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03-16-00582-CR
19867885
THIRD COURT OF APPEALS
AUSTIN, TEXAS
10/4/2017 5:49 PM
JEFFREY D. KYLE
CLERK
No. 03-16-00582-CR
__________________________________________________________
FILED IN
3rd COURT OF APPEALS
IN THE COURT OF APPEALS AUSTIN, TEXAS
FOR THE THIRD DISTRICT OF TEXAS10/4/2017 5:49:09 PM
AT AUSTIN JEFFREY D. KYLE
Clerk
__________________________________________________________
v.
Jennifer Tharp
Criminal District Attorney
By
Jordan Brown
SBN: 24077690
Assistant District Attorney
150 N. Seguin Avenue, Suite #307
(830) 221-1300
Fax (830) 608-2008
New Braunfels, Texas 78130
E-mail: brownj@co.comal.tx.us
Attorney for the State
ii
Table of Contents
Argument....................................................................................................................4
Standard of review.........................................................................................4
Appellant has failed to meet his burden to establish that the statutory
per se definition of intoxication is unconstitutional. ................................16
Prayer .......................................................................................................................20
iii
Index of Authorities
Cases
Ex parte Mata,
925 S.W.2d 292 (Tex. App. 1996) .............................................................................9
Faulk v. State,
608 S.W.2d 625 (Tex. Crim. App. 1980) ................................................................18
Forte v. State,
707 S.W.2d 89 (Tex. Crim. App. 1986) ....................................................................7
Gonzalez v. State,
8 S.W.3d 640 (Tex. Crim. App. 2000) ................................................................4, 16
Hooper v. State,
214 S.W.3d 9 (Tex. Crim. App. 2007) ................................................................4, 16
Karenev v. State,
281 S.W.3d 428 (Tex. Crim. App. 2009) ................................................................18
Lawrence v. State,
240 S.W.3d 912 (Tex. Crim. App. 2007) ..................................................................4
Price v. State,
59 S.W.3d 297 (Tex. App.—Fort Worth 2001, pet. ref’d) .......................................9
iv
Rodriguez v. State,
93 S.W.3d 60, 69 (Tex. Crim. App. 2002) ................................................................4
Romer v. Evans,
517 U.S. 620 (1996) .................................................................................................15
S. Dakota v. Dole,
483 U.S. 203 (1987) ...................................................................................................5
State v. Mechler,
153 S.W.3d 435 (Tex. Crim. App. 2005) ..................................................................9
Turpin v. State,
606 S.W.2d 907 (Tex. Crim. App. 1980) ..............................................................6, 8
Willis v. State,
790 S.W.2d 307 (Tex. Crim. App. 1990) ..................................................................6
v
Other References
D.M. Gorman, J.C. Huber & S.E. Carozza, Evaluation of the Texas 0.08 BAC Law,
41 Alcohol and Alcoholism 2 (2006) https:// academic.oup.com/alcalc/article-
lookup/doi/10.1093/alcalc/agh253 (last visited Sep. 2, 2017) ..............................10
vi
Statement of Facts
Appellant came to the attention of law enforcement on the day of the offense
because he was involved in a one-vehicle rollover crash (III R.R. at 24-25). During
his investigation of the accident, Trooper Brett Peters came to the conclusion that a
Appellant may have been driving while intoxicated based on the Trooper’s
observations of the scene, Appellant’s poor driving and the signs of intoxication
Appellant exhibited at the scene (id. at 38). Those signs included bloodshot, glassy
eyes, slow and slurred speech, and giving off the odor of alcohol (id. at 34).
C.R. at 31-34). The substantive portion of the Motion alleged that Chapters 49.04
and 49.09 of the Texas Penal Code are unconstitutional in that they allow
0.08 without regard for their status as alcoholics (id.). The Motion continues in
support that alcoholism is a disease, alcoholics have a higher tolerance and can
consume greater quantities of alcohol before the same effects are observed, and
that a per se standard necessarily violates the Equal Protection Clause of the
exceptional class (id.). Appellant’s Motion to Quash was argued in front of and
1
Appellant pled not guilty on August 9, 2016 to the indicted charge of
Driving While Intoxicated with Two or More Previous Convictions for the Same
concentration (BAC) results were entered into evidence as State’s Exhibit 4 (III
R.R. at 120). Those results showed the Appellant’s Blood Alcohol Concentration
level to be between .2918 and .2948 between the four samples tested over two days
at the Texas Department of Public Safety Lab (id. at 121). After trial by jury,
Appellant was found guilty and was sentenced by the court to four years in the
Appellant’s only point of error is that the trial court erred by denying the
motion to quash the indictment. In the Appellant’s motion it was argued that the
the facial constitutionality of the statute, as neither the record nor the Appellant’s
level of tolerance, or the specific facts of this case to be a challenge to the statute
as applied.
2
The determination of such a per se standard is a valid exercise by the Texas
Legislature of the police powers of the state, firmly within the province of the
Legislature. The criminal activity being regulated here is operating a motor vehicle
while intoxicated. The Legislature created a new offense that can be proven solely
regardless of whether the other definitions of intoxication have been met. The State
of Texas has the authority to regulate how its citizens operate vehicles on public
to safeguard the public health and safety. Driving is not protected behavior,
therefore the fact that a person may be more likely to drive while intoxicated than
the average person, or that they may be able to more skillfully drive while
intoxicated than the average person does not present an equal protection issue.
concentration does not rise to the level of a constitutional violation because such a
motor vehicles by any and all persons while legally intoxicated that is restricted.
3
Standard of Review
novo on appeal. Lawrence v. State, 240 S.W.3d 912, 915 (Tex. Crim. App. 2007).
with the presumption that the legislature has not acted unconstitutionally. Id. The
burden is upon the party challenging the statute to establish its unconstitutionality.
Texas has long had a per se definition for intoxication. In 1999 the law was
amended to change the previously defined standard for per se intoxication from
0.10 to 0.08, which is still the threshold for per se intoxication under 49.01(2)(B).
Laws, https://one.nhtsa.gov/people/injury/research/pub/alcohol-laws/08History
(last visited Aug. 23, 2017). This followed a national trend pushed during the
Clinton Administration by The Transportation Equity Act for the 21st Century,
tying federal grant funding to the adoption of the 0.08 standard in 1998, similar to
1
At the outset, the Court may resolve this appeal without addressing Appellant’s constitutional
argument because he was convicted under a general verdict, and Appellant has not contested that
the evidence is sufficient to sustain his conviction under the alternative theories. See Hooper v.
State, 214 S.W.3d 9, 14 (Tex. Crim. App. 2007); Gonzalez v. State, 8 S.W.3d 640, 641 (Tex.
Crim. App. 2000); see also infra (at 16).
4
the earlier 408 program pushing 0.10, and the 410 program in 1988 pushing a
gradual move from 0.10 to 0.08 beginning in 1988. Id. These were largely
coercive, grant funded programs, because under the United States Constitution the
powers not delegated federally are reserved to the states under the Tenth
Amendment, including what is often called the “police power” of the state. The
states were not obligated to adopt the federal standards, but risked losing access to
the available federal highway grant funding should they decline to adopt the
required standards. Id. This was not dissimilar procedure to what the U.S. Supreme
Court had upheld in the South Dakota v. Dole case, where The Court determined
that placing conditions and terms on the disbursement of money to the states did
not violate the Tenth Amendment limitations on federal influence over state affairs
in the context of coercing states to set minimum drinking age. S. Dakota v. Dole,
483 U.S. 203, 210 (1987) (citing Oklahoma v. Civil Service Comm’n, 330 U.S. 127
(1947)).
A. The legislature has the authority to create criminal offenses, and the
creation of a per se definition for intoxication is a valid exercise of those
powers.
The police power of the state is the power reserved by each state under the
U.S. Constitution and the Tenth Amendment to establish and enforce all laws
necessary with the goals of protecting the welfare, health, morals, and safety of the
5
public. The source of the power is the grant of authority from the people governed
to the government, for the existence of order and security over the individual
interests of many. Spann v. City of Dallas, 111 Tex. 350, 355, 235 S.W. 513, 515
(1921). The authority is not absolute, but is limited by the fundamental limitations
of the Constitutions of the state and nation. Id. The basis for the power is the
significant interest of the state in maintaining public safety and order for the
citizens of the state. Faust v. State, 491 S.W.3d 733, 748 (Tex. Crim. App. 2015)
The Texas Constitution established the initial framework for the Texas
Legislature, and how the process of making laws would proceed. The Courts have
recognized that the Legislature possesses the sound discretion to debate and pass
legislation, including specifically the power to create and define criminal offenses.
Willis v. State, 790 S.W.2d 307, 314 (Tex. Crim. App. 1990). That discretion
extends to modify existing offenses, create new offenses, and also includes the
authority to create and define defenses to those criminal offenses. Id. Further, and
also has the power to adopt presumptions of sobriety alongside the power it has to
define intoxication. Turpin v. State, 606 S.W.2d 907, 912 (Tex. Crim. App. 1980).
That power to pass legislation setting presumptions is not a power shared by the
6
The Texas Legislature has chosen to create a per se definition for
intoxication, and has also chosen not to adopt a presumption of sobriety, nor has it
Id. The Legislation on Driving While Intoxicated with priors is codified in various
49.04, the necessary definitions in § 49.01, and the basis for enhancement in §
49.09. Tex. Pen. Code § 49.01, 49.04, 49.09. The positions advanced by Appellant
prior to his trial for Driving While Intoxicated with two or more priors are
essentially arguments on why the law should be changed; the consideration of the
arguments is a legislative one, and does not raise a constitutional issue with the
application of the law as it is. As the Court of Criminal Appeals stated in Turpin,
“Whether a particular blood alcohol level should carry the weight of a presumption
The Texas Court of Criminal Appeals has regularly held that the Texas
legislature has the power to define criminal conduct within the constitutional limits
Intoxicated offenses. Forte v. State, 707 S.W.2d 89, 96 (Tex. Crim. App. 1986).
That same court specifically held that the state has the power to define intoxication
7
amended law of the state in 1983.2 Id. at 93-96. While the law has been
change in no way curtailed the Legislature’s power to create and define offenses.
has the ability to prohibit the possession of a substance and to restrict the
maximum speed on a highway or in a school zone, it has the power to restrict the
privilege of driving when a driver has alcohol in their system. The per se statute
the offense of driving while intoxicated, in addition to the prior basis for the
offense requiring proof of the loss of normal mental or physical faculties. In this
way, the 0.08 blood alcohol concentration becomes an element of the offense of
defined per se intoxication offense. It is possible under the law to be found guilty
of the offense of driving while intoxicated for meeting the threshold for any one of
the three defined manners and means. Alternatively, it is also possible for a
defendant to be found guilty for a combination of two or even all three of the
2
In addition to the change from .010 to 0.08, the Legislature also removed “percent” from the
definition. Prior to that removal the word had caused some confusion.
8
manners and means; unanimity of the jury decision on manner and means is not
required. See Price v. State, 59 S.W.3d 297 (Tex. App.—Fort Worth 2001, pet.
ref’d). Further, evidence can be considered for determining any of the manners and
defendant has in fact lost his mental and/or physical faculties. See State v. Mechler,
153 S.W.3d 435 (Tex. Crim. App. 2005) (BAC results make it more probable that
the defendant was intoxicated under both per se and impairment definitions).
Because the state has the power to define intoxication in a per se manner,
this exercise of police power and legislative authority is not in violation of the
remedial activity, including revocation. Ex parte Mata, 925 S.W.2d 292, 295 (Tex.
App. 1996) (citing Texas Dep’t of Pub. Safety v. Schaejbe, 687 S.W.2d 727, 728
(Tex. 1985)). While the state must grant a license to persons who meet the
requirements and qualifications and may not deny a license capriciously, the state
still maintains regulatory power. Id. Specifically, the state can set qualifications
9
that must be met, fees that must be paid, and may determine circumstances under
Id. The creation of criminal offenses including speeding, requiring insurance and
registration, and intoxicated driving are additional restrictions on the act of driving.
The fact that a person belongs to a protected class does not exempt them
from these routine restrictions placed on the act of driving, nor does it shield them
from the criminal enforcement of the laws of the state. An individual with a valid
prescription cannot be prosecuted for the possession and use of that drug as
individuals is protected from prosecution when they make the choice to exercise
lost the ability to drive safely. A 2006 study compiled and evaluated much of the
research conducted prior to that time and concluded that while some evidence
showed that it had not been. D.M. Gorman, J.C. Huber & S.E. Carozza, Evaluation
of the Texas 0.08 BAC Law, 41 Alcohol and Alcoholism 2 (2006) https://
Sep. 2, 2017). The study noted that its data was flawed from the collection process,
10
as huge percentages of the cases involving both fatal accident data from the
crashes, fatal and non-fatal, did not have any or accurate BAC information, leading
to imputed numbers for the calculation. Id. Ultimately, the study concluded that it
was not simply the question of whether 0.08 is a good standard, or the right
standard, but that conditions such as publicity and consistent enforcement and
the end goal: preventing alcohol-involved crashes and saving lives. Id. A more
recent study concluded that in areas with a high rate of alcohol-related fatalities
(which would include Texas) a BAC limit of 0.08 along with ALR correlated with
Fatalities: A Quantile Regression Analysis, Int. J Environ Res Public Health 4628–
There are studies showing different results in all directions; some research
data either suggests that a .08 per se standard lowers fatalities due to alcohol-
effect. Id. Even with some research that suggests that 0.08 does not make a
11
substantial difference from the previous standard of 0.10 in terms of overall
does not lose its power to set the standard. While the instant brief has not provided
a complete survey of all of the favorable data, because there is some scientific data
supported the 0.08 BAC standard that the state of Texas moved to in 1999.
Regardless, the state of Texas has exercised its police powers to impose, in
addition to the earlier manner and means requiring loss of mental or physical
concentration of 0.08. This is a valid exercise of the state’s police power—of the
Legislature’s power to create and define offenses—and has been maintained by the
This brief is not aimed at resolving the question of whether alcoholics are a
protected class under the laws of the United States and/or the State of Texas.
Appellant has cited several cases to argue that alcoholics are, or at least that they
12
analysis is not needed, because even if it is presumed that the Appellant is in fact
an alcoholic—despite the fact that there is insufficient evidence for the Court to
make that determination—and further accepting the argument that alcoholics are a
merit the conclusion that Appellant is an alcoholic, and the constitutional argument
should fail. If the Court accepts that he is an individual with a disability and moves
on to further analysis, it must examine both whether driving is a major life activity
and whether the per se law causes a substantial impairment of that major life
activity.
The Appellant has failed to meet his burden in establishing that driving is a
major life activity entitled to additional protection. Although citing generally some
categorical, fundamental major life activities, no case law is cited in support of the
Generally speaking, a major life activity includes functions such as “caring for
learning, and working.” Davis v. City of Grapevine, 188 S.W.3d 748, 759 (Tex.
13
App. 2006) (quoting 29 C.F.R § 1630.2(I)). Driving is certainly an important
activity in the lives of many people. However, numerous courts have determined
that driving is not a major life activity. See Wilson v. Capital Transp. Corp., 234
F.3d 29 (5th Cir. 2000); Kellogg v. Energy Safety Servs. Inc., 544 F.3d 1121, 1126
(10th Cir. 2008); Chenoweth v. Hillsborough Cty., 250 F.3d 1328, 1329–30 (11th
Cir. 2001); Colwell v. Suffolk Cty. Police Dep’t, 158 F.3d 635, 643 (2d Cir. 1998);
Winsley v. Cook Cty., 563 F.3d 598, 603 (7th Cir. 2009). The Court in Chenoweth
Even if driving did qualify as a major life activity, the Appellant has failed to
provide any basis demonstrating the existence of a per se BAC law is a substantial
onerous, the law simply provides the possibility of legal consequence should a
person choose to drive after drinking beyond a certain amount. The statute is not a
substantial impairment on the life of the alcoholic, who can choose to drink when
driving is not necessary, or can find an alternative means to travel if they have
14
decided to drink beyond the threshold. The restriction on driving imposed is a
limited one, and imposes the exact same non-substantial burden on all citizens of
the state.
The constitutional rights of alcoholics are not any more impaired by DWI
laws than by a speed limit – certain limitations on driving are reasonable and
legally permissible, and the same burden is shared by all. The Appellant cannot
establish discriminatory purpose with the bald assertion that alcoholics are targeted
Romer v. Evans, 517 U.S. 620, 634 (1996). All factors of this analysis weigh
against the Appellant, who can not establish that he or his class were treated
differently, that any disparate treatment was without a reasonable basis, or even
against.
15
Appellant has failed to meet his burden to establish that the statutory per se
definition of intoxication is unconstitutional.
Appellant fails to address the fact that the jury had multiple alternative
manners and means from which they could have found the Appellant guilty, and
the jury returned a general verdict of “guilty.” There is no record of what the basis
for their decision was in this case. Under the general verdict theory, so long as
there is sufficient evidence on any alternative theory authorized by the charge, the
convictions should be upheld. See Hooper v. State, 214 S.W.3d 9, 14 (Tex. Crim.
App. 2007); Gonzalez v. State, 8 S.W.3d 640, 641 (Tex. Crim. App. 2000). Under
that principle, even if the Court otherwise accepted Appellant’s argument, the
Appellant would still be guilty under the loss of mental or physical faculties of the
driving while intoxicated law, as the jury charge authorized that manner and means
(III R.R. at 148). If there was to be a test case for pushing the question of whether a
per se standard is unconstitutional, this would not be the exemplar for that
argument. The central theme of the Appellant’s argument is that the state was not
required to prove at trial the loss of mental and physical faculties of the Appellant,
and means of proving driving while intoxicated cases prior to the passing of the
per se law. The response is twofold: first, there is no indication that the jury did not
in fact do just that; secondly: the per se law does not require that. The law requires
16
the only evidence of intoxication is a BAC at or above 0.08, the jury has sufficient
doubt.
This brief has not addressed the status of alcoholics as a protected class
because the contention that this law is unfairly and discriminatorily targeting
alcoholics fails, even if alcoholics are accepted as a protected class. As part of the
valid exercise of the powers of the Legislature, it may restrict the privilege of
driving to protect public health, just as other restrictions exist to regulate when and
how a person may learn to drive, may only drive at certain ages, must drive at
certain speed in certain areas, and may only drive vehicles of a certain size. The
research; the fact that a person, be he an alcoholic or not, may drive better at a
higher alcohol concentration than another person does not invalidate a law passed
to protect the greatest number of people. In fact, the bulk of the Appellant’s
argument is essentially that 0.08 is arbitrary and that the law does not take into
account alcohol tolerance. These are both issues that are the purview of the
Legislature to consider in making and reforming laws; these are not related to the
17
leeway than a regular person. The decision of where to set a per se threshold
applies to the entire populace, and is not variable based on the individual traits of
the Appellant. The definition applies equally to all; to a small woman and to a
large man, to an individual having their first drinks on their 21st birthday and to
the individual with cirrhosis of the liver from a lifetime of heavy drinking.
The Appellant bears the burden to establish that the law he is challenging is
unconstitutional. Further, based on the nature of the challenge, that burden begins
with the presumption that the Texas Legislature acted legally in enacting the law.
See, e.g., Karenev v. State, 281 S.W.3d 428, 429 (Tex. Crim. App. 2009) (“Statutes
608 S.W.2d 625, 630 (Tex. Crim. App. 1980). Appellant has cited no case or law
even suggesting that the per se standard is unconstitutional on its face, and has
cited neither legal nor factual basis of any situation, similar or not, where the law
Appellant’s position.
purpose in the law, there is also a complete lack of any evidence of actual
discriminatory effect. The mere allegation that the Appellant is an alcoholic, even
if true and supported, is insufficient to make the statute unconstitutional. The mere
assertion that alcoholics can drive better and safer despite being above the legal
18
BAC threshold is not sufficient proof to meet the burden, and even if true would
fail to establish any constitutional violation. And there is no support, even if taken
as true that alcoholics are a protected class, that driving is a protected activity, or
Appellant bears a heavy weight of both meeting his burden and overcoming the
unfairly targeted by the law in question, nor are they unfairly affected by the law in
question; all individuals are targeted equally by the same standard to achieve
overall safety for the community, a core principal of the police power that provides
the very authority to consider and pass legislation. Appellant’s argument that
alcoholics are unfairly discriminated against is conclusory and Appellant has failed
to meet his burden or overcome the presumption of legal action by the Legislature.
19
Prayer
Honorable Court of Appeals affirm in all matters the judgment of the trial court in
this case. The State also prays for all other relief to which it may be entitled.
Respectfully submitted,
JENNIFER THARP
Criminal District Attorney
By
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Certificate of Service
Appellee, hereby certify that a true and correct copy of this Brief for the State has
Gina Jones
gina.jones@jonessullivan.com
200 North Seguin Avenue
New Braunfels, Texas 78130
Attorney for Appellant on Appeal
Certificate of Compliance
I hereby certify, pursuant to Rule 9.4(i)(2)(B) and Rule 9.4(i)(3) of the Texas
Rules of Appellate Procedure that the instant brief is computer-generated using
Microsoft Word and said computer program has identified that there are 4,737
words within the portions of this brief required to be counted by Rule 9.4(i)(1) &
(2) of the Texas Rules of Appellate Procedure.
The document was prepared in proportionally-spaced typeface using Times
New Roman 14 for text and Times New Roman 12 for footnotes.
21