, however, a mismatch pattern Americans and, therefore, were better able to interact
between teacher/investigator identification and parent with the children and to distinguish normal disfluen-
identification. Parents tended to identify children as cur- cies from stuttering.
rently stuttering when the investigators and teachers In light of the above, key findings from this study
did not—that is, a total of 68 (48 AA and 20 EA) children provide noteworthy information about stuttering in
were identified as stuttering by their parents but not by AA preschoolers. Most pertinent to the objectives of
investigators or teachers. the current study is that all three data sources indicated
no statistically significant differences in the prevalence
of stuttering for 2- to 5-year-old African Americans and
Discussion same-age European Americans during the period when
the overwhelming majority of stuttering onsets occur.
Prior to evaluating the findings of this study, it is The similarity between the two racial groups extended
pertinent to briefly compare its central methodological to factors of age and sex. In both racial groups, boys
features with those of previous investigations of stutter- exhibited a higher prevalence of stuttering than girls
ing prevalence among African Americans. First, the age in ratios that are similar to what has been previously
of the participants is important. Whereas all previous reported, thus adding validity to the findings, and there
studies examined African Americans of elementary were no statistically significant differences in the over-
all prevalence of stuttering among the four discrete age
Table 9. Investigator and teacher identification of stuttering.
groups within the sample. Also, both groups exhibited
similar patterns of changing sex ratio with age. Inves-
Teacher
tigator and teacher identification of stuttering revealed
that the prevalence of stuttering was 2.52% for this
Investigator Yes No Total sample of preschoolers. Still, although our large sample
was very diverse, it should be noted that the children
Yes 63 18 81
No 9 3,074 3,083
lived in a single state in the United States. Thus, in-
Total 72 3,092 3,164 asmuch as the present study is the first to examine the
prevalence of stuttering in AA preschool children with

Proctor et al.: Prevalence of Stuttering 1475


the inclusion of a sample of same-age European Amer- For example, the present study did not rely on children
icans, the nonsignificant differences that were found lead being brought to a laboratory setting for diagnosis. Instead,
us to conclude that popular assumptions about stuttering children were identified during interaction in natural-
in African Americans should be re-evaluated. istic contexts.
The present study elicited stuttering identification, In summary, the results of the present study con-
as well as additional information, from parents, but only tribute to dispelling the long-held belief among many
1,107 (35%) of them responded. Although the reason for practitioners and researchers that a higher percentage
this medium level of responding to a questionnaire sur- of African Americans stutter than do European Amer-
vey is not clear, it is interesting that, contrary to pre- icans. Still, the current study did not investigate the
vious reports (e.g., Yairi & Ambrose, 2005), parents tended possible racial or ethnic factors in natural recovery. The
to identify children as currently exhibiting stuttering, possibility that African Americans exhibit a smaller re-
whereas the investigators and teachers did not. Four covery rate, and hence a higher percentage of stuttering
reasons may account for this phenomenon: (a) parents’ prevalence in later ages, should also be investigated. The
confusion between past and present stuttering, (b) chil- results of this study also support the need for cultur-
dren might stutter at home but not in school or vice versa, ally and linguistically sensitive research in stuttering—
(c) parents may have identified some other type of speech research that addresses a variety of issues such as the
disorder as stuttering, and (d) certain types of nonverbal prevalence of stuttering in other racial/ethnic groups,
behaviors may have been considered as stuttering. It is older age groups, alternative research designs, and treat-
possible that the minority of parents who responded ment efficacy in diverse populations.
represent those who were particularly sensitive about
their children’s speech, a possibility that is a factor in
the previous explanations. These same reasons may ac- Acknowledgments
count for some of the investigator and teacher mismatches. The first author was the minority scholar who was respon-
Regardless, the differences between parent identifica- sible for this research. The study was supported by a Minority
tion of stuttering and investigator and teacher identi- Supplement Grant from the National Institute on Deafness
fication invite further investigation regarding factors and Other Communication Disorders (NIDCD). The NIDCD
that influence parent perception and assessment of Grant R01-DC 00459 was awarded to the second author, who
stuttering. was the principal investigator. Melissa Duff was instrumental
in data collection, and Jie Zhang was instrumental in data
As the number of culturally and linguistically di-
analysis. We thank all of the children, parents, and teachers
verse groups increase in the United States, there is a who participated in the study.
commensurate demand for strong, empirically generated
theoretical bases to support assessment and intervention
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bilingualism: A review. Journal of Fluency Disorders, 26, Contact author: Adele Proctor, Department of Speech
179–205. and Hearing Science, University of Illinois at Urbana–
Van Borsel, J., Moeyart, J., Mostaert, C., Rosseel, R., Champaign, 901 South 6th Street, Champaign, IL 61820.
Van Loo, E., & Van Renterghem, T. (2006). Prevalence E-mail: aproctor@uiuc.edu.
of stuttering in regular and special school populations in
Belgium based on teacher perceptions. Folia Phoniatrica
et Logopaedica, 58, 289–302.
VanKeulen, J. E., Weddington, G. T., & DeBose, C. E.
(1998). Speech, language, and learning in the African
American child. Boston: Allyn & Bacon.

1478 Journal of Speech, Language, and Hearing Research • Vol. 51 • 1465–1479 • December 2008
Appendix. Letter to parents of study participants.

Dear Parent, Date


The Department of Speech & Hearing Science, University of Illinois, with the cooperation of your child’s daycare center/school, is conducting a survey of
young children’s speech. For the most part, we plan to listen to each child while he/she plays at school. We would also like to ask your thoughts of your child’s
speech, language, and hearing at present as well as in the past. Please take a minute to help us out by responding to the following items. Your cooperation is
very important to us.
Your Child’s Name_________________________ Classroom:________________________

At present, I have questions/concerns about my child’s speech, language, hearing skills:


___________Speech (speech sounds used)
___________Language (how well he/she expresses him/herself)
___________Stuttering (or other problems of speech rhythm)
___________Voice (for example, hoarseness)
___________Hearing (how well he/she hears in the environment)
If any were checked yes, please explain:
____________________________________________________________________________________
____________________________________________________________________________________
In the past, but not now, I had questions/concerns about my child’s speech, language, hearing skills:
_____________Speech
_____________Language
_____________Stuttering
_____________Voice
_____________Hearing
______________________________________________________________
If any were checked yes, please explain and give approximate ages.
Thank you for taking the time to answer our questions. Please return this form to your child’s daycare center/school. If you have any questions about this project
you may call _________.

Sincerely,
Dr. Adele Proctor Dr. Ehud Yairi
Associate Professor Professor

Proctor et al.: Prevalence of Stuttering 1479

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